Introduction to Compilation

Lecture 01
What is a compiler?

• Programming problems are easier to solve in high-level

languages
– Languages closer to the level of the problem domain, e.g.,
• SmallTalk: OO programming
• JavaScript: Web pages

• Solutions are usually more efficient (faster, smaller) when

written in machine language
– Language that reflects to the cycle-by-cycle working of a processor

• Compilers are the bridges:

– Tools to translate programs written in high-level languages to
efficient executable code
What is a compiler?

A program that reads a program written in one language

and translates it into another language.

Source language Target language

Traditionally, compilers go from high-level languages to low-level

languages.
Compilation task is full of variety??

• Thousands of source languages

– Fortran, Pascal, C, C++, Java, ……
• Thousands of target languages
– Some other lower level language (assembly language),
machine language
• Compilation process has similar variety
– Single pass, multi-pass, load-and-go, optimizing….
• Variety is overwhelming……

• Good news is:

– Few basic techniques is sufficient to cover all variety
– Many efficient tools are available
Requirement

• In order to translate statements in a language, one

needs to understand both
– the structure of the language: the way “sentences" are
constructed in the language, and
– the meaning of the language: what each “sentence"
stands for.
• Terminology:
Structure ≡ Syntax
Meaning ≡ Semantics
Analysis-Synthesis model of compilation

• Two parts
– Analysis
• Breaks up the source program into constituents
– Synthesis
• Constructs the target program

Intermediate
Language

Source Target Language

Language Front End – Back End –
language specific machine specific
Software tools that performs analysis

• Structure Editors
– Gives hierarchical structure
– Suggests keywords/structures automatically
• Pretty Printer
– Provides an organized and structured look to program
– Different color, font, indentation are used
• Static Checkers
– Tries to discover potential bugs without running
– Identify logical errors, type-checking, dead codes
identification etc
• Interpreters
– Does not produce a target program
– Executes the operations implied by the program
 Compilation Steps/Phases

Intermediate
Intermediate
Language
Language

Scanner Parser Semantic Code

Source Code Target
language
(lexical (syntax Analysis Generator language
Optimizer
analysis) analysis) (IC generator)
tokens Syntactic
structure

Symbol
Table
Compilation Steps/Phases

• Lexical Analysis Phase: Generates the “tokens” in the source

program

• Syntax Analysis Phase: Recognizes “sentences" in the program

using the syntax of the language

• Semantic Analysis Phase: Infers information about the program

using the semantics of the language

• Intermediate Code Generation Phase: Generates “abstract” code

based on the syntactic structure of the program and the semantic
information from Phase 2

• Optimization Phase: Refines the generated code using a series of

optimizing transformations

• Final Code Generation Phase: Translates the abstract intermediate

code into specific machine instructions
Lexical Analysis

• Convert the stream of characters representing input

program into a sequence of tokens
• Tokens are the “words" of the programming language
• Lexeme
– The characters comprising a token
• For instance, the sequence of characters “static int" is
recognized as two tokens, representing the two words
“static" and “int"
• The sequence of characters “*x++" is recognized as
three tokens, representing “*", “x" and “++“
• Removes the white spaces
• Removes the comments
Lexical Analysis

• Input: result = a + b * 10

• Tokens:

‘result’, ‘=‘, ‘a’, ‘+’, ‘b’, ‘*’, ‘10’

identifiers
operators
Syntax Analysis (Parsing)

• Uncover the structure of a sentence in the program from a

stream of tokens.

• For instance, the phrase “x = +y", which is recognized as

four tokens, representing “x", “=“ and “+" and “y", has the
structure =(x,+(y)), i.e., an assignment expression, that
operates on “x" and the expression “+(y)".

• Build a tree called a parse tree that reflects the structure of

the input sentence.
Syntax Analysis: Grammars

• Expression grammar
Exp ::= Exp ‘+’ Exp
| Exp ‘*’ Exp
| ID
| NUMBER

Assign ::= ID ‘=‘ Exp

Syntax Tree

Input: result = a + b * 10

Assign

result +

a *

b 10
Semantic Analysis

• Concerned with the semantic (meaning) of the

program
• Performs type checking
– Operator operand compitability
Intermediate Code Generation

• Translate each hierarchical structure decorated as

tree into intermediate code
• A program translated for an abstract machine
• Properties of intermediate codes
– Should be easy to generate
– Should be easy to translate
• Intermediate code hides many machine-level details,
but has instruction-level mapping to many assembly
languages
• Main motivation: portability
• One commonly used form is “Three-address Code”
Code Optimization

• Apply a series of transformations to improve the time

and space efficiency of the generated code.
• Peephole optimizations: generate new instructions by
combining/expanding on a small number of
consecutive instructions.
• Global optimizations: reorder, remove or add
instructions to change the structure of generated code
• Consumes a significant fraction of the compilation
time
• Optimization capability varies widely
• Simple optimization techniques can be vary valuable
Code Generation

• Map instructions in the intermediate code to specific

machine instructions.

• Memory management, register allocation, instruction

selection, instruction scheduling, …

• Generates sufficient information to enable symbolic

debugging.
Symbol Table

• Records the identifiers used in the source program

– Collects various associated information as attributes
• Variables: type, scope, storage allocation
• Procedure: number and types of arguments method of
argument passing
• It’s a data structure with collection of records
– Different fields are collected and used at different
phases of compilation
Error Detection, Recovery and Reporting

• Each phase can encounter error

• Specific types of error can be detected by specific
phases
– Lexical Error: int abc, 1num;
– Syntax Error: total = capital + rate year;
– Semantic Error: value = myarray [realIndex];
• Should be able to proceed and process the rest of the
program after an error detected
• Should be able to link the error with the source
program
 Error Detection, Recovery and Reporting

Error
Handler

Scanner Parser Semantic Code

Source Code Target
language
(lexical (syntax Analysis Generator language
Optimizer
analysis) analysis) (IC generator)
tokens Syntactic
structure

Symbol
Table
Translation of a statement

result = a + b * 10

Lexical Analyzer
Symbol Table
id1 = id2 + id3 * 10
result …….
a …….
Syntax Analyzer
b …….

Assign

id1 +

id2 *

id3 10
Translation of a statement

Assign

id1 +

id2 *

id3 10 Semantic Analyzer

Assign

id1 +

id2 *

id3 INTTOREAL

10
Translation of a statement

Intermediate Code Generator

Code Generator
temp1 := INTTOREAL (10)
temp2 := id3 * temp1
temp3 := id2 + temp2 MOVF id3, R2
Id1 := temp3 MULF #10.0, R2
MOVF id2, R1
ADDF R2, R1
Code Optimizer MOVF R1, id1

temp1 := id3 * 10.0

Id1 := id2 + temp1
Syntax Analyzer versus Lexical Analyzer

• Which constructs of a program should be recognized by

the lexical analyzer, and which ones by the syntax
analyzer?
– Both of them do similar things; But the lexical analyzer deals
with simple non-recursive constructs of the language.
– The syntax analyzer deals with recursive constructs of the
language.
– The lexical analyzer simplifies the job of the syntax analyzer.
– The lexical analyzer recognizes the smallest meaningful
units (tokens) in a source program.
– The syntax analyzer works on the smallest meaningful units
(tokens) in a source program to recognize meaningful
structures in our programming language.
Cousins of the Compiler

• Preprocessor
– Macro preprocessing
• Define and use shorthand for longer constructs
– File inclusion
• Include header files
– “Rational” Preprocessors
• Augment older languages with modern flow-of-control or
data-structures
– Language Extension
• Add capabilities to a language
• Equel: query language embedded in C
Assemblers
Source program

Compiler

Assembly program

Assembler

Relocatable machine code

Loader/link-editor

Absolute machine code

Two-Pass Assembly

• Simplest form of assembler

• First pass
– All the identifiers are stored in a symbol table
– Storage is allocated
• Second pass
– Translates each operand code in the machine language
Instruction Addressing
Register Mode Address
code
Relocation
bit

MOV a, R1 Identifier Address 0001 01 00 00000000 *

ADD #2, R1 a 0 0011 01 10 00000010
MOV R1, b b 4 0010 01 00 00000100 *

Source After First Pass After 2nd Pass

Loaders and Link-Editors

• Convert the relocatable machine code into absolute

machine code
– Map the relocatable address
• Place altered instructions and data in memory

Address space of data

0001 01 00 00000000 * to be loaded starting 0001 01 00 00001111
0011 01 10 00000010 0011 01 10 00000010
0010 01 00 00000100 * at location L=00001111 0010 01 00 00010011

• Make a single program from several files of

relocatable machine code
– Several files of relocatable codes
– Library files
Multi Pass Compilers

• Passes
– Several phases of compilers are grouped in to passes
– Often passes generate an explicit output file
– In each pass the whole input file/source is processed

Syntax Analyzer

Lexical Analyzer Intermediate Code Generator

• Semantic analysis
How many passes?

• Relatively few passes is desirable

– Reading and writing intermediate files take time
– It may require to keep the entire file in memory
• One phase generate information in different order than
that is needed by the next phase
• Memory space is not trivial in some cases
• Grouping into same pass incurs some problems
– Intermediate code generation and code generation in
the same pass is difficult
• e.g. Target of ‘goto’ that jumps forward is now known
• ‘Backpatching’ can be a remedy
Issues Driving Compiler Design

• Correctness
• Speed (runtime and compile time)
– Degrees of optimization
– Multiple passes
• Space
• Feedback to user
• Debugging
Other Applications

• In addition to the development of a compiler, the techniques

used in compiler design can be applicable to many problems in
computer science.
– Techniques used in a lexical analyzer can be used in text editors,
information retrieval system, and pattern recognition programs.
– Techniques used in a parser can be used in a query processing
system such as SQL.
– Many software having a complex front-end may need techniques
used in compiler design.
• A symbolic equation solver which takes an equation as input.
That program should parse the given input equation.
– Most of the techniques used in compiler design can be used in
Natural Language Processing (NLP) systems.