Settlement Ratio of Pile Groups in Sandy Soils From Field Load Tests

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TECHNICAL NOTES

Settlement Ratio of Pile Groups in Sandy Soils from Field


Load Tests
Y. Xu1 and L. M. Zhang, M.ASCE2

Abstract: This note studies settlement ratio, Rs, of pile groups in sandy soils, defined as the ratio of the settlement of a pile group to that
of a single pile at the same average load per pile. 31 cases of field pile-group load tests and the corresponding field single-pile load tests
were collected for this study. More than one-half of the cases consist of 3-diameter spaced, 9-pile groups. Based on the field test data,
statistical analyses of Rs at different load levels were conducted for pile groups with cap-ground contact 共PGCs兲 and pile groups with
freestanding caps 共PGFs兲, respectively. The mean of Rs decreases with the load level for both PGCs and PGFs, whereas the coefficient of
variation of Rs increases with the load level. The influence of cap-ground contact on Rs does not appear to be significant based on a
comparison of the mean Rs values of these PGCs and PGFs. In addition, a comparative study on Rs and group resistance ratio Rr, which
is defined as the ratio of the average resistance of a pile in a group to that of a single pile at the same settlement, was conducted to clarify
possible misunderstanding between Rs and pile group efficiency factor ␩ for driven pile groups in sandy soils. The value of Rs compares
settlement at the working load and is often larger than unity. The value of ␩ compares failure loads, which occur at different settlements
for pile groups and their respective single piles. ␩ is usually larger than unity due to soil densification and additional contributions from
the cap-ground contact for PGCs.
DOI: 10.1061/共ASCE兲1090-0241共2007兲133:8共1048兲
CE Database subject headings: Bearing capacity; Settlement; Pile foundations; Pile groups; Pile test; Serviceability.

Introduction 1953; Vesic 1969; Fleming et al. 1992兲, as summarized in Table 1.


These empirical formulas were often based on limited field obser-
The settlement of a pile group is often quantified using the term vations performed at the working load.
group settlement ratio, Rs, defined as the ratio of the settlement of The objectives of this note are 共1兲 to evaluate Rs of pile groups
a pile group, ␳g, to that of a single pile, ␳s, at the same average in sandy soils under different load levels and 共2兲 to clarify some
load per pile 共Poulos and Davis 1980兲 possible misunderstanding between Rs and group-efficiency factor
␩. To accomplish this, the data set of field load tests used in this
␳g study is presented first, which is followed by statistical analyses
Rs = 共1兲
␳s of Rs at different load levels. Rs for pile groups with cap-ground
O’Neill 共1983兲 studied Rs values from full-scale tests on pile contact 共PGCs兲 and pile groups with freestanding caps 共PGFs兲
groups and identified several influence factors 共e.g., soil type, were evaluated separately to allow for comparison. Last, two
group geometry, and cap-ground contact兲. Poulos 共1989兲 further cases of field load tests are presented to show how Rs and ␩ are
divided these influence factors into two sets: Those related to soil defined and why both factors are often larger than unity for pile
and pile characteristics such as the ratio of Young’s modulus of groups in sandy soils.
pile to that of soil, and those related to the geometry of the piles
and pile groups. In addition, several empirical formulas for Rs
have been proposed for pile groups in sandy soils 共Skempton Data Set

1
Research Assistant, Dept. of Civil Engineering, The Hong Kong A data set of field static loading tests on groups of driven dis-
Univ. of Science and Technology, Clear Water Bay, Hong Kong. E-mail: placement piles and the corresponding single piles was collected
[email protected] from the literature 共Vesic 1969; Liu et al. 1984; Briaud et al.
2
Associate Professor, Dept. of Civil Engineering, The Hong Kong 1989兲, as shown in Table 2. The data set consists of 20 PGCs and
Univ. of Science and Technology, Clear Water Bay, Hong Kong 11 PGFs. The pile spacing varies from 2 to 4 diameters, with
共corresponding author兲. E-mail: [email protected] approximately one-half of the cases at a spacing of 3 diameters.
Note. Discussion open until January 1, 2008. Separate discussions The information of pile groups with a pile spacing of 6 diameters
must be submitted for individual papers. To extend the closing date by
or larger is excluded from Table 2 because those pile groups are
one month, a written request must be filed with the ASCE Managing
Editor. The manuscript for this technical note was submitted for review not commonly used in practice. The pile length in the analyzed
and possible publication on September 11, 2006; approved on December data set varies from 8 to 28 diameters with an average of 16.6
28, 2006. This technical note is part of the Journal of Geotechnical and diameters. Nine or fewer piles are present in each group, and
Geoenvironmental Engineering, Vol. 133, No. 8, August 1, 2007. more than one-half of the cases comprise 9-pile groups. Pile
©ASCE, ISSN 1090-0241/2007/8-1048–1054/$25.00. groups smaller than 4 piles are excluded because such groups do

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Table 1. Empirical Formulas for Rs of Pile Groups in Sandy Soils
Fleming et al. 共1992兲

Reference Skempton 共1953兲 Vesic 共1969兲 I II



Rs = 共 4B + 2.7 B + 3.6 兲 Rs = 冑 B Ⲑ d
2
Formulas Rs = Ne Rs = Ne
e = 0.4− 0.6 e = 0.33
共Fleming et al. 1992兲 共Poulos 2000兲
Note: B=pile group width; d=pile diameter; N=total number of piles; and e=coefficient.

not have the necessary redundancy to maintain stability should 1. For both PGCs and PGFs, the mean of Rs decreases with the
any one pile fail 共Zhang et al. 2001; Paikowsky 2004兲. normalized load Q / Q f . No significant distinction exists be-
The driven pile groups analyzed are all founded in sandy soils. tween the mean values of Rs for PGCs and PGFs. Therefore,
The soil types involved include sandy silt and medium to dense the contribution of cap-ground contact to Rs is statistically
sands. Detailed soil profiles are reported in the corresponding not appreciable. This is consistent with the observation by
literature. Pile groups founded in clayey soils are not reported in Poulos 共1989兲 that the influence of cap-ground contact on
this note because the number of cases is insufficient for a mean- group settlement at working loads can be ignored for most
ingful statistical analysis. practical purposes.
2. For both PGCs and PGFs, the COV of Rs appears to increase
with the normalized load Q / Q f . This is due to the fact that
Analysis of Pile-Group Settlement Ratio nonlinear soil behavior has a greater influence on pile settle-
ment as load increases, resulting in more scattered load-
For the convenience of comparison, the load-settlement curve of a settlement curves of pile groups under large loads as shown
single pile is represented by the relationship between the single in Figs. 2 and 3. The COV values are large because the
pile settlement and the normalized load, Q / Q f , defined as the information of pile groups of various sizes at several differ-
ratio of the applied load Q to the single-pile failure load Q f . Q f is ent sites is mixed in the statistical analysis; hence, the uncer-
determined by the Davisson failure criterion 共Davisson 1972兲, tainty from pile-group size, and the within-site and cross-site
which is commonly used for driven piles. The load-settlement uncertainties are compounded 共Zhang et al. 2004兲.
curve of a pile group is represented by the relationship between 3. The Rs value of a particular pile group at a selected load
the pile group settlement and the average load per pile normalized seems to be related to two factors. The first is the initial value
by the single-pile failure load Q f . Fig. 1 illustrates the normalized of Rs at small loads when the elasticity dominates the behav-
load-settlement curves of a single pile and a 3 ⫻ 3 pile group ior of both the pile group and the single pile, affected by the
reported by Liu et al. 共1984兲. The normalized load-settlement elastic pile-soil-pile interaction 共Poulos and Davis 1980兲.
curves of the PGCs and PGFs in Table 2 and their corresponding The second is how Rs decreases with load, significantly af-
single piles are plotted in Figs. 2 and 3, respectively. fected by the nonlinearity of the load-settlement behaviors of
Based on the normalized load-settlement curves in Figs. 2 and the pile group and the single pile at large loads.
3, Rs at various normalized load levels can be evaluated with Eq. 4. Note that more than one-half of the cases consist of
共1兲. Figs. 4共a and b兲 show the relationships between Rs and the 3-diameter spaced, 9-pile groups for both PGCs and PGFs
normalized load, in increments of 共1 / 6兲共Q / Q f 兲, for the PGCs and 共Table 2兲. Therefore, the trend curves in Fig. 5 are particu-
PGFs, respectively. It is important to note that the values of Rs at larly representative of this group size. The statistics of Rs for
small loads, Q / Q f = 1 / 6 or 1 / 3, are associated with relatively the evaluated data set may not be extrapolated to nonevalu-
large errors because of errors in transcribing the original load- ated conditions, such as groups with a large number of piles
settlement curves in the researched literature to the normalized or with very long piles, and groups underlain by highly com-
load-settlement curves in this note. Such errors become negligible pressible soil layers.
at large loads 关e.g., at the working load 共1 / 2兲Q f or larger兴.
In general, values of Rs of both PGCs and PGFs tend to de-
crease with load 共Fig. 4兲. The single pile settlement is generally
smaller than the corresponding pile group settlement at the same Group Settlement Ratio versus Group Resistance
average load per pile when the load is relatively small 关e.g., Ratio
smaller than 共2 / 3兲Q f 兴. The settlement of a single pile tends to
increase with load at a larger rate than that of the corresponding Values of Rs for driven pile groups in sandy soils are found to be
pile group. In other words, nonlinear behavior of the load- documented as larger than unity in the literature, as demonstrated
settlement response of a single pile is more pronounced than that by the test results in Figs. 4 and 5, the empirical equations in
of a pile group, due to the average capacity per pile of a driven Table 1, and the pile-interaction analysis by Polous and Davis
pile group in sandy soil being greater than the corresponding 共1980兲. Intuitively, one may infer that the corresponding values of
single pile capacity 共O’Neill 1983; Zhang et al. 2001兲. As a result, group efficiency factor should be smaller than unity. At first
the single pile settlement is close to, or larger than, the pile group glance, this appears to be contradictory to the common under-
settlement at large loads. Correspondingly, Rs can decrease to or standing that group efficiency factor ␩ of a driven pile group in
even become smaller than unity as load increases. sandy soils is usually larger than unity due to soil densification
The values of the mean and coefficient of variation 共COV兲 of and additional contributions from the cap-ground contact for
Rs for the PGCs and PGFs at six different normalized loads, Q / Q f PGCs 共Vesic 1969; Polous and Davis 1980; O’Neill 1983; Zhang
varying from 1/6 to 1, are calculated and presented in Fig. 5. The et al. 2001兲. For instance, the average ␩ values of 3-diameter
values of Rs in Figs. 4 and 5 present the following features: spaced PGCs and PGFs in sandy soils are 1.40 and 1.41, respec-

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Table 2. Field Load Tests on Driven Pile Groups
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Pile cross section Single


pile
failure
Pile Diameter Thickness Number Spacing/ Length/ Corresponding load
No. group No. Soil type Pile cap Material Shape 共m兲 共mm兲 of piles diameter diameter single pile No. 共kN兲 Reference
1 Liu_CG1 Sandy silt C RC Circular 0.125 — 3⫻3 3 18 Liu_S1 33 Liu et al. 共1984兲
2 Liu_CG2 Sandy silt C RC Circular 0.170 — 3⫻3 3 18 Liu_S2 64 Liu et al. 共1984兲
3 Liu_CG3 Sandy silt C RC Circular 0.330 — 3⫻3 3 18 Liu_S3 310 Liu et al. 共1984兲
4 Liu_CG4 Sandy silt C RC Circular 0.250 — 3⫻3 3 8 Liu_S4 68 Liu et al. 共1984兲
5 Liu_CG5 Sandy silt C RC Circular 0.250 — 3⫻3 3 13 Liu_S5 96 Liu et al. 共1984兲
6 Liu_CG6 Sandy silt C RC Circular 0.250 — 3⫻3 3 23 Liu_S6 228 Liu et al. 共1984兲
7 Liu_CG7a Sandy silt C RC Circular 0.250 — 3⫻3 2 18 Liu_S7 168 Liu et al. 共1984兲
8 Liu_CG7b Sandy silt C RC Circular 0.250 — 3⫻3 3 18 Liu_S7 168 Liu et al. 共1984兲
9 Liu_CG7c Sandy silt C RC Circular 0.250 — 3⫻3 4 18 Liu_S7 168 Liu et al. 共1984兲
10 Liu_CG7d Sandy silt C RC Circular 0.250 — 1⫻4 3 18 Liu_S7 168 Liu et al. 共1984兲
11 Liu_CG7e Sandy silt C RC Circular 0.250 — 2⫻4 3 18 Liu_S7 168 Liu et al. 共1984兲
12 Liu_CG7f Sandy silt C RC Circular 0.250 — 1⫻6 3 18 Liu_S7 168 Liu et al. 共1984兲
13 Liu_CG7g Sandy silt C RC Circular 0.250 — 2⫻2 3 18 Liu_S7 168 Liu et al. 共1984兲
14 Vesic_CGa Medium sand C Aluminum Pipe 0.102 1.0 2⫻2 2 15 Vesic_S 16 Vesic 共1969兲
15 Vesic_CGb Medium sand C Aluminum Pipe 0.102 1.0 2⫻2 2 15 Vesic_S 16 Vesic 共1969兲
16 Vesic_CGc Medium sand C Aluminum Pipe 0.102 1.0 2⫻2 3 15 Vesic_S 16 Vesic 共1969兲
17 Vesic_CGd Medium sand C Aluminum Pipe 0.102 1.0 2⫻2 4 15 Vesic_S 16 Vesic 共1969兲
18 Vesic_CGe Medium sand C Aluminum Pipe 0.102 1.0 3⫻3 2 15 Vesic_S 16 Vesic 共1969兲
19 Vesic_CGf Medium sand C Aluminum Pipe 0.102 1.0 3⫻3 2 15 Vesic_S 16 Vesic 共1969兲
20 Vesic_CGg Medium sand C Aluminum Pipe 0.102 1.0 3⫻3 3 15 Vesic_S 16 Vesic 共1969兲
21 Liu_FGa Sandy silt F RC Circular 0.250 — 3⫻3 2 18 Liu_S7 168 Liu et al. 共1984兲
22 Liu_FGb Sandy silt F RC Circular 0.250 — 3⫻3 3 18 Liu_S7 168 Liu et al. 共1984兲
23 Liu_FGc Sandy silt F RC Circular 0.250 — 3⫻3 4 18 Liu_S7 168 Liu et al. 共1984兲
24 Vesic_FGa Medium sand F Aluminum Pipe 0.102 1.0 2⫻2 2 15 Vesic_S 16 Vesic 共1969兲
25 Vesic_FGb Medium sand F Aluminum Pipe 0.102 1.0 2⫻2 2 15 Vesic_S 16 Vesic 共1969兲
26 Vesic_FGc Medium sand F Aluminum Pipe 0.102 1.0 2⫻2 3 15 Vesic_S 16 Vesic 共1969兲
27 Vesic_FGd Medium sand F Aluminum Pipe 0.102 1.0 2⫻2 4 15 Vesic_S 16 Vesic 共1969兲
28 Vesic_FGe Medium sand F Aluminum Pipe 0.102 1.0 3⫻3 2 15 Vesic_S 16 Vesic 共1969兲
29 Vesic_FGf Medium sand F Aluminum Pipe 0.102 1.0 3⫻3 2 15 Vesic_S 16 Vesic 共1969兲
30 Vesic_FGg Medium sand F Aluminum Pipe 0.102 1.0 3⫻3 3 15 Vesic_S 16 Vesic 共1969兲
31 Briaud_FG Medium-dense sand F Steel Pipe 0.273 9.3 5 3.4 28 Briaud_S 365 Briaud et al. 共1989兲
Note: C=ground contact; F=freestanding; and RC=reinforced concrete.

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Fig. 1. Illustration of normalized load-settlement curves 共Case No.
Liu_CG1, adapted from Liu et al. 1984兲

tively, based on results of field and model load tests 共Zhang et al.
2001兲.
This section attempts to explain why both Rs and ␩ of a pile
group in sandy soils can be larger than unity. To clarify the pos-
sible confusion with Rs and ␩, the concept of the group efficiency
factor is examined here. The group efficiency factor, ␩, is defined
as the ratio of the pile group capacity, Qgf , to the sum of the
capacities of the individual piles, Q f . The pile group capacity is

Fig. 3. Normalized load-settlement curves of pile groups with PGFs


and their corresponding single piles. Refer to Table 2 for case num-
bers of the pile groups and single piles.

usually defined using three criteria summarized in Table 3. In the


first and second criteria, Qgf is determined at the sharp turning
point on the load-settlement 共Q − S兲 curve in Fig. 6共a兲 using the
slope tangent method 共Ismael 2001兲 or defined as the load corre-
sponding to the transition line in the family of settlement
increment-logarithmic loading time 共⌬S − log t兲 curves in Fig.
6共b兲 using the limiting displacement rate method 共Liu et al. 1984兲.
In the third criterion, Qgf is defined as the load at a reference
displacement in Fig. 6共c兲 共McCabe and Lehane 2006兲. Using any
of the three criteria, ␩ is defined at pile failure, and the pile group
may not fail at the same settlement at which the single pile fails.
This contrasts with the definition of the settlement ratio 关see Eq.
共1兲兴 that is often defined at the working load.
Let us use two cases 共Briaud_FG and Liu_CG2兲 as an example
to illustrate the differences in the development of pile settlement
and pile resistance with load. Fig. 7共a兲 shows the relationships
between the normalized load Q / Q f and the normalized settlement
S / S f , which is defined as the ratio of the settlement of a pile group
or single pile S to the single pile settlement at failure S f , for the
pile groups and the corresponding single piles in the two cases. A
Fig. 2. Normalized load-settlement curves of pile groups with PGCs new term, group resistance ratio Rr, is defined here as the ratio of
and their corresponding single piles. Refer to Table 2 for case num- the average resistance of a pile in a group, rg, to that of a single
bers of the pile groups and single piles. pile, rs, at the same settlement

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rg
Rr = 共2兲
rs
Based on the normalized load-normalized settlement curves for
the two cases shown in Fig. 7共a兲, the Rs values at different nor-
malized loads and the Rr values at different normalized settle-
ments are calculated by Eqs. 共1兲 and 共2兲, respectively, and plotted
in Figs. 7共b and c兲. Rs decreases with load, whereas Rr increases
with settlement. At small loads or small settlements 共on the initial
portion of the load-settlement curves兲, Rs is larger than unity,
whereas Rr is smaller than unity. At large loads or large settle-
ments 共on the tail portion of the load-settlement curves兲, Rs ap-
proaches or becomes smaller than unity, whereas Rr approaches
or becomes larger than unity.
The Rs values of the two cases are calculated with the empiri-
cal formulas summarized in Table 1. It is noted that e is assumed
to be 0.5 in Method I by Fleming et al. The calculated Rs values
are considered at 共1 / 2兲Q f , conventionally defined as the working
load 共i.e., Q / Q f = 0.5兲. At the working load level, the measured Rs
values fall within the range of the calculated Rs. In other words,
these empirical formulas for estimating Rs lead to good agreement
with the measured Rs values at the working load. The measured
Rs decreases with load so that the empirical formulas become
inappropriate at larger loads since the influence of load level or
nonlinear behavior of the pile load-settlement response is ignored
in these formulas. Mandolini and Viggiani 共1997兲 proposed that
the group settlement-interaction factor should only be applied to
Fig. 4. Relationships between Rs and normalized load the elastic component of settlement of an adjacent pile, as the
plastic component of settlement is due to a localized phenomenon
and is not transmitted to the adjacent piles. Therefore, the effects
of group interaction on settlement of pile groups become less
significant as load increases, particularly at very large loads under
which nonlinear behavior of the pile load-settlement response
dominates.
The ␩ values of the two cases are calculated based on the Qgf
values determined by the slope tangent method 共␩1兲 and the ref-
erence displacement method 共␩2兲: ␩1 = 0.97 and ␩2 = 1.10 for case
Briaud_FG; ␩1 = 0.85 and ␩2 = 1.34 for case Liu_CG2. The re-
ported ␩ values are 0.99 for case Briaud_FG by Briaud et al.
共1989兲 and 1.38 for case Liu_CG2 by Liu et al. 共1984兲. It is found
that the ␩ values from the reference displacement method are
closer to the reported ␩ values. Fig. 7共c兲 shows the ␩ values
calculated using the reference displacement method and reported
by Briaud et al. 共1989兲 and Liu et al. 共1984兲.
The variations of Rs with load and Rr or ␩ with settlement in
Figs. 7共b and c兲 demonstrate that
1. The value of Rs compares settlement at the working load and
Fig. 5. Variations of the mean and COV of Rs of pile groups with
is often larger than unity.
normalized load
2. The value of ␩ compares failure loads, which occur at dif-
ferent settlements for pile groups and their respective single
piles.

Table 3. Summary of Failure Criteria for Interpreting Pile Group Capacity


Failure criterion Description
Slope-tangent method based on the Q − S curve 共e.g., Ismael 2001兲 Failure load is defined at the intersection point of the initial and final
tangent lines to the Q − S curve 关Fig. 6共a兲兴.
Limiting displacement-rate method based on the ⌬S − lgt curve Failure load is defined as the load at which the displacement rate
共e.g., Liu et al. 1984兲 reaches its maximum value for the pile settlement to be convergent
关Fig. 6共b兲兴.
Reference-displacement method 共e.g., McCabe and Lehane 2006兲 Failure load is defined as the load at a displacement of 10% of the
pile width 关Fig. 6共c兲兴.
Note: Q=applied load; S=pile group settlement; ⌬S=pile group settlement increment at a load step; and t=loading time at a load step.

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Fig. 7. Case study: 共a兲 relationships between normalized load and
normalized settlement for single piles and pile groups; 共b兲 relation-
ships between Rs and normalized load; and 共c兲 relationships between
Rr or ␩ and normalized settlement

Fig. 6. Failure criteria for interpreting pile group capacity: 共a兲 slope localized nature of the plastic component of settlement,
tangent method; 共b兲 limiting displacement rate method; and 共c兲 which is not transmitted to the adjacent piles.
reference displacement method. Q=applied load; S=pile group 3. The variations of Rs and Rr with load or settlement are com-
settlement; Sr=reference failure settlement; ⌬S=pile group settlement pared to clarify possible misunderstanding between Rs and ␩
increment at a load step; and t=loading time at a load step. of driven pile groups in sandy soils. The value of Rs com-
pares settlement at the working load and is often larger than
unity. The value of ␩ compares failure loads, which occur at
3. ␩ is usually larger than unity due to soil densification and different settlements for pile groups and their respective
additional contributions from the cap-ground contact for single piles. ␩ is usually larger than unity due to soil densi-
PGCs. fication and additional contributions from the cap-ground
contact for PGCs.

Conclusions
Acknowledgments
The settlement ratio Rs of driven pile groups in sandy soils has
been studied based on results of field load tests on 31 pile groups This research was substantially supported by the Research Grants
and their corresponding single piles. The following conclusions Council of the Hong Kong SAR 共Project No. HKUST6126/03E兲.
can be drawn:
1. For both PGCs and PGFs, the mean of Rs decreases with the
load level, whereas the COV of Rs increases with the load References
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