Planning Process
Planning Process
Planning Process
I. A REVIEW OF PLANNING
i. Introduction
Planning is one of the major functions of administration, in the planning
stage, decisions are made about what needs to be done, how and when it has to be
done, by whom and with what resources. For any work, planning is very essential. So
planning is a process of making decisions in the present to affect future outcomes. The
planning sets the future framework to guide the future behaviour of an organization
or/and its constituents.
(Drucker 1959).
Planning is a process of setting formal guide- and constraints for the behavior of
the firm
(Millet).
Thus, planning is the exercise of intelligence to deal with facts and solution
as they are and find way to solve problems. So, it is in process of making choice
between available alternatives at all levels of decision making.
v. Advantages of Planning
1) Planning saves time in the long run because where know where we are going
and how we are going to get there.
3) Planning ensures unity of purpose, clear cut methods of doing things and
focuses on the objectives and targets to be achieved
4) Planning minimizes the cost of doing a job and helps to ensure that resources
are used carefully to achieve objectives
ii.
Currently the structure of the planning commission is like this:
To formulate five-year plans for the most effective and balanced utilization of
country’s resources.
i. Introduction
A health plan is a predetermined course of action that is firmly based on
the nature and extent of health problems from which priority goals are devised
(WHO).
Health planning is the phase of the total process, which leads from the
policy statements to the concrete identification of the populations whose needs and
demands will be served, the indication of the types of activities that will be performed
for those population, with their general attributes and the specification of the type of
instruments that will be required to carry out the activities (Montoya).
The health planning varies from country to country, but it should be based
on collective thinking and expertise, must be associated with health experts,
economists, administrators and public representative at union and federal state level.
So health planning needs to use more and more quantitative methods and modern
techniques to make it effective.
1. To clarify the nature of existing health problems within the total social,
cultural, economic and political context,
2. To clarify inter-relationships between the health sector, its components and
various social and economic factors.
3. To identify national objectives as far as possible in quantifiable terms,
4. To identify new and existing program areas.
5. To help elaborate alternative strategies and to produce feasible programs for
choice by decision making.
6. To define mechanism for the formulation and implementation of projects and
to suggest procedures as a long-term goal, for a more rational allocation of
resources in the field of health.
7. To identify the program areas suitable for external assistance.
Health care entities are complex and dynamic systems, always subjected to
a mixture of strong political, economic, social and technological forces. Such systems
do not run by themselves; they must be understood / designed, improved, administered
and controlled. This requires planning, either formal or informal, but conscious and
deliberate.
National health planning is ‘the orderly process of defining national health problems,
identifying unmet needs and surveying the resources to meet them, establishing the
priority goals that are realistic and feasible and projecting administrative action to
accomplish the purpose of accomplished programme1 (WHO, 1971
v. Planning Process
Establish objectives
↓
Develop strategies
↓
Determination of premises
↓
Determination of alternatives
↓
Evaluation of alternatives
↓
Selecting a course of action
↓
Formulation of derivative plans
↓
Implementation of plans
↓
Reviewing the planning process
vi. Elements in a Health Planning Process
An effective health planning must start before the actual planning. There should be
clear-cut policies, legislations and interest of the government, Usually planning
involves various steps as given below:
Range of solutions and setting of priorities (Ways to get from what is, to what
ought to be)
are the characteristics of social problems and health disorder within a population?),
inventory data (what are the numbers types and characteristics of human service
resources for a population including the cost of these resources and the linkages
among the resources?), utilization data (how does a population use those resources?)
and outcome data (what changes in social and health status do these resources produce
for population. It is meant to identify the current health situation.
This involves setting goals and objectives, and it also involves establishing the
targets against which current health/illness profiles, or current organizational or
system performance will be compared. This step is important to identify the desirable
future outcome may be in the form of short term or long term goals. The time,
resources along with the objectives are the important factors to keep in mind while
planning. The objectives are not only guiding to action but also yard sticks to measure
the output after implementation the plan.
Set the priorities and identify the range of solutions or alternatives to each
identified the magnitude of health problem or challenge. This step should also include
assessing each possible solution in terms of its feasibility, cost and effectiveness so
alternate solutions can be compared with each other. Develop alternate plans to
achieve the formulated goals and objectives. This step often requires significant
creativity and thinking process, since no readymade solutions be available for some
problems and challenges.
This step involves a choice of the solutions, or set of solutions, that should be
implemented to address the problems or challenges identified in step three. The choice
may need to take into account fiscal, political and other limitations, Prepare a detailed
operational and strategic health plan for the execution. Input, process and output and
method of evaluation is defined very clearly
This step involves implementation of the chosen solutions, and often begins
with development of an implementation plan and approved by the policy-making
authorities. This phase requires cooperation from all the levels.
Step Seven-Monitoring
2. Levels of Planning
Planning and policies are inter-related. Policy determines the principle for
action and planning provides the instruments for the application of policy and review,
Policy decisions are needed in the planning process and in defining its goals and
limitations. The planning process has various possible feedback effects on policy.
1. Requires explicit policy statements, thus bringing certain subjects to the political
arena.
2. Should reflect the rationale of the policies, show how they can be implemented
and indicate their financial and other implications.
Central Level
At central level, authorities will lay down the directional planning, often
called policy planning. It is concerned with setting of the framework of an intent
philosophy within which the program will function. The authority of central level is
responsible for:
Giving rough indication of the allocation of available funds and other resources
to the various government departments or sectors of economy.
For the health plan, administrative capacity at the central level is generally
vested in planning committee in the Ministry of Health. Usually, the committee has a
wide range of responsibilities as follows:
Reviewing the overall health plan developed by the national health planning
unit.
Plan formulation
Implementation
Impact on reality
Relationship between policy and plan
Intermediate Level
Detailed budgeting
Peripheral Level
Informing the authorities at the intermediate level of local problems that must
be taken into account in detailed planning.
The authorities also are involved in the design and on-site supervision of
the construction of local health services facilities and of accommodation for service
personnel and students. This is done with the preparation of detailed lists of necessary
supplies and equipment, with the listing of staff requirements and the selection and
training of intermediate and junior staff with the preparation of job descriptions,
standards, working procedures and programs of operational research.
Lack of adequate health information system for planning and monitoring, and
ultimately for evaluation.
6. Family planning.
All the above subsectors have received due consideration in the five year
plans. However, the emphasis has changed from plan to plan depending upon the felt-
needs of the people and technical considerations. To give effect to a better
coordination between the central and state governments, a bureau of planning was
constituted in 1965 in the Ministry of Health, Government of India. The main function
of this bureau is compilation of national health five year plans. The health plan is
implemented at various levels, e.g. center, state, district, block and village.
Central Level
Planning Commission
The basic economic and social policies of the country were set forth by the
constitution, which came into force in January 1950, in its directive principles of state
policy.
2. Formulate a plan for the most effective and balanced utilization of the
country's resources.
4. Indicate the factors, which are tending to retard economic development and
determine the conditions, which in view of the current social and political
situation, should be established for the successful execution of the plan.
Role of the planning commission
Since its inception, the Prime Minister of India has been the Chairman of
the Planning Commission. The Prime Minister however, attends only the most
important meetings of the Commission and maintains a certain amount of detachment
from its day-to-day work. The day-to-day work of the Commission is looked after by
a Deputy Chairman of the rank of the Cabinet Minister. The other members of the
Commission are Union Ministers for Finance, Defense and Human Resource
Development, and six full-time members, who have the rank of the Minister of State.
There is normally a full-fledged Secretary to the Planning Commission, but sometimes
he is designated as member secretary of the rank of the Minister of State.
1. General branches.
2. Subject branches.
3. Housekeeping branches.
The general branches either carry out studies related to the plan as a whole,
rather than to any particular sector of it or coordinate the work of the various subject
branches. There are altogether 10 general branches in the Planning Commission
perspective planning, statistics and surveys, economic plan coordination and program
administration, resources and scientific research international trade and development,
labor and employment, public cooperation, and information and publicity.
Bulk of the technical work is, however, done in the ministries and their
attached offices, and technical institutes. But their technical officers are used to
looking at a problem from a limited sectorial angle only. Technical officers in the
Planning Commission, on the other hand, have to examine the same matter from a
broader national point of view.
Working group
Advisory bodies
The first committee, which is presided over by the Minister of Planning consists
of about 30 members, 20 from the Lok Sabha (lower house) and 10 from the Rajya
Sabha (upper house). But there is no rigidity about the strength of this committee or
the composition of its membership, housewise or partywise. The main object of this
committee is to provide a forum for detailed discussions between Members of
Parliament and the Members of the Planning Commission on the principles and prob-
lems of planning in a manner, which is not practicable on the floor of Parliament. The
second committee is a much smaller body and comprises representatives of the
political groups in Parliament and is presided over by the Prime Minister himself. It
gives an opportunity to the opposition leaders to take an intimate part in the work of
planning and thus helps in making the plan something more than a document prepared
merely by the government.
Associated bodies
Of all the Ministries, the Ministry of Finance has naturally closest relation
with the Planning Commission as finance plays a most important role in any planning
exercise. Not only is the Minister for Finance ex officio member in charge of finance
in the Planning Commission but also the Secretary of the Ministry of Finance is the
chairman of the resources working group and the Chief Economic Adviser to the
Ministry of Finance is also ex officio economic adviser to the Planning Commission.
Apart from the Central Ministries, there are two official organizations, e.g.
the Reserve Bank of India and the Central Statistical Organization, which are closely
associated with the work of the Planning Commission. There is an economics
department in the Reserve Bank, which keeps a close touch with the work of the
Commission and undertakes a number of important studies on financial and banking
matters for the Commission.
Much of the research, as has been seen, is done in the Commission itself,
the ministries, the Reserve Bank of India and the CSO. A great deal, however, is
necessarily contracted out to university bodies and to non-official organizations such
as the Indian Statistical Institute, the National Council of Applied Economic Research
and the Institute of Economic Growth. To guide and coordinate all these official and
non-official efforts and to ensure that research funds are employed as effectively as
possible, the Commission has established the Research Programs Committee
comprising of eminent social scientists in the country from different universities and
research institutes under the leadership of the Deputy Chairman.
It is, however, the administrative departments at the Center and the States,
which have the main responsibility for supervision of programs and projects included
in the plan ensuring that they are implemented efficiently and according to schedule.
The Planning Commission takes care not to interfere with the responsibility and
confines itself only to general appraisal made in dose collaboration with the
administrative departments concerned.
The NDC is the advisory body, which could be said to rival the Planning
Commission itself in importance. Its creation was suggested by the Commission in the
draft outline of the first five year plan, where it is said that the need had arisen for a
forum at which, from time to time, the Prime Minister of India and the Chief Ministers
of the States can review the working of the plan and of its various aspects. Its
establishment (6 August, 1952) was effected by cabinet resolution, which defined its
functions as follows:
3. To recommend measures for the achievement of the aims and targets set out in
the National Plan, including measures to secure the active participation of the
administrative services, ensure the fullest development of the less advanced
regions and sections of the community and through sacrifices borne equally by
all citizens, build up resources for national development.
It consists of the Prime Minister, the Chief Ministers of the States and the
members of the Planning Commission, but its meetings are usually attended by others
as well. Ministers of the Central Government with an interest in the items included on
its agenda invariably attend, States sometimes send one or two Ministers in addition to
Chief Ministers and 'outsiders' such as eminent economists or the Governor of the
Reserve Bank of India are often called on to give advice.
The NDC is, de facto, more than an advisory body, but it is also less than
an executive one. It may'best be described as the most important organized gathering
where plans undergo adjustments in the light of needs, pressures, prejudices and
capacities of the states. Further, the general coordination with the states is secured at
the highest political level through the NDC,
State Level
At the state level, there is state planning department directly under the
control of Chief Minister. This department undertakes liaison with the Central
Planning Commission and various departments including health and family welfare of
the state to coordinate their development programs and formulates the development
plan for the state.
Next to the state level are district and block levels. This is done jointly by
the officers of the various development departments including health and family
welfare. Working at these respective levels are the members of the district councils or
block councils and/or the non-official representatives. District Collectors and Block
Development Officers are responsible for necessary coordination at the district and
block levels, respectively. An attempt is being made to carry the process of planning
further down to the village level and it has been also tried out in certain areas.
Introduction
India has been a pioneer in planning its requirements quite well, not only at
the time of independence but also even earlier, even though those efforts were not as
extensively worked upon as is reflected by five year plans.
The broad objectives of the health program during five year plans are as follows:
Population control.
For the purposes of planning, the health sector has been divided into the following
subsectors:
Family planning
All the above subsectors have received due consideration in the five year
plans. To give effective, better coordination between central and state governments, a
Bureau of Planning was constituted in 1965 in the Ministry of Health, Government of
India. The main responsibility of the Bureau is compilation of national health five year
plans. It is necessary to review briefly the health policy and targets, investments and
achievements during the planning period. The national five year plans are
implemented through the community development program, which includes the health
plans of the nation. Let us know briefly Community Development Program prior to
review of five year plans Community Development The term 'community
development' is of recent origin in India. It is a process, which is designed to promote
better living of whole community with active participation by the community itself
along with government efforts.
The main aim of the program is to improve all aspects of rural life, which
means all-around upliftment of the rural people. Community Development Program is
an integrated program trying to cover major areas, which include agriculture, animal
husbandry, irrigation, education, public health, rural industries communication, etc.
The program of community developments was launched in India during 1952 (2-10-
1952),-because India can be still regarded as 'land of villages', currently about 80% of
people live in 5.76 lakhs villages. They form the backbone of the society and are the
mainstay for the all- around social and economic development of the country. They
are the real wealth of the nation to the extent they are fit enough to produce wealth.
Unfortunately, their general welfare including 'health' had been very much neglected
in the past.
2. Development of agriculture.
3. Improvement of communication.
4. Improvement of education.
5. Improvement of health.
Population control.
Prior to the commencement of the first five year plan, the health status of
the people of India was very low, which includes:
Lack of proper housing, supply of pure drinking water and proper disposal of
human wastes.
Low economic status, inadequate financial resources and lack of trained health
personnel.
2. Control of malaria.
3. Preventive health care of the rural population through health units and mobile
units.
During this plan period the public sector outlay was Rs. 2,356 crores of
which Rs.140 crores (5.9%) were allotted for health programs. The actual expenditure,
however, amounted to Rs.1,960 crores and HOI crores respectively.
The second five year plan was continuation of the development efforts
commenced in the first plan. It included all communicable diseases in addition to
control of malaria.
Provision of family planning and other supporting services for raising health
standard of the people.
The different areas emphasized during the second five year plan were:
Medical research.
Health education.
During this period, the public sector outlay was Rs. 4,800 crores of which
Rs. 225 crores were allotted to the health programs. The actual expenditure, however,
amounted to Rs. 4,672 crores and Rs. 215 crores respectively.
The objectives of the third five year plan were in tune with the first and
second five year plans except that integration of public health with maternal and child
welfare, nutrition and health education was planned. In general, the third five year
plan focused on the following areas:
While continuing the program initiated in the previous plan period, greater
emphasis was placed on preventive health services and on the eradication and control
of communicable diseases.
During this period, the public sector outlay was Rs. 7,500 crores of which,
Rs. 341.80 crores allotted for health programs. The actual expenditure, however,
amounted to Rs. 8,577 crores and Rs. 357 crores respectively.
The fourth five year plan, which was to commence from April 1966 was
postponed till 1969 due to uncertain economic situation in the country (due to Indo-
Pak war). During: this intervening period (1966-1969) was covered by annual plans
with an outlay of Rs. 6,756 crores in the public sector of which the expenditure on
health programs was Rs. 316 crores (4.7%).
Fourth Five Year Plan (1969-1974)
During this period, the revised estimate of public sector outlay was Rs. 16,774 crores
of which Rs.1,156 crores (7.2%) were allotted to health sector. Certain objectives of
the Mudaliar Committee were the base for the fourth five year plan in relation to
health. These are as follows:
In the fourth plan, public health and medical programs had been divided
into the following broad cats egories:
In the beginning, the sixth five year plan was formulated against the
background of a perspective covering a period of 15 years from 1980-1981 to 1994-
1995. The main objectives were:
To improve the quality of life of the people in general through 'MNP'. The sixth
plan laid emphasis on health care, control of communicable diseases, hospital
and dispensaries in urban/rural areas, medical education, research, training,
ISM and homeopathy, other programs and family welfare.
Minimum needs program, which was started during fifth plan continued
with same objective as follows.
Minimum Needs Program
Minimum needs program was first introduced in fifth five year plan to
combat poverty. The state has a duty to provide the basic needs of life to every citizen
—needs in terms of health, food, education, water, shelter, etc. The MNP is the
expression of the commitment of the government for the socioeconomic development
of the community particularly the underserved and underprivileged segment of
population.
Elementary education
Adult education
Rural health
Rural road
Rural electrification
Nutrition.
The facilities under MNP are provided on priority basis first only in those
areas, which are at present underserved so that the disparities from area to area
are eliminated and every segment of the population is assured of minimum
essential facilities.
Intersectoral area project so that all the facilities under the MNP are provided
as a package to a broad area. This would ensure a greater impact of the
facilities provided. For this purpose, it is necessary to develop an effective
interdepartmental coordination mechanism at state and dstrict levels to ensure
that the various departments gel responsibility for implementation of MNP for
selected area.
Health in its wider concept cannot be attained by the health sector alone.
Economic development, antipoverty measures, food production and distribution,
drinking water supply, sanitation, housing, environmental protection and education all
contribute to health and have the common goal of human development. Health service
is an integral part of overall social and economic development will of necessity rest on
proper coordination at all levels between the health and all other sectors concerned.
The initiative, if already such mechanism not existing, may be taken by the health
department of the state. Effective coordination with the other departments concerned
also ensured.
The various programs/schemes covered under the health sector MNP were
conveyed to state government by the central government. Since then, there have been
certain modifications in the pattern of assistance of various schemes, which have been
conveyed to the state governments separately with the changes made in the following
schemes/programs included in the health sector MNP:
b. Establishment of subcenters.
The objectives of the seventh five year plan have been formulated as part
of the long-term strategy, which seeks by the year 2000 to virtually eliminate poverty
and illiteracy, achieve near full employment, secure satisfaction of the basic needs of
food, clothing, shelter and provide health for all.
Against the above background, the current objective of the state and
national health plan is to continue the reorganization of the health services
infrastructure, already begun in the state five year plan (1980-1985) and strive toward
the goal of Health for All by the year 2000 through provision of universal primary
health care to all sections of the society.
By the end of seventh five year plan, it is envisaged [as laid down in the
National Health Policy (NHP)] that the infrastructure of primary health care as
required on present population norms would be fully operational with regard to village
health guides, PHCs and subcenters used multipurpose health workers. Programs for
the control of communicable diseases, health services research and of health education
will be strengthened. The plan envisages universal immunization of expectant mothers
and all eligible children by the year 1990. The family welfare program will be
implemented with greater vigor so as to achieve couple protection rate of 42% by the
end of the seventh plan period with increased emphasis on female education and MCH
services.
The ultimate goal of the eighth plan is the human development, in many
facets. It is toward fulfilling this goal that the eighth plan accords priority to the
generation of adequate employment opportunities to achieve near-full employment by
the turn of the century building up of the people's institutions, control of population
growth, universalization of elementary education, eradication of illiteracy, provision
of safe drinking water and primary health facilities to all, growth and diversification of
agriculture to achieve self-sufficiency in food grains and generate surpluses for
exports. So, in this five year plan, employment generation, population control,
literacy, education, health, drinking water and provision of adequate food and basic
infrastructure are listed as priorities. All these aspects contribute to the health of the
people. In relation to health, this plan period has a number of priorities.
The health facilities should reach the entire population by the end of the
eighth plan. The Health for All paradigm must take into account not only the high risk
vulnerable groups, i.e. mother and child but also must focus sharply on the
underprivileged segments within the vulnerable groups. Towards health for the under-
privileged may be key strategy for the Health for All by the year 2000.
The special action plan for health envisaged expansion and improvement
of the health services to meet the increasing healthcare needs of the population; no
specific targets were set. Efforts were directed to improve functional efficiency of the
healthcare system through:
New Initiatives
9. To develop capabilities at all levels for emergency and disaster prevention and
management; to implement appropriate management systems for emergency,
disaster, accident and trauma care at all levels of health care.
10. To ensure effective implementation of the provisions for food and drug safety;
strengthen the food and drug administration both at the center and in the states.
12. To enhance research capability with a view to strengthening basic clinical and
health systems, research aimed at improving the quality and outreach of
services at various levels of health care.
The approach during the 10th plan will be to improve access to and
enhance the quality of primary health care in urban and rural areas by providing an
optimally functioning primary healthcare system as a part of basic minimum services
and to improve the efficiency of existing health care infrastructure at primary,
secondary and tertiary care settings through appropriate institutional
strengthening and improvement of referral linkages.
These targets reflect the concern that economic growth alone may not lead
to the attainment of long term sustainability and adequate improvement in social
justice. Earlier plans have had many of these issues as objectives, but in no case
specific targets were set. As a result, these were viewed in terms of being desirable,
but not essential. However, in the 10th plan, these targets are considered to be as
central to the planning framework as the growth objective.
Government has set targets in the 10th five year plan to control certain
disease like H1V/AIDS, tuberculosis, leprosy, malaria and blindness, etc.
The 11th five year plan will provide an opportunity to restrictive policies to
achieve a new vision based on faster, broad based and inclusive growth
Objective: To achieve good health for people, especially the poor and
underprivileged.
Before the National Health Policy (NHP) framed in 1983, and various
committees of experts appointed from time to time, the Constitution, the Planning
Commission, the Central Council of Health and Family Welfare, and Consultative
Committees attached to the Ministry of Health and Family Welfare render advice on
initiating health programmes, requirement of health manpower and other resources
in government, voluntary and private sectors based on health needs and demands of
the people through health surveys. The reports of these committees have formed an
important basis of health planning in India, National Health Planning in India based
on the National Health Policy (NHP) 1983 aimed at to attain ‘Health for All by the
year 2000. The main objective of the revised National Health Policy, 2002 is to
achieve an acceptable standard of good health among the general population of the
country and has set goals to be achieved by the year 2015.
Basic health workers {one per 10,000 population) should carried out the NMEP
activity.
The family planning assistants were to undertake family planning duties only.
The basic health workers were to be utilized for purposes other than family
planning.
To separate the malaria activities from family planning
Unified Cadre
Common Seniority
The work of 3-4 male and female MPWs was to be supervised by one health
supervisor {male or female respectively).
The existing lady health visitors were to be converted into female health
supervisor.
IX. SUMMARY
Health planning being the part of national development planning comprises a range of
activities that share the goal of improving health outcomes, or improving the efficiency of
health services provision, or both. Health and Socio-economic developments are so closely
intertwined that is impossible to achieve one without the other. Health is a priority goal in
its own right, as well as a central input into economic development and poverty reduction.
Health sector is complex with multiple goals, multiple products, and different
beneficiaries.
Net sources
https://www.slideshare.net/FIROZQURESHI/five-year-plan-64020134
https://www.slideshare.net/aliyasidish/5-year-plan-ppt-2
INDEX
SL NO CONTENT PAGE NO
I A REVIEW OF PLANNING 1-3
i. Introduction
ii. Definition of planning
iii. Purpose of planning
iv. Characteristics of planning
v. Advantages of planning
II PLANNING COMMISSION 3-4
i. Structure of planning commission
ii. Functions of the planning commission
III HEALTH PLANNING 4-15
i. Introduction
ii. Concept of health planning
iii. Objectives of health planning
iv. National health planning
v. Planning process
vi. Elements in a health planning process
vii. Purpose of health planning
viii. Steps in health planning
ix. Levels of planning
x. Constraints of health planning
IV LEVELS OF PLANNING IN INDIA 15-24
V HEALTH AND FIVE YEAR PLANS 24-27
VI FIVE YEAR PLANS 27-43
VII VARIOUS COMMITTEE REPORTS ON HEALTH 43-48
VIII SUMMARY 48
IX RESEARCH ABSTRACT
X CONCLUSION 49
XI BIBLIOGRAPHY 50