How Emulsions and Emulsifiers Work

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After reading this article, you will understand:

 the basic science of emulsions;


 how formulators choose which emulsifier to use for a
particular emulsion;
 how emulsifiers are used in foods, nutraceuticals, personal and
home care products, industrial lubricants, environmental
technologies, biofuels, and other applications.
The immiscibility of oil and water has inspired the proverb “Oil and
water don’t mix” and other expressions that reflect the general
incompatibility of two entities, such as “My coworker and I are like oil
and water.” Yet within our homes are numerous examples of products in
which oil and water do mix: mayonnaise, milk, salad dressings, hand
lotion, and hair conditioner, to name but a few. These examples
represent emulsions, which are stable mixtures of tiny droplets of one
immiscible fluid within another, made possible by chemicals called
emulsifiers.

How emulsions and emulsifiers work


Simple emulsions are either oil suspended in an aqueous phase (o/w),
or water suspended in oil (w/o). Milk is an example of an o/w emulsion,
in which the fat phase or cream forms tiny droplets within the skim milk,
or water phase. In contrast, margarine is a w/o emulsion containing
droplets of water or skim milk in a blend of vegetable oils and fat. In
both cases, emulsifiers are needed to prevent the suspended droplets
from coalescing and breaking the emulsion.

Anybody who has made a simple oil-and-vinegar salad dressing knows


that, with enough shaking or whisking, one can make a temporary
emulsion. However, in the absence of emulsifiers, this unstable emulsion
breaks down within minutes, and the oil forms a layer on top of the
vinegar. For centuries, cooks have added natural emulsifiers, such as
egg yolk, mustard, or honey, to help prevent this separation. Today, a
wide variety of nature-based and synthetic emulsifiers are available for
the diverse fields that benefit from them, including food, nutraceuticals,
home and personal care, biofuel, environmental cleanup, and industrial
lubricant applications.

Emulsifiers work by forming physical barriers that keep droplets from


coalescing. A type of surfactant (see Sidebar), emulsifiers contain both a
hydrophilic (water-loving, or polar) head group and a hydrophobic (oil-
loving, or nonpolar) tail. Therefore, emulsifiers are attracted to both
polar and nonpolar compounds. When added to an o/w emulsion,
emulsifiers surround the oil droplet with their nonpolar tails extending
into the oil, and their polar head groups facing the water (Fig. 1). For a
w/o emulsion, the emulsifier’s orientation is reversed: nonpolar tails
extend outward into the oil phase, while polar head groups point into
the water droplet. In this way, emulsifiers lower the interfacial tension
between the oil and water phases, stabilizing the droplets and
preventing them from coalescing.

Emulsifiers can be cationic (positively charged polar head group),


anionic (negatively charged head group), or non-ionic (uncharged head
group). When charged emulsifiers coat droplets in an o/w emulsion, the
positive or negative charges on the outside of the oil droplets
electrostatically repel each other, helping to keep the droplets
separated. Non-ionic emulsifiers tend to have large, bulky head groups
that point away from the oil droplet. These polar head groups clash and
tangle with head groups on other water droplets, sterically hindering the
droplets from coming together. The type of emulsifier used depends on
the application, with cationic emulsifiers typically used in low-to-neutral
pH solutions and anionic emulsifiers in alkaline solutions. Non-ionic
emulsifiers can be used alone or in combination with charged emulsifiers
to increase emulsion stability.

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