Interview Transcription: Conceptual Issues, Practical Guidelines, and Challenges
Interview Transcription: Conceptual Issues, Practical Guidelines, and Challenges
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ARTIGO TEÓRICO/ENSAIO
Abstract
Background: Interviews are a common practice for gathering information in scientific studies. Although there is an extensive work
about how to conduct and analyze an interview, transcription has usually remained a minor issue. Transcribing is the transformation
of oral speech into a written and meaningful text that includes relevant information from the interview and that can be analyzed.
Objectives: This article addresses and discusses the main conceptual and practical issues, as well as the main challenges involved in
interview transcription, using an integrative approach.
Main topics under analysis: What is the definition of transcription? Which types of transcripts exist? What content must be
transcribed? How should an interview be transcribed? What special measures should be taken during a transcription? What are the
main difficulties?
Conclusion: Given the lack of universal protocols or rules for transcription, researchers should state their practices and decisions,
which may influence data analysis.
Keywords: methodology; qualitative research; interviews as topic; nonverbal communication; verbal behavior
Resumo Resumen
Enquadramento: A recolha de informação através de en- Marco contextual: La recogida de información a través
trevistas é uma estratégia de investigação comum, existindo de entrevistas es una estrategia de investigación común, y
vasta literatura sobre a realização e a análise das mesmas. Con- existe una vasta literatura sobre la realización y el análisis
trariamente, a transcrição tem sido um tema secundarizado,
embora não irrelevante. Transcrever consiste na transformação de las mismas. Por el contrario, la transcripción ha sido
de um discurso oral num texto escrito com significado, que hasta ahora un tema secundario, aunque no irrelevante.
possa ser analisado e que contenha as informações relevantes Transcribir consiste en transformar un discurso oral en un
da entrevista. texto escrito con significado, que pueda ser analizado y que
Objetivos: Abordam-se e discutem-se as questões concep- contenga las informaciones relevantes de la entrevista.
tuais, pragmáticas e desafios inerentes à transcrição de entre- Objetivos: Se abordan y se discuten las cuestiones concep-
vistas, numa perspetiva integradora. tuales, pragmáticas y desafíos inherentes a la transcripción
Principais tópicos em análise: O que se entende por trans- de entrevistas, en una perspectiva integradora.
crever? Que tipos de transcrições existem? O que é que se
transcreve e como é que transcreve uma entrevista? Que cuida- Principales temas de análisis: Qué se entiende por transcri-
dos devem ser salvaguardados quando transcrevermos? Quais bir? Qué tipos de transcripciones existen? Qué se transcribe y
são as principais dificuldades de se transcrever? cómo transcribe una entrevista? Qué cuidados deben tenerse
Conclusão: Reconhecendo a inexistência de protocolos ou re- al transcribir? Cuáles son las principales dificultades de trans-
gras universais para transcrever, importa que os investigadores cribir?
explicitem as suas práticas e decisões, as quais poderão influen- Conclusión: Puesto que reconocemos que no existen pro-
ciar a análise de dados. tocolos o reglas universales para transcribir, es importante
Palavras-chave: metodologia; pesquisa qualitativa; entrevis- que los investigadores expliciten las prácticas y decisiones
tas como assunto; comunicação não verbal; comportamento que pueden influir en el análisis de datos.
verbal
Palabras clave: metodología; investigación cualitativa; entre-
*MSc., Doctoral Student, University of Minho, 4710-057, Braga, Portugal [[email protected].
pt]. Contribution to the article: content synthesis and organization and elaboration of a prelimi- vistas como asunto; comunicación no verbal; conducta verbal
nary version of the manuscript, approval of the final version. Address for correspondence: Escola
de Psicologia, Campus de Gualtar, Universidade do Minho, 4710-057 Braga, Portugal.
**MSc., Psychologist, School of Psychology, University of Minho, 4710-057, Braga, Portugal [mar-
[email protected]]. Contribution to the article: content synthesis and organization
and elaboration of a preliminary version of the manuscript, approval of the final version.
***MSc., Psychologist, School of Psychology, University of Minho, 4710-057, Braga, Portugal [fla-
[email protected]]. Contribution to the article: content synthesis and organization
and elaboration of a preliminary version of the manuscript, approval of the final version.
****12th grade, Psychology student, School of Psychology, University of Minho, 4710-057, Braga,
Portugal [[email protected]]. Contribution to the article: content synthesis and organi-
zation and elaboration of a preliminary version of the manuscript, approval of the final version.
*****12th grade, Psychology student, School of Psychology, University of Minho, 4710-057, Braga,
Portugal [[email protected]]. Contribution to the article: content synthesis and organi-
zation and formulation of a preliminary version of the manuscript, approval of the final version.
******Ph.D., Psychologist, Research Grant Holder, School of Psychology, University of Minho,
4710-057, Braga, Portugal [[email protected]]. Contribution to the article: discussion
and review of the preliminary version of the manuscript, approval of the final version.
******* Ph.D., Assistant Professor, School of Psychology, University of Minho, 4710-057, Braga, Received for publication: 06.03.17
Portugal [[email protected]]. Contribution to the article: discussion and review of the
preliminary version of the manuscript, approval of the final version. Accepted for publication: 22.05.17
160
the country on nurses’ beliefs, attitudes, and argues that “transcription is a process that
practices towards obesity and obese people is theoretical, selective, interpretive, and
in primary health care. representational”. Thus, it seems reasonable
to acknowledge that transcribing is far
from being an objective, impersonal, and
Development mechanized task. Instead, it consists of the
apprehension of what is said and how it is
Conceptual issues said in order to understand the meanings
Types of Interview (Bailey, 2008; Stuckey, 2014).
According to the adaptation of Halcomb and
Davidson (2006) based on the typology of Types of transcripts: naturalized versus
Tashakkori and Teddlie (2003), interviews denaturalized
can be located on a continuum that ranges According to some authors (Bucholtz,
from a purely quantitatively approach to a 2000; Oliver, Serovich, & Mason, 2005),
purely qualitative approach, varying in terms interview transcription is represented in a
of structure, flexibility, and interviewer/ continuum with two poles, which Bucholtz
interviewee interaction pattern. (2000) has termed naturalized versus
Regardless of the type of interview, audio denaturalized (it should be noted that the
recording is a current practice since it has literature may contain verbatim or integral
many advantages for both the interviewer and transcription (Schegloff, 1997) versus
the interviewee (Halcomb & Davidson, 2006; selective transcription as synonyms), that
Stuckey, 2014). Subsequently, the interviews correspond to different perspectives on the
of a more qualitative nature are transcribed representation of language.
before being analyzed with the purpose of The naturalized transcription corresponds
minimizing the limitations associated with to the thorough transcription of what is
the mere intuition and recall of information said and how it is said, and advocates the
and the individual biases (e.g., prejudices; preservation of the different elements of the
Naz, n.d.). Furthermore, according to this interview other than the verbal content, such
author, transcription allows the repeated as non-verbal language, contextual aspects,
and detailed observation of the course and and the interaction between interviewer
content of the interview, the sharing of this and interviewee (or third parties involved;
information with others, and reuse or re- Oliver et al., 2005). On the other hand,
examination of the data in other projects or according to these authors, denaturalized
according to other objectives. transcription prioritizes the verbal speech
and focuses on the omission of idiosyncratic
Definitions of transcription speech elements, such as stutters, pauses,
According to Halcomb and Davidson involuntary vocalizations, and non-verbal
(2006, p. 38), transcription is the process of language, thus presenting itself as a more
“reproducing spoken words, such as those polished and selective transcription.
from an audiotaped interview, into written
text”; however, since it is not restricted to Practical guidelines
the simple act of listening and writing, there The process of transforming oral speech into
are more complex definitions. For example, written words is associated with a diverse set
some authors consider that “representing of challenges, which can be overcome with a
audible talk as written words requires careful and meticulous planning about how
reduction, interpretation and representation to proceed (Lapadat, 2000). Considering
to make the written text readable and that the practical guidelines refer to differ-
meaningful” (Bailey, 2008, p. 127); in this ent aspects of the transcription process, we
way, “transcripts are not therefore neutral decided to organize them into steps. After
records of events, but reflect researchers’ reviewing the suggestions of other authors
interpretations of data” (Bailey, 2008, p. (e.g., Halcomb & Davidson, 2006; McLel-
129). In summary, Davidson (2009, p. 37) lan, MacQueen, & Neidig, 2003), we pro-
161
pose a 6-step procedure: Prepare, know, it is a free tool, available online, that allows
write, edit, review, and finish, which will working in a single window and using
be described below (along with examples features such as pausing, rewinding, and
shown in Table 1). slowing down the recording; Prepare the
Step 1. Prepare coversheet (McLellan et al. 2003), including
In an initial phase, it is essential to ensure a basic information on the context of the
set of basic measures to guarantee that there interview and the interviewee, in order to
will be setbacks along the way. Therefore, facilitate the transcriber’s first contact with
it is essential to: Make backup copies the recording. In addition, the cover sheet
of the recordings and keep the original can also work as a means of communication
recordings on different storage devices; between the interviewer and the transcriber
create an identification system that will (Table 1); Identify the interviewer and
allow associating the recording file with the interviewee and select a transcription
the transcription document (Table 1); and scheme: given that there are different ways
establish the location where the material to identify those involved in an interview
for the transcription will be stored, as well and their interaction, it is essential to define
as the resulting transcripts. Nowadays, in advance the schemes to be implemented
with the dispersion of material throughout (Table 1); Define the type of transcription,
multiple mobile devices (e.g., flash drives) namely naturalized versus denaturalized,
and online storage (e.g., clouds), it is because they will ultimately lead to different
important to pay particular attention to products. While some authors believe that
information sharing and ensuring that no most qualitative analyses do not benefit from
external person has access to the contents. a transcription that includes pauses, false
It is also essential to gather the required starts, repeated sentences, interruptions,
materials for the transcription, and, or encouragement, and advocate their
obviously, have access to the recordings and exclusion (Sandelowski, 1994) in order to
to a device for listening to them. When ensure that the transcription process focuses
transcribing without technology, only paper on the accuracy of the information content
and pen/pencil are necessary; however, the (Stuckey, 2014), other authors recommend
use of technologies is the most common the inclusion of contextual and non-verbal
strategy and requires a computer and a information, because they believe that what
word processor (e.g., Microsoft® Word). is not said is as relevant as what is actually
Alternatively, headphones, foot pedals, and said (Bazeley, 2013; Richards, 2014). In line
an external mouse and keyboard (in the case with McLellan et al. (2003), we believe that
of laptops) can also be used. In addition, it the content to be included should derive
may be beneficial to use specific software from the research question and the method
since it offers a set of tools that facilitate and of data analysis, which should guide the
optimize the task. NCH® Express Scribe, definition of the relevant aspects for the
for example, has very attractive advantages: transcription (Table 1).
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Table 1
Some practical guidelines and examples
Completed by the
interviewer; 2transcriber
1
Identification of the
Interviewer versus. Participant; Iy versus Nury; I =
interviewer and the Several options available
Interviewer versus. Nur3 = Participant
interviewee
Omitting or removing data/ F. thinks that I don’t know about the disease;
3. Write
Text formatting Header: identification of the PNur10: I feel frustrated! I feel really frustrated!
interview, the interviewer,
and the transcriber INT0402 I1 T2
3/16
163
Step 2. Know standardizing procedures and forms of writ-
After the preparatory phase and before mov- ing what is less objective; for example, how to
ing on to writing, some time should be invest- approach a silence or cross talk. It should be
ed in getting to know and becoming famil- noted that, although the codebook is defined
iarized with some materials and information, at an early stage of the process, it can be up-
using the: Organization of the interviewer’s dated whenever necessary. To illustrate this,
field notes, which should be read and ana- since there are no universal codebooks (Mc-
lyzed in detail, because they can contain clues Lellan et al., 2003), some of the codes used
and useful information at the time of tran- are shown in Table 2; Dealing with confiden-
scribing; Repeated listening (at least twice) tiality and sensitive issues: the interviews of-
of the recording in full (e.g., Bailey, 2008). ten contain information that may allow iden-
This will facilitate becoming familiar not only tifying those involved or specific situations.
with the content but also with the speech In these cases, it is important to implement
peculiarities of those involved; Recording of strategies to maintain the relevant content
information or data that may be useful when while safeguarding the non-recognition of
you start writing, such as names or specific persons or situations (Table 1); Avoid dead-
terminology. ends: when difficulties arise in understanding
Step 3: Write the recording, you may define the maximum
This phase is the act of transcribing itself. With number of times to repeat the excerpt (e.g.,
a view to maximizing the writing process, the only three times) and, if this effort is unsuc-
purpose is simply to listen and write; there- cessful, you should highlight that segment in
fore, at this stage, it is advisable to: Ignore the the text, and then ask the interviewer about
punctuation, uppercase or lowercase letters, the content (the shorter the time interval be-
non-verbal interactions between the inter- tween the interview and its transcription, the
viewer and the interviewee, as well as emo- easier it will be for the interviewer to remem-
tional aspects (if they are to be preserved); ber the interview).
Use the codebook whenever necessary. A Finally, it is important to underline that the
codebook is an essential tool in the transcrip- content and/or the intent of what is said
tion process (e.g., Bailey, 2008; Davidson, should not be changed (e.g., adding words to
2009; Oliver et al., 2005) because it allows the speech).
Table 2
Codebook: Examples of Codes Used in Transcriptions
You cannot hear what the person is saying Information inside parentheses (inaudible text segment)
You cannot understand what the person Yes, exactly! Of course (unintelligible
Information inside parentheses
is saying segment) are a third!
It’s not just a matter of facilitation,
You are unsure about what the person is Inside parenthesis and delimited by
isn’t it? And of ?(capacity)? but lack of
saying question marks
knowledge!
You cannot understand because of cross- That piece of information inside (unintelligible segment due to
talk parentheses overlapping speech/cross-talk)
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Interruption/word is cut Hyphen at the end Respond-
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Challenges Conclusion
In view of the previous guidelines, transcrib-
ing is not necessarily a task that requires a After revisiting the main conceptual issues,
high degree of specialization, but this does practical guidelines, and challenges inherent
not mean that it is an easy task. Quite the to interview transcription, it is evident that
opposite, it usually involves significant time, this process involves many different (often
physical, and human resources (Halcomb implicit) decisions, which were explained in
& Davidson, 2006). Recognizing that every the previous sections. To sum up, more rele-
transcription experience has its special char- vant than presenting the product is to make
acteristics and, as a result, leads to specific some comments about the process.
difficulties, there are several recurring chal- First, it is important to recognize that there
lenges and obstacles that can be anticipated, are no universal rules or protocols to per-
analyzed, and addressed, thus preventing form transcriptions. Quite the opposite,
them from delaying or blocking task perfor- transcribing is a quite eclectic task, which
mance. requires those involved to understand, es-
One of the main challenges is the quality tablish, and assume a set of principles and
and volume of the recording itself, as well practices, in an attempt to harmonize tran-
as contextual aspects, such as background scripts and, consequently, avoid wasting
noise, interference or other sounds (e.g., a time and work and interpersonal conflicts.
door that opens; Bailey, 2008). In relation Finally, it is important to identify the im-
to those involved, it is important to point plications and recommendations for theory,
out the speech characteristics such as differ- practice, and research. Although transcrib-
ent pronunciations, regionalism, or constant ing may seem a minor task of transition be-
pausing. In addition to these, cross talk or tween primary steps, the truth is that tran-
overlapping speech, incomplete sentences, scriptions are powerful (both upstream and
omission or addition of letters in words, and downstream). In this sense, the topic should
the lack of clear-cut endings of ideas are also be valued both from a theoretical perspec-
difficulties experienced while transcribing an tive (i.e., a higher number of publications;
interview (McLellan et al., 2003). more specialized focus) and a practical per-
The biggest challenge of transcription relates spective (i.e., clear description of the proce-
to the amount of time involved, which, al- dures and decisions and their potential re-
though it is quite variable, is always dispro- percussions). In addition, it is important to
portional to the duration of the recording. recognize the obvious impact on research,
For example, according to Bailey (2008), 1 since the quality of data analysis is intimate-
hour of recording can take up to 3 hours to ly related to the quality of transcription.
be transcribed if you only write what is said, In summary, due to the absence of universal
or 10 hours if you register in detail what is rules or protocols to transcribe, allied to the
said, how it is said and in what context. The interpretative and transformative features of
variables prior experience and training signifi- the task, it is crucial that researchers pres-
cantly influence the relationship between ent their practices and decisions in a clear
the duration of the interview and the time manner.
required to transcribe it. Despite this, it is
undeniable that the high amount of time This study was conducted at Psychology
required contributes to its perception not Research Centre (UID/PSI/01662/2013),
only as a boring but also as a physically ex- University of Minho, and supported by the
hausting activity (e.g., several hours in the Portuguese Foundation for Science and
same position, high levels of concentration Technology and the Portuguese Ministry of
and attention). Faced with this reality, it is Science, Technology and Higher Education
important to pay special attention to the lo- through national funds and co-financed by
cation and the conditions in which the task FEDER through COMPETE2020 under the
is performed, ensuring basic aspects such as PT2020 Partnership Agreement (POCI-01-
comfort, brightness, or regular breaks. 0145-FEDER-007653)
166
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