Life Cycle Assessment A
Life Cycle Assessment A
Life Cycle Assessment A
S t r u c t u r e o fM o du l e 1
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Pu r po se o fM o du l e 1
Re f e r en
ces
Gaudreault, C., Samson, R., Stuart, P. (2004). “Survey of LCA Applications and
Methodologies in the Pulp and Paper Industry”. Paper submitted to TAPPI Journal.
Goedkoop and Oele. 2002. ”User Manual Introduction into LLCA methodology and
practice with SimaPro 5.1“.
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International Organization for Standardization.2000.“Environmental Management
– Life Cycle Assessment – Life Cycle Interpretation”. Geneva, Switzerland.
Notes: ISO 14043
Lopes, Dias, Arroja, Capela and Pereira, 2003 “Application of life cycle
assessment to the Portuguese pulp and paper industry”. Journal of Cleaner
Production.
Pollution Prevention – A Federal Strategy for Action, 1995
Svoboda S. (1995). “Note of Life Cycle Analysis”. National Pollution
Prevention Center for Higher Education.
Society of Environmental Toxicology and Chemistry (SETAC), www.setac.org
United Nations Environment Programme (UNEP), http://www.unep.org
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1. Introduction and definition of the Life Cycle Assessment (LCA).
1.1. The origin
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1. Introduction and definition of the Life Cycle
Assessment (LCA).
In the late 1970’s and early 1980’s, the environmental concern shifted to issues of
hazardous waste management.
The SETAC conference of 1990 in Vermont was the first to analyze LCA’s into three
main stages. These stages are:
Inventory – In which the data describing the system are collected and converted to a
standard format to provide a description of the physical characteristics of the system of
interest.
Interpretation – In which the physical datas from the inventory are related to
observable environmental problems.
Improvement – In which the system is modified in some way to reduce or ameliorate
the observed environmental impacts.
Inventory
Interpretation Improvement
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A fundamental part in the application of the LCA is that a company that makes and
uses a LCA -in the long run- is going to the same demand to its suppliers and clients
within the commercial chain.
Generally using a LCA causes a rain of ideas that can help to see
the problem from an extensive point of view. The LCA is a tool of
support for the decision making.
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Life Cycle :
Consecutive and interlinked stages of a product or a service system, from the
extraction of natural resources to the final disposal.
In this module, LCA is utilised as a quantitative process used to evaluate the associate
A2
environmental loads to a product, a process or an activity identifying the use of mass
and energy and the discharges to the surroundings; in order to determine it potential
impact.
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Slide 14
The study takes into account the stages of extraction and processing of raw materials;
production, transportation and distribution of raw materials and products; use,
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reusability and/or recycling as well as the disposition of the remainder.
Energy
Energy Resource
Resource
Emissions
Emissions
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Slide 15
The ISO 14040 standard defines LCA as a compilation and evaluation of the inputs
and outputs and the potential environmental impacts of a product system through
its life cycle. The Life-Cycle Assessment framework as laid down in this standard is
shown below:
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1. Introduction and definition of the Life Cycle
Assessment (LCA).
The base of LCA consists of making a mass and energy balances of the studied
system. In this way the inputs and outputs are identified, and later the potential
environmental impacts are evaluated.
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A cradle-to-grave manner involves all the steps in the product production: from raw
material extraction and transport to production and consumption, until the re-use or
the disposal.
Slide 17
Life Cycle Analysis must be used cautiously, and in the interpretation of the impact
assessment, care must be taken with subjective judgments.
When first conceived, it was predicted that LCA would enable definitive judgments to
be made. That misplaced belief has now been discredited.
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ISO 14041 : Environmental Management - LCA– Goal and Scope Definition &
Inventory Analysis
ISO 14047 : Illustrative Examples on how to apply ISO 14042 - Life Cycle
Assessment – Life Cycle Impact Assessment
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1. Introduction and definition of the Life Cycle
Assessment (LCA).
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2.1. Methodology
The ISO 14040 general framework of an LCA study consists of four steps:
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2. Overview of 4 stages of life cycle methodology
Other tools:
Impa ct
Techniques
Assessment
(ISO 14042) Economic
Social
2. Overview of 4 stages of life cycle methodology
The challenge for the LCA practitioner is to develop the models in such a way that the
simplifications and thus uncertainties do not influence the results too much.
The best way to deal with this problem is to carefully define a goal and scope of the LCA
study before starting.
The goal and scope definition is a guide that helps you to ensure the consistency of the
LCA you perform.
Example :
LCA methodology was applied to Portuguese production of printing and writing paper in
order to evaluate its environmental performance and also to make a
comparative, environmental assessment of fuel oil and natural gas,
respectively, as energy sources in the manufacturing process.
(Lopes et al. 2003)
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Goal & Scope Definition (ISO 14041). That is to state, the reasons of the study, the
information that is expected to obtain, how it is going to be used, the intended audience
of the report, the analysis of the scope and the limits of the system.
The goal of any study shall unambiguously state the intended application, the reasons
for carrying out the study and the intended audience, I.e. to whom the results of the
study are intended to be communicated.
Some LCA studies serve more than one purpose. The results may be both used internally
and externally. In that case, consequences of such double use should be clearly
described. (Goedkoop and Oele. 2002)
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2. Overview of 4 stages of life cycle methodology
It is obvious that an LCA should have goal. However, in ISO there are some particular
requirements for the goal definition:
The reasons for carrying out the study should be clearly described. Is the commissioner
or practitioner trying to prove something, is the commissioner intending to provide A5
information only, etc.
2. Defining the
th scope:
The scope of the study describes the most important methodological choices,
assumptions and limitations. One starts with initial system
syste boundaries and initial data
quality
qualit requirements that can be adapted later if more information becomes available
or necessary.
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The scope of any LCA study should be efficiently well defined to ensure that the breadth
and the inherent details in which the study is conducted are both compatibles with and
sufficientes to address the stated study goal. (Goedkoop
Goedkoo and
an Oele. 2002) A6
Factors that should be considered and stated clearly in the Scope of Study include:
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2. Overview of 4 stages of life cycle methodology
Will the production and disposal of capital goods be included? One can
distinguish three orders:
• First Order : Only the production of materials and transport are included.
• Second Order : All processes during the life cycle are included, but the capital
goods are left out.
• Third Order : Now the capital goods are included.
Data Categories
It defines the kind of data necessary for the study. They can be collected at the
production sites (i.e. primary data) or be obtained or calculated from published
references or databases (i.e. secondary data). ISO recommends the use of
primary data for those processes that contribute with most of the mass and
energy flows or processes with significant environmental emissions (ISO 1999).
Initial data quality requirements shall be established which define that following
parameters:
Time-related coverage.
Geographical coverage.
Technology coverage.
2. Overview of 4 stages of life cycle methodology
Precision
Completeness
Representativeness
Consistency 12
Reproducibility 10
1 2 3 4 5 6 7
0
2. Overview of 4 stages of life cycle methodology
Allocation
ISO recommends the following procedure in order to deal with allocation issues:
Avoid allocation, by splitting the processes in such a way that can be described
as two separated processes that each has a single output.
Another way to avoid allocation is to extend the system boundaries, and by
including process is that would be needed to make a similar output.
If it is not possible to avoid allocation in either way, the ISO standard suggest
allocating the environmental load based on a physical causality, such as mass or
energy content of the outputs.
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So fftwood forest
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2. Overview of 4 stages of life cycle methodology
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2. Overview of 4 stages of life cycle methodology
Inventory Analysis
Inventory analysis is the stage in which data are collected and where
calculations are performed in order to quantify the relevant inputs and outputs
of the system as a whole. Typically, inventory data include raw materials and
energy consumption, and the emission of solid, liquid and gaseous wastes.
Inventory data may be provided for full life cycles or for partial life cycles.
(Susan Svoboda, 1995)
Inputs Outputs
An important step in the inventory is the creation of a process flow diagram that
will serve as the “blueprint” for the data to be collected. Each step in the system
should be represented in the diagram, including the steps of the production of
ancillary products such as chemicals and packaging. This step is important because it
clearly depicts the relative contribution of each subsystem to the entire production
system and the final product.
The following is a synopsis of the various issues that can be analyzed in an inventory
analysis:
Data Collection
Refining System Boundaries
Calculation
Validation of Data
Relating data to the specific system
Allocation and Recycling
2. Overview of 4 stages of life cycle methodology
1. Data Collection
The qualitative and quantitative data for inclusion in the inventory shall be collected
for each unit process that is included within the system boundaries. The procedures
used for data collection may vary depending on the scope, unit process or intended
application of the study.
The technical specification provides comprehensive formats for data collection and
treatment and the following concept can be used,
The system boundaries are defined as a part of the scope definition procedure. After
the initial data collection, the system boundaries can be refined e.g. as a result of
decisions of exclusion life stages or sub-systems, exclusion of material flows or
inclusion of new unit processes shown to be significant according to the sensitivity
analysis. The following is a synopsis of the various subsystems that can be analyzed
in an inventory analysis:
Inputs Outputs
Ra w M aterial Acquisition
Raw M aterials
Emissions to Air
M aterial M anufacture
Releases to W
Energy Final Product Assembly ater Solid W aste
Data are collected for this subsystems an all activities required to obtain raw
materials, including transportation of the materials to the point of manufacture.
The inventory should also include all inputs of energy, materials, and equipment
necessary for acquiring each raw material. Because this dramatically increases
the complexity of the analysis, criteria must be determined to eliminate
insignificant contributions (usually any component contributing less than five
percent of inputs might be ignored).
Inputs
Energy Materials
Infrastructure and Capital Equipment
Outputs
Inputs
Product System.
Data collected for this subsystem includes all energy, material, or water inputs
and environmental releases that occur during the manufacturing processes
required to convert each raw materials input into intermediate materials ready
for fabrication. If industrial scrap is used in another subsystem, it is considered
to the same consumption and emission rates required to produce that primary
material.
Fuel Production
Producing Of Ancillary
Industries Materials
Emissions to Air
Raw Releases to Water
Materials Main Productions System Solid Waste
Acquisition Usable Product
Co-Products
2. Overview of 4 stages of life cycle methodology
Transportation/Distribution.
Consumer Use/Disposal.
Data collected for this subsystem cover consumer activities including use
(product consumption, storage, preparation, or operation), maintenance (repair)
and reuse. Issues to consider when defining the scope of the subsystem
include:
Use
Transportation Waste
Point Of Use Maintenance Disposal
/ Distribution Management
Re-Use
Recycle
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No formal demands exist for calculation in life cycle assessment except the described
demands for allocation procedures. Due to the amount of data it is recommended as
a minimum to develop a spreadsheet for the specific purpose. A number of general
PC-programs/software for calculation are available e.g. spreadsheets/spreadsheet
applications (EXCEL/Lotus etc), together with many software programs developed
specially for life cycle assessment. The appropriate program can be chosen depending
on the kind and amount of data to be handled.
4. Validation of Data
The validation of data has to be conducted during the data collection process in order
to improve the overall data quality. Systematic data validation may point out areas
where data quality must be improved or data must be found in similar processes or
unit processes.
For each data category and for each reporting location where missing data are
identified, the treatment of the missing data should result in:
An acceptable reported data value;
A “zero” data value of justifies; or
A calculated value based on the reported values from unit processes employing
similar technology.
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2. Overview of 4 stages of life cycle methodology
5. Relating data to the specific system
The fundamental inputs and outputs data are often delivered from industry in arbitrary
units e.g. energy consumption as MJ/machine/week or emissions to the sewage system as
mg metals/liter wastewater.
For each unit process, an appropriate reference flow shall be determine (e.g. one kilogram
of material or one mega joule for energy). The quantitative input and output data of the
unit process shall be calculated in relation to this reference flow.
Based on the refined chart and system’s boundaries, unit processes are interconnected to
allow calculations of the complete system.
When performing a life cycle assessment of a complex system, it may not be possible to
handle all the impacts and outputs inside the system boundaries. This problem can be
solved either by:
1. Expanding the system boundaries to include all the inputs and outputs, or by
2. Allocating the relevant environmental impacts to the studied system.
Since the inventory is intrinsically based on material balances between inputs and outputs,
allocation procedures should approximate as much as possible such fundamental input-
output relationships and characteristics. Some principles should be kept in mind when
allocating loadings.
2. Overview of 4 stages of life cycle methodology
Multi-output “black box” processes, i.e. when more than one product is produced and
some of those product flows are crossing the system boundaries.
Multi-input processes, such as waste treatment, where a strict quantitative causality
between inputs and emissions etc. seldom exists.
Open-loop recycling, where a waste material leaving the system boundaries is used as
a raw material by another system, outside the boundaries of the studied system.
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a l yp
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2. Overview of 4 stages of life cycle methodology
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The purpose of Life Cycle Impact Assessment (LCIA) is to assess a system’s Life
Cycle Inventory results with the aim of improving understanding with regard to their
potential environmental significance. LCIA specifically uses impact categories and
associated indicators to simplify LCI results with regard to one or more environmental
issues. An LCA shall include LCIA to help identify potential environmental problems
associated with various man-made activities.
Life Cycle Impact Assessment is defined as the phase in the LCA aimed at understanding
and evaluating the magnitude and significance of the potential environmental impacts of
a product systems.
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2. Overview of 4 stages of life cycle methodology
2.6. Impact Assessment
Life Cycle Impact Assessment (LCIA) is the third phase in a life cycle
assessment containing the following main issues:
Mandatory Elements
Optional Elements
Normalization
Grouping
Weighting
Data Quality Analysis
2. Overview of 4 stages of life cycle methodology
An important help in the process of selecting impact categories is the definition of so-
called endpoint. Endpoints are to be understood as issues of environmental concern,
like human health, extinction of species, availability of resources for future
generation. Endpoints can be selected by the practitioner, as long as the reasons for
including or excluding endpoints are clearly documented.
Category endpoints are variables which are of direct social concern, such as human
life span, natural resources, valuable ecosystems or species, etc. The level of the
endpoints is also called “damage level”. Category midpoints are variables in the
environmental mechanism of an impact category between the environmental
interventions and the category endpoints, like the concentration of toxic substances,
the deposition of acidifying substances, etc.
2. Overview of 4 stages of life cycle methodology
The level of the endpoints is also called “damage level”. Category midpoints are
variables in the environmental mechanism of an impact category between the
environmental interventions and the category endpoints, like the concentration of
toxic substances, the deposition of acidifying substances, etc. The level of midpoints
is also called “problem level” (Udo de Haes et al. 1999a). According to ISO, the
category indicator can be defined at any level of the environmental mechanism (ISO
2001a).
The inventory results of an LCA usually contains hundreds of different emissions and
resource extraction parameters. Once the relevant impact categories are determined,
these LCI results must be assigned to these impact categories.
Once the impact categories are defined and the LCI results are assigned to these
impact categories, it is necessary to define characterization factors. These factors
should reflect the relative contribution of an LCI result to the impact category
indicator result.
2. Overview of 4 stages of life cycle methodology
General overview of the structure of an impact assessment method. The LCI result
are characterized to produce a number of impact categories indicators. According to
ISO, one must document the environmental relevance of each indicator by describing
the link to the endpoints.
Respiratory deceases
Extinction of species
Radiation
n ity
c
o lay us fu Midpoints
Midpoints
ati g er e el
-
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La
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rci
LCI Inventory
Inventory
LCIresults
results
2. Overview of 4 stages of life cycle methodology
The impact category “human toxicological impacts” is one of the most difficult
categories to handle. The potential effect on humans depends as for ecotoxicological
impacts an the actual emission and fate of the specific substances emitted to the
environment.
The choice of the impact assessment method depends largely on the addressed
audience.
Ecodesign
Implementation plan for of LCA Ecodesign DDeessiiggnneerrs
Implementation plan
Interface with your organization
on Eco- indicators
for of LCA i
t StrategyStrdevelopment
ategy PPrroodduuct
a development maannaagers
z
i
Goal: Why use LCA n Aggregated scores and some details
Goal: Why use ga Pr oduct declaration
Pr oduct LCCA
LCA or declaration
r eexxper ts
Scope: ou
Scope: y
Benchmarking EMS, process improvement
Benchmarking
Which applications?
•Which applications? h EMS, All details
t EEMS
How are results
•How are results and toi who? process
reported, ssppeeccialisstt
reported, and to w
Who will do it improvement
who? e
c LCC
•Who will do it LCC
2. Overview of 4 stages of life cycle methodology
Assignment of LCI results to impact categories should consider the following, unless
otherwise required by the goal and scope:
Characterization
The usefulness of the indicator results for a given goal and scope depends on the
accuracy, validity and characteristic of the models and characterization factors. The
number and kind of simplifying assumptions and value-choices used in the
characterization model for the category indicator will also vary between impact
categories. A trade off often exist between characterization model simplicity and
accuracy.
Variation in the quality of indicators among impact categories may influence the
overall accuracy of the LCA study, for example:
a. Selection and use a characterization factor to convert the assigned LCI results to
common units;
b. Aggregation of the converted LCI results into the indicator results.
2. Overview of 4 stages of life cycle methodology
Normalization
This procedure transform an indicator result by diving with a selected value. Some
examples of reference values are
The total emissions or resource use for a given area which may be global,
regional, national or local
The total emissions or resource use for a given area on per capita basis
A baseline scenario such as the indicator result under consideration divided by the
calculated indicator result of a given alternative product system.
The selection of the reference system should consider the consistency of the spatial
and temporal scales of the environmental mechanism and the reference value.
2. Overview of 4 stages of life cycle methodology
Grouping
Grouping is assigning impact categories into one or more sets, sets are predefined in
the goal and scope, and it may involve sorting and/or ranking. Grouping is an
optional element with two possible procedures:
Weighting
Weighting is the process of converting indicator results of different impact categories
by using numerical factors based on values-choices. It may include aggregation of
the weighted indicator results. Weighting is an optional element with two possible
procedures:
Weighting steps are based on value-choices and are not based on natural science.
The application and use of weighting methods shall be consistent with the goal and
scope of the LCA study and it shall be fully transparent. Different individuals,
organizations and societies may have different preferences, therefore it is possible
that different parties will reach different weighting results based on the same
indicator results or normalized indicator results.
2. Overview of 4 stages of life cycle methodology
In an LCA study it may be desirable to use several different weighting methods and
to conduct sensitivity analysis to assess the consequences on the LCIA results of
different value-choices and weighting methods.
Obligatory Elements
Characterization: Calculation of category indicator (CI) results for each impact category
Optional Elements
Category indicator results (LCIA profile)
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Grouping Sorting and possibly ranking of the impact categories. (International Organization for
Standardization 2000)
Weighting Convert and possibly aggregating indicator results across impact categories using
numerical factors based on values-choice. (International Organization for
Standardization 2000)
Data quality analysis Better understanding the reliability of the collection of indicator results, the LCA profile.
(International Organization for Standardization 2000)
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The next table shows the inventory parameters considered in this study and the impact
categories selected for analysis.
In the next step of impact assessment (characterization), the total potential contribution
from all inputs and outputs to the different impact categories is calculated using
characterization factors.
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Interpretation is performed in interaction with the three other phases of the life cycle
assessment. If the results of the inventory analysis or the impact assessment is found
not to fulfill the requirements defined in the goal and scoping phase, the inventory
analysis must be improved by e.g. revising the system boundaries, further data
collection etc. followed by an improved impact assessment.
This iterative process must be repeated until the requirements id the goal and
scoping phase are fulfilled as can be described by the following steps (Goedcoop and
Oele. 2002):
1. Identify the significant environmental issues. Evaluate the methodology and results for
completeness, sensitivity and consistency.
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2. Overview of 4 stages of life cycle methodology
2. Check that conclusions are consistent with the requirements of the goal and
scope of the values and application oriented requirements.
Interpretation is the fourth in life cycle assessment containing the following main
issues:
Results from the different phases i.e. presentation of e.g. data from inventory
analysis in tables, figures or diagrams etc. or presentation of results of the impact
assessment .
Methodological choices
Valuation methods used
Role and responsibility if different interested parties.
2. Overview of 4 stages of life cycle methodology
Evaluation
The objective of this step is to establish confidence in the result of the study, based
on the preceding LCA phases, and on the significant environmental issues identified
in the first step of the interpretation. The results should be presented in such a form
as to give the commissioner or any interested party a clear and understandable view
of the outcome of the study.
The interpretation made at this stage shall be reinforced by the facts and calculations
bought forward in at least the three following elements:
Uncertainty Analysis
Sensitivity Analysis
Contribution Analysis
Gravity Analysis
2. Overview of 4 stages of life cycle methodology
The interpretation made at this stage shall be reinforced by the facts and calculations
bought forward in at least the three following elements:
Uncertainty Analysis
Sensitivity Analysis
Contribution Analysis
Gravity Analysis
2. Overview of 4 stages of life cycle methodology
1. Parameter Uncertainty
It includes the uncertainty on the inventory data and the data used for the
calculation of impact assessment factors (i.e. characterization, normalization and
weighting). Sources of parameter uncertainties are (Huijbregts 1998a): lack of
data, inaccuracy and unrepresentativity.
LCA practitioners mostly have to deal with parameter uncertainties on inventory
data that they collect and model in order to study a system. For such purposes
several frameworks have been proposed (Huijbregts 2001b, Maurice 2000,
Huijbregts 1998b, Weidema 1996).
To fill data gaps in life cycle inventories, it has been recommended the use of
mass and energy balances or models that calculate direct and indirect emissions
and resources using the estimated price of missing flows as input. Missing data
can also be estimated by using information for the most similar process or
product for which data are available or for the main ingredients of the product.
This kind of sources may also be used to further specify sum parameters (e.g.
hydrocarbon emissions) (Huijbregts et al 2001b).
2. Overview of 4 stages of life cycle methodology
After the key input parameters have been identified, a quantitative uncertainty
analysis can still remain complicated because of lack of knowledge about actual
uncertainty of input data. One alternative can be the use of expert judgement to
estimate uncertainty ranges (Huijbregts 2001) or different proposed guidelines
for parameters extensively measured and data based on little information
(Maurice 2000, Finnveden 1998, Hanssen et al 1996).
The assessment of the uncertainty of characterization factor on the LCA study
outcomes has been illustrated for the comparison of insulation thickness in
buildings (Huijbregts 2001a), but there is no evidence of its inclusion in real
studies because uncertainty of characterisation factors is generally unknown.
Several choices are made when performing LCA studies (e.g. system boundaries,
allocation rules, characterization models, weighting factors, etc.). The use of
guidelines such as SETAC Best Available Practices (Udo de Haes et al 2002) and
ISO standards (ISO 1997, ISO 1999, ISO 2001a, ISO 2001b) as well as the peer-
review processes are useful practices to reduce uncertainty due to choices
(Huijbregts 1998a).
Uncertainties due to choices can be quantitatively assessed as it has been
illustrated for the comparison of two types of roof gutter, where the combined
effect of parameter uncertainty and uncertainty due to choices in inventory data
and characterization factors were calculated (Huijbregts 1998b).
Model Uncertainty
There are model uncertainties in LCA studies due to the lack of temporal and
spatial variability as well as the linearity in the assessment, model uncertainties
on the simplified environmental models used to calculate characterization factors,
etc. At present, model uncertainty assessment has not been made operational in
LCA case studies (Huijbregts 1998b).
2. Overview of 4 stages of life cycle methodology
All these factors can have very significant impacts on the result. The only way to
deal with them is in the uncertainty analysis. Uncertainty caused by
incompleteness refers to the unavoidable data gaps. Important issues are:
Incomplete data sheets and insufficiently specified data. In many cases, data is
gathered from interviews and through questionnaires, and often data will be
partially available. A particular problem is that often data is gathered in sum
parameters.
2. Sensitivity Analysis
The ISO 14043 prescribes that sensitivity analysis should focus on the
most significant issues, to determine the influence on variations in techniques,
methods and data.
3. Contribution Analysis
4. Gravity Analysis
The final step of the interpretation is more or less similar to the traditional concluding
and recommending part of a scientific and technical assessment, investigation or
alike.
The aim of this third step of the interpretation is to reach conclusions and
recommendations for the report of the LCA study or life cycle inventory study.
This step is important to improve the reporting and the transparency of the study.
Both are essential for the readers of the LCA report.
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Significant points To structure the results from the LCI or LCIA phases in order to determine the significant
identification issues, in accordance with the goal and scope definition and interactively with the evaluation
element. (International Organization for standardization 2000)
Completeness study Process of verifying whether information for the preceding phases on an LCA or an LCI
study id sufficient for reaching conclusions in accordance with the goal and scope definition.
(International Organization for standardization 2000)
Consistency study Process of verifying that the assumptions , methods and data are consistently applied
throughout the study and in accordance with the goal and scope definition. (International
Organization for standardization 2000)
Sensitivity analysis Process of verifying that the information obtained from a sensitivity analysis is relevant for
reaching the conclusion and giving recommendations. (International Organization for
standardization 2000)
Conclusion and The objective of this third element of the life cycle interpretation is to draw conclusions and
recommendations make recommendations for the intended audience of the LCA or LCI study. (International
Organization for standardization 2000)
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The next figures show the energy consumptions, the air emissions
and the water emissions at the different stages of the paper life
cycle, for the actual scenario and for the natural gas scenario. It
important to note that only the CO2 originated during the
combustion of non-renewable fuels (non-renewable CO2) was
considered, since one of the assumptions of this study is that the
CO2 released from renewable sources (renewable CO2) is balanced
by CO2 absorption in the forest.
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2. Overview of 4 stages of life cycle methodology
2. Overview of 4 stages of life cycle methodology
2. Overview of 4 stages of life cycle methodology
2. Overview of 4 stages of life cycle methodology
The printing and writing paper production is the most important contributor to
non-renewable CO2 emissions due to on-site energy production.
The final disposal stage assumes a predominant role in global warming and
photochemical oxidants formation impact categories, as a result of the CH4
emissions in landfilling.
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LCA is the only tool that can be used for product comparisons over the whole life
cycle (Finnveden 2000). The main benefits from using this methodology have
been highlighted by ISO and SETAC as (Owens 1999):
However, LCIA addresses only the environmental issues that are identified in the
goal and scope, therefore, is not a complete assessment of all environmental
issues. Furthermore, LCIA is fundamentally an analysis of inputs from and
outputs to the environment rather than an analysis of the actual environmental
consequences or effects from a system. Impact Assessment modeling in LCA
involve in some cases highly simplified assumptions about complex environmental
processes (e.g. eco-toxicity) and there are also difficulties in dealing with spatial,
temporal and dose-response issues (Owens 1999).
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2. Overview of 4 stages of life cycle methodology
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1. Introduction and definition of the Life Cycle Assessment (LCA).
2. Overview of 4 stages of life cycle methodology.
2.1. Methodology
2.2. Goal and Scope
2.3. Goal and Scope : Example
2.4. ISO guidelines; Inventory Analysis
2.5. Inventory Analysis: Example
2.6. Impact Assessment
2.7. ISO guidelines; Impact Assessment
2.8. Impact Assessment : Example
2.9. Interpretation
2.10. ISO guideline; Interpretation
2.11. Interpretation: Example
2.12. Benefits and limits of LCA Methodology
2.13. Interaction (Value) of LCA with other PI tools
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Heat & Mass Exchange Networks Integrated Process Design & Control
Business Modeling Supply Chain
Validation
Process Models
Process
On-line Data Collection/Analysis
Data
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2. Overview of 4 stages of life cycle methodology
Process Validation
Simulation
Process Models
Process
On-line Data Collection/Analysis
Data
2. Overview of 4 stages of life cycle methodology
Process Models
Process
On-line Data Collection/Analysis
Data
2. Overview of 4 stages of life cycle methodology
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3. Survey of life cycle applications in the pulp and
paper industry.
Product comparisons
Process analysis and benchmarking
Comparison of improvement options for a given product or process
Evaluation of new products
Strategic evaluation
The next figure shows the repartition of the studies between those fields. The sum is
higher of 34 because some of the studies cover more than one field of application.
It also shows that, even if product comparisons were the primary purpose of LCA, this
methodology is more and more used for environmental process analysis and
comparison of process options.
Since pulp and paper is an old industry that reaches “steady state” regime, it is not a
lot involved with Greenfield design.
For this reason, LCA has not been integrated in the design phase of this industry. LCA
begins to be utilized to performed strategic evaluation like environmental assessment
en EMS. All these applications will be discussed later.
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3. Survey of life cycle applications in the pulp and
paper industry.
12
Number of studies
10
0
Product comparison
Process analysis ProcessEvaluation of Strategic
options new product evaluation
comparison
Application
Survey 3%
Industrial experience
9%
Methodology and
case study 15%
Methodological approach
15% Case study 58%
Some countries are more advanced than others concerning the development of LCA
methodology and its application. In fact, even of some studies were applied to some
specific countries, it is the countries from where the study was performed that is
considered here.
3. Survey of life cycle applications in the pulp and
paper industry.
Japan studies had not been considered here but they would represent a high
percentage if they were. In fact, Japan is far more advanced in terms of general LCA
development and utilization in comparison to other countries European ones. Japan’s
Ministry of Economy, Trade and Industry (METI) has launched in 1998 a national
project, “Development of Assessment Technology of Life Cycle Environment Impacts of
Products”. The objective of the LCA Project is to develop a highly reliable LCA could be
due to the fact that greater concern has arisen from demographic and natural
resources issues, than say in North America.
France 9 %
Australia 12%
UK 9%
Greece 3%
Portugal 6%
USA 19% Europe
58% Netherlands 3%
India 3%
South Africa 3%
It is also possible to classify LCA studies by the type of organizations they come from.
The classification is show in the next figure. The figure shows that most of the studies
come from the university sector, This could be explained by the fact LCA is still a
methodology under development.
Consulting company
12%
Industrial association
University
and/or 43%
Industry 27%
18%
Government
The next figure illustrates who did what. We can see that consulting companies have
mostly implied in product comparison. The interest of industrial side is more related to
the processes and the strategic evaluation because they have to meet regulations and
want to have a better concurrent position on the market. Government touches to all
preceding categories.
Consulting Company Industrial association Government University
12
10
Product comparison
Process Process New Strategic evaluation
analysis improvementproduct
Work Breakdown
3. Survey of life cycle applications in the pulp and
paper industry.
The next figure shows that the application of each study, and its conclusions, are
generally well defined.
YesNot doneNo info
100%
Suggested elements
80%
60%
40%
Legend 20%
Yes: Activity is defined in
the publication Required elements
0%
Products Comparison
product
Stewardship)
LCA is used for the comparison of paper products with alternatives. This section
intended to highlight problems encountered when using LCA to compare different
products with the same function. Examples of product comparison are presented in the
next tables.
At the time this study
Product Comparison : Paper vs. Polyethylene (PE) were performed, there
Bags was no well-accepted
methodology.
Objectives Main
References Conclusions
Franklin Comparison of paper and PE PE is worse concerning: Non-renewable energy; abiotic resource
Associates check out bags in United States depletion; GW; photoquemical oxidant; acidification; air and
(1990) water using a resourc
source and
andTphroroefiele companeiemsiswsieornes; pollution of aquatic syste system.
USA analysis (REP
REPA) orrLLeCsIIp.ectively respPoanpseibr lies wfoorrse rs concerning Eutrophication
e concerning:
: Eutrophi cation.
the inventory, the impact
Comparison of indu ss t r ia l p ap e r rse
P a p e r i s wClimate
concerning: o change: ozone depletion;
Eurosac a s s e s s m e n t and th e c r i ti ca l
(1993) and PE sacks. e cotoxi
oxicity:
city: land
and use; mineral depletion
depletion.
analysis .
Plastic is worse concerning: Fossil fuel depletion at high use
France ratios.
3. Survey of life cycle applications in that the results from this
tThheeautpphouurslepmpaahannsisdde study were applicable only
Product comparison is undoubtedly the application that is the most sensitive to LCA’s
limitations. The results to two different studies on the same products could seem to
have contradictory results. The result from an LCA cannot be generalized, and are
very specific to the defined goal and scope. For this reason, some authors
recommend that LCA should not been used perform product comparison but only to
improve the processes.
3. Survey of life cycle applications in the pulp and
paper industry.
Process analysis and benchmarking consist in the determination of the contribution of each
stage to different impact categories, to the utilization of LCA as an environmental
benchmark method, and to the optimization of resources and energy. Examples of these
are presented in the next tables.
As a result of this study, LCA became part of their environmental pro
Process Analysis and Benchmarking : Evaluation of Emissions along the Paper Cycle
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Many examples show that LCA is a useful tool for investigating environmental strengths
and weaknesses along the life cycle of a process or product and identifying stages of
production which cause the most impacts. LCA is useful for identifying and assessing the
environmental impacts of a product and to improve the management control of the plant.
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3. Survey of life cycle applications in the pulp and
paper industry.
Once processes are benchmarked, LCA can be use for the evaluation of improvement
variants. The comparison of these with the benchmark and with each other shows the best
opportunities for improvement. The example below shows that LCA can give a clear
answer to a defined problem, but under certain conditions.
Because of the uncertainty in the data, results were only indica
Recycling problems are quite complex to analyze using LCA. For this reason, several
authors tried to develop LCA methodologies that are specific to recycling characteristics.
LCA is not sufficient to answer complex question related to process alternatives, because
some impacts are not well addressed. The author recommends to combine LCA with risk
assessment and exposure-based assessment. LCA is the most
appropriate tool to
evaluate the global impact
of process modifications.
Comparison of Improvement options for a given product or process : Energy Alternatives
References Objectives Main Conclusions
Lopes et al. Assessment of the replacement of heavy fuel Substituting HFO by natural gas in the pulp
(2003) oil (HFO) by natural gas and cogeneration in and paper production process is a good
the manufacturing process of paper made environmental solution when combined
from Eucalyptus globulus pulp. with cogeneration.
Portugal
3. Survey of life cycle applications in the pulp and
paper industry.
LCA only guides decision-makers in the assessment and selection of technologies based on
environmental performance. The methodologies used and their advantages are presented
in the next table.
Methodology Advantage
Ranking of scenarios in term of Enables the decision-maker too chose the best option based on
environmental impact categories. this environmental priorities.
Normalization to national or global impact Gives the relative significance of this system to the overall loads.
categories totals.
Environmental-economic valuation model. Integrates economic considerations in the decision.
Sensitivity analysis. Enables to test the impact of assumptions, condition and data
that have the ability to affect the results and conclusions of the
study.
Data quality analysis. Enables the identification and management of data gaps,
inconsistencies and errors.
Consistency analysis. Ensures the consistency with defined boundary conditions
throughout the study.
3. Survey of life cycle applications in the pulp and
paper industry.
The environmental aspect should be considered in each stage of the life cycle of a product
beginning with its design. This practice allows a better selection of materials and
processes. Pulp and Paper industry is not using LCA a lot of the assessment of new
products. Nevertheless, it could be predicted that it will be more used for this purpose in
the future due to the notion of product stewardship. The notion means that the
manufacturer is liable for its product during the course of its entire life cycle, from the
design stage through raw material extraction and on the final disposition of the product.
3. Survey of life cycle applications in the pulp and
paper industry.
Strategic Evaluation
LCA applications can go farther than the comparison of products, process benchmarking,
choice of improvement alternatives, or green design. It can provide an organization with
helpful information for strategic choices and marketing. A few examples of how LCA has
been used to accomplish this objective are presented in the next table.
Like mentioned before, LCA has only just begun to be used for strategic evaluations other
than process analysis and comparison of improvement variants. Up today, the main
applications in this field were the structuring of supply chains and marketing.
3. Survey of life cycle applications in the pulp and
paper industry.
The LCA methodologies presented in the publications were almost always incomplete. The
major criticisms concern adherence to life cycle assessment stages related to the quality of
the studies i.e. data quality sensitivity, completeness and coherence studies. Product
comparison is the most sensitive application to LCA limitations because dealing with two
products with the difference in system of product compared has a consequence that there
is more subjective choice to do this application compared to the others. The most obvious
application of LCA is process analysis, as it was created for this. However, the comparison
of process alternatives will have more value if supported by techno-economic analysis.
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Life Cycle thinking implies that everyone in the whole chain of a product’s life cycle,
from cradle to grave, has a responsibility and a role to play, taking
into account all the relevant external
effects. The impacts of all life cycle
stages need to be considered
comprehensively when taking
informed decisions on production
and consumption patterns, policies
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4. Life Cycle Thinking
InIn thethe UK,UK, ProfessorProfessor RolaRolandnd CliftClift arguedargued thatthat
““itit iiss keykey thatthat lilifefe--cyclecycle thinkingthinking bebe fosteredfostered
So c ie ty S u s ta ina ble D e v e lo pm e n t
throughoutthroughout organizations,organizations, andand bebe adoptedadopted
asas partpart andand paparcelrcel ofof thethe organiorganizationzation’’ss
Scope of Environmental Concern
philphilosophy,
M u ltip leosophy, In d us mission mission
tria l Ec ology andand dayday--toto--dayday
Ma n u fa ctu re rs
operations.operations. ThisThis makesmakes itit essentialessential thatthat lifelife--
cyclecycle thinkingthinking L ife C y cals
le als
Thooin k in
begbe appliedapplied corporatecorporate
Disposal
educationaleducational processesprocesses””..
Df E
LifeEn cycle
Lifev iro n m e n ta l C o ns c iou s D eissign
cycle thinking thinking is aa & Mmos fa tctly
mos
a nu ly qu
turin g quantitaantitativetive
di scussionscussion
Singdile Pro d u ct
to ididententiiffyy stagesstages ofof thethe lilifefe cyclcyclee
Life tim e to
and/orand/or thethe potenpotenttialial environmentalenvironmental impactsimpacts
Use
PP CP
S c op e of Te m p ora l C o n c e rn
Moving toward
sustainability
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Question 1:
b) Production
c) Consumption
d) Re-use or disposal
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5. Multiple choice questions
Question 2:
Question 3:
Principal factors that should be considered and stated clearly in the Scope
of Study include:
c) Data requirements
e) Study limitations
Question 4:
a) Money
b) Information
c) Society
d) Product Comparison
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5. Multiple choice questions
Question 5:
impact categories?
c) Inventory Analysis
d) Sustainability
5. Multiple choice questions
Question 6:
Question 7:
a) Cleaner Production
b) Sustainable Development
c) Industrial Ecology
d) Inventory Analysis
5. Multiple choice questions
Question 8:
The goal and scope definition is a guide that helps you to ensure the consistency
a) True
b) False
5. Multiple choice questions
Question 9:
Most of the study about LCA studies come from the university sector because :
a) They like it
b) It is easy
d) It is difficult
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End Of Tier 1
Congratulations
Assuming that you have done all the reading, this is the end of Tier 1.
No doubt much of this information seems confusing, but things will
become more clear when we’ll look at examples in Tier 2.
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De f i n i t io n s
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Te r min o l o
gy
Allocation. Material input that is used by the unit process producing the product, but does
not constitute a part of the product – e.g. a catalyst.
Classification. First element within impact assessment, which attributes the environmental
inventions listed in the inventory table to a number of selected impact categories.
Completeness. Percentage of locations reporting primary data from the potential number
in existence for each data category in a input process.
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Te r min o l o
gy
Data quality. Characteristics of data that bears on their ability to satisfy stated
requirements.
Functional Unit. Quantified performance of a product system for use as a reference unit in
a life cycle assessment study.
Geographical coverage. Geographic area from which data for unit processes should be
collected to satisfy the goal of the study (e.g. local, regional, national, continental,
global).
Impact. The consequences for health, for the well-being of flora and fauna or for the
future availability of natural resources, attributable to the input and output streams of a
system.
Impact Category. Class representing environmental issue of concern into which LCI
results may be assigned.
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Te r min o l o
gy
Marketing. Traditional way to communicating product properties and capabilities which
are consistent with the consumer’s expectations and demands. As the level of
environmental consciousness is increasing, more attention is being paid by the consumer
to the environmental properties of goods and services. This is being used (and misused)
by many companies to attempt to increase their market share, and development of
criteria and guidelines for environmental marketing has a high priority.
Normalization. An optional element within impact assessment which involves relating all
impact scores of a functional unit in the impact score profile to a reference situation.
Normalization results in a normalized impact score profile which consist of normalized
impact scores.
Precision. Measure of the variability of the data values for each data category expressed
(e.g. variance).
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Process Flow Diagram. Chart containing labelled boxes connected by lines with directional
arrows to illustrate the uni
un itt processes or sub-systems included in the product system and
the interrelationships between those unit processes.
Product System. Collection of materially and energetically connected unit processes which
perform one or more defined functions – in the international ISO Standard, the term
“product” used alone includes not only product systems but also can include service
systems.
Recycling. Recycling of products implies that the environmental inputs and outputs
associated with the manufacturing of a product and its recycling are to be shared by
more than one product system.
Recycling, closed-loop. Recovery of material on the same factory that produced the
material. This kind of recovery requires a “take back” arrangement.
Recycling, open-loop. Recovery of material – but not on the same factory that produced
the material. This kind of recovery requires a central collection of used material.
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Reference Flow. Measure of the needed outputs from processing a given product system
required to fulfill the function expressed by the functional unit.
Representativeness. Qualitative assessment of the degree to which the data set reflects
the true population of interest (i.e. geographic and time period and technology coverage).
Risk Assessment. A tool developed to investigate the potential risk to human health or the
environment from specific situations like transport of dangerous goods or the use of
specific substances.
System Boundary. Interface between a product system and the environmental or other
product system.
Technology coverage. Nature of the technology mix (e.g. weighted average of the actual
process mix, best available technology or worst operating unit).
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Time-related coverage. The desired age (e.g. within last 5 years) and the minimum
length of time (e.g. annual).
Unit – process. Smallest portion of a product system for which data are collected when
performing a life cycle assessment.
Waste. Any output from the product system which is disposed of.