Martin V AG (2011)
Martin V AG (2011)
Martin V AG (2011)
[2] Chief Justice Conteh entertained misgivings about the viability of misfeasance as a cause of
action at the instance of the State. At a case management conference he invited counsel to make
submissions on the issue. After hearing the submissions he ruled that the tort did not avail the
Attorney General. He dismissed the action. The Attorney General appealed.
[3] The decision of the Chief Justice was reversed by the Court of Appeal. That court held that
the former Ministers could be held liable in misfeasance for loss of public property and that the
Attorney General, as the guardian of public rights, was the person entitled to institute
proceedings. The Court of Appeal based its decision on a line of Indian cases1 and also on the
case of Gouriet v Union of Post Office Workers2. The former Ministers have appealed the Court
of Appeal‟s decision to this Court. The central question for us is this: Assuming to be true all the
allegations made by the Attorney General, does the tort of misfeasance encompass actions by the
Attorney General, acting on behalf of the State, against its own officers, or former officers as in
this case?
1 Common Cause, A Registered Society v Union of India (1996) 3 SCJ 432; Common Cause, A
Registered Society v India & Others [1999] INSC 240; Shivsagar Tiwari v Union of India (1996)
6 SCC 558.
2 [1978] AC 435; [1977] 3 All ER 70
[4] The former Ministers do not deny the capacity of the State or the competence of the Attorney
General to sue in tort, generally speaking. But they maintain that tortious
misfeasance at the instance of the central government is a creature unknown to the common law.
For the reasons that follow we agree with this view. It is also our opinion that as a matter of
policy this Court should not now extend the tort to accommodate actions by the State. We
therefore dissent from the decision of the majority on these issues. We are also not persuaded
that the Indian cases cited by the Court of Appeal provide a proper basis for the view taken by
that court. In each of those cases entitlement to relief was premised on Article 32 of the Indian
Constitution which gives redress for constitutional violations and in any event, none of those
Indian cases was instituted by the State.3 The case of Gouriet is similarly irrelevant to the
question posed by this case. Gouriet was a case that had to do with public law. Here we are not
concerned with principles of constitutional or public law. We are concerned with tort law. The
question for decision has to do with the nature and scope of the tort of misfeasance and with the
appropriate manner in which the State must protect its interests when it suffers loss in the manner
here alleged.
3 See: Common Cause, A Registered Society v India & Others [1999] INSC 240
4 Clerk & Lindsell on Torts, (2006) Nineteenth ed. London: Sweet & Maxwell at para 1-19
5 Clerk & Lindsell on Torts, (2006) Nineteenth ed. London: Sweet & Maxwell at para 1-19
The tort of misfeasance in public office
[5] The law of Belize, inherited as it is from English law, does not have a holistic unified law of
obligations as exists in civil law States. What obtains is a law of torts comprising a series of
discrete torts linked more by marriage than by blood4. To be entitled to relief in tort a claimant
must be able to fit his allegations of wrongdoing under the head of a recognizable tort. Each
separate tort has its own peculiar characteristics in terms of the conduct which it targets and the
interests it protects. Each tort requires its own exposition5. A court may not give relief in tort
unless it first satisfies itself that the particular tort has been established. In so satisfying itself a
court may be called upon to examine the historical origins of the tort, its rationale, the
fundamental interests it protects, its ingredients, its legal parameters, the relationship between the
alleged wrongdoer and the victim, the existence or absence of alternative means open to the
injured party to obtain adequate redress and the dictates of public policy. When, for the first
time, a question arises for decision such as the one raised here, a consideration of these factors is
sometimes critical to providing the right answer.
[6] Misfeasance has evolved over the centuries. In particular, two critical features of the tort have
undergone evolution. The first deals with the state of mind of the defendant and the second, the
question whether there should necessarily exist some specific relationship between the
wrongdoer and the victim. As to the former, i.e. the mental element, in some of the earlier cases,
it had previously been held that what was required for commission of the tort was malice in the
sense of spite or ill-will on the part of the defendant towards the claimant. See for example,
Ashby v White6 and the Canadian case of Roncarelli v Duplessis7.
[8] More recent cases have seen a tendency towards a relaxation of each of these features of the
tort. In Brayser v Maclean9 for example, the Privy Council specifically rejected the contention
that the claimant had to show that the defendant was actuated by malice.10 In the decision of the
House of Lords in Three Rivers District Council v. Bank of England [No.3]11 (referred to
throughout this opinion as “Three Rivers”) it was generally agreed that the defendant‟s state of
mind may take one of two forms. The defendant may deliberately set out to injure the claimant,
or a class of persons of which the claimant forms part, or it must be established that the
defendant is aware that he had no power to
engage in the impugned conduct and that he was also aware that the probable consequence of his
behaviour was injury of the type complained of. In each case, there is an element of dishonesty
or bad faith on the part of the defendant.
[9] The House of Lords in Three Rivers also upheld the decision of Clarke J at first instance that
the tort did not require a breach of some antecedent right or duty12. Clarke J had held that if a
public officer was guilty of an abuse of power, in circumstances in which the officer knew that
what he was doing was unlawful and also that a class of persons would probably suffer damage,
any member of that class could claim in misfeasance once it could be established that the abuse
of power was an effective cause of loss suffered.13
12 Three Rivers DC v Bank of England [2003] 2 AC 1 at 193 per Lord Steyn and [1996] 3 All E
R 558 at 583-4 per Clarke J.
13 [1996] 3 All E R 558 at 632 per Clarke J.
14 See for example, Erika Chamberlain, “The Need for a „Standing‟ Rule in Misfeasance in a
Public Office”, (2008) 7 O.U.C.L.J. 215.
[10] The desirability of the trend towards a relaxation of these elements of misfeasance has been
the subject of some academic discussion14. But this case does not require us to comment on this
trend. It is sufficient to note that the overwhelming consensus throughout the entire
Commonwealth, as we shall shortly see, is that the tort protects the peculiar interests of a private
entity or a member of a class. The notion that the House of Lords in Three Rivers, by a side
wind, radically altered the common law so as to confer on the State a right of action for
misfeasance is a startling one. Three Rivers was a case where thousands of depositors in the
Bank of Credit and Commerce International SA ("BCCI") were claiming in misfeasance against
the Bank of England for financial losses they incurred when BCCI had to be liquidated. The
depositors alleged that officials at the Bank of England were liable to them in misfeasance for
failing properly to regulate BCCI. The principal issues argued, and hence the judgments
rendered, focused on the mental element of the tort; whether misfeasance required "an
antecedent legal right or interest" or an element of "proximity" as between alleged wrongdoer
and victim; and the appropriate test for holding consequential losses to be recoverable. These
issues were ventilated in the context of the enormity of the class in question, the relational
distance between the Bank of England officials and the depositors and the fact that some of the
claimants were merely potential depositors at the time of the occurrence of the lapses attributed
to the Bank of England. Three Rivers was not remotely concerned with actions in misfeasance by
the State. Such a possibility was never even discussed. On the contrary, in their respective
opinions all the judges proceeded on the firm premise that the tort protected the interests of
members of the public. Lord Steyn, for example, noted that the basis for the tort lies “in the
defendant taking a decision in the knowledge that it is an excess of the powers granted to him
and that it is likely to cause damage to an individual or individuals”.15 Lord Hutton‟s opinion
was that an essential ingredient of the offence was “the unlawful exercise of a power by a public
officer with knowledge that it is likely to harm another citizen, when the power is given to be
exercised for the benefit of other citizens”.16 Lord Millett stated that “[T]he tort is concerned
with preventing public officials from acting beyond their powers to the injury of the citizen”.17
Lord Hobhouse explained that misfeasance “is not generally actionable by any member of the
public. The plaintiff must have suffered special damage in the sense of loss or injury which is
specific to him and which is not being suffered in common with the public in general”.18
[12] The tort is not complete unless the claimant can establish that he has suffered “material
damage”. This expression embraces a wide variety of detriments. Economic loss is perhaps the
most common but economic loss is not essential for material damage to be proved.20 A
successful party is entitled to be compensated in keeping with the settled principle that
compensation should seek to put the claimant, so far as money can, in the same position as if the
tort had not been committed.21 In exceptional circumstances, a claimant may also be awarded
exemplary damages which may be granted in order to punish the wrongdoer both for the
oppressive, arbitrary nature of the wrongdoing and its calamitous impact upon the victim.
20 In Karagozlu v Commissioner of the Police of the Metropolis [2007] 1 W.L.R. 1881 and in
McMaster v. The Queen (2008) FC 1158, (2008), 336 F.T.R. 92 (Prothonotary) [McMaster],
aff‟d 2009 FC 937, [2009] F.C.J. No. 1071 (QL) [McMaster appeal] loss of liberty and pain and
suffering respectively were sufficient.
21 See: Haines v. Bendall (1991) 172 CLR 60
22 Civil Appeal, HCVAP 2006/020A, unreported
23 (1828) 5 Bing 91
[13] Apart from the Antiguan case of Southern Developers v The Attorney General for Antigua
and Barbuda22, where the point did not arise for discussion, we have seen no reported case in
which the State has been a claimant in a civil suit founded on tortious misfeasance or where the
courts have entertained a suit in misfeasance by a public authority against its own officer.
Neither of these possibilities is discussed or alluded to in any text or other legal material that has
been cited to us.
[14] On the contrary, the common law is replete with references to the type of claimant who falls
within contemplation of the tort. We have taken the liberty to highlight passages from a number
of judgments given both before and since the decision of the House of Lords in Three Rivers.
Take for example, the case of Henly v Lyme Corpn23. In that case Best CJ regarded it as
“perfectly clear, that if a public officer abuses his office, either by an act of omission or
commission, and the consequences of that, is an injury to an individual, an action may be
maintained against such public officer”. (Our emphasis).
[15] In Jones v Swansea City Council24, Nourse LJ found it “unthinkable that the holder of an
office of government in this country would exercise a power thus vested in him with the object
of injuring a member of the public by whose trust alone the office is enjoyed”.
24 [1990] 1 W.L.R. 54 at 85
25 [2006] 2 A.C. 395 at [75]
26 [1997] 2 NZLR 332 at 350
27 (No.3 of 2003) [2005] Q.B. 73 at [48]
28 [2003] 3 S.C. 263 at [30]
29 [2003] 3 S.C. 263 at [23]
30 (1976) 69 D.L.R. 114 at page 123
[16] In Watkins v Secretary of State for the Home Department25, Lord Walker of Gestinghope
described the tort as “deliberate abuse of public office directed at an individual citizen”. In the
New Zealand case of Garrett v The Attorney General26, Blanchard J. stated that “[t]he purpose
behind the imposition of this form of tortious liability is to prevent the deliberate injuring of
members of the public by deliberate disregard of official duty”.
[17] In Re Attorney General's Reference27, Pill LJ, in contrasting the tort with the crime of
misconduct in public office, noted that “the crime is committed upon an affront to the Crown,
that is in this context the public interest, whereas the tort requires a balancing of interests as
between public officers and individual members of the public or organisations seeking private
remedies having asserted a loss which must be proved”.
[18] In Odhavji Estate v Woodhouse28, Iacobucci J writing for a unanimous Supreme Court of
Canada stated that “the underlying purpose of the tort is to protect each citizen‟s reasonable
expectation that a public officer will not intentionally injure a member of the public through
deliberate and unlawful conduct in the exercise of public functions”. (Our emphasis). The tort
was cast in terms of “the exercise of public power for an improper purpose, such as deliberately
harming a member of the public.”29 (Our emphasis).
[19] In another Canadian case, Gershman v Manitoba Vegetable Producers‟ Marketing Board30
O‟Sullivan JA stated that in Canada since the landmark case of Roncarelli v
Duplessis: “… it is clear that a citizen who suffers damage as a result of flagrant abuse of public
power aimed at him has the right to an award of damages in a civil action in tort”.
[20] References to the victim of the tort as being “a member of the public” are also to be found in
the Australian cases beginning with Farrington v Thomson and Bridgland31 in which case Smith
J referred to knowing abuse that “thereby causes damage to another person”. See also: Tampion
v Anderson32 where Smith J indicated that to be able to sustain an action, “a plaintiff must not
only show damage from the abuse; he must also show that he was the member of the public, or
one of the members of the public, to whom the holder of the office owed a duty not to commit the
particular abuse complained of”. The very same sentiment is repeated by the Victorian Full
Court in Cannon v TAHCHE33.
31 [1959] VR 286
32 [1973] VR 715 at 720
33 [2002] 5 VR 317 at 328
[21] These judicial pronouncements do not purport to confine themselves to the particular facts
that gave rise to the case with which the court in question was at the time concerned. These are
statements of general application. Like those quoted at [10] above, they constitute authoritative
expressions of principle. They exclude the possibility of a suit in misfeasance by the Central
Government and instead point unequivocally to the private nature of the interests protected by
the tort. The claimant in misfeasance is “an individual”, “a citizen” (private or corporate), “a
member of the public”, “a member of a class of persons” in which latter category the claimant
District Council in Three Rivers found itself.
[22] The State, generally speaking, is of course entitled to seek and obtain civil remedies. And,
provided there exists a cause of action on which the claim can be based, no one can dispute the
Attorney General‟s competence to institute civil proceedings to recover loss sustained by the
State whether as a result of tortious conduct or otherwise. Section 42(5) of the Constitution is
clear on that issue. The fact that the State may sue in some or even most torts does not dispose of
the question of whether misfeasance avails the State.
[23] For the Attorney General to bring proceedings in tort he must sue to protect interests of the
State that are protected by a right of action in the particular tort. So, for example, an action may
be brought by the State against a public officer for the negligent driving of a government vehicle.
To take another example, since the State, or the Crown, is a landowner, just as any private
landowner may, the Attorney General can sue in torts that protect the rights of owners of land. It
was primarily on that latter basis, i.e. the Crown‟s entitlements as a landowner, that the Crown
recovered damages in British Columbia v Canadian Forest Products Ltd34, the case cited in the
judgment of Anderson J.
34 [2004] 2 S.C.R. 74
35 [1997] 2 NZLR 332 at 349
[24] Misfeasance is not a tort that was fashioned for the protection of landowners. Nor is it a tort
specifically designed to protect against economic loss. The fact that economic loss is suffered by
a landowner as a result of corrupt dealings is not by itself sufficient to establish misfeasance. It is
not the nature of the loss suffered that gives misfeasance its distinctive character. It is rather, the
abuse of public office and the infliction of damage on a relatively defenceless citizen (corporate
or otherwise) or class of persons. The simple explanation for the telling absence of reported cases
of tortious misfeasance at the instance of the State is that in every case of abuse of office where
the State suffered loss, the State has had effective alternative means available to it to deal with
the situation. The tort provides a remedy to individuals who have no other avenue for obtaining
damages for deliberate and dishonest abuse of office. As Conteh CJ pointed out in his judgment
at first instance, the tort covers a situation in which an entity (or a class) is asymmetrically
powerless against a public official abusing his office. Inherent in the relationship between
wrongdoer and victim is inequality in power, status and authority. The tort captures an interface
between those who are entrusted with the task of exercising executive or governmental powers
and those who must conduct their affairs subject to the exercise of such powers. As Blanchard J
explained in Garrett v Attorney General35, the tort has at its base conscious disregard for the
interests of those who will be affected by official decision making.
[25] It is impossible for the State to situate itself within this paradigm. Unlike an individual
member of the public, in the face of abuse of office by its servants, the State has the means, the
right and, indeed, the duty at any time to check the abuse, exercise discipline over its servants
and hold them accountable. The State may do so by way of internal disciplinary regimes, the
criminal law, integrity and anti-corruption legislation or by civil suit for breach of fiduciary duty
or breach of trust. With the State as claimant the asymmetry in misfeasance is turned on its head
and the scope and function of the tort are radically altered.
[26] To regard the Crown or the State as a corporation sole does not confer automatically on
such a “corporation” rights of action in all respects comparable to those of a private entity. It
cannot entitle the State, for example, to sue in defamation even though a corporate entity such as
a company may do so. The Crown Proceedings Act also offers no assistance here. The Crown or
the State may be subject to liabilities in tort as any person may be, but it is a mistake to suppose
that the State may in all cases institute civil proceedings “as if it were a private person of full age
and capacity”. There simply are rights available to private citizens which institutions of central
government are in no position to exercise unless they can show that it is in the public interest for
them to do so.36
36 See: Derbyshire County Council v Times Newspapers Ltd and Others [1993] AC 534 at 549B
per Lord Keith
37 See section 46 of the Belize Constitution
Civil causes of action open to the State
[27] This does not of course mean, again assuming that the facts alleged by the Attorney General
can be established, that the State is without recourse. The State has a variety of options open to
it. The former Ministers in this case, when they were in office, occupied a fiduciary position.
Neither could have entered upon the duties of the office of Minister unless he had first taken and
subscribed the oath of allegiance and office37. By section 2
of the Oaths Act38 each of them swore to bear true faith and allegiance to Belize, to uphold the
Constitution and the law and to discharge conscientiously and impartially his duties as a
Minister.
[28] If the allegations made against the defendants are true they disclose an egregious dereliction
of that fiduciary duty, a breach of trust and a substantial conflict between private interests and
public duty. In such a case the Attorney General is entitled to call in aid equitable principles.
Equity would regard all personal profits and advantages gained by any use or abuse of the men‟s
status as public servants to be for the benefit of the State. See: Reading v Attorney General39,
especially the judgment of Asquith LJ in the Court of Appeal40. See also: Attorney General v
Goddard41. A cause of action in equity also has the added advantage that it is much easier to
establish in court than one founded in tortious misfeasance, even assuming the latter was
available. Moreover, as pointed out by Mummery LJ in Swindle v Harrison42, the equitable
remedies that can be obtained from such an action are “more elastic” than damages recoverable
from a suit brought in tortious misfeasance.
[29] It is true that the respective cases of Reid, Goddard and Reading, cited above, dealt with
persons who had taken bribes. But the principles espoused in those cases are equally applicable
to allegations of the sort pleaded here. If anything, those principles have even greater force in a
case like this where it is alleged that the profit of the former Minister and his company was
gained at the direct expense of the State. The general principle is well set out by the United
States Supreme Court in U.S. v. Carter43 where it was said that
[32] There is authority for the view that as between the Crown/the State/the public at large/the
government (they are all the same in this context) and a public officer, the common law treats
misfeasance in public office as a crime and never as a tort. The line of cases supporting this view
may be traced back to R v. Bembridge45. In that case, a public official was accused of corruptly
concealing from his superior his knowledge that certain sums of money, which would have
appeared in a final account, had, in fact, been omitted. He argued that his conviction for
misbehavior in public office should be quashed because his misdeeds and omissions should be
treated as a civil and not a criminal matter. The response of Lord Mansfield C.J. was emphatic.
He stated:
45 3 Doug KB 327
46 R v Bembridge 3 Doug KB 327
47 That report records Lord Mansfield as stating that “if a man accepts an office of trust and
confidence, concerning the public, especially when it is attended with profit, he is answerable to
the King for his execution of that office; and he can only answer to the King in a criminal
prosecution, for the King cannot otherwise punish his misbehaviour, in acting contrary to the
duty of his office…”(Emphasis added)
48 [1956] 1 All E.R. 814
49 See for example R v Dytham [1979] 2 QB 722
“Here there are two principles applicable: first that a man accepting an office of trust concerning
the public, especially if attended with profit, is answerable criminally to the king for
misbehaviour in his office … Secondly, where there is a breach of trust, a fraud, or an imposition
in a matter concerning the public, though, as between individuals, it would only be actionable,
yet as between the king and the subject, it is indictable. That such should be the rule is essential
to the existence of the country”.46
[33] The words attributed to Lord Mansfield in the report of Bembridge contained in (1783) 22
State Tr. 1 are even clearer47. Bembridge may have been decided in the Eighteenth Century but
Lord Mansfield‟s pronouncements have echoed down through the years and stood the test of
time. They were adopted in trenchant language by Lord Goddard CJ in R v Hudson48 and they
have also been relied upon in other cases in the latter half of the last century49. They were cited
as authority for the proposition stated in Volume 11(1) Paragraph 291 of Halsbury‟s 4th edition
Reissue to the effect that:
“Any public officer who commits a breach of trust or fraud in a matter affecting the public is
guilty of an indictable offence at common law even though the same conduct if in a private
transaction would, as between individuals, have given rise to a civil action.”
[34] It is suggested, on behalf of the Attorney General, that proceeding here by way of criminal
action is inconvenient; that a higher standard of proof is required in criminal proceedings; that
the fundamental objectives of the criminal law are different from those
of the civil law; that the focus and range of the inquiry in this suit are not possible in a criminal
action; that, in particular, the State‟s objective here is really to recover its material loss and the
criminal process is not directed to that end; that, in any event, for a criminal action to be
prosecuted the Attorney General has to rely on the Director of Public Prosecutions (“DPP”) to
institute proceedings and the DPP for his own reasons may choose not to do so.
[35] None of these arguments persuades us that we should on its account treat as tortious what
the common law has always deemed to be a crime and not a tort. Each of the arguments is
unconvincing. For a start, a claimant in tortious misfeasance must meet a very high standard in
pleading. Particularising and establishing both the dishonest motive of the defendant and the
causation issues involved in proving misfeasance are no less formidable challenges than those
that must be overcome in securing a conviction for corruption or for misconduct in public office.
It is impossible to conceive of any circumstance where corrupt acts occasioning serious material
loss to the State would suffice to ground an action in tortious misfeasance but be insufficient to
make out a prima facie case establishing the commission of a criminal offence. If all the
elements of the tort exist, then the crime has occurred.50 And, so far as the standard of proof is
concerned, where criminal acts are being established in a civil case, courts are entitled to require
a higher degree of probability than that which they would seek when considering whether
negligence, for example, were established.51 So onerous are the challenges faced by claimants in
misfeasance that most cases are actually struck out, withdrawn or dismissed before they even get
to trial. The rate of success for misfeasance suits is notoriously low. In Australia, for example,
between 2002 and 2010, of 79 cases filed only five appear to have succeeded.52 The difficulty in
establishing the tort has prompted judges at times to sound a note of caution that the bar ought
not to be placed at a higher level for the tort than for the crime of misconduct.53
50 See Robert Sadler, “Liability for Misfeasance in a Public Office”, (1992) 14 Sydney L.R. 158
at 162
51 See Bater v Bater (1950) 2 A.E.R. 458 at 459B per Denning LJ
52 Professor Vines, “Misfeasance in public office: old tort, new tricks?” Unpublished Paper
presented at a Conference in New South Wales 17-18 December 2010
53 See for example Attorney-General‟s Reference (No 3 of 2003) (2004) 3 WLR 451 at [53];
Three Rivers [2000] 2 W.L.R. 15 at page 102; Powder Mountain Resorts v British Columbia
[2001] 94 B.C.L.R. (3d) 14 at [7] – [8]
[36] Criminal proceedings were instituted against a former Minister in St Vincent and the
Grenadines and against the Permanent Secretary in The British Virgin Islands. See: Williams v
R54 and Wheatley v Commissioner of Police55. In Williams, the allegation was that the
defendant, while performing the duties of a Minister, had improperly retained for his own benefit
the sum of $40,000 mistakenly paid to him by the State. At all material times the former Minister
was the owner of several commercially operated ocean going ships. The likelihood is that he was
more than capable of satisfying the sum in question if ordered to do so by a civil court. The State
did not sue him in misfeasance to recover the funds. He was prosecuted and subsequently
convicted for the common law crime of misbehavior in public office.
60 Section 3
61 Section 12
62 Section 22(1)
63 Section 22(2)
[38] Ratification by Belize of the Inter-American Convention and the adoption by parliament of
the above-mentioned legislative measures help us to understand and appreciate better public
policy on the matter of abuse of public office. The policy that emerges is consistent with
Bembridge and the cases that follow Bembridge. As a matter of public policy, serious infractions
by a public servant such as misbehaviour in office, neglect of duty and breach of trust, are to be
treated as crimes, subject to the right of any person or body of persons to recover damages for
injury flowing from such misconduct.
[39] The yardstick for measuring the appropriateness of suitable proceedings by the State against
those who have engaged in corrupt acts ought not, in our view, to be relegated merely to the
degree to which the State‟s financial loss was recoverable through those proceedings. But it is
interesting to observe that courts often impose massive fines upon persons convicted of
misbehaviour in public office. Indeed, in Bembridge, the sentence handed down was six months
imprisonment and a fine of ₤2,650. This was no trifling sum in 1783 but it was imposed because
it represented the amount of the loss to the King‟s coffers arising from the defendant‟s
misconduct. In Williams the State recovered its loss and some without having to institute civil
proceedings. On conviction the former Minister was fined $100,000, a figure well in excess of
twice the amount of the money misappropriated. In Attorney General for Hong Kong v Reid64,
in addition to being sentenced to prison the defendant was fined a mammoth HK$12.4 million,
an amount that was equivalent to the sum he had corruptly gained from bribes and secreted away
while he held public office.
[40] The fact that criminal actions are instituted by the DPP and not by the Attorney General is
irrelevant to the fundamental question at hand. We are considering here not what steps should be
taken by the Attorney General as such, but what measures should be taken by the State. If in a
given set of circumstances the law and the public interest required action to be taken by the DPP
or some other official(s) not under the control of the Attorney General, courts should not for that
reason feel compelled to fashion some novel recourse purely to afford the Attorney General a
bite of the cherry. It may be regarded as preferable to vest in an independent officer the decision
whether or not to pursue, whether criminally or civilly, an allegation of misfeasance in public
office given the political advantage that might be anticipated from the very making of such an
allegation.
[41] It is true that criminal and civil proceedings are not mutually exclusive. Some misdeeds do
give rise simultaneously both to criminal and civil recourse. But even when we discard entirely
the rule in Smith v Selwyn65, that in such instances the criminal action should first be prosecuted,
in a case such as this one, in the absence of some plausible explanation for eschewing criminal
and equitable proceedings, it is not in the public interest that this Court should extend the
common law in order to facilitate an action in tort against those who are alleged to have engaged
in criminal acts.
Conclusion
[43] Allowing the State to pursue tortious misfeasance in cases such as alleged here has the
effect of ascribing the same legal consequence to qualitatively different violations. The corrupt
acts of a public officer that cause material damage to the State are placed on the same level,
weighed in the same scales and afforded the same redress as abuse of office causing material
damage to private entities. It is not unusual for the law to assess obligations to and by the State
differently from those between citizens. The similar treatment accorded here reduces the gravity
of the fiduciary obligations owed by public servants toward the State, flies in the face of the
resolve of parliament and undermines the international commitments undertaken by the State of
Belize.
[44] Public wrongs should normally attract public sanctions. Corrupt acts ought to be dealt with
by punishing the perpetrator. When allegations are made that a Minister has misbehaved in office
and the misbehaviour occasions significant and foreseen economic loss to the State and
corresponding personal gain to the Minister and/or his company, it is in the public interest that
criminal proceedings be instituted. The failure to detect, investigate, prosecute and punish
corruption has a corrosive impact on democracy and the rule of law. We underestimate at our
peril the degree to which such failure affords encouragement to the criminal element in society
and contributes to burgeoning crime rates. Extending the tort of misfeasance unnecessarily to
give the Attorney General another choice of civil remedies does not strike a blow for the
maintenance of probity by public officials. Quite the contrary, it has the opposite effect. It offers
the miscreant the softer option of civil liability. In countries where the Attorney General is an
active politician it may even open the door to actions inspired by the hope of political gain. In the
result, it is our view that this extension will serve to erode rather than promote integrity in public
life. Neither the interest of the State of Belize nor the state of Caribbean jurisprudence is
enhanced by it. We would have allowed this appeal.
[98] The fiduciary position of ministers in Belize is clearly reflected by their oath of office, as
prescribed in Schedule 3 of the Constitution: “I do swear that I will bear true faith and
allegiance to Belize [meaning the Sovereign State of Belize], and will uphold the Constitution
and the law, and that I will conscientiously, impartially and to the best of my ability discharge
my duties … and do right to all manner of people without fear or favour, affection or ill-will. So
help me God”.
[99] The duty to loyalty or allegiance is at the heart of any fiduciary relationship. “Broadly
speaking … a fiduciary relationship is imposed by law in any case where the professional owes
an exclusive loyalty to his principal‟s interests, and must put these above all others, including his
own”.94 Equity proscribes the fiduciary not only from accepting bribes but also from any other
unauthorized gain. Remedies for breach of fiduciary duty include compensation for any loss
suffered (a so-called reparation claim) and disgorgement of gains wrongfully made. Equity goes
even further than that: if the wrongfully obtained gains have been used to buy property the
original claim for money can be converted into a proprietary claim (tracing)95.
[100] In my view, the equity route will in most cases be the preferable private law approach for
the State as equity can tackle all possible forms of corruption committed by public officers (even
those that did not cause damage) and it would seem arguable that the burden of proof for
deliberate breaches of fiduciary duty might be less heavy than the one in the tort action. And,
clearly, the equity approach would seem to offer very effective remedies, such as tracing, which
are not available when the State sues in the tort of misfeasance.
[101] I do not agree with Justice Anderson where he suggests that in some cases the tort of
misfeasance might be more effective because of the possibility that the courts will award
exemplary damages. I do agree that the courts can indeed award such damages in misfeasance
cases especially “when the wrongful conduct by the defendant which has been calculated by him
to make a profit for himself which may well exceed the compensation payable to the plaintiff”.96
But I do not think that that makes the tort more effective than an action in equity for the breach
of the public officer‟s fiduciary duty; in equity any ill-gotten profit or gain can be taken away
from the wrongdoer.
96 Rookes v Barnard [1964] AC 1129, 1226 and Kuddus v Chief Constable of Leicestershire
Constabulary [2002] 2 AC 122
97 Lord Browne-Wilkinson in Henderson v Merritt Syndicate Ltd (No.1) [1995 2 AC 145 at 205
[102] It is interesting to note that Lord Millet in Three Rivers, describing the abuse of power
necessary to establish the tort of misfeasance, made a comparison between the position of the
public officer and that of the trustee. He remarked:
“The analogy is closer than may appear because many of the old cases emphasise that the tort is
concerned with the abuse of a power granted for the benefit of and therefore held in trust for the
general public…. Every power granted to a public official is granted for a public purpose. For
him to exercise it for his own private purposes, whether out of spite, malice, revenge, or merely
self-advancement, is an abuse of the power.”
[103] It would seem, then, that the tort of misfeasance and the breach of the public officer‟s
fiduciary duty are not that far apart at least not when the State is involved. As both may give rise
to compensation for damage, a claim for breach of fiduciary duty may very well lie in parallel
with a claim in the tort of misfeasance. An overlap between equity and tort is however nothing
new or unusual.97 In modern times it regularly happens that claims are anchored on both the
common law and equity. In this respect I share the view expressed by Scott VC in Medforth v
Blake: “I do not, for my part, think it matters one jot whether the duty is expressed as a common
law duty or as a duty in equity. The result is the same”. 98
98 [2000] Ch 86 at 102
Is the tort in good hands with the State?
[104] Then a few words on the submission that accepting the possibility of the State suing its
own public officers, which action in accordance with the Constitution will be pursued by and in
the name of the Attorney General, a politician, might open a Pandora‟s Box of witch hunts
against political opponents of the government of the day when the independent Director of
Public Prosecutions cannot be persuaded to bring criminal charges against them.
[105] I do appreciate that there seems to be a rather negative perception of politics in general and
politicians in particular (not limited to this region). That is no secret; it is a well known fact. Be
that as it may, the State and its officials, most of them politicians, have to govern. And they have
to do so, as they undoubtedly generally seek to do, for the common good of the people. It would
be naïve, however, to assume that government officials do nothing else but be good to the
people. Earlier generations clearly did not think so. They did not assume that public officers will
always act in the best interest of the people and never in that of their own or their political party.
That is why we have a Constitution with fundamental rights for the people and the separation of
powers. That is why we have laws with civil and administrative remedies and punishments. And
that is why we have independent courts to enforce those laws. But on the other hand, we also
cannot view the State and its officers as a Leviathan constantly lurking around and invariably
eager to trample the rights and interests of anyone who stands in their way. If that has to be our
perspective on the State, nothing positive would or could ever be done by it. There has to be a
proper balance in how we view the State. Yes, the State has to be fair and it must be seen to be
fair but it must also be able to function properly!
The position of Attorney General
[106] It is true that the Attorney General is a politician. But he is also a lawyer. His role is a
difficult one and requires him, as it is said, to adopt a schizophrenic approach within his overall
public role.99 He has to serve “two masters, the government and the law, and thus to combine
the role of a politician with that of a lawyer. As a result he is sometimes expected to exhibit
partisanship and to pursue the government‟s interest and at other times to be independent,
impartial, upholding the public interest”.100 There are no firm boundaries between these two
roles. “The difficulty lies in the fact that, within our pluralist political culture, the content of the
public interest or even the means by which it might be ascertained is often deeply contested.”101
This uncertainty “poses a problem to the law officer who genuinely seeks to act in the public
interest and provides an opportunity for the law officer who is minded to let party political
interests intrude into areas where the public interest should prevail”.102
99 Neil Walker, „The Antinomies of the Law Officers‟, Chapter 6 of Maurice Suskind and
Sebastian Payne (eds.), The Nature of the Crown: A Legal and Political Analysis (Oxford,
Oxford University Press (1999) at 148
100 Walker oc at 145 citing D. Woodhouse, „The Attorney General‟ (1997) 50 Parliamentary
Affairs 98
101 Walker oc at 150
102 Ibid
103 Walker oc at 158
[107] Having said all that, however, “the image of „hired gun‟ can never entirely displace that of
the „high priest‟”.103 Despite the doubts one might have in general about the motives of a
government of the day to sue its political opponents, I do not think that there is anything
improper in entrusting the Attorney General with seeking compensation for damages caused by
allegedly corrupt or abusive public officers, current or former. The alternative (where there is no
criminal prosecution) would be to do nothing. In my view, that is not an alternative at all.
Moreover, far from creating or introducing “the softer option of civil liability” for “miscreants”,
as the minority puts it, today‟s majority ruling merely adds a common law layer to an option
that, also in the opinion of the minority itself, already exists in equity. What the ruling in fact
“offers”, if one wants to use that word, is an extra tool for the State to fight corruption, to be used
not instead of but in addition to other available tools. That that “will serve to erode rather than
promote integrity in public life” is to me, I modestly confess, a rather perplexing conclusion.
[108] At the end of the day, the State has, as it should have, all the tools it needs to govern “for
the common good of the people”. It can make use of the criminal law through the independent
Director of Public Prosecutions, it can use administrative law through the proper authorities and
it can make use of the private law through its Attorney General. These legal tools can, depending
on the circumstances of the case, properly be used either cumulatively or alternatively.
[109] All of this could be frightening in a State without the rule of law. But Belize is not such a
State. Every Attorney General knows that. Equally, every Attorney General knows that an
overzealous approach to political opponents merely based on spite, vindictiveness and political
partisanship might one day bring him on the other side of the law. After all, the Attorney General
too is a public official.
Conclusion
[110] Like Justices Bernard and Anderson, I agree with the final conclusion of the Court of
Appeal that the State can sue the Appellants for misfeasance in public office. I have not dealt
with the Indian case law which the Court of Appeal found helpful. I agree with the Appellants
that that case law is irrelevant to the issue at hand. I have also not dealt with the State or its
representative, the Attorney General, in its or his role as parens patriae. The public law powers
flowing from that position as the guardian of the public interest cannot be used as a reason why
the State can avail itself of the private law tort of misfeasance. The parens patriae powers of the
State are part of its function as a repository of sovereignty and have in my view nothing to do
with, and are separate from, the powers of the State in its corporate emanation.
Decision
[111] The appeal should be dismissed and the orders proposed by Justices Bernard and Anderson
should be given.
Judgment of the Honourable Mr Justice Winston Anderson, JCCJ
Introduction
[112] For the purposes of this appeal it is necessary only to give a brief outline of the facts of the
case. The Appellants are two former Ministers of the Government of Belize and the Respondent
is the Attorney General of Belize. In a civil claim instituted in the High Court on 11 January
2009, the Attorney General alleged that within the last six months of being voted out of office in
2008, the first named Appellant, who was then the Minister with responsibility for State lands,
signed and issued the necessary certificates to enable the sale of some 56 parcels of State lands to
a private development company. The sale was procured by the second named Appellant who was
then the Minister of Health and who had a beneficial interest in the company. The Attorney
General further claimed that the sale price was significantly below market value thereby
occasioning a loss of some $924,056.60 to the Government of Belize and that the two Appellants
had acted with knowledge or werereckless that the transfer would cause that loss. He alleged that
by these actions they had committed the tort of misfeasance in public office.
[113] Following on from the trial of certain preliminary issues before the Chief Justice and the
Court of Appeal of Belize, it may be assumed for the purposes of this appeal, but only for these
purposes, that the Appellants by virtue of the acts alleged, committed misfeasance in public
office and that the Government of Belize suffered damage and loss as a consequence of that
misfeasance. The only preliminary issue that remains to be settled concerns the competence of
the Attorney General to sue. Conteh CJ ruled against, whilst the President of the Court of
Appeal, Mottley P, in a judgment in which his brothers Sosa JA and Morrison JA concurred,
held in favour of entitlement to sue. It is from this judgment of the Court of Appeal that the
Appellants appeal to this Court.
The Issue
[114] Accordingly, the issue on this appeal concerns a short and discrete point of law: is the
Attorney General of Belize, acting on behalf of the State, competent to sue two former Ministers
of Government for the tort of misfeasance in public office?
[115] It appears that the issue of whether an Attorney General may bring proceedings of this
nature has never before been argued before a court in Belize, or in the Caribbean Community, or
indeed in the Commonwealth. The recent unreported decision of the Court of Appeal of the
Eastern Caribbean Supreme Court in Southern Developers Ltd, Lester Bryant Bird, Robin
Yearwood, Hugh Marshall Snr v The Attorney-General of Antigua and Barbuda104 assumed that
the Attorney General could bring such an action but the point seems not to have been the subject
of argument by Counsel or any analysis by the Court.
104 HCVAP 2006/020A (2007) (“Southern Developers Ltd”).
[116] Several decisions, most of which are of a vintage older than Southern Developers Ltd,
could be read as implying that an Attorney General cannot bring such a suit because the tort was
fashioned to avail individual members of the public injured by the abuse of power at the hands of
a public officer. However, none of these cases involved the precise issue in dispute in this appeal
and they are therefore of doubtful or at best limited assistance. Dicta suggesting that only
individual citizens may sue in the tort of misfeasance are only helpful to the extent that they are
intended to indicate the rationale for the existence of the tort and thereby to delimit its proper
boundaries and effects.
[117] In fact there are dicta in the most authoritative English decision on the subject which could
be taken to suggest that the tort has the broader purpose of providing “compensation to those
who have suffered loss as a result of improper abuse of power”:
Three Rivers District Council and Others v Bank of England (No 3)105 per Clarke J whose
analysis was upheld by the Court of Appeal and the House of Lords. On the precise question of
competence to sue in respect of such abuse of power and responding to submissions which
argued for a narrowing of the class of possible plaintiffs, Lord Steyn in the House of Lords
warned that it “would be unwise to make general statements on a subject which may involve
diverse situations. What was critical was that any plaintiff must have a sufficient interest to
found legal standing to sue”: Three Rivers106. However, it must equally be conceded that none
of the judges in Three Rivers had to mind the precise point for decision in this appeal.
105 [1996] 3 All ER 558 at p. 583 (“Three Rivers”)
106 [2000] 2 WLR 1220 at p. 1233 (emphasis added).
Guiding Principles
[118] Where any court, but particularly a court of final appeal, is faced with a novel point of law
on which there is no controlling authority, the matter must be approached from the point of view
of the guiding principles of logic, doctrine, and legal policy. In this case the guiding principles
may best be examined by considering whether there is a preliminary or prima facie case for
competence in the Attorney General to sue and, if so, whether there are nonetheless sufficiently
strong reasons in logic, doctrine or legal policy arising from the peculiar nature of the tort of
misfeasance in public office that would yet bar him from doing so.
Prima facie entitlement of the Attorney General
[119] As I have earlier alluded, this case is proceeding on the basis that financial loss was
sustained by the State of Belize as a result of the tortious abuse of public power by the
Appellants. The Attorney General is clearly the proper official to bring civil proceedings to
recover loss sustained by the State as a result of tortious conduct. Section 42 (5) of the
Constitution (Chapter 4) requires that legal proceedings for or against the State must be taken, in
the case of civil proceedings, in the name of the Attorney General. Section 19 (1) of the Crown
Proceedings Act (Chapter 167) confers jurisdiction on the Court to make any order and to give
appropriate relief in any civil proceedings by or against the Crown as could be made between
subjects.
[120] The civil proceedings alluded to in the Constitution and legislation clearly include claims
in tort. Tort claims are in the legislative language, proceedings to obtain relief by recovery of
money or by way of damages: Section 21, Crown Proceedings Act (Chapter 167). In the
Jamaican case of Attorney-General v Desnoes & Geddes, Ltd107 the competence of the Attorney
General to sue in negligence for damage to a State vehicle was stated in very emphatic terms by
Fox JA: “The Attorney-General is entitled, and indeed is under a duty, to sue any person whose
negligence has caused damage to a vehicle of the public works department. ... If the negligence
alleged was established, he would be entitled to a judgment”.108
107(1970) 15 WIR 492.
108 Ibid. at p. 496.
109 (2004) 240 DLR (4th) 1.
[121] Further, the State, acting through the Attorney General, clearly has a sufficient interest in
the subject-matter of the litigation to found legal standing to sue. The injury was caused to the
State by the deliberate and wrongful underselling of State lands. In its corporate aspect the State
in Belize is a corporation sole with its own legal personality and with capacity to own land and to
sue in contract and in tort in respect of injury to that land. The Attorney General as representative
of the State, has standing to sue in respect of damage caused by tortious injury to State lands: See
British Columbia v Canadian Forest Products Ltd109 where the Supreme Court of Canada
allowed for recovery of damages in civil proceedings for negligence and public nuisance on the
basis that the Crown‟s entitlement was that of a private landowner of a tract of forest. This case
is a clear indication of judicial acceptance that the State, as parens patriae, may sue in tort to
recover economic loss for harm caused to State property.
[122] Given that the primary purpose of the law of torts is to provide compensation for loss
sustained by the unlawful conduct of others, the position of the Attorney General as
representative of the State in actions in tort combined with the legal personality of the State in
relation to State lands tends to suggest that the Attorney General, prima facie, has competence to
sue in this case. However, this is by no means the end of the matter. Not all injuries caused by
wrongful acts are compensable by tort law: Lonrho Ltd and Another v Shell Petroleum Co Ltd
and Another (No 2)110. This may be a fact to be bemoaned rather than celebrated but it is still a
fact. The critical question must therefore be faced: are the peculiar characteristics of the tort of
misfeasance in public office a bar to suit by the Attorney General?
110 [1982] AC 173, at p. 187G
111 Claim No. 41 of 2009, at para. 67
112 (1703) 92 ER 126
Nature and purpose of the tort of misfeasance
[123] The first argument proffered against the competence of the Attorney General to sue is that
the tort was never intended for use by the State. Rather, it was said, the tort was developed to
provide a remedy to private persons and other entities who, to use the graphic words of the
Honourable Chief Justice in this case, “are asymmetrically powerless against public officials and
officialdom”: see Attorney-General v Marin & Coye111. Related to this is the “intentional”
nature of the tort; misfeasance in public office is only established where it is shown that in
abusing power the public official was actuated by “malice” or “bad faith” towards the private
persons or other entities resulting in the loss or damage sustained.
[124] There can be little doubt that the tort owed its origin to such considerations. Although
misfeasance in public office is traceable to the 17th century the tort appears to have been placed
on a solid footing in the classic case of Ashby v White112 which established that an action would
lie by an elector who had been willfully denied a right to vote by a returning officer. Lord Holt
CJ, with whom the House of Lords agreed, deemed the injury to the elector to be an invasion of
his right for which the law was bound to provide a remedy. Furthermore, to allow the action
would “make publick officers more careful to observe the constitution of the cities and
boroughs”.
[125] During the intervening 300 hundred years the tort, though intermittent in its visibility, has
been used to provide recourse and relief to citizens damnified by the misuse of power by a public
official. The diligence of counsel for the Appellants has unearthed an impressive array of these
authorities but for reasons I shall come to presently it suffices to make reference to only a few of
them. In Henly v Lyme Corpn113, Best CJ said: “Now I take it to be perfectly clear, that if a
public officer abuses his office, either by act of omission or commission, and the consequences
of that is an injury to an individual, an action may be maintained against such public officer”.
Maurice Kay L.J., in Hussain v Chief Constable of West Mercia114 opined that misfeasance was
a tort of obloquy and an intentional tort of considerable gravity; it was meant to redress the
shame felt by a member of the public as a result of the abuse of power by the public official.
113 (1828) 5 Bing 91.
114 [2008] EWCA Civ 1205 at para. 20.
115[1973] VR 715.
116 (1976) 69 DLR 114.
117 Per O‟Sullivan JA at p. 123.
118 [1997] 2 NZLR 332 at p. 350.
[126] There are cases from Australia, Canada and New Zealand to similar effect. In Tampion v
Anderson115 the Full Court of the Supreme Court of Victoria held that counsel assisting a Board
of Inquiry was not liable for the tort of misfeasance in public office as he did not exercise a
“public office”. However Smith J went on to say that “to be able to sustain an action … a
plaintiff must not only show damage from the abuse; he must also show that he was the member
of the public or one of the members of the public, to whom the holder of the office owed a duty
not to commit the particular abuse complained of”. In the Canadian case of Gersham v Manitoba
Vegetable Producers‟ Marketing Board116 it was taken as settled law that “a citizen who
suffers damage as a result of the flagrant abuse of public power aimed at him has the right to an
award of damages in a civil action in tort”.117 And in Garrett v The Attorney General118 the
Court of Appeal of New Zealand stated: “The purpose behind the imposition of this form of
tortious liability is to prevent the deliberate injuring of members of the public by deliberate
disregard of official duty”.
[127] It is not necessary to pursue these pronouncements because it is conceded on all sides that
the question of the competence by the Attorney General to sue was not in issue in any of these
cases and because, more importantly, it is generally agreed that the characteristics and
requirements of the tort of misfeasance in public office were, as far as English common law is
concerned, systematically considered and authoritatively settled in Three Rivers119. Given that
this Court attaches significant persuasive value to relevant decisions of the House of Lords as
indeed we do the decisions of the Privy Council, (Attorney General v Joseph and Boyce CCJ
Appeal No CV 2 of 2005; BB Civil Appeal No. 29 of 2004), it becomes necessary to examine
the Three Rivers case in some detail.
119 [1996] 3 All ER 558 (Clarke J); [2000] 2 WLR 1220 (House of Lords).
[128] In Three Rivers some 6,000 investors who lost deposits when the fraudulently run Bank of
Credit and Commerce International (“BCCI”) collapsed, brought an action against Bank of
England (“the Bank”) for misfeasance in public office. They claimed that senior officials of the
Bank had acted in bad faith in licensing BCCI in 1979 when they knew it was illegal to do so,
and in failing to revoke BCCI‟s licence when they knew, believed, or suspected that it would
probably collapse. Following an extensive examination of the relevant authorities the trial judge,
Clarke J, decided as a preliminary issue that the Bank was not capable of being liable to the
plaintiffs for misfeasance in public office since the plaintiffs‟ alleged losses were not in law
capable of being caused by the Bank‟s acts or omissions.
[129] In the course of his judgment, Clarke J summarized his conclusions as to the ingredients of
the tort thus:
“1. Misfeasance in public office. (1) The tort of misfeasance in public office is concerned with a
deliberate and dishonest wrongful abuse of the powers given to a public officer. It is not to be
equated with torts based on an intention to injure, although, as suggested by the majority in
Northern Territory v Mengel, 69 A.L.J.R 527, it has some similarities to them.
(2) Malice, in the sense of an intention to injure the plaintiff or a person in a class of which the
plaintiff is a member, and knowledge by the officer both that he has no power to do the act
complained of and that the act will probably injure the plaintiff or a person in a class of which
the plaintiff is a member are alternative, not cumulative, ingredients of the tort. To act with such
knowledge is to act in a sufficient sense maliciously: see Mengel 69 ALJR 527 at 554, per Deane
J.
(3) For the purposes of the requirement that the officer knows that he has no power to do the act
complained of, it is sufficient that the officer has actual knowledge that the act was unlawful or,
in circumstances in which he believes or suspects that the act is beyond his powers, that he does
not ascertain whether or not that is so or fails to take such steps as would be taken by an honest
and reasonable man to ascertain the true position.
(4) For the purposes of the requirement that the officer knows that his act will probably injure the
plaintiff or a person in a class of which the plaintiff is a member it is sufficient if the officer has
actual knowledge that his act will probably damage the plaintiff or such a person or, in
circumstance in which he believes or suspects that his act will probably damage the plaintiff or
such a person, if he does not ascertain whether that is so or not or if he fails to make such
inquiries as an honest and reasonable man would make as to the probability of such damage.
(5) If the states of mind in (3) and (4) do not amount to actual knowledge, they amount to
recklessness which is sufficient to support liability under the second limb of the tort.
(6) Where a plaintiff establishes (i) that the defendant intended to injure the plaintiff or a person
in a class of which the plaintiff is a member (limb one) or that the defendant knew that he had no
power to do what he did and that the plaintiff or a person in a class of which the plaintiff is a
member would probably suffer loss or damage (limb two) and (ii) that the plaintiff has suffered
loss as a result, the plaintiff has a sufficient right or interest to maintain an action for misfeasance
in public office at common law. The plaintiff must of course also show that the defendant was a
public officer or entity and that his loss was caused by the wrongful act”.120
120 [1996] 3 All ER 558 at pp. 632-633.
121 [2000] 2 WLR 1220 at pp. 1230-1234.
[130] Both the Court of Appeal and the House of Lords upheld the essential elements of the
judge‟s definition of the tort. In the House, Lord Steyn121 outlined these requirements in logical
sequence: (1) the defendant must be a public officer; (2) there must be the exercise of power as a
public officer; (3) the public officer must either have acted out of malice i.e., specifically
intending to injure a person or persons (“targeted malice”); or acted knowing that he had no
power to do the act complained of and that the act would probably cause injury to the plaintiff
(“untargeted malice”); (4) any plaintiff with a sufficient interest to found a legal standing to sue
was competent to bring the action; (5) the plaintiff must prove that his loss was caused by the
abuse of power; and (6) the damage must not be too remote.
[131] It will be seen that Three Rivers represented a significant departure from the origin and
early development of the tort in several particulars that are relevant to the case before this Court.
Most significant, the notion that the public officer must have acted with intentional malice
towards a particular citizen or group of citizens thereby causing injury to the citizen or citizens
was laid to rest. The tort was no longer one of obloquy in the sense of being meant to redress the
infliction of intentional humiliation as a result of the abuse of power which feelings would,
admittedly, be difficult to ascribe to the State. It was expressly stated that the essence or raison
d‟être of the tort was simply bad faith in the exercise of power by a public official which
occasioned loss to the plaintiff, and that this could be equally evidenced through targeted malice
as through an unlawful act done with improper motive i.e., where the public officer acts knowing
that he has no power to do the act complained of and that the act would probably injure the
plaintiff. Untargeted malice suffices. Read at face value, the criteria outlined by Lord Steyn for
the bringing of an action in misfeasance, and which I accept, would appear to be satisfied in this
case.
[132] Lord Hutton went further. Relying on the cases of Tozer v Child122, and Bourgoin SA and
Others v Ministry of Agriculture, Fisheries and Food123, he agreed that damages could be
recovered for misfeasance in public office where the defendant acted deliberately, not with the
intent to harm the plaintiff but rather to benefit another, knowing that his action would injure the
plaintiff. He quoted with evident approval the following statement by Mann J in Bourgoin SA
and Others v Ministry of Agriculture, Fisheries and Food:
122 (1857) 7 E. & B. 377.
123 [1986] QB 716.
“There is no sensible distinction between the case where an officer performs an act which he has
no power to perform with the object of injuring A (which the defendant accepts is actionable at
the instance of A) and the case where an officer performs an act which he knows he has no
power to perform with the object of conferring a benefit on B but which has the foreseeable and
actual consequence of injury to A (which the defendant denies is actionable at the instance of A).
In my judgment each case is actionable at the instance of A…”124
124 [1986] QB 716 at p. 740.
125 [1989] AC 1228.
126 [1985] 3 WLR 1027.
127 Ibid., at p. 1270.
[133] The preceding outline of what conduct is actionable has relevance to the case at bar. The
mere fact that the Appellants may not have been actuated by malice towards the State of Belize
or that the State of Belize could not be humiliated or shamed by the abuse of power seems to be
immaterial. It is likewise of no consequence that the plaintiff is not an individual or group of
individuals since it is perfectly possible for corporate entities such as companies and public
authorities to sue: see Three Rivers; Calveley and Others v Chief Constable of the Merseyside
Police125; Bourgoin S.A. and Others v Ministry of Agriculture, Fisheries and Food126.
Accordingly, all that appears necessary for the State to take action is that the Appellants
intentionally undertook the unlawful act of underselling State lands with the improper motive of
conferring a benefit on the development company knowing that the State of Belize would suffer
injury as a consequence. All that is required, to repeat the words of Lord Steyn in Three Rivers,
is that any plaintiff must have a sufficient interest to found legal standing to sue.
[134] There remain two important and interrelated strands to this first objection based on the
nature of the tort. First, it is the case that the property of the State is unique or sui generis in that
it belongs to all the citizens of the State for in this regard there can be no meaningful distinction
between the State and the public at large. In Three Rivers, Lord Hobhouse noted that the tort was
not generally actionable by any member of the public; “the Plaintiff must have suffered special
damage in the sense of loss or injury which is specific to him and which is not being suffered in
common with the public in general”.127
[135] To press this point into service in order to deny competence in the State to sue, with
respect, proves too much. It overlooks the critical fact that the State is a multilayered concept
possessed of different legal facets. In particular contexts the State may, in addition to its other
components, possess the legal personality of a private landowner able to sue and be sued in
respect of nuisance and other tortious conduct: British Columbia v Canadian Forest Products
Ltd128. On the facts of the present case, the State in Belize is a corporation sole with its own
legal personality and with capacity to own the land in question and to sue in contract and in tort
in respect of tortious infringement of its rights in respect of that land. The Attorney General as
the entity constitutionally entitled to represent the whole of the public, must necessarily be in a
different position to sue for the infringement of those rights than would an individual member of
the public who would have suffered in common with the rest of society. As Lord Wilberforce put
the matter in Gouriet v Union of Post Office Workers, “in terms of constitutional law, the rights
of the public are vested in the Crown, and the Attorney General enforces them as an officer of
the Crown”.129
128 (2004) 240 DLR (4th) 1.
129 [1978] AC 435 at p. 477 E-F.
[136] The second suggestion is that the omnipotent State cannot, as such, be equated to the
powerless individual and that infringement of the State‟s legal interests is therefore not to be
protected in the ways that those of an individual are protected. This is an apparently persuasive
viewpoint but it does not give due regard to evolution in the law of torts as partially evidenced by
the passage of the Crown Proceedings Act (Chapter 167). It is widely agreed that this Act
renders the Crown, within the categories and to the extent therein prescribed, subject to liabilities
in tort “as if it were a private person of full age and capacity”. This was revolutionary in 1947
inasmuch as it swept away the earlier common law regarding the immunity of the Crown from
suit in tort. To this day, what is emphasized in judicial precedents and the legal literature is
Crown liability in tort almost to the exclusion of the competence of the Crown to sue in tort.
[137] But the Crown does possess the entitlement to sue in order to protect its rights and this
competence is recognized in and largely controlled by common law. Under the earlier law, the
Crown had a number of prerogative remedies uniquely available to it but could waive the
prerogative remedies and adopt the remedies which were available to subjects: Chitty,
Prerogatives of the Crown130. The old remedies have now either been abolished or have fallen
into desuetude and tort actions by the Crown are now brought in accordance with the ordinary
procedures available to citizens: Hogg & Monahan, Liability of the Crown131. In short, in
contemporary society, in proceedings by and against the Crown, the rights of the parties are to be
as nearly as possible the same as in a suit between individual persons.
130 (1820), at p. 245.
131 (3rd edition, 2000) at p. 49.
[138] The competence of the State to resort to civil law as any ordinary person in order to
enforce its rights is emphasized in Belize and other Member States of the Caribbean Community.
The bifurcation in the civil and criminal law facets of the legal personality of the State is
represented by the constitutional vesting in the Attorney General of the competence to take civil
proceedings and in the Director of Public Prosecutions of the power to pursue criminal
prosecutions. Whilst in England the office of the Attorney General retains its original
supervisory jurisdiction over both criminal and civil proceedings the transplant of that office into
the Westminster style constitutions of the Caribbean divested the Attorney General of that
jurisdiction, with limited exceptions in Antigua and Barbuda, and Barbados.
[139] Thus, as a general rule, the Attorney General has no control over the initiation of criminal
prosecutions; the decision of the Director of Public Prosecutions on whether to prosecute is
based upon a wide range of policy considerations including his independent judgment of whether
there exists evidence to prove the case to the requisite criminal standard and whether prosecution
would be in the public interest. The Attorney General has no authority to direct the Director of
Public Prosecutions on this matter; even in the two Commonwealth Caribbean States where the
Attorney General retains limited supervisory functions over criminal proceedings (Antigua and
Barbuda Constitution, Section 89; Barbados Constitution, Section 79A) this competence does not
cover the present case. The decision of the Director of Public Prosecutions on whether to
prosecute is, in general terms, beyond the scope of judicial review: Leonie Marshall v DPP132;
Millicent Forbes v Attorney-General133.
132 [2007] UKPC 4.
133 [2009] UKPC 13.
[140] This means that the Attorney General is confined to taking civil proceedings to seek
redress for harm done to the corporate rights of the State in circumstances where the Director of
Public Prosecutions does not undertake criminal prosecution. In instances where there are
concurrent proceedings by virtue of a decision of the Director of Public Prosecutions to bring a
criminal prosecution the Court in furtherance of practical justice and to prevent abuse of process,
will consider any application from a party to the litigation to stay the civil proceedings.
[141] In sum, there is nothing in the nature and purpose of the tort that would displace the prima
facie case of competence in the Attorney General to sue. There is no requirement that the bad
faith or malice of the Appellants be directed at the State or that the State should suffer
humiliation as a result. There is nothing in the nature of the State property in question that would
prevent suit. On the other hand there are in the present circumstances, good reasons for equating
the position of the State with that of any plaintiff who has suffered loss as a consequence of the
tortious action of another.
Relationship of Ministers to the Crown
[142] During the course of this litigation a second line of argument was advanced to proscribe
suit by the Attorney General. It was said the relationship of Ministers of Government to the
Crown is such as to preclude the Attorney General, himself a Minister, from suing in the tort of
misfeasance in public office. Implicated in this line of reasoning are the notions of collective
Cabinet responsibility and of ministers being representatives of the Crown. It was said that the
relationship of the Crown to its functionaries is such that any breach by the functionary must be
vindicated in other ways. [143] With respect this argument again misses the fundamental point
of the dual nature of the State. In its political character as Sovereign, the State is the supreme
“authority” within a defined territory which in the monarchical system of the United Kingdom
gave rise to the maxim, “The Queen can do no wrong”: see further Professor Dicey, Introduction
to the Study of the Law of the Constitution134. Those through whom the Sovereign acts can and
do commit wrongs against the law and the State may in its corporate character, be vicariously
liable for such wrongs. However, the actual wrongdoer is the offending official of the State and
this person, in relation to the State, continues to bear personal responsibility for his wrong: Lister
v Romford Ice and Cold Storage Co Ltd135; Boyle v Kodak136.
134 (1965), at pages 24-25.
135 [1957] AC 555.
136 [1961] 1 WLR 661 (House of Lords).
137 HCVAP 2006/020A at paragraph 35.
[144] There is therefore nothing to prevent a current chief law officer from bringing proceedings
on behalf of the State against present or former ministers, including a former chief law officer,
for abuse of public power affecting State interests. As the Sovereign can do no wrong, the State
could not have instructed or required an abuse of power; the abuse was a personal failing on the
part of the public officer. In my respectful opinion Thomas JA speaking for the Court of Appeal
of the Eastern Caribbean Supreme Court was entirely correct in surmising in litigation similar to
the one before us that, “it is reasonable to infer that the actions of the former Attorney General
cannot be binding on the current Attorney General if it established, as alleged, that he acted in
misfeasance or in breach of his fiduciary duties”: Southern Developers Ltd v The Attorney-
General of Antigua and Barbuda137.
[145] It is important that it be emphasized that whilst the individual public official remains
personally liable for his wrongful act, the individual plaintiff who suffers injury or damage as a
result of that wrongful act may in addition or as an alternative to proceeding against the public
official, also be entitled to proceed against the State in vicarious liability. This is on the premise
enunciated in the Crown Proceedings Act adopted in England and reproduced in Belize that the
proceeding is: “in respect of torts committed by its servants or agents”138. However, given that
the primary liability is that of the public official and that the liability of the State is of a vicarious
nature, it follows that an award of exemplary damages against the State is likely to be
exceedingly rare.
138 Section 4 (1).
139 [1997] 2 NZLR 332.
Alternative remedies
[146] A third argument has been urged upon us namely, that the State has other avenues
available to it to deal with dishonest abuse of power which causes it loss and that this answers
any need for the Attorney General to be able to sue for misfeasance. In the High Court
proceedings in this case the Honourable Chief Justice referred to the taking of disciplinary
proceedings and the bringing of criminal prosecutions. I am not persuaded by this line of
argument for two reasons.
[147] First I have serious doubts that genuinely alternative actions avail the State in the
circumstances before us. Disciplinary proceedings do not necessarily address the question of
recovery for loss and may not even be available in a case such as this where the relevant public
officials are no longer ministers of Government or members of parliament. Criminal prosecution
is obviously not an alternative in kind to civil proceedings: the criminal law is intended to protect
fundamental public interests and to punish wrongdoers whereas the primary purpose of tort law
is to vindicate civil rights and compensate the plaintiff for loss. In consequence the elements that
must be proved and the standard to which proof is required differ significantly between tort and
criminal proceedings.
[148] It may be the case that the State is able, on facts as those assumed in this case, to bring
proceedings for breach of contract or for breach of fiduciary duty: see, generally, Garrett v
Attorney-General139. However, the availability of multiple causes of action in respect of a
single unlawful act is by no means an unfamiliar feature of civil proceedings: Clerk & Lindsell
on Torts140. Each cause of action will have its own peculiar requirements and measure by which
recovery can be awarded. For example, it is possible that damages for breach of contract may not
be measured in the same way as damages for breach in tort; exemplary damages may be awarded
in the tort of misfeasance in public office but may not be available in action for breach of
fiduciary duty. An injunction may be sought rather than damages for breach of fiduciary duty
where the State wishes to enlist the assistance of the civil courts in order to restrain commission
of misfeasance: Attorney-General v Bastow141. Where the State desires to trace property
purchased by bribes taken by a public official, an action in breach of fiduciary duty may be more
useful than suing in the tort of misfeasance: Attorney-General for Hong Kong v Reid142.
140 (19th edition, 2006) at pp. 1-6.
141 [1957] 1 QB 514.
142 [1994] 1 AC 324.
[149] In the end, the cause of action preferred by the Attorney General will be a function of his
assessment of the relevant facts, the remedy desired, and the likelihood of success in taking one
kind of proceeding as against another. In circumstances such as those before us, for instance, an
Attorney General could quite reasonably decide to initiate an action for the tort of misfeasance in
public office if he considers that an award of exemplary damages was appropriate even though
this might mean having to satisfy a heavier evidential burden than would have been the case had
he proceeded for breach of fiduciary duty. For my part I am content to leave the decision of the
type of civil proceedings to be taken to vindicate the State‟s corporate interests in the hands of
the Attorney General where it properly belongs.
[150] Secondly, the question of availability of alternative causes of action cannot logically be
determinative of the competence of the Attorney General to sue in misfeasance. Such
competence is a function of the nature and raison d‟être of the tort of misfeasance in public
office. If the intrinsic essence of the tort is such that the Attorney General has no competence to
sue, such a fact must logically be impervious to the question of whether he has other causes of
action available to him. On the other hand the mere fact that other causes of action are available
cannot rob the Attorney General of any competence he has to bring proceedings in tort. In short,
the arguments regarding alternative remedies would appear as an exercise in strict logic to be
immaterial to the question before this Court.
Political vendettas
[151] Finally, I do not share the view of counsel for the Appellants that recognition of a right in
the Attorney General to sue in the tort of misfeasance would lead to the unleashing of political
vendettas in Belize. Attempts at political vindictiveness are much more likely through the use of
the criminal law system or indeed through the use of other civil law actions that no one doubts
are available to the State. Indeed, the high standards of proof required to show malice and bad
faith will necessarily act as internal constraints against an overzealous Attorney General eager to
bring unmeritorious proceedings in the tort against his political opponents. But it must not be
assumed, and certainly this Court cannot proceed on the assumption that an Attorney General
sworn to uphold the law and Constitution of Belize will necessarily abuse his office in the way
contemplated. If an Attorney General were shown to be engaging in such abuse I apprehend that
the law has the means to confront him.
Conclusion
[152] I concede that an action of the kind initiated by the Attorney General in this case is to all
intents and purposes unprecedented and that from one perspective centuries of forensic thought
and assumptions could be taken to lean against his proceeding. I equally admit that to allow this
suit could have significant implications for the role of the State in the law of torts. To recognize
competence in the Attorney General to bring this suit naturally raises the prospect of the Crown
suing, possibly as parens patriae, in a host of other torts including trespass, nuisance and
negligence. However these are matters for another day. What to my mind is presently obvious is
that none of these concessions can be a sufficient reason to deny the logic of the developments in
the tort of misfeasance in public office which have in this case converged with the evolution of
the corporate nature of the State in the law of torts. To the contrary these developments may well
portend the welcome emergence of a new matrix of causes of action hitherto frozen in their
historical crypts and now animated by judicial imprimatur.
[153] In fine, I am of the opinion that the Attorney General is competent to bring this action in
the tort of misfeasance on behalf of the Crown against the Appellants in order to recover
compensation for the loss sustained as a consequence of their alleged misfeasance in public
office. Accordingly, I would dismiss this appeal and affirm the decision of the Court of Appeal
to reinstate the Claim Form of the Respondent. I would also grant costs to the Respondent in this
appeal.
[154] I am grateful to the sterling industry of counsel which has rendered significant assistance
to the Court in this case.