DENR AO On EIA Public Participation
DENR AO On EIA Public Participation
DENR AO On EIA Public Participation
Definitions Section 3 (dd). Public Participation – open, transparent, gender- Public participation – is an element of the
Stakeholders - persons who may sensitive, and community-based public process that gives citizens, particularly
be significant affected by the involvement in the EIA process, aimed at ensuring stakeholders, the opportunity to influence
project or undertaking, such as, the social acceptability of a project or undertaking, major decisions that may affect their
but not limited to, members of the involving the broadest range of stakeholders, community and their environment.
local community, industry, local commencing at the earliest possible stage of
government units (LGUs), non- project design and development and continuing In the EIA Process, the goal of public
governmental organizations until post-assessment monitoring. participation is to enable citizens to take
(NGOs), and people’s responsibility for environmental protection
organizations (POs). Social Acceptability – acceptability of a project by and management through active
affected communities based on timely and involvement in the process.
informed participation in the EIA process
particularly with regard to environmental impacts Stakeholders – persons (natural or juridical)
that are of concern to them. Social acceptability who affect or are affected by the project or
within the EIA process administered by the undertaking, such as, but not limited to,
DENR-EMB is limited to its environmental aspects members of the local community, industry,
while its other aspects including resolution of local government units (LGUs), National
conflicts and other social acceptability issues is Government Agencies (NGAs) and non-
recognized by the DENR-EMB as falling entirely government organizations (NGOs) and
within the Local Government Unit’s jurisdiction people’s organizations.
and responsibility. The DENR-EMB review
process will provide guidance to the LGUs on
environmental aspects to consider in its resolution
of SA issues, e.g. EMB can advice on nature,
extent and magnitude of direct and indirect
impacts and impact areas to assuage the people’s
fears and concerns on environmental pollution,
health and safety.
Section 11.
a. ecological/environmental
soundness of the proposed
project;
b. effective implementation of the
public participation process;
c. resolution of conflicts;
d. promotion of social and
intergenerational equity and
poverty alleviation;
e. effective environmental
monitoring and evaluation; and
f. proposed mitigation and
enhancement measures.
Public Sec. 2.0 Public Information Section 12.
Information a. All information about the
proposed project or To engage meaningful public participation in
undertaking shall be the review of the EIA Report, an EIS
presented by the summary for the Public (ESP) in English and
proponent to the public in Filipino shall be submitted along with the
a language and manner requiremnts for ECC Application.
that are easily
understood. Such The ESP shall contain the ff information:
information shall include (…)
an evaluation of public
health, environmental, The draft EIS for review and the ESP shall
population, gender, be posted in the EMB Website at least 20
socio-economic, and days before the public hearing along with the
cultural impacts of the Notice of Public Hearing.
project or undertaking
and the appropriate
mitigation and
enhancement measures.
b. A notice of the
submission of an IEE/EIS
shall be posted by the
proponent, in
coordination with the
Regional Office or EMB,
as the case may be, in
the barangay and
municipal halls and other
conspicuous places in
the affected community,
together with a summary
of the proposed project
or undertaking.
Evidence demonstrating
compliance with these
requirements shall form part of
the supporting documents to be
submitted with the IEE/EIS.
Public Sec. 3.0 Public Consultation
Consultation
Proponents of projects or
undertakings required to undergo
an EIA shall initiate the conduct
of public consultations as
provided in the EMB Guidelines
on Public Participation and Social
Acceptability, to ensure that the
public’s concerns are fully
integrated into the EIA process.
Public The DENR, upon As a form of disclosure of the EIA findings, Public Section 13.
Hearings recommendation of the EIARC, Hearing is required for all new ECPs for which
shall hold public hearings for Public Scoping was undertaken and for PEIS- 13.1 One public hearing shall be
projects or undertakings requiring based applications. A waiver of the Public Hearing conducted for projects requiring EIS,
an EIS whenever: requested by the Proponent may be granted by PEIS, PEPRMP, and EIS-based
the DENR-EMB subject to the absence of EPRMP. For projects covering more
a. the magnitude of the project is mounting opposition or written request for one than one municipality, public hearing
such that a great number of with valid basis and Public Consultation may be may be conducted per municipality. The
people are affected; conducted instead of Public Hearing. The Notice following guidelines shall govern the
b. there is mounting public of Public Hearing provides explicit instructions on conduct of the public hearing.
opposition against the proposed registration, access to the EIA Report (with
project; or Project Fact Sheet written in the local dialect or
c. there is a written request for mixed with the popularly known language of the
the conduct of such public host communities), preparation of position papers,
hearing from any of the and on the mechanics of how issues may be
stakeholders. received before or during the hearing. Prior to
Public Hearings or Public Consultations, the
Sec. 5.0 Conduct of Public Proponent is required to give copies of the full EIA
Hearings Report to the EMB RO and host municipalities;
The DENR shall conduct such copies of Executive Summary to the host
hearings at a period to be agreed barangays; and copies of Project Fact Sheets to
upon between the DENR and the other stakeholders for a well-informed
proponent in consultation with participation in the hearing/consultation process.
other key stakeholders. All public
hearings shall be summary in Once an ECC/CNC is issued, the EIA
nature and shall not strictly recommendations are transmitted by the DENR-
adhere to the technical rules of EMB to the concerned GAs and LGUs to be
evidence. considered in their decision-making process. This
results to a more integrated, coordinated and
Sec. 6.0 Notice of Public Hearing participative safeguarding of environmental
Notice of public hearing shall be concerns
published once a week for two (2)
consecutive weeks in any Public Hearing Guidelines
newspaper of general circulation
at lest 15 days prior to the 1) A public hearing is a formal process that is
scheduled hearing. Notice shall initiated, planned and conducted by the DENR. It
likewise be posted in a is designed to promote dialogue or
conspicuous place in the communication between and among the project
municipality and barangay where proponent, the DENR and the public for the
the project is proposed to be purpose of exchanging information and views. It
located. All expenses incurred for provides a forum for the proponent and the DENR
the notices shall be charged to to understand community values or needs and
the proponent. appropriately respond to them. Further, it serves
as a venue to test alternative options for
Sec. 7.0 Hearing Officer resolution of issues or conflicts.
The EMB Director/RED shall 2) It should be noted that the Public Hearing is not
designate the hearing officer who the appropriate venue to ensure that the findings
shall be: of the EIA study had been communicated to the
a. of known probity and stakeholders. The communication by the
independence; preparers or proponents of the EIA study
b. familiar with rules and highlights should have been completed before the
procedures in the conduct of submission of the EIS. The processes, methods
public hearings; and proofs of the “feedback to the stakeholders”
should be described in the Process Document. As
c. skilled in effective dispute or such, the conduct of Public Hearing with the
conflict resolution; and primary aim of communicating the EIA results to
d. sensitive to the need for social the stakeholders is not a sufficient basis to require
acceptability and public a public hearing.
participation in the EIA process.
Sec. 8.0 Alternative Dispute or B. Pre-Public Hearing
Conflict Resolution Processes 3) In coordination with DENR, the proponent at its
The DENR, in consultation with own expense shall cause the publication of a
the proponent and other major notice of public hearing once a week for two (2)
stakeholders, shall nevertheless consecutive weeks in any newspaper of general
exert efforts to agree to adopt circulation with the second publication undertaken
appropriate alternative dispute or at least 15 days prior to the scheduled hearing.
conflict resolution processes, For example, the notices are published for two
including but not limited to consecutive Wednesdays with the hearing
mediation, facilitated decision- conducted 15 days after the second publication.
making and negotiation, taking
into consideration the unique ) Notices shall likewise be posted in conspicuous
characteristics of the project, the places in the municipality and barangay where the
issues, and the stakeholders. project is proposed to be located at least 15 days
Sec. 9.0 Process Documentation prior to the scheduled hearing. Announcements of
Report hearing may also utilize popular forms, e.g., radio,
The proponent shall prepare a public address system, posters, Sunday mass or
process documentation report on service. The proponent shall shoulder the
the public consultation, public expenses incurred for such notices.
hearing, alternative dispute or
conflict resolution processes 5) When the stakeholders do not have access to
used, which report shall be the usual means of communication, the proponent
validated by the EMB/EMPAS must utilize other forms of information
through appropriate means. Such dissemination such as radio, distribution of flyers,
process documentation shall publication in local newspaper/s, etc. so that
constitute part of the records of people will promptly learn about the Public
the EIA process. A copy of said Hearing and have adequate time to prepare for
report shall be transmitted to the participation in the process.
PENRO/CENRO within seven (7) 6) The announcement of public hearing shall
days from the end of the public conform to the DENR approved format. The notice
hearing/consultation and shall, should encourage early registration of participants
upon request, be made available and submission of position paper/s. These
by the PENRO/CENRO to all position papers may be formulated by interested
stakeholders and other interested parties (e.g., academe, NGOs/POs, LGUs, etc.) in
parties. Copies of the report shall support or in opposition relative to certain issues
be considered as public or components of the project.
documents.
7) The proponent should ensure the attendance of
stakeholders, particularly the LGU officials and
leaders of key sectoral organizations or
communities within the Direct Impact Areas (DIAs)
and other legitimate stakeholder representatives
in the Indirect Impact Areas (IIA). Annex 2-2
provides guidance on determination of DIA and
IIA while Annex 2-3 provides guidelines on
stakeholder identification. The number of
attendees in the Public Hearing is not as
important as the presence and active participation
of the DIA/IIA LGU officials as well as the diversity
of sectors that have legitimate interests or valid
issues on the proposed development.
8) The DENR shall conduct the public hearing
with the assistance of the proponent and preparer.
The Public Hearing shall be scheduled by the
DENR and the proponent in consultation with
other key stakeholders. All public hearings shall
be summary in nature and shall not strictly adhere
to the technical rules of evidence.
9) Public hearings shall be open, without the need
for a formal invitation, to all interested groups with
valid concerns about the proposed project.
0) Provision of EIA Report copies to the public:
a) The proponent shall provide at least one (1)
complete copy of the EIA Report to the EMB
Office, which is administratively designated as
directly responsible for overseeing the
preparations and conduct of the Public Hearing.
The EIA Report can be used as reference by
stakeholders who want to review the document for
drafting their position on the project.
b) The proponent shall also provide at least one
(1) copy of the EIA Report to each of the host
municipalities and at least one (1) copy of the
Executive Summary to each of the host
barangays. The copies must be lodged at the
development council offices or libraries of the
concerned LGUs for easy access by the people.
c) The proponent shall further provide copies of
Project Fact Sheet (2-3 paged document) to the
concerned EMB and host LGUs (at barangay and
municipality levels). The fact sheet is preferably
written in the local dialect or in a popularly
understood language of the host communities.
The proponent shall take the initiative and effort to
ensure copies of the Project Fact Sheet actually
reach the major stakeholders of the project. The
fact sheet must specify that full copies of the EIA
Report or Executive Summaries can be accessed
at the EMB or concerned LGUs.
11) Selection of a Public Hearing Venue
a) The determination of the venue for the public
hearing is a critical element of the entire process.
It can pre-determine or prejudiced the success or
failure of the exercise. As such, utmost care must
be exerted to select the most optimum venue.
b) The DENR-EMB office concerned, in
coordination with the EIS preparers, shall
determine the venue for the public hearing. The
venue must be neutral, i.e., it is not identified or
associated with a party who is in favor of or
against the project. Further, the venue must not
be conducted in a government location (e.g.,
office, conference hall) of a government unit or
agency that has regulatory control, jurisdiction or
interest over the project. For example, municipal
halls are not ideal venue inasmuch as the
proponent has to secure endorsements or permits
from the LGU. Also, the LGU may be identified or
perceived to be supportive of or against the
project. The selection of a private venue, on the
other hand, does not guarantee neutrality. The
same degree of care must be exerted in selecting
private venues (e.g., hotel).
12) Designation of a Hearing Officer
a) The EMB Director or DENR-EMB RD shall
designate a hearing officer with the following
qualifications:
i) of known probity and independence;
ii) familiarity with rules and procedures in the
conduct of public hearings;
iii) skill in effective dispute and conflict resolution;
and
iv) sensitivity to the need for social acceptability
and public participation in the EIA process.
b) A hearing officer need not be a lawyer nor a
DENR personnel. A professional
moderator/facilitator who possesses the
necessary qualifications may be designated as
hearing officer.
13) Powers and Duties of Hearing Officer
a) A hearing officer shall have the power and
authority to conduct the proceeding with the aim
of eliciting information and facts to support the
substantive review of the EIARC.
b) A hearing officer shall ensure that all
participants are given the opportunity to be heard
and to ventilate their positions/concerns regarding
the project. Furthermore, the public hearing officer
should ensure that these concerns are adequately
discussed.
c) A hearing officer shall endeavor to identify
options for possible resolution of issues and
conflicts.
d) He shall submit a report of the proceedings to
the EIARC within 10 days after the hearing.
e) He may also be called upon by the EIARC to
give a verbal report even prior to the submission
of the formal report for purposes of facilitating the
review process. The report shall be an
assessment of issues discussed or events that
transpired during the public hearing, and the
findings or recommendation of the public hearing
officer.
f) To facilitate the preparation of the report, the
hearing officer may require the
proponent/preparers to engage the services of a
stenographer (or equivalent) to prepare the
transcript of the session.
C. Public Hearing Proper
14) Matters to be Discussed in a Public Hearing
a) The hearing, as much as practical and
possible, may deal with any or a combination of
the following themes:
i) the proponent, especially their responsibilities to
the community;
ii) the project, including its elements or
components, its implementation and related
development;
D. Post-Public Hearing
16) Proponent Documentation: The proponent
must carefully document (in audio and preferably
in videotape form) all public hearings. Such
documentation shall be submitted to the Hearing
Officer who shall validate and carefully analyze
the process and results.
. The process documentation shall include the
following:
a) list of directory of participants
b) the issues, concerns, interests raised or
addressed during the public hearing.
c) the sequence of significant activities
undertaken or issues addressed
d) the process by which agreements or
resolutions were arrived at
e) the stakeholders and key players who most
actively participated, those who were present but
were quiet, those who were not represented
f) the outcome of the activity or undertaking
As a rule, the EIARC shall prescribed the
appropriate feedback mechanism/s (e.g., manner
of providing copies of the documentation) for
those who demand it and those deemed by the
EIARC as needing it.
17) Public Hearing Report by Public Hearing
Officer:
proceedings, videotapes, etc) shall be submitted
by the proponent within five (5) working days to
the EIARC, copy
furnished the public hearing officer
The Public Hearing Report shall have the
a) Project Background – project description,
location, implementation schedule and other
details as presented during the
public hearing.
b) Public Hearing Proceedings – administrative
arrangements (e.g., background on why public
hearing was required, schedules and actual time
utilized, venues, logistical supports provided, etc.),
summary/list of participants, and general
assessment of the conduct of the public hearing.
c) Summary of Issues and Discussions – a
summary (with annotation or reference to the
detailed transcriptions, if necessary) of issues and
concerns raised during the public hearing, the
parties concerned (the one who raised the issue
and the responding party), resolution/s or
agreement/s.
d) Recommendations and Conclusions – findings,
recommendations and/or conclusions of the
Public Hearing Officer especially with regard to
the issues or concerns raised by the stakeholders
AND assessment or determination if the basis or
reasons why a public hearing was required had
been resolved.
e) Essentially, the report is an assessment of
issues discussed or events that transpired during
the public hearing, and the findings or
recommendation of the officer. The PH Officer
may also be called upon by the EIARC to give a
verbal report even prior to the submission of the
formal report for purposes of facilitating the review
process.
Compliance Sec. 10.0 Compliance Monitoring Post-ECC multi-sectoral validation of a They shall be represented as member of the
Monitoring Proponent’s self-monitoring results is instituted for Multi-partite Monitoring Team (MTT) which
a. A multi-partite monitoring team PEIS/EIS-based projects. On the side of the EMB, may be created for the monitoring of project
(MMT) shall be formed through its Project Environmental Monitoring and impacts. The general public who were not
immediately after the issuance of Audit Prioritization Scheme (PEMAPS), a identified as SH still welcome to participate
an ECC pursuant to an EIS. The mechanism is provided for determination of EMB during public hearings.
MMT shall be principally tasked monitoring strategy and EMB monitoring priority
to undertake monitoring f rank a project will be assigned to, which provides MMTs shall only be for ECPs. All other
compliance with the ECC guidance to the public on the applicable MMTs including clustered MMTs shall be
conditions, the EMP and monitoring schemes for the project. deemed automatically dissolved. ECC
applicable laws, rules and condition on the creation of MMTs for Non-
regulations. b) Monitoring by Multi-partite Monitoring Team. ECPs shall be deemed invalid.
MMTs are organized to encourage public
participation, to promote greater stakeholder The project proponents and EMB-DENR
b. Monitoring of compliance with
vigilance and to provide appropriate check and shall no longer be members of the MMT. The
the proponent’s ECC issued
balance mechanisms in the monitoring of project EMB-DENR shall provide oversight guidance
pursuant to an IEE, and
implementation. The MMT is recommendatory to to the MMT and consider its reports and
applicable laws, rules and
EMB. recommendations in its impact and
regulations, shall b undertaken by
compliance evaluation.
the concerned PENRO and
MMTs have the primary responsibility of validation
CENRO with support from the
of Proponent’s environmental performance, with It shall conduct regular performance audit of
Regional Office and/or EMB
the following specific functions: the MMTs. The project proponent shall
whenever necessary. i) Validate project compliance with the conditions provide funds for the MMT activities based
stipulated in the ECC and the EMP; on the Annual Work and Financial approved
ii) Validate Proponent’s conduct of self-monitoring; by the EMB.
iii) Receive complaints, gather relevant
information to facilitate determination of validity of The composition of the MMT shall be
Sec. 11.0 Composition of the complaints or concerns about the project and rationalized to be representative of relevant
MMT timely transmit to the Proponent and EMB SH groups as identified based on Section
recommended measures to address the 10. For it to be a truly independent third party
The composition of the MMT and complaint; entity, the following shall compose the
their responsibilities shall be iv) Prepare, integrate and disseminate simplified reconstituted MMT:
provided in a Memorandum of validation reports to community stakeholders;
Agreement (MOA) negotiated by v) Make regular and timely submission of MMT (..)
the proponent, the DENR and the Reports based on the EMB-prescribed format.
major stakeholders. In all cases, Section 17. Functions of the MMT;
the MMT shall be composed of Core membership of the MMT: The MMT shall be Section 18. MMT Formation and
representatives of the proponent composed of representatives of the proponent Operationalization.
and of a broad spectrum of and of stakeholder groups, including
stakeholder groups, including representatives from concerned LGUs, locally
representatives from the LGUs, accredited NGOs/POs, the community, concerned
NGOs/POs, the community, EMB Regional Office, relevant government
women sector, concerned agencies, and other sectors that have been
PENRO and CENRO, with identified during the EIA Study as potentially
support from the Regional Office affected by the various phases of the project.
and/or the EMB, whenever
necessary, the academe, Formation of the MMT: After the ECC is issued;
relevant government agencies, the proponent initiates the formation of its MMT by
and other sectors that may be holding a meeting with the concerned EMB Office.
identified in the negotiations The proponent presents a list of potential MMT
leading to the execution of the members based on stakeholder identification
MOA. using the pro forma in Annex 2-3 as validated in
the EIA Study. The proponent then prepares a
Sec. 12.0 Delegation of draft project- based Memorandum of Agreement
Monitoring Responsibilities (MOA) for the creation of the MMT and
establishment of the Environmental Monitoring
The MMT may seek the Fund (EMF) and Environmental Guarantee Fund
assistance of experts in its (EGF) based on the pro-forma presented in Annex
monitoring activities. However, 3-4.
such assistance shall not absolve
members of the MMT from their MOA conditions shall be discussed, subjected to
agreement among the MMT members and
responsibilities under the MOA. finalized during the meeting, then routed to the
signatories. After the MOA signing, LGUs, GAs
and other organizations identified as having
representation in the MMT shall officially
designate specific personnel who meet the criteria
specified in the MOA as representative of these
entities through a written office order /
endorsement.