Internet of Things Based Monitoring of Large Rotor
Internet of Things Based Monitoring of Large Rotor
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10.1109/ACCESS.2019.2927793, IEEE Access
Date of publication xxxx 00, 0000, date of current version xxxx 00, 0000.
Digital Object Identifier 10.1109/ACCESS.2017.Doi Number
This work was supported by Academy of Finland (Digital Twin of Rotor System, grant number 313675).
ABSTRACT In rotating machinery, excessive vibration can affect the lifetime of the machine and, for
example, in paper machines it can directly affect production quality. Hence it is important to monitor
vibrations. Typically the vibrations are measured with piezo-based accelerometers attached to the bearing
housing. Installation of the accelerometers and especially cabling is laborious and expensive in the case of
existing machines that have several components to monitor. In continuous process maintenance, a break
may be required as well. Therefore, typically only the critical rotors will be monitored, if at all. This
research focuses on applying wireless microelectromechanical systems (MEMS) accelerometers to the
measurement of large rotor vibration. The results indicated that MEMS accelerometers combined with
wireless communication can offer a viable alternative to more expensive piezo-based accelerometers with
traditional wire-based communication. The combination provides a flexible and cost-effective method for
the collection of vibration data from large rotors and rotor systems.
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the MEMS accelerometers allows for the fixing of the sensor The sensor unit adopted wireless communication to transfer
on the blade during manufacturing or retrofitting it the data.
afterwards. These studies have stated that it is possible to
utilize MEMS accelerometers for monitoring the condition of 1) COMPONENTS AND STRUCTURES
a wind turbine blade. The sensor unit included the following components:
In recent years, 3G, 4G and wireless local area networks • Pycom’s WiPy 3.0 (IoT development platform)
(WLAN) have become a part of everyday life, allowing easy • Pycom’s Expansion board 2.0 (expansion board for the
access to the internet. Wireless sensor networks (WSN) have WiPy 3.0)
been tested by exploiting wireless communication • ADXL355 (MEMS accelerometer)
technologies [10], [11]. MEMS sensors are typically applied • battery (2500 mAh, 3.7 V)
in these studies because of their low energy consumption and The WiPy 3.0 (Pycom) development platform had an
low price. Typically, at least one sensor is connected to an ESP32 microcontroller chip, which contains a built-in radio
outside network, which allows it to connect to the internet module for WLAN. It had two cores: one core typically
and send information to a server, where the data are stored operated the WLAN radio and wireless communication and
and are easily accessible. However, as WSN facilitates data the other executed other tasks. Two cores helped to optimize
collection, the amount of data can increase rapidly, which the performance of the controller. Table 1 presents the
can challenge the data storing and transmission [10], [12]. specifications of ESP32.
In rotating machinery, the sensor sampling rate may need
TABLE 1
to be relatively high in some situations in order to measure
SPECIFICATION OF ESP32 MICROCONTROLLER CHIP
the vibration accurately. When measuring the bearing
vibration of an AC motor, the frequencies of interest Specifications ESP32
typically rise between 1-5 kHz [13]. The sampling rate needs Microcontroller Unit Tensilica Xtensa 32-bit LX6
to be at least twice the highest frequency of interest, as the Cores 2
Nyquist-Shannon sampling theorem presents [14]. If the Clock frequency (MHz) 240
SRAM (KiB) 520
system has several rotating components, the amount of data 802.11 b/g/n WI-FI HT40
can be large. As a way of minimizing the volume of data GPIO 36
transferred and the transfer time, data compressing has drawn SPI/I2C interfaces 4/2
research interest [15]–[18]. Compressing the data also lowers
the power consumption [16]. However, information can be WiPy 3.0 was connected to Expansion board 2.0 (Pycom),
lost from the original data when compressed [17]. which enabled the powering of the controller with a battery.
A paper machine is a representative example of an item of The microcontroller was programmed with Arduino IDE and
rotating machinery that has several rotating rolls which C/C++ language.
requires vibration measurements ensure the high quality of The MEMS accelerometer was a capacitive accelerometer
production. However, attaching sensors to existing machine ADXL355 (Analog devices). The results from the ADXL355
lines is a costly process. The cabling is time consuming and accelerometer were compared to data from a Hansford
the setup process may require an expensive maintenance sensors’ HS-1005005001 IEPE accelerometer (Fig. 2 b).
break. Therefore, a wireless sensor unit was built and tested. Table 2 presents the specifications of both accelerometers.
The sensor unit could be mounted to the machine without a
maintenance break. MEMS accelerometers are more TABLE 2
economical, consume less energy and are more compact SPECIFICATIONS OF ADXL355 AND HS-1005005001
compared to IEPE accelerometers. The MEMS sensors can
ADXL355 HS-1005005001
be installed to each rotor of the machine and not merely for
the critical rotors. Measurement range (g*) (±2, ±4, ±8) ±16g*
Sensitivity (µg*/digit) (3.9, 7.8, 15.6)** 500 (mV/g*)
This benefits a digital twin as well, which collects data Sample rate (Hz) 3.906 – 4000 2 – 10000
from the physical entity and the data can be exploited to Noise density (µg*/Hz) 25 -
optimize the operation of the product or machine [19]. In Number of axis 3 1
addition, the data can be utilized in product development to *g = gravitational acceleration
make the product more optimally suit the designed **Depends on the measurement range
application.
The cDAQ-9191 wireless data acquisition unit and NI-
II. METHODS 9234 sound and vibration input module by National
Instruments were used to acquire the data from the reference
A. SENSOR UNIT accelerometer (HS-1005005001) (Fig. 2). The cDAQ-9191
A sensor unit was built to investigate whether a MEMS wireless data acquisition unit allowed wireless
accelerometer can be used to measure large rotor vibrations. communication between the apparatus and the computer.
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However, cabling was still required to attach the sensors to 6. The sensor unit sent a UDP packet to the server to
the NI-9234 module. indicate that the measurement was finished.
7. Server saved the data to an ASCII-file.
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computing power as the amount of data increases. To directions, thus one sensor unit per bearing housing sufficed.
expedite the transform calculations, Cooley and Tukey [21] Both bearing housings were equipped with sensors.
developed a faster method to perform numerical Fourier
transfer called the fast Fourier transform (FFT). FFT applies
complex numbers to reduce the required computing power.
For the measured acceleration data, FFT was applied in the
form of a short-time Fourier transform (STFT). STFT makes
possible the observation of frequency change over time [22].
It divides the original time domain signal into smaller
segments and takes the FFT measurement from each segment
separately. The method allows the monitoring of the
frequencies in one selected time window and represents all of
the segments as a 3D plot, which has time (s), frequency (Hz)
and amplitude (m/s2) as axes. These plots are called
spectrograms. Spectrograms are widely exploited in sound
and speech analysis [23]–[25] but can also be applied to the
analysis of how vibrations change over time.
When the vibrations are measured during a rotor
acceleration, the measured signal is not periodic. Hence, the
FIGURE 7. The measurement setup of the tending side. Two reference
signal is manipulated to mimic a periodic signal using accelerometers and one sensor unit were installed for both bearing
windowing function, thus making FFT feasible. In the housings.
present study, Hanning window was applied.
FIGURE
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D. MEASUREMENT PROCEDURE 2. The rotor was accelerated to 240 rpm before the
The measurement was made during an acceleration from 0 measurement was started.
to 1060 rpm with an approximate acceleration of 0.62 3. The first measurement was taken at that speed.
rad/s2 (5.9 rpm/s2). The sampling rate of the sensor unit The measurement lasted 5.45 seconds.
was set to 1000 Hz. STFT was exploited to observe the 4. The rotor was accelerated by 6 rpm and a new
results from the measurement. measurement was taken when the speed was
The sweep measurement proceeded as follows: stabilized.
1. One sensor unit and two reference sensors were 5. Step 4 was repeated until the speed of 1060 rpm
mounted to both the drive and the tending side was achieved. Every measurement lasted
bearing housings (Fig. 7). approximately 5.45 seconds.
2. The rotor was accelerated from 0 to 1060 rpm 6. Data processing and plots were realized with
while measuring the acceleration of the bearing MATLAB.
housing in x (horizontal) and y (vertical)
directions. The sensor units had a sampling rate of III. RESULTS
1000 Hz and the reference accelerometers had an Figures from 8 to 11 present the vibrations during the sweep
approximate sampling rate of 1650 Hz. measurement, as the rotor was constantly accelerated. 1X,
3. Data processing and plots were realized with 2X, 3X, 4x and 5X point to the harmonic components of the
MATLAB. vibrations. 1X presents the first harmonic component, which
To compare the amplitudes of the vibration received from is equal to the rotational velocity of the rotor, 2X presents the
the sweep acceleration measurements, a step-by-step sweep second harmonic component, 3X presents the third harmonic
measurement was made. However, only the reference component etc. The natural frequency marked in the picture
accelerometers were applied during this measurement. The presents the natural frequency of the first bending mode.
measurement was conducted by accelerating the rotor from Fig. 8 and Fig. 9 present vibrations at the tending side of
240 to 1060 rpm in 6 rpm steps. After each step, a the rotor and Fig. 10 and Fig. 11 present the vibrations on the
measurement was taken when the rotor was rotating at a driving side of the rotor. The vibrations occurring in the
constant speed. vertical direction (Fig. 9 and Fig. 11) have lower amplitudes
The step-by-step sweep measurement proceeded as compared to horizontal direction (Fig. 8 and Fig. 10). The
follows: MEMS and reference sensors measured a horizontal natural
1. Reference accelerometers were mounted to the frequency between 25 Hz and 25.3 Hz and the vertical
bearing housing as presented in Fig. 7. The natural frequency between 29.3 Hz and 29.5 Hz according to
approximate sampling rate of the sensors was 1650 the MEMS sensors, and between 29.3 Hz and 29.7 Hz
Hz. according to the reference accelerometers.
FIGURE 8. Horizontal vibration of the tending side of the roll. 1X, 2X, 3X, 4X and 5X represent harmonic components of vibration. Natural frequencies
marked in the picture are the natural frequency of the first bending mode. (a) presents data from the MEMS accelerometer and (b) presents data from the
reference accelerometer.
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FIGURE 9. Vertical vibration of the tending side of the roll. 1X, 2X, 3X, 4X and 5X represent harmonic components of vibration. Natural frequencies
marked in the picture are the natural frequency of the first bending mode. (a) presents data from the MEMS accelerometer and (b) presents data from
the reference accelerometer.
FIGURE 10. Horizontal vibration of the driving side of the roll. 1X, 2X, 3X, 4X and 5X represent harmonic components of vibration. Natural frequencies
marked in the picture are the natural frequency of the first bending mode. (a) presents data from the MEMS accelerometer and (b) presents data from
the reference accelerometer.
FIGURE 11. Vertical vibration of the driving side of the roll. 1X, 2X, 3X, 4X and 5X represent harmonic components of vibration. Natural frequencies
marked in the picture are the natural frequency of the first bending mode. (a) presents data from the MEMS accelerometer and (b) presents data from the
reference accelerometer.
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The frequency peaks received from the step-by-step sweep IV. DISCUSSION
measurement were compared to the peaks received from the The sensor unit was able to measure the required vibrations.
step-by-step sweep measurements. Table 3 and Table 4 The main harmonic components (the first, second, third,
present the amplitudes and frequencies of the frequency fourth and fifth harmonic components) and the natural
peaks measured from the driving and of the rotor with the frequency of the first bending mode could be observed from
MEMS and reference accelerometers during the step-by-step the data. There were other non-integer harmonic components
sweep measurement, and reference accelerometers during present in the spectrograms as well, which were produced by
sweep measurement. Fig. 12 presents the spectrogram of the the bearings. The outer ring of the bearing is the cause of
step-by-step sweep measurement and sweep measurement most of these vibrations. The equations are presented e.g., by
side by side. [26]. Fig. 13 identifies some of the vibration components
TABLE 3 caused by the outer rings of the bearings.
NATURAL FREQUENCIES (F) AND THEIR AMPLITUDES (A) ON THE DRIVING Natural frequencies were presented clearly in the sensor
SIDE OF THE ROTOR IN VERTICAL DIRECTION
unit data and they were similar to the natural frequencies
Reference sensor Reference sensor captured with reference sensors. However, as observed in
MEMS sensor (sweep (step-by-step Table 3 and 4, the amplitudes of the frequency peaks were
Harmonic
measurement) sweep
subcritical
measurement) not similar when the measurement was taken during the rotor
resonances
A f A f A f constant acceleration (sweep measurement) and during step-
(m/s2) (Hz) (m/s2) (Hz) (m/s2) (Hz) by-step acceleration. The signal is not periodic and the
2 0.027 29.5 0.023 29.7 0.044 29.4 vibrations are changing constantly during the measurement.
3 0.016 29.3 0.013 29.3 0.016 29.4 Hence, the amplitudes depend on how long segments are
4 0.010 29.5 0.010 29.7 0.014 29.6 taken from the data when the spectrograms are made. If the
5 0.012 29.5 0.016 29.3 0.020 29.6
segment is long, there are less peaks at a certain frequency
TABLE 4 compared to the length of the segment, which indicates lower
NATURAL FREQUENCIES (F) AND THEIR AMPLITUDES (A) ON THE DRIVING
SIDE OF THE ROTOR IN HORIZONTAL DIRECTION
amplitudes for the peaks. In contrast, if the segment is short,
there are more peaks compared to the length of the segment,
Reference sensor Reference sensor which indicates that the amplitudes are higher.
MEMS sensor (sweep (step-by-step
Harmonic There was a difference between the magnitudes of the
subcritical measurement) sweep
measurement) vertical and horizontal frequency peaks due to the foundation
resonances
A f A f A f stiffness of the rotor system. The foundation was more rigid
(m/s2) (Hz) (m/s2) (Hz) (m/s2) (Hz) in the vertical than in horizontal direction, and thus the
2 0.055 25.0 0.052 25.0 0.050 25.3 amplitudes of the vertical vibrations were lower and the first
3 0.087 25.0 0.072 25.0 0.076 25.5 bending mode natural frequency was higher.
4 0.078 25.3 0.067 25.0 0.056 25.5
5 0.11 25.0 0.12 25.0 0.21 25.5
FIGURE 12. Vertical vibration of the driving side of the roll. 1X, 2X, 3X, 4X and 5X represent harmonic components of vibration. Natural frequencies
marked in the picture are the natural frequency of the first bending mode. (a) presents data from step-by-step sweep measurement with the reference
sensor and (b) presents data from sweep measurement with the reference sensor.
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FIGURE 13. Vibrations caused by the outer bearing ring in horizontal direction of the driving side. The seven first harmonic components of the outer
bearing ring are marked with OR1 to OR7. (a) presents data from the MEMS accelerometer and (b) presents data from the reference accelerometer.
The results show that the MEMS accelerometers were In this way the sensor would rotate with the rotor and reveal
suitable for measuring the subcritical vibrations of a large more information about the rotor behavior. These types of
rotor from the bearing housing. This will open new studies have been conducted for smaller-scale rotors [2], [4],
opportunities to collect more data from the large rotating [7], [8] but not for large-scale ones.
machineries. The installation needs minimal effort and the
sensors are cost effective, which makes possible the V. CONCLUSION
measurement of several components of the machine instead The present study investigated a more cost-effective and
of merely the critical components. More data can be easier way to measure vibrations from large rotating
measured, and the usage of the machine can be better machines. It is time consuming and expensive to mount a
optimized. Furthermore, the need for maintenance can be wired sensor to already existing machines that include
estimated more accurately. several rotating components. This problem was addressed
The digital twin of a rotor can also benefit from the sensor with a wireless sensor unit, which contained a MEMS
units. They can be connected to the internet, which makes it accelerometer and a microcontroller with a WLAN module
possible to send the data easily to a digital twin. These to transfer data. The sensor unit was powered by battery
sensors are controlled over WLAN and by opening the without a need for cabling, which allowed implementation
network to the internet, they could be controlled from a with minimal effort. The measurement was made from a
distance. This is beneficial for digital twins. In addition, with bearing housing and one sensor unit could measure
the sensor units, digital twin can receive more data from the acceleration in three directions. Therefore, only one unit was
physical machine because more components of the machine required per bearing housing.
can be monitored. The results verified that the sensor unit could measure
This paper suggests that the MEMS accelerometers are vibrations from large rotors. The harmonic components and
suitable for monitoring the vibration of a large rotor. natural frequencies of the rotor could be observed from the
However, wireless communication still needs more research results. In addition, bearing vibrations could also be detected.
in order to establish more reliable data transfer. The data The amplitudes of the harmonic vibration components varied
were sent during the measurement, which connoted that there from the real amplitudes (i.e., amplitudes measured with
was a limited time window in which the data could be constant speed at that rotation speed) because the
transferred. To establish sufficiently fast communication, the measurement was taken during a constant acceleration of a
user diagram protocol (UDP) was utilized. However, its rotor and the vibration was constantly changing. In such as
downside was that it did not check if the data reached its case the signal is not periodic. Hence the incorrect
destination. Occasionally some of the data were subsequently amplitudes were not induced by a sensor unit defect, but they
lost during the transfer. This could be prevented by saving were inflicted by the measurement procedure.
the data to a memory during the measurement and by sending
it forward when the measurement is finished. This way, a ACKNOWLEDGMENT
slower but more reliable communication protocol could be The authors would like to thank Mr. Ville Klar for his
adopted, since it will not interfere with the measurement contribution to the development of the sensor unit.
process.
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