Intelligent Residential Energy Management System For Dynamic Demand Response in Smart Buildings
Intelligent Residential Energy Management System For Dynamic Demand Response in Smart Buildings
Intelligent Residential Energy Management System For Dynamic Demand Response in Smart Buildings
Abstract—The advancements in renewable energy technologies the consumers’ loads [7], [8]. On the other hand, in the RTP
direct the power sector to focus on power generation from renew- technique, the utilities have a time-dependent pricing scheme to
able energy resources (RER) as an alternative solution for meeting make the system load curve almost flat by enforcing higher price
the future demand. Nowadays residential buildings are becoming
smarter with wide use of smart appliances, integration of infor- during the high-demand period [9], [10]. Due to increasing de-
mation and communication technology, and in-house power gen- mand and depletion of conventional energy resources, the price
eration using RER. In this paper, an intelligent residential energy of energy is increasing continuously. Hence, the utilities are fo-
management system (IREMS) for prosumers of smart residential cusing on renewable energy resources (RER) as an alternative
buildings is proposed, and its benefits are demonstrated through a solution to meet the demand. However, the unpredictability in
case study. The primary objective of IREMS is reduction in elec- the production of power from RER, caused by the intermittent
tricity bills while maintaining the power demand under the maxi-
mum demand limit subjected to the various constraints governing nature of RER, will lead the utility to face additional operational
the operation of household loads and RER. The IREMS achieves challenges. In addition to the large-scale renewable power gen-
the objective by scheduling the schedulable loads during low pric- eration systems, residential consumers are also encouraged by
ing intervals while considering the operational dynamics of non- the government to install small-scale roof-top solar PV and/or
schedulable loads and availability of RER. IREMS also manages small wind turbine based power generation systems to meet out
the battery energy storage in such a way so as to reduce the power their own demand partially or completely. Such small-scale re-
dissipated through the dump load when excess power is available
from RER due to the utility-defined power export limit to grid. newable generation helps in reduction of the electricity bill if the
Further, an optimal resources sizing algorithm is used to choose residential loads are timely operated when the power generation
the size of RER and battery storage for the effective utilization of from renewable sources is more [11], [12]. It is expected that the
available renewable energy. penetration of new generation sources will affect the dynamics
Index Terms—Demand response (DR), demand-side manage- of energy pricing. Further, in recent days, the residential build-
ment (DSM), distributed generation, renewable energy, smart grid. ings are becoming smarter with wide use of smart appliances
and integration of information and communication technology.
I. INTRODUCTION In order to achieve maximum utilization of in-house RER and
EMAND-SIDE management (DSM) is a very attractive maximum benefit of RTP, the operation of smart appliances
D approach in smart grid environment adopted by the util-
ity to minimize the energy consumption at consumer premises
needs to be appropriately time scheduled. Consequently, the re-
quirement of a load scheduler for every residential building is
[1]. DSM scheme includes energy conservation and energy ef- inevitable in the smart grid environment.
ficiency programs, fuel substitution programs and demand re- Hubert and Grijalva [13] proposed a mixed-integer linear pro-
sponse (DR) programs [2]. In the DR programs, consumers are gramming based scheduling algorithm while considering the
encouraged to have direct interaction with the grid by actively objective as reduction in electricity bill for residential electric-
participating in the electricity market. Consumers are expected ity consumers. Chen et al. [14] developed an energy-efficient
to alter the pattern of their energy consumption as a response to scheduling algorithm while considering the uncertainties in the
the variations in electricity price in order to reduce their electric- operating time of household appliances, intermittent renewable
ity bills. It was demonstrated in the literature that a significant generation, and energy storage systems.
amount of price reduction can be obtained by the consumers Adika and Wang [15] presented a prosumer-based DSM. The
through DR programs [3]–[6]. Direct load control and real time proposed scheme concentrates on reduction in electricity bill
pricing (RTP) are two common techniques in DSM proposed and more profit by exporting power to grid in dynamic pricing
by different electricity suppliers. In direct load control, ser- environment. Appliances time of using probability technique
vice providers have direct control on switching ON and OFF of is employed to synthesize the household electricity demand
pattern. Mesari and Krajcar [16] discussed that integration of
renewable energy sources and electric vehicles integrated with
Manuscript received June 28, 2016; revised September 25, 2016 and Novem- proper home DSM can contribute to microgrid stability and
ber 27, 2016; accepted December 27, 2016. Date of publication January 23,
2017; date of current version May 2, 2018. This work was supported by the decrease grid dependence.
Department of Electronics and Information Technology, Government of India. Ratnam et al. [17] proposed a liner programming based
The authors are with the Hybrid Electrical Systems Laboratory, National scheduling algorithm with the objective as maximizing the op-
Institute of Technology, Tiruchirappalli 620015, India (e-mail: slarun2010@
gmail.com; [email protected]).
erational savings. Wang et al. [18] developed a robust optimiza-
Digital Object Identifier 10.1109/JSYST.2017.2647759 tion approach for household load scheduling considering the
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1330 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
uncertainty in power output of household PV system. A game a)operational dynamics of nonschedulable loads;
theoretic consumption scheduling framework based on mixed b)desire and comfort of the user;
integer programming was proposed by Zhu et al. [19]. Also, c)intermittency of the renewable power generation;
Fadlullah et al. [20] proposed a game theoretic energy sched- d)variation in electricity price of utility;
ule method that has an objective to reduce the peak to average e)operational limits proposed by the utility such as
power ratio by optimizing the users’ energy schedules. MDL and PEL;
In the present scenario, the utilities are facing lot of difficulties 3) Cost benefit analysis for showcasing the savings and min-
because of the high penetration of small-scale grid-connected imum cash payback period (CPP) anticipated from the
renewable resources [21], [22]. Hence, the utilities are inter- proposed algorithm.
ested in imposing a time-varying power export limit (PEL) to The remainder of this paper is organized as follows. In Sec-
prosumers. The prosumers can be benefited by injecting power tion II, the architecture of proposed IREMS is described. In
to grid without exceeding PEL. Excess generated power shall Section III, models of different components available in home
be either stored in the battery bank for future use or dissipated are presented. Genetic algorithm (GA) based optimal sizing of
through dump load. Hence, improper sizing of resources during RER and battery bank is deliberated in Section IV. The devel-
installation will lead more power wastage through dump load. oped scheduling algorithm is detailed in Section V. The data
In most of the literature dealing with prosumer based DSM and results of the case study are presented and discussed in Sec-
schemes discussed above, the optimal sizing of RER and en- tion VI. Further, the CPP analysis is also executed and described.
ergy storage devices has not been performed. Further, most of The conclusions are drawn in Section VII.
the earlier works are concentrating only on schedulable loads
and the operating time of schedulable loads for all days was
assumed to be either fixed or based on the probability of use in II. ARCHITECTURE OF THE PROPOSED SYSTEM
the history. The dynamics in operation of nonschedulable loads
The power consumption pattern in residential buildings is
on reduction in electricity bill while scheduling the schedulable
merely based on the availability and comfort requirement of the
loads was not considered.
consumer and is not certainly flat always. Considering the differ-
It is expected that considering the power demanded by the
ent kinds of power consumption pattern of residential loads, they
nonschedulable loads and available in-house renewable power
are categorized into three types, namely, noninterruptible and
generation while scheduling the schedulable loads shall result in
nonschedulable loads (NINSLs), interruptible and nonschedu-
consumption of total power below the Maximum Demand limit
lable loads (INSLs), and schedulable loads (SLs).
(MDL) imposed by utility during most of the time of a day and
The operation of NINSLs is completely dependent on the
higher reduction in electricity bill. In addition, effective man-
interest of the consumers. These loads should respond im-
agement of the battery operation can reduce the power wastage.
mediately when a user initializes them. Essential loads such
Further, updating the changes in operation of schedulable loads
as light and fan; entertainment loads such as television (TV),
in real time shall enhance the consumer’s comfort.
DVD player, speaker, personal computer (PC), printer, and mo-
In this paper, development of an intelligent residential en-
bile/laptop charger; and kitchen loads such as cooking stove,
ergy management system (IREMS) for prosumers of smart
mixer, and toaster are classified under this category. Since the
residential building is attempted. In this paper, it is assumed
operating time of NINSLs is completely dependent on the de-
that the smart residential building is equipped with in-house
sire and comfort of the user, IREMS does not have any control
PV and small wind based power generation systems, battery
on these loads. However, the total power consumption by these
storage, dump loads, and grid-interactive smart meter, in addi-
loads is taken into account for effective scheduling of other
tion to smart appliances enabled with communication feature.
types of loads. Further, the IREMS is envisioned to give an alert
The proposed IREMS attempts to reduce the electricity bill and
message when the total power consumption of NINSLs exceeds
the dependence of consumer on the utility by scheduling the
the consumer’s predefined limit.
schedulable loads while considering the operating dynamics of
The temperature-controlled loads are categorized as INSLs.
nonschedulable loads and available renewable power genera-
Electric water heater, air conditioner, and space heater are a
tion. Further, the IREMS ensures very minimum power wastage
few examples of INSL. The environmental aspects and comfort
through the dump load while satisfying the PEL constraint im-
level of the consumer are the primary reasons for variation in
posed by the utility. The proposed architecture has a facility
the power consumption pattern of INSLs. During operation,
to frequently update the real-time changes in utility parameters
the INSLs maintain the temperature around the user-defined set
such as variations in electricity price, MDL and PEL; changes
point but within the tolerance limit set by the manufacturer.
in operating time of loads opted by the consumer; and intermit-
The INSLs start to consume the rated power if the temperature
tence of renewable power generation.
exceeds this limit, else the INSLs continue their operation in the
The main contributions of this paper are listed as follows:
standby mode.
1) Optimal sizing of RER and battery units to be installed
The loads whose operating time is usually prefixed and flex-
in the residential building to achieve reduction in total
ible are categorized under SLs. Based on the operating nature,
investment cost, electricity bill, and utility dependence;
these loads are further classified into two types. The first type
2) Development of scheduling algorithm for schedulable
is noninterruptible and schedulable loads (NISLs), which need
loads and battery units to minimize the electricity bill
to be operated continuously without any pause. Cloth washer,
and maximize the utilization of renewable energy while
cloth dryer, and grinder are of this type. Whereas the other type,
considering the following:
interruptible and schedulable loads (ISLs) can operate either
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1332 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
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1334 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
ing intervals from the past history of data. During the scheduling ⎪
⎨ if INSL a is not yet initialized
interval t, the IREMS computes the expected demand of INSLs 0,
Pricia = else if Tacti−1 < Tseta
using thermal dynamics of the building. The battery parameters ⎪
⎩
a
such as mode of operation and amount of power exchange dur- 1 − ΔPrica , otherwise
i
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ARUN AND SELVAN: IREMS FOR DYNAMIC DR IN SMART BUILDINGS 1335
Tseta + ΔTtola + ΔTela − Tactia tth scheduling interval if t is not present in interval [βl , ηl ]. This
ΔPricia = . (25) constraint can be expressed as follows:
ΔTtola + ΔTela
If a is the heating load stl = 0, t < βl ∀l ∈ SL
⎧
stl = 0, t > ηl ∀l ∈ SL. (31)
⎪
⎨ if INSL a is not yet initialized
0,
Prihia = else if Tacti−1 > Tseta 2) Computational Interval Constraint: The SLs should be
⎪
⎩
a
scheduled only for the predetermined number of computational
1 − ΔPrihia , otherwise
intervals. The total number of intervals that SL l be in ON sta-
(26)
tus computed at tth interval should be equal to the remaining
Tactia − (Tseta − ΔTtola − ΔTela ) number of intervals required to complete the task (λtl ) by load l
ΔPrihia = . (27) from tth interval
ΔTtola + ΔTela
The IREMS will immediately start the INSLs that are having ηl
sgl = λgl ∀l ∈ SL. (32)
priority greater than or equal to one. To avoid excess payment,
g =t
the IREMS will consider the MDL and generation from RER
for operating the remaining INSLs in the order of high priority 3) Pre-emptive Constraint: The NISLs are non-pre-
to low. When the demand exceeds the MDL, the operation of emptable. These loads should operate continuously till the com-
low priority INSLs will be postponed to upcoming intervals. pletion of the task. When the NISL l is started, the ωl number of
computation intervals should be reserved continuously within
B. Scheduling of SLs [βl , ηl ]. However, the ISLs are pre-emptable and the ωl number
of computation intervals for any ISL l can be reserved either
When the utility is proposing RTP, a consumer may prefer to continuously or in a discrete manner within [βl , ηl ]
shift the SLs from peak intervals (having high-energy price and
υ −1
β l +ω l +θ −1
less MDL) to nonpeak or mid peak intervals (having moderate
energy price and enough MDL) in order to reduce the price of sμl ρl = ρl (33)
energy consumption and to avoid excess payment. Hence, the θ =0 μ=β l +θ
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1336 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
TABLE I TABLE II
NONINTERRUPTIBLE AND NONSCHEDULABLE LOADS INTERRUPTIBLE AND NONSCHEDULABLE LOADS
S. No. Load Power rating (kW) S. No. Load Power rating (kW)
⎪
⎪ PEk −1 > PEk −1
indicated in (42). ⎪
⎪ max
⎪
⎪
5) Battery Operation Constraint: The mode of operation of ⎪
⎨ SOC k
≥ SOC m ax
battery is always unique, which is expressed as (Bck , Bfk , Bdk ) = (0, 1, 0), if or (42)
⎪
⎪
⎪
⎪ k −1
Ptot > Pmk −1
remain between the minimum and maximum limits defined by ⎪
⎪ ax
⎪
⎩ (0, 0, 1), if
the manufacturer. These constraints are formulated as follows: k
SOC > SOC m in
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ARUN AND SELVAN: IREMS FOR DYNAMIC DR IN SMART BUILDINGS 1337
S. No. Load Power rating (kW) Pre-emptive status S. No. Resources Count Aggregated rating
TABLE IV
BATTERY SPECIFICATIONS
1 Capacity 20 Ah
2 Voltage 12 V
3 Charging efficiency 85%
4 Discharging efficiency 95%
5 SOC limit 30–90%
6 Charging current limit 5–20% of rated capacity
7 Discharging current limit 0–20% of rated capacity
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1338 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
Fig. 5. Battery SOC variation. In order to further validate the effectiveness of proposed
IREMS, the simulation study is extended for one-year period
maximum generation and population size of 150 and 100, re- considering the dynamics of consumer behavior, RER, and the
spectively. The results of this case study are presented and com- utility. In order to present the results with better clarity, duration
pared with the daily and annual electricity bill obtained without of all the intervals (DP , DS , DNS , DB , DRER ) are consid-
the proposed IREMS. It is found that the total electricity bill of ered to be 1 h. The proposed scheme reduces yearly electricity
a particular day considered in this case study is reduced from bill from $1550 to $1159, which accounts to be a reduction
146 to 114 cents by employing the IREMS. This indicates a of 25.23% in annual electricity bill. The total annual energy
reduction of 21.9% in daily electricity bill. dissipated through dump load is reduced from 496.5 kWh to
The variation in SOC of the battery for that particular day 191.5 kWh while employing IREMS, which confirms 61.43%
is observed and illustrated in Fig. 5. For better comparison the improved utilization of RER by the proposed IREMS. The de-
SOC of the battery at the starting of the day is maintained at mand variation for a particular week in the months of January
its minimum limit while performing this case study without and and May without and with IREMS are presented in Fig. 8(a) and
with IREMS. While using IREMS, it can be observed that at (b), respectively. The energy cost per day for all components in
the end of the day the SOC of the battery reaches its maximum the building considered for this case study during the months of
limit due to proper scheduling of SLs and effective utilization January and May without and with IREMS are given in Fig. 9(a)
of RER. Further, it is understood from Fig. 6 that by employing and (b), respectively.
IREMS the maximum demand of consumer is maintained below
the MDL in almost all the schedulable load intervals during a
day. D. Cash Payback Period
The power generation from RER and its utilization are pre- Net present value (NPV) and CPP are the commonly used
sented in Fig. 7. The part of energy obtained from RER, which is tools to assess decision of any investment [31]. The same tools
unused but dissipated through dump load due to PEL constraint are used in this section to determine the CPP of the investment
of the utility, is reduced from 4.16 to 2.18 kWh per day while on RER, battery, and the smart components of IREMS. CPP
employing the proposed IREMS. This ensures the effective uti- can be calculated by evaluating the NPV of proposed IREMS
lization of the RER and battery. with RER and battery for every year of the project life time as
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ARUN AND SELVAN: IREMS FOR DYNAMIC DR IN SMART BUILDINGS 1339
TABLE VII
COST OF IREMS COMPONENTS
VII. CONCLUSION
Fig. 9. Components of energy cost per day in month of January and May.
(a) Without IREMS. (b) With IREMS. In the smart grid environment, DSM and DR techniques de-
liver more benefits particularly in distribution systems. In this
explained below. NPV can be expressed as paper, an IREMS for smart buildings with smart appliances,
integration of information and communication technology and
n
NCFi in-house power generation from RER is presented. The pro-
NPV = −(CCIREM S + CCRER ) + (43) posed IREMS schedules the schedulable loads by considering
i=1
(1 + r)i
the operating dynamics of nonschedulable loads and intermittent
where CCIREM S and CCRER are the capital cost for the IREMS behavior of renewable resources. The resources are optimally
components and RER, respectively. These include the sum of sized using GA. Case study results demonstrate that the pro-
initial cost and replacement cost. n is the total number years in posed IREMS is able to handle a large number of schedulable
project life time and r is discount rate, which are considered to and nonschedulable loads and yields considerable savings by
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1340 IEEE SYSTEMS JOURNAL, VOL. 12, NO. 2, JUNE 2018
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energy resources,” IEEE Trans. Ind. Informat., vol. 11, no. 2, pp. 353–362, teaching and research experience in the field of power systems. He has published
Apr. 2015. more than 95 technical research papers in various national, international confer-
[20] Z. M. Fadlullah, D. M. Quan, N. Kato, and I. Stojmenovic, “GTES: An ences and journals. His research interests include distribution system analysis,
optimized game-theoretic demand-side management scheme for smart distributed generators, microgrid, smart-grid, demand-side management, cus-
grid,” IEEE Syst. J., vol. 8, no. 2, pp. 588–597, Jun. 2014. tom power devices, and power quality.
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