National Institute of Justice: The Rights of Crime Victims-Does Legal Protection Make A Difference?
National Institute of Justice: The Rights of Crime Victims-Does Legal Protection Make A Difference?
National Institute of Justice: The Rights of Crime Victims-Does Legal Protection Make A Difference?
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National Institute of Justice J US T I C E P
Issues and Findings and weak victims’ rights laws indicate ability to participate in the system be-
continued… the need to strengthen legal protection, cause victims cannot participate unless
additional steps may be necessary to ad- they are informed of their rights and of
two States studied where legal dress the other, intervening factors, to the time and place of the relevant crimi-
protection is strong, victims were better ensure that the laws have their nal justice proceedings in which they
more likely than in the two selected intended effects. may exercise those rights. Victims
weak-protection States to be af- clearly attested to the importance of their
forded their rights, to be involved, rights to attend and be heard at proceed-
and to feel the system is responsive. Assessing the implementation of
ings (see “The Importance of Victims’
They were more likely: victims’ rights Rights to Victims Themselves” on page
● To be notified of events in their The experiences of crime victims in the 4), but unless they receive notice of pro-
cases. two States studied where legal protection ceedings and of their rights, cannot exer-
of victims’ rights is strong were compared cise those rights.
● To be informed of their rights with those in the two States studied
as crime victims and of services where protection is weak. In each group, At most points in the criminal justice
available. the victims were asked whether they process, from arrest through the parole
were afforded their rights in several hearing, victims in strong-protection
● To exercise their rights (though areas. Were they kept informed of case States were much more likely to receive
not at all stages of the criminal proceedings and their rights as victims? advance notification than those in weak-
justice process). Did they exercise those rights? Did they protection States. (See exhibit 1.) At cer-
receive adequate notification of available tain other points in the process, however,
● To give high ratings to the crimi-
victim services?5 Did they receive resti- the difference between the two groups
nal justice system and its various
tution for the crime committed against was not significant. For example, the
agents, such as the police.
them? They also were asked what losses proportions of victims who were not in-
they suffered as a result of the crime, formed of plea negotiations were nearly
Legal protection is not sufficient, the same in strong- as in weak-protec-
however, to guarantee victims’ and they rated their satisfaction with the
criminal justice process and its various tion States, despite the fact that both
rights. More than one in four victims strong-protection States—but neither
from the two strong-protection representatives.
weak-protection State—had a law requir-
States were very dissatisfied with the ing that victims be informed of such ne-
Representatives of the criminal justice
criminal justice system. Nearly half of gotiations. In other words, the relative
system are the implementors of laws that
them were not notified of the sen- strength, and even the existence, of laws
provide victims access to information and
tence hearing, and they were as providing this right made no difference
facilitate victims’ participation in the
unlikely as those in weak-protection to the provision of the notice.
criminal justice process. For this reason,
States to be informed of plea nego-
officials from various components of the
tiations. Substantial proportions of
system, as well as victim assistance pro- In other cases, while the strength of the
victims in both the strong- and
fessionals, were asked how much they legal protection for a victim’s right did
weak-protection States were not
were aware of victims’ rights and how appear to affect the rate at which the
notified of other rights and services,
well they believed these rights are imple- right was provided, it was not sufficient
including the right to be informed
mented in their jurisdiction. (For further to ensure that most victims in fact re-
about protection and to discuss the
details of the study’s methodology, includ- ceived the right. For example, far more
case with the prosecutor.
ing the definition of “strong-protection” victims in strong-protection than weak-
and “weak-protection” States, see “Mea- protection States were notified of the
Strong legal protection—either defendant’s pretrial release, but more
through State constitutional suring the Effectiveness of Victims’ Rights
Laws—the Study Design,” on page 3.) than 60 percent of victims in those
amendments or other means— strong-protection States did not receive
appears to be a necessary but not a such notice. (See exhibit 1.) Similarly,
sufficient condition for ensuring the Notification of case events and nearly twice as many victims in strong-
protection of crime victims’ rights, proceedings protection States as in weak-protection
because a host of intervening fac- States were notified in advance of the
tors, such as knowledge, funding, Perhaps the most fundamental right of a
crime victim is the right to be kept in- sentencing hearing, but more than 40
and enforcement, mediates the percent of such victims were not notified.
actual “delivery” of victims’ rights. formed by the criminal justice system.
Notification plays a key role in a victim’s (See exhibit 1.) Lack of such advance
Target audience: Victims’ rights
organizations, criminal justice offi-
cials, and other government officials
at State and local levels. 2
R e s e a r c h i n B r i e f
of its legal protection of victims’ rights. Prosecutors Legislators b. Failure of crime victims who have reported
Groups of strong- and weak-protection crimes to the police to disclose the crime when
Parole and probation Victim coalition
States were identified, and two States from contacted by victimization survey interviewers
officials directors is consistent with the results of reverse records
each group were selected as sites for study.
Victim assistance Other government check studies (e.g., Reiss, A.J., Jr., and J.A.
(Both strong States had constitutional
Roth, eds., Understanding and Preventing Vio-
amendments covering victims’ rights, coordinators officials lence, Washington, D.C.: National Academy
whereas neither weak State did.) Victim-witness staff Press, 1993: appendix B).
Crime victims’ views. From the four Defense attorneys c. Because the distribution of types of crime
States, adult (age 18 and older) crime vic- victims differed among the four States, inter-
Police and sheriffs view data were weighted by State, using the
tims’ names and locational information
proportion of victims in the entire sample as
were obtained from department of correc- *Judges constituted almost half the people
case weights. Thus, the distribution of crime
tions and victims’ compensation agencies. interviewed at the local level. types in strong and weak protection States was
Of the 2,245 victims who could be lo- identical. The weighted number of crime vic-
Can the findings be generalized? By their tims in the sample was 1,312.
cated, 665 (29.6 percent of the contacted
very nature, the findings of social science
sample) denied that they or a family mem- d. All interviews were conducted by SRBI, a New
studies that are not true experiments can
ber had been a recent victim of crime.b Of York-based survey research firm, using a com-
establish relationships among various factors;
the remaining 1,580 respondents, inter- puter-assisted telephone interview procedure.
more difficult is establishing definitive,
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● Being informed about the defendant’s ● Being present during release hearings. a. The rights are listed in descending order of
release on bond. their rating.
● Being informed about postponement of
grand jury hearings.
as victims
Bond hearing
Crime victims not only need to be noti-
fied about events and proceedings in Pretrial release of defendant
the criminal justice process, they also
need to be informed of their legal Trial scheduling
rights. They need to know, for ex-
ample, not only that the trial has been Sentencing hearing
scheduled, but also that they have a
right to discuss the case with the Parole hearings
prosecutor. As expected, there were
significant differences on this score Plea negotiations*
between strong- and weak-protection
States. It was much more common in Dismissal of charges*
the strong-protection States for crime
0 10 20 30 40 50 60 70 80 90 100
victims to be notified of their various
rights and of the availability of Strong-Protection States Weak-Protection States
services. (See exhibit 2.) For example,
almost three-fourths of victims in
strong-protection States were informed * Difference between groups is not statistically significant.
of the availability of victim services,
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R e s e a r c h i n B r i e f
while less than half in weak-protection of the rights to participate. Research- groups of States, who knew of the pro-
States received such information. ers asked crime victims who indicated ceeding and of their legal rights, exer-
they had received such information cised those rights.
There were similar differences when it whether they had in fact exercised
came to being informed of the right to their rights to attend, make statements While the strength of the legal protec-
discuss the case with the prosecutor, at, or otherwise participate in the tions of victims’ rights to participate
make a victim’s impact statement, and criminal justice process. The re- did appear to influence the numbers of
make a statement at the parole hearing. sponses of victims in strong-protection victims who exercised some rights to
Victims in the strong-protection States and weak-protection States were then participate, victims in both groups of
fared better. But again, as with notifica- compared. States were more likely to exercise
tion of case-processing events, even in some rights than others. For instance,
the strong-protection States large pro- At some points in the criminal justice most victims in both strong- and weak-
portions of crime victims were not process, among victims who had re- protection States who were notified of
notified of their rights and of available ceived the prerequisite notice, victims the sentencing hearing and their rights
services. Thus, almost 40 percent of in the strong-protection States were to participate attended sentencing
victims in the strong-protection States more likely to exercise their rights hearings (72 percent) and made an im-
were not informed they could make an than those in weak-protection States. pact statement at sentencing (93 per-
impact statement at the parole hearing. They were more likely to make recom- cent). Relatively few victims in either
mendations at bond hearings, to make group, even when they were aware of
Exercising their rights recommendations about sentences, their rights and of the proceeding,
and to make an impact statement at exercised their rights to make recom-
Notifying crime victims in advance of the parole hearing. (See exhibit 3.) mendations at bond hearings or to at-
events and proceedings in the criminal At other stages, such as making an tend parole hearings. (See exhibit 3.)
justice process, and informing them of impact statement at sentencing, or
their rights to participate in that pro- attending the parole hearings, similar Obtaining restitution
cess, are prerequisites to the exercise percentages of victims from both
Another important area of victims’
rights examined in this study was the
right of victims to restitution–the court
Exhibit 2. Notification of services and rights—percentage notified orders a convicted defendant to repay
the victim for crime-related economic
Right
losses. Contrary to the hypothesis that
judges in strong-protection States
Availability of would be more likely to order restitu-
victim services tion whenever a victim had sustained
economic losses, they were signifi-
cantly less likely to do so (22 percent,
Right to discuss case in contrast to 42 percent in the weak-
with prosecutor protection States).6 In the cases in
which restitution was ordered, there
was no significant difference in the
Right to make percentages of victims from strong-
impact statement and weak-protection States who actu-
ally received restitution (37 percent
versus 43 percent). Overall, victims in
Right to make impact strong-protection States who were eli-
statement at parole hearing gible for restitution were significantly
less likely than their counterparts in
0 10 20 30 40 50 60 70 80 90 100 weak-protection States ever to receive
any restitution (8 percent, in contrast
Strong-Protection States Weak-Protection States to 18 percent).
Note: All figures are statistically significant at the 0.05 level or less.
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R e s e a r c h i n B r i e f
6
R e s e a r c h i n B r i e f
7
R e s e a r c h i n B r i e f
analyzed, this time in relation to the reported several major crime-related spent it participating in the justice
Victims’ Impact Scale scores. Again, losses. For certain kinds of losses— system and obtaining services.
the analysis revealed a strong correla- property damage or destruction, prop-
tion, indicating that victims who erty or monetary loss, time away from How the criminal justice system
thought their participation had an im- work or school to consult with the po-
pact on their cases were more satisfied
views crime victims’ rights
lice, and canceled insurance coverage
with the system. or increased premiums—strong legal This study also included a survey of
protection made no difference, be- criminal justice and victim assistance
Crime-related physical, cause victims in both weak- and professionals at the State and local
strong-protection States were equally levels. There were two reasons for
financial, and mental
affected. (See exhibit 6.) For other their inclusion. The first is that those
health problems kinds of problems resulting from the professionals can affect crime victims’
Crime victims experience a variety of crime—time lost from work or school ability to recover and to cope with the
losses relating to the crime. They may because of injuries and receiving aftermath of the offense and the stress
sustain physical or psychological inju- medical treatment for those injuries— of participation in the criminal justice
ries, with some victims requiring coun- victims from the weak-protection system. The average citizen, newly
seling. They may lose money or suffer States were more likely to be affected. thrust into the criminal justice system
property destruction, loss, or damage. But victims in strong-protection States as a victim of crime, often has little
Victims may lose time from work or were more likely to note a loss of time understanding of the basic workings
school as a result of their injuries or as from work or school because of consul- of the system. Representatives of the
a consequence of time spent consulting tations with prosecutors, attending various components of the criminal
with law enforcement or prosecutors, or trial, or receiving counseling. This justice system and victim assistance
attendance at court proceedings. could be viewed not so much as a professionals can play key roles in
greater problem than as a greater op- helping facilitate access and under-
Whether they were from weak- or portunity: Although the time these vic- standing as cases progress.
strong-protection States, victims tims lost cannot be discounted, they
There was another important rationale
Exhibit 5. Victims’ satisfaction with the criminal justice system—
for surveying such professionals. The
percentage who are very or somewhat satisfied
survey of crime victims produced a
wealth of data on whether the strength
Component of victims’ rights laws influenced the
rate at which victims received their
rights and on victims’ satisfaction with
Police the criminal justice system. However,
it could not suggest reasons that laws
might or might not produce such an
effect. Local and State professionals
Prosecutors were surveyed to begin to explore such
reasons.7 The data produced by these
surveys inform the discussion of influ-
ences on the implementation of victims’
Victim/Witness rights, and suggest additional avenues
Staff Judges for research.
Thus, State and local officials and ad-
Criminal Justice vocates were surveyed to determine the
System extent to which they were aware of the
legal rights of victims, their views of
how victims’ rights are ensured, and
0 10 20 30 40 50 60 70 80 90 100
their thinking about what further steps
Strong-Protection States Weak-Protection States may be necessary to strengthen the pro-
tection of victims’ rights. The interviews
Note: All figures are statistically significant at the 0.05 level or less.
with such officials revealed much the
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R e s e a r c h i n B r i e f
9
R e s e a r c h i n B r i e f
for implementing victims’ rights, only ing legal protection of crime victims’ rights. Criminal justice officials are
about one-third of all officials at the rights. Where legal protection is not likely to enforce victims’ rights
local level said it had (and there was strong, victims are more likely to be laws if they are unaware they exist.
little difference between the weak- and aware of their rights, to participate in They may be less likely to seek fund-
the strong-protection States). What is the criminal justice system, to view ing for services they do not know they
more, very few of those without fund- criminal justice system officials favor- have a duty to provide. Victims are un-
ing said they had actively sought it in ably, and to express more overall satis- likely to attempt to assert rights they
the previous year. faction with the system. Moreover, the do not know they have.
levels of overall satisfaction in strong-
At the State level, officials offered a protection States are higher. Strong le- Even when criminal justice officials
similar assessment of funding; that is, gal protection produces greater victim know what the law requires of them,
those from strong-protection States involvement and better experiences they may not have the means to carry
were more likely to believe that fund- with the justice system. A more favor- out their duties. Victims’ rights can be
ing was adequate than were those able perception of the agents of the ensured only if resources are sufficient,
from weak-protection States. (Half the system—police, prosecutors, victim/ and resource limitations were cited by
State leaders in strong-protection witness staff, and judges—is another officials as the most common reason for
States, in contrast to 31 percent in the benefit. Because strong legal protec- being unable to fulfill their duties un-
weak-protection States, believed fund- tion at the State level is associated der the law. It can be assumed that
ing for implementation of victims’ with victim awareness, participation, there is a relationship between the
rights was adequate.) The State leaders and satisfaction, some have advocated strength of legal mandates and the pro-
also cited increased funding—specifi- a Federal constitutional amendment to vision of funding to implement those
cally for additional staff (victim/wit- protect victims’ rights. mandates. In other words, it is reason-
ness coordinators and criminal justice able to assume that States with stronger
staff)—more often than any other On the other hand, legal protections legal mandates for the provision of vic-
need. And whether they were from per se, regardless of their relative tims’ rights tend to provide more funds
States with weak or strong legal pro- strength in State law or State constitu- for implementation than States with
tection, these leaders most often cited tions, are not always enough to ensure weaker mandates. While this study did
increased funding or staffing when victims’ rights. As the study revealed, not attempt to measure the actual levels
they were asked how they would mini- even in States where victims’ rights of funding, officials in the States with
mize problems in providing victims’ were protected strongly by law, many strong legal protections of victims’
services. victims were not notified about key rights were more likely to believe that
hearings and proceedings, many were funding was adequate.
In prioritizing suggestions to improve not given the opportunity to be heard,
the treatment of crime victims in their and few received restitution. In the Finally, even where strong laws exist
criminal justice systems, leaders in strong-protection States examined in and are fully understood, and where
weak-protection States most frequently this study, more than one in four vic- resources are adequate, there may be
named the establishment, enhance- tims were very dissatisfied with the a need for additional enforcement
ment, and/or enforcement of victims’ criminal justice system as a whole. mechanisms to ensure that victims are
rights laws as their top priority; in- given their rights. While some enforce-
creased funding was a secondary pri- Mediating factors. Several mediat- ment mechanisms may involve giving
ority. By contrast, among leaders in ing factors were identified as influenc- victims the power to assert their legal
the strong-protection States, the larg- ing the provision of victims’ rights, rights, others might involve procedures
est percentage of responses dealt with beyond the strength of the statute or that better allow criminal justice agen-
issues of increased funding and re- State constitutional amendment. The cies to monitor their own compliance
sources for victim-related services and first among these is knowledge of vic- with victims’ rights laws.
programs, followed by the need for tims’ rights. The survey of local crimi-
better education of criminal justice nal justice officials and victim service Strengthening victim protection. In
officials regarding victims’ rights. professionals revealed a lack of aware- view of these considerations, the States
ness of victims’ rights and how those and/or the criminal justice system can
rights are implemented. The level of take several steps, on a variety of fronts,
What more needs to be done to strengthen victim protection:8
criminal justice officials’ and victims’
The findings offer support for the posi- knowledge of victims’ rights influences
tion of those who advocate strengthen-
● Keep victims informed, provide them
their conduct with respect to those
with opportunities for input, and
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R e s e a r c h i n B r i e f
consider that input carefully for, as Notes 5. The term “victim services” refers to a wide
the study revealed, informed victims, range of programs and policies (such as crisis
1. President’s Task Force on Victims of Crime counseling, transportation, and employer inter-
and those who thought their input had
Final Report, Washington, D.C.: President’s cession) that provide assistance directly to
influenced criminal justice decisions, Task Force on Victims of Crime, December crime victims.
were more likely to be satisfied with 1982:114.
the criminal justice system. 6. Restitution-eligible cases are those in which
2. For current information about the status of the victims sustained economic losses and the
● Make changes to ensure that restitu- crime victims’ rights laws, contact the National defendants pleaded guilty or were convicted.
tion is ordered, monitored, paid, and Center for Victims of Crime at 2111 Wilson Findings are significant at the .05 level or less.
received.9 Boulevard, Suite 300, Arlington, VA 22201
(703–276–2880). 7. Because in this part of the analysis the
● Offer criminal justice officials and sample size for each type of State was relatively
crime victims additional education 3. For a recent review of research, see Kelly, small, the data were not subjected to the same
about victims’ rights and their legal D.P., and Erez, E., “Victim Participation in the type of statistical analysis as were the data from
mandates. Criminal Justice System,” in R.C. Davis, A. J. victims.
Lurigio, and W.G. Skogan, eds., Victims of
● Take steps to seek and ensure ad- Crime (second edition), Thousand Oaks, Cali- 8. The Council of State Governments-Eastern
equate funding for victims’ services fornia: Sage, 1997. Currently under way is a Regional Conference (see note 3) is currently
and the implementation of victims’ survey, conducted by the Council of State planning a regional conference that will ad-
rights. Governments, Eastern Regional Conference, dress such issues as identifying victim issues
of the attitudes of citizens, including crime that could be addressed through legislation,
● Institute mechanisms to monitor the victims, toward the criminal justice system. modifying existing victims’ rights legislation,
provision of victims’ rights by crimi- The survey, which will cover 10 Northeastern and developing model legislation that could
nal justice officials whose duty is to States, will cover the extent and nature of vic- meet crime victims’ needs.
implement the law, and provide a timization, perceptions of victims’ rights and
means by which victims who are de- victims’ services, and victims’ experiences in 9. There is a useful discussion of restitution
reporting crime. issues in “Making Victims Whole Again,” by
nied their rights can enforce those
B.E. Smith and S. W. Hillenbrand, in R.C.
rights.10 4. Formerly the National Victim Center. Davis, A. J. Lurigio, and W.G. Skogan, eds.,
Victims of Crime.
Dean G. Kilpatrick, Ph.D., professor Copies of the full report, “Statutory
of psychology and Director of the and Constitutional Protection of 10. A recent report by the Office for Victims of
Victims’ Rights: Implementation and Crime presents recommendations from crime
National Crime Victims Research and
Impact on Crime Victims,” by David victims, victim advocates, criminal justice
Treatment Center at the Medical Uni- practitioners, health professionals, and re-
versity of South Carolina (Charleston, Beatty, Susan Smith Howley, and
searchers. See New Directions from the Field:
South Carolina), was the study’s Dean G. Kilpatrick (Washington,
Victims’ Rights and Services for the 21st Cen-
D.C., National Victim Center,
Research Director. David Beatty, J.D., December 20, 1996), are available
tury, Washington, D.C.: U.S. Department of
Director of Public Policy, National Justice, Office for Victims of Crime, 1998.
from the National Criminal Justice NCJ170600.
Center for Victims of Crime (Arling- Reference Service. Through NIJ’s
ton, Virginia), was the Project Direc- Data Resources Program, the data This and other NIJ publications can be
tor; Susan Smith Howley, J.D., who generated by the study have been found at and downloaded from the NIJ
also contributed to the report, is As- deposited with the National Archive Web site (http://www.ojp.usdoj.gov/nij).
sistant for Legislative Services at the of Criminal Justice Data (NACJD)
National Center for Victims of Crime. for public availability. The data can The National Institute of Justice is a
The survey interviews were conducted be accessed early in 1999 at the component of the Office of Justice
by Schulman, Ronca, and Bucavalas, Web site of the Inter-university Programs, which also includes the Bureau
Inc., under the direction of Dr. John Consortium for Political and Social of Justice Assistance, the Bureau of Justice
Research (ICPSR), which adminis- Statistics, the Office of Juvenile Justice and
Boyle. The research was conducted
ters the NACJD: http:// Delinquency Prevention, and the Office for
and the report prepared under a www.icpsr.umich.edu/NACJD/ Victims of Crime.
cooperative agreement between the archive.html or by contacting ICPSR,
National Center for Victims of Crime University of Michigan, Institute for Findings and conclusions of the research
and the National Institute of Justice Social Research, P.O. Box 1248, reported here are those of the authors and do
(# 93–IJ–CX–K003). Ann Arbor, MI 48106–1248 (phone not necessarily reflect the official position or
policies of the U.S. Department of Justice.
734–998–9900; fax: 734–998–9889;
e-mail: [email protected]). NCJ 173839
11
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