Characteristics of Energy Surfaces: 3.1 Strategies For Geometry Optimization
Characteristics of Energy Surfaces: 3.1 Strategies For Geometry Optimization
r
Characteristicsof energy surfaces
104
S t r a t e g i e sf o r g e o m e t r yo p t i m i z a t i o n 1n6
Secondorder saddlepoint
TransitionstructureA
Minimum for
productA
-0.5
Sccondorder imensional
0.5
saddlepoint potentialsurface
(r.) Valley-ridge s h o w i n gm i n i m a ,
- tr-) inflectionpoint
Minimum lor reactant transitionstates,and
_ - l
p a t h sc o n n e c t i n gt h e m .
I ' ( , t t =t I ' r 0 r+
f g ^ V -r l , 2 l l , H,.+,tt (3 . 3 )
k r."
in matrix-vectornotation
t t ( q ) =L , ( o ) + q r . +g t l 2 q r . H . q (3.4)
rG): I r ( 0 1 +g r u u r q + t T 2 q r u u r H u u r q . (3.5)
BecauseUrHU is diagonal,
( u r H u ) r 1: 8 r . r i r (3.6)
1-1.7)
Therefore.ifrve define
to be the componentof ,n.*r,"p {qp} and of tn. glual.nt along the rrth ergen-
vectorolH. the quadraticexpansionof l,'canbe u'rittenin termsof stepsalong
the 3,\ - 5 or 3t/ - 6 {Q,,,} directionsthat correspondto non-zeroHessian
eigenvalues:
Q r ,= - G , l ) ' r , , (3 10)
"downhill"
This clearlysuggeststhat the stepwill lead in energyas long asall of
the ).,,,valuesare positive.
However,if one or more of the ),n,arenegativeat the currentgeometry'. one is
in a regionof the energysurfacethatis not closeto a minimum. In fact,if only one
),,, is negative,onq anticipatesbeing neara transitionstate(at which all gradient
componentsvanishandali but one.i.n,arepositivewith one i.o,negative).In such
S t r a t e g i e sf o r g e o m e t r yo p t i m i z a t i o n
107
a case.theabor,'e
analysissuggests a step0/,r : -G,,/Ln, aloneall of the
takin_q
modes havingpositive).,,,,
but takin-e
a stepof oppositedirectione,, J +G,
1).,
alongthedirectionhavingnegarivel,?.
In anyevent.oncea stephasbeensuggested within the eigenmodebasis,one
needsto expressthat step in terms of the original cartesian coordinatesq1 so
thatthesecartesianvaluescan be alteredwithin the softwareprogramto effect
the predictedstep. Given valuesfor the 3N - 5 or 3l/ - 6 stef components
Q,, @.b..the stepcomponenrsQ,,, alongthe 5 or 6 modeshavinj zero Hessian
eigenvalues canbe takento be zerobecausethey would simply translate
or rotate
themolecule),onemustcomputethe{q1,}.To do so,we usethe relationshin
qr:L,L1t.,,,Q,,, (3.1i)
to computethe desiredCartesianstepcomponents.
In usi'g the Hessian-based
approaches
outlinedabove.onehasto takespecial
carewhenone or moreof the Hessianei-senvaluesis small.This oftenhappens
wnen:
Ht: - E Ht.:
(3.r5)
Htt Hz2 - E
2En : 1.11r.'
+ H2.2)
+ ( 3 r.6 )
Thesetwo solutionscanbe equal(i.e.,thetwo stateenergies cancross)only if the
squareroot factor vanishes.Becausethis factor is a sum of two squares(each
thus being positivequantities),this can only happenif two identitieshold:
H r . :: o . (3.18)
The main point then is that in the 31/ - 6 dimensionalspace,the two statesn.ill
generallynot have equal energy.However.in a spaceof two lower dimensions
(because therearetwo conditionsthat must simultaneousll'be obeyed- Hr.t :
H22and Ht.2 :0), theirenergies maybe equal.Theydo not haveto be equal,but
it is possiblethat they are.It is basedupon suchan analysisthat one usuallysays
that potentialenergysurfacesin 31/ - 6 dimensionsmay undergointersections
in spacesof dimension3N - 8. If the two statesare of different symmetry.the
off-diagonalelement111.2 vanishesautomatically,so only one otherconditionis
neededto realizecrossing.So, we saythat two statesof differentsymmetrycan
crossin a spaceof dimension3N - 7.
To find the lower-dimensionalspacein which two surfacescross,one must
have availableinformation about the gradientsand Hessiansof both functions
V1 and,V2. One then usesthis information to locate a geometryat which the
differencefunction F : f\ - vil2 passesthrough zero by using conventional
"root
finding" methodsdesignedto locatewhereF : 0. once onesuchgeomerry
(qe) has been located,one subsequentlytries to follow the .,seam"along which
the function F remainszero. This is done by parameterizingstepsaway from
(qo) in a manner that constrainssuch stepsto have no componentalong the
gradientof F (i.e.,to lie in the tangentplanewhere F is constant).For a system
rvith 3N - 6 geometricaldegreesof freedom,this seamwill be a sub-surface of
lower dimension(31/ - 8 or 31/ - 7 as noted earlier).such intersectionseam
locationproceduresarebecomingmore commonlyemployed,but are still under
N o r m a lm o d e so f v i b r a t i o n 109
v ( q * ) = l , 1 o l + f t a I l i ) q 1 ) q+pt l 2 L q , H 1 r . Q t * . . . , (3.19)
k j.k
3 . 2 . 1T h e N e w t o ne q u a t i o n so f m o t i o n f o r v i b r a t i o n
Thekineticand potentialenergymatrices
Truncatingthe Taylor seriesat the quadraticterms (assumingtheseterms dom-
inatebecauseonly small displacements from the equilibriumgeometryare of
110 C h a r a c t e r i s t i cosf e n e r g ys u r f a c e s
interest),onehasthe so-calledharmonicpotential:
where ri7 denotesthe tirnerateof changeof the coordinateq i andtn, is the mass
of the atomon whichthe.Tth Cartesiancoordinateresides.
The Neu,tonequations
thus obtainedare
nt,i-*lHrr,4t i l 1 ) t
xi:tlil.ntr)12. r l l l r
i',:-Lr',.^r^ (3.24)
k
) it ( t ) : - r , ( 0c) o s ( o / ) , (3.26)
-2xy:lu',.rxt \ 3 . 2|7
- -
Hessianmatrix and thenfindsthe 3N 5 or 3N 6 non-zeroeigenvalues cor2
as
rrellas the corresponding eigenuectors
-tf'l).
\\'ithin this harmonictreatmentof vibrationalmotion.the total vibrational
energl'ofthe rroleculeis givenas
l.\ -5 or 6
E { r ' 1 . r ' . . . . . . v :i o\ r r ) = t/ h' *t t,\ t' ,1 l vt l ' 2 t (3 . 2 8)
- -
a sum of 3,V 5 or 31y' 6 independent contributions.
one for eachnormal
mode.The corresponding
total vibrational
wave function
(3.30)
3 . 2 . 2T h e u s e o f s y m m e t r y
Symmetryadaptedmodes
Water
It is often possibleto simplity the calculationof the normal mode frequencres m o l e c u l es h o w i n gi t s
andeigenvectors by exploitingrnolecularpoint groupsymmetry.For molecules t w o b o n d l e n g t h sa n d
thatpossesssymmetrvat a particularstablegeometry.the electronicpotential b o n d a n g l e .
tr1(r7r)displayssymmetrvwith respectto displacements of symmetryequir.a-
lentCartesiancoordinates. For exantple.considerthe watermoleculeat its C2u
equilibriumgeornetryas illustratedin Fig. 3.2. A very small movementof the
H2Omolccule'slefi H atomin the positive-r direction(A-t1-)producesthe same
changein the potentiali/ as a correspondingly smalldisplacernent of the right
H atomin the negativc,tdirection(-A-rR).Similarly.movementof the left H in
thepositive_r'direction(A.v1)produces an energychangeidenticalto movement
of the right H in the positive,r'direction(A_r,n).
Theequivalcnce of thepairsof Cartesiancoordinatedisplacements is a resultof
thetact that the displacementvectorsareconnectedby the point groupoperations
of the C:, gror-rp. In particular.reflectionof Arlthrough the r,: plane(the two Two planes
planesare depictedin Fig. 3.3) produces-A.rn, and reflectionof Ars through of symmetry of the
thissameplaneyields A.r'R. w a t e rm o l e c u l e .
I tz C h ar a c t e r i s t i cosf e n e r g ys u r f a c e s
Pu,:)*o,.+o,,*C;. ( 3 . 3I t
Pt,, : I f 6r,. -o.., - C':. (3.31r
Pt,,: l-o,.* o., -C:. ( 3 . 3)3
% : : 1 - o , , - { , ,* C . . ( 3 . 3)4
Qut.r=2r":Jf;-)fp1. (3.3
5)
Qo'.:.=Z'"Iii+ln]. (3.36)
? . , . - :: [ f o ] . 13171
Thoseof b2 symmerryare
Qbrr=2'/t[Xy+Xp.l. (3.8
3)
Q v z : 2 - t i 2 7 Y y- Y p l , (3.39)
0u,: : [Xo]. (3.40)
Q o r . ,: 2 - r / 2 1 7 y - Z u ) (3.43)
is of a2 symmetry.
Normalmodesof vibration 113
Q r . ,: L C r . , . , , ' Y r (3.44)
rvithin which the symmetriesof the two modes are identical.The off-diagonal
elements
I
(3.,17)
*lS1*Xp*-{ol.
I
(3.,18
)
*[Yt+]h*rol'
I
(3.,+9)
*tzt*ZP.*Zo)
arethreetranslationeigenvectors
of h2.ctl and bl Symmetry,and
I
- (/ aZ r - Zr<) (3.50)
ts a rotation(aboutthe _r,-axis
in Fig. 3.2) of a2 svmmetry.This rotationvector
canbe generatedby applyingthe a1projectionoperatorto ZL or to Zp. The other
C h a r a c t e r i s t i cosf e n e r g ys u r f a c e s
Symmetric
and asymmetricstretch / tn.'.
m o d e sa n d b e n d i n g
mode of water.
O
,/"
Symmetries
of vibrationsof
methane.