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Contributed by Francisco Guinea, November 2, 2018 (sent for review June 26, 2018; reviewed by Allan H. MacDonald and Eugene J. Mele)
Bilayer graphene twisted by a small angle shows a significant relaxation (34), since this is a complex problem and will be
charge modulation away from neutrality, as the charge in the discussed separately. We also do not address the role of the
narrow bands near the Dirac point is mostly localized in a frac- electron–phonon interaction on superconductivity; see refs. 35
tion of the Moiré unit cell. The resulting electrostatic potential and 36.
leads to a filling-dependent change in the low-energy bands,
of a magnitude comparable to or larger than the bandwidth. Estimates of the Electron–Electron Interactions
These modifications can be expressed in terms of new electron– We evaluate electron–electron interactions in the low-energy
electron interactions, which, when expressed in a local basis, bands of a twisted Moiré bilayer with twist angle θ to lead-
describe electron-assisted hopping terms. These interactions favor
ing powers in d /LM , where d ≈ 2.4 Å is the lattice unit of
superconductivity at certain fillings.
graphene, and LM = d /(2 sin(θ/2)) ≈ d /θ is the Moiré lattice
unit. The charge distribution of the states in the bands near
graphene | bilayer | superconductivity | twisted the neutrality point is mostly concentrated in regions with
AA stacking. This inhomogeneous charge leads to electrostatic
potentials of strength VCoulomb ∼ e 2 /(LM ). For an angle of the
T he discovery of strong repulsive interactions and supercon-
ductivity in twisted graphene bilayers (1–3) [see also previous
experimental results (4, 5) and recent work (6, 7)] has led
order θ ∼ 1◦ , ≈ 4, and a Moiré pattern of wavelength LM ∼
10 − 20 nm, we obtain a Coulomb potential in the order of
to an increased interest in the role of the electron–electron 50 meV.
interaction in these systems. Previously, extensive experimen- The overlapping π orbitals of the carbon atoms also gener-
tal studies had been carried out in graphene superlattices on ate an intraatomic Hubbard interaction, U ∼ e 2 /d , which pre-
a boron nitride (BN) substrate; for example, refs. 8–11. The vents double occupancy. This potential, when projected onto
mismatch in lattice spacing between graphene and BN limits wavefunctions of extensions similar to LM , generates an effec-
−2
the maximum wavelength of the Moiré lattice. As the lattice tive interaction Ueff ∼ (UNM ) NM , where NM ≈ (LM /d )2 is the
constant in the two graphene layers in a twisted bilayer is the number of atoms within the Moiré lattice unit, and the factor
−2
same, the periodicity of the Moiré structure diverges at small NM originates from the normalization of the wavefunctions.
twist angles (12–16). For sufficiently small angles, almost flat As a result, Ueff ∼ (e 2 d )/L2M ∼ 10−2 × VCoulomb ∼ 1 meV. Thus,
bands arise near the charge-neutrality point (14, 17). The effects the intraatomic Hubbard term is comparable to the electron
of the intrinsically small interaction effects in graphene are bandwidth W at the magic angles where W ∼ 2 − 10 meV, and
expected to be enhanced for those “magic” angles where the the long-range Coulomb interaction can be larger. In the fol-
width of the low-energy bands is smallest. Novel magnetic phases lowing, we only consider the effect of the long-range part of
become possible when the lowest band is half filled (18). Layer- the Coulomb interaction. A detailed analysis of the short-range
dependent strains can also lead to Moiré structures and narrow Hubbard repulsion can be found in ref. 18.
bands (19, 20).
In the following, we consider the effect of the long-range
Significance
Coulomb interaction on the bands nearest to the neutrality
point, as a function of their filling. The occupation of the
low-energy bands in a twisted bilayer graphene leads to inho- For small twist angles, bilayer graphene forms long-wave-
mogeneous electrostatic potentials of order e 2 /(LM ), where length Moiré patterns. For specific, so-called magic, angles of
LM is the length of the Moiré lattice unit, and is the dielec- the order of 1 degree, very narrow bands have been seen that
tric constant of the environment. We expect this interaction to lead to superconductivity. The underlying mechanisms have
be comparable, or larger, than the bandwidth, and thus it will since been discussed in a variety of theoretical approaches.
give rise to a significant distortion of the bands. We analyze We show that the modulation of the charge density signif-
the screening of the Coulomb interaction within the Hartree– icantly modifies the electronic structure. These changes can
Fock approximation. As this is a variational method, it can be make an important contribution to superconductivity through
reliably used to treat screening effects, even when the inter- electron-assisted hopping.
action energy is comparable to the kinetic and crystal field
Author contributions: F.G. and N.R.W. designed research, performed research, and wrote
contributions. the paper.y
We find that the electrostatic potential due to the inhomo- Reviewers: A.H.M., The University of Texas at Austin; and E.J.M., University of
geneous charge distribution in the Moiré unit cell gives rise Pennsylvania.y
to significant distortions in the band. Using general proper- The authors declare no conflict of interest.y
ties of the Wannier functions which describe this band (21–23), This open access article is distributed under Creative Commons Attribution-NonCommercial-
we identify local, filling-dependent couplings which change the NoDerivatives License 4.0 (CC BY-NC-ND).y
band dispersion away from the neutrality point. Finally, we 1
F.G. and N.R.W. contributed equally to this work.y
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APPLIED PHYSICAL
hole symmetry, and charge inhomogeneities exist, even at half
SCIENCES
filling. These fluctuations are expected to be small, as, for low XX ∗
twist angles, the Moiré pattern can be decomposed into regions ρG = ρ̄G + δρG = ρ̄G + 4 ak+G+G0 ak+G0 . [1]
with AA, AB and BA stacking, which are locally neutral. In the k G0
following, we neglect these charge inhomogeneities. The charge
distribution which arises away from the neutrality point in inho-
Here, ρ̄G is a constant which takes into account the contribution
to the total density from all of the bands not included in the cal-
culation. We fix its value by imposing a homogeneous state at
A charge neutrality, ρG (n0 ) = 0, where n0 is the density at half fill-
ing. The coefficient ak+G is the amplitude that the wavefunction
of band state k is represented by a Bloch state with momentum
k + G, and a sum over sublattice and layer indices is omitted. The
wavefunctions of the lowest bands in twisted bilayer graphene
are delocalized in momentum space, and we find 0.4 . |δρG | . 4.
In all cases considered, Im(ρG ) . 0.1Re(ρG ). This imaginary
part arises from the small breaking of the symmetry between
the AA and the AB and BA regions in the Hamiltonian (22).
B We therefore describe the Hartree potential in terms of its real
part only.
We approximate the fully self-consistent Hartree potential by
describing it in terms of the six shortest reciprocal lattice vec-
tors. Our calculations indicate that the next set of higher Fourier
components are an order of magnitude smaller. The amplitude
of the Hartree potential, VH , determines the parameters of the
Hamiltonian. As function of these parameters and the filling,
n, we determine the charge density, ρG . The self-consistency
equation for the Hartree potential can be written as
C 2πe 2
VH (n) = ρG (VH , n) ≡ V0 ρG (VH , n), [2]
|G|
Fig. 1. (A) Low-energy bands of a twisted bilayer with twist angle θ = 1.05◦
example for VH = 0.
plotted over the full Brillouin zone (see also Fig. 2). (B) Charge densities of As we increase the Hartree potential, the energies at the K , K 0
states at the Γ point in the Brillouin Zone (t for top layer; b for bottom). (C) and M points are raised in comparison with those at the Γ
The charge density at the K point summed over the two degenerate states. point, and the upper band becomes flatter (as can be seen in SI
(Scale bars: 1 nm.) Appendix, Fig. S2, this effect is largely described by first-order
Guinea and Walet PNAS | December 26, 2018 | vol. 115 | no. 52 | 13175
A Exchange Potential
We now consider the Fock part of the Hartree–Fock approx-
imation. Exchange coupling takes place between states in the
same valley with identical spin. The exchange potential plays
an important role in monolayer graphene, as it is the origin of
the renormalization of the Fermi velocity (38, 39). Unlike the
case of the Hartree term considered above, the effect of the
exchange potential will lead to nontrivial changes in the bands
at the neutrality point. The small value of the Fermi velocity, ṽF ,
in twisted bilayer graphene implies that the effective fine struc-
ture constant associated with the Dirac cones, α = e 2 /(~ṽF ) is
very large, α ∼ 102 . The renormalization of ṽF has a small value
for the high-energy cutoff, which is of the order of the bandwidth
W . The renormalization of ṽF depends logarithmically on W
and linearly on α, so that the corrections to ṽF will be important.
The main effect will be a depletion of the density of states at the
Dirac point.
B Besides the renormalization of the Fermi velocity, the ex-
change potential leads to an overall widening of the bands. We
can estimate this effect by considering the shift of the states at
the band edges, located at the Γ point. As the Coulomb poten-
tial is singular at zero momentum, the leading contribution to
the shift of the states at the Γ point comes from the interaction
with occupied states with similar momenta. The occupied states
at the bottom of the band have a similar internal structure to
C the neighboring ones, differing only in the crystal momentum. If
we assume that this approximation is valid up to some cutoff in
momentum space at a distance Λ from the Γ point, the energy
shift has the value
Z Λ
1 e2 e 2Λ
δex
Γ ≈− 2π kdk = − . [3]
4π 2 k 2π
APPLIED PHYSICAL
centered at the neighboring AB and BA sites. The ensuing
SCIENCES
Description of Electrostatic Effects in Terms of Local potential leads both to a change in the on-site energies and
Interactions to the creation of effective couplings between Wannier orbitals
The Hartree potential significantly distorts the lowest band in a which are second nearest neighbors in the honeycomb lattice,
twisted bilayer graphene, but it leaves the bands which lie fur- but overlap in the same AA region. We obtain the effective
ther away from the Dirac point mostly unchanged. Hence, it Hamiltonian
can be expected that the Hartree potential does not significantly " !2
alter the Wannier wavefunctions for these bands. These Wannier X X †
functions have been extensively discussed (e.g., refs. 21–23). For Hint = VH 1 ci,m ci,m
a given valley, the two Wannier wavefunctions can be approxi- m i=1,...,6
Guinea and Walet PNAS | December 26, 2018 | vol. 115 | no. 52 | 13177
A B C HB-dG = (Hmf − F Iσ ) τz + ∆1 (k)VH 1 Iσ τx
h
+ ∆2 (k) 1 + e ik·ã1 + e ik·ã2
i
+∆3 (k) e ik·(−ã1 −ã2 ) + e ik·(−ã1 +ã2 ) + e ik·(ã1 −ã2 )
× VH 1 σx τx + ∆4 (k)VH 2 Iσ τx + ∆5 (k)VH 2 σx τx .
[9]
hole Hamiltonians are described in momentum space by two also analyzing assisted hopping terms in graphene.
2 × 2 matrices, one for electrons with a given spin and val-
ACKNOWLEDGMENTS. We thank E. Bascones, M. J. Calderón, V. T. Phong,
ley index and another for holes with opposite spin and val- B. Amorim, R. Miranda, and A. K. Geim for useful conversations. This
ley index. The mean field decoupling of the interaction term work was supported by the European Commission under Graphene Flagship
leads to Contract CNECTICT-604391.
APPLIED PHYSICAL
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