Astm E3 Preparation of Metallographic Specimens1
Astm E3 Preparation of Metallographic Specimens1
Astm E3 Preparation of Metallographic Specimens1
ADOPTION NOTICE
Reviewer Activities:
Army - AR
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FSC 95GP
This standard has been approved for use by agencies of the Department of Defense.
microscope. In special cases, the objective of the examination E 1245 Practice for Determining the Inclusion or Second-
may require the development of less detail than in other cases Phase Constituent Content of Metals by Automatic Image
but, under nearly all conditions, the proper selection and Analysis2
preparation of the specimen is of major importance. Because of E 1268 Practice for Assessing the Degree of Banding or
the diversity in available equipment and the wide variety of Orientation of Microstructures2
problems encountered, the following text presents for the E 1558 Guide to Electrolytic Polishing of Metallographic
guidance of the metallographer only those practices which Specimens2
experience has shown are generally satisfactory; it cannot and E 1920 Guide for Metallographic Preparation of Thermal
does not describe the variations in technique required to solve Sprayed Coatings2
individual specimen preparation problems. 3. Terminology
NOTE 1—For a more extensive description of various metallographic 3.1 Definitions:
techniques, refer to Samuels, L. E., Metallographic Polishing by Mechani-
3.1.1 For definitions used in this practice, refer to Termi-
cal Methods, American Society for Metals (ASM) Metals Park, OH, 3rd
Ed., 1982; Petzow, G., Metallographic Etching, ASM, 1978; and Vander- nology E 7.
Voort, G., Metallography: Principles and Practice, McGraw Hill, NY, 2nd 3.2 Definitions of Terms Specific to This Standard:
Ed., 1999. 3.2.1 castable mount—a metallographic mount generally
1.2 This standard does not purport to address all of the made from a two component castable plastic. One component
safety concerns, if any, associated with its use. It is the is the resin and the other hardener. Both components can he
responsibility of the user of this standard to establish appro- liquid or one liquid and a powder. Castable mounts generally
priate safety and health practices and determine the applica- do not require heat and pressure to cure.
bility of regulatory limitations prior to use. 3.2.2 compression mount—a metallographic mount made
using plastic that requires both heat and pressure for curing.
2. Referenced Documents 3.2.3 planar grinding—is the first grinding step in a prepa-
2.1 ASTM Standards: ration procedure used to bring all specimens into the same
A 90/A 90M Standard Test Method for Weight (Mass) of plane of polish. It is unique to semi or fully automatic
Coating on Iron and Steel with Zinc or Zinc-Alloy preparation equipment that utilize specimen holders.
Coatings 3.2.4 rigid grinding disc—a non-fabric support surface,
E 7 Terminology Relating to Metallography2 such as a composite of metal/ceramic or metal/polymer
E 45 Practice for Determining the Inclusion Content of charged with an abrasive (usually 6 to 15µm diamond par-
Steel2 ticles), and used as the fine grinding operation in a metallo-
E 340 Test Method for Macroetching Metals and Alloys2 graphic preparation procedure.
E 407 Test Methods for Microetching Metals and Alloys2 4. Significance and Use
E 768 Practice for Preparing and Evaluating Specimens for
Automatic Inclusion Assessment of Steel2 4.1 Microstructures have a strong influence on the proper-
ties and successful application of metals and alloys. Determi-
nation and control of microstructure requires the use of
1
This guide is under the jurisdiction of ASTM Committee E04 on Metallography metallographic examination.
and is the direct responsibility of Subcommittee E04.01 on Sampling, Specimen
Preparation, and Photography. 4.2 Many specifications contain a requirement regarding
Current edition approved April 10, 2001. Published July 2001. Originally microstructure; hence, a major use for metallographic exami-
published as E 3 – 21 T. Last previous edition E 3 – 95.
2
nation is inspection to ensure that the requirement is met. Other
Annual Book of ASTM Standards, Vol 03.01.
Copyright © ASTM, 100 Barr Harbor Drive, West Conshohocken, PA 19428-2959, United States.
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and longitudinal sections should be studied. Special investiga-
tions may require specimens with surfaces prepared parallel to
the original surface of the product.
5.2.3 In the case of wire and small rounds, a longitudinal
section through the center of the specimen proves advanta-
geous when studied in conjunction with the transverse section.
5.3 Transverse sections or cross sections taken perpendicu-
Symbol in
lar to the main axis of the material are often used for revealing Suggested Designation
Diagram
the following information:
5.3.1 Variations in structure from center to surface, A Rolled surface
5.3.2 Distribution of nonmetallic impurities across the sec- B Direction of rolling
C Rolled edge
tion,
D Planar section
5.3.3 Decarburization at the surface of a ferrous material E Longitudinal section perpendicular to rolled surface
(see Test Method E 1077), F Transverse section
5.3.4 Depth of surface imperfections, G Radial longitudinal section
5.3.5 Depth of corrosion, H Tangential longitudinal section
5.3.6 Thickness of protective coatings, and FIG. 1 Method of Designating Location of Area Shown in
5.3.7 Structure of protective coating. Photomicrograph.
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resistance, transparent
Epoxy Cure time 1⁄2-20 h, very low shrinkage, good adhesion, low heat generation during polymerization, moderate abrasion
resistance, low viscosity (good for vacuum impregnation), transparent
for specimens with rough, porous, or irregular surfaces, be- TABLE 4 European/USA Grit Grade Comparison Guide
cause the electroless solution provides better surface coverage FEPA ANSI/CAMI
and penetration. Grit Number Size (µm) Grit Number Size (µm)
10.6 Active metals such as zinc and aluminum are difficult P120 125.0 120 116.0
P150 100.0 180 78.0
to plate. Sometimes a flash cyanide copper plate can be P220 68.0 220 66.0
deposited, which then can be followed by normal plating from P240 58.5 ... ...
a sulfate bath. Evaporated coatings of copper, gold, or chro- P280 52.2 240 51.8
P320 46.2 ... ...
mium may also be used as starter coatings. P360 40.5 280 42.3
10.7 It is recommended that the plating thickness be at least P400 35.0 320 34.3
5µm. P500 30.2 ... ...
P600 25.8 360 27.3
P800 21.8 400 22.1
11. Grinding and Polishing P1000 18.3 500 18.2
P1200 15.3 600 14.5
General Information P1500 12.6 800 11.5
11.1 Many metals and alloys can be prepared using a similar P2000 10.3 1000 9.5
P2500 8.4 1500 8.0
sequence of grinding and polishing. Hard alloys may require P4000A 5.0 ... ...
greater pressure than soft alloys. The major differences will be A
Not found in the FEPA grading system.
in the final polishing. Some metals and alloys will require ANSI—American National Standards Institute
specific combinations of abrasive and support material, but a CAMI—Coated Abrasives Manufacturers Institute
surprising number can be handled by the same procedure. FEPA—European Federation of Abrasive Producers
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TABLE 5 Preparation Method 1 (General Use)
Surface Lubricant Abrasive Type/Size Time sec. ForceA Platen Rotation
ANSI (FEPA) N(lbf) RPMB
Planar Grinding
paper/stone water 120–320 (P120–400) 15–45 20–30 (5–8) 200–300C COD
grit SiC/Al2O3
Fine Grinding
paper water 240 (P220) grit SiC 15–45 20–30 (5–8) 200–300 CO
paper water 320 (P500) grit SiC 15–45 20–30 (5–8) 200–300 CO
paper water 600 (P1200) grit SiC 15–45 20–30 (5–8) 200–300 CO
Rough Polishing
low/no nap cloth compatible lubricant 6µm diamond 120–300 20–30 (5–8) 100–150 CO
Final Polishing
med./high nap cloth compatible lubricant 1µm diamond 60–120 10–20 (3–5) 100–150 CO
synthetic suedeE water 0.04µm colloidal silica 30–60 10–20 (3–5) 100–150 CONTRAF
or 0.05µm alumina
A
Force per 30 mm (11⁄4 in.) diameter mount.
B
Power heads generally rotate between 25 and 150 rpm.
C
High-speed stone grinders generally rotate at greater than 1000 rpm.
D
Complimentary rotation, surface and specimen rotate in same direction.
E
Optional step.
F
Contra rotation, surface and specimen rotate in opposite directions.
fine-grinding stage is repeated to remove the excess material, 12.4.1.1 The problem of thin coatings can be handled by
and specimen preparation is continued as usual. The choice of using a taper mount. In this method, the specimen is mounted
epoxy for impregnation depends on the nature of the specimen. so that the plane of polish is at a small angle to the plane of the
It should be inert toward the specimen. surface. For example, a tapered plug is inserted in the mounting
12.3 Composite Materials—Composite materials, particu- press with the taper up. A blank tapered mount is prepared.
larly hard fibers in a soft matrix or wires in a soft insulation, Masking tape is wrapped around the circumference of the
can be particularly difficult to prepare. The best approach is to mount to make a well on the tapered end. A small amount of
first seal or impregnate pores or holes. Then grind carefully, epoxy mounting compound is mixed. The specimen, cut to fit
using copious lubrication. The grinding surface must be kept inside the well, is wetted with the epoxy and laid on the face of
flat and firm. In the polishing stages, the substrate should have the tapered mount, coated side up. Using a probe, the specimen
no nap and should be fairly hard. Diamond abrasive is is pressed down firmly onto the tapered face. The balance of
recommended. Both will minimize rounding of the hard the epoxy compound is added and allowed to harden. The
components. Sometimes, a compromise will have to be made mounted specimen is ground and polished on the epoxy face in
between accepting a few artifacts such as scratches or rounded the conventional manner exercising care that the plane of
edges. polish is perpendicular to the cylindrical axis of the mount.
12.4 Coated Materials: This is easily done with most automatic grinding machines.
12.4.1 Coated metals, such as galvanized steel, electro- 12.4.1.2 The problem of soft coatings can be solved by the
plated metal, enamel ware, and so forth, can be considered a use of a suitable backup. A piece of spring steel is useful to
variety of composite materials. They present problems of their hold the backup in place, or the backup may be cemented to the
own, such as flaking, chipping, and rounding. For example, specimen. The cement can act as an insulation to minimize
some coatings are so thin as to be unresolvable on simple cross galvanic effects. Caution: some cements will dissolve in epoxy
sections (tinplate). Other problems are the presence of a soft mounting compounds. A particularly suitable backup is another
coating on a harder substrate (galvanized steel) or a hard brittle piece of the same material, with the coating sandwiched in.
coating on a soft substrate (porcelain enamel on aluminum). Another solution is to add another coating, for example,
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APPENDIXES
(Nonmandatory Information)
X1.1 Metallographers frequently need to clean specimens. a blast of compressed air to remove any loosely adherent
In some instances, the adherent debris, oxidation, or corrosion material. A soft camel-hair brush or a soft toothbrush may also
product must be collected for analysis, for example, by X-ray be useful for removing loosely adherent matter.
diffraction. In other cases, the adherent matter is of no interest, X1.3.1 If the techniques in X1.3 do not suffice, try aqueous
it merely needs to be removed. If the underlying surface is of solutions, organic solvents, or alcohol with an ultrasonic
no interest, the surface can be shot blasted, wire brushed, or cleaner. Aqueous solutions (8 g of Alconox per litre of warm
ground. However, if the underlying surface is important, for water) containing Alconox4, a detergent, have been found (1, 2)
example, a fracture surface, then the cleaning operation must to be effective. Follow the Alconox bath with rinsing under
do as little damage as possible. These different aims of the running water, then dry. Organic solvents, such as acetone,
cleaning operation must be kept in mind before formulating the ethyl methyl ketone, toluene, xylene, or alcohol (ethanol is
cleaning program. preferable to methanol because of potential health problems
with the latter) are also very effective. Before choosing one of
X1.2 When the adherent material is to be analyzed, a
these solutions, be sure that it will not adversely affect the
variety of procedures may be applied depending upon whether
material being cleaned. Avoid use of chlorinated organic
or not the underlying surface can or cannot be damaged.
solvents (such as trichlorethylene or carbon tetrachloride) due
X1.2.1 In the case of debris or corrosion product on the to their carcinogenic nature. Repeated replication, as described
surface of a part, a stylus, scalpel, or other sharp object can be in X1.2.2, is an effective method for cleaning fractures (3, 4).
used to scrape off or pry off enough material for analysis. This X1.3.2 When the procedures in X1.3 and X1.3.1 are unsuc-
will do some damage to the surface, but it will be localized. cessful, more drastic methods are required. Electrolytic clean-
X1.2.2 As an alternative, use cellulose acetate replicating ing solutions (Table X1.1), have been found to be quite useful.
tape to remove surface debris by the extraction replica ap- An inert material (stainless steel, graphite, or platinum, for
proach. A number of approaches have been developed and are example) is used as an anode, while the specimen is the
described in STP 5473 as well as in many textbooks on electron cathode in the electrolytic cell. Some of these solutions can
microscopy. Generally, thick (0.127 mm or 0.005 in.) tape is generate dangerous fumes, hence they should be used under a
employed. One surface is moistened with acetone and then hood with care. Endox 2145 has been found (1) to be useful for
pressed against the debris-coated surface. After it dries, strip cleaning heavily rusted steel fractures.
off the tape in the same way as you would remove adhesive X1.3.3 Cathodic cleaning solutions or acid-inhibited baths
tape. The debris will adhere to the tape. have also been employed to clean fractures (3, 5). However, as
the degree of corrosion or oxidation increases, fracture features
X1.3 When the surface is to be examined, but the adherent
will be destroyed to a greater extent and cleaning, while it can
debris will not be analyzed, several approaches can be used.
Always try the simplest, safest methods first. For example, use
4
Alconox is available from Alconox, Inc., New York, NY 10003. An equivalent
can be used.
3 5
“Manual Electron Metallography Techniques,” 1973. Available from ASTM Endox 214 is available from Enthone, Inc., West Haven, CT 06516. An
Headquarters. Request STP 547. equivalent can be used.
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3 mL HCl Use a fresh solution at room temperature. Use in an ultrasonic cleaner for about 30 s.
4 mL 2-Butyne-1, 4 diol inhibitor
50 mL waterB
49 mL water Wash specimen in alcohol for 2 min in an ultrasonic cleaner before and after a 2-min ultrasonic
49 mL HCl cleaning period with the inhibited acid bath.
2 mL Rodine-50 inhibitorC
6 g sodium cyanide Electrolytic rust removal solution. Use under a hood with care. Use 100-mA/cm2 current density for up
6 g sodium sulphite to 15 min.
100 mL distilled waterDEF
70 mL orthophosphoric acid Recommended for removing oxides from aluminum alloy fractures (some sources claim that only organic
32 g chromic acid solvents should be used).
130 mL waterH
8 oz endox 214 powder Use electrolytically at 250-mA/cm2 current density for 1 min with a Pt cathode to remove oxidation
1000 mL cold water (add small amount products. Wash in an ultrasonic cleaner with the solution for 1 min. Repeat this cycle several times
of Photo-Flo)I,J if necessary. Use under a hood.
A
deLeiris, H., et al, “Techniques for Removing Rust from Fractures of Steel Parts that are to be Examined by Electron Microfractography,” Mem. Sci. Rev. Met., Vol 63,
No. 5, May 1966, pp. 463–472.
B
Dahlberg, E. P., “Techniques for Cleaning Service Failures in Preparation for Scanning Electron Microscope and Microprobe Analysis,” Scanning Electron Microscopy,
1974, Part IV, pp. 911–918.
C
Brooks, C. E., and Lundin, C. D., “Rust Removal from Steel Fractures—Effect on Fractographic Evaluation,” Microstructural Science, Vol 3A, Elsevier, NY, 1975, pp.
21–33.
D
deLeiris, H., et al, “Techniques for Removing Rust from Fractures of Steel Parts That Are to be Estimated by Electron Microfractography,” Mem. Sci. Rev. Met., Vol
63, No. 5, May 1966, pp. 463–472.
E
Russ, J. C., and Miller, G. A.,“ Effect of Oxidization on the Electron Fractographic Interpretation of Fractures in Steel,” JISI, December 1969, pp. 1635–1638.
F
Pickwick, K. M., and Smith, E., “The Effect of Surface Contamination in SEM Fractographic Investigations,” Micron, Vol 3, No. 2, 1972, pp. 224–237.
G
Interrante, C. G., and Hicho, G. E., “Removal of Iron-Sulfide Deposits from Fracture Surfaces,” ASTM STP 610, 1976, pp. 349–365.
H
Beachem, C. D., The Interpretation of Electron Microscope Fractographs, NRL Report 6360, U.S. Government Printing Office, Jan. 21, 1966.
I
Yuzawich, P. M., and Hughes, C. W., “An Improved Technique for Removal of Oxide Scale from Fractured Surfaces of Ferrous Materials,” Prakt. Met., Vol 15, April 1978,
pp. 184–195.
J
Goubau, B., and Werner, H., “Microfractographic Investigation of Fracture Surfaces Coated With Magnetite,” Prakt. Met., Vol 17, No. 5, May 1980, pp. 209–219.
remove the surface deposits, cannot restore damaged fracture bombardment (6) or by use of a glow-discharge method (7, 8).
features. These methods require specialized equipment.
X1.3.4 A number of proprietary rust removal solutions have
been developed. These are premixed and used directly out of
the container. Two such products are described in Refs 6 and 7.
X1.3.5 Cleaning can also be accomplished by argon-ion
X2.1 Automated preparation machines commonly display X2.2.1 Some automated machines apply force individually
force in either pound-force (lbf) or newtons (N). The ability to to each specimen. In this case it is necessary to divide the force
convert from one unit to the other may be necessary when by the contact area to determine the load per specimen.
trying to interpret a documented procedure.
X2.3 Caution should be taken when using automated
X2.1.1 To convert from pound-force to newton multiply the machines that display pressure in pound-force per square inch
pound-force value by 4.5. (psi). Typically, the machine is displaying the air pressure
X2.1.2 To convert from newton to pound-force multiply the within the loading cylinder and not the actual pressure applied
newton value by 0.225. to either the specimen holder or individual specimen.
X2.2 When multiple specimens of equal contact area are X2.4 When converting from a force to a pressure, the
held in a holder, the applied force must be divided by the surface area of the specimen(s) must be determined. The value
number of specimens in the holder to determine the load per of force is then divided by the contact area to determine the
specimen. required pressure.
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X3.1 To improve the preparation of a particular material, X3.8.3 If after etching, the deformation is well defined
try one of the preparation methods described in Table 5, Table covering several grains or even the whole specimen, then it
6, or Table 7. Following are general guidelines that may help may have been recently introduced. Check and clean the
improve results. polishing cloth for possible contamination. Replace the cloth if
results do not improve (see section X.2.1.4 ). Repeat the
X3.2 If a material is being prepared for the first time, the previous step.
surface should be microscopically examined after every step. X3.8.4 If after etching, the deformation is in the form of
long, blunt lines covering several grains (with possible inter-
X3.3 Before proceeding to the next step, be sure that all
ruptions) then it may have been introduced from an earlier
deformation and artifacts from the previous step, such as
stage. Repeat the procedure starting from the fine grinding
scratches, pull-outs or embedded grains, are completely re-
stage.
moved. It is difficult to identify when an artifact was intro-
duced if the specimen is not examined prior to the final step. X3.9 Smearing—Smearing is the flow of material at the
You must know when the artifact was introduced in order to surface of the specimen. It is the result of material being
improve the method. “pushed” across the surface instead of being cut.
X3.4 Keep the preparation times as short as possible. X3.9.1 Check the amount of lubricant. Smearing most often
Excessive preparation wastes consumables and may introduce occurs when lubrication levels are too low. Increase or change
artifacts such as relief and edge rounding. the lubricant to eliminate smearing.
X3.9.2 Check the applied load. Excessive loads can result in
X3.5 New consumables such as polishing cloths or dia- smearing. Reduce the load to eliminate smearing.
mond grinding products may need to be “broken in” for a short X3.9.3 Check the abrasive size. Abrasives grains that are
period prior to use. too small may not be effective in material removal. Increase the
abrasive grain size.
X3.6 The following section lists common preparation
artifacts and prevention measures. X3.10 Edge Rounding—Edge rounding results when the
edge of the specimen abrades at a greater rate than the body of
X3.7 Scratches—Scratches are grooves in the surface of the the specimen.
specimen produced by the points of abrasive particles. X3.10.1 Mount the specimen. Unmounted specimens al-
X3.7.1 Make sure that after planar grinding the surface of ways exhibit greater edge rounding than mounted specimens.
all of the specimens in the holder exhibit the same uniform X3.10.2 Use the correct mounting compound. There should
scratch pattern over the entire specimen. Repeat the planar be minimal shrinkage of the mounting compound away from
grinding step if necessary. the specimen. Try to match the abrasion resistance of the
X3.7.2 Clean the specimens and holder carefully after each mounting compound closely to that of the specimen. See
step to avoid contamination. Section 9.
X3.7.3 If there are still scratches left over from the previous X3.10.3 If the edge rounding first occurred during grinding,
step after finishing the current step, increase the preparation consider changing the grinding substrate to a less resilient
time by 25 to 50 %. If this does not work then you should form. Also consider changing the abrasive type. Diamond
consider altering the method by inserting an intermediate step. abrasive is often more effective than SiC at cutting hard
materials.
X3.8 Deformation—Deformation can be classified by two X3.10.4 Reduce polishing times as much as possible. Long
types, elastic and plastic. Elastic deformation disappears when polishing procedures often result in excessive edge rounding.
the applied load is removed. Plastic deformation, often called X3.10.5 Reduce applied load. Normally lower loads result
cold work, can be induced during sectioning, mounting, in less edge rounding.
grinding, lapping or polishing. Residual plastic deformation X3.10.6 Change the polishing lubricant. Oil or water/oil
can first be seen after etching. Only deformation that was type lubricants may help preserve edges.
introduced during metallographic preparation can be elimi- X3.10.7 Change the polishing cloth. Less resilient cloths
nated with procedure modification. Deformation from manu- produce better edges.
facturing operations such as bending, drawing and stretching X3.10.8 If the preceding steps are ineffective then consider
are not considered because they cannot be removed by altering plating the specimen. See Section 10.
the preparation method.
X3.8.1 If the deformation is visible in brightfield in the X3.11 Relief—Relief results when material from different
unetched condition, please see X3.7.3 Scratches, for tips on phases is removed at different rates due to varying hardness or
how to improve the preparation. wear rate of individual phases.
X3.8.2 If after etching, the deformation is restricted to X3.11.1 Relief normally first occurs during polishing. How-
single or a few grains then it is minimal and may be removed ever, if there are extreme differences in the hardness between
by repeating the previous step. phases it may occur during grinding. If this is the case then an
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REFERENCES
(1) Yuzawich, P. M., and Hughes, C. W.,“ An Improved Technique for (5) Lane, G. S., and Ellis, J., “The Examination of Corroded Fracture
Removal of Oxide Scale from Fractured Surfaces of Ferrous Materi- Surfaces in the Scanning Electron Microscope,” Corrosion Science,
als,” Practical Metallography, Vol 15, April 1978, pp. 184–195. Vol 11, September 1971, pp. 661–663.
(2) Zipp, R. D., “Preservation and Cleaning of Fracture for Fractography,” (6) Macmillan, J. W., and Flewitt, P. E. J., “Assessment of Methods for
Scanning Electron Microscopy, Part I, 1979, pp. 355–362. Cleaning Oxide from Fracture Surfaces for Examination in a Scanning
(3) Russ, J. C., and Miller, G. A., “Effect of Oxidation on the Electron Electron Microscope,” Micron, Vol 6, No. 3/4, 1975, pp. 141–146.
Fractographic Interpretation of Fractures in Steel,” Journal, Iron and (7) ASTM Task Group E24.02, “Clean Surfaces for Fractography,” ASTM
Steel Institute, Vol 207, December 1969, pp. 1635–1638. STP 600, ASTM, Philadelphia, PA, 1976, pp. 251–253.
(4) Pickwick, K. M., and Smith, E., “The Effect of Surface Contamination (8) Hajicek, D. J., et al, “Development of a Cleaning Method for SEM
in SEM Fractographic Investigations,” Micron, Vol 3, No. 2, 1972, pp. Fractographic Analysis of Impulsively Loaded Cylinders,” Micro-
224–237. structural Science, Vol 5, Elsevier, NY, 1977, pp. 413–421.
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