Report No. 70.400.17.199.

01-00/01
Dated 2017-03-09

Technical Report

Applicant: Zhejiang Hongyuan Lamps Co.,Ltd

No.18 Fengyi Road,315400,Yuyao
Peolple’s.Republic of China

Attn: Yuan Jiangxing

Manufacturer: Zhejiang Hongyuan Lamps CO.,LTD

Test subject: Product Name: LED STREET LAMP

Model No.: HYDD-LED06A

Tested components: Refer to Page 3~7

Test specification: 2011/65/EU (RoHS) Directive

Test with reference to EN62321-1:2013
EN62321-2:2014
EN62321-3-1:2014
EN62321-4:2014
EN62321-5:2014
EN62321-6:2015
EN62321:2009

Test result: Refer to the data listed in following pages

Conclusion: With regard to the data of tested components, the requirements of Directive
2011/65/EU (RoHS) are complied.

Remarks: 1. The result relates only to the items tested

2. Samples were tested as received

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 1 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

1 Order

1.1 Date of Purchase Order

2017-02-10

1.2 Customer’s Reference

Nil

1.3 Receipt Date of Test Sample

2017-02-22

1.4 Date of Testing

2017-02-23~2017-03-02

1.5 Document submitted

Bill of Material

1.6 Location of Testing

TÜV PS SHA

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 2 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

2. Description of the tested specimen

No. Tested sample Conclusion Picture

Shell
001 Pass
Metal,gray

Head
002 Pass
Metal,black

003 Pass
Glass,transparent

Clip
004 Pass
Metal,silvery

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 3 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

No. Tested sample Conclusion Picture

Jacket
005 Pass
Plastic,black

Jacket
006 Pass
Plastic,blue

Jacket
007 Pass
Plastic,yellow/green

Jacket
008 Pass
Plastic,brown

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 4 of 21
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Report No. 70.400.17.199.01-00/01
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No. Tested sample Conclusion Picture

Press block
009 Pass
Plastic,white

Block
010 Pass
Metal,silvery

Shell
011 Pass
Metal,silvery

Connecting sheet
012 Pass
Metal,silvery

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 5 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

No. Tested sample Conclusion Picture

Gasket
013 Pass
Rubber,white

Protective shell
014 Pass
Plastic,transparent

Board
015 Pass
White

LED
016 Pass
Yellow

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 6 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

No. Tested sample Conclusion Picture

Soldering tin
017 Pass
Metal,silvery

Screw
018 Pass
Metal,silvery

Block
019 Pass
Plastic,black

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 7 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

3. Test Results

3.1 ED-XRF Spectrometer test for total Cadmium, Chromium, Mercury, Lead and Bromine according to
EN62321-3-1:2014

Criteria of XRF test results

Pass:

Because of the nature of the testing procedure (caused by the uncertainty of the used, XRF method), a definite
pass is given only if the XRF test score is less than 60% of the respective RoHS limit.

Inconclusive:

If the XRF test score is between 60% and 150% of the respective RoHS limit, further chemical test on the
sample is required.

Fail:

A definite FAIL is given if the XRF test score is above 150% of the respective RoHS limit

*Explanation for RoHS limit

Regarding Chromium and Bromine, the XRF test score shows the total Chromium and the total Bromine, but
the RoHS limit of 1000 mg/kg, according to the directive 2011/65/EU, is only for Hexavalent Chromium and
Brominated Flame Retardants. Therefore, if the XRF test result for the total Chromium and the total Bromine is
more than 600 mg/kg and 300 mg/kg respectively, further analytical tests are necessary to find out the exact
amount of Hexavalent Chromium and Brominated Flame Retardants

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 8 of 21
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TOTAL TOTAL TOTAL TOTAL TOTAL

CADMIUM LEAD MERCURY CHROMIUM BROMINE RESULT
[mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg]

ROHS LIMIT 100 1000 1000 1000* 1000*

Pass result < 60 < 600 < 600 < 600 < 300

Inconclusive
60 – 150 600 – 1500 600 – 1500 > 600 > 300
result

Fail result > 150 > 1500 > 1500 - -

Test score,
<30 161 <50 -- -- Pass
sample 001
Test score,
<30 80 <50 -- -- Pass
sample 002
Test score,
<30 <50 <50 <50 <50 Pass
sample 003
Test score,
<30 <50 <50 63766 -- Inconclusive
sample 004
Test score,
<30 <50 <50 <50 56 Pass
sample 005
Test score,
<30 <50 <50 <50 <50 Pass
sample 006
Test score,
<30 <50 <50 <50 55 Pass
sample 007
Test score,
<30 <50 <50 <50 <50 Pass
sample 008
Test score,
<30 <50 <50 <50 66 Pass
sample 009
Test score,
<30 118 <50 385 -- Pass
sample 010
Test score,
<30 <50 <50 -- -- Pass
sample 011
Test score,
<30 <50 <50 <50 -- Pass
sample 012
Test score,
<30 <50 <50 <50 <50 Pass
sample 013
Test score,
<30 <50 <50 <50 <50 Pass
sample 014
Test score,
<30 <50 52 -- -- Pass
sample 015

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 9 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

TOTAL TOTAL TOTAL TOTAL TOTAL

CADMIUM LEAD MERCURY CHROMIUM BROMINE RESULT
[mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg]

ROHS LIMIT 100 1000 1000 1000* 1000*

Pass result < 60 < 600 < 600 < 600 < 300

Inconclusive
60 – 150 600 – 1500 600 – 1500 > 600 > 300
result

Fail result > 150 > 1500 > 1500 - -

Test score,
<30 <50 179 <50 <50 Pass
sample 016
Test score,
-- -- <50 <50 -- Pass
sample 017
Test score,
<30 -- <50 16804 -- Inconclusive
sample 018
Test score,
<30 <50 <50 130 146 Pass
sample 019

Remark:
1. “<” means “less than”.
2. “mg/kg” denotes ”milligram per kilogram”.
3. With regard to the stoichiometry of Br in PBBs and PBDEs, the lower limit for Br is set at 300 mg/kg.
4. “ --” means the substance for this sample are not tested.

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 10 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

3.2 Wet chemical test

Main instruments used for wet chemical test

Testing Target Instrument Method

Lead & Cadmium ICP-OES EN 62321-5:2014

Mercury ICP-OES EN 62321-4:2014

Hexavalent Chromium UV-Vis EN 62321:2009

PBBs & PBDEs GC/MS EN62321-6:2015

Criteria of chemical test results

Pass:

A definite Pass is given If the chemical test result meets the requirements of RoHS.

Fail:

A definite Fail is given If the chemical test result exceeds the full respective RoHS limit.

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 11 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Test Cadmium Lead Mercury Chromium PBBs PBDEs

(VI) (Sum) (Sum) RESULT
Sample [mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg]

Limit 100 1000 1000 1000 1000 1000

Sample 017 ND 41 -- -- -- -- Pass

Sample 018 -- 51 -- -- -- -- Pass

Remark:
1. ND = Not detected (Detected limit of Cd :2mg/kg;Pb, Hg, and Cr(VI):10mg/kg; PBBs and PBDEs: 5mg/kg)
2. “ mg/kg ” denotes “ milligram per kilogram ”.
3. “ --” means the substance for this sample are not tested.

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 12 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Test Cadmium Lead Mercury Chromium# PBBs PBDEs

(VI) (Sum) (Sum) RESULT
Sample [mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg] [mg/kg]
Limit 100 1000 1000 § 1000 1000
Sample 001 -- -- -- Negative -- -- Pass
Sample 002 -- -- -- Negative -- -- Pass
Sample 004 -- -- -- Negative -- -- Pass
Sample 011 -- -- -- Negative -- -- Pass
Sample 015 -- -- -- Negative -- -- Pass
Sample 018 -- -- -- Negative -- -- Pass
Remark:
1. “ --” means the substance for this sample are not tested.
2. “mg/kg” denotes “milligram per kilogram”
3. “ #” Spot-test:
Negative = Absence of CrVI coating, Positive = Presence of CrVI coating;
(The tested sample should be further verified by boiling-water-extraction method if the spot test
result can not be confirmed.)
Boiling-water-extraction:
Negative = Absence of CrVI coating
Positive = Presence of CrVI coating; the detected concentration in boiling-water- extraction
solution is equal or greater than 0.02mg/kg with 50cm2 sample surface area.
§
4.“ ” Positive indicates the presence of Hexavalent Chromium on the tested areas and result be
regarded as conflict with RoHS requirement.
Negative indicates the absence of Hexavalent Chromium on the tested areas and result be
regarded as no conflict with RoHS requirement.

TÜV SÜD Certification and Testing (China) Co.,Ltd.

Shanghai Branch
Chemical Lab

Engineer: Checked by:

____________________ ____________________
Mr. Yu Wei Ms. Qi Nannan

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 13 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

APPENDIX I: Product photos

HYDD-LED06A

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 14 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

APPENDIX II: Additional Style.

The client declared that the materials used of below styles are same as tested style HYDD-LED06A.
No. Description
1 HYDD-LED10B HYDD-LED10A HYDD-LED10 HYDD-LED06A HYDD-LED06 HYDD-LED25B
HYDD-LED16 HYDD-LED16A HYDD-LED16B HYDD-LED02 HYDD-LED01 HYDD-LED09
HYDD-LED09A HYDD-LED11A HYDD-LED11B HYDD-LED07 HYDD-LED08 HYDD-LED13A
HYDD-LED13B HYDD-LED12A HYDD-LED12B HYDD-LED12 HYT-LED25 HYT-LED25A
HYT-LED25C HYT-LED22 HYT-LED23 HYT-LED23A HYT-LED01 HYT-LED02
HYT-LED09 HYT-LED09B HYT-LED15 HYT-LED16 HYT-LED19 HYT-LED19A HYTGD-LED02
HYTGD-LED03 HYTGD-LED04 HYTGD-LED05 HYTGD-LED06 HYTGD-LED07 HYTGD-LED08
HYTGD-LED09 HYTGD-LED01 HYTGD-LED09A HYGKD-LED01 HYGKD-LED02 HYGKD-LED03
HYGKD-LED08 HYGKD-LED04 HYGKD-LED05

Remark:
- The report covers material testing on specified samples
- The tested materials covered by the report were declared by the manufacturer to be used on the models listed
in the annex of the report.

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 15 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

APPENDIX III:Official Exemption Items

Below items are quoted based on 2011/65/EU Directives.

Exemption Scope and dates of applicability

Mercury in single capped (compact) fluorescent lamps

1
not exceeding (per burner)
Expires on 31 December 2011; 3,5mg
maybe used per burner after 31
1(a) For general lighting purpose< 30 W:5mg December 2011 until 31 December
2012; 2.5mg shall be used per burner
after 31 December 2012

1(b) For general lighting purposes 30 W and < 50 W:5mg Expires on 31 December 2011; 3.5mg

1(c) For general lighting purposes 50 W and < 150 W:5mg

1(d) For general lighting purpose 30 W and 150 W:15mg

No limitation of use until 31 December

For general lighting purpose with circular or square
1(e) 2011; 7 mg may be used per burner
structural shape san tube diameter <17mm
after 31 December 2011

1(f) For special purposes:5mg

Mercury in double capped linear fluorescent lamps for

2(a)
general lighting purposes not exceeding (per lamp)
Expires on 31 December 2011; 4mg
Tri-band phosphor with normal lifetime and a tube
2(a)(1) may be used per lamp after 31
diameter < 9 mm (e.g. T2): 5mg
December 2011
Expires on 31 December 2011; 3mg
Tri-band phosphor with normal lifetime and a tube
2(a)(2) may be used per lamp after 31
diameter 9 mm and 17mm (e.g. T5): 5mg
December 2011
Expires on 31 December 2011; 3,5
Tri-band phosphor with normal lifetime and a tube
2(a)(3) mg may be used per lamp after 31
diameter >17 mm and 28mm (e.g. T8): 5mg
December 2011
Expires on 31 December 2011; 3,5
Tri-band phosphor with normal lifetime and a tube
2(a)(4) mg may be used per lamp after 31
diameter >28mm (e.g. T12): 5mg
December 2011
Expires on 13 December 2011;5mg
2(a)(5) Tri-band phosphor with long lifetime( 25 000h):8mg may be used per lamp after 31
December 2011
Mercury in other fluorescent lamps not exceeding
2(b)
(per lamp):

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 16 of 21
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Report No. 70.400.17.199.01-00/01
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Exemption Scope and dates of applicability

Linear halophosphate lamps with tube >28 mm(e.g.T10

2(b)(1) Expires on 13 April 2012
and T12): 10mg

2(b)(2) Non-linear halophosphate lamps (all diameters):15mg Expires on 13 April 2016

No limitation of use until 31 December

Non-linear tri-band phosphor lamps with tube diameter
2(b)(3) 2011; 15 mg may be used per lamp
>17mm (e.g. T9)
after 31 December 2011
No limitation of use until 31 December
Lamps for other general lighting and special purposes
2(b)(4) 2011; 15 mg may be used per lamp
(e.g. induction lamps)
after 31 December 2011
Mercury in cold cathode fluorescent lamps and external
3 electrode fluorescent lamps (CCFL and EEFL) for
special purposes not exceeding (per lamp)
No limitation of use until 31 December
3(a) Short length( 500mm) 2011; 3,5 mg may be used per lamp
after 31 December 2011
No limitation of use until 31 December
3(b) Medium length (> 500mm and 1 500mm) 2011; 5 mg may be used per lamp
after 31 December 2011
No limitation of use until 31 December
3(c) Long length (> 1 500mm) 2011; 13 mg may be used per lamp
after 31 December 2011
No limitation of use until 31 December
Mercury in other low pressure discharge lamps (per
4(a) 2011; 15 mg may be used per lamp
lamp)
after 31 December 2011
Mercury in High Pressure Sodium (vapour) lamps for
4(b) general lighting purposes not exceeding (per burner) in
lamps with improved colour rendering index Ra >60;
No limitation of use until 31 December
4(b)-I 155 W 2011; 30mg may be used per burner
after 31 December 2011
No limitation of use until 31 December
4(b)-II 155 W < P 405 W 2011; 40mg may be used per burner
after 31 December 2011
No limitation of use until 31 December
4(b)-III P > 405 W 2011; 40mg may be used per burner
after 31 December 2011
Mercury in other High Pressure Sodium (vapour) lamps
4(c)
for general lighting purposes not exceeding (per burner)
No limitation of use until 31 December
2011; 25mg may be used per burner
4(c)-I 155 W
after 31 December 2011

No limitation of use until 31 December

4(c)-II 155 W < P 405 W 2011; 30mg may be used per burner
after 31 December 2011

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 17 of 21
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Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Exemption Scope and dates of applicability

No limitation of use until 31 December

4(c)-III P > 405 W 2011; 40mg may be used per burner
after 31 December 2011
Mercury in High Pressure Mercury (vapour) lamps
4(d) Expires on 13 April 2015
(HPMV)

4(e) Mercury in metal halide lamps (MH)

Mercury in other discharge lamps for special purposes

4(f)
not specifically mentioned in this Annex
Mercury in hand crafted luminous discharge tubes used
for signs, decorative or architectural and specialist
lighting and light-artwork, where the mercury content
shall be limited as follows:
(a) 20 mg per electrode pair + 0,3 mg per tube length
4(g) in cm, but not more than 80 mg, for outdoor Expires on 1 December 2018
applications and indoor applications exposed to
temperatures below 20 °C;
(b) 15 mg per electrode pair + 0,24 mg per tube length
in cm, but not more than 80 mg, for all other indoor
applications.

5(a) Lead in glass of cathode ray tubes

Lead in glass of fluorescent tubes not exceeding 0,2 %

5(b)
by weight
Lead as an alloying element in steel for machining
6(a) purposes and in galvanized steel containing up to 0,35
% lead by weight
Lead as an alloying element in aluminium containing up
6(b)
to 0,4 % lead by weight

6(c) Copper alloy containing up to 4 % lead by weight

Lead in high melting temperature type solders (i.e. lead-

7(a) based alloys containing 85 % by weight or more lead)

Lead in solders for servers, storage and storage array

systems, network infrastructure equipment for switching,
7(b)
signalling, transmission, and network management for
telecommunications
Electrical and electronic components containing lead in
a glass or ceramic other than dielectric ceramic in
7(c)-I
capacitors, e.g. piezoelectronic devices, or in a glass or
ceramic matrix compound

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 18 of 21
[email protected]
Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Exemption Scope and dates of applicability

Lead in dielectric ceramic in capacitors for a rated

7(c)-II
voltage of 125 V AC or 250 V DC or higher
Expires on 1 January 2013 and after
that date may be used in spare parts
Lead in dielectric ceramic in capacitors for a rated
7(c)-III for EEE placed on the market before 1
voltage of less than 125 V AC or 250 V DC
January 2013

Lead in PZT based dielectric ceramic materials for

7(c)-IV capacitors being part of integrated circuits or discrete
semiconductors’
Expires on 1 January 2012 and after
Cadmium and its compounds in one shot pellet type that date may be used in spare parts
8(a)
thermal cut-offs for EEE placed on the market before 1
January 2012

8(b) Cadmium and its compounds in electrical contacts

Hexavalent chromium as an anticorrosion agent of the

9 carbon steel cooling system in absorption refrigerators
up to 0,75 % by weight in the cooling solution
Lead in bearing shells and bushes for refrigerant-
9(b) containing compressors for heating, ventilation, air
conditioning and refrigeration (HVACR) applications
May be used in spare parts for EEE
11(a) Lead used in C-press compliant pin connector systems placed on the market before 24
September 2010
Expires on 1 January 2013 and after
Lead used in other than C-press compliant pin connector that date may be used in spare parts
11(b)
systems for EEE placed on the market before 1
January 2013
May be used in spare parts for EEE
Lead as a coating material for the thermal conduction
12 placed on the market before 24
module C-ring
September 2010

13(a) Lead in white glasses used for optical applications

Cadmium and lead in filter glasses and glasses used for

13(b)
reflectance standards
Lead in solders consisting of more than two elements for Expires on 1 January 2011 and after
the connection between the pins and the package of that date may be used in spare parts
14
microprocessors with a lead content of more than 80 % for EEE placed on the market before 1
and less than 85 % by weight January 2011
Lead in solders to complete a viable electrical
15 connection between semiconductor die and carrier
within integrated circuit flip chip packages
Lead in linear incandescent lamps with silicate coated
16 Expires on 1 September 2013
tubes

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 19 of 21
[email protected]
Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Exemption Scope and dates of applicability

Lead halide as radiant agent in high intensity discharge

17 (HID) lamps used for professional reprography
applications
Lead as activator in the fluorescent powder (1 % lead by
weight or less) of discharge lamps when used as
speciality lamps for diazoprinting reprography,
18(a) Expires on 1 January 2011
lithography, insect traps, photochemical and curing
processes containing phosphors such as SMS
((Sr,Ba)2MgSi2O7:Pb)
Lead as activator in the fluorescent powder (1 % lead by
weight or less) of discharge lamps when used as sun
18(b)
tanning lamps containing phosphors such as BSP(BaSi
2O5 :Pb)
Lead with PbBiSn-Hg and PbInSn-Hg in specific
compositions as main amalgam and with PbSn-Hg as
19 Expires on 1 June 2011
auxiliary amalgam in very compact energy saving lamps
(ESL)
Lead oxide in glass used for bonding front and rear
20 substrates of flat fluorescent lamps used for Liquid Expires on 1 June 2011
Crystal Displays (LCDs)
Lead and cadmium in printing inks for the application of
21 enamels on glasses, such as borosilicate and soda lime
glasses
May be used in spare parts for EEE
Lead in finishes of fine pitch components other than
23 placed on the market before 24
connectors with a pitch of 0,65 mm and less
September 2010
Lead in solders for the soldering to machined through
24 hole discoidal and planar array ceramic multilayer
capacitors
Lead oxide in surface conduction electron emitter
25 displays (SED) used in structural elements, notably in
the seal frit and frit ring
Lead oxide in the glass envelope of black light blue
26 Expires on 1 June 2011
lamps
Lead alloys as solder for transducers used in high-
powered (designated to operate for several hours at Expired on 24 September 2010
27
acoustic power levels of 125 dB SPL and above)
loudspeakers
Lead bound in crystal glass as defined in Annex I
29 (Categories 1, 2, 3 and 4) of Council Directive
69/493/EEC ( 1 )
Cadmium alloys as electrical/mechanical solder joints to
electrical conductors located directly on the voice coil in
30
transducers used in high-powered loudspeakers with
sound pressure levels of 100 dB (A) and more
Lead in soldering materials in mercury free flat
31 fluorescent lamps (which e.g. are used for liquid crystal
displays, design or industrial lighting)

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 20 of 21
[email protected]
Report No. 70.400.17.199.01-00/01
Dated 2017-03-09

Exemption Scope and dates of applicability

Lead oxide in seal frit used for making window

32
assemblies for Argon and Krypton laser tubes

Lead in solders for the soldering of thin copper wires of

33
100 um diameter and less in power transformers

34 Lead in cermet-based trimmer potentiometer elements

Mercury used as a cathode sputtering inhibitor in DC

36 Expired on 1 July 2010
plasma displays with a content up to 30 mg per display

Lead in the plating layer of high voltage diodes on the

37
basis of a zinc borate glass body

Cadmium and cadmium oxide in thick film pastes used

38
on aluminium bonded beryllium oxide
Cadmium in colour converting II-VI LEDs (< 10 ug Cd
39 per mm 2 of light-emitting area) for use in solid state Expires on 1 July 2014
illumination or display systems
Cadmium in photoresistors for analogue optocouplers
40 Expires on 31 December 2013
applied in professional audio equipment
Lead in solders and termination finishes of electrical and
electronic components and finishes of printed circuit
boards used in ignition modules and other electrical and
electronic engine control systems, which for technical
41 Expires on 1 December 2018
reasons must be mounted directly on or in the crankcase
or cylinder of hand-held combustion engines (classes
SH:1, SH:2, SH:3 of Directive 97/68/EC of the European
Parliament and of the Council.

No extract, abridgment or abstraction from the report can be published or used to advertise a product without the written consent from TÜV SÜD
Certification and Testing (China) Co., Ltd. Shanghai Branch. The results contained herein apply only to the tested specimens based on the listed test
specifications and not to other samples/conditions in regular production.

TUV SUD Certification and Testing (China) Co., Ltd. Shanghai Branch Shanghai Chemical Lab
3-13, No.151 Heng Tong Road No. 1999 Du Hui Road
Shanghai 200 070
P. R. China

Tel.: +86-21-6141-0123 Tel.: +86-21-6037-6501

Fax: +86-21-6140-8600
www.tuv-sud.cn Page 21 of 21
[email protected]