The PSNP at The Heart of FNS-related Policies
The PSNP at The Heart of FNS-related Policies
The first comprehensive food security strategy was developed in 1996, and
The 1996 food security strategy was revised in 2002 when the government launched the new
National Food Security Program (FSP) to address the underlying sources of chronic and
transitory food insecurity, at both national and household level.
An in-depth study was undertaken in 2003 by the Ministry of Agriculture and Rural
Development (MoARD), and the bilateral and multi-lateral development partners of Ethiopia
to develop the “New Coalition for Food Security in Ethiopia”. The key interventions
designed to attain household food security over a five-year period since 2003 included:
voluntary resettlement program; safety net program (incl. building community assets); and
building household assets through on farm and off farm activities (Haan et al., 2006). The
coalition promised to enable five million food insecure inhabitants to become food secure and
to improve the food security of an additional ten million people. Inhabitants in drought-prone
and degraded areas were also assisted to move to areas that are under-utilized and more
suitable for agricultural activities under the voluntary resettlement program (EAS, 2013).
The food security strategy was revised again in 2006, around three main components:
Productive Safety Net Program (PSNP), Household Asset Building Program (HABP)
and Complementary Community Investment Program (CCI). The objective was to
provide support in cash and in-kind to population living in identified food insecure Woredas
(i.e. districts) (EAS, 2013). In exchange for the support, majority of the recipients were
engaged in public work programs (roads, a forestation, and rehabilitation of degraded lands).
The 2006 version also contains nutrition interventions for acutely malnourished children and
mothers (EAS, 2013).
- The Household Asset Building Program (HABP) aims to spur graduation from PSNP
by helping chronically vulnerable populations build resiliency through improved risk
management and building up household assets. The ambition is to graduate 80% of PSNP
beneficiaries by 2014 (USAID, 2011Recent presentation by Hoddinott (2014) indicates that since
2005 approximately 500,000 beneficiaries have been graduated from the PSNP.
The successes of PSNP have been widely recognized. Household food security has improved
while assets have been protected (mainly from reduced distress sales of livestock). The
program has also assisted in transforming rural livelihoods (again via increased growth in
livestock holdings) and improving the use of health and education services, potable water,
rural feeder roads, and has helped more than 269,000 households to be food self-sufficient
(Furtado and Hobson, 2011).
In addition, Ethiopia has launched a number of agricultural development and food security
programs over the past decade, including the following:
- Agricultural Growth Program (AGP) seeks to increase agricultural productivity and
market access for key crop and livestock products, and leveraging the potentiality of
productive highland areas. This five-year program launched in 2011 marks the renewed
interest for agriculture in the FNS agenda of donors. It is expected to assist small and
medium farmers to get better livelihoods, and quality life through provision of enhanced
agricultural extension services, infrastructure, market opportunities, and linkages
enclosed by agro-enterprises and/or cooperatives (MoARD, 2013).
The New Social Protection Policy: based on previous experiences and lessons learned, a
new progressive and comprehensive social protection policy had been drafted in 2012,
but it still awaits approval.
- The Disaster Risk Management and Food Security Sector (DRMFSS) has been established
in 2008 for the coordination and leadership of the Disaster Risk Management Policy, whose
objective is to reduce risks and minimize the impacts of disasters through a comprehensive and
integrated disaster risk management system.
- The National Nutrition Strategy: after a long period of limited attention to nutrition issues, a
National Nutrition Strategy (NNS) was formulated during 2005/06, and again in February 2008.
This first ever NNS is based on the conceptual framework of the causes of child malnutrition
presenting the immediate, underlying, and basic causes of malnutrition (SC-UK, 2009). It brings
together the various isolated and uncoordinated interventions into one comprehensive sector-
wide approach, thereby breaking with the traditional food-biased approach which considered
food security as the primary means to achieve nutritional security.
5. Difficulties of policies to address FNS multidimensionality
The previous sections have shown that FNS policy documents and institutional frameworks
are predominantly shaped by the agricultural sector and do not really reflect the
multidimensionality of FNS challenges. This Section aims to explain why the
multidimensionality of FNS is so hard to be addressed in a well-balanced way in FNS policy
documents and institutional frameworks.
5.1. Limits of intersectoral coordination in FNS institutions
Despite the creation of several inter-ministerial bodies for food security aimed at ensuring the
involvement of all relevant sectors, including health/nutrition, effective intersectoral
coordination appears limited. The discussions in these bodies tend to be primarily led by
short-term and agricultural concerns. FNS-related sectors are also inclined to develop their
own agenda and institutional frameworks, leading to parallel dynamics in agriculture, social
and nutrition sectors rather than integrated dynamics as the FNS concept would suggest.
The PSNP was developed partly based on field experience of some donors, as the
government intended to scale-up their approach through the cash-based transfers. The PSNP
emerged from the New Coalition for Food Security (NCFS) in which Ethiopia’s major
donors, such as the World Bank, USAID, DFID and EU, played significant roles (World
Bank, 2011). In general, from its outset, PSNP is considered as a joint program of Ethiopia’s
government and its development partners.
In addition, institutional coordination between government and donors is at the heart of the
PSNP. Donors work with the government through their Donors Assistance Group (DAG) and
form various joint committees (see Figure 9). The PSNP institutional setup builds therefore
coordination among government levels in political, technical and operational arenas, as well
as with donors of the program. The PSNP could also be mentioned as a program that creates a
new kind of cooperation and partnership between the government and donors.
The process of transfer responsibilities for disaster risk management from an independent
agency (DPPC) into the MoARD (see Figure 11) is another example where donors play a
significant role. The integration of the Disaster Risk Management Agency (DRM) into the
MoARD has been brought as a result of World Bank’s Business Process Reengineering
Support to Ethiopia. This support was designed to restructure government institutions to
enhance accountability, action-oriented structures and efficiency (IEH, 2012). This
restructuring acknowledges the relationship between improvements in agriculture and
disasters as well as the need to link consumption objectives with the protection and creation
of assets (Loma-Ossorio E., and Lahoz C., 2012).
8. Conclusions
Despite the wide recognition of the multidimensionality of FNS and of the need to mobilize
all the concerned sectors (agriculture, health, social affairs, trade, etc., short-term and longterm
responses), FNS policies barely reflect a comprehensive and well-balanced approach. In
Ethiopia the introduction of the PNSP seems to succeed in making the bridge between shortterm
and long-term interventions and bringing a social perspective to FNS. In Burkina Faso,
the current resilience agenda has also the ambition to build this bridge. However, FNS
policies and institutional frameworks remain predominantly agricultural production-oriented
and most often focused on monitoring the agricultural season in Ethiopia, Burkina Faso and
also Kenya and Benin.
This paper tries to understand this form of disconnection between the holistic concept of FNS
which asks for inter-sectoral FNS policies and the reality of FNS policies which are mainly
sector-specific. The original framework used for the analysis is based on both the cognitive
policy analysis where actors’ representations play a determining role in policy changes and
the neo-institutionalism where the weight of institutions explains policy inertia. Between 10
and 20 semi-structured interviews with key informants were conducted, especially to
understand how they perceive the FNS challenges and what should be the solutions. The
analytical framework proves to be particularly powerful to respond to our research questions.
Historically, decision makers have understood FNS in terms of food production only. Since
only a few years, awareness on nutrition for example has emerged very high on the political
agenda. This initial framing of FNS challenges around food availability and the prevention
and management of food crises continues to weight on FNS actors’ visions. This illustration
of path dependency is strongly rooted in actors’ training (the vast majority of them have their
background in agriculture) and the bias of national food security information systems towards
production indicators (despite their significant enlargement to other FNS indicators).
Alternative visions of FNS, focusing more on social and nutrition perspectives of FNS, are
gaining importance but this tends to lead to parallel agenda and institutional frameworks. For
example, both in food security and nutrition, intersectoral bodies are created in order to
convoke all the relevant sectors. This situation creates some confusion and overlap between
FNS institutions and, in fact, these intersectoral bodies are facing difficulties in properly
addressing the multiple dimensions of FNS.
Paradoxically, trade policies have usually been unfavourable to producers through agricultural
taxation, low tariffs and ad hoc state interventions to keep domestic prices accessible to
consumers. Generally governments want to keep the prices low because of pressures from
urban vocal consumers. It should be ensured, however, that efforts to lower consumer food
prices are aligned with opportunities to sustain livelihoods and growth in farming. Farmers
should be given enough incentives. The decrease of agricultural taxation over the last decades
and the ambitious programs to support agricultural production in view of improving food
selfsufficiency since the 2007/08 food crisis can be considered as a reduction of this paradox.
Such reform has effectively been going hand in hand with an upscaling of social protection
measures for consumers that are vulnerable to shocks in the market.
Shaping and implementing comprehensive and well-balanced FNS policies does not prejudge
any form of intersectoral collaboration and institutional architecture. Questions such as what
is the most appropriate institutional anchorage for FNS issues (under the Ministry of
Agriculture, the Prime Minister or the Presidency), or whether food security and nutrition
institutions should be merged into a single intersectoral body, are very context-specific.
Successful national experiences of FNS institutional framework can barely be transferred or
replicated in other countries. It’s up to each country, given its political and social history and
specificities, to design its own institutional mechanism which would enable to move from the
agricultural bias of FNS policies towards more multidimensional policies.
The weight of initial FNS framings (agricultural-oriented), the routine practices and
functioning of FNS organisations, as well as the interests of the historical (agricultural) actors
in FNS and power relations with other actors, suggest some inertia in FNS policies. Effective
multidimensional FNS policies would certainly take some time to be implemented as they
question these historical trends, sectoral logics and interests built over time.
High-level commitments and leadership and/ or the existence of policy entrepreneurs are
important factors contributing to initiate FNS policy changes. In Ethiopia, the high-level
political willingness to move away from annual humanitarian appeal is part of the explanation
of the FNS policies’ shift towards addressing chronic food insecurity. Donors have made huge
efforts to coordinate and align with the government’s position, in line with aid effectiveness
principles. However, this experience has to be understood in the specific context of the
Ethiopian governance. Various forms of political commitments are possible and further
research would be necessary to explore the relation between some forms of governance and
leadership and the evolution of FNS policies.
Development partners (donors, NGOs, etc.) are nevertheless important actors in FNS
policymaking processes in all the studied countries. Hence, changes in their vision of FNS, their
functioning and their interventions may significantly contribute to FNS policy changes. In
particular, a better coordination between the different services or units in charge of FNS in the
internal organisation of large aid actors, such as the European Commission, is a major
challenge. In terms of recommendations for the EU policies in aid and development,
examples of EU programs aiming at better linking emergency and development responses
already exist (e.g. projects where the delegation could take over from ECHO support when it
comes to an end). Ensuring a strong articulation of supports in agriculture, social transfers and
nutrition appears now to be a key effort for more multidimensional FNS policies.
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