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Electron Diffraction
http://dx.doi.org/10.5772/61781
Abstract
Electron microscopes are usually supplied with equipment for obtaining diffraction pat‐
terns and micrographs from the same area of a specimen and the best results are attained
if the complete use is to be made of these combined facilities. Electron diffraction patterns
are used to obtain quantitative data including phase identification, orientation relation‐
ship and crystal defects in materials, etc. At first, a general introduction including a geo‐
metrical and quantitative approach to electron diffraction from a crystalline specimen,
the reciprocal lattice and electron diffraction in the electron microscope are presented.
The scattering process by an individual atom as well as a crystal, the Bragg law, Laue
conditions and structure factor are also discussed. Types of diffraction patterns such as
ring pattern, spot pattern and Kikuchi pattern, and general and unique indexing diffrac‐
tion patterns are explained. The procedure for indexing simple, complicated and imper‐
fect patterns as well as Kikuchi lines and a combination of Kikuchi lines and spots is
outlined. The known and unknown materials are identified by indexing patterns. Practi‐
cal comparisons between various methods of analysing diffraction patterns are also de‐
scribed. The basic diffraction patterns and the fine structure in the patterns including
specimen tilting experiments, orientation relationship determination, phase identifica‐
tion, twinning, second phases, crystallographic information, dislocation, preferred orien‐
tation and texture, extra spots and streaks are described in detail. Finally, electron
diffraction patterns of new materials are investigated.
Keywords: Electron diffraction pattern, Spot and ring pattern, Kikuchi line, Phase identi‐
fication
1. General introduction
In quantum mechanics, electrons may be considered as particles or waves. Electrons are used
in transmission electron microscopy (TEM) because the wavelength of electrons is shorter than
the visible light. For this reason, high magnifications can be achieved in TEM. In TEM, tungsten
filament is usually used to produce a monochromatic beam of electrons by thermionic or field
© 2016 The Author(s). Licensee InTech. This chapter is distributed under the terms of the Creative Commons
Attribution License (http://creativecommons.org/licenses/by/3.0), which permits unrestricted use, distribution,
and reproduction in any medium, provided the original work is properly cited.
4 Modern Electron Microscopy in Physical and Life Sciences
emission processes. Electrons are accelerated by applied voltage and focused by the objective
lens. These particles with negative charge travel the spiral path when passing through the
electromagnetic lenses. Then, this beam of electrons is transmitted through very thin specimen
(thickness about 100–300 nm) and magnified by the electromagnetic lens, forming the electron
diffraction pattern. Electrons are accelerated to close to the speed of light at high voltages. So,
relativistic effects should be considered in equations of electron beam wavelength in electron
microscopy at high accelerated voltage. The modified relativistic wavelength is
h
l=
(1)
( 2m Ve (1 + eV / 2m c ))
1/ 2
2
e e
When a beam of electrons transmits through a thin specimen, different interactions can occur
such as ionization, secondary emission and excitation with loss of energy and can be scattered
by nuclei and electron cloud without loss of energy. The elastic scattering process by an isolated
atom is illustrated in Figure 1.Some of the electrons are backscattered and the rest are scattered
by nucleus and electron cloud (Rutherford scattering). The atomic scattering amplitude for
electrons f θ (atomic diffraction factor: a measure of the diffracting capability of an isolated
atom) is given by
2
m e2 æ l ö
fq = e 2 ç ÷ ( Z - fx ) (2)
2 h è sinq ø
where θ is the scattering angle, Z is the atomic number of isolated atom (Rutherford scattering)
and f x is the atomic scattering factor for X-rays. The elastically scattered electrons’ main
contribution is in the form of diffraction patterns. Most of the particles are scattered within
±5 ° of the direct incident beam [2].
Figure 1. Electrons are as plane wave and black circle is an isolated atom. Electrons are scattered from electron cloud
and nucleus of a single atom at the angle θ .
two slits in which the length and width of slits are l and a, respectively, with respect to
l ≫ a. Also, bright and dark fringes are formed on the screen which is placed at a distance S ,
with respect to S ≫ a. If the waves are in-phase when passing through the slits, there is relative
phase difference between two secondary sources. Two beams of electrons have constructive
interference if their relative phase difference is an integer multiple of λ (δ = nλ), then the bright
fringes are formed on the screen. Similarly, two beams of electrons have unconstructive
interference if their relative phase difference is not an integer multiple of λ (δ = nλ/2). Therefore,
dark fringes
are formed
on the screen,
in which
intensity
is very
low or zero. Alternating
bright
and dark lines are formed on the screen. The intensity of the bright fringes at the center is very
and
high θ away from the center
their
as θ increases, intensity
are
and width decreased.
‐ In a real
three-dimensional crystal lattice, diffraction of electron beams occurs by regular spacing
between atoms, which creates an interference pattern.
ʼ
Figure 2. Diffracted beam of electrons by barrier with two slits (Young’s slits). (a) Lines bright (constructive interfer‐
ence), (b) Lines dark (unconstructive
interference).
‐
‐
6 Modern Electron Microscopy in Physical and Life Sciences
In general, electron diffraction is according to kinematical theory and some assumptions must
also be considered [2, 3].
For studying the scattered and transmitted beams, a cross-section of a thin specimen with a
perfect crystal lattice is considered. Incident coherent electron and in-phase beams are radiated
from the top surface of the thin specimen. This electron beam is collided with two atoms, each
of which belongs to a plane (two adjacent planes) with different hkl (Miller indices) with
interplanar spacing of crystal lattice being equal to d . Then, the electron beam is diffracted by
elastic scattering. These waves are coherent and in-phase after passing through the sample if
the path difference of the electron beam is an integer number of wavelength (constructive
interference), that is, geometric relationships AC + AD = nλ and AC = AD = dsinθ are satisfied, as
can be seen in Figure 3. So, the following relationship is established:
where d is the interplanar spacing, θ is the angle between incident and diffracted beams, λ is
the electron wavelength and n is the integer number of order diffraction. This relationship is
known as the Bragg law. Basically, first-order diffraction is n = 1 and Miller indices are used
for higher orders n ≥ 2.
Figure 3. Incident, transmitted and diffracted electron beams in a thin specimen for the Bragg law.
In the Bragg law, electrons are collided with the crystal planes. Some of them are diffracted
and the rest are transmitted through the specimen, which does not participate in the formation
of the diffraction pattern [1–3].
Electron Diffraction 7
http://dx.doi.org/10.5772/61781
CAD = r . P = nl (4)
P .a = hl
P .b = kl (5)
P .c = ll
These algebraic relations are known as Laue conditions. These relations must be satisfied when
strong diffraction occurs [2, 3].
Figure 4. Incident and diffracted waves of atoms in the thin specimen arep0 and p, respectively, the angle between
them is 2θ and the distance from atom A to atom B is described by vector r .
8 Modern Electron Microscopy in Physical and Life Sciences
Diffraction intensity is different for each of the crystalline planes because the distribution of
atoms per unit area is not the same for individual planes. Using the kinematical theory of
electron diffraction, a set of crystal planes can be determined for which the diffraction intensity
is zero. The structure factor can be defined as a mathematical function stating the amplitude
and phase of electron beam diffracted from crystallographic planes. In the structure factor, the
location of atoms in the reflection plane and atomic specifications is considered to describe the
diffraction process. Also, the structure factor is the sum of the scattered amplitudes of single
atoms f n and the sum of the phase differences, that is,
{
Fhkl = å fn exp 2p i ( hxn + kyn + lzn ) } (6)
n
where xn , yn , zn are positions of the atom in the Cartesian coordinates. The intensity of the
diffracted wave is
( ) ( )
2 2
I µ F µ f 2 é1 + cos p ( h + k + l ) ù + f 2 é sin 2p ( h + k + l ) ù
2
(7)
ë û ë û
In the above relationship, the intensity is sometimes zero, which belongs to any diffraction not
existing in these planes and is called a forbidden reflection. By use of the Bragg law and
structure factor, diffracted planes in the crystal can be determined. For intermetallic com‐
pounds, the diffraction intensity is different because atomic scattering factors of individual
metals forming the intermetallic compound are not the same. For example, intermetallic
compounds with an AB structure have diffracted intensity according to the following relations:
I µ ( f A + f B ) when h + k + l is even
2
(8)
I µ ( f A - f B ) when h + k + l is odd
2
Diffraction rules for some of the conventional crystalline structures are presented in Table 1 [2].
a. The diffraction vector g(hkl ) of reciprocal lattice is perpendicular to the plane of the crystal
lattice
b. g(hkl ) = 1 / dhkl
The Ewald sphere displays the relation between the reciprocal lattice and the diffraction
pattern with a radius of 1 / λ . The formation of the Ewald sphere in the reciprocal lattice and
the diffraction pattern are depicted in Figure 5. Also, the algebraic relations between incident,
transmitted and diffracted beams are shown in this figure. The incident beam of electrons is
collided with the thin specimen and then, a certain percentage of the incident beam is trans‐
mitted and the rest is diffracted. Using Figure 5, the geometrical relations for distances and
angle may be determined from the relation
tg 2q = R / L (9)
where θ is the angle between transmitted and diffracted beams, R is the distance between
collision points of transmitted and diffracted beams with the screen and L is the distance
between the specimen and the screen (the effective camera length). Using the Bragg law and
with the assumption of a small θ , relation (9) can be written as follows
Rdhkl = Ll (10)
where Lλ is a camera constant. The effective camera length and wavelength of the electron are
constant and depend on the characterization of transmission electron microscopy [2, 3].
Electron diffraction patterns give crystallographic information about a material and determine
different types of materials which can be amorphous, single crystalline or polycrystalline.
There are three types of electron diffraction patterns and the formation of each pattern depends
on the different conditions of the specimen such as thickness, crystal structure and so on.
Figure 5. The Ewald sphere is drown in reciprocal lattice. The formation of a diffraction pattern is shown geometrical‐
ly. The relations between incident, transmitted and diffracted beams, the Ewald sphere and different diffraction pat‐
terns are illustrated.
2. The single crystalline materials show (a) spot pattern or (b) Kikuchi line pattern or (c) a
combination of spot and Kikuchi line patterns
The spot and Kikuchi line patterns are obtained from a special area of specimen which is called
the 'selected area' [5–8]. Selected area electron diffraction (SAED) is a technique in TEM to
obtain diffraction patterns that result from the electron beam scattered by the sample lattice.
These patterns are created by ultrafine grains of polycrystalline materials. Basically, phases in
various polycrystalline materials are determined by interpretation of their ring patterns. For
this purpose, we must use a reference specimen for identification of phases as well as specifying
interplanar spacing and Miller indices of crystalline planes. Polycrystalline specimens such as
pure gold (Au, f.c.c crystal structure with lattice parameter a = 4.07 Å ) or pure aluminum (Al,
f.c.c crystal structure with lattice parameter a = 4.04 Å ) as reference specimens are used to index
diffraction patterns of various materials and specify the camera length. To obtain a reference
Electron Diffraction 11
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specimen with a ring diffraction pattern, at first, a copper grid with amorphous carbon coating
is provided. Then, by use of a sputter coating device, a thin layer of pure gold with a thickness
of about 20 nm is coated on the grid. Finally, the diffraction pattern of the specimen is taken
which is in a ring shape and continuous, as can be seen in Figure 6. The planes of the gold
specimen are specified by Miller indices. The pure gold sample is known as standard sample
and is used for identification of crystalline planes and measurement of interplanar spacing of
unknown materials with ring patterns and determination of phases in alloys.
6. The ring
Figure diffraction
pattern film
pure gold from a
f.c.c crystal
polycrystalline
structure. Crystal with an
planes and interplanar spacing are shown by Miller indices. Camera lengths are 180 and 88 mm, respectively [4].
of ring patterns
Analysis in polycrystalline materials (ultrafine grain) leads to
identifica‐
tion of phases in materials. Diffraction patterns of nanoparticles produced by different
methods form a ring pattern. In fact, the ring patterns are created when the nanoparticle
is formed.
Using the radius of each ring, we can specify the distance between the planes
or interplanar spacing. Also, XRD analysis is used to determine the Miller indices for a set
of planes.
So, XRD
analysis
confirms
the results
of pattern from
diffraction TEM for certain
materials. A ring diffraction pattern from a polycrystalline gold specimen is shown in Figure
interplanar
6. The spacing and lattice
parameter
be calculated
can by measuring
the radius
3.7 10 nm
180, 88 mm
12 Modern Electron Microscopy in Physical and Life Sciences
2. The first solution, with known lattice parameters, interplanar spacing is obtained from
Equation (10) and Miller indices can be obtained using Table 2. The second solution, the
ratio of outer ring to the first ring is equal to the reverse ratio of their interplanar spacing
with possible Miller indices.
Router d first
=
R first douter
These possible Miller indices for planes are correct if the result of proportional relation above
is almost the same.
2. Knowing the camera constant, interplanar spacing is obtained from Equation (10).
3. Compare interplanar spacing of unknown material with the ASTM index* to identify
phases in diffraction patterns, Miller indices are determined for crystalline planes of
phases in alloys [2, 6, 8].
Crystal Proportional relation for Possible values of algebraic relations Miller Standard
structure interplanar spacing indices
Simple cubic 1 h 2
+k 2
+l 2
N N an integer except 7 or 15 Proportional relation of
= =
d2 a2 a2
squares of radius ∝ N
f.c.c 1 h 2+k2+l2 N N = 3, 4, 8, 11, 12, 16, 19, 20 Proportional relation ∝ N
= =
d2 a2 a2
Table 2. Proportional relations for interplanar spacing, Miller indices and lattice constant for different crystal
structures [2]
There are two basic parameters in spot diffraction patterns which are used to interpret and
index such types of patterns. These parameters include
Electron Diffraction 13
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1. R is the distance between the diffracted and transmit (center spot) beams in the diffraction
pattern screen. Also, this distance can be considered as a normal vector to the plane
reflection.
2. The angles such as θ between two vectors drawn from the center to two adjacent points.
In fact, each of these spots represents a set of planes, as can be seen in Figure 7.
The zone axis vector is parallel to the incident beam and is almost parallel with a set of reflected
planes that is shown by z = uvw with components u , v and w along the axis. The spots are in
symmetry about the center of the pattern and, using the rules of vectors and the basic paral‐
lelogram, we can index spot patterns.
Figure 7. The spot diffraction pattern from a single crystal along zone axis z = 011 of Al 1050 alloy with 10 passes of
straight rolling.
For indexing spot patterns, indices of the spots and zone axis of single crystal materials should
be determined. Here, we use the same indexing methods utilized for ring patterns as described
in the previous section. In the experimental method, we measure distances of different spots
from the center spot as well as angles on the micrograph of patterns and compare with patterns
in the International Standard [17]. So, indices of spot and zone axis in pattern can be deter‐
mined. The zone axis z = uvw may be specified by the relations
14 Modern Electron Microscopy in Physical and Life Sciences
u = k1l2 - k2 l1
v = l1h2 - l2 h1 (11)
w = h1k2 - h2 k1
where h 1k1l1 and h 2k2l2 are coordinates of each spot in the diffraction pattern [2, 5, 6, 8–12].
Ddhkl = Ll (12)
where D is the distance between pairs of Kikuchi lines. Also, the angle between Kikuchi lines
in the pattern is in accordance with the angle between the diffraction planes because these lines
are parallel with reflecting planes. The pairs of dark and bright lines, sets of reflecting planes
and distance of paired lines are shown in Figure 8. The dashed lines are traces of the intersection
of reflecting planes. By tilting the specimen, the Kikuchi line pattern changes by the displace‐
ment of paired lines. By increasing the sample thickness, the intensity of the spot pattern
decreases and the intensity of Kikuchi line pattern increases. Most of the time, spot and Kikuchi
line patterns exist simultaneously in micrographs, such as Figure 8. Basically, Kikuchi line
patterns present more detailed information than the spot pattern. The appearance of explicit
Kikuchi line patterns is a sign of crystal perfection.
Figure 8. The spots, Kikuchi lines and the distance between paired Kikuchi lines in the pattern of γFe are determined.
Figure 9. Spot and Kikuchi lines in the pattern of thermomechanically processed Al 7075 alloy. The distance between
paired Kikuchi lines is presented as dark and bright lines.
materials. With the use of the spot pattern and Kikuchi line pattern methods, orientation
relationships can be determined. Orientation relationships in two-phase alloys depend on
16 Modern Electron Microscopy in Physical and Life Sciences
carbide
‐ different
factors such
as types
of crystal
structural
matrix, crystal structural precipitates, shape
and size of precipitates. The spot diffraction pattern of quenched and tempered steel
0.1C-2.5V-2W-4.5Cr with chemical composition is illustrated in Figure 10a, which includes
spots (αFe ) and precipitate
matrix spots ( carbideM
23 C6). In the spot pattern
of two-phase
alloys,
there exists two kinds of spots, as shown in Figure 10b. The precipitates and matrix are shown
spots
by small and big spots, respectively.
Matrix has a b.c.c crystal structure and precipitates
have a f.c.c crystal structure. So, the orientation relationship may be represented as
111 // 111
éë 111ùû / / éë 111ùû
matrix precipitate
{011}matrix / / {022}precipitate
011 // 022
10. Spot diffraction pattern of quenched and tempered steel with 0.1C‐2.5V‐2W‐4.5C
Figure
10. Spot
diffraction pattern of quenched
and tempered
steel with 0.1C-2.5V-2W-4.5Cr
composition
that
includes
matrix spots (αFe ) and precipitate spots (carbide M 23C6). Small spots and big spots illustrate planes of matrix and
planes of precipitate,
respectively.
Phase identification
3.2.
Electron Diffraction 17
http://dx.doi.org/10.5772/61781
Figure 11. Spot diffraction pattern of forged Ti − 6Al − 4V alloy. Two phases are observed in the pattern, namely, α
and β with Z = 1̄21̄6 and Z = 012 , respectively.
Carbon nanotubes (CNTs) added to a metal matrix can exhibit significant properties. The main
challenge in CNTs-reinforced composites is the uniform dispersion of CNTs in the matrix.
Several methods such as ball milling have been developed for distribution of the CNTs in metal
matrices. For example, a milled sample of 20 wt% multi-wall carbon nanotubes (MWCNT) +
Al powder was investigated using the EDP method. In addition, their corresponding EDP is
shown in Figure 12a. To separate ring patterns of CNTs and aluminum, a ring pattern of Al
was attached to the EDP of Al-CNTs composite, as illustrated in Figure 12b. This technique
helps to better identify the two phases [7].
3.3. Twinning
Twinning is one of the crystalline defects that appear mainly as two parallel planes. Additional
spots are created around the main spots of diffracted planes in the pattern by twinning because
orientation of twinning is different from the crystal lattice. The direction of the reflected planes
inside the twinning is not the same as the whole crystal structure and extra spots become visible
in the diffraction pattern.
‐
‐
18 Modern Electron Microscopy in Physical and Life Sciences
‐
Figure 12. The SAED of CNT-reinforced
patterns Al powders, (a)
planes
of Al and CNT
are determined
indexed
and
(b) Al/CNT and Al patterns are in a single pattern to identify
phases.
1. The main spots of the material are identified and indexed in accordance with the previous
section.
2. Twinning spots are determined and indexed by 180° rotation around the {111} and {112}
planes for f.c.c and b.c.c crystal lattices, respectively.
Basically, f.c.c crystal structure twins on {111} planes and b.c.c crystal structure on {112}. Twin
spots in γFe pattern with a f.c.c crystal lattice are indexed according to Figure 13. The spot
diffraction pattern of matrix and twin are mirror reflections across the (11̄1) plane.
Figure 13. Twinning spots pattern from γFe with f.c.c crystal lattice which index matrix and twin spots with zone axis
z = 1̄23 , twinned on (11̄1), hkl* planes related to twin planes and hkl planes related to main reflected planes.
Electron Diffraction 19
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3.4. Dislocation
The equal channel angular pressing (ECAP) and cryo-cross-rolling process have been per‐
formed on Al 5083 alloy and Al 1050 alloy with two passes and ten passes, respectively. These
a high dislocation
processes create density in Al matrix, which affects
the shapes of spots in
the diffraction pattern. Also, the diffraction patterns of these alloys illustrate streaks on spots
due to high accumulation of dislocations and many partial rings due to preferred orientation.
‐
Spots in the pattern deform from a usual shape (circular shape) to stretched and irregular spots
(disk-type halo). Dislocations change the crystal orientation locally and diffraction spots are
the diffraction
extended along ring as seen in Figure
14a,b.
Figure 14. (a) Diffraction
of Al 5083 alloy
pattern with two
passes of equal
channel angular
pressing
and (b) diffraction
pattern of Al 1050 alloy with ten passes of cryo-cross-rolling process illustrate streaks on spots due to high density of
dislocations.
‐ ‐
Preferred
3.5. orientation
and texture
3.6. Streaks
Presence of fine structure such as streaks and extra spots in many patterns is an indication of
the presence of crystal
defects which
include dislocations,
types of precipitates,
different twins
and staking faults. So, the type of streaks arising in patterns depends on several factors such
various
as structural defects in the lattice, specimen
conditions
and diffraction
conditions.
The
20 Modern Electron Microscopy in Physical and Life Sciences
Figure 15. The diffraction pattern for Al 2024 alloy with 4 passes of ECAP, showing the preferred orientation of speci‐
men.
main factors in streaks are precipitates, stacking faults, twins and dislocations. Different shapes
of precipitate
determine the shapes
lattice.
of reciprocal So, the final shape of spot patterns
depends
on the types of precipitates.
Streaks‐ on spot
pattern
are created
by ܯ
stacking
ܥଷ faults of
quasi-sphere and rod particles of carbide M 7C3, as shown in Figure 16a. The corresponding
spot diffraction pattern illustrates long streaks (diffuse scattering). In fact, streaks in the
can
diffraction pattern be created
by stacking faults in any crystal
structure.
Depending on
the
diffraction
conditions, streaks or enlarged
spots and extra spots or pseudo-satellites
will
be
created, as shown in Figure 16b.
‐
ܥ ܯଷ ‐
Figure 16. (a) Streaks on spots due to stacking faults of carbide M 7C3 quasi-sphere and rod particles are created, (b)
of streaks in
different types the spot
diffraction
pattern
various conditions
in of diffraction.
‐
Electron Diffraction 21
http://dx.doi.org/10.5772/61781
(a) The ring diffraction pattern of coiled MWCNT, (b) the spot diffraction pattern
Figure 17. (a) The ring diffraction pattern of coiled MWCNT, (b) the spot diffraction pattern of highly crystalline
MWCNT.
4.2. Palladium into MWCNTs
doping
Various methods are available for doping nanoparticles into CNTs which give specific features
changes
to them and transport, magnetic, electronic
the optical, and chemical properties
of
CNTs. In this investigation, a couple of Pd nanoparticles doped into MWCNTs by chemical
methods are selected.
of the selected
The EDP area on the sample
in Figure 18. The
is shown
3.90 Å 122
22 Modern Electron Microscopy in Physical and Life Sciences
ring and spot patterns belong to CNTs and palladium nanoparticles, respectively. Atomic
planes can be determined by measuring distances and angles between spots. According to the
results of measurements, palladium has a f.c.c crystal structure and the lattice parameter and
zone axis of the sample are 3.90 Å and z = 1̄22 , respectively.
Figure 18. The ring pattern of MWCNTs superimposed on the spot patterns of palladium.
In order to study the organic nanotubes, VONTs were selected. It is noteworthy that using
EDP method and its interpretation results, structure of various nanotubes will be predictable.
Figure 19 shows a ring diffraction pattern of VONTs. Interplanar spacing and lattice parameter
can be determined by analysing the ring diffraction pattern. The ring pattern with the Miller
indices according to the interplanar spacing of VONTs crystal structure is given. Based on the
results of the measurements, VONT has a f.c.c crystal structure and its lattice parameter was
3.92 Å . In addition, the results of EDP technique have been approved by XRD analysis.
When the grain size of the specimen is extremely fine or completely amorphous, the feature
of concentric rings in the pattern disappears and a halo is left around the bright center spot,
which shows that the electrons are scattered randomly by the amorphous structure of
specimen. The amorphous and glassy materials are identified by this method. Diffraction
Electron Diffraction 23
http://dx.doi.org/10.5772/61781
Figure 19. The ring diffraction pattern of VONT, interplanar spacing and planes are determined.
Figure 20. The diffraction pattern of amorphous coating SiO2 − 10% ZnO prepared with sol-gel method on α-alu‐
mina substrate.
24 Modern Electron Microscopy in Physical and Life Sciences
5. Appendix 1
50 0.0536
100 0.0370
200 0.0251
500 0.0142
1000 0.0087
Author details
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