Indeterminate Sentence Law (Act No. 4103)
Indeterminate Sentence Law (Act No. 4103)
4103)
1) Definition.
2) Purposes.
4) Coverage.
1
People v. Ducosin, G.R. No. L-38332, December 14, 1933.
2
People v. Oňate, 78 SCRA 43.
3
Ibid.
4
Separate Opinion, Justice Corona in People v. Temporada, G.R. No. 173473, December 17, 2008.
5
People v. Nang Kay, 88 Phil. 515 (1951).
6
Separate Opinion, Justice Corona in People v. Temporada, supra.
i) The court shall sentence the accused to an indeterminate
sentence the maximum term of which shall be that which, in view of the attending
circumstances, could be properly imposed under the Code, and the minimum term
which shall be within the range of the penalty next lower in degree to that prescribed
by the Code for the offense. The maximum is the penalty imposed as provided by
law, depending upon the attending circumstances. The minimum is one degree
next lower to the penalty prescribed for the offense. The latter is determined without
considering the attending circumstances to the penalty prescribed, and is left to the
discretion of the court.7
ii) Example: Homicide with one mitigating circumstance. The maximum
penalty prescribed by law is Reclusion temporal. Since there is one mitigating
and no aggravating it will be in the minimum or reclusion temporal minimum
period. On the other hand, the minimum is one degree next lower to reclusion
temporal without considering the mitigating circumstance and that will be prision
mayor. The range of prision mayor will depend upon the discretion of the court.
Therefore, the indeterminate penalty is a minimum of prision mayor (within the
range fixed by the court) to a maximum of reclusion temporal minimum period.
c) Exceptions.
7
People v. Yco, G.R. No. 6545, July 27, 1954.
8
People v. Jaranilla, G.R. No. 28547, February 22, 1974.
9
People v. Perez, 44 OG 3884.
accordance with law.)10
vii) Those already serving final judgment upon the approval of this Act
(December 5, 1933).
viii) Those sentenced to the penalty of destierro or suspension.
5) Concepts.
a) Nature.Whenever any prisoner who shall have served the minimum penalty
imposed on him, said Board of Indeterminate Sentence may, in its discretion, and in
accordance with the rules and regulations adopted thereunder, authorize the release
of such prisoner on parole. If during the period of surveillance, such
parolee shall show himself to be a law-abiding citizen and shall not violate any of the
laws of the Philippines, the Board may issue a final certificate of release in his favor.
Whenever any prisoner released on parole shall, during the period of surveillance,
violate any of the conditions of his parole, the Board may issue an order for his re-
arrest and shall serve the remaining unexpired portion of the maximum sentence.11
b) Mandatory application. The application of the Indeterminate Sentence Law
is mandatory if the imprisonment would exceed one year. It would be favorable to
the accused.12The imposition of an indeterminate sentence is mandatory. 13 In a
case,14 three persons were prosecuted for and found guilty of illegal fishing (with
the use of explosives) as defined in Section 33, Presidential Decree No. 704, as
amended by Presidential Decree No. 1058, for which the prescribed penalty was
imprisonment from 20 years to life imprisonment. The trial court imposed on each
of the accused a straight penalty of 20 years imprisonment, and the CA affirmed
the trial court. On appeal, however, this Court declared the straight penalty to be
erroneous, and modified it by imposing imprisonment ranging from 20 years, as
minimum, to 25 years, as maximum. However, the law was not applied in a case
involvingprosecution for illegal possession of firearms punished by a special law
(that is, Section 2692, Revised Administrative Code, as amended by
Commonwealth Act 56 and Republic Act No. 4) with imprisonment of not less than
five years nor more than ten years. There, the Court sustained the straight penalty
of five years and one day imposed by the trial court (Court of First Instance of
Rizal) because the application of the Indeterminate Sentence Law would be
unfavorable to the accused by lengthening his prison sentence. 15
c) Straight penalty is proscribed. The straight penalty is contrary to the
Indeterminate Sentence Law, whose Section 1 requires that the penalty of
imprisonment should be an indeterminate sentence. The imposition of an
indeterminate sentence with maximum and minimum periods in criminal cases not
excepted from the coverage of the Indeterminate Sentence Law pursuant to its
10
People v. Hernandez, G.R. No. L-7616, May 10, 1955.
11
People v. Temporada, G.R. No. 173473, December 17, 2008 (EnBanc).
12
People v. Judge German Lee, Jr., G.R. No. 86859, September 12, 1984.
13
Batistis v. People, G.R. No. 181571, December 16, 2009.
14
Argoncillo v. Court of Appeals, G.R. No. 118806, July 10, 1998.
15
People v. Nang Kay, 88 Phil. 515 (1951).
Section 216is mandatory. The need for specifying the minimum and maximum
periods of the indeterminate sentence is to prevent the unnecessary and
excessive deprivation of liberty and to enhance the economic usefulness of the
accused, since he may be exempted from serving the entire sentence, depending
upon his behavior and his physical, mental, and moral record. The requirement of
imposing an indeterminate sentence in all criminal offenses whether punishable by
the Revised Penal Code or by special laws, with definite minimum and maximum
terms, as the Court deems proper within the legal range of the penalty specified by
the law must, therefore, be deemed mandatory. 17
d) The imposable penalty, not the prescribed, is the basis whether ISL applies.
The application of the Indeterminate Sentence Law is based upon the penalty
actually imposed in accordance with law and not upon that which may be imposed
in the discretion of the court.18In determining "whether an indeterminate sentence
and not a straight penalty is proper, what is considered is the penalty actually
imposed by the trial court, after considering the attendant circumstances, and not
the imposable penalty." Thus, ifthe maximum of the imposable penalty is six
months, then the possible maximum term that can be actually imposed is surely
less than one year, the Indeterminate Sentence Law is not applicable. As a result,
it is proper to impose a straight penalty. 19
e) The “attending circumstances” in Section 120 are not limited to modifying
circumstances under Article 13 and 14 of RPC. The plain terms of the ISL show that
the legislature did not intend to limit "attending circumstances" as referring to
Articles 13 and 14 of the RPC. If the legislature intended that the "attending
circumstances" under the ISL be limited to Articles 13 and 14, then it could have
simply so stated. The wording of the law clearly permits other modifying
circumstances outside of Articles 13 and 14 of the RPC to be treated as "attending
circumstances" for purposes of the application of the ISL, such as quasi-recidivism
under Article 160 of the RPC. Under this provision, "any person who shall commit a
felony after having been convicted by final judgment, before beginning to serve such
sentence, or while serving the same, shall be punished by the maximum period of
the penalty prescribed by law for the new felony." This circumstance has been
interpreted by the Court as a special aggravating circumstance where the penalty
actually imposed is taken from the prescribed penalty in its maximum period without
16
Section 2. This Act shall not apply to persons convicted of offenses punished with death penalty or life
imprisonment; to those convicted of treason, conspiracy or proposal to commit treason; to those convicted of
misprision of treason, rebellion, sedition or espionage; to those convicted of piracy; to those who are habitual
delinquents; to those who shall have escaped from confinement or evaded sentence; to those who having been
granted conditional pardon by the Chief Executive shall have violated the terms thereof; to those whose maximum
term of imprisonment does not exceed one year; nor to those already sentenced by final judgment at the time of
approval of this Act, except as provided in Section 5 hereof. (As amended by Act No. 4225, Aug. 8, 1935)
17
Batistis v. People, supra. citing Spouses Bacar v. Judge de Guzman, Jr., A.M. No. RTJ-96-1349, April 18,
1997
18
People v. Dimalanta, 92 Phil., 239.
19
Lumauig v. People, G.R. No. 166680, July 7, 2014.
20
SECTION 1. Hereafter, in imposing a prison sentence for an offense punished by the Revised Penal Code,
or its amendments, the court shall sentence the accused to an indeterminate sentence the maximum term of which
shall be that which, in view of the attending circumstances, could be properly imposed under the rules of said
Code, and the minimum which shall be within the range of the penalty next lower to that prescribed by the Code
for the offense;
regard to any generic mitigating circumstances. Since quasi-recidivism is
considered as merely a special aggravating circumstance, the penalty next lower in
degree is computed based on the prescribed penalty without first considering said
special aggravating circumstance.21
f) How to compute:
i) The RPC provides for an initial penalty as a general prescription for the
felonies defined therein which consists of a range of period of time. This is what
is referred to as the "prescribed penalty." For instance, under Article 249 of the
RPC, the prescribed penalty for homicide is reclusión temporal which ranges
from 12 years and 1 day to 20 years of imprisonment. Further, the Code provides
for attending or modifying circumstances which when present in the commission
of a felony affects the computation of the penalty to be imposed on a convict.
This penalty, as thus modified, is referred to as the "imposable penalty." In the
case of homicide which is committed with one ordinary aggravating circumstance
and no mitigating circumstances, the imposable penalty under the RPC shall be
the prescribed penalty in its maximum period. From this imposable penalty, the
court chooses a single fixed penalty (also called a straight penalty) which is the
"penalty actually imposed" on a convict, i.e., the prison term he has to serve.
ii) Concretely, in U.S. v. Saadlucap,a pre-ISL case, the accused was found
guilty of homicide with a prescribed penalty of reclusión temporal. Since there
was one ordinary aggravating circumstance and no mitigating circumstances in
this case, the imposable penalty is reclusión temporal in its maximum period, i.e.,
from 17 years, 4 months and 1 day to 20 years. The court then had the discretion
to impose any prison term provided it is within said period, so that the penalty
actually imposed on the accused was set at 17 years, 4 months and 1 day
of reclusión temporal, which is a single fixed penalty, with no minimum or
maximum term.
iii) With the passage of the ISL, the law created a prison term which consists
of a minimum and maximum term called the indeterminate sentence.Thus, the
maximum term is that which, in view of the attending circumstances, could be
properly imposed under the RPC. In other words, the penalty actually imposed
under the pre-ISL regime became the maximum term under the ISL regime.
Upon the other hand, the minimum term shall be within the range of the penalty
next lower to the prescribed penalty. To illustrate, if the case of Saadlucap was
decided under the ISL regime, then the maximum term would be 17 years, 4
months and 1 day of reclusión temporal and the minimum term could be
anywhere within the range of prisión mayor (6 years and 1 day to 12 years)
which is the penalty next lower to reclusión temporal. Consequently, an
indeterminate sentence of 10 years of prisión mayor as minimum to 17 years, 4
months and 1 day of reclusión temporal as maximum could have possibly been
imposed. If we use the formula as proposed by the dissent, i.e., to compute the
minimum term based on the maximum term after the attending or modifying
circumstances are considered, the basis for computing the minimum term, under
21
People v. Temporada, G.R. No. 173473, December 17, 2008 (En banc).
this interpretation, is the imposable penalty as hereinabove defined. This
interpretation is at odds with Section 1 of the ISL which clearly states that the
minimum of the indeterminate sentence shall be "within the range of the penalty
next lower to that prescribed by the Code for the offense." Consequently, the
basis for fixing the minimum term is the prescribed penalty, and not the
imposable penalty. In People v. Gonzales, the Court held that the minimum term
must be based on the penalty prescribed by the Code for the offense "without
regard to circumstances modifying criminal liability."The Gonzales’ ruling that the
minimum term must be based on the prescribed penalty "without regard to
circumstances modifying criminal liability" is only a restatement of Section 1 of
the ISL that the minimum term shall be taken from within the range of the penalty
next lower to the prescribed penalty (and from nowhere else). 22
22
People v. Temporada, supra.
23
Separate opinion of Justice Renato Corona, People v. Temporada, supra.
24
People v. Ducosin, G.R. No. L-38332, December 14, 1933.
nor more than ten years or for not less than seven years nor more than ten years
and eight months, etc.
v) It will be seen from the foregoing example that the "maximum" is
determined in accordance with the provisions of the Revised Penal Code. In the
example given reference is made to Article 217, paragraph 3, of the Revised
Penal Code which provides that the defendant shall suffer the penalty of prision
mayor in its medium and maximum period. The penalty is placed in the medium
degree because of the absence of mitigating or aggravating circumstance, that is
to say, anywhere between nine years, four months and one day and ten years
and eight months in the discretion of the court. In the case on appeal here the
penalty was imposed in the minimum of the proper penalty under the Revised
Penal Code because of the plea of guilty, that is to say, between ten years and
one day and twelve years in the discretion of the court. This discretion is in
nowise impaired or limited by Act No. 4103. The trial court, in conformity with the
discretion conferred upon it by the Revised Penal Code, might have assessed
the penalty at, let us say, eleven years. We wish to make it clear that Act No.
4103 does not require this court to assess the said penalty at 12 years, which is
the longest time of imprisonment within the minimum degree.
vi) We come now to determine the "minimum imprisonment period" referred
to in Act No. 4103. Section 1 of said Act provides that this "minimum which shall
not be less than the minimum imprisonment period of the penalty next lower to
that prescribed by said Code for the offense." We are here upon new ground. It is
in determining the "minimum" penalty that Act No. 4103 confers upon the courts
in the fixing of penalties the widest discretion that the courts have ever had. The
determination of the "minimum" penalty presents two aspects: first, the more or
less mechanical determination of the extreme limits of the minimum
imprisonment period; and second, the broad question of the factors and
circumstances that should guide the discretion of the court in fixing the minimum
penalty within the ascertained limits.
vii) We construe the expression in Section 1 "the penalty next lower to that
prescribed by said Code for the offense" to mean the penalty next lower to that
determined by the court in the case before it as the maximum (that is to say the
correct penalty fixed by the Revised Penal Code, see our discussion above). In
the example which the Legislature had before it in the Committee Report above
mentioned, the maximum of the sentence was correctly stated to be the medium
degree of prision mayor in its medium and maximum period. The penalty next
lower is prisioncorreccional in its maximum degree to prision mayor in its
minimum degree (Article 61, paragraph 4, Revised Penal Code), that is to say,
anywhere from four years, two months and one day to eight years. The
Indeterminate Sentence Law, Act No. 4103, simply provides that the "minimum"
shall "not be less than the minimum imprisonment period of the penalty next
lower." In other words, it is left entirely within the discretion of the court to fix the
minimum of the penalty anywhere between four years, two months and one day
and eight years. In the example given by the committee they stated that the court
might fix the minimum penalty at five years or seven years.
viii) We come now to the second aspect of the determination of the minimum
penalty, namely, the considerations which should guide the court in fixing the
term or duration of the minimum period of imprisonment. Keeping in mind the
basic purpose of the Indeterminate Sentence Law "to uplift and redeem valuable
human material, and prevent unnecessary and excessive deprivation of personal
liberty and economic usefulness" (Message of the Governor-General, Official
Gazette No. 92, vol. XXXI, August 3, 1933), it is necessary to consider the
criminal, first, as an individual and, second, as a member of society. This opens
up an almost limitless field of investigation and study which it is the duty of the
court to explore in each case as far as is humanly possible, with the end in view
that penalties shall not be standardized but fitted as far as is possible to the
individual, with due regard to the imperative necessity of protecting the social
order.
ix) Considering the criminal as an individual, some of the factors that should
be considered are: (1) His age, especially with reference to extreme youth or old
age; (2) his general health and physical condition; (3) his mentality, heredity and
personal habits; (4) his previous conduct, environment and mode of life (and
criminal record if any); (5) his previous education, both intellectual and moral; (6)
his proclivities and aptitudes for usefulness or injury to society; (7) his demeanor
during trial and his attitude with regard to the crime committed; (8) the manner
and circumstances in which the crime was committed; (9) the gravity of the
offense (note that section 2 of Act No. 4103 excepts certain grave crimes — this
should be kept in mind in assessing the minimum penalties for analogous
crimes).
x) In considering the criminal as a member of society, his relationship, first,
toward his dependents, family and associates and their relationship with him, and
second, his relationship towards society at large and the State are important factors.
The State is concerned not only in the imperative necessity of protecting the social
organization against the criminal acts of destructive individuals but also in redeeming
the individual for economic usefulness and other social ends. In a word, the
Indeterminate Sentence Law aims to individualize the administration of our criminal
law to a degree not heretofore known in these Islands. With the foregoing principles
in mind as guides, the courts can give full effect to the beneficent intention of the
Legislature.
xi) We have concluded that a reasonable and proper minimum period of
imprisonment should be seven years, which is within the range of the penalty
next lower in degree to the maximum, that is to say, within the range from four
years, two months and one day to ten years of prisioncorreccional in its
maximum period to prision mayor in its medium period. We repeat that Act No.
4103 does not require the court to fix the minimum term of imprisonment in the
minimum period of the degree next lower to the maximum penalty.
h) The offender is eligible for parole after serving the minimum penalty. Sec. 5
of the Indeterminate Sentence Law provides that it is only after "any prisoner shall
have served the minimum penalty imposed on him" that the Board of
Indeterminate Sentence may consider whether such prisoner may be granted
parole.25
6) Parole.
25
People v. Gardon, 534 Phil. 894 (2006).
26
Rules on Parole dated March 7, 2006.
27
Gregorio, supra.
28
People v. Abesamis, G.R. No. 140985, August 28, 2007.
29
Ibid.
30
People v. Ducosin, G.R. No. L-38332, December 14, 1933.
31
People v. Simon, G.R. No. 93028, July 29, 1994.
sentence, he may be released even if his application for parole is still pending.
The benefit under the Indeterminate Sentence Law is accorded to the convict only
after the Board of Pardon and Parole has determined his application favorably
after considering all the cogent circumstances. The convict must remain in prison
pending the consideration of the convict’s application for parole by the Board of
Pardons and Parole, for there is no assurance of the grant of his application. 32
j) Pardon and parole, distinguished. Parole and pardon are two different things.
Parole is a conditional release of a prisoner with an unexpired sentence, or
suspension of his sentence, without remitting the penalty imposed upon him; while
pardon is a remission of the penalty imposed upon a defendant together with all the
accessories appurtenant thereto.38
k) Conditional pardon distinguished from parole.
37
Buyayao, et al. v. Itogon Mining Corp., G.R. No. L-8277, April 28, 1956.
38
Dissenting Opinion of Justice Feria, Sales v. Director of Prisons, G.R. No. L-3972, October 13, 1950.
39
Ibid.