Tarea 01 PDF
Tarea 01 PDF
The history and philosophy of science encapsulates the scientific method and the creation of new
knowledge [2–4] based on a new theory which has been subsequently verified by observation,
experimentation and the logical development from previously accepted theories, but this is not the
subject of this book. In some cases theoretical concepts are deduced long before experimental
verification. In other cases, theoretical concepts are deduced from experimental observations. The
history of science is full of examples of both.
There are many books which discuss scientific research and its methods [5–8]: so how does
engineering research differ from research in science? A preliminary answer is to require engineering
research activities to fulfill all of the following objectives:
Clearly scientific research and engineering research are not mutually exclusive. All medical
science is directly related to improving the human condition through medical practice. Other human
related fields, for example physiology, pharmacy, dentistry, psychology, education, etc also have
some outcomes relevant to improving the human condition. Similarly many engineers engage in
purely scientific research to test ideas with the long term aim of finding solutions to the practical
implementation problems associated with the research outcomes. As there is no clear dividing line
between these fields, many conferences and scientific journals report both scientific and engineering
based research. This book is confined to engineering based research strategies, but the concepts are
also very applicable to purely scientific research. Thus, further reading is readily available from
scientific research methods books and papers [7–9].
Engineers, and hence engineering research, are constrained by quite formal codes of ethics. Every
discipline of engineering has a code of ethics covering engineering practice in one or more different
countries. The codes should influence how the research is conducted and ensure that the outcomes are
improvements to humankind through improved environmental outcomes and minimal risk to users of
the technology. In particular the concept of economical engineering design must be balanced with
aspects of fail-safe and an understanding of materials and product reliability. In many cases these
aspects are inherent in the research design, but good engineering research outcomes will require
independent verification of not only the research itself, but also the applicability of systems designed
from these research outcomes. Codes of ethics and their importance are discussed in Section 1.4.
A research project is not complete until the results have been presented publicly for other experts
in the field to comment and review. Thus publication of findings in the open, refereed, international
literature and/or presentation at a meeting of research peers is an essential requirement of any
research project. Only when the research outcomes have been reviewed by suitably qualified peers
can the researchers declare that new knowledge has been created. This means that work conducted in
secret (for example in a military research facility, in a high security research laboratory, or in other
private venues), does not contribute to the world-wide body of knowledge, and therefore cannot be
described as research.
Similarly, a search of previous publications and patents does not constitute research. Thus, when a
primary school child conducts ‘research’ on the Great Wall of China by copying the outcomes
located using a computer search engine, this does not constitute rigorous scientific or engineering
research. This student is gathering well established and previously reported information. This is an
important distinction: research outcomes which are new to the researcher but are well known to
others does not constitute original, publishable research. As a logical consequence of this argument,
any original research must clearly identify all relevant prior work before the authors can claim to
have developed new knowledge. This can be a significant challenge as the volume of published works
continues to grow at an accelerating rate.
What?
How?
When?
– review the literature for previous studies in different rock types and environmental
conditions,
– review the types of roof bolts in common use,
– conduct a survey of rock bolts in different tunnel environments to assess degradation,
– conduct experiments to measure the degradation of the roof bolts under accelerated
environmental conditions.
These examples might suggest some of the work that has been previously reported. A review of
the literature will mean that the research team does not have to ‘re-invent the wheel’, and can build
their research on the published reports of others. It will also suggest that even if the same problem has
not been solved previously, the methods used to solve similar problems might be appropriate to solve
their specific problem. A good literature review can impact positively on the research methods that
the research team might use. This is of significant value as the use of previously reported and peer
reviewed methods adds confidence about the reliability of the research method and the subsequent
independent review of the journal and conference papers arising from the research.
Novice researchers should also note that a number of different methods of approach are suggested
for each research question. It is mandatory that more than one method of investigation is used in all
research projects in the hope that the results from a number of different approaches can be used to
substantiate the conclusions from the project. This adds confidence in the research outcomes.
Engineering societies require that practising engineers take a holistic view of projects which
deliver a complete solution providing maximum benefit to all stakeholders (e.g. the community, the
users of the product or service, their company or organization commissioned to undertake the work,
and the environment both local and international).
In most countries professional engineers are registered. It may be mandated in law that only a
registered engineer is allowed to build a bridge or sign off on a control circuit used in a theme park
ride. Without the signature of a registered engineer, the work is not permitted to start, or not
permitted to operate.
The registration process requires the person to be suitably trained (a university degree in
engineering is most common) and must pledge to work within the guidelines of a Code of Ethics.
Should engineers not conduct themselves appropriately, they can be removed from the register of
professional engineers and barred from continuing to practise. Most engineering codes of ethics also
prohibit engineers from practising outside their engineering discipline.
While most engineering codes of ethics differ in the fine detail, there are some tenets (or
statements) which are common to almost all of the engineering codes [8].
Importantly, professional engineers are required to act in the best interests of humanity and the
community. This requirement stands above all else and overrides engineers' responsibilities to:
Their employers;
Their family, friends and relatives;
Their town, region and country.
From this basic tenet, other tenets are derived which relate to:
The adherence to a code of ethics maintains the reputation of the engineering profession. For
example the Institution of Engineers Australia code of ethics begins with the words:
‘As engineering practitioners, we use our knowledge and skills for the benefit of the community
to create engineering solutions for a sustainable future. In doing so, we strive to serve the
community ahead of other personal or sectional interests.’ [9]
The American Society of Civil Engineers (ASCE) use the following fundamental principles [10]:
‘Engineers uphold and advance the integrity, honor and dignity of human welfare and the
environment by:
1 Using their best knowledge and skill for the enhancement of human welfare and the
environment;
2 Being honest and impartial and serving with fidelity the public, their employers and clients;
3 Striving to increase the competence and prestige of the engineering profession; and
4 Supporting the professional and technical societies of their discipline.’
‘Engineers shall hold paramount the safety, health and welfare of the public and shall strive to
comply with the principles of sustainable development in the performance of their professional
duties.’
Many professional engineering organizations are now international, and this allows engineers trained
in one country to operate without impediment in another country if both subscribe to a common code
of ethics. The largest international engineering agreement is the Washington Accord [11], where
signatory nations must allow regular inspection of the academic qualifications of their member
nations and adherence to a common code of ethics.
The codes of ethics commonly restrict the unauthorised copying of designs and other intellectual
property. For this reason, engineering researchers must acknowledge the work of others in the
development of their findings.
When undertaking engineering research, the research team must understand the implications and
restrictions which apply to their research projects based on their code of ethics. There is also an
obligation that researchers must undertake their work to the best of their ability and in line with their
training, within the standards defined by their discipline, to use appropriate terms to describe their
work, and to provide unbiased reports on the success of their work [8, 12]. It is most important that
the conclusions of a research project not only summarise the outcomes in a positive light, but probe
the uncertainties and problems which might occur if the research results are applied to products and
services. These matters will be discussed in some more detail in later chapters of this book.
When the research involves the use of humans or animals, research funding bodies and the
publishers of research outputs (journals and conference technical committees) require that the project
plan be assessed for impacts on the human and animal subjects before the project begins. Such
research projects include surveys (the participants are asked to respond to a set of questions), physical
activities (the participants are asked to perform manual tasks) and mental activities (participants are
asked to solve puzzles). Asking individuals to participate in a research project either voluntarily or
for a reward or other benefit, can have significant negative consequences on the volunteers and the
research outcomes.
In order to avoid the problems of biased research outcomes and perceived or real threats to the
participants, an ethical approval procedure must be available to ensure that negative outcomes to the
research and the research participants are avoided.
This requires the following information to be presented to the target group in an understandable
way:
These requirements can be achieved in surveys using a number of different methods of approach:
A common method is to have the work (for example surveys can be administered by an
independent organization) conducted by an independent third party. This party will solicit the
volunteers, collect the responses and ensure that the company seeking the data will not be
provided with identification tags for individuals.
There are now options for online surveys which are effectively anonymous.
The individual profiles used in the survey are not sufficiently specific so that each individual
cannot be easily identified.
The design and conduct of surveys are discussed in more detail in Chapter 6.
Ideally a research team would engage in many, if not all, of these techniques to verify its results.
This gives the independent reviewers of the work the best possible proof that the new knowledge has
been validated and the conclusions are correct.
Often, however, there may be problems in using this approach, for instance:
These difficulties can all result in a probability of failure or project risk assessment. This is
usually expressed as a probability.
The publication of research results mandates that some supporting evidence is provided. A failure
to do this will result in a failure to have the research outcomes accepted. It is therefore very important
that the research team design a project in a manner which ensures that sufficient supporting evidence
is available at its completion, either from the work itself or from other published works.
In mathematics, the concept of upper and lower limits can be applied to gain information about the
solution to seemingly intractable problems. For example, if a function is not integrable (i.e. cannot be
integrated using analytic means), one can choose two integrable functions – one of which is always
greater than the function, and the other is always less than the function. By completing the two simpler
integrals one can deduce the range within which the unknown function lies. In the same manner,
simple models which provide upper and lower bounds to a more complex problem can be solved
theoretically and/or computationally to deduce the likely range of outcomes from the more complex
model. This method can provide additional support to the research results, even when a complete
model has not been solved.
Exercises
Many of the exercises in this book require the reader to choose a refereed, published paper in their
discipline, to analyse the paper according to the instructions given in the exercises, and to extend the
work reported as a new line of research.
1.1 Use an academic web search to locate a journal paper which describes a design outcome in
your field of interest (i.e. your engineering discipline). You must enter several keywords
which relate to your topic. Read the paper and, using your own words, demonstrate your
understanding of the paper by:
1.2 Find the code of ethics which covers your engineering discipline (the code might be
specific to one particular country or geographical region). Rank the following aspects in
terms of importance (usually indicated by the position in the code of ethics). Assume that
the first tenet is the most important:
Following the strategy in Exercise 1.1, choose a published paper from your engineering
discipline and comment on any of these priorities identified in this paper. Compare your
results with the code of ethics list. What is your conclusion about the ethical approach
taken in this paper?
1.3 After reading a published research paper, write down the research question you think the
authors have addressed in undertaking this research. Do you think the paper adequately
supports the conclusions reached in addressing this question?
1.4 In your undergraduate education or master's degree, choose three experiments (practical
laboratory work) and identify the following:
Do you consider that the post experimental analysis supported the experiment aims and
conclusions? Outline how this research method might be improved to verify the outcomes
through conclusive proof.
References
Keywords: engineering research, engineering ethics, code of ethics, research question, engineering
sustainability, engineering disasters
[1] Davis, M., ‘Defining engineering: how to do it and why it matters’, in M. Davis (ed.), Engineering
Ethics, Aldershot, England: Ashgate, 2005.
[2] Popper, K.P., The Logic of Scientific Discovery. New York: Basic Books, 1959.
[3] Gattei, S., Karl Popper's Philosophy of Science: Rationality without Foundations, New York:
Routledge 2009.
[4] Kuhn, T.S., The Structure of Scientific Revolutions, (2nd edition), Chicago: University of Chicago
Press, 1970.
[5] Marder, M.P., Research Methods for Science, Cambridge, UK: Cambridge University Press, 2011.
[6] O’Donoghue, P., Research Methods for Sports Performance Analysis, Oxford, UK: Routledge,
2010.
[7] Walliman, N., Research Methods, the Basics, Oxford, UK: Routledge, 2011.
[8] Fleddermann, C.B., Engineering Ethics, (4th edition), Upper Saddle River, NJ: Prentice Hall,
2011.
[11] Hanrahan, H., ‘The Washington Accord: past present and future’, IEET accreditation training,
International Engineering Alliance, 2011. http://www.washingtonaccord.org/washington-
accord/Washington-Accord-Overview.pdf
[12] Whitbeck, C., Ethics in Engineering Practice and Research, Cambridge, UK: Cambridge
University Press, 1998.