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Environmental

Indicators
for North America
Environmental Indicators
for North America


ACKNOWLEDGEMENTS

Production Teams
United Nations Environment Programme (UNEP) Production and Support Team
Ashbindu Singh—Project Leader
Jane E. Barr—Writer
Erika Monnati—Research Assistant
Jaime Thissen—Research Assistant
Tejaswi Giri—Production Support
Katharina Umpfenbach—Production Support
Mamata Singh—Production Support
Kimberly Giese­­—Design & Layout
Cheryl Johnstone—Editor
Daniel Archambault—Research Assistance, Commission for Environmental Cooperation
Acknowledgement: Draft Review Paper on Selected Environmental Reporting and Indicator Practices, a study prepared for the
Commission for Environmental Cooperation (CEC) of North America, March 2001, by Peter Hardi, with Pumulo Muyatwa.

Copyright 2006, United Nations Environment Programme


ISBN: 92-807-2683-8
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ii Environmental Indicators for North America


Table of Contents
List of Figures.................................................................................................................................v
List of Tables.................................................................................................................................vii
List of Boxes.................................................................................................................................vii
Preface.........................................................................................................................................viii

Chapter One
Environmental Indicators.........................................................................................................1
The State of SOE Reporting.............................................................................................................1
What Are Environmental Indicators?................................................................................................3
Types and presentation of environmental indicators. .................................................................3
The Role of Environmental Indicators..............................................................................................9
Limitations of indicators........................................................................................................12
Organizational and Conceptual Frameworks...................................................................................13
The PSR framework. .............................................................................................................13
The DPSIR framework. .........................................................................................................15
Limitations of the PSR framework..........................................................................................15
Natural capital flows and accounting approaches. ...................................................................16
Biogeophysical approach........................................................................................................18
Methods for Selecting Indicators....................................................................................................19
Criteria for selecting indicators. .............................................................................................20
Organizing indicators into sets...............................................................................................22

Chapter Two
National Indicator Initiatives in Canada and the United States......................................25
SOE Reporting and Indicator Development in Canada. ..................................................................25
Two National Indicator Reports for Canada. ..........................................................................27
Environment Canada’s Environmental Signals series................................................................ 27
The National Round Table on the Environment and the Economy’s
Environment and Sustainable Development Indicators for Canada............................................. 28
SOE Reporting and Indicator Development in the United States. ................................................... 29
Two National Indicator Reports for the United States............................................................. 31
The US Environmental Protection Agency’s Draft Report on the Environment............................... 31
The Heinz Center’s The State of the Nation’s Ecosystems:
Measuring the Lands, Waters, and Living Resources of the United States...................................... 32
A Comparison of Canadian and US National Indicators................................................................. 34
Common issues..................................................................................................................... 34
Common indicators: Notes on Table 2.................................................................................... 35
Analysis. .............................................................................................................................. 36
Canada-US Bilateral Environmental and Ecosystem Indicator Initiatives......................................... 37
The State of the Great Lakes. ................................................................................................ 38
Georgia Basin–Puget Sound.................................................................................................. 40
Gulf of Maine. ..................................................................................................................... 42
Analysis. .............................................................................................................................. 45

iii
Chapter Three
International Environmental Indicator Initiatives............................................................ 47
UN Commission for Sustainable Development. ............................................................................. 47
United Nations Environment Programme: GEO Indicators. ............................................................49
Organisation for Economic Co-operation and Development............................................................52
Other initiatives....................................................................................................................55
Common issues......................................................................................................................56
Common indicators...............................................................................................................56
Analysis. ...............................................................................................................................56
An integration of North American and international indicators. ......................................................56

Chapter Four
Developing Indicators for North America.......................................................................... 61
Lessons Learned. .......................................................................................................................... 61
Issue areas............................................................................................................................ 61
Frameworks. ........................................................................................................................ 61
Informing policy................................................................................................................... 66
Lack of comparability........................................................................................................... 68
Spatial and temporal scales................................................................................................... 70
Numbers and sets of indicators.............................................................................................. 71
Data limitations................................................................................................................... 71
Management and monitoring issues....................................................................................... 73
Collaboration....................................................................................................................... 74
Summary of lessons learned................................................................................................... 74
Conclusions. ................................................................................................................................ 75

Chapter Five
Using Indicators to Track Environmental Trends in North America....................................... 83
The Economy............................................................................................................................. 84
GDP................................................................................................................................... 84
Structure of GDP............................................................................................................... 84
Private Consumption............................................................................................................ 85
Comparative Indicator....................................................................................................... 86
Energy use.................................................................................................................................. 86
Primary energy consumption............................................................................................. 86
Energy intensity (apparent consumption)......................................................................... 87
Transportation............................................................................................................................ 88
Energy consumption by transportation............................................................................. 88
Motor vehicles.................................................................................................................... 89
Comparative Indicator....................................................................................................... 89
Population.................................................................................................................................. 90
Total population................................................................................................................. 90
Population density............................................................................................................. 90
Comparative Indicator....................................................................................................... 91
Urban Areas................................................................................................................................ 92
Urban growth..................................................................................................................... 92
Climate Change.......................................................................................................................... 92
CO2 and greenhouse gas emissions..................................................................................... 92
Comparative Indicator....................................................................................................... 93

iv Environmental Indicators for North America


Carbon Intensity........................................................................................................................ 94
Comparative Indicator....................................................................................................... 94
Ozone Layer............................................................................................................................... 95
CFC consumption............................................................................................................... 95
HCFC and methyl bromide consumption.......................................................................... 95
Total column ozone............................................................................................................ 96
Air Quality................................................................................................................................. 96
SOx emissions..................................................................................................................... 96
NOx emissions..................................................................................................................... 97
Toxic Substances......................................................................................................................... 98
Releases and transfers........................................................................................................ 98
Waste.......................................................................................................................................... 99
Municipal waste................................................................................................................. 99
Comparative Indicator....................................................................................................... 99
Nuclear waste..................................................................................................................... 99
Freshwater................................................................................................................................ 100
Use of water...................................................................................................................... 100
Comparative Indicator..................................................................................................... 100
Wastewater treatment...................................................................................................... 100
Fisheries.................................................................................................................................... 101
Fish harvests..................................................................................................................... 101
Forests....................................................................................................................................... 102
Forest area........................................................................................................................ 102
Certified sustainable forests............................................................................................. 102
Agricultural Lands................................................................................................................... 104
Area of cropland............................................................................................................... 104
Area of grassland.............................................................................................................. 104
Irrigated area................................................................................................................... 105
Fertilizer use..................................................................................................................... 106
Nitrogen balance.............................................................................................................. 107
Comparative Indicator..................................................................................................... 107
Biodiversity............................................................................................................................... 107
Protected areas................................................................................................................. 107
National Responses.................................................................................................................. 108
Official development assistance....................................................................................... 108
List of Acronyms and Abbreviations....................................................................................... 109
References................................................................................................................................. 112
Appendix 1: Table 2: Comparative table of Canadian and US environmental indicators..... 122
Appendix 2: Data Sources for Selected Issues......................................................................... 147

List of Figures
Figure 1: Map of percentage crown closure representing forest cover in Canada.............................. 4
Figure 2: A representative indicator showing historical trends.......................................................... 4
Figure 3: A predictive indicator showing future trends..................................................................... 4
Figure 4: A performance indicator based on a scientific benchmark................................................. 5
Figure 5: A performance indicator based on a policy target.............................................................. 5
Figure 6: An index based on equal weights...................................................................................... 6
Figure 7: A comparative index for environmental systems............................................................... 6
Figure 8: A ranking scheme based on the “state” of ecosystems........................................................ 7
Figure 9: A ranking scheme based on “pressures” on nations............................................................ 8


Figure 10: A performance index comparing trends............................................................................ 9
Figure 11: An intensity or efficiency indicator comparing trends....................................................... 9
Figure 12: The role of indicators in the policy cycle......................................................................... 10
Figure 13: The environment management cycle.............................................................................. 10
Figure 14: An indicator designed to influence decision making. Actual and projected emissions
of GHG compared to Kyoto targets, 1990-2010............................................................ 11
Figure 15: Example of the PSR framework, illustrating the issue of stratospheric ozone.................. 14
Figure 16: The DPSIR framework, illustrating the issue of transport............................................... 14
Figure 17: Material flows indicator: US flow of raw materials by weight, 1900-2000....................... 16
Figure 18: Natural resource accounting indicator (in Canadian Dollars).......................................... 17
Figure 19: Environment Canada’s meter.......................................................................................... 27
Figure 20: Indicators showing critical gaps...................................................................................... 33
Figure 21: Environment Canada’s index of drivers of environmental change.................................... 36
Figure 22: EPA’s index of drivers of environmental change.............................................................. 36
Figure 23: The Great Lakes............................................................................................................. 38
Figure 24: Beach advisories in US and Canadian Great Lakes beaches............................................. 40
Figure 25: Cumulative number of introduced species in the Great Lakes since the 1830s................ 40
Figure 26: Georgia Basin–Puget Sound........................................................................................... 41
Figure 27: Species at risk, using a standardized assessment method.................................................. 42
Figure 28: The Gulf of Maine......................................................................................................... 42
Figure 29: OECD’s PSR framework................................................................................................ 52
Figure 30: Water erosion indicators for Canada and the US............................................................ 69
Figure 31: The information pyramid............................................................................................... 72
Figure 32: Trend in GDP, 1990–2000............................................................................................. 84
Figure 33: Trends in the structure of GDP: agriculture, industry, services, 1990–2000.................... 84
Figure 34: Trend in private final consumption expenditure, 1990–2000.......................................... 85
Figure 35: Private final consumption expenditure, 1999.................................................................. 86
Figure 36: Trend in primary energy consumption, 1993–2002........................................................ 86
Figure 37: Trend in apparent consumption of energy, 1990–2001................................................... 87
Figure 38: Trends in energy consumption by transportation sector:
air, road, rail, and total, 1970–2000............................................................................... 88
Figure 39: Motor vehicles per capita, 1998...................................................................................... 89
Figure 40: Trend in total population, 1990–2000............................................................................ 90
Figure 41: Trend in population density, 1990–2000........................................................................ 90
Figure 42: Population density, 1999................................................................................................ 91
Figure 43: Trend (and projection) in total urban population, 1950–2030........................................ 92
Figure 44: Trend in total CO2 emissions, 1990–2001...................................................................... 92
Figure 45: Per capita greenhouse gas emissions, 2000...................................................................... 93
Figure 46: CO2 emissions per unit GDP, 1998................................................................................ 94
Figure 47: Trend in ozone-depleting CFC consumption, 1990–2000.............................................. 95
Figure 48: Trends in consumption of HCFCs and methyl bromide, 1988–1998............................. 95
Figure 49: Trend in total column ozone over selected cities, 1979–1999.......................................... 96
Figure 50: Trend in total emissions of SOx, 1990–1999................................................................... 96
Figure 51: Trend in total emissions of NOx, 1990–2000.................................................................. 97
Figure 52: Change in releases and transfers of pollutants, 1998–2001............................................. 98
Figure 53: Generation intensities of municipal waste per capita, late 1990s..................................... 99
Figure 54: Trend in nuclear waste: spent fuel arisings, 1982–2000................................................... 99
Figure 55: Per capita freshwater abstractions, late 1990s................................................................ 100
Figure 56: Trend in wastewater treatment connection rates, 1980–1997........................................ 100
Figure 57: Trend in total fishery production, all areas, 1990–2000................................................ 101

vi Environmental Indicators for North America


Figure 58: Trend in total forest area as per cent of land area, 1990 and 2000................................. 102
Figure 59: Trend in FSC-certified forests, 1996–2001................................................................... 102
Figure 60: Top ten countries with certified forests......................................................................... 103
Figure 61: Trend in arable and permanent-crop land, 1990–2000................................................. 104
Figure 62: Trend in permanent grassland, 1990–2000................................................................... 104
Figure 63: Trend in irrigated area, 1990–2000............................................................................... 105
Figure 64: Trend in apparent consumption of nitrogenous fertilizers, 1990–2000......................... 106
Figure 65: Nitrogen balance, 1995–1997...................................................................................... 107
Figure 66: Trend in protected areas, 1994–2003............................................................................ 107
Figure 67: Trend in official development assistance (ODA), 1990–2000....................................... 108

List of Tables
Table 1: Comparative table of Canadian and US environmental issue areas..................................... 35
Table 2: Comparative table of Canadian and US environmental indicators................................... 122
Table 3: Indicators common to at least two international initiatives................................................ 57
Table 4: Indicators common to North American and international initiatives.................................. 58
Table 5: Integration of common national and international environmental indicators..................... 59
Table 6: Feasible bilateral environmental indicators for Canada and the United States..................... 78

List of Boxes
Box 1: Trends in SOE reporting...................................................................................................... 2
Box 2: An indicator species.............................................................................................................. 3
Box 3: Criteria for performance indicators...................................................................................... 5
Box 4: A set of indicators creates a profile........................................................................................ 6
Box 5: EEA’s smiley-face scheme..................................................................................................... 8
Box 6: Use of indicators to influence the climate change policy cycle............................................ 12
Box 7: Questions addressed by the PSR approach......................................................................... 13
Box 8: DPSIR indicators............................................................................................................... 15
Box 9: Steps in a generic indicator development process................................................................ 18
Box 10: Potential criteria for environmental issue ranking............................................................... 19
Box 11: Questions to elicit the identification of potential indicators................................................ 20
Box 12: Criteria for selecting environmental indicators................................................................... 21
Box 13: Various indicator sets.......................................................................................................... 22
Box 14: Criteria for Canadian SOE reports..................................................................................... 26
Box 15: Indicator profiles in Environmental Signals......................................................................... 27
Box 16: NRTEE’s proposed environmental indicators..................................................................... 28
Box 17: Indicator profiles in the EPA draft report........................................................................... 31
Box 18: The Heinz Center’s core national indicators....................................................................... 33
Box 19: Issues selected by the bilateral indicator initiatives.............................................................. 45
Box 20: The 1992 Earth Summit called for harmonizing indicator efforts....................................... 47
Box 21: CSD environmental indicators........................................................................................... 49
Box 22: GEO Year Book indicators (2003)...................................................................................... 50
Box 23: OECD set of key environmental indicators........................................................................ 53
Box 24: OECD environmental indicators....................................................................................... 54
Box 25: International environmental issue areas.............................................................................. 56
Box 26: Measuring environmentally harmful subsidies.................................................................... 62
Box 27: Examples of response indicators......................................................................................... 64
Box 28: Indicators for decision-makers............................................................................................ 66
Box 29: CSD’s methodology sheets................................................................................................. 70

vii
Preface
The purpose of this report is to determine which indicators to show environmental
the current status of environmental indica- conditions and trends at the national scale
tors being used in Canada and the United are in current use in these two countries?
States. From assessment of these indicators and • What parallels and inconsistencies are there
analysis of current work on a variety of sets of between the national-level indicators used
indicators being used in national, regional and by the two countries, and are there com-
global environmental reporting, the author mon issues and indicators?
draws lessons about how to begin a bilateral • What organizations are working on coor-
indicators initiative and suggests ways to over-
dinated regional (Canada and the United
come key challenges.
States) or eco-regional efforts to track the
Unless specified otherwise, in this report a status of ecosystems shared by the two
“region” refers to a group of contiguous coun- countries, and what indicators are being
tries, such as Canada and the United States, used or developed by them?
rather than a group of states, provinces, or
• What organizations have experience in de-
ecosystems within national borders. Environ- veloping environmental indicators to enable
mental indicators are frequently part of broader
multilateral assessments, and what indica-
indicator initiatives that aim to measure prog- tors or sets of indicators are being used or
ress in achieving sustainability on all developed by them? What common issues
fronts, including economic, social, and do they address and what indicators do
institutional. This study looks specifically they use?
at environmental indicators.
• How can the lessons about indicators
The report aims to answer the learned from the national and multilateral
following questions:
reporting initiatives be applied to an effort
• What are environmental indicators and to report on the state of the environment in
what role do they serve? What is the the North American region?
best process to select and develop
• What indicators could form a set of “fea-
ideal indicators? sible” indicators—indicators that have
• Which organizations are using or develop- already been developed for multilateral
ing national-level environmental indica- reporting, or that could easily represent the
tors for Canada and the United States and region in an integrated fashion?

viii Environmental Indicators for North America


• Can some of these feasible indicators al- A word of caution about this report’s limi-
ready be used as examples to tell us about tations: this is not a comprehensive state-of-
changes taking place in the region’s envi- the-environment (SOE) report. It assumes the
ronment and, if so, what do they show? reader has some knowledge of environmental
• What are the major sources of data that issues in North America, so does not explain
could be used to design and compute them in detail. It does not define, discuss, or
the numerical value of common environ- analyze the environmental issues many of the
mental indicators for Canada and illustrative indicators represent—many figures
the United States? in the report are used primarily as examples
of the types of indicators that can be used in
The report’s chapters are arranged to
environmental reporting. It surveys a select
respond to the questions outlined above. The
number of indicator initiatives to glean some
first chapter may be considered a brief manual
lessons but is not an exhaustive survey of
about how to develop and use indicators1. It
multilateral indicator and SOE projects. As
provides an introduction to environmental
such, it does not touch on a number of them,
indicators, including examples of a variety
such as those undertaken by the EU, Australia
of indicator types and sections on the role of
and New Zealand, the Mediterranean, and the
indicators and their limitations. Chapter Two
Baltic region, among many others, although
describes four environmental indicator re-
lessons could be learned from these initiatives
ports published since 2002 and looks at three
as well.
recent bilateral ecosystem reporting initiatives
in North America. Chapter Three describes The fundamental goal is to ensure that the
a number of international environmental results of this report help SOE professionals
indicator reports. Lessons learned from the in North America to inform decision-makers
survey are set forth in Chapter Four. Using a through the use of environmental indicators.
select number of feasible indicators, Chapter The result should be a continual improvement
Five demonstrates how these can be used to of policies and assessment methods to protect
provide a snapshot of how environmental the ecosystem goods and services that form
conditions are improving, deteriorating, or the backbone of North America’s economic
remaining the same and to rank the two coun- prosperity and human welfare.
tries against other nations in the state of their
environmental assets and progress towards
protecting them.
1See Denisov and others 1998, for a manual about how to produce an SOE report for the Internet; CSIRO 1999,
for a guidebook to environmental indicators; and Segnestam 2002, for theories related to sustainability indicators.

A suburb street in Virginia, USA. Gyde Lund

ix
They say that figures rule the world. I do not know if
this is true, but I do know that figures tell us if it is
well or poorly ruled.
—Goethe 1814, cited in UN Habitat 2001, 114

UNEP/ISS/NASA

 Environmental Indicators for North America


1
Chapter 1
Environmental Indicators

The State of SOE Reporting The environment is the sum of the abiotic
The environment is all-encompassing. It is “the (physical), biotic (living), and cultural (social)
totality of surrounding conditions” (Roget 1995). factors and conditions directly or indirectly
Trying to describe the state of the environment is affecting the development, life, and activities
a monumental task. Even assessing the health of of organisms and populations, in the short and
a small part of it—a certain lake that has become long term (Dubos 1994, 208).
polluted, or air quality over a particular city—is
fraught with difficulties. This is because any part
of the environment is a subset of a larger area and
its state is not stable but in constant flux. Fur-
thermore, we still lack a complete picture of how and ecological aspects. This conceptual frame-
ecosystems work. Finally, the task is complicated by work evolved into the now widely-adopted pres-
the blurred distinction between ourselves and the sure-state-response (PSR) model and its offshoots
environment. It is not simply “out there” where we (described in more detail further on), which help to
can get a good look at it from a distant and dispas- organize the vast amount of information required
sionate vantage point. Humans are an integral part to portray environmental change and to attempt
of the environment. To report on its condition, we to reflect the dynamic relationships among human,
have to observe and interpret a complex, dynamic physical, and biological properties and processes
system of which we are an interacting component (NIRO 2003a). In addition to portraying environ-
(Dubos 1994). mental issues by political or administrative units
In 1972, the United Nations Conference on the (countries, states, municipalities, and so on), some
Human Environment urged the international com- state-of-the-environment (SOE) reports began to
munity to prepare periodic international, regional, present information based on a variety of differ-
and sub-regional reports on “the state of, and ent units, such as watersheds and other types of
outlook for, the environment” (UNEP 1972). In ecosystems, or environmental components (soil or
response, a number of governments, non-govern- vegetation type, for example) and to use different
mental organizations (NGOs), and international frameworks to organize the information, such as
organizations began to produce reports to track focusing on priority issues (habitat loss or water
environmental problems and supply needed data pollution, for example) or on economic sectors
for measuring changes in the quality and quantity and their impacts (such as agriculture or fisheries)
of the waters, air, and lands that were clearly show- (Rump 1996; US GAO 2004).
ing signs of pollution and unsustainable use. The Too frequently, however, traditional SOE
first reports typically focussed on describing current reports were based on ideas of what their produc-
environmental conditions and recent trends in ers thought were important instead of on the needs
environmental media (air, freshwater, land, ma- of users, and the comprehensive nature of the
rine resources, forests, and so on) and were aimed products made them cumbersome. They gener-
primarily at raising awareness (Rump 1996). Given ally contained a large amount of information that
the sheer size of the task, the reports were often was difficult to digest. Furthermore, they did not
encyclopaedic tomes. Much of the data required appear to have much influence on decision-makers
to note trends was only starting to be gathered, (Keating 2001).
measures were often qualitative and anecdotal, and
Today, SOE reporting increasingly attempts
the separation of the environment into discrete
to serve the needs of or to influence specific users,
media obscured the links among them and between
especially decision-makers. The trend is towards the
human activity and environmental change.
use of a select number of indicators to address a few
Canada played a key role in helping to advance issues. Indicators help translate complex data into
the field of state-of-the-environment (SOE) report- comprehensible information, can be aggregated
ing. In the late 1970s, Statistics Canada developed into indices, and can help show progress towards
an “ecosystem” approach that integrated economic


a target. SOE reporting has also broadened the Today, organizations of all types and sizes are
range of outputs and communication tools, which beginning to consider the long-term sustainability
may now encompass, for example, a background of their actions and to measure social, economic,
report, a web version, an educational package, a environmental, as well as institutional viability.
CD-ROM, and brief, concise indicator summaries, Seattle is leading the way in the development
generally issued on a frequent and regular basis and use of SD indicators at a municipal level, for
(Box 1) (CGER 2000; EEA 2000a; Keating 2001; example, while the independent Global Report-
NIRO 2003a). ing Initiative (GRI) is providing organizations and
businesses with sustainability-reporting guidelines
The dominant trend in SOE reporting has to analyze the economic, environmental, and social
been a shift away from comprehensive re- dimensions of their activities, products, and ser-
ports towards more focused indicator reports vices (GRI 2002; US GAO 2004). In recognition
for different audiences (NIRO 2003a, 27). of the relative size of the public sector and a need
for harmonization of reporting practices to ensure
comparability and consistency amongst public sec-
tor organizations as well as private sector groups,
the GRI recently launched a process to enable the
State-of-the-environment reporting initiatives public sector to apply its reporting framework to
increasingly attempt to measure progress towards measuring progress towards sustainability (GRI
sustainability and sustainable development. This 2004). Each of these initiatives has developed envi-
concept rests on the three pillars of environmental, ronmental indicators as part of a set of indicators to
social, and economic sustainability and was clearly assess progress towards sustainable development.
articulated in 1987 by the World Commission on Finally, SOE reporting is increasingly devel-
Environment and Development in Our Common oping and using sets of indicators or aggregated
Future (WCED 1987). Subsequently, both the indices to measure progress towards environmen-
1989 G7 Economic Summit in Paris and the 1992 tal goals to complement well-known indices that
Earth Summit in Rio de Janeiro drew attention to portray economic development, such as GDP, and
the need for indicators to gauge progress towards social well-being, such as the Human Development
sustainable development (SD). Since then, the con- Index. Examples of such efforts, including those
struction and use of SD indicators has proceeded developed to gauge progress towards all aspects of
apace (NIRO 2003a; SCOPE 2003)2. sustainability, are: the Ecological Footprint (see

2 See Hardi and Barg 1997 for a review of practices related to sustainable development indicators.

Box 1: Trends in SOE reporting


State-of-the-environment reporting is moving • developing a suite of reporting products
towards: derived from the same data to communicate
• showing the interconnections among envi- results in a variety of ways;
ronmental, economic, social, and institu- • incorporating risk-based future scenarios;
tional issues; • using multiple-effects models rather than
• producing shorter, more focussed reports simple causal chains;
based on indicators and addressing specific • providing solutions along with trends;
audiences;
• consulting with the public in a multi-stake-
• reducing comprehensive lists of indicators holder approach during the design and
into core sets for better communication, preparation of indicators and reports; and
and using indices aggregating several indica-
• adopting new technologies, especially geo-
tors into a more concise picture of complex
graphic information systems (GISs) and the
systems;
Internet, enabling access to a wider audience
• measuring progress towards achieving tar- and allowing for interactive reporting.
gets and objectives; Source: Compiled by author from Keating 2001; NIRO 2003a.
• building environmental reporting into gov-
ernment decision-making, and business and
industry plans;

 Environmental Indicators for North America


Venetoulis, Chazan, and Gaudet 2004); the Envi- SOE reporting initiatives is to focus on developing
ronmental Sustainability Index (see CIESIN 2002; environmental indicators and indices. Environmen-
CIESIN 2005); the Barometer of Sustainability (see tal indicators condense information about condi-
Prescott-Allen 1997); the Dashboard of Sustain- tions and trends in attributes of the natural world.
ability (see IISD 2002); the Daly-Cobb Index of Indicators are generally understood to be “signs”
Sustainable Economic Welfare (see Daly and Cobb that point out, or stand for, something. They
provide clues about the condition or viability of a
SOE reporting and indicator development are system or the state of its health. For example, blood
now internationally endorsed and promoted pressure and body temperature are “representa-
as key components to effective environmental tive” indicators that help a doctor assess a patient’s
policy and sustainable development strategies health. The presence or absence of a particular
(NIRO 2003a, 15). species in an ecosystem can serve as a representa-
tive indication of the presence or absence of certain
environmental conditions associated with healthy
ecosystems. The “indicator species” is a classic rep-
resentative indicator frequently relied on in ecology
1989), and the Living Planet Index (see WWF (Box 2) (Gallopín 1997).
2002; WWF 2004).
The following pages of this section take a
closer look at the various types of environmental Indicator: A parameter, or a value derived
indicators and their role in state-of-the-environ- from parameters, which points to, provides
ment reporting, and provide a review of the litera- information about, describes the state of
ture about how to select and develop a phenomenon/environment/area, with a
environmental indicators. significance extending beyond that directly
associated with a parameter value (OECD
What Are Environmental Indicators? 2001, 133).
Types and presentation of
environmental indicators
To simplify and render messages about environ-
mental conditions clear and concise, the trend in

Box 2: An indicator species


The great blue heron (Ardea herodias), the larg-
est heron in North America, is widely distrib-
uted over Canada and the northern US. The
subspecies Ardea herodias fannini is an ideal
long-term indicator for the surrounding ecosys-
tem due to its non-migratory behaviour. With a
varied diet including young fish, contaminants
from its food build up in the bird’s system pro-
viding clues about the level of pollutants in the
ecosystem of which it is a part. Since 1977, the
Canadian Wildlife Service has routinely exam-
ined the chemical content of heron eggs found
near the Strait of Georgia, which reveal the pres-
ence of organochlorine pesticides and industrial
organochlorines (EC 2004a).

A great blue heron waits for his dinner on Maryland’s Eastern Shore.
Tim McCabe/UNEP/NRCS


Environmental indicators can be Figure 1: Map of percentage crown closure representing
qualitative and/or quantitative, based on forest cover in Canada
physical, chemical, biological, or eco-
nomic measures, and they can portray
the parameters through a variety of vi-
sual means, including graphs, pie charts,
tables, data diamonds, maps, and re-
mote sensing from satellites and aircraft.
Quantitative representative indicators
can provide a snapshot of conditions at
a given time, as in Figure 1, which maps
the percentage of crown closure to con-
vey or represent forest cover in Canada
in 1998. Data representing the “state”
or condition of a system are also called
“descriptive” indicators.
Representative indicators using
quantitative parameters can also reveal
trends over time. A graph of time-series Source: NTREE 2003, 29

data of fertilizer use in the US tells one


part of the story of chemicals in the Figure 2: A representative indicator showing
landscape (Figure 2). Thus, as symbols historical trends
representing the state of an issue or a
system, indicators have a significance Use of fertilizer, 1960-1998
that extends beyond the actual value of 25

the parameters themselves (Hammond 20


Millions of nutrient tons

and others 1995). Total


15 Nitrogen
Representative indicators can be used
to show historical trends, as in Figure Phospate
10
Potash
2, but they may also attempt to predict
5
future trends, either as projections of
historical trends, as in Figure 3, or by 0
using data from models of potential
1969
1972
1975

1987
1990
1993
1996
1960
1963
1966

1978
1981
1984

future scenarios (Rump 1996). Source: Compiled by author from Daberkow, Taylor, and Wen-yuan Huang 2000.
Indicators can also measure perfor-
mance by gauging progress towards a
Figure 3: A predictive indicator showing future trends
benchmark or target. In performance
indicators, the message portrayed is
Projected Population Growth in
determined by the meaning assigned to North America, by Country, 1950-2050
the variable (Gallopín 1997).
“Benchmarks” are scientifically deter- 600
mined thresholds, such as the maximum 500
level of a pollutant’s concentration in
400
the air or water deemed tolerable for hu-
man and environmental health (CSIRO
Millions

300
1999). Figure 4 gives an indicator of 200
trends in one aspect of urban air quality,
showing the percentage of monitoring 100

stations recording exceedances of the US 0


threshold for average ozone concentra-
50

00

50
19

20

20

tions over an eight-hour period.


Canada
Targets, on the other hand, are
Mexico
normative policy-oriented goals or end- United States
points based on human values assigned North America
to them. National and regional indica- Source: Modified from CEC 2001, 80.
tors can use targets associated with inter-

 Environmental Indicators for North America


Figure 4: A performance indicator based on a other important factors associated with that issue
scientific benchmark are absent, so it often takes many indicators to
construct a profile of a particular issue of concern
Exceedances of 8-hour Ozone Threshold
(0.08 ppm)
(see Box 4).
The use of indices is another way to overcome
% of All Urban and Suburban

90
At Least 25 Days
Air Monitoring Stations

80 the inadequacies of indicators based on a single pa-


70 per Year
60 At least 10 Days rameter or when the use of multiple indicators risks
50 per Year
40 At least 4 Days overwhelming the target audience with too much
30 per Year
20 detailed or complex information. This is done by
10 At Least 1 Day
0 per Year combining several parameters and condensing and
1990
1991
1992
1993
1994
1995
1996
1997
1998
1999
refining the data into an index. An index is a scalar
formed by the aggregation from two or more values
Source: Adapted from Heinz Center 2003, 188. (MFE 1996; Gallopín 1997). Aggregated indices
have the advantage of giving an overall picture of
Figure 5: A performance indicator based on a a system’s performance in a simple but compel-
policy target ling way and are often the means of choice in SOE
reporting to inform decision-makers. In addition to
Total and Strictly Protected Land in Canada computing aggregate values, an index can include
12.00
10.00
International target, all classes of protected areas a weighting scheme to even out the relationships
among the disparate indicators and their depen-
percentage

8.00
6.00 dence on subjective interpretation (Rump 1996;
4.00 UNESCO 2003). Indices need to be based on a
2.00
0.00
transparent and unbiased choice of individual in-
dicators, a clearly defined approach to the method
19 0
19 5
10

19 5
20

19 5
19 0
19 5
19 0
19 5
19 0
19 5
19 0
19 5
19 0
75

19 0
19 5
19 0
95
00
0
0

2
3
3
4
4
5
5
6
6
7

8
8
9
19

19

19

19

20

of aggregation and weighting, and robust data and


to

years % of strictly protected


% of total area protected analysis.
Source: Adapted from EC 2003a, 2 with the permission of the Minister of Public Works and
Government Services, 2005 The Living Planet Index, published by WWF–
World Wide Fund for Nature, provides a trend
national commitments or accords or with national line of the state of the world’s natural ecosystems
policy goals. The reference point for the indicator by averaging three sub-indices measuring changes
in Figure 5, for example, is the international in abundance of terrestrial, freshwater, and marine
target for the per cent of land to be set aside as species. Each index is set at 1.00 in 1970 and given
protected area. an equal weighting (see Figure 6) (WWF 2004).
Box 3 provides examples of a variety of criteria Performance can also be assessed by the use of
that are used in performance indicators. comparative indices. The Environmental Sustain-
When indicators use only one parameter to ability Index (ESI), for example, is an aggregated
portray or represent the state of an issue or system, index that measures environmental sustainability

Box 3: Criteria for performance indicators


Type of criteria Example
Benchmark Highest percentage of households connected to sewage
system in a comparable entity in the same jurisdiction
Threshold Maximum sustainable yield of a fishery
Principle Policy should contribute to the increase of
environmental literacy
Standard Water quality standards for a variety of uses
Policy-specific target Official development assistance shall be 0.4 per cent of gross
national product (GNP)
Targets specified in legal agreement Per cent reduction in greenhouse gas emissions by target date
Source: Adapted from Pinter and Swanson 2004b, slide 43.


Figure 6: An index based on equal weights are numerous difficulties associated with condens-
1970-2000 ing many issues into a single measure, as explained
1.4
in more detail further on.
1.2 In addition to giving absolute scores, perfor-
1.0 mance indices can also measure progress with
Index (1970 = 1.0)

ranking schemes that compare nations or issues on


0.8
the same scale, using similar measures and criteria.
0.6 The value of ranking lies in its ability to spur action
0.4 on the part of poor performers to improve their
position (Yeung and Mathieson 1998). Examples of
0.2
such indices for aspects of social well-being include
0
1960 1965 1970 1975 1980 1985 1990 1995 2000 the United Nations Development Programme’s
Human Development Index, Transparency Inter-
Note: State of the world’s natural ecosystems by averaging
three sub-indices measuring changes in abundance of terres- national’s Corruption Index, and the World Health
trial, freshwater, and marine species, each set at 1.0 and given Organization’s Disability Adjusted Life Expectancy
equal weighing. Source: WWF 2004, 1 http://www.panda.org/downloads/general/ Index. The 2002 Environmental Sustainability
lpr2004.pdf
Index (ESI) includes tables that rank 142 countries
through 22 indicators to track the relative success according to five components and twenty indica-
of 146 countries. Figure 7 provides an example. It tors. Figure 8 shows the first 30 countries ranked
shows the indicator for environmental systems (air for the sustainability of environmental systems ac-
quality, biodiversity, land, water quality, and water cording to this scheme. The component scores are
quantity) for Canada and the United States, com- presented as standard, normal percentiles, ranging
paring their achievements against the average value from a theoretical low of 0 to a theoretical high of
of the country’s peer group (CIESIN 2005). Read- 100. According to this system, Canada ranks first
ers should be aware of the definitions and methods and the United States thirtieth (CIESIN 2002).
used to arrive at such indices, however, since there
Figure 7: A comparative index for environmental systems
Canada United States

Air quality Air quality


Water Indicator Value Water Indicator Value
1.9
Quantity Reference (average Quantity Reference (average
Water value per group) Water value per group)
Qualtity Qualtity
Biodiversity Biodiversity
Land Land

Source: Adapted from CIESIN 2005, Appendix B: 129, 245

Box 4: A set of indicators creates a profile


Possible indicators for a profile of greenhouse gas (GHG) emissions:
• Time-series of values showing the overall (total) trend in GHG emissions
• Trends in per capita GHG emissions
• Time-series of values showing the overall trend in concentrations of CO2
• Intensity of GHG emissions (per unit GDP)
• GHG emissions by pollutant category (CO2, N2O, CH4 and fluorinated gases)
• Percentage of GHG emissions by sector of the economy
• Trends in total GHG emissions by individual sector
• Comparison of emission trends with targets (such as the Kyoto Protocol)
• Projections of GHG emissions (according to various scenarios)
• Country comparisons
Source: Adapted from EEA 2003.

 Environmental Indicators for North America


Figure 8: A ranking scheme based on the “state” of ecosystems

Rank Country Percentile Rank Country Percentile


1 Canada 90.4 16 Peru 69.3
2 Gabon 81.2 17 Central African Rep. 68.6
3 Finland 78.7 18 Papua New Guinea 66.9
4 Norway 77.6 19 Brazil 66.3
5 Venezuela 77.2 20 Australia 66.1
6 Botswana 77.2 21 Uruguay 65.4
7 Congo 75.8 22 Ecuador 65.3
8 Namibia 75 23 Austria 64.6
9 Iceland 73.1 24 Paraguay 63.8
10 Argentina 72.4 25 Latvia 62.9
11 Russia 72.2 26 Angola 62.6
12 Sweden 72.1 27 Albania 62.2
13 Bolivia 71.1 28 Mali 60.5
14 Mongolia 70.5 29 Nicaragua 60.5
15 Colombia 69.8 30 United States 60.1
Source: Adapted from CIESIN 2002, Annex 4: 58.

The 2005 Environmental Sustainability Index environmental performance over time. This index
(ESI) mentioned in relation to Figure 7, ranks shows Canada ranking 6th and the United States
146 countries according to 21 equally-weighted 45th (CIESIN 2005).
indicators of environmental sustainability, includ- Another environmental ranking scheme, used
ing natural resource endowments, past and pres- by the World Wildlife Fund in the Living Planet
ent pollution levels, environmental management Index, produces very different results from the ESI,
efforts, contributions to protection of the global however. It ranks 73 countries with populations
commons, and a society’s capacity to improve its over 1 million based on the “ecological footprint”
The busy city, Toronto, Canada. Gracey Stinson/UNEP/MorgueFile


Box 5: EEA’s smiley-face scheme of various measurements and definitions is fair and
The smiley faces in the boxes next to key transparent and it is clear what is being measured
indicators aim to give a concise assessment (Segnestam 2002).
of the indicator:
Aggregated performance indices and composite
Positive trend, moving toward indicators often employ imaginative visual means,
qualitative objectives or with barometers, meters, dashboards, dials, and
quantified targets;
even happy/sad faces portraying how well or badly
some positive development,
a nation or an issue is faring—whether it is improv-
but either insufficient to
reach qualitative objectives or ing, remaining stable, or deteriorating. Box 5 shows
quantified targets, or mixed the “smiley face” scheme used by the European En-
trends within the indicator; vironment Agency in its assessments (EEA 2003).
unfavourable trend.
More than one parameter can be presented in
the same figure when comparisons help to get a
Source: EEA 2003, 13 message across to the reader or when illustrating
the links between one system and another. One
attempt at showing the links between the environ-
ment and the economy is through the use of a
per person. This measure represents pressures performance index to measure changes in the in-
on the environment in terms of natural resource tensity of natural resource use or emissions output.
consumption, rather than the state of each nation’s Performance can be measured by plotting trends to
ecosystems as in the previous example. A country’s indicate the level of “decoupling” of environmental
footprint is the total area required to produce the harm relative to economic growth, such as pollut-
food and fibre it consumes, absorb the waste from ing emissions or waste generation per unit of gross
its energy consumption, and provide space for its domestic product (GDP). Simultaneously, perfor-
infrastructure. Figure 9 shows the 36 countries with mance is compared to an earlier time period by
the poorest ranking out of the 73 countries with showing the intensity of natural resource use over
populations over 1 million. In this ranking scheme, time, starting at a base-line level (OECD 2003).
Canada and the United States are at the bottom of
Figure 10 gives an example of a performance in-
the scale, at positions number 66 and 72 respec-
dex showing the intensity of sulphur dioxide emis-
tively (WWF 2004).
sions in Canada and the United States and how
So, as made clear by these examples of ranking they are decoupling from GDP. It also contains
systems, care must be taken in designing compara- targets in the form of national and international
tive performance indices so that the standardization objectives and shows the progress the two countries

Figure 9: A ranking scheme based on “pressures” on nations

Source: WWF 2004, 10 http://www.panda.org/downloads/general/lpr2004.pdf

 Environmental Indicators for North America


Figure 10: A performance index comparing trends
Trends in SOx emissions, Index 1980 = 100
Canada USA
200 200
150 150
100 100
50 50
0 0
1980 1985 1990 1995 2000 2005 2010 1980 1985 1990 1995 2000 2005 2010

Helsinki protocol Oslo protocol National objectives Gothenburg protocol SOx emissions Fossil fuel supply (FFS) GDP

Source: Modified from OECD 2001, 28

have made in moving towards them since the base- Thus, there is a plethora of types of indicators
line year of 1980. to choose from to give a snapshot of an environ-
The performance indicator above can also be mental issue, from simple representative indica-
termed an “intensity” or “efficiency” indicator. tors, to composite indices and other more complex
Energy is often measured in terms of intensity of performance indicators. The choice will depend on
use. Energy intensity is the ratio of energy con- the author’s purpose or goal. The following section
sumption to some measure of demand for energy looks at the role of environmental indicators.
services. Energy use can be measured against units
of production or service delivery, for example, to
show progress towards more efficient operations, The Role of Environmental Indicators
or against an economic measure such as GDP, as in First used primarily to act as the “canary in the coal
Figure 11, which shows Canada’s energy consump- mine”, providing early warning signals for emerg-
tion compared to trends in GDP. In the transpor- ing environmental problems, indicators are increas-
tation sector, intensity indicators could measure ingly being recognized and used for their key role
gallons per passenger mile or gallons per vehicle in improving decision making (EC 2001; Pinter
mile (EIA 1995). and Swanson 2004a).

Figure 11: An intensity or efficiency indicator comparing trends

Note: The energy units are exajoules (EJ). An exajoule is 1018 joules. GDP is expressed as 1 000 million of 1992 Canadian dollars.
Source: Adapted from EC 2004b http://www.ec.gc.ca/soer-ree/English/Indicators/Issues/Energy/Tables/ectb01_e.cfm


Environmental indicators are not an end in
themselves; rather, they should form part of an it- Indicators function inside the governance
erative policy cycle, which includes policy planning process; they are not exogenous factors
and application, the evaluation of the impacts of parachuted in, which can act like a magic
policies, and subsequent adjustment of the policy bullet causing decision-making to become
to further progress towards the desired goal. The instantly objective and scientific (Pastille
role of indicators is to incorporate environmental Consortium 2002, 90).
knowledge into decision making at the evaluation
and analysis phase (Figure 12).
This phase comprises designing and implement-
ing systems for monitoring and for data collection,
and a state-of-the-environment (SOE) programme Figure 12: The role of indicators in the
that includes indicators and their dissemination. policy cycle
Indicators help to outline policy goals in specific
terms. They also provide feedback to managers and
the public about outcomes. If and when there is a Evaluation and
Adjustment
straightforward connection between specific poli- analysis
cies and outcomes, indicators can play a key role in
the continuous cycle of policy learning and adapta- Policy Policy
Implementation Implementation
tion (Pinter and Swanson 2004a). Ideally, indica-
tors should inform decision making by helping to
Source: Adapted and modified from Pinter, Zahedi, and Cressman 2000, 79

Figure 13: The environment management cycle

Source: CSIRO 1999 http://www.csiro.au/csiro/envind/code/pages/07.htm

10 Environmental Indicators for North America


clarify issues and by disclosing the relationships Figure 14: An indicator designed to influence
between the issues and policy decisions. decision making. Actual and projected emissions
Monitoring programmes are also part of a cycle of GHG compared to Kyoto targets, 1990–2010
of environmental management in which policy
is informed by the messages provided by indica-
tors. In turn, indicators rely on monitoring and
data gathering to provide the necessary inputs (see
Figure 13)3 . The lack of clear causal relationships
between actions taken in a management cycle and
resulting environmental change, the influence of
other unrelated factors, as well as delays between
management actions and results are some of the
significant challenges inherent in this cycle
(GAO 2004).

The best indicators trigger human action,


or have the potential to do so (CSIRO 1999
http://www.csiro.au/csiro/envind/code/pag-
es/14.htm).

Predictive, performance, and comparative indi-


cators are the most effective in drawing the atten-
tion of decision-makers to the urgency of address-
ing environmental change. Figure 14 illustrates a
predictive indicator with the potential to influence
policy decisions. Canada, as signatory to the Kyoto
Protocol, adopted time-bound targets to reduce
greenhouse gas emissions between 2008 and 2012

3 See CSIRO 1999 for a description of each stage of this Source: UNEP GRIDA 2001 http://www.grida.no/db/maps/collection/climate6/canada.htm,
http://www.grida.no/db/maps/collection/climate6/usa.htm
management cycle

A 59 kg (130 lb) wolf watches biologists in Yellowstone National Park, USA,


after being captured and fitted with a radio collar on 9 January 2003. William Campbell/UNEP/USFWS

11
Box 6: Use of indicators to influence the climate change policy cycle
Goals and targets: A national government institutes a climate change policy to support international
efforts to curb the human influences on global warming. It sets goals and targets for reducing
greenhouse gas emissions and monitors progress with the use of a set of indicators.
Strategies and instruments: It initiates financial incentives, such as energy taxes; legal instruments,
such as limits on emissions; and other strategies, such as budgetary support for public transporta-
tion, that are intended to help achieve the goals and targets.
Policy implementation: National, regional, and local governments might implement the policies by
monitoring and enforcing emission limits in industry, for example, and improving and increasing
bus, subway and train services, as well as cycling lanes and paths, among other measures.
Impact evaluation: Indicators are used to measure the effectiveness of the policy change. For exam-
ple, indicators would help evaluate the policy’s performance by comparing data about greenhouse
gas emissions before and after the policy change and comparing the rate of progress to the desired
goal. The indicators should serve to inform decision making in a cycle of adaptive learning.
Source: Adapted from Pinter and Swanson 2004b, slide 11.

by six per cent below 1990 emission levels. Box 6 tors fail to provide information about the capac-
is an example of different levels of decisions that ity of ecosystems to sustain their supply of goods
could be triggered by this indicator. and services (MFE 2000). And indicators must be
Performance and comparative indicators are deciphered by the reader, opening them up to false
particularly effective means with which to prompt interpretation, especially when links between cause
action by decision-makers. If a nation can be and effect are extrapolated. For example, abundant
shown to be lagging behind others and not making fish harvest trends do not necessarily signify abun-
progress in environmental protection, its humilia- dant fish stocks, nor do they say anything about the
tion can be a potent impetus to improve. As men- health of the fishery. In fact, history has shown the
tioned above, this is part of the rationale for using collapse of overfished stocks all over the world after
a highly aggregated index that could roll many a period of plentiful harvests (UNDP and others
aspects about the state of a nation’s environment 2000). Correlative conclusions may be drawn from
into one easily-understood performance measure indicators rather than a scientifically causal rela-
that would allow comparing and ranking nations. tionship between a trend and a pressure, or indeed,
between specific policies and programmes and
In addition to serving policy ends, indicators
changes in the state of the environment.
also have a role in informing the public. When
designed and communicated in effective ways, As intimated earlier, the design of indices is
indicators are useful as tools to illustrate concepts fraught with difficulties. Aggregation will be coun-
and scientific information, helping to change or terproductive if the index becomes too abstract or if
illuminate the understanding of an issue and draw- it hides defects in the condensing of many features
ing attention to important environmental problems of an issue into a single measure (Lealess 2002).
(Hezri 2003; NIRO 2003a). The public includes An index that aggregates “apples and oranges” or
environmental NGOs, some of which may use issues that cannot be measured in the same units
the information in indicator reports to create and has more serious limitations that should be made
disseminate their own products that help them explicit and transparent for the reader. Even profiles
pressure governments to act. that use a variety of indicators in an attempt to
cover all aspects of an issue can have gaps
(Bossel 1999).
Limitations of indicators When indicators are established but no action
There are limitations on the use of indicators, how- follows, their development process and tweak-
ever, the first being the risk of oversimplification. ing may actually be serving as a camouflage for
The complexities of ecosystems and their functions inaction, a delaying tactic, or an excuse not to act
and how well they are being managed cannot be until the science is “right”. An ulterior motive for
reduced to a set of indicators or indices, let alone introducing indicators in a policy-making process
a single representative indicator (Turnhout 2003). can include creating indicators that support a pre-
One of the key problems is that traditional indica- determined position (Hezri 2003). Sets of indica-

12 Environmental Indicators for North America


Box 7: Questions addressed by the PSR approach
Question to answer Type of indicators What indicators show

What is happening to the state Indicators of state Changes or trends in the


of the environment and of physical or biological state of the
natural resources? natural world
Why is it happening? Indicators of pressure Stresses or pressures from human
activities that cause environmental
change
What are we doing about it? Indicators of response Actions adopted in response to
environmental problems
and concerns
Source: Adapted from MAP 1998, 2.

tors or indices may also reflect the specific expertise indicators themselves will be transformed to better
and interests of the organization that develops and reflect environmental conditions and trends and to
publishes them rather than the needs of its audi- be of more utility to users.
ence (Segnestam 2002).
On their own, indicators cannot assess policy Organizational and
performance, which involves producing and com- Conceptual Frameworks
municating information about the key interactions An organizational framework helps to structure
between the natural environment and society. indicator selection and development, systemize the
Policy effectiveness—weighing the actual policy analysis and interpretation, identify gaps, and sim-
impact against the goal or desired performance of plify and make explicit the reporting process for the
a single policy—can be achieved by integrated en- target audience (Rump 1996; CEC 2003). As men-
vironmental assessment, which is done in the text tioned earlier, indicators can be organized by juris-
of an SOE report by analyzing the links between dictional or ecosystem boundaries, environmental
key driving forces and policies and the status of the medium or component, economic sector, special
environment (Pinter and Swanson 2004a). theme, emerging or priority issue, or socioeco-
Thus, indicators cannot stand alone, nor can nomic sector, among other organizing frameworks.
they disclose all aspects underlying the states or SOE and environmental indicator reports that are
changes in states they reveal: to perform the role of oriented towards sectors, issues, and environmental
providing information for decision making, indica- media, generally also organize reporting on these
tors need to be interpreted (Segnestam 2002). In- themes around an applied conceptual or analytical
terpretation is needed to help clarify their meaning framework. A variety of frameworks is used in
and provide context, but is also useful because there SOE reporting, frequently in combination
is no universally accepted set of indicators and (NIRO 2003a).
each reporting agency employs different methods
and definitions.
The PSR framework
Indicators alone do not trigger action, either. The most commonly used framework is the pres-
How to effectively ensure the messages they contain sure-state-response (PSR) model. It organizes the
are captured by decision-makers and actually kick- indicators according to how they answer the follow-
start policy change to address the problems they ing questions: “what is happening to the environ-
reveal is a challenge. The effective implementa- ment? why is it happening? and what are we doing
tion of a well-designed communication plan is an about it?” (Box 7).
important part of SOE reporting projects.
State indicators, as represented in this model,
Finally, with the emergence of new environ- describe the quantity of resource assets and the
mental problems or in response to environmental conditions and trends in the environmental media
change, it is important that indicators are flex- or their components. This includes indicators of
ible and can be revised (Bossel 1999). The field the physical size, shape, and location of ecosystems.
of environmental indicators is still evolving and Pressure indicators can portray both natural and
as knowledge and experience accumulates, so the

13
Figure 15: Example of the PSR framework, illustrating the issue of stratospheric ozone

Pressure State Response

Links to climate

Cloud cover

Ultraviolet
radiation level
at the surface
Concentration of
ozone-depleting
substances in the Stratospheric
atmosphere ozone
concentration Phasing out and
destruction of ozone-
depleting substances
Use of ozone-
depleting substances

Source: Adapted and modified from ANZECC 2000, 10

anthropogenic pressures, and range from drivers Response indicators illustrate those polices and ac-
and underlying agents of change, such as socioeco- tions taken by governments and civil society to mit-
nomic and political conditions, to direct pressures, igate or redress environmental problems (UNDP
such as polluting emissions and resource extraction. and others 2000; Pinter and Swanson 2004b).

Figure 16: The DPSIR framework, illustrating the issue of transport

Source: EEA 2000a, 12 http://reports.eea.eu.int/ENVISSUENo12/en/term2000.pdf

14 Environmental Indicators for North America


Box 8: DPSIR indicators
Driving force Underlying pressures related to socioeconomic and political agents of change,
such as population growth, GDP, and consumption.
Pressure Indicators describing variables that directly affect the quality and quantity
of environmental goods and services, such as toxic emissions, pesticide
applications, harvesting rates of fish or timber, and generation of
municipal waste.
State Indicators of the biological, chemical, and physical state or condition (quantity
or quality) of an environmental media, ecosystem, or component at a given
point in time, or as a trend over time. Examples include the area and
distribution of forest cover, ambient levels of ground level ozone, number and
diversity of species.
Impact Indicators of direct effects of environmental pressures on humans, economies,
and ecosystems, such as the percentage of beaches affected by advisories or
closings, concentration of lead in children’s blood, the economic costs of
eliminating an invasive species, and the number of yearly outbreaks attributed
to waterborne disease-causing organisms.
Response Indicators of societal reaction to environmental problems and their causes such
as legislation, regulation, economic instruments, education, voluntary action,
and budgetary allocation. Examples include the area set aside as protected
parks, and trends in recycling.
Source: Compiled by author from Mortensen 1997; MAP 1998; EEA 2003; Pinter and Swanson 2004a.

Figure 15 illustrates a simple indicator profile using pressures such as population growth and consump-
the PSR framework. tion. Impact indicators answer the question, “Why
The PSR approach is a dynamic and compre- are the environmental conditions and changes
hensive model that is meant to facilitate the evalua- significant?” For example, what impact do the
tion of policy responses to environmental issues. It pressures have on ecosystems, economic and social
is flexible and can be adjusted to allow for greater well-being, and human health? (NIRO 2003a). Box
detail or specific features and its advantages have re- 8 describes these categories of indicators and Figure
sulted in its wide adoption and further elaboration. 16 portrays the driving force-pressure-state-impact-
response (DPSIR) framework by illustrating poten-
tial indicators used to report on the environmental
The DPSIR framework implications of transport4.
The PSR framework has been modified over the
years to encompass additional categories of indica-
Limitations of the PSR framework
tors, including driving forces and impacts. Driving
Despite the values and popularity of the PSR
force indicators depict underlying socioeconomic
framework and its offshoots, it has been criticized
4 See EEA 2000b for DPSIR profile flow charts for 14 key environmental issues.

This hillside in northern California is covered by wildlfowers. Gary Kramer/UNEP/NRCS

15
Figure 17: Material flows indicator: US flow of raw materials by weight, 1900–2000
4000

U.S. RAW MATERIALS FLOW, IN MILLIONS OF METRIC TONS


3500

3000

2500

2000

1500

1000

500

0
1900 1910 1920 1930 1940 1950 1960 1970 1980 1990 2000
YEAR
Source: Wagner 2002, 4 http://pubs.usgs.gov/circ/2002/c1221/c1221-508.pdf

the effects of overgrazing or deforestation (CGER


Looking at the flow of materials from the 2000). Natural processes and phenomena also act
perspective of a whole system enables the as pressures on the environment, and it can be diffi-
sum of potential consequences to be envi- cult to separate the effects of natural processes from
sioned, priorities to be set, and methods to human impacts (Berger and Hodge 1998).
combat negative impacts of material flows to Care must be taken in interpreting a profile of
be developed (Wagner 2002, 1). indicators arranged according to the PSR frame-
work and its derivatives so that invalid inferences
are not drawn, especially since this could lead to
erroneous policy recommendations. In short, the
for being overly simplistic in the intuitive assump- PSR framework should be seen as a useful system
tion of direct cause-and-effect mechanisms: driving for organizing indicators without assuming any
forces and pressures are seen as causing states and underlying functional causality (Gallopín 1997).
impacts, and responses are interpreted as acting as a
feedback regulator for the issue or profile in
Natural capital flows and
question. These assumptions do not reflect the accounting approaches
complex systemic relationships among the ele- Another conceptual and organizational approach
ments and the fact that they are embedded in a to reporting on the state of the environment is the
larger system. For example, using the PSR model systems framework, which analyzes system inflows,
to show the relationships among a few indicators stocks, and outputs of an issue and then defines
in a climate change profile could mask the fact indicators to measure them. It has been used to
that humans are responsible for only part of CO2 develop sustainability indicators, building sets of
concentrations, that CO2 emissions are not the them for human systems, support systems, and
only influence on global temperature, that a carbon natural systems (Bossel 1999; UNESCO 2003). In
tax may be introduced for a variety of reasons, and measuring the flows of natural resources, indicators
that such a tax has numerous other (economic and are constructed to calculate the flow of raw materi-
social) consequences apart from affecting CO2 als in physical units through the economy “from
emissions (Bossel 1999). In fact, most states are cradle to grave”, including extraction, production,
the result of multiple driving forces and pressures, manufacture, use, recycling, and disposal. Natu-
with pressures also resulting in more than one ral capital indicators are “descriptive” indicators,
state (Gallopín 1997; Bossel 1999; von Schirnd- measuring quantities of resource use as a way of
ing 2002; NIRO 2003a). Similarly, some factors measuring their environmental impact. Two goals
can be both pressures and impacts. For example, of this approach are to assess progress towards
soil erosion is a pressure on streams, since it causes reducing material throughput in proportion to
sedimentation, but it is also an impact indicator of economic output, and the adoption of effective

16 Environmental Indicators for North America


policies to advance dematerialization (WRI 1997). Figure 18: Natural resource accounting
Figure 17 gives an example of a material flows indicator (in Canadian Dollars)
indicator. It shows material inputs by weight of the
Natural Resource Assets and National Wealth, 1978-1997
principal raw materials in the United States between
1900 and 2000. 1 000 million dollars 4000
National Wealth
Manufactured assets 3500
The physical flows of natural resources, goods, Agricultural and developed land
pollutants, and wastes engendered by an industrial Natural resource assets 3000
economy can also be measured in economic terms 2500
in the same way that economic flows are measured 2000
in dollars. Natural resource accounting attempts 1500
to put a cost on the deterioration of natural capital
1000
(natural resources, land, and ecosystem services). By
500
putting a monetary value on the role of the environ-
ment as a producer of goods and services and on the 0
78 80 82 84 86 88 90 92 94 96
impacts of economic growth on its ability to sustain
them, this approach helps to link environmental Source: Modified from Statistics Canada 2000a, 2

and economic data and to demonstrate that harm- the current level of national income can be sus-
ing the environment has economic repercussions tained (Statistics Canada 2000a).
(Hecht 2000).
There are multiple challenges to these systems of
Figure 18 gives an example of a natural resource environmental accounting, however, including the
accounting indicator. It shows the value of Canada’s enormous difficulties in attaching economic values
natural resources stocks—timber, energy, and min- to many important environmental factors. There is
erals—and the contribution of these resources to much controversy about the merit and viability of
national wealth between 1978 and 1997. Tracking assigning market-like values to environmental assets
wealth this way can inform nations as to whether

Connecticut River tideland habitat in the USA undergoing invasive plant


control (light colored areas) and native plant community restoration. Paul Fusco/UNEP/NRCS

17
and processes (Repetto 1994). On the other hand, not a comprehensive account of frameworks for
unlike physical measurement, monetary valuation environmental indicators5. Most SOE reports do
enables comparison and aggregation across forms not use only one or another of these frameworks
of capital because it uses market value as the only but may combine a number of them, depending on
“weight” (Smith, Simard, and Sharpe 2001). the goal and the audience.
The most widely used model is the pressure-
Biogeophysical approach
state-response approach and its derivatives. This
This approach is based on the idea that, to report framework continues to be favored and efforts are
on the state of the environment, a better scientific underway to improve it so it can help express the
understanding of ecosystems and the way organ- linkages among sectors and among driving forces,
isms and their physical environment co-exist and pressures, states, impacts, and responses.
co-evolve is needed. The underlying concept is that
These efforts are in recognition of the need for
sustaining the global life-support system is a prereq-
a framework that better accounts for the interac-
uisite for sustaining human societies. The organiz-
tion between human and ecological systems and
ing framework is based on a “systems” approach.
the consequences for human well-being (Singh,
The indicators summarize individual measurements
Moldan, and Loveland 2002). SOE professionals
for different ecosystem characteristics (Hardi and
are seeking ways to improve indicators and orga-
Barg 1997). Biogeophysical measurements reflect
nizational and analytical frameworks so they can
the state of knowledge about specific ecosystem
be used more effectively to assess the viability and
properties to reveal changes in the chemical, bio-
sustainability of both natural and social systems
logical, and physical qualities of the atmosphere,
and their interactions and how to use this infor-
soils, waters, wildlife, and vegetation that comprise
mation to improve those systems at all levels of
“the environment” (Murcott 1997). Biogeophysi-
organization (Bossel 1999). For example, a frame-
cal indicators portray the state of environmental
work developed by the World Health Organiza-
media and tend to make up the majority of indica-
tion helps to select and structure indicators linking
tors in most SOE reports. A strict biogeophysicial
health and the environment. The DPSEEA (driv-
approach does not use indicators to reflect driv-
ing force, pressure, state, exposure, effect, action)
ers, pressures, and responses but rather shows the
framework recognizes that many factors determine
condition, changes, and trends in the quality and
exposure and effects. The model has been criticized
quantity of ecosystem goods and services.
as being too linear, however, neglecting the com-
In sum, environmental indicator initiatives rely plexity of multiple associations between exposure
on a variety of frameworks to organize the vast to environmental pressures and impacts on health.
amount of information necessary to portray the The MEME (multiple exposures–multiple effects)
changing state of the environment. The above is model, developed especially for children’s environ-
5 See Murcott 1997, for a detailed list of frameworks; see also Singh, Moldan, and Loveland 2002; Hardi and Barg 1997; Bossel
1999; and OECD 1999.

Box 9: Steps in a generic indicator development process


1. Identify themes and issues related to the overarching vision and goal.
2. Propose an initial set of candidate indicators.
3. Select an analytical framework that links goals to indicators.
4. Develop a list of criteria for indicator selection.
5. Evaluate indicators according to criteria.
6. Define a core set and/or a suite of indicator sets for different users.
7. Identify data sources and data gaps.
8. Gather data and populate the indicators; standardize measurement wherever possible.
9. Compare indicator values to targets, thresholds, and policy goals, as appropriate.
10. Disseminate results.
11. Assess strengths and weaknesses of indicator set.
12. Continue development of superior indicators.
Source: Compiled by author from Rump 1996; Hardi and Zdan 1997; CEC 2003.

18 Environmental Indicators for North America


Box 10: Potential criteria for environmental issue ranking
Criteria Possible Weighting
1 2 3
Reversibility Less than 1 year Less than 25 years More than 25 years
Spatial Scale Global Transboundary National
Risk Magnitude Moderate Significant Serious
Scientific Uncertainty Low Moderate High
Public Concern Low Moderate High
Source: Adapted from Rump 1996, 45.

mental health, is more successful in revealing these versality of the indicators (UNESCO 2003). This
complex relationships, since it shows how exposure approach is appropriate for state-of-the-environ-
can lead to many different outcomes (CEC 2003). ment reporting initiatives by governments at any
Thus, frameworks are continually evolving level to track performance towards policies, laws,
to incorporate the complexity of human environ- and targets for environmental quality.
ment relationships.
The dependence of indicator development on data
can lead to the situation in which data availability
Methods for Selecting Indicators drives the selection of indicators, which, in turn,
The selection and development of indicators usu- reinforces the collection of the same data (UNES-
ally follows one of two methods. First, the bottom- CO 2003, 57).
up approach starts with the available data, then
creates the parameters, and finally aggregates the
data into indicators along a number of hierarchi-
cal levels, using intuitive and mathematical ap-
proaches. Usually used in data-rich situations, this The top-down approach is the preferred meth-
approach generally fails to adhere to many agreed- od, since its purpose is to link indicators to policy
upon criteria for indicator selection (discussed decisions. A survey of indicator initiatives shows
further on), can mask the interrelations among that there are a variety of steps in the top-down
resources and processes, and employs data that may indicator development process (Box 9).
fail to have significance beyond their measured
Generally, the first step is to identify the themes
quantity (UNESCO 2003).
and priority environmental issues to be addressed.
Second, top-down approaches start with a For a national or multilateral initiative, the selec-
vision that leads to policy goals for a real-world tion will strongly relate to important environmental
outcome, and then to a set of objectively verifi- values and visions held by society and articulated in
able indicators, followed by actions. Indicators national policies, such as the goal of environmental
are developed for all levels, from the goal down to sustainability. A tool in this step is to rank issues
activities. The lower the level in the framework, the by priority, which can be facilitated by the use of a
less importance there is for unanimity in the uni- weighted scheme such as that suggested in Box 10.
Castle Mountain in Banff National Park, Canada. UNEP/MorgueFile

19
The next step is to identify associated indica-
tors. Often, this step is accomplished with the aid Criteria for selecting indicators
of brainstorming exercises by experts, to develop Indicators must be TRUE
an initial list of candidate indicators; such a list T: Timely, targeted, and threshold-sensitive
would contain all suggested indicators regardless of
whether or not corresponding indicators and data R: Reliable, relevant, resonant, and responsive
exist (Pidot 2003). This may be achieved by listing U: Useful to the public, policy-makers, and
indicators that correspond to policies or manage- programme administrators
ment plans, or to a chosen analytical framework E: Easily accessible periodically from reputable
such as DPSIR, or by rephrasing goals as questions, sources
then creating candidate indicators to answer them. Source: Adapted from SCERP 2002, 1–2.

Box 11 gives an example of the types of questions


asked to elicit indicators for air quality used by the
US Environmental Protection Agency. The first
question corresponds to the state of air quality, the Agencies involved in developing environmental
second to pressures, and the third and fourth and sustainability indicators recognize the need
to impacts. to validate the process of indicator selection and de-
velopment. The literature shows that there is a great
Criteria for selecting indicators deal of consensus on the key criteria for identifying
Criteria may then be proposed with which to evalu- potential indicators. One of the main criteria, as
ate and narrow down the list and a framework is stressed above, is policy relevance. For use in policy
decided upon that corresponds to the initiative’s making, indicators must provide information about
mission and that helps organize the reporting. environmental issues of concern, be easy to un-
derstand, and be linked to policy goals or targets.

Box 11: Questions to elicit the identification of potential indicators


Question Indicator Name
What is the quality of outdoor air Number and percentage of days that Metropolitan
in the United States? Statistical Areas have Air Quality Index (AQI) values
greater than 100
Number of people living in areas with air quality
levels above the National Ambient Air Quality Standards
(NAAQS) for ozone (8-hour) and Particulate Matter
(PM2.5)
Ambient concentrations of ozone, 8-hour
Ambient concentrations of particulate matter (PM2.5)
Visibility
Deposition: wet sulfate and wet nitrogen
Ambient concentrations of selected air toxics

What contributes to outdoor air pollution? Emissions of particulate matter, sulfur dioxide, nitrogen
oxides, and volatile organic compounds
Lead emissions
Air toxics emissions
Emissions (utility): sulfur dioxide and nitrogen oxides

What human health effects are associated No indicator identified


with outdoor air pollution?

What ecological effects are associated


with outdoor air pollution? No indicator identified
Source: Adapted from US EPA 2003, A-2.

20 Environmental Indicators for North America


Their selection and the rules for calculation must performance in protecting the environment (see
be made in a transparent and objective manner. Hardi and Zdan 1997). Of course, no single set of
They should be based on robust data and provide a criteria will apply to all situations or needs since the
cost-effective way to measure environmental condi- environments and policies the indicators are meant
tions and progress towards environmental to measure differ, as do priorities for data collection
sustainability. Box 12 lists these criteria. Many and analysis (von Schirnding 2002).
reflect the conclusions drawn up in the Bellagio One criterion emerging from the literature and
Principles, which were endorsed by an interna- recommended as part of the second and seventh
tional group of practitioners and researchers from criteria in Box 12 suggests the importance of limit-
five continents in 1996. The principles synthesize ing indicator sets to a small number of indicators.
insights from practical ongoing efforts in assessing If they are to serve the important function of re-

Box 12: Criteria for selecting environmental indicators


Significant/salient: Will anyone care?
Provide relevant information responding to concerns about change in important ecological and biogeo-
chemical processes and environmental change that affects wide areas and the health and well-being of
people and natural resources. Convey information broader than the parameters measured and help to
maintain a focus on this message.
Clear and easy to interpret: Will people understand them?
Set forth a limited number of indicators or sets of indicators, which are presented in a clear, straightfor-
ward and appealing manner, and are simple and intuitive to interpret while maintaining an appropriate
level of detail and scientific accuracy.
Policy relevant: Will they lead to action?
Measure progress against policy goals by comparing indicator values to targets. Are part of an iterative and
adaptive policy and management cycle, answering pertinent questions, provoking policy debate and ac-
tion. Are flexible, so new information can lead to adjustments in goals, frameworks, and indicators.
Reliable/credible: Are they scientifically valid?
Are measurable and analytically valid. Are based on currently sound and internationally accepted theoreti-
cal, conceptual, technical, and scientific standards and principles. Data collection is based on statistical
integrity; data are from reliable sources on a recurring basis, are clearly defined, verifiable and robust to
changes in measurement technology; and indicators allow for consistent interpretation and valid analyses
and conclusions.
Neutral and legitimate: Can they be trusted?
Are politically legitimate, with unbiased and transparent selection, analysis, and presentation.
Comparable: Are they compatible with other sets of indicators?
Are standardized wherever possible to allow for comparison, especially at the national level of reporting.
This may require consensus related to international commitments and targets.
Cost-effective: Are they affordable?
Are limited in number, use existing or readily available data whenever possible, and are simple to monitor.
Explicit links to policy ensure efficient monitoring and data collection (which are expensive). Financial,
human, and technical capacities are available to develop and use the indicators.
Participatory: Were they selected and developed in a transparent manner?
Are developed with the participation of a broad range of stakeholders, including decision-makers and oth-
ers in the management cycle to ensure the indicators or indicator sets are tied to policy goals and moni-
toring programs, as well as including NGOs, professionals, the private sector, and other members of the
public to ensure they encompass community visions and values and to promote “ownership”.
Source: Compiled by author from MFE 1996; Rump 1996; Gallopín 1997; Hardi and Zdan 1997; Mortensen 1997; Bossel 1999; CSIRO 1999; CGER 2000; MFE 2000; Dale and Beyeler
2001; GRI 2002; Pastille Consortium 2002; Singh, Moldan, and Loveland 2002; EC 2003a; EEA 2003; OECD 2003; O’Malley, Cavender-Bares, and Clark 2004; US GAO 2004;
TERI n.d..

21
Saint Lawrence River - Montreal, Canada. UNEP/MorgueFile

ducing the number of measurements and parame- included in the selection process. The participants
ters that are usually required to describe a situation chosen will depend on the purpose of the indica-
or system exactly, the size of an indicator set and tor initiative, its scope, and the targeted audience
the level of detail it contains need to be limited. (Segnestam 2002).
Indicators are meant to provide an overview, so a
set with a large number of indicators will tend to Organizing indicators into sets
clutter it (OECD 2003). State-of-the-environment programmes may choose
Among the criteria for indicator selection is to develop more than one set of indicators to rep-
the requirement for transparency; ideally, a broad resent various levels of scope and scale, depending
range of stakeholders, including decision-makers on the purpose of the programme and the
and others in the management cycle, should be targeted audience (Lealess 2002). The initial

Box 13: Various indicator sets


Candidate indicators Any and all suggested indicators—resulting from brainstorming among
experts—that answer questions about the environment
Feasible indicators Candidate indicators that can actually be developed because data
are available
Core set Indicators selected from the feasible candidates, based on a list of criteria
Supplemental/ Indicators developed for specific users and/or to show more detail about
complementary sets specific issues or places
Headline or key indicators A small set of indicators selected from the core set to best represent
each issue
Indices Aggregated and composite indicators to give a snapshot for decision-makers
Alarm indicators Indicators to be constantly monitored so as to enable timely warning
about adverse changes threatening to exceed set thresholds
Diagnostic indicators Indicators developed to provide an in-depth analysis of the issues
highlighted by the alarm indicators
Source: Adapted from Segnestam 2002, 14.

22 Environmental Indicators for North America


brainstorming may result in a list of candidate indi- would include posters, brochures, and flyers. Some
cators. From these, indicators are selected according projects may wish to include the publication
to a given list of criteria to form an organization’s of technical notes and training materials
core set. Different combinations of indicators can (Segnestam 2002).
be selected from the core set depending on the Ideally, the dissemination process should result
need. A set of headline indicators may be required, in the triggering of action. The indicator process
made up of one or two indicators that best rep- does not usually include designing actions, such as
resents each issue. It is a way of highlighting the preventive and mitigating measures, and following
most salient findings in a SOE report and often through with their implementation. But this is the
forms the basis of an executive summary, providing ultimate goal of an indicator project. If a range of
readers, especially decision-makers, with a quick stakeholders is involved in the process, including
snapshot of issues and trends. Indices may also be decision-makers, indicator professionals, and data-
developed to aggregate a range of indicators into gatherers, and if there are resources and political
one measure (Lealess 2002). willingness, actions should follow dissemination
Another approach is to develop one set of alarm (Segnestam 2002).
indicators to give early enough warning about ad- This report represents one of the earliest steps
verse environmental effects, and a set of diagnostic in an indicator initiative: the identification of can-
indicators that provide greater details of a priority didate and feasible indicators to form the basis for
issue or place (Segnestam 2002). Box 13 gives some stakeholder discussions. The next chapter uses the
examples of indicator sets. background information presented above to look
The final steps relate to populating the selected in some detail at four indicator reports released by
indicators with data, noting gaps, disseminating the Canada and the United States since 2002. The goal
results, and assessing and improving the indicator is to explore the commonalities in approaches and
set. During the dissemination, the indicators will indicators, learn some lessons applicable to multi-
need to be described and interpreted for both the lateral indicator initiatives, and assess the potential
public and decision-makers. A variety of outreach for developing an integrated and cohesive set of
resources can be used to disseminate the results, indicators with which to report on both countries
including web sites, CD-ROMs, full-length and as a region.
summary reports, and less formal means, which
Chicago (USA) from the Navy Pier. UNEP/MorgueFile

23
What gets measured, gets managed. What
gets communicated, gets understood.
—cited in Keating 2001, 1

ppdigital/UNEP/MorgueFile

24 Environmental Indicators for North America


2
Chapter 2
National Indicator Initiatives in
Canada and the United States
This chapter describes four environmental or During this time, Environment Canada contin-
sustainable development indicator reports—two ued to be seen as a world leader in SOE reporting
for each country—that form the basis for a first and was gaining expertise in developing environ-
attempt to identify national-level environmental mental indicators. Canada’s 1990 Green Plan had
indicators that could feasibly be part of a set of committed the government to producing a pre-
candidate indicators for North America. One of the liminary national set of environmental indicators.
key exercises for this report was to list the indica- Environment Canada established an Indicators
tors and parameters used in each of the reports in Task Force to identify criteria and a framework for
a spreadsheet, organizing the list by the DPSIR selecting and developing national-level indicators,
framework, and identifying the commonly used to survey key opinion leaders and potential users,
indicators. The results of this exercise are shown and to define qualities with which to select indica-
in Appendix 1: Table 2 (see page 122). To provide tors. Survey results showed the need for clearly
context for the list, the following section outlines communicated, flexible indicators that reveal issues
the history of SOE reporting in each country and of importance and that trigger action. The Task
describes the reports according to the concepts and Force developed an integrated indicators system for
approaches outlined in the SOE literature described Canada and in 1991 published A Report on Cana-
in Chapter 1. da’s Progress Towards a National Set of Environmental
Indicators, which presented 43 preliminary indica-
tors in 18 issue areas. These formed the basis for
SOE Reporting and Indicator Development ongoing multi-stakeholder indicator development,
in Canada and over the following 10 years, Environment Can-
Canada has been a pioneer in state-of-the-environ- ada further developed and updated them and began
ment reporting and indicator development. As the periodic release of a series of short summary
mentioned earlier, Statistics Canada, in collabora- indicator reports (Keating 2001; Lealess 2002; EC
tion with the UN Statistical Office, helped develop 2003a; UN DESA 2003a; NIRO 2003b).
a general framework for environmental statistics in Another attempt to develop a national-level set
the mid-1970s. This work led to the birth of the of indicators was initiated by the Canadian Coun-
PSR framework that has been so widely adopted cil of Ministers of the Environment (CCME). In
in SOE reporting worldwide (Berger and Hodge 1990, it established a State of the Environment
1998). Environment Canada and Statistics Canada (SOE) Reporting Task Group. Among its proj-
established an ongoing SOE reporting programme ects were the development of guidelines for SOE
in December 1986 and collaborated on the first reporting and a common set of environmental
comprehensive national SOE report. Released the indicators, but neither was adopted and the Task
same year, the report was a two-volume document Group disbanded in early 1997 (NIRO 2003a).
oriented mainly to a scientific audience. Two years
later, the 1988 Canadian Environmental Protec- In 1996, the SOE Directorate closed. A small
tion Act (CEPA) required that the Government Indicators and Assessment Office was retained,
of Canada “provide information to the people of which continued to produce regular, concise
Canada on the state of the Canadian environment.” indicator bulletins and reports on specific issues
Subsequent comprehensive SOE reports in 1991 rather than the traditional large and comprehensive
and 1996 were intended for a wider, more general reports published at five-year intervals (Keating
readership. The 1991 report had 27 chapters cover- 2001; NIRO 2003b). Regular reporting through
ing human activities, environmental components, the National Environmental Indicator Series has
regional case studies, and priority issues. The 1996 been ongoing since 1992. In addition, during
issue was also voluminous. It reported on the state 1998–2002, seven federal SOE reports featured
of ecozones, put strong emphasis on sustainability, the federal SOE reporting symbol (see Box 14) and
and also covered a wide range of issues (Keating were placed on the online SOE Infobase (http://
2001; NIRO 2003b). www.ec.gc.ca/soer-ree/English/SOER/default.cfm).

25
Box 14: Criteria for Canadian SOE reports
This symbol may be displayed on reports meet-
ing specific criteria for Canada’s 5NR Vision,
which are thus considered part of the federal
SOE Reporting Program. Reports that display
the SOE reporting symbol:
• are recognized as part of a collection of federal publications that meet the SOE reporting
criteria and use the widely understood SOE reporting approach;
• reach a diverse audience of people interested in the status of key environmental issues—de-
cision-makers, educators and students, and the general public;
• are accessible through links at “The State of Canada’s Environment Infobase” (www.ec.gc.
ca/soer-ree/english/default.cfm), which provides an up-to-date listing of federal SOE re-
ports and science assessments; and
• are included in the promotion of federal SOE reporting.
Source: EC 1997.

These include a short 2001 report titled Tracking tion, and environmental protection expenditures
Key Environmental Issues, illustrating the state of (Keating 2001; NIRO 2003a; NIRO 2003b).
environmental knowledge in Canada as well as the Developing and reporting on a national set of
state of the environment (EC 2001). environmental indicators is conducted under the
In 1997, Canada adopted a vision for federal state-of-the-environment reporting program of the
state-of-the-environment reporting (called the 5NR National Indicators and Reporting Office, of Envi-
Vision), which was developed by Canada’s five ronment Canada’s Knowledge Integration Direc-
natural resource departments (responsible for Envi- torate. Apart from the indicator work by national
ronment, Agriculture and Agri-Food, Fisheries and SOE initiatives, environmental indicators are being
Oceans, Health, and Natural Resources). It stipu- developed and used at many other levels of govern-
lates that each federal lead agency is responsible for ment, from provincial to municipal, as well as by
preparing and producing its own SOE reports. The other bodies interested in improving their environ-
5NR Vision promotes the use of SOE reporting mental performance. Thus, the process of identify-
criteria in designing policy-driven, science-based ing and developing indicators in and for Canada
assessments (Box 14). The main components of has been evolving ever since the late-1980s.
the 5NR Vision are environmental monitoring, In September 2004, the Conference Board of
environmental indicators using a PSR framework, Canada, a not-for-profit, non-governmental organi-
science-based assessments, reporting on critical and zation, paid particular attention to the environment
emerging issues, an SOE Infobase, and an Internet in its annual publication, Performance and Potential.
web site for federal SOE reports (NIRO 2003b). The publication benchmarks Canada’s performance
Statistics Canada has also played a leading role against that of 23 other OECD countries, using
in SOE reporting since the late 1970s, produc- 24 environmental indicators organized according
ing the Human Activity and the Environment series to the PSR model. In previous years, the Confer-
about every five years. Today, it is a smaller publica- ence Board’s analysis focussed mainly on present
tion, released annually. Through the presentation actions and gave brief consideration to past damage
and analysis of relevant statistics, it explores the or future actions that may lessen human impact
relationships between population, socioeconomic on the environment. Use of the PSR framework in
activities, and the country’s natural systems (air, the 2004 report improved Canada’s relative ranking
water, soil, plants, and animals). The agency also (Conference Board of Canada 2004).
produced Econnections (now discontinued), which Environment Canada is now developing a strat-
adopted a natural-capital approach using indicators egy to provide more cohesion in its own SOE work
that link the environment and the economy and and to address the challenge of bringing together
track progress towards environmental sustainability. many of these indicator initiatives to contribute
It organized sets of indicators along the themes of to an integrated picture of the state of the nation’s
natural resource stocks, use of land resources, con- environment (NIRO 2003a). The strategy will
sumption of materials and energy, waste produc- respond to OECD’s 2004 recommendation that

26 Environmental Indicators for North America


Box 15: Indicator profiles in themes. The first three represent principal goals for
Environmental Signals environmental sustainability: assuring ecosystem
• Biodiversity and protected areas integrity, human health and well-being, and natural
• Toxic substances resource sustainability. The fourth theme repre-
• Acid rain sents driving forces—termed “pervasive influencing
• Climate change factors”—identified as population, lifestyle, and
• Stratospheric ozone consumption patterns. Issues are grouped under
• Municipal water use these four themes. Indicator development and
• Municipal wastewater treatment reporting is based on a “stress-condition-response”
• Urban air quality model similar to the PSR approach. Each issue sec-
• Forestry tion contains a metered indicator, reflecting a trend
• Agricultural soils over time for the indicator that best summarizes the
• Energy consumption issue. The meter shows whether the issue repre-
• Passenger transportation sented by the indicator is deteriorating, remaining
• Municipal solid waste stable, or improving, and to what extent. The refer-
ence section provides the method for calculating
Source: Adapted from EC 2003a.
the meter, which is explained in more detail in the
technical supplements. The meter calculations are
generally based on percentage change over the past
Canada expand its information efforts in the area decade. Figure 19 shows an example (EC 2003a).
of environmental indicators (OECD 2004a). To
assist the strategy and in an effort to fill a gap in Selection process
information about what indicators have been devel- The current key environmental issues were selected
oped by different indicator initiatives, the National based on a series of consultations with specialists
Indicators and Reporting Office is preparing an en- and other stakeholders; analysis of environmental
vironmental indicators database (EID). It contains stories in journals, the media, and opinion polls;
information on existing, preliminary, and proposed and assessment of global and national concerns,
environmental indicators, organizing them into the Canada’s Green Plan priorities, and Department of
following fields: category, organization, initiative, the Environment priorities. The issues were selected
scope, issue, sub-issue, stage of development, name according to criteria that include the following:
of indicator, and message (NIRO 2003b). sensitive to change; supported by reliable, readily
available data; understood and accepted by intend-
Two National Indicator Reports ed users; and of long-standing importance
(EC 2004c).
for Canada
Environment Canada’s Environmental Products and contents
Signals series
Environmental Signals is a 78-page document, with
On 2 April 2003, Environment Canada released four major chapters, organized according to the
Environmental Signals: Canada’s National Envi- themes described above. It includes a summary at
ronmental Indicators Series report, presenting its the beginning that highlights the salient indicators
current national set of environmental indicators. It showing improvement or decline. The report covers
provides a picture of the state of the nation’s envi- 55 environmental indicators for 13 key environ-
ronment and measures its performance in improv- mental issues (Box 15). Within each theme, the
ing environmental conditions. report is organized under five headings: the “Con-
text” section is a discussion about what is happen-
Conceptual and organizational framework ing and why it is important; an “Indicators” part
Indicator development at Environment Canada’s presents the main message as illustrated by the in-
Indicators and Reporting Office and in the Envi- dicators; “Actions” discusses what the Government
ronmental Signals report is organized under four of Canada is doing to address the issue; “Linkages”

Figure 19: Environment Canada’s meter


M e t e r C a l c u l at i o n
Percent change in
greenhouse gas
emissions between 1990
and 2000
Source: EC 2003a

27
points to other indicators relevant to the theme; Box 16: NRTEE’s proposed environmental
and “Challenges” underscores ongoing difficulties. indicators
A brief section looks at national and interna- • Air quality: population exposure to
tional actions dealing with each issue and a final ground-level ozone
section suggests individual actions for more sustain- • Freshwater quality: proportion of water bodies,
able living and outlines future work towards indica- classified according to major objectives
tor development in Canada. A technical supple-
• Greenhouse gas emissions: trends in
ment presents profiles of each indicator, which
aggregate emissions
include: purpose and rationale, methodology,
caveats and limitations, targets and/or benchmarks, • Extent of forests: map of forest crown closure
geographic coverage, units of measure, terminol- • Extent of wetlands: trends in total area
ogy/glossary, and web sites and/or references, as Source: Adapted from NRTEE 2003.
well as downloadable data tables including sources
and metadata (EC 2003a; NIRO 2003a).
The main report was accompanied by Envi-
ronmental Signals: Headline Indicators, a succinct ronment. NRTEE was established to identify and
overview for a more general audience. It contains explore issues that have both environmental and
a set of 12 key indicators that provide a series of economic implications and to propose actions that
snapshots with the goal of raising public awareness will help balance economic prosperity with envi-
about progress towards environmental sustain- ronmental preservation. The indicators are meant
ability rather than providing a comprehensive view to supplement and provide context for macroeco-
of the state of Canada’s environment. The reports nomic indicators such as the GDP. NRTEE worked
are available at the following web site: http://www. closely with Environment Canada and Statistics
ec.gc.ca/soer-ree/English/Indicator_series/ Canada to develop realistic and useable environ-
default.cfm. ment and sustainable development indicators
and released its report in May 2003. The report
Ongoing work includes the recommendation that Canada use an
The development and presentation of Environ- expanded System of National Accounts and that
ment Canada’s indicators is an evolving process. In the government support the implementation of an
addition to developing indicators that track trends information system for the environment to supply
in environmental issues, Environment Canada is “comprehensive, coherent, current and authorita-
increasingly working on showing the links among tive data”. NRTEE does not recommend policy
environmental, economic, and social change. Eco- issues oriented to improving environmental perfor-
logical monitoring efforts will eventually provide mance as a result of needs revealed by the indicators
indicators on the state of ecosystems in addition to (NRTEE 2003).
their component parts. The national set will
incorporate the resulting ecosystem indicators Conceptual and organizational frameworks
(EC 2004c). NRTEE adopted the capital model as the basis for
Environment Canada has also proposed the de- developing a set of national indicators of economic
velopment of a core set of indicators—a single, rec- sustainability. It focuses on tracking trends related
ognizable set using the soundest approaches from to Canada’s key capital stocks (produced, natural,
all jurisdictions. The series supports and comple- and human), which requires expanding the notion
ments the work of Canada’s National Round Table of capital to include basic ecosystem services such
on the Environment and the Economy (NRTEE), as the provision of clean air, water, and a stable
which is also developing a core set of national indi- climate. According to its mandate, NRTEE’s focus
cators, as described below (NIRO 2003a). is on the long-term sustainability of Canada’s de-
velopment, so although the indicators deal mainly
with the environment, they also attempt to track
The National Round Table on the Environment stocks of produced, social, and human capital.
and the Economy’s Environment and Sustainable
Development Indicators for Canada Selection process
In its federal budget of February 2000, the Govern- NRTEE set up the Environment and Sustainable
ment of Canada requested that the National Round Development Indicators (ESDI) Initiative, which
Table on the Environment and the Economy conducted a three-year multi-stakeholder process to
(NRTEE) prepare a recommendation for a small develop a small core set of credible and understand-
set of indicators linking the economy and the envi- able indicators that could measure the environmen-
tal and social sustainability of economic activity.

28 Environmental Indicators for North America


It was guided by a steering committee comprising rent_Programs/SDIndicators/ESDI-Report/ESDI-
representatives from other indicator initiatives, Report_IntroPage_E.htm.
especially from Environment Canada and Statistics
Canada, and from the business, labour, govern-
Ongoing work
ment, community, NGO, academic, and research
sectors of society. Criteria for selection included the Five of the six recommended indicators were
need for clear, transparent, unambiguous, and sci- calculated for the first report. Many are still in a
entifically credible indicators. The selection process preliminary form and NRTEE acknowledges that
included the participation of potential audiences it will require years of effort to comprehensively
and users. extend the SNA and provide a robust set of data
for all types of capital. Additional indicators will
Products and contents emerge over time. The intention is also to develop
an aggregate measure of capital that can be feasibly
The first part of the 76-page report describes
converted to monetary values. In the short term,
the context for NRTEE’s recommendations and
Statistics Canada and Environment Canada will
describes the capital model. It then presents five
collaborate on reporting the air, water, and climate
indicators linked to different types of environmen-
change indicators. The federal government has
tal capital assets that provide important ecosystem
declared that it would begin to incorporate key
services: air quality, freshwater quality, greenhouse
indicators on clean water and air and on emissions
gas emissions, forest cover, and the extent of wet-
reductions into its decision-making (NRTEE 2003;
lands (Box 16). A sixth indicator relates to human
SRP 2004).
capital and reports on educational attainment. The
following section of the report provides the ratio-
nale for the development of each of the proposed SOE Reporting and Indicator Development
indicators, describes them, and, where and to the in the United States
extent possible, calculates and presents the indica- Until recently, the United States had not produced
tor. Not all of NRTEE’s proposed indicators are comprehensive SOE or indicator reports on the
fully developed yet. It also outlines future efforts in state of the nation’s environment. The National
producing and improving each indicator (NRTEE Environmental Policy Act of 1969, however,
2003). The report is available at the following web mandated the President to deliver an annual
site: http://www.nrtee-trnee.ca/eng/programs/Cur-
Typical deciduous forestland habitat. Paul Fusco/UNEP/NRCS

29
Environmental Quality Report to Congress on the a 1996 document called Sustainable America: A
effects of federal activities on the environment. The New Consensus for Prosperity, Opportunity, and a
Council on Environmental Quality (CEQ) was Healthy Environment for the Future (PCSD 1996).
established and reporting began in 1970; it con- It called for a collaborative effort among the federal
tinued until 1997 (US CEQ 1997; Parris 2000). government and the NGO and private sectors to
These reports provided information through indi- develop national indicators and report regularly to
cators and descriptive text on environmental media, the public (IISD 2004a). The SDI Group includes
ecosystems and biodiversity, energy and transpor- representatives from the departments of Interior,
tation, and pollution prevention, among other Agriculture, and Commerce, and from the EPA. It
themes. They included extensive appendices of data completed its report, Sustainable Development in the
tables on environmental trends. Despite the lack of United States, an Experimental Set of Indicators, in
formal SOE reports, the Environmental Protection December 1998 (US IWG 2001). This was a study
Agency (EPA) has always made data easily available of over 40 experimental social, economic, and
and accessible for use and interpretation by users. A environmental indicators to guide the development
number of environmental NGOs use these data to of national sustainable development policies and to
support environmental indicators they have devel- structure a long-term framework towards that goal
oped to inform the public about specific issues. For by presenting measures of whether economic, en-
example, using publicly available data, the Natural vironmental, and social endowments are diminish-
Resources Defense Council (NRDC) publishes an ing or improving. In 2001, the SDI Group revised
annual report on the water quality of the nation’s and updated the first report in preparation for the
vacation beaches (Dorfman 2004). World Summit on Sustainable Development in
Over the years, EPA began to develop envi- September 2002 (ISIN 2002; UN DESA 2002).
ronmental indicators, as did various other federal At the end of 2002, the Council on Environ-
agencies such as the Department of Agriculture, mental Quality (CEQ) began a new initiative to
the Fish and Wildlife Service, and the National enhance coordination among federal agencies and
Oceanic and Atmospheric Administration. More to develop policy guidelines for future environ-
recently, some private companies and corporations mental and sustainable development indicators. In
have been trying to measure and improve their part, the new orientation responds to a consensus
environmental performance with indicators and on the need to gauge the success of environmental
to put forth a “greener” image (CGER 2000). For policy by outcomes rather than by the amount of
example, a growing number of US corporations are money or number of laws and regulations de-
using the Global Reporting Initiative guidelines voted to environmental issues (US GAO 2004).
for developing annual reports about their efforts The initiative resulted in the establishment of the
towards achieving environmental as well as social Interagency Working Group on Indicator Coordi-
and economic sustainability. As in Canada, other nation. The goal is to produce interlocking sets of
levels of government, from states to municipalities, environmental and human health indicators with
also report on the state of the environment in their which to inform decisions at all levels of govern-
jurisdictions (ISIN 2002; US GAO 2004). ment. The Council plans to catalyze agreement
The Interagency Working Group on Sustain- on a set of national-level environmental indicators
able Development Indicators (SDI Group) is a that can be linked to regional and local conditions
recent initiative that developed a set of national and to better organize statistical reporting and data
sustainable development indicators, including collection. The Working Group, however, had
environmental indicators. It was set up in re- no explicit responsibility or authority to catalyze
sponse to recommendations by the President’s involvement and resources from other federal agen-
Council on Sustainable Development (PCSD) in cies. In late 2004, the United States Government
Accountability Office (GAO) stressed the need for
Runoff from this livestock yard may enter a nearby stream and degrade the water quality. Tim McCabe/UNEP/NRCS

30 Environmental Indicators for North America


Box 17: Indicator profiles in the EPA draft report
• Outdoor air quality • Environmental pollution and disease
• Indoor air quality • Exposure to environmental pollution
• Waters and watersheds • Landscape conditions
• Drinking water • Biotic condition
• Recreation in and on the water • Chemical and physical characteristics
• Consumption of fish and shellfish • Ecological processes
• Land use • Hydrology and geomorphology
• Chemicals in the landscape • Natural disturbance regimes
• Waste and contaminated lands
Source: Adapted from US EPA 2003.

the CEQ to work on a more concerted, systematic, identify and improve measures to track environ-
and stable approach to the development, coordina- mental conditions and trends. It uses a modified
tion, and integration of environmental indicator PSR framework, comprising a “hierarchy of indica-
sets (GAO 2004). The CEQ will work in concert tors”. It reports on those indicators that illustrate
with the EPA on a long-term strategy for environ- changes in the quantity of pressures or stressors;
mental indicators. The strategy will build on EPA’s ambient conditions; exposure or body burden
Draft Report on the Environment, released in 2003 or uptake; and the ultimate impacts reflected by
as the result of its two-year process of identifying changes in human health or ecological condition.
and developing national environmental indicators. The framework does not include driving forces or
The work began in 2001, with the establishment of responses, with the indicators focusing on out-
EPA’s Environmental Indicators Initiative, man- comes rather than actions taken.
aged by EPA’s Office of Information and Office of
Research and Development (GAO 2004). In 2003,
Selection process
The Heinz Center, a private research body, pub-
lished a comprehensive report on ecological indica- A steering committee comprised of EPA officials
tors for the nation. These two reports are guided the process, and other federal agencies and
described below. tribal and state governments assisted in reviewing
drafts. EPA held a series of thematic workshops at
Two National Indicator Reports which a series of questions about the state of envi-
for the United States ronmental resources and services was formulated,
focusing on outcomes. A multi-stakeholder process
The US Environmental Protection Agency’s Draft
led to a set of recommended indicators respond-
Report on the Environment
ing to the questions, and then corresponding data
In November 2001, the EPA launched its Envi- sources from many federal agencies were docu-
ronmental Indicators Initiative, with the goal of mented. Expert reviewers evaluated the indicators
developing indicators that would enable the United guided by criteria related to data quality, scientific
States to measure and track the state of the nation’s reliability, utility, and limitations (US EPA 2003).
environment and support improved environmen-
tal decision making. The Indicators Initiative also
identifies where additional research, data quality Products and contents
improvements, and information are needed. The EPA’s Draft Report on the Environment 2003
initiative aims to be consistent with the EPA Sci- (ROE), intended for general consumption, is ac-
ence Advisory Board, National Research Council, companied by a technical document. The main
and the Heinz Center indicator efforts. The Draft report has an executive summary. The first three of
Report on the Environment 2003 and the accom- the report’s five chapters deal with the current state
panying technical document were released in June of air, water, and land and the pressures that affect
2003 (US EPA 2003). them. The last two chapters present indicators on
human health and ecological conditions (Box 17).
Each chapter addresses the issues through a series
Conceptual and organizational framework
of questions and answers about what is happen-
The report’s two key purposes are to describe EPA’s ing, why it is happening, and what the effects
state of knowledge about the current and changing are. They correspond to the framework outlined
state of the environment at a national level, and to above (what are the pressures or stressors, ambient

31
Pawnee Buttes on Pawnee Grasslands, USA. Gary Kramer/UNEP/NRCS

conditions, exposure or body burden or uptake, The Heinz Center’s The State of the Nation’s Eco-
and the ultimate impacts?) Each chapter includes systems: Measuring the Lands, Waters, and Living
a section on the indicators’ limitations. Data from Resources of the United States
the work of the Heinz Center contributed to some
In 1995, the White House Office of Science and
of the indicators in this report. The Draft Technical
Technology Policy asked the H. John Heinz III
Document discusses the limitations of the currently
Center for Science, Economics, and the Environ-
available indicators and data, as well as the gaps and
ment to compile existing data to help assess the
challenges that must be overcome to provide better
health of the nation’s ecosystems. The Heinz Center
answers in the future. It also specifies that there
is a non- governmental organization established in
are two categories of indicators, according to the
December 1995 as a nonprofit, nonpartisan insti-
level of adherence to a number of criteria, and it
tution dedicated to improving the scientific and
provides additional indicators to illustrate many of
economic foundations for environmental policy
the trends noted in the text of the draft report (US
through multisectoral collaboration. The State of
EPA 2003). The reports are available at the follow-
the Nation’s Ecosystems: Measuring the Lands, Waters,
ing web site: http://www.epa.gov/indicators.
and Living Resources of the United States was pub-
lished in 2002 (Heinz Center 2002). It was preced-
Ongoing work ed by a preliminary study in 1999 entitled Design-
In the report, EPA solicits suggestions and feed- ing a Report on the State of the Nation’s Ecosystems:
back from readers about the draft, future direc- Selected Measures for Farmlands, Forests, and Coasts
tions for its Environmental Indicators Initiative, and Oceans (Clark, Jorling, and others 1999). The
how to measure results, and how to communicate report provides policy-makers and the public with
effectively. The report represents the first step in a a set of key indicators on the condition and use of
longer-term project to create a strategy for devel- ecosystems in the United States, with the goal that
oping an integrated system of indicators at local, the indicators serve as a catalyst for debate about
regional, and national levels. The long-term goal is the nation’s environmental policy (Dudley 2003;
to improve the indicators and data that guide EPA’s O’Malley, Cavender-Bares, and Clark 2004).
strategic plans, priorities, performance reports, and Conceptual and organizational framework
decision making (US EPA 2003). The next report
is scheduled for release in the summer of 2006. It The report uses the biogeophysical approach and
will include a set of regional indicators, and work focuses on six major ecosystem types rather than
is underway to link the new report to the agency’s on the whole gamut of environmental systems and
strategic planning effort (US GAO 2004). on the state of those ecosystems, leaving aside the
pressure and response categories used in the PSR

32 Environmental Indicators for North America


Figure 20: Indicators showing critical gaps

Source: Heinz Center 2002, 102 and 54.

framework. It also identifies core national indica- indicator that has not yet been developed (Heinz
tors that provide a highly aggregated view of overall Center 2002; Dudley 2003; O’Malley, Cavender-
conditions. Measures of ecosystem properties and Bares, and Clark 2004).
ecosystem services help to evaluate each ecosystem
type and the country as a whole. Ten major char- Selection process
acteristics of ecosystem condition are used: extent; The indicators were selected through consultations
fragmentation and landscape pattern; nutrients/ and discussions among a large number (nearly 150)
carbon/oxygen; chemical contaminants; physical and variety of experts and stakeholders who were
conditions; plants and animals; biological com- part of several committees and working groups.
munities; ecological productivity; food/fibre/water; Participants represented the business, environ-
and recreation and other services. The approach mental, academic, and government sectors. Indi-
presents base-line spatial or productivity indicators cator selection was based on three key standards:
and indices and uses about 15 indicators of specific policy relevance, technical credibility, and politi-
ecosystem conditions for each major ecosystem cal legitimacy (nonpartisan). Three criteria were
type. It identifies critical gaps in data and monitor- used to review the data for the selected indicators:
ing programmes and indicators that have yet to be scientific credibility; adequate geographic coverage
developed, rather than only using indicators for to represent the nation; and collected through an
which data are already available. It presents these established and durable monitoring programme.
indicators in the issue profiles, with a view to filling The report’s content was steered by a number of
in the data as they become available. Figure 20 pro- other guidelines: the report should be strategic,
vides an example of an indicator for which the data not encyclopaedic, with 18 or fewer indicators per
are still inadequate for national reporting and an ecosystem; it should first determine what should
be reported, regardless of the availability of data;
it should be understandable to non-specialists; it
should include information on both the condi-
tion of ecosystems and the goods and services that
Box 18: The Heinz Center’s core people derive from them; and it should focus solely
national indicators on the ecosystem’s state and condition (O’Malley,
• Ecosystem extent Cavender-Bares, and Clark 2004; US GAO 2004).
• Fragmentation and landscape pattern
Products and contents
• Movement of nitrogen
Both a full 270-page report and a short, 24-page
• Chemical contaminants summary and highlights edition were published in
• At-risk native species 2002. The first part of the main report sets out the
• Condition of plant and animal communities intent, structure, and overall focus. Part 2 sum-
• Plant growth index marizes the findings through the use of ten core na-
tional indicators that cut across six ecosystems (Box
• Production of food and fiber and 18). The following chapters present the indicators
water withdrawals that describe the state of each ecosystem: coasts and
• Outdoor recreation oceans, farmlands, forests, fresh waters, grasslands
• Natural ecosystem services and shrublands, and urban and suburban areas.
Source: Adapted from Heinz Center 2002. For each of the 103 indicators, the text answers
the questions: What is this indicator and why is it

33
important? What do the data show? and Why can’t Environment Canada chose to provide a perfor-
this entire indicator be reported at this time? Part mance meter for each indicator profile.
3 is an appendix. It outlines data availability and The approaches, frameworks, choice of indica-
gaps and the criteria used to select the indicator for tors, and types of products reflect the visions and
inclusion. It also contains a technical notes section goals of their creators. All four reports are clear and
that provides definitions, metadata, and references. understandable, making them accessible to deci-
The first annual update was released on the organi- sion-makers and the public. They present, describe,
zation’s web site in 2003. It includes new data for and interpret the indicators but are not prescrip-
26 indicators and first-time data for one indicator tive, leaving policy decisions to politicians and
for which no data were previously available (Heinz other decision-makers. The Heinz Center, which
Center 2002; Heinz Center 2003; O’Malley, is not a government agency, is explicitly oriented
Cavender-Bares, and Clark 2004). The reports are to being politically legitimate or nonpartisan
available at the following web site: http://www. (O’Malley, Cavender-Bares, and Clark 2004), while
heinzctr.org/ecosystems/intro/updates.shtml. the NRTEE’s report makes recommendations to
the federal government about expanding the system
Ongoing work of national accounts to include natural and
The Heinz Center is actively soliciting feedback social capital.
and technical comments on the current version. An
The EPA and Environment Canada reports
updated, revised edition of the report is expected
are the most comprehensive, addressing a wide
to be published every five years, with the next issue
audience and attempting to cover most aspects of
planned for 2007. In the interim, the data and
each nation’s environmental goods and services.
indicators are updated annually on the Center’s
The issues they include and the associated indica-
web site. One of the results of the publication of
tors resemble each other most. NRTEE explicitly
the indicator set is its use to inform the design of
reports on a very small set of indicators that link
the ecological portion of the international Global
the environment and the economy and it focuses
Ocean Observing System (US GAO 2004).
on the long-term sustainability of Canada’s devel-
opment, not exclusively on the environment. The
A Comparison of Canadian and US
focus on biological and chemical properties in the
National Indicators
Heinz Center’s report reflects its goal to exclusively
All four agencies developed the indicators through report on the condition and use of US ecosystems.
a transparent, multi-stakeholder process, and The Heinz Center makes a unique contribution by
adopted a set of criteria for indicator approval. The identifying ideal indicators and by underscoring
reports each include a succinct summary and are where they need further development and more
fully accessible online, and the organizations all adequate data. NRTEE supports Environment
continue to improve upon the indicators for better Canada’s indicator work, just as the Heinz Center
reporting in the future. The technical supplements supports that of the EPA. There is thus a great deal
or appendices that accompany the reports provide of correspondence between the two Canadian and
extensive detail about the rationale, methodology, the two US sets of issues and indicators.
and data for each indicator. Each agency employed
a conceptual framework: the EPA and Environ-
ment Canada chose modified PSR approaches; Common issues
NRTEE adopted a natural capital model; and the Table 1 presents a list of the issue areas addressed
Heinz Center restricted reporting to the by each country in their respective reports and
condition and use of ecosystems, using highlights in blue the 11 issues covered by both
biogeophysical indicators. countries (even if the issue was found in only one
The EPA approached indicator selection by of the two reports surveyed for each nation). These
identifying those that could answer a series of common issues are the following: drivers of change,
questions posed by experts during multi-stake- the ozone layer, acid deposition, air quality, toxic
holder workshops. The Heinz Center wished to substances, waste, freshwater, wetlands, forests,
develop indicators to accurately reflect ecosystem agricultural land, and biodiversity.
conditions, whether or not indicators, monitoring Not included in the Canadian reports are
programmes, and data already existed. It identified indicators for the issues of coastal and marine
critical gaps in these areas by identifying ideal indi- ecosystems, indoor air quality, national land use,
cators and by underscoring where they need further fisheries, grasslands and shrublands, urban areas,
development and more-adequate data. NRTEE also and the impact of environmental change on human
selected a set of ideal indicators, some of which are health. The US reports do not include indicators
still under development. Unlike the other agencies, for climate change, protected areas, energy, and

34 Environmental Indicators for North America


Table 1: Comparative table of Canadian and US environmental issue areas
Canada United States
Issues NRTEE EC EPA Heinz Center
Drivers (population, GDP, consumption) X X
Climate change X X
Ozone layer X X
Air quality X X X X
Acid deposition X X
Indoor air X
Toxic substances X X X
Waste X X
Land use X X
Freshwater X X X X
Wetlands X X X
Coastal and marine X X
Fisheries X X
Forests X X X X
Agricultural land X X X
Grasslands and shrublands X X
Biodiversity X X X
Protected areas X
Urban areas X X
Energy and transportation X
Human health & environment X X

Source: Compiled by author from EC 2003a; NRTEE 2003; US EPA 2003; Heinz Center 2002.

transportation. Most gaps in issue selection reflect in the EPA report) were not included. A number
the different mandates and foci of the authors. The of the unique aggregated indices or meters, such
absence of indicators representing certain issues as Environment Canada’s meters and some indices
does not mean the nations do not monitor and used by the Heinz Center, were also not included.
gather data about these issues or report on them in Some other indicators were omitted if they were
other ways; it may be that the data are not adequate not deemed relevant to this study, such as those
for national reporting, for example. There are many representing global trends, comparing trends or
other challenges to developing suitable indicators, conditions within the country, or focusing on il-
apart from the important issue of data, however, as lustrative case studies.
discussed further in Chapter 4. The table lists the indicators as well as the data
and time-coverage, even though some indicators are
Common indicators: Notes on Table 2 still being developed and some data represent what
is available at present pending better and more
Table 2 (see Appendix 1, pages 122-148) is a chart
complete national coverage. Thus, indicators that
that provides details on the indicators in each of
are not yet fully developed (such as a number of
the reports, allowing for comparison and contrast
those suggested by the Heinz Center) are also list-
among them and for the identification of common
ed. Although the PSR and DPSIR frameworks have
indicators. In general, the table provides a list of
drawbacks related to analysis, the latter is used to
national-level indicators. In some places, however,
organize the indicators for easier cross-referencing
it also includes ecosystem and sub-regional-level
among the tables presented in this report. Cross-
indicators to illustrate environmental trends or
referencing is also facilitated by reserving each row
conditions where national data or indicators were
in Table 2 for similar or “generic” indicators.
absent or inadequate. Indicators reflecting social,
institutional, and economic conditions and trends The last column lists only the generic indicators
that were not explicitly linked to environmental used by both countries, regardless of the methodol-
issues (such as a number of the health indicators ogy and data used to develop them. These similar

35
Figure 21: Environment Canada’s index of drivers of environmental change

Source: EC 2003a, vi. Metadata from Statistics Canada

indicators are the most comparable and those most The Canadian reports contain a restricted
likely to be easily integrated. As such, they are can- number of indicators and, where possible and
didates as regional indicators for North America. relevant, used internationally standard measures
In Chapter 4, these common indicators will be (such as IUCN categories for protected areas and
complemented by others drawn from the reports UNFCCC methods for greenhouse gas emissions).
examined in this study, to form a list of feasible The US reports contain large numbers of indicators
environmental indicators for North America. and, for the most part, use methods or parameters
and standards established nationally.
Analysis Table 2 shows that a total of 20 similar indica-
tors are used by both countries and that the issues
Most of the indicators in Table 2 represent states
of air quality and forests are represented by the
and impacts, with fewer indicators expressing pres-
most indicators, which together form small PSIR
sures and very few that are indicative of responses.
profiles. With a few exceptions, each country has
Both Canada and the United States acknowledge
adopted different methods for calculating and
three overall drivers (population, GDP, and energy
presenting the data, and indicators refer to differ-
use), with Canada showing the per cent change
ent time periods and definitions. For example, both
since 1990 and the United States reporting on
countries report on timber harvests, but Canada
changes since 1970 (Figures 21 and 22). The
uses area harvested to portray the amount produced
reports do not present indicators of drivers specific
while the United States reports on the volume
to each issue.
harvested. Chapter Four explores such inconsisten-
Figure 22: EPA’s index of drivers of cies further.
environmental change
These conclusions are based on a survey of
only four reports, however, and the small number
of common indicators and their variations does
not suggest the impossibility of finding a way for
accomplishing integrated bilateral reporting with
standard indicators. Appendix 2, which provides
data sources for potential indicators for North
America, reveals that comparable data are avail-
able for many generic indicators not represented in
these reports.
The two countries are already involved in efforts
to harmonize environmental indicators in order to
enable reporting on the state of several shared eco-
systems. To learn more lessons about potential envi-
ronmental indicators for North America, the next
section looks at a number of Canada-US binational
Source: US EPA 2003, 1–2. SOE reporting initiatives and the indicators they
are developing.

36 Environmental Indicators for North America


Logging truck transporting logs to mill, Northwestern Alberta, Canada. David P. Shorthouser/UNEP/Forestry Images

Canada-US Bilateral Environmental and Ecosys- developing environment and health indicators to
tem Indicator Initiatives measure progress towards its sustainability goals
Canada and the United States cooperate in inter- (US EPA 2000a).
national and regional SOE reporting and indica- At the trilateral level, the Commission for
tors programmes in recognition that ecosystems, Environmental Cooperation (CEC) of North
air- and watersheds, and migratory species traverse America, set up to oversee the NAFTA environ-
political boundaries and that both countries often mental accord, is mandated to produce periodic
share the driving forces and pressures that affect state-of-the-environment reports for the NAFTA
them. For example, Canada and the United States region. In 2002, it published its first SOE report,
participate in the Circumpolar Council, which The North American Mosaic. The CEC anticipates
sponsors an Arctic state-of-the-environment report. that the next SOE report will introduce a set of
The first such report, which focussed on pollution, environmental indicators that will inform future
was released in 1997. Two subsequent editions North American regional environmental assess-
looked at human health and persistent organic ments (CEC 2001). The CEC also published a
pollutants (AMAP 2003; AMAP 2004; NIRO report on available indicators of children’s health
2003b). Canada and the United States also cooper- and the North American environment in 2006
ate to manage and produce environmental indica- (CEC 2006). In addition, the CEC’s Pollutant
tor reports on the Great Lakes, the Gulf of Maine, Release and Transfer Register (PRTR) project
and the Georgia Basin–Puget Sound region. These tracks, analyzes, and publishes available data about
three initiatives are highlighted as case studies in the source, release, and transfer of toxic pollutants
this section. from industrial activity in Canada and the United
The Border XXI Program (1996–2000), set up States. The CEC’s annual report Taking Stock will
to address environmental issues at the US-Mexico integrate Mexico’s data for 2004, creating a North
border, has produced a set of environmental indica- American perspective of pollutant releases for the
tors for the border region (US-Mexico Border XXI first time. This project enhances the comparability
Program 1997). Based on this work, the ten-year among the separate national reporting systems and
Border 2012 Program, launched in 2002, is now provides a unique regional picture by way of pollut-
ant indicators and data (CEC 2004a).

37
The CEC is a forum for many other projects The State of the Great Lakes
that bring scientists and experts together in inter- The Great Lakes lie within eight US states and the
national working groups to cooperate on protecting Canadian province of Ontario (Figure 23). Half the
the North American environment; many of these trade between the two countries crosses the region,
efforts provide lessons about how to achieve con-
sensus among different stakeholders from the three
countries in taking a common region-wide ecologi- The Parties to the Great Lakes Water Qual-
cal perspective and adopting a common language ity Agreement (GLWQA) want to establish a
for classification systems. One example is the North consistent, easily understood suite of indica-
American eco-region mapping initiative, which tors that will objectively represent the state
succeeded in producing a continent-wide definition of major ecosystem components across all
and maps of three levels of nested eco-regions (see Great Lakes basins... . This suite of indicators
CEC 1997). will also be used to assess the Parties’ prog-
ress towards achievement of the purpose and
Another trinational-level effort related to general objectives of the GLWQA (Bertram
producing comparable environmental data is the and Stadler-Salt 2000, 4).
North American Transportation Statistics Inter-
change (NATS). Under this initiative, a trilateral
group works on the production of transportation,
energy, and environment indicators (TEEI). Can-
ada, the United States, and Mexico cooperate to and the countries share the lakes’ abundant resourc-
adopt a common list of indicators and are working es and services as well as the pollution and disrup-
to compile the statistical data according to a com- tion the ecosystem is experiencing (UNEP 2002a).
mon TEEI framework. They are also working on In 1972, Canada and the United States signed the
the opportunities and limitations of the elaborated Great Lakes Water Quality Agreement (GLWQA),
indicators in terms of their consistency, harmoniza- committing the two countries to controlling and
tion, updating, and comparability. cleaning up pollution in the Great Lakes and
Governments, NGOs, and other stakeholders reporting on their progress. The amended agree-
in Canadian provinces and territories and US states ment includes the goal to develop a set of compre-
are also working together to develop and use envi- hensive indicators on the health of the Great Lakes.
ronmental indicators to assess the state of a number To periodically assess the condition of the Lakes
of shared ecosystems. and to discuss further action, the US Environmen-

Figure 23: The Great Lakes

Source: GLIN 2004 http://www.great-lakes.net/gis/maps/.

38 Environmental Indicators for North America


tal Protection Agency and Environment Canada mend indicators that could be applicable basin-
began hosting the biennial State of the Lakes Eco- wide. The short list was peer-reviewed and revised
system Conference (SOLEC). Following the second and ecosystem components needing additional
conference in 1996, it was decided to develop a indicator development were identified (Bertram
comprehensive, basin-wide set of indicators to and Stadler-Salt 2000). These indicators form the
enable reporting in a predictable, compatible, and basis for reporting in the State of the Great Lakes
standard format (Bertram and Stadler-Salt 2000; reports, with each successive report building on the
US GAO 2004). former as data become available, allowing the use of
At the 1998 SOLEC, a suite of easily under- ever more indicators from the set. Presently, there
stood indicators that objectively represent the con- are 79 indicators in the SOLEC list. Together, they
dition of the Great Lakes ecosystem’s components help to assess the health of the Great Lakes’ major
was proposed. This suite is used at each conference ecosystem components. Many of the indicators are
to inform the public and report on progress in still being developed, however, and until more re-
achieving GLWQA goals, while work continues to search is conducted and data collected, they cannot
broaden the suite and populate the indicators with be used (Bertram and Stadler-Salt 2000).
reliable data (Bertram and Stadler-Salt 2000).
Products and contents
Conceptual and organizational framework The 2000 SOLEC report Selection of Indicators
SOLEC adopted the state-pressure-human activi- for Great Lakes Basin Ecosystem Health: Version 4
ties model, based on the PSR framework. The indi- provides a revised list of the indicators proposed
cators nominated for the SOLEC list were extract- in 1998 (Bertram and Stadler-Salt 2000). Difficul-
ed primarily from existing Great Lakes documents ties in comparability between the two countries are
(Bertram and Stadler-Salt 2000). The indicators identified in the short descriptions of each of the
were screened using a broad set of SOLEC criteria indicators. These include information about each
that fell under the headings of Necessary, Sufficient, indicator’s purpose, ecosystem objective, endpoint,
and Feasible. The SOLEC indicator framework features, illustration, limitations, and interpreta-
consists of three nested levels. The first is com- tion. The State of the Great Lakes 2001 (EC and
prised of geographic zones, issues, and cross-cutting US EPA 2001) is a 92-page report containing an
elements; the second represents seven core groups assessment of the condition of each of the Great
(near-shore and open waters; coastal wetlands; Lakes and of the region as a whole. The section
near-shore terrestrial; land use; human health; soci- devoted to indicators is organized by habitat type
etal; and unbounded); and the third level presents and kind of human impact. It includes a section
the PSR indicators (NIRO 2003b). titled “Implications for Managers” showing how
managers can both use and contribute to indica-
tor-based assessment (Pidot 2003). It is the first
Selection process SOLEC report to use the indicator-based format
The first step of the selection process, taken prior and it reports on 33 of the indicators that make up
to the 1998 Conference, was to identify a set of the entire set. Subsequent reports are based on the
indicators that reflects the state of all major Great suite of ecosystem health indicators developed by
Lakes ecosystem components. It was guided by a participants in the 2002 State of the Lakes Ecosys-
multi-stakeholder SOLEC indicators advisor group tem Conference (SOLEC).
that coordinated seven core set advisor groups. The State of the Great Lakes 2003 is the fifth bi-
Each of these groups identified a set and a short list ennial report issued by the governments of Canada
of indicators for its domain. They strove to recom- and the United States. It is a 102-page report,

1000 ft. Laker approaching the Blue Water Bridge at the mouth of the St. Clair River, Michigan USA. UNEP/USACE

39
which includes summaries of separate indicator re- Figure 25: Cumulative number of introduced
ports and a status report on each of the Great Lakes species in the Great Lakes since the 1830s
and connecting channels (EC and US EPA 2003).
It provides assessments of 43 of the indicators
proposed by the Parties. These particular indicators
were included because data were available. They are
presented in the report under the headings of State,
Pressure, and Response indicators (EC and US
EPA 2003).
Implementing Indicators 2003 is a technical
report that compiles all the indicator reports that
were circulated for review at SOLEC 2002 and
provides full references for the information pre- Source: EC and US EPA 2003, 76.

sented in each indicator report. In some cases, the Ongoing work


indicators represent the entire basin, while in others The suite of Great Lakes indicators is constantly
they highlight certain geographic locations. The evolving as modifications and refinements are made
compilation of a database currently comprising to reflect a greater understanding of the ecosystem
over 800 indicators is an ongoing part of the work. and human interactions with and within it, and to
The following two figures present examples of ensure that the information is accessible and useful.
indicators from the State of the Great Lakes 2003 Progressively more indicators are reported on at
report. Figure 24 is an attempt to show Great Lake each yearly conference, a process that will continue
beach advisories and closures in both countries in a until the whole suite is included (Bertram and
comparable way. Figure 25 presents an ecosystem- Stadler-Salt 2000; EC and US EPA 2003). The two
level indicator showing the cumulative number of governments are planning to integrate monitoring
introduced species in the Great Lakes. The 2003 and reporting into existing Great Lakes activities at
report is available from the following web site: all levels of government as well as within industry.
http://binational.net/sogl2003/sogl03eng.pdf The SOLEC indicator set helped to influence the
United States Fish and Wildlife Service’s decision
to focus on developing an ecosystem/watershed
Figure 24: Beach advisories in US and Canadian approach to the environmental management of the
Great Lakes beaches Great Lakes (US GAO 2004).

Georgia Basin–Puget Sound


The Georgia Bay–Puget Sound region (Figure 26)
comprises the densely populated parts of the state
of Washington and the province of British Colum-
bia surrounding an arm of the Pacific Ocean that
flows between Vancouver Island and the mainland.

An initial attempt to provide a sense of the


current state and trends in this ecosystem in
an integrated way across the Canada–United
States boundary (GBPSEI 2002, 1).

In 2000, nearly seven million people lived in this


region, with 57 per cent in the United States and
43 per cent in Canada. The area is experiencing
rapid population growth: by 2020, the two core
urban areas of Seattle and Vancouver are together
expected to count about a million additional
Source: Adapted from EC and US EPA 2003, 82.
people. Pressures on the ecosystem have resulted in

40 Environmental Indicators for North America


Figure 26: Georgia Basin–Puget Sound

Source: GBPSEI 2002. Scenic view from Port Townsend, Washington USA.
Gary Wilson /UNEP/NRCS

a need to address the environmental, social, which uses six indicators to look at several aspects
and economic implications of that growth (GB- of the state of the environment in the transbound-
PSEI 2002). ary region.
Government officials, scientists, and other
stakeholders from both countries increasingly work Conceptual and organizational framework
closely to find cooperative solutions to shared
The report does not explicitly refer to the PSR or
environmental issues in the region. For example,
any other framework. Each indicator is presented
Environment Canada and the US Environmental
in terms of what is happening, why it is happening,
Protection Agency recently issued a joint report
why it is important, how it compares with other
on the characterization of the Georgia Basin/Puget
regions or locations, and what is being done to ad-
Sound airshed. The two countries have been
dress the issues of concern.
working together to develop regional indicators
since 2000. The Canada–United States Working
Group on Environmental Indicators was formed Selection process
with the view of developing and using a suite of Work began in 1999 to identify key indicators
indicators to report on sustainability in the region. for which data were available on both sides of the
It grew out of the British Columbia–Washington boundary. Data specialists started by compiling all
Environmental Cooperation Council, which began applicable monitoring data collected in the region
in 1992, and the Joint Statement of Coopera- to identify the best and most readily available and
tion by Environment Canada and the US EPA comparable data with which to develop a suite of
in 2000. The latter commits the two countries to indicators for the region (Pidot 2003). Only six
work together at the federal level on transboundary indicators were initially selected, since differences
issues. The Working Group is also improving the in purpose, definition, measurement, and classifica-
transfer of knowledge and best practices, develop- tion of data from different jurisdictions, as well as
ing shared goals and strategies, and implementing differences in the variety of regulatory and adminis-
joint action programmes (GBPSEI 2002). In 2002, trative frameworks presented challenges to develop-
the Working Group released its Georgia Bay–Puget ing harmonized indicators and an integrated basin-
Sound Ecosystem Indicators Report (GBPSEI 2002), wide picture. The bilateral indicator for assessing

41
Figure 27: Species at risk, using a standardized Figure 28: The Gulf of Maine
assessment method

Source: Adapted from GBPSEI 2002, 14.

the conservation status of species was made possible


because of a standardized method developed by the
Association for Biodiversity Information, which in-
cludes a network of conservation data centres across
North America (Figure 27). Except for the popula-
tion indicators and a map showing the percentage
Source: GMCME 2004d http://gulfofmaine.org/knowledgebase/aboutthegulf/. Map created
of protected land, issues on each side of the border by Richard D. Kelly, Jr., Maine State Planning Office, for the Gulf of Maine Council on the
are portrayed with different indicators Marine Environment.

(GBPSEI 2002).
A bilateral effort is underway to maintain and en-
hance environmental quality in the Gulf of Maine.
Products and contents It is led by The Gulf of Maine Council on the Ma-
The report presents six indicators: population, air rine Environment, a US-Canadian partnership of
quality, solid waste, persistent organic pollutants governmental and non-governmental organizations.
(POPs), species at risk, and protected areas. As the The Council stresses the importance of viewing the
key pressure on the shared ecosystem, the popu- Gulf of Maine as a single ecosystem and promoting
lation indicator is the first in the report. It also cross-boundary collaboration to help manage the
portrays population distribution across the region region’s resources and address environmental con-
through a series of maps. Technical backgrounders cerns. One of its long-term aims is to identify and
are provided for the indicators, which include data, track a set of regional environmental indicators
data sources, methodology, references, contacts, and produce a “State of the Gulf ” report (GM-
and supplementary information. The organization CME 2004a).
and presentation of the technical information is not
consistent across the two reporting jurisdictions. The Gulf of Maine is shared by Canada and
The reports are available online at: hhttp://www. the United States and is considered among
env.gov.bc.ca/spd/gbpsei/index.html. the most biologically productive marine
systems in the world.
Ongoing work
The initiative is ongoing, with new indicators being
developed and the original indicators modified as
new data become available. For example, the PM10 Discussion about potential indicators began in
indicator may be modified or replaced in the future December 2002 at the Atlantic Northeast Coastal
by an indicator showing trends in PM2.5 concentra- Monitoring Summit, which also explored the
tion (GBPSEI 2002). potential for integrated regional monitoring. It
was followed in January 2004 by the Northeast
Gulf of Maine Coastal Indicators Workshop, where the initial
The Gulf of Maine is bordered by the states of selection process for regional indicators began
Massachusetts, New Hampshire, and Maine and (GMCME 2002; GMCME 2004b). Finally, the
by two provinces, New Brunswick and Nova Scotia Gulf of Maine Summit was held in October 2004,
(Figure 28). This shared ecosystem is considered to bringing together and integrating the work of the
be among the most biologically productive marine many agencies, organizations, and institutions in
systems in the world: its waters and shoreline habi- the Gulf. The Summit was organized by the Gulf
tats host some 2,000 species of plants and animals. of Maine Council on the Marine Environment and

42 Environmental Indicators for North America


Lobster boat tied up at the Lobstermen’s Co-op., Boothbay Harbor, Maine USA. William B. Folsomr/UNEP/NMFS

the Global Programme of Action Coalition for the Selection process


Gulf of Maine (GPAC). The latter is a bi-national, A steering committee first drafted straw conceptual
multi-stakeholder working group dedicated to the models, key questions, and indicators for discus-
implementation of the United Nations Global Pro- sion at the January 2004 workshop. Feedback
gramme of Action (GPA) for the Protection of the on them was sought through an indicators web
Marine Environment from Land-based Activities survey. The key goal is to achieve consensus on a
(Gulf of Maine Summit 2004a; GPAC n.d.). Just list of key indicators focusing on six major issues:
prior to the Summit, pre-summit drafts of Regional fisheries, eutrophication, contaminants, coastal
Ecosystem Indicators for the Gulf of Maine (Gulf of development, aquatic habitat, and climate change.
Maine Summit 2004b) and Tides of Change Across Regional work groups strived to crystallize core
the Gulf: An Environmental Report on the Gulf of indicators for presentation at the Summit (GM-
Maine and Bay of Fundy (Pesch and Wells 2004) CME 2004b). Regional watershed forums were
were released to inform participants of proposed organized and convened by local groups over two
indicators and to catalyze discussion. years, using a consistent but flexible format. To
identify priority issues, they each used a consistent
Conceptual and organizational framework reporting mechanism that evolved into the GPAC
In 2003, the Office of Ocean and Coastal Resource indicator matrix, adapted from that of EPA. Each
Management, of the National Oceanic and Atmo- forum used “traffic light” colours to signify its level
spheric Administration (NOAA), produced a set of of concern with an issue, based on its knowledge
nutrient indicators as a contribution to the “State and perceptions of local problems. The colours in
of the Gulf ” report. The indicators are organized the key correspond to a spectrum, from “definite
around a modified PSR framework and include problem” to “no problem”. Matrices were drawn up
the following categories: environmental indica- for the following: changes in land use and integrity
tors, context indicators, stressor indicators, impact of water and riparian zones; contaminant issues;
indicators, and management response indicators changes in species; changes in resource use; and
(Mills 2003). Tides of Change presents indicators in presence of critical habitats and natural areas relat-
chapters that respond to questions about current ed to fisheries. Tides of Change summarizes results
conditions and trends, causes of those conditions, from the watershed forums and provides in-depth
and actions to reverse them—similar to a PSR ap- chapters on several key issues facing the Gulf: land
proach (Pesch and Wells 2004). use; contaminants and pathogens; and fisheries and
aquaculture (Pesch and Wells 2004).

43
Rock, foam, and fog. Captain Albert E. ThebergeUNEP/NOAA

Products and contents change were also prepared. Tides of Change ex-
The State of the Gulf Report: Nutrient Indicators amines how environmental, economic, and social
was published in 2003, providing information trends are influencing land use, contaminants (in-
on potential nutrient indicators for inclusion in cluding sewage, nutrients, pathogens and mercury),
the Gulf of Maine Council’s “State of the Gulf of and fisheries and aquaculture. Indicators for these
Maine” report. It surveys nutrient indicators used trends provide historical context, reveal current
in existing reports from organizations within the conditions, and track progress. Bilateral or regional
US and internationally and provides a list of the indicators include indicators of historical change
most prevalent ones used. It then suggests potential in population density and rural/urban mix in the
indicators in the categories listed above and out- region; species at risk; beaches with closures; aver-
lines some general principles to guide the process age mercury concentrations; landing of all species;
of selecting and developing a suite of nutrient finfish aquaculture; and community composition of
indicators for the Gulf of Maine (Mills 2003). The fish. The report includes an overview of recent suc-
Regional Ecosystem Indicators for the Gulf of Maine: cesses in addressing regional environmental issues,
Pre-Summit Draft (Gulf of Maine Summit 2004b) and a report summary (Pesch and Wells 2004).
presents 12 fishery indicators, 8 coastal develop- The reports can be viewed online at: http://www.
ment indicators, and 12 contaminant indicators. gulfofmainesummit.org/docs/index.html.
Each indicator is accompanied by technical notes
that describe the following: purpose, ecosystem Ongoing work
objective, measure, outcome, illustration, fea-
The goal of the Gulf of Maine Summit is to set
tures, limitations, interpretation, comments, and
the stage for the preparation of a “State of the
references. In addition, draft indicators related to
Gulf of Maine” report. The aims of the report are
aquatic habitats, nutrients (see above), and climate
to provide structure for an integrated monitoring

44 Environmental Indicators for North America


Box 19: Issues selected by the bilateral indicator initiatives
Great Lakes Georgia Basin–Puget Sound Gulf of Maine
Near-shore and open waters Population Fisheries and aquaculture
Coastal wetlands Air quality Eutrophication
Near-shore terrestrial Solid waste Contaminants
Land use Persistent organic pollutants Coastal development
Human health Species at risk Aquatic habitat
Societal Protected areas Climate change
Source: Compiled by author from EC and US EPA 2003; GBPSEI 2002; Gulf of Maine Summit 2004b; Pesch and Wells 2004.

programme; identify information gaps, problem cator set is small and the indicators are more closely
areas, and research needs; compile information associated with the important human population
on standard protocols and quality assurance; help and its impacts (Box 19). The latter initiative relied
inform and engage the public on environmental on indicators for which data were available, while
issues; and advocate for enhanced science, policy- the other two sought indicators that would
making and management (Nedeau 2003). After answer questions about the state of the shared
the 2004 Summit, the suggested indicators were water bodies.
to go through a period of review and refinement, All three initiatives are based on multi-stake-
followed by work to integrate them into regional holder participation for the indicator selection,
strategies (GMCME 2004c). attempt to develop compatible and standardized
indicators, and include ongoing indicators review
Analysis and refinement. The Great Lakes and the Georgia
Basin–Puget Sound reports include technical docu-
The development of bilateral indicators for ecosys-
ments that describe and explain each of the indica-
tems shared by Canada and the United States is a
tors. The Gulf of Maine project has not released its
fairly recent undertaking. Several initiatives, such as
final set of indicators at the time of writing.
the CEC’s indicator development work for environ-
mental reporting in North America and the Gulf Given the focus on specific ecosystems and
of Maine indicator initiative, are still in the initial the fact that many ecosystem-level indicators may
stages of development. The three case studies pre- not easily serve as nation-wide indicators, lessons
sented above represent important ecosystems shared learned from these bilateral initiatives have more to
by Canada and the United States. All three indica- do with the process of collaborating across borders
tor initiatives grew out of bilateral agreements and to construct compatible environmental indicators
previous cooperative action to protect the shared than the actual content of the indicator sets. More
ecosystems, with one of the major goals of the information about the process of cross-border col-
State of the Great Lakes work explicitly oriented to laboration could be gleaned from a more in-depth
reporting on progress in achieving the purpose and study of these initiatives through interviews and
general objectives of the GLWQA. Given the large other means.
extent of the Great Lakes ecosystem and the high To develop a more comprehensive list of basic
degree of pressures upon it, it requires a larger set indicators that could help form the basis for
of indicators. Two of the case studies are focussed regional reporting for North America, the next
on shared water bodies and the important resources chapter looks at indicators used or prescribed by
and ecosystem services they provide, with the international agencies that report on the state of the
majority of indicators representing their physical, global environment. In some cases, these organiza-
chemical, and biological aspects. The indicators for tions have already harmonized or standardized data
Georgia Basin–Puget Sound, a densely populated across nations.
region, represent a wider variety of issues. The indi-

45
K. Giese/UNEP

46 Environmental Indicators for North America


3
Chapter 3
International Environmental
Indicator Initiatives
In 1987, the World Commission on Environment The Millennium Development Goals (MDGs),
and Development (WCED or the Brundtland which commit the international community to
Commission) noted the “limited capability for ... work towards a world free of poverty, hunger,
combining basic and comparable data needed for disease, and gender inequity, also include a set of
authoritative overviews of key environmental issues environmental indicators: The eight indicators
and trends” and that without these overviews “the inform the seventh goal, “Ensure environmental
information needed to help set priorities and devel- sustainability”. They are populated by data from
op effective policies will remain limited” (WCED harmonized sources, so are consistent and allow for
1987, 321). Reporting efforts on the state of the comparison, but they are very limited in scope and
global environment or on regions shared by more address primarily the environments of developing
than one nation face numerous challenges. These countries (UN 2004).
include the lack of consistency among monitoring This section looks at the Commission for Sus-
programmes, reporting methods, and data, among tainable Development (CSD) and UNEP’s envi-
others. There are also gaps in country capabilities ronmental indicator initiatives, both prompted by
for studying, analyzing, and reporting on environ- the 1992 Earth Summit’s call for better indicators
mental issues (NIRO 2003b). for regular and reliable global overviews, and at
The United Nations Environment Programme the OECD’s environmental indicators for its mem-
(UNEP) was one of the first agencies to try to ber countries.
overcome these obstacles to reporting on the state
of the global environment. It produced an an-
UN Commission for Sustainable Development
nual state-of-the-environment report from 1973
through 1992 and the biennial Environmental Data Agenda XXI, adopted at the 1992 Earth Summit
Report from 1987–1988 through 1993–1994 (Par- in Rio de Janeiro, recommends the harmonized
ris 2000). UNEP’s work in environmental report- development of national, regional, and global-level
ing continues with the GEO series described below, sustainable development (SD) indicators, and
and today it is joined by numerous other efforts to regular reporting and data provision with a suitable
provide both data and analyses on the state of the common set of regularly updated indicators
environment, at an international level. Increasingly, (Box 20).
these initiatives include the development and use of
environmental indicators.

Box 20: The 1992 Earth Summit called for


“The United Nations Conference on En- harmonizing indicator efforts
vironment and Development (The Earth The United Nations Commission on Sustainable
Summit) held in 1992 recognized the Development (CSD) was created in December
important role that indicators can play 1992 to monitor and report on the implementa-
tion of the Earth Summit agreements. The CSD
in helping countries to make informed
recognized an urgent need for global action to
decisions concerning sustainable devel- combine national and international information
opment. Agenda 21 calls for the harmoni- efforts and to promote comparability, accessibil-
zation of efforts, including the incorpora- ity, and quality of that information (Luxem and
Bryld 1997; UN DESA 2003b). It began a work
tion of a suitable set of these indicators programme, with the goal of providing national
in common, and regularly updated and decision-makers with a list of indicators to use in
widely accessible reports and databases”. national policies and in reports to the CSD and
other international agencies.
Source: Shah 2004, 1.

47
XXI and all aspects of sustainable development.
Countries are encouraged to adopt and use Using these criteria, the CSD and its Secretariat
this set as a starting point for their national worked in close cooperation with a large number of
indicator programs international governmental and non-governmental
organizations and national governments to select
the indicators. It was guided by three principles:
the development and use of indicators at a national
Conceptual and organizational framework
level; building on existing national and interna-
The CSD approved its five-year Work Programme tional indicator work undertaken by other organi-
on Indicators of Sustainable Development in 1995. zations and countries; and the cooperation and col-
It included strategies for defining SD indicators, laboration of a wide range of experts. Methodology
making them accessible to decision-makers at the sheets were developed for each indicator through a
national level, elucidating their methodologies, broad international consultation process (Gallopín
and providing training and other capacity-building 1997; Luxem and Bryld 1997).
initiatives (Mortensen 1997). Coordinated by the
UN Department for Economic and Social Affairs
(DESA), Division for Sustainable Development, Products and contents
the Programme organized the chapters of Agenda The final product, published in 2001—Indicators
XXI under four major themes—social, economic, of Sustainable Development: Guidelines and Method-
environmental, and institutional (Shah 2004). A ologies—is a detailed description of 15 sustainable
preliminary working list of 134 indicators pub- development themes and 38 sub-themes, a final
lished in 1996 used the driving force–state-response proposed framework, and a core set of 58 indica-
(DSR) framework and was subjected to voluntary tors with their methodology sheets. Nineteen of the
national testing and expert-group consultation. The 58 are environmental indicators. The methodol-
framework evolved into one focusing on themes ogy sheets describe policy relevance, underlying
and sub-themes of sustainable development rather methodology, data availability, and sources for each
than exclusively on the Agenda XXI chapters. Rea- indicator (UN DESA 2001a). Governments began
sons for the change include the fact that the DSR preparing national reports in 1993 and in 1997 the
framework is less suited to social and economic results of submissions between 1994 and 1996 were
indicators than to environmental ones and that published in a series of country profiles, on the oc-
the theme framework better assists national policy casion of the five-year review of the Earth Summit
decision-making and performance measurement (Rio + 5). A second series of country profiles was
(Luxem and Bryld 1997; Shah 2004; UN DESA released for the 2002 World Summit on Sustainable
2004a). Development in Johannesburg. This 2002 country
profile series provides a comprehensive overview
of the status of national-level Agenda XXI imple-
Selection process
mentation (Luxem and Bryld 1997; Shah 2004;
The Programme selected indicators in accordance UN DESA 2003b; UN DESA 2004a). This series
with a number of criteria that are similar to those report is available at: http://www.un.org/esa/sust-
used by other organizations, differing only in dev/natlinfo/indicators/indisd/indisd-mg2001.pdf.
their particular focus on the relevance to Agenda
Toronto, Canada. UNEP/MorgueFile.com

48 Environmental Indicators for North America


Box 21: CSD environmental indicators
Climate change • Emissions of greenhouse gases
Ozone layer depletion • Consumption of ozone-depleting substances
Air quality • Ambient concentrations of air pollutants in urban areas
Agricultural land • Arable and permanent crop land area
• Use of fertilizers
• Use of agricultural pesticides
Desertification • Land affected by desertification
Forests • Forest area as a per cent of land area
• Wood harvesting intensity
Urban areas • Area of formal and informal settlements
Oceans and marine • Algae concentration in coastal waters
• Per cent population living in coastal areas
Fisheries • Annual catch by major species
Freshwater • Annual withdrawal of ground- and surface water as a
per cent of total available water
• BOD in water bodies
• Concentration of faecal coliform in freshwater
• Per cent population w/ adequate sewage disposal facilities
• Per cent population w/ access to safe drinking water
Biodiversity • Area of selected key ecosystems
• Protected area as a percentage of total area
• Abundance of selected key species
Energy and consumption • Per capita annual energy consumption
• Material use intensity
Source: Adapted from UN DESA 2004a.

Ongoing work the production of a comprehensive global state of


The indicators are not final or definitive, but can the environment report. One of GEO’s goals is to
be adjusted to fit national conditions, priorities, promote consensus on identifying the global and
and capabilities. Countries are encouraged to adopt regional issues the international community needs
and use this set as a starting point for their national to address and on prioritizing environmental prob-
indicator programmes. Wide adoption and use of lems and action.
the core set is meant to help improve information UNEP has been reporting on the state of the
consistency at the international level. Box 21 shows global environment through the Global Environ-
the CSD’s list of issues and associated environmen- ment Outlook (GEO) series of reports since 1997.
tal indicators. There are two key elements of GEO: a cooperative,
integrated environmental assessment process, and
United Nations Environment Programme: a report series. The former involves a participatory
GEO Indicators process between UNEP and a global network of
Like the CSD’s indicator initiative, the United collaborating and associated centres. The reports
Nations Environment Programme’s Global Envi- are issued at regular intervals in print and electronic
ronment Outlook (GEO) project was initiated in formats. The three global reports published to
response to Agenda XXI’s environmental reporting date—GEO-1 (1997), GEO-2000, and GEO-3
requirements. It also responds to a UNEP Gov- (2002)—have described the state of the world’s en-
erning Council decision in 1995 that requested vironment through thematic, qualitative appraisals
of key environmental issues and trends, analysis of

49
Box 22: GEO Year Book indicators (2003)
Climate change • CO2 emissions
• global average glacier mass balance
Ozone layer depletion • CFC consumption
Forests • global forest cover
Oceans and marine • living marine resources catch
Freshwater • total and per capita water use
• population with access to improved sanitation
• population with access to improved water supply
Biodiversity • threatened species
• protected areas
Energy and consumption • energy use
Natural disasters • number people killed and number affected by natural disasters
Source: Adapted from UNEP 2004a.

relevant socioeconomic driving forces, and assess- socioeconomic, environmental, and policy issues,
ment of policy responses in all the world’s regions. as well as producing and communicating policy-
They also identify emerging issues and look at relevant information on those key interactions. The
potential future scenarios. The next comprehensive reports also identify emerging issues and attempt to
GEO report (GEO-4) is due in 2007. envision future policy options and priorities, based
Until recently, the GEO reports did not include on current and past experience and using a scenario
a standard set of indicators, although they made approach to examine a range of future outcomes
use of indicators as a reporting tool. In 2003, a new related to possible policy decisions taken today
series was launched with the release of a year book, (Pinter, Zahedi, and Cressman 2000). In the GEO
which includes a set of indicators that will be used Year Book, UNEP continues to rely on the PSR
in the annual publication. This will allow for the model, with the conviction that despite the model’s
tracking of trends in these issues over time. The full drawbacks, key trends in pressure, state, and
comprehensive GEO reports will no longer be pub- response dynamics for major environmental issues
lished biennially but rather at five-year intervals. can still be captured successfully. It notes that, not
surprisingly, several of the indicators in the report
Separate national and regional or sub-regional
coincide with those selected for monitoring inter-
assessments are also published, as are technical and
other background reports. In 2002, UNEP released
North America’s Environment: A Thirty-Year State of The GEO Indicators are a set of selected
the Environment and Policy Retrospective, a data- quantitative parameters which reflect head-
rich integrated environmental assessment of North line trends for the major global and regional
America emphasizing the linkages between policy environmental issues addressed under the
and the environment. Most of the data that under- GEO reporting process (UNEP 2004, 66).
pin the GEO reports are available on the Internet
through the GEO Data Portal. Some 400 different
variables, as national, sub-regional, regional and
global statistics or as geospatial data sets (maps),
nationally agreed-upon environmental goals and
can be accessed and downloaded (UNEP
targets, including those in the Millennium Declara-
2002a; 2002b).
tion (Millennium Development Goals—MDGs)
and the World Summit on Sustainable Develop-
Conceptual and organizational framework ment (WSSD) Plan of Implementation (UN DESA
GEO analyzes environmental issues using the 2004b; UNEP 2004a).
DPSIR framework and focuses on integrated
reporting—that is, revealing the links among

50 Environmental Indicators for North America


This cypress bay is a haven for many different species of wildlife. Dot Paul/UNEP/NRCS

Selection process mental issues over the years. The GEO indicators
GEO is produced through a participatory process are grouped by environmental thematic areas and
in each region of the world, involving stakeholders issues. For each issue, only one or two indicators, or
and experts in disciplines related to environment a few at most, are presented. These are considered
and development issues, especially policy-makers, to be the most suitable and reliable indicators cur-
regional organizations, and NGOs (Pinter, Zahedi, rently available to illustrate the particular issue. The
and Cressman 2000). In keeping with the partici- year books include an overview section that looks
patory orientation of the GEO process, the selec- at the major issues, a section devoted to a special
tion of themes and indicators for the GEO year theme, and one that looks at the future; the 2003
books are based upon a collaborative/comprehen- edition, for example, contains a short section on
sive tracking and stocktaking process established key issues for “Small Island Developing States” and
with many partners. includes a feature section focusing on freshwater
and one on emerging challenges and new findings.
The feature focus of the 2004/5 edition is “Gender,
Products and contents Poverty, and Environment”. Definitions of terms
The first GEO Year Book was released in March used, data sources, and technical notes are provided
2003 and the second (2004/5) at the beginning of in an Annex. The indicators are presented at the
2005. This new annual series highlights significant global, regional and, in a few cases, sub-regional
environmental events and achievements during the level, based on the regional classification used in
year, with the aim of raising awareness of emerging the GEO-3 report. All data and documentation
issues from scientific research and other sources. were extracted from the GEO Data Portal (UNEP
It includes a selected set of trend indicators (Box 2002b; UNEP 2004a). The year book can be ac-
22 shows the indicators used in the 2003 edition), cessed at: http://www.unep.org/geo/yearbook/103.
providing a consistent and harmonized oversight htm.
of major environmental changes on an annual
basis, which makes it easy to track major environ-

51
Ongoing work economic and policy considerations. It is designed
Future annual statements will be released at the to help integrate environmental concerns into
beginning of every year in between the comprehen- sectoral policies, with each set focusing on a specific
sive GEO reports. sector (transport, energy, household consumption,
tourism, agriculture). A third set is derived from
Organisation for Economic Co-operation the OECD work on natural resource and environ-
and Development mental expenditure accounts and focuses on the
The OECD’s indicator initiative began in 1991 efficiency and productivity of material resource use.
in response to an OECD Council Recommenda- In addition, a small set of key indicators—10 to 13
tion on Environmental Indicators and Informa- of them—selected from the core set, is published to
tion requesting it to “further develop core sets of help raise public awareness, compare environmental
reliable, readable, measurable and policy-relevant performance across OECD nations, and focus at-
environmental indicators”. This advice was reiter- tention on key issues of common concern (Lealess
ated in 1998 with another Recommendation to 2002; OECD 2003; OECD 2004b).
“further develop and use indicators to measure Data largely come from the OECD Envi-
environmental performance” and again with the ronmental Data—Compendium, which has been
OECD’s environmental strategy for the first decade published every two years since 1985. These data
of the 21st century, which laid out the goal of are the result of a biennial data collection and treat-
measuring progress through indicators and fur- ment process that includes a detailed questionnaire
ther developing and using indicators and targets sent to member countries. Data are harmonized
to measure environmental progress at the national through the work of the OECD Working Group
level (NIRO 2003b). Environmental indicators on Environmental Information and Outlooks
work at the OECD is conducted as part of its (OECD 2004b).
three-year programme, which began in April 1998,
OECD environmental indicators are regularly
to help member countries measure progress towards
published and used in the OECD’s work in review-
sustainable development.
ing countries’ environmental performance and in
The OECD has developed a number of sets of monitoring the implementation of the OECD
indicators, using harmonized concepts and defini- Environmental Strategy.
tions that respond to different needs: A core set
of environmental indicators measures progress on
the environmental front and includes some 50 Conceptual and organizational framework
indicators that reflect the main concerns in OECD One of the OECD’s major contributions to the
countries. Another set of indicators focuses on field of environmental indicators is its efforts to
sectoral trends of environmental significance, their harmonize individual member initiatives by devel-
interaction with the environment, and related oping a common approach and conceptual frame-

Figure 29: OECD’s PSR framework

Source: OECD 2003, 21 http://www.oecd.org/dataoecd/7/47/24993546.pdf

52 Environmental Indicators for North America


work. It focuses mainly on indicators to be used in and utility for users, analytical soundness, and
national, international, and global decision making, measurability. Member countries agree to use the
but is also applicable to the sub-national or ecosys- OECD approach at the national level by adapting
tem level. OECD helped to pioneer the use of the indicator sets to suit national circumstances and
PSR model (Figure 29) during the 1980s and early to interpret them in context to acquire their full
1990s and its work on this conceptual framework meaning (OECD 2003).
influenced similar activities by a number of coun-
tries and international organizations (Linster 1997). Products and contents
OECD’s various sets of indicators were devel- In 2001, the OECD identified a shortlist of envi-
oped with recognition that there is no unique set of ronmental indicators, Key Environmental Indicators,
indicators, that indicators are only one tool among selected from the OECD core set of environmental
others, and that they need to be interpreted in con- indicators and closely related to its other envi-
text. Another OECD contribution is its work on ronmental indicators sets. The key indicators are
monitoring progress towards sustainable develop- updated every year and the list is available for free.
ment by elaborating indicators that measure the de- The set consists of ten theme areas, each of which
coupling of environmental pressure from economic has one main indicator for which data are avail-
growth (OEDC 2003; OECD 2004b). able for a majority of OECD countries, and has
possibly also one or more supplementary “medium
term” indicators, representing those that require
Selection process
further development related to basic data availabil-
The development of harmonized international ity, underlying concepts, and definitions (Box 23).
environmental indicators is done in close coopera- The indicators are interpreted in the text, with a
tion with OECD member countries, building on description of main policy challenges, a comparison
agreement among them to use the PSR model as of each nation’s performance, and historical trends
a common reference framework and to identify for the OECD as a whole. Related indicators from
indicators using three basic criteria: policy relevance the core set are listed for reference, pointing users

Box 23: OECD set of key environmental indicators*


Climate change • CO2 emission intensities
• Index of GHG emissions
Ozone layer • Indices of apparent consumption of ODS
• One index of apparent consumption of ODS
Air quality • SOx and NOx emission intensities
Waste • Municipal waste generation intensities
• Total waste generation intensities
• Material flows
Freshwater (quality) • Waste water treatment connection rates
• Pollution loads to water bodies
Freshwater (resources) • Intensity of use of water resources
Forests • Intensity of use of forest resources
Fish • Intensity of use of fish resources
Energy • Intensity of energy use
• Energy efficiency index
Biodiversity • Threatened species
• Species and habitat or ecosystem diversity
• Area of key ecosystems
*Main indicators in bold.
Source: Adapted from OECD 2004b.

53
Box 24: OECD environmental indicators
Drivers • GDP
• population growth and density
Climate change • CO2 emission intensities
• GHG concentrations
Ozone layer depletion • ozone-depleting substances
• stratospheric ozone
Air quality • air emission intensities
• urban air quality
Waste • waste generation
• waste recycling
Agricultural land • intensity of use of nitrogen and phosphate fertilizers
• nitrogen balances
• livestock densities
• intensity of use of pesticides
Forests • intensity of use of forest resources
• forest and wooded land
Fisheries • fish catches and consumption
Freshwater • river quality
• waste water treatment
• intensity of use of water resources
• public water supply and price
Biodiversity • threatened species
• protected areas
Energy and consumption • energy intensities
• energy mix
• energy prices
• private consumption
• government consumption
Transportation • road traffic and vehicle intensities
• road infrastructure densities
• road fuel prices and taxes
National responses (expenditures) • pollution abatement and control expenditures
• trends in official development assistance as % GNP
Source: Adapted from OECD 2001.

to more ample and detailed information if desired indicators selected from the OECD core set,
(Lealess 2002). Key Environmental Indicators is some socioeconomic and sectoral indicators with
available online at: http://www.oecd.org/datao- environmental significance, and others that were
ecd/32/20/31558547.pdf. endorsed by OECD environment ministers at their
A special document combines indicators from meeting in May 2001. There are nine environmen-
the four sets described above to produce a set of tal themes in one section, and in another section
environmental indicators. The first Environmental are six socio-economic themes related to environ-
Indicators: Towards Sustainable Development was mental issues, most of which act as pressures. Each
published in 1994, followed by two other edi- thematic sub-section includes a statement about the
tions, in 1998 and 2001 (OECD 2001). The 2001 issue it covers and its importance; an overview of
edition of the OECD Environmental Indicators related OECD work; how it fits in the PSR frame-
report is an update of the 1998 edition. It includes work; references; and a summary of major trends. It

54 Environmental Indicators for North America


also presents the key indicators. Box 24 gives a list on environmental media (Parris 2000; IISD 1997;
of the indicators in this publication. IISD 2004a). The report does not include a set of
graphic indicators.
Ongoing work In 2000, WRI expanded its data provision ser-
The OECD continues to review and improve its vice to include an online, searchable database called
programmes and indicators. Its indicator sets are EarthTrends, which includes country profiles, data
regularly refined to evolve as scientific knowledge, tables with complete time series data, detailed
policy concerns, and data availability change and metadata reporting on research methodologies, and
improve. The quality of data, data consistency, and an evaluation of the information’s reliability. It also
data gaps are of particular concern. The set of key includes feature articles analyzing current envi-
indicators is expected to eventually include issues ronmental trends. The site gathers data from the
such as toxic contamination, land and soil resourc- world’s leading statistical agencies and is supported
es, and urban environmental quality, for example by The World Bank, UNEP, the Netherlands Min-
(OECD 2003). The organization is employing istry of Foreign Affairs, the Swedish International
strategies to identify areas in which collaboration Development Agency (SIDA), UNDP, and the
is possible to improve overall quality and com- Rasmussen Foundation (WRI 2004). Like UNEP’s
parability and to create a methodology guide for Data Portal, EarthTrends is a valuable source of
data monitoring, collection, and documentation. data for multilateral environmental reporting.
It is also considering how member countries can Of WRI’s large number and variety of projects
exchange information and learn about metadata geared towards promoting sustainability, a few are
standards from each other and how to promote the involved in developing environmental indicators;
exchange of information with non-members and they include the Material Flow Analysis project, the
other international organizations (OECD 2003; Pilot Analysis of Global Ecosystems (PAGE), and
EC 2004b). a project oriented towards assessing environmental
and human water scarcity, freshwater biodiversity,
Other initiatives and wetlands goods and services (WRI 2004).
World Resources Institute
World Resources Institute (WRI), an indepen- Worldwatch Institute
dent nonprofit organization, is a world leader Another major player among initiatives that use
in generating harmonized environmental data indicators to report on the state of the global envi-
at the global level. Every two years since 1986, ronment is the Worldwatch Institute. It produces
it publishes a lengthy and authoritative assess- an annual State of the World report and a shorter
ment of the health of global ecosystems. In recent annual report called Vital Signs that use indicators
years, WRI’s biennial report has been produced in to track trends. Issued every year since 1984, the
collaboration with the United Nations Develop- State of the World publications report on “progress
ment Programme (UNDP), the United Nations towards a sustainable society”. They each consist of
Environment Programme (UNEP) and The World some 8–10 chapters written by staff members, cov-
Bank (Keating 2001). This is a global reporting ering the salient environmental issues of the year in
series, which provides timely statistics and analysis data-rich text (Worldwatch Institute 2004).
of environmental issues. The front section of each Vital Signs covers “the environmental trends
edition highlights a major theme, which is analyzed that are shaping our future” through the use of key
with data-rich prose. The second section, “Global indicators to track trends in environmental change.
Conditions and Trends”, is consistently presented These include trends in food production, agricul-
in each edition. This section is devoted to a broad tural yields, energy consumption and production,
compilation of standardized national-level envi- atmospheric issues, the economy, transportation,
ronmental and social reference data covering the communication, health and social issues, and
issues of biodiversity and protected areas; forests military and governance features. Two pages are
and grasslands; coastal, marine, and inland waters; devoted to each indicator, with one displaying
agriculture and food; freshwater; atmosphere and graphic representations of the indicator and a table
climate; energy and resource use; and safe water of the data, and the other providing interpreta-
and sanitation. The report’s foreword is a forum tion and context. A number of the key indicators
for the collaborating agencies to promote policy are repeated from year to year. The publication
recommendations. In collaboration with UNEP, contains a second section on special features that
UNDP, and The World Bank, the World Resources is dedicated to tracking new and emerging issues
Institute was one of the earliest organizations to and bringing these to the reader’s attention. One
publish sets of national data for a global perspective of the distinctive characteristics of this report is the

55
inclusion of many driver and response indicators
that are usually lacking in many other indicator Box 25: International environmental issue areas
initiatives. These indicators show trends in issues • Drivers (GDP, population, consumption)
such as perverse subsidies to activities that harm the • Climate change
environment and the shift to taxing these activities.
• Ozone layer
Other examples of driver indicators include trends
in automobile production, meat consumption, • Air quality
and agricultural subsidies. Examples of response • Waste
indicators include those that track trends in wind- • Freshwater
generating capacity and solar-cell production, the
• Coastal and marine ecosystems
market in pollution controls, bicycle production,
and biomass energy use. • Fisheries
• Forests
Common issues • Agricultural land
A glance at the boxes listing the indicators in each • Biodiversity
of the reports surveyed above (Boxes 21–24) makes • Protected areas
plain the similarity in the choice of issues selected
• Energy and transportation
by international agencies involved in creating sets
of indicators for environmental reporting at the • Natural disasters
global level. Box 25 shows the issues or themes ad- • National responses (expenditures)
dressed by the reports. Source: Compiled by author from UN DESA 2004a; UNEP 2004a;
OECD 2004b; OECD 2001.

Common indicators
It follows that there should also be considerable
similarity in the environmental indicators that
have been developed for the issue areas in all three hierarchy ranging from international to ecosystem-
international initiatives. Table 3 lists the issue areas, level issues and indicators, it is obvious that the
with the corresponding indicators that are generic lower the level, the more the indicators focus on
to at least two of the three initiatives described in characteristics specific to the area and the greater
this chapter. the differences in the issues and indicators selected
to portray the regions. Such was the case in the
Analysis cross-border case studies in Chapter 2 (see Box 19).
As also noted about the North American reports,
UNEP and OECD populate the indicators with response indicators among the international indica-
data and publish these, but the CSD’s list of indica- tor initiatives are fewer in number, with impact and
tors functions as a “menu” for individual nations, pressure indicators the most represented.
so there is no common data set, and no central
agency that collects and reports on the indicators.
OECD’s issues reflect the concerns of member An integration of North American and interna-
countries, while those identified by UNEP and tional indicators
the CSD are more inclusive, since they also reflect Table 4 (page 58) compares generic indicators
those of developing nations. The CSD and OECD common to North America with those most used
include population and economic growth as well in the international reports. It reveals that there is
as development assistance in their sets of indica- a good deal of overlap between them, with similar
tors, since the CSD’s mandate extends to all aspects indicators for a number of issues. There are gaps,
of sustainability and the OECD measures envi- however: indicators for indoor air, toxic substances,
ronmental sustainability in relation to economic land use, coastal and marine ecosystems, grasslands
growth. The OECD also provides indicators of and shrublands, and urban areas are not commonly
pollution abatement and control expenditures and found in either the North American or internation-
official development assistance to show national al reports. OECD confirms the gaps in a number
responses to both national and global environmen- of these indicators, including pollution from toxic
tal and sustainability problems. substances (toxic metals, organic compounds, and
Table 3 shows that there are a total of 21 similar fibres); population and area exposed to air pollut-
or common indicators found in all the internation- ants; effects of air pollutants on human health and
al reports, reflecting a much greater correspondence on the environment; and indoor air pollution. As
among them than found when comparing the will be seen in Chapter 4, lack of data is often the
indicators in the four North American reports. In a main reason for these gaps (OECD 2002b).

56 Environmental Indicators for North America


Table 3: Indicators common to at least two international initiatives
Issue area Common indicators
Drivers (population, GDP, consumption) • per capita GDP
Climate change • per capita CO2 emissions
• total annual CO2 emissions
Ozone layer • ODS consumption
Air quality • ambient concentrations of SO2 and NO2
Waste • generation of industrial, hazardous, and radioactive waste,
and municipal solid waste (MSW)
• waste recycling and reuse
Freshwater • water use as % of annual renewable water
• % total population with access to improved sanitation
• % population with access to improved water supply
Fisheries • total fish catches
Forests • forest harvests as % annual growth
• forest area as % of total land area
Agricultural land • fertilizer use/unit agricultural land area
• pesticide use/unit agricultural land area
Biodiversity • # of known mammals, birds, fish, reptiles, amphibians,
and vascular plants
• threatened species as % of species known
Protected areas • protected area as % of total land area
Energy and transportation • per capita energy use
• energy use/GDP
National responses (expenditures) • official development assistance as % GNP
Source: Compiled by author from UN DESA 2004a; UNEP 2004a; OECD 2004b; OECD 2001.

Issues common to the North American re- The results of this exercise in identifying
ports but not represented by most international common indicators among national and interna-
initiatives include acid deposition and wetlands. tional indicator initiatives is confirmed by recent
Although not exclusively North American issues work conducted by Environment Canada during
of concern, they are of particular significance to its deliberations on a strategy for environmental
Canada and the United States. Internationally im- indicators and state-of-the-environment reporting
portant issues that some of the North American re- in Canada. A background paper notes the need to
ports surveyed neglect include climate change, fish work on improving the overlap between national
resources, protected areas, natural disasters, and ex- and international issues and indicators (NIRO
penditures. Neither the Heinz report nor the EPA 2003b). Table 5 (page 59) integrates the most com-
draft report includes indicators of climate change. monly used indicators from both the national and
The ecosystem focus of the former precludes this is- the international initiatives as a starting point in
sue and the EPA chose not to report on greenhouse compiling a list of candidate indicators for North
gas emissions due to the “complexities of this issue” America.
(US EPA 2003, 1–11). Some indicators important Based on the lessons learned from this study,
for developing countries have less significance in the following section examines the challenges in
Canada and the United States, such as population developing multilateral indicators and makes some
with access to improved sanitation and population recommendations for future environmental indica-
with access to improved water supply. tor initiatives for the North American region.

57
Table 4: Indicators common to North American and international initiatives
Issues Common North American Common international
indicators indicators
Drivers • % change in population, GDP • per capita GDP
(population, GDP, consumption) per capita, and energy use
Energy and transportation • trend in gasoline use by • per capita energy use
motor vehicle • energy use/GDP
Climate change • per capita CO2 emissions
• total annual CO2 emissions
Ozone layer • ODS production
• O3 levels over North America • ODS consumption
Air quality • criteria pollutants emissions • ambient concentrations of
• concentrations in average annual SO2 and NO2
PM2.5 levels
• O3 concentrations by region
Acid deposition • change in wet sulphate deposition
• change in wet nitrate deposition
Indoor air
Toxic substances
Waste • municipal solid waste (MSW) • generation of industrial,
management hazardous, and radioactive
waste, and municipal solid waste
(MSW) recycling and reuse
Land use
Freshwater • municipal water extraction • water use as % of annual
renewable water
• % total population with access
to improved sanitation
• % population with access to
improved water supply
Wetlands • % land area in wetlands
Coastal and marine
Fisheries • total fish catches
Forests • timber harvest • forest harvests as % of annual
• area of forest cover growth
• forest bird populations • forest area as % of total land area
• area burned in forest wildfires
• area of protected forest

Agricultural land • % farmland susceptible to water • fertilizer use/unit


erosion agricultural land area
• pesticide use/unit agricultural
land area
Grasslands and shrublands
Biodiversity • # threatened species or % of all • # of known mammals, birds, fish,
species reptiles, amphibians, and vascular
plants
• threatened species as % of
species known
Protected areas • protected area as % of total land
Urban areas
Natural disasters • human loss due to natural disasters
National responses (expenditures) • total official development assistance
as % of GNP
Source: Compiled by author from OECD 2004b; UN DESA 2004a; UNEP 2004a; EC 2003a; US EPA 2003; NRTEE 2003; Heinz Center 2002; OECD 2001.

58 Environmental Indicators for North America


Table 5: Integration of common national and international environmental indicators
Issue Common indicators drawn from all the reports surveyed
Drivers (population, GDP, consumption) • per capita GDP
• % change in population, GDP per capita, and energy use
Climate change • per capita CO2 emissions
• total annual CO2 emissions
Ozone layer • ODS consumption
• ODS production
• O3 levels over North America
Air quality • criteria pollutants emissions
• ambient concentrations of SO2 and NO2
• concentrations in average annual PM2.5 levels
• O3 concentrations by region
Acid deposition • change in wet sulphate deposition
• change in wet nitrate deposition
Indoor air
Toxic substances
Waste • generation of industrial, hazardous, radioactive, and MSW
• MSW management (recycling and reuse)
Land use
Freshwater • municipal water extraction
• water use as % of annual renewable water
• % total population with access to improved sanitation
• % population with access to improved water supply
Wetlands • % land area in wetlands
Coastal and marine
Fisheries • total fish catches
Forests • forest harvests as % annual growth
• forest area as % of total land area
• forest bird populations
• area burned in forest wildfires
• area of protected forest
Agricultural land • fertilizer use/unit agricultural land area
• pesticide use/unit agricultural land area
• % farmland susceptible to water erosion
Grasslands and shrublands
Biodiversity • # of known mammals, birds, fish, reptiles, amphibians,
and vascular plants
• # threatened species or % of all species
Protected areas • protected area as % of total land
Urban areas
Energy and transportation • per capita energy use
• energy use/GDP
• trend in gasoline use by motor vehicles
Natural disasters • human loss due to natural disasters
National responses (expenditures) • total official development assistance as % GNP
Source: Compiled by author from OECD 2004b; UN DESA 2004a; UNEP 2004a; EC 2003a; US EPA 2003; NRTEE 2003; Heinz Center 2002; OECD 2001.

59
UNEP/MorgueFile

60 Environmental Indicators for North America


4
Chapter 4
Developing Indicators For
North America
The national, bilateral, and international indicator indicators initiative will depend on the vision and
reports highlighted above reveal ample consensus goals of the stakeholders involved and on available
on the usual steps and criteria for the selection resources. A vision based on the goal of global envi-
and development of indicators, the key role of ronmental sustainability would require that North
indicators, the main issues to address, and the America measure and reduce its impact on global
basic generic indicators to use. The challenges in systems. State-of-the-environment reporting efforts
developing a set of indicators to present an inte- by Canada and the United States should strengthen
grated picture of the status and trends in the North assessments of their ecological footprint.
American environment lie mainly in data availabil-
ity, reconciling the discrepancy in methodologies
Frameworks
underlying even similar and common indicators,
differences in time period and format and other The variety of conceptual and organizational
parameters, and the disparity in the standards and frameworks used by the organizations examined
targets used in performance indicators. Other chal- above reflect their various mandates, goals, and
lenges relate to the selection of “ideal” indicators audiences. There is no standard or ideal framework.
to fill gaps, the appropriate level of aggregation, The approach with which to develop a set of North
and the suitable number of indicators to use. This American environmental indicators will depend on
section examines these and other challenges and the organization undertaking the initiative and its
suggests ways to overcome them. needs. Some of the lessons learned from the various
frameworks are discussed below.

Lessons Learned Lessons from the PSR approach


Issue areas As shown in the previous chapters, despite its
Chapter Three reveals the similarities between the drawbacks, the PSR framework and its derivatives
environmental issues of concern to Canada and continue to be the models of choice for numer-
the United States, the overlap with the themes ous initiatives, including Environment Canada,
presented in global indicator reports, and the
existence of a number of gaps. For example, neither
the Heinz Center’s report nor the EPA draft report If governments want to promote sustain-
includes indicators of climate change. The ecosys- able development, they have to make sure
tem focus of the former precludes this issue and, as that prices and incentives are right. That job
pointed out earlier, the EPA chose not to report on requires identifying subsidies, measuring
greenhouse gas emissions due to the “complexities them and assessing their impact (de Moor
of this issue” (US EPA 2003, 1–11). Gaps in the and Calamai 1997, 2).
issue areas addressed, however, are generally due
to lack of data and the difficulty in making links
between concerns and environmental causes; both
these challenges are addressed below. These difficul-
ties should not preclude identifying critical issues SOLEC, UNEP, and OECD. When indicators are
and including them in a state-of-the-environment complemented with text explaining context and
report along with ideal indicators that may still be providing integrated analysis as done by UNEP in
in development, as done by NTREE and the Heinz its GEO reports, for example, use of this frame-
Center. Plentiful data exist for a number of issue work avoids the risk of oversimplification and false
areas that are weakly represented in some reports, cause-and-effect conclusions.
including urban, transportation, and energy issues. By organizing the presentation of indicators
These are particularly pertinent to North America’s using the DPSIR approach (as in Appendix 1:
impact on both the local and global environment. Table 2), this study reveals the dearth of indicators
Of course, as the reports show, the issues ad- representing both drivers of environmental change
dressed by any North American environmental and responses to it. This lack is partly because

61
Early morning shot of a local farm in Colebrook, Ontario Canada. UNEP/MorgueFile.com

some initiatives have not yet finalized their sets of subsidies that provide incentives for unsustainable
indicators, the mandate of others restricts the scope practices.
of reporting to pressures, states, and impacts, and If governments want to promote sustainable
one of the goals of effective reporting is to limit the development, they have to make sure that prices
number of indicators to a small set. Worldwatch and incentives are right. That job requires identify-
Institute, which was mentioned but was not part of ing subsidies, measuring them and assessing their
the detailed study, includes many response indica- impact (de Moor and Calamai 1997, 2).
tors in its State of the World and Vital Signs reports
There are many types of subsidies, including
and these make a valuable contribution that could
direct budgetary grants and payments to consumers
provide model response indicators for other SOE
or producers; tax policies such as credits, exemp-
initiatives.
tions, and other preferential tax treatments; the
The EPA and Environment Canada reports public provision of goods and services below cost;
both include a graph depicting overarching indi- capital cost subsidies such as preferential loans and
cators that act as drivers of change in most envi- debt forgiveness; and policies that create transfers
ronmental media. None of the reports, however, through market mechanisms (de Moor and Cala-
isolates drivers specific to each of the issue areas. mai 1997). Without acknowledging and measuring
Examples of such drivers are trends in subsidies to drivers such as these subsidies and including them
agriculture, fisheries, fossil fuels, water provision, alongside indicators of environmental conditions,
waste collection and disposal, and other perverse decision-makers can easily overlook the connec-

Box 26: Measuring environmentally harmful subsidies


The stocktaking of OECD work on subsidies to date has identified five main approaches to measuring
them, some of which overlap:
1. Programme aggregation—adding up the budgetary transfers of relevant government programmes; in
most cases data are at the national, and not sub-national level.
2. Price-gap—measuring the difference between the world and domestic market prices of the product
in question.
3. Producer/consumer support estimate—measuring the budgetary transfers and price gaps under
relevant government programmes affecting production and consumption alike.
4. Resource rent—measuring the resource rent foregone for natural resources.
5. Marginal social cost—measuring the difference between the price actually charged and the marginal
social cost.
Source: Potier 2002, 192.

62 Environmental Indicators for North America


tions between environmental decline and policies Assessing trends in responses is also important
that affect the market. Canada and the United because, if responses can be linked to improved
States are making progress in addressing these is- conditions (states) and diminishing impacts, the
sues, which could be illustrated through the use of information provides incentives to decision-makers
indicators. to strengthen and increase support for responses to
The OECD is working on developing methods environmental ills.
to measure how much various forms of govern- Response indicators should include those
ment support, including subsidies, depart from a that address issues that have an impact on global
level playing field (de Moor and Calamai 1997). It environmental quality, such as population growth
has identified a number of approaches to measure and poverty, even though the issues may not ap-
environmentally harmful subsidies (Box 26). De- pear critical in developed regions such as North
veloping robust indicators for this kind of driver of America. Population growth continues to be an
environmental change is still a challenge, however, important indicator in North America: the United
due to a wide range of measurement problems, States is one of the three most populous countries
including differences in definitions of “subsidies”, in the world (after China and India) and is expect-
“support”, and “transfers” and in methodological ed to still be among the top three in 2050. When
approaches; patchy and incomplete data; and non- combined with a pattern of high consumption and
comparable subsidy estimates across various sectors energy use, large populations are a potent driver
(OECD 2002a). To remedy the need for greater of environmental change. The funding of national
consistency and international consensus, interna- and international population programmes will help
tional efforts are underway to develop a more com- the world attain an early demographic transition to
mon reporting framework to enable the creation a stable or smaller population (Speth 2004), so the
of aggregate indicators that would be useful for contribution Canada and the United States make
monitoring and that would help standardize data to such programmes could be included in a set of
collection and reporting (Steenblik 2002). North American indicators.

A street in New York City, New York USA. UNEP/MorgueFile.com

63
Box 27: Examples of response indicators
Issue Examples of response indicators
Population growth Indicators that measure incentives for population control, such as the percentage of GNP
spent on funding national and international population programmes.
Poverty Indicators that measure poverty alleviation, such as the percentage of GNP that goes
towards funding Official Development Assistance (ODA). Others could include the
contribution to the Global Environmental Facility and other environmentally targeted
development aid; exports or transfers of cost-effective and environmentally sound tech-
nologies to developing countries; indicators of fair trade, debt relief, opening of markets
to developing countries; and so forth.
Market failures Indicators to measure progress in adopting ecological fiscal reform to correct the market,
such as full-cost pricing (making prices reflect the full environmental costs), the elimina-
tion of perverse subsidies, and tax incentives. Indicators could measure investments and
subsidy programmes in environmentally benign technologies and alternative energy,
such as green-building incentives. They could be developed to measure tradable emission
permits; pollution taxes (carbon, sulphur, and other emissions, and taxes on landfilling,
incineration, and municipal garbage collection); user fees; congestion taxes; taxes on mo-
tor fuel, electricity, and water; product charges levied on pesticides, chlorinated solvents,
batteries, beverage containers, plastic bags, disposable cameras and razors, industrial
packaging; and so forth. Other indicators could relate to tax exemptions or credits for
environmentally-friendly activities, such as purchasing a hybrid car. A possible indicator
is revenue from environmentally-related taxes as a percentage of GDP.
Consumption Response indicators could measure sustainable consumption. Indicators related to green-
labeling product certification could include the number of acres or percentage of forests
certified as sustainably managed (under the Forest Stewardship Council, for example); the
number of fisheries certified as sustainable (under the Marine Stewardship Council’s pro-
gramme); the numbers or percentage of cropland area certified as organic; the percentage
of sales in fair trade, organic, and shade-grown coffee and cocoa and other goods, such as
certified organic cotton; the number of tourism companies and hotels (and other service
providers) certified as sustainable; and certified sustainable investments in environmen-
tally and socially responsible stocks. Other possible indicators that show responses to
consumption include the number of programmes for recycling consumer durables; the
percentage of government purchasing budgets devoted to green goods and services; indi-
cators of dematerialization and intensity of use (measuring consumption against trends in
GDP); trends in composting (number of composting facilities); percentage of waste water
re-used as “grey water” for industrial processes; the number of companies issuing “sustain-
ability reports” recommended by the GRI; and so on.
Ecosystem degradation Indicators that measure actions related to ecosystem conservation and restoration, (“free-
ing rivers, restoring wetlands, replanting forests, recharging groundwaters, regenerating
wastelands, reclaiming urban brownfields, reintroducing species, removing invasives”
(Speth 2004, 200). Examples of indicators include the number of acres in conservation
easements and land trusts; number of acres of erodable cropland retired; acres under soil
conservation practices and Integrated Pest Management (IPM); and others.
Energy use Indicators to measure responses to energy use and transportation issues include trends
in wind, solar, and geothermal energy (such as the percentage of electricity supply; the
annual rate of growth; or trends in generating capacity); trends in the factory price for
photovoltaic modules; trends in solar cell shipments; sales of compact fluorescent bulbs;
sales of hybrid electric vehicles; sales of bicycles; miles of bicycle routes; trends in compa-
nies and corporations adopting GHG emission reduction commitments; and others.
Environmental awareness Indicators that show progress in delivering environmental education. For example: the
number of advanced degrees in environmental science, engineering, conservation, natural
resources management, and so on; the number of curricula, materials, and training op-
portunities that teach the principles of sustainable development; the number of school
systems that have adopted K–12 voluntary standards for learning about sustainable devel-
opment similar to standards developed under the US National Goals 2000 initiative; and
others.
Source: Compiled by author from PCSD 1996; Pembina Institute 2004; Speth 2004; Worldwatch Institute 2004.

64 Environmental Indicators for North America


Likewise, their contributions of Official De- North America; a bilateral environmental indicator
velopment Assistance (ODA) indicate a response initiative should include them. Another aspect of
to world poverty. In their lists of indicators, the this framework is the effectiveness of assigning eco-
OECD and the CSD include an indicator of the nomic value to environmental goods and services
share of funding for ODA in recognition of the and to the impacts upon them, which helps to link
UN target of 0.7 per cent of gross national product environmental and economic data.
(GNP) agreed to by the international community
in 1970 (ICPD 1994). This is an important indica-
Lessons from the biogeophysical approach
tor because a large proportion of foreign aid is
meant to help alleviate environmental problems in Indicators that measure biogeophysical conditions
the developing world (Boyd 2001). The inclusion and trends in the environment form the core of
of such indicators supports international commit- most environmental indicator and SOE projects.
ments to the Millennium Development Goals, Biogeophysical performance indicators focus on
which focus on reducing poverty, hunger, inequal- scientific thresholds. If based on sound science, in-
ity, ill-health, and other manifestations of poverty, dicator programmes using this approach can claim
as well as on achieving environmental sustainabil- to be unbiased and non-partisan because they make
ity. These goals are mutually reinforcing and have no connection between environmental change and
positive repercussions on the global environment as policy. The Heinz Center’s rationale for this ap-
well as on local conditions in developing countries. proach is that the indicators can serve as a catalyst
for debate about US environmental policy.
SOE programmes that publish response indica-
tors are not only demonstrating the commitment of One of the drawbacks of using thresholds to
their governments and society to resolving environ- measure environmental quality is that current
mental ills, but are also providing information to science is not yet able to identify them with much
decision-makers and the public about the kinds precision (NTREE 2003). Indicators of ecosystem
of actions that can be taken to address environ- capacity and those that indicate a threshold beyond
mental problems. Box 27 lists some examples of which damage may be irreversible are difficult
response indicators. to develop since they require information about
ecosystem functioning that is still limited. In addi-
Finally, the key reason for including drivers
tion, thresholds for the same type of ecosystem may
and responses in a set of environmental indicators
differ between regions. The relationship between
is to emphasize the relationship between environ-
the complex interactions among ecosystem ele-
mental conditions and human activity. Reporting
ments and the effect on ecosystem capacity is often
with state or condition indicators alone can divorce
unclear. Identifying ideal capacity indicators could
environmental quality from human responsibility.
highlight the need for more support for research
Pressure indicators are also important in this
into ecosystem functioning.
regard since they are usually direct stresses from
human activities.
Linkages
Lessons from the natural capital framework The matter of developing a framework that will
help indicators accurately show the links among
Both Canada and the United States have been ad-
drivers, pressures, states, impacts, and responses
vised to broaden their systems of national accounts
remains a hurdle. The relative absence of indicators
at the federal level. NRTEE’s report recommends
for the issues of human environmental health and
that the Canadian government expand its System
natural disasters can be explained by the fact that
of National Accounts to allow measurement of
the links between human health and the environ-
the nation’s overall base of capital assets. The US
ment and natural disasters and human agency are
National Academy of Sciences panel in the United
still difficult to establish and portray with reli-
States concluded that “extending the US national
ability. The costs to human health and ecosystem
income and product accounts (NIPA) to include
services, such as the cost of health care for those
assets and production activities associated with nat-
suffering from the impacts of air pollution and such
ural resources and the environment is an important
as costs related to damage to forests, lakes, crops,
goal” and that “a set of comprehensive non-market
and buildings caused by acid rain, are all difficult
economic accounts is a high priority for the nation”
to measure because the impacts are the results of
(Nordhaus and Kokkelenberg 1999: 2–3). Indica-
more than one pressure. More work is required to
tors showing physical flows of natural resources can
develop impact indicators that measure the human
provide useful signs related to consumption, one
health consequences of environmental change and
of the abiding drivers of environmental change in
more generally, to develop a framework that helps

65
make the connections between the elements of the
Indicators prove valuable only if they are
DPSIR model.
publicized and used by citizens’ groups, the
In addition to the methodological difficulties media, government, and development agen-
to explain or establish links between economic cies (Brown, Flavin, and Postel 1991, 130).
and environmental processes expressed in differ-
ent space and time scales, there are other elements
of inter-sectoral characteristics that also lack clear
linkages: for example, different policies—urban,
environmental, agricultural, communications, and series, for example, is an effective way of linking
so forth—have synergic effects that are difficult to environmental change to policy decisions.
explain through indicators.
A way of showing links between pressures and Informing policy
responses is to compare closely-related activities in Perhaps the most challenging task in developing
the same sector, such as timber-harvesting rates and and using environmental indicators is to ensure
regeneration and replanting rates. Another example they enter the policy cycle and influence decisions.
is showing the use of non-renewables relative to In a recent survey of a number of indicator projects
investments in a renewable substitute, such as oil in North America, the author relates that according
extraction versus tree planting for wood alcohol to one of her interviewees, a recent national indica-
(Speth 2004). And as mentioned above, assigning tor report “... did not garner any perceptible notice
a monetary value to the environment helps to link from the policy-makers for whom it was intended”
the environment and the economy. (Pidot 2003, 15). Environmental problems need
The OECD has developed “intensity” indica- long-term investments and politicians are often fo-
tors that are useful to linking indicators that help cussed on their own short political terms. Without
show the decoupling of energy use and economic political will, environmental budgets remain small.
growth as a sign of progress. Developing inter- Financial constraints can curtail monitoring and
nationally comparable intensity or energy effi- data collection and so affect inputs to indicator and
ciency indicators is made difficult, however, by the SOE programmes (Segnestam 2002).
structural, behavioural, and economic differences In addition to improving the development and
among countries. As well, each country has its use of driver and response indicators, using indi-
own measures, definitions, currencies, income ac- cators that show linkages, and including assess-
counting, and monitoring techniques (EIA 1995). ment in the text, as underscored above, Chapter 1
Canada and the United States have similar-enough suggested the use of performance and comparative
economies, however, that some types of intensity indicators to get the attention of policy-makers and
indicators could feasibly be harmonized to give a spur the will to act (Box 28).
bi-national picture.
While more linking indicators and frameworks
Policy targets, guidelines, and standards
that help recognize links are being developed,
indicator reports must continue to rely on inter- The national indicator reports surveyed use rela-
pretation provided by accompanying text. UNEP’s tively few indicators that measure progress against
integrated assessment method used in the GEO international policy targets. More commonly, they
use parameters related to national standards or
guidelines that gauge progress against thresholds for
environmental and human health. Targets, guide-
Box 28: Indicators for decision-makers lines, and standards as well as the level of enforce-
ment vary among countries, however. Canada and
1. Performance indicators with policy targets the United States are working together at several
or standards that clearly show where poli- levels to improve the comparability of some of
cies and regulations need to be improved their standards and guidelines, especially with
or enforced. respect to water and air standards and especially in
2. Comparative indicators or indices that border regions.
show progress relative to other nations. National criteria for maximum levels of drink-
3. Highly aggregated indices that give visual ing water contaminants are comparable in Canada
snapshots of performance. and the United States, with standards and norms
varying among states and provinces. Canada’s
Source: Compiled by author.
national objectives are provided as guidelines,
however, while US standards are legally enforce-

66 Environmental Indicators for North America


able (EC 2003b). Similarly, criteria for air quality
in the two countries are comparable both in the Indicators that are internationally agreed
concentration levels and in the goal of providing upon will provide an opportunity for compar-
adequate health protection. The Canadian objec- isons of environmental performance between
tives (National Ambient Air Quality Objectives— countries (Brunvol 1997, 2).
NAAQOs), although more stringent in many cases,
are non-binding: they have no attainment plans
or schedules, and there is no reporting mechanism
to determine the extent of implementation (CEC Comparative indicators
2004b). In 1998, standards similar to those in the Policy-makers can be alerted to environmental
United States were set for particulates and ozone, to change and prompted to act to reverse unsustain-
be achieved by 2010. The US air standards for six able practices through exposure to SOE pro-
criteria pollutants are defined by the National Am- grammes that compare performance either against
bient Air Quality Standards or NAAQS. They are the status of the issue at a previous date, or to the
legally enforceable (OECD 2004a). Such are the progress made by other nations. As underscored
difficulties in comparing and contrasting air quality in Chapter 1, this could be achieved by providing
standards, regulations, and enforcement among the indices with clear visual clues to the state of prog-
three countries, that the Commission for Environ- ress, such as meters and happy/sad faces, and by
mental Cooperation refrains from attempting to do using comparative indices. Despite the difficulties
so, noting that “components of these systems are in developing composite indices, these can be more
not always directly comparable” (CEC 2004b, 1). useful for cross-country comparison than indi-
The CEC is committed to establishing a process vidual indicators. Using relative ranking rather than
for developing greater compatibility of environ- absolute score is a means to stimulate change, and
mental technical regulations and to improving the this method should not be eschewed by a reporting
quality, comparability, and accessibility of environ- programme because of the challenges in devising
mental information across North America. fair and unbiased ranking schemes. None of the
Unless national policy targets are comparable reports surveyed, except the OECD’s, included
for countries in a multilateral reporting initiative, ranking or comparative indicators.
the ideal policy-oriented performance indicators By way of example, two studies have used com-
are those that use targets set by multilateral and parative indicators to assess Canada’s performance
international agreements or other international against that of other OECD countries. A 2001
targets and recommended standards. For example, survey ranks Canada’s environmental record against
the impacts of air pollution can be gauged by 28 other OECD countries for 25 environmental
reporting on the number of days per year that the indicators (Boyd 2001). In 2004, the Conference
WHO standards are exceeded. Indicators include Board of Canada extended its analysis of Canada’s
the average annual measured concentrations for socioeconomic performance to the environment in
sulphur dioxide, nitrogen oxide, carbon monoxide, its flagship publication Performance and Potential,
ozone, particulates, and lead. benchmarking Canada against the best countries in
Within North America, some efforts to align the OECD. Its classification scheme awards “gold”,
standards, such as regulations for vehicles and “silver”, or “bronze” levels to individual indicators
fuels, are proceeding apace: increasingly stringent according to whether the outcome is in the top
emission standards for motor vehicles have been ad- third, middle third, or bottom third of the range of
opted, for example, and by 2010 Canadian national performance for 24 OECD countries (Conference
standards on NOx and VOCs will be aligned with Board of Canada 2004).
US standards (OECD 2004a).
When reporting on issues for which standards Highly aggregated indices
are incongruous, bilateral and multilateral indicator The issue of developing and using one index of en-
reporting initiatives may need to portray perfor- vironmental quality as a single, easy-to-understand
mance indicators for each nation separately, show- measure of national environmental performance,
ing each one’s success in achieving its own targets of the performance of any one issue (such as water
or adhering to national standards. Finally, when or air quality), or on the integrity of an ecosystem
performance indicators based on national or state is a controversial one . Those involved in develop-
and provincial standards and guidelines are too ing NRTEE’s indicators, for example, agreed not to
different, reporting on the bilateral or multilateral support the use of an index where the score is based
scale may require indicators that are focussed on on “the aggregation of differently weighted indica-
absolute values. tors based on different units” (NRTEE 2003, 48).

67
On the other hand, as noted earlier, easy-to-under- jurisdiction and monitoring techniques and meth-
stand indices can attract the attention ods of data analysis for inhalable particles differ
of policy-makers. somewhat between them. “The British Columbia
PM10 indicator measures the percentage of moni-
tored communities in which PM10 levels exceed 25
Lack of comparability
μg/m3 more than 5 per cent of the time annually,
The issue of incompatible standards illustrates or 18 days per year. The Washington State PM10
one of the most challenging aspects of developing indicator for the Puget Sound region measures the
indicators to portray a region. To be meaningful number of days PM10 concentrations at sample sta-
for decision-makers and to allow for performance tions in monitored communities fall into ranges of
evaluation and international comparison, it is es- 0–24 μg/ m3, 25–49 μg/ m3, 50–74 μg/ m3, and 75
sential to have coherence or comparability among μg/ m3 and over” (GBPSEI 2002, 5, 8).
countries through harmonization (OECD 2003).
Even among the agencies that have achieved
some success in harmonizing data across nations,
The European Environment Agency sums up users need to be aware of the caveats provided in
the common goal of multilateral indicator technical notes that explain remaining disparities.
initiatives: “The overriding objective would For example, the OECD’s data for the concentra-
be to develop as far as possible a common tion of particulates reflects different measurement
set supported by a shared system of relevant methods for Canada from those for the United
environmental data information in which all States and different definitions of the size of the
interested parties would co-operate and play a particulates (OECD 2002b). Canada’s National
role” (EEA 2003, 10). Indicators and Reporting Office (NIRO) suggests
that standardizing the steps in air quality monitor-
ing and reporting would ensure that national and
international data are the same (NIRO 2003b).
Some more examples from the indicator proj-
Although many Canadian and US indicators
ects surveyed above serve to illustrate the challenge
highlighted in this survey appear similar, there are
related to the lack of comparability. The conserva-
varying degrees of differences in definitions and
tion status of species is an important indicator for
methodologies, making the standardization of
assessing biodiversity. Canada’s Committee on the
environmental variables across the countries very
Status of Endangered Wildlife in Canada (COSE-
difficult. The Georgia Basin–Puget Sound indica-
WIC) determines the status of wildlife species
tor project provides a good example of the types
whose future may be in doubt and determines the
of challenges faced by two countries attempting
status designation. COSEWIC assesses species us-
to report on the environmental state of a shared
ing a standardized process adapted from the World
ecosystem: solid waste is defined differently in each
Conservation Union (IUCN) criteria and classifies
A ferryboat plying Puget Sound in the late afternoon. Mary Hollinger/UNEP/NOAA

68 Environmental Indicators for North America


Figure 30: Water erosion indicators for Canada and the US

Source: US EPA 2003, 100; Compiled by author from Shelton and


others 2000 http://www.ec.gc.ca/soer-ree/English/Indicator_series/
Excel/agri3.xls.

species into seven categories: Extinct, Extirpated, ficial lists of endangered or threatened species have
Endangered, Threatened, Special Concern, Not at different criteria, evidence requirements, purposes,
Risk, and Data Deficient (Government of Canada and taxonomic coverage. For these reasons, they
2004). Environment Canada’s Environmental normally do not coincide completely with the of-
Signals report uses a biodiversity indicator that ficial designation of “rare and endangered” species
shows the numbers of endangered and threatened (US EPA 2003). The bilateral indicator for assess-
species, subspecies, and populations according to ing the conservation status of species in the com-
these COSEWIC designations. In 2000, the Ca- bined Georgia Basin–Puget Sound region was made
nadian Endangered Species Conservation Council possible because of NatureServe’s standardized
(CESCC) published a report that provides a more method (see Figure 27 in Chapter 2).
general status assessment of species in Canada that In another example, both countries report on
is not meant to replace the in-depth and targeted water erosion but express the parameters using
COSEWIC evaluations or provincial and territorial different methods (Figure 30). The US indicator
equivalents. It uses somewhat different categories, above in Figure 30 shows the percentage of crop-
classifying species as one of Extirpated/Extinct; At land falling in three categories of water erosion
Risk; May Be At Risk; Sensitive; Secure; Unde- potential: most prone, moderately prone, and least
termined; or Not Assessed, Exotic, or Accidental prone. Canada, on the other hand, expresses the
(CESCC 2000). risk of water erosion in five classes only, the lowest
In the United States, formal at-risk species of which (tolerable) is considered sustainable since
status reviews are conducted through distinct state it is offset by sufficient soil building. The indicator
and/or federal administrative processes. The US (below) shows the per cent of land by region that
indicator reports (US EPA and the Heinz Center) is subject to the other four classes of water erosion
use a biodiversity indicator for threatened spe- (Shelton 2000; EC 2003a). Both Canada and the
cies based on a scheme developed by NatureServe, United States use parameters related to the uni-
which uses five categories: Critically Imperiled; versal soil loss equation (USLE) to develop these
Imperiled; Vulnerable to Extirpation or Extinction; water erosion indicators. It is thus feasible that an
Apparently Secure; and Demonstrably Widespread, indicator could be devised to use data from both
Abundant, and Secure. NatureServe represents an countries using the same methodology and express-
international network of biological inventories— ing the results in a comparable way.
known as natural heritage programmes or conserva- Despite the differences between the two coun-
tion data centres—operating in all 50 US states, tries in the way they report on these two issues,
Canada, Latin America, and the Caribbean. The the two examples above show that internation-
system uses standard criteria and rank definitions ally-accepted methodologies exist. Other examples
so that conservation status ranks are comparable include the protocols and statistical treatments for
across organism types and political boundaries. But measuring mean annual O3 level over each country,
Natural Heritage lists of vulnerable species and of- and guidelines for reporting to the United Nations

69
Box 29: CSD’s methodology sheets health (see Briggs 2003). As mentioned before,
1. Indicator the Commission for Environmental Coopera-
(a) Name tion coordinated North American efforts to select
(b) Brief Definition and publish a core set of children’s environmental
(c) Unit of Measurement: %. health indicators (CEC 2006). Both countries
(d) Placement in the CSD Indicator Set report on the sustainability of their forests using
indicators established by the Montreal Process (See
2. Policy Relevance CCFM 2000 and USDA 2004)10.
(a) Purpose Protocols and guidelines are often drawn up by
(b) Relevance to Sustainable/Unsustainable multilateral indicator initiatives to ensure a degree
Development (theme/sub-theme) of comparability among the nations involved; they
(c) International Conventions and Agreements frequently stipulate the use of internationally ac-
(d) International Targets/Recommended Stan- cepted methods and provide guidelines for how to
dards express results in a comparable manner. The Com-
mission for Sustainable Development’s very useful
3. Methodological Description system of methodology sheets is an example (Box
(a) Underlying Definitions and Concepts 29) (UN DESA 2001a; UN DESA 2001b).
(b) Measurement Methods
Satellite remote sensing is a scientific method of
(c) Limitations of the Indicator
reporting on environmental conditions that over-
(d) Status of the Methodology
comes the problem of comparability across nations.
(e) Alternative Definitions/Indicators
It is a promising way to provide overall, integrated
views of the extent of ecosystems and certain
4. Assessment of Data
aspects of their condition even when they cross
(a) Data Needed to Compile the Indicator
political borders. Another advantage is that photos
(b) National and International Data Availability
are excellent visual tools. However, they are often
and Sources
only available at the appropriate scale for one time
(c) Data References
period. In 2005, UNEP released One Planet Many
People: Atlas of Our Changing Environment, which
5. Agencies Involved in the Development
uses paired images as an effective tool to portray
of the Indicator
environmental change.
(a) Lead Agency
(b) Other Contributing Organizations
Spatial and temporal scales
6. References Spatial scale
(a) Readings Information needs vary at local, regional, and
(b) Internet sites global levels. Indicators developed for local-level is-
Source: Adapted from UN DESA 2001.
sues or to portray properties of a specific ecosystem
Framework Convention on Climate Change (UN- may not be useful for another spatial scale or lend
FCCC) on GHG emissions. themselves to aggregation for a higher spatial level.
Apart from indicator work conducted by the Deciding on the trade-off between the simplicity
Commission for Sustainable Development, the of aggregation and the loss of detail it entails is one
OECD, and UNEP, described in Chapter 3, a of the challenges of developing national and global
number of other international indicator initiatives level indicators. Different indicators may be needed
provide guidelines for using standardized indica- for each scale (CSIRO 1999; UNESCO 2003).
tors. The United Nation’s Habitat programme has Most indicators are developed for use at the na-
developed an indicators system for reporting on tional level. Finding meaningful indicators to repre-
urban issues. Its Urban Indicators Tool Kit provides sent conditions within the various sub-regions and
a quantitative, comparative base for assessing the ecosystems of a country is a challenge. This is espe-
condition of the world’s cities and for measuring cially the case with large countries with high levels
progress towards achieving urban objectives (UN of heterogeneity such as Canada and the United
Habitat 2003). The World Health Organization’s States (Gallopín 1997). Air and water quality indi-
report Environmental Health Indicators: Framework cators are particularly difficult to develop at higher
and Methodologies establishes a set of indicators levels of synthesis or aggregation since international
for monitoring trends in environment and health and national air- and watersheds do not exist and
(Briggs 1999). Another WHO report provides lists political boundaries usually define both data collec-
of potential indicators for children’s environmental
Canada’s framework is 80 per cent compatible with the Montreal Process (CCFM 2000).
10

70 Environmental Indicators for North America


tion and policy decisions (Segnestam 2002; NIRO ingful presentation of trends over longer periods
2003b). Developing indicators that overcome the and makes comparison problematic (UNEP 1999;
difficulties inherent in portraying different territori- OECD 2003).
al (or water-based) units—ecosystems, watersheds,
landscapes, and so on—using socioeconomic data
Numbers and sets of indicators
that are organized by administrative units remains
a hurdle. Furthermore, many ecological indicators There is a great deal of consensus in the literature
only apply to a specific area or ecosystem or to a that the number of indicators should be kept to a
particular species or population and so cannot serve minimum. The Heinz Center had some difficulty
as nationwide indicators (CGER 2000). in reducing the number of indicators to a mini-
mum. The aim was to be succinct so that the report
International SOE reporting initiatives, such as
would actually be read and absorbed by policy-
those undertaken by OECD, UNEP, and WRI and
makers (Pidot 2003). Following recommendations
partners, depend on national-level indicators and
received during review, the CSD shortened its first
data provided by contributing countries. Country-,
list of indicators to a smaller, core set from which
region-, and ecosystem-specific indicators often ac-
individual users can select those that best fit their
company international indicators sets (MAP 1998).
needs. The solution for the creators of the State
Since country-specific conditions are seldom com-
of the Great Lakes reports was to try to develop
parable, international and regional comparisons are
indicators for all important issues and to select
usually accompanied by interpretation that explains
the ecological, geographical, social, economic, and
institutional contexts. The number of environmental indicators rep-
resents a critical issue. The inherent purpose
This survey illustrates some of these challenges:
of indicators dictates that the number should
as yet, there is an unexplored opportunity to report
be limited (Rump 1996, 75).
coherently on many different aspects of uniform
territorial spaces that traverse political boundaries,
in part because of the different pressures human ac-
tivity exerts on those places (population pressures,
for example) on each side of the border. from the list a limited number to be included in
products tailored for particular audiences (Pidot
Temporal scale 2003). Similarly, the OECD developed a suite of
indicator lists adapted to different uses. The two
Including indicators for emerging environmen-
Canadian reports contained far fewer numbers of
tal issues is a way to influence decisions and help
indicators than the two US reports highlighted in
prompt action. By the time environmental change
this study, favouring a concise approach oriented to
is confirmed by trend indicators, they are no longer
policy makers. The list of indicators in UNEP’s first
useful in designing preventive policies. On the
yearly report is also limited. Sometimes, the limited
other hand, indicators with historical data sets
number of indicators was not a choice. NRTEE
allow the tracking of trends over relatively long
focussed on only six indicators because these could
periods of time. This supports the measurement
be developed in the short term, and the Georgia
of environmental change and enables tracking the
Basin–Puget Sound Environmental Indicators
success of earlier policy measures.
group kept its initial list of indicators short due to
The other challenge related to the temporal a limited budget and staff, and plans on increasing
scale of indicators concerns the difficulty in match- the number in the next edition. Most of the initia-
ing data collected during different time periods. tives included a select few headline or key indica-
Table 2, which provides the dates of the time series tors in a summary section. In short, it appears that
for each indicator, is testimony to this fact. OECD it is considered important to either keep indicator
and UNEP note the great variety in consistency sets short, or to at least highlight key indicators.
and completeness of time series data for issues and
nations, which hampers a systematic and mean-
Data limitations
The time scale of an indicator also affects All the initiatives surveyed (as well as the literature
the usefulness and interpretation of indica- examined) noted the lack of available data to sup-
tors (Segnestam 2002, 21). port indicators and the wide variation in the avail-
ability of data. Of the 103 indicators in the Heinz
report, full or partial data are provided for 58 (or

71
Figure 31: The information pyramid

Source: Singh, Moldan, and Loveland 2002, 18 http://na.unep.net/publications/newtools.pdf

56 per cent). Forty-five indicators (or 44 per cent) protected areas, natural disasters, and expenditures.
do not include data, either because of the lack of Data limitations contribute to the lack of adequate
available data for national reporting or because the indicators for these issues.
indicator itself needs further development (Heinz The temptation is to use indicators for which
Center 2003). Seventy per cent of the indicators in data are readily available, but the literature notes
the EPA’s Draft Report on the Environment suf- the importance of not narrowing the options when
fered from insufficient data (US GAO 2004). developing indicator sets (Gallopín 1997). The
SOLEC developed monitoring programmes to Heinz Center’s initiative in defining ideal indica-
fill data gaps, but often lacked the budget to create tors provides a model of how to stimulate efforts
data sets for all indicators of interest (Pidot 2003). to gather needed data. Not only are data lacking,
but frequently, available data are not suitable for
populating indicators because of variable quality.
A sobering and recurring theme throughout
Data timeliness also affects the success of indica-
many of these reports is the lack of suitable data
tors. By the time indicators are released, even the
to quantify important aspects of the state of the
most current environmental data are often out of
environment in ways that are comparable across
date by several years, limiting the effectiveness of
the geographic extent and time-horizon of the
their impact on policy (OECD 2003).
report (Parris 2000).
UNEP notes this lack of high-quality, com-
prehensive, and timely data on the environment,
especially in the areas of freshwater quality, marine
pollution, waste generation and management, and
Canada’s National Round Table on the Environ- land degradation. These gaps limit the ability to
ment and the Economy (NRTEE) and the EPA accurately assess the extent of problems associated
both noted two major data problems: the lack of with these issues (UNEP 2004a). At the North
comparable data across each country, limiting the American level, the issues for which the amount
ability to provide a national snapshot, and gaps and quality of data are lacking include coastal and
in spatial and time-series data (NRTEE 2003; marine ecosystems; grasslands and shrublands;
US EPA 2003). In theory, indicators and indices indoor air quality; numbers of species; invasive spe-
should be informed by a broad base of reliable pri- cies; wetlands; and urban areas.
mary data, as in the pyramid on the left in Figure
The comparability and compatibility of data
31; in reality, the information pyramid is upside
across nations is another important issue. As noted
down (Singh, Moldan, and Loveland 2002).
elsewhere, without data that refer to the same defi-
As noted in Chapter 3, there are few indicators nition, standards, and dates, aggregation to regional
for indoor air, toxic substances, land use, coastal and global levels is very difficult (UNEP 1999).
and marine ecosystems, grasslands and shrublands,
Both Canada and the United States are at-
and urban areas in both the North American and
tempting to address issues related to data acquisi-
international reports. The North American ini-
tion, compatibility, and timeliness within their
tiatives are weak in reporting on fish resources,

72 Environmental Indicators for North America


own borders, tapping solutions now available due ing on a global spatial data infrastructure of known
to advances in digital technologies. In response to and verified quality and consistent specifica-
EPA’s outmoded data management systems that tions, which will be open to the public. Data are
relied on databases that were generally not techni- produced through cooperation among national
cally compatible, the United States initiated the mapping organizations participating in the Global
National Environmental Information Exchange Mapping project. There is an integrated data set for
Network to transform the way data are exchanged Mexico, Canada, and the United States, and the
among the EPA, states, and other partners. The aim three countries are working together on a new digi-
is to convert historical system-specific data flows tal database for a framework for comparative data.
to network flows using the Internet and standard- They use an interoperable web server approach,
ized data formats, to secure real-time access and to and access to the data will be free (ISCGM 2004).
allow the electronic collection and storage of reli- The Global Biodiversity Information Facility
able and accurate information (Exchange Network (GBIF) is another effort to put data sets of envi-
2004; Network Blueprint Team 2000; US GAO ronmental information together and make them
2004). In addition, the United States is working interoperable globally. Its aim is to become an
on the National Ecological Observatory Network interoperable network of biodiversity databases that
(NEON). It will be an observation system based on will allow access to the vast amount of biodiversity
an integrated, continent-wide cyber-infrastructure data held in a variety of collections throughout
to enable ecological forecasting and provide “na- the world (GBIF 2004). Such interoperable data
tionally networked research, communication, and systems should be invaluable to bilateral SOE and
informatics infrastructure for collaborative, com- indicators projects in North America.
prehensive and interdisciplinary measurements and
experiments on ecological systems” (NEON 2004).
Management and monitoring issues
Another effort to standardize environmental in-
formation is the Global Earth Observation System New data are frequently expensive and time-con-
of Systems, or GEOSS. This is a ten-year interna- suming to collect, so SOE reporting and indicator
tional cooperative initiative to enable projects that initiatives often rely on existing data, especially at
endeavor to monitor the land, sea, and air around higher spatial scales. Ideally, the identification of a
the world to communicate with one another so as need for indicators to fill gaps in knowledge should
to combine and widely disseminate the information influence the design of monitoring programmes,
(GAO 2004). In partnership with other nations, prompting the gathering of data to populate new
the United States will work towards the goal of indicators. For example, by producing a compre-
establishing this international, comprehensive,
coordinated, and sustained system to observe the It is critical that both the scientists who will op-
Earth using and making compatible existing and erate environmental monitoring networks and
new hardware (US EPA 2004). the scientists who plan to use the resulting data
In 2000, Canada began work on establishing be involved in system design, system upgrade,
the Canadian Information System for the Envi- data evaluation, and data dissemination (CGER
ronment (CISE), which is intended to be a better 1997, 31).
approach to collecting and using environmental
information. The goal is to develop an integrated,
strategic environmental information system, linked
to economic and human health information sys-
hensive list of indicators, SOLEC expects to influ-
tems, that would support a national set of sustain-
ence future monitoring and data-gathering efforts.
able development and national environmental
It is believed that involving multiple stakeholders
indicators and provide comprehensive, continuous,
in the development process, where they learn about
and credible information on the state of the envi-
what information is necessary and sufficient to
ronment. It is envisioned that CISE would pro-
characterize the health of the Great Lakes ecosys-
vide a clearinghouse of environmental standards,
tem, helps to foster cost-efficient, standardized,
indicators, policy targets, and data sets, using new
and relevant monitoring programmes (Bertram and
Internet technologies to link databases held by dif-
Stadler-Salt 2000). Similarly, in identifying indica-
ferent organizations through a distributed database
tors that still need to be developed and for which
structure and agreed-to standards (CISE 2004;
data are lacking, the Heinz Center also points to
NIRO 2003a).
where additional monitoring is needed. NRTEE
At the international level, the International identified the need for good-quality information
Steering Committee for Global Mapping is work- and recommended that the Canadian government

73
improve and expand data structures and informa- environmental indicator sets that inform decisions
tion systems required to report on national capital (US GAO 2004). The EPA and the Heinz Center
and to invest in improved monitoring and informa- in the United States are also collaborating in their
tion systems to overcome the paucity of good-qual- respective indicator initiatives. The three cross-bor-
ity, national-level information on environmental der ecosystem initiatives highlighted in Chapter 2
issues (NRTEE 2003). are examples of successful collaboration between
Frequently there is a lack of coordination Canada and the United States, with the participa-
among monitoring networks and between moni- tion of a wide range of stakeholders, including
toring and indicator initiatives. Chapter 1 noted many levels of government. At the binational level,
the need for both these systems to be embedded however, the two countries have not yet established
in an iterative policy cycle with long-term goals an ongoing collaborative effort to develop and use
and objectives. Ideally, indicator professionals and indicators to portray the conditions and trends of
scientists involved in monitoring, along with other their larger shared environment.
stakeholders, should collaborate in designing SOE
programmes and indicators. Summary of lessons learned
During deliberations about indicators for the • The PSR and DPSIR frameworks are sound
Gulf of Maine, participants agreed that an integrat- tools: they are used and understood interna-
ed monitoring network would enable the region to tionally; they are still being perfected and can
compare data on a regional basis and would allow be adapted to the needs of each user.
for future status and early warning assessments. A
• The better use of driver and response indi-
united approach would help to provide managers
cators enables the development of a more
and regulatory officials with a common message
complete DPSIR profile for each issue and
and would make it more likely that the message
stimulates an understanding of the linkages
will be heard (GMCME 2002).
among drivers, impacts, and responses.
• Intensity indicators, pressure-impact indica-
Collaboration tors such as material flows, pressure-response
During the preparation for its national environ- indicators, and natural capital accounting
mental indicators and reporting strategy, Envi- indicators are some of the ways to help show
ronment Canada noted the lack of collaboration linkages.
among the nation’s various indicator initiatives. • Biogeophysical indicators will continue to
There is “a patchwork quilt of indicators and form the core of SOE reporting initiatives;
models, with too little consistency, and too much scientifically sound benchmarks are still being
improved.
If all of these efforts are performed in isolation, • Human environmental health indicators are
the methods and data could differ enough that increasingly being developed.
1) the tracking of global and cross-jurisdictional
• Integrated environmental assessment makes
issues would not be possible and 2) lessons-
inter-linkages more explicit.
learned in one country for a given issue may
be difficult or impossible to apply in another • Performance indices and relative ranking of
(NIRO 2003b, 32). country performance can stimulate decision-
makers to address environmental issues.
• Indicators that measure progress in adhering
to goals and targets in international and bilat-
potential for either overlap and duplication of eral agreements use definitions and method-
effort or gaps that need to be addressed. In the ologies that have already been agreed upon.
end, the lack of linkages—the lack of knowledge • Methodologies agreed-upon internationally
sharing—may be seriously inhibiting the abil- for measuring environmental conditions al-
ity of environmental indicators and reporting low for comparability.
programmes to support sound policy-making for
sustainable development” (NIRO 2003a, 19). Since • Protocols or guidelines foster the use of
2002, Environment Canada and Statistics Canada comparable methodologies for multilateral
have been working hand-in-hand to develop their indicators.
respective indicator sets and to generate or stimu- • When available, satellite remote sensing
late the generation of needed data. By the same provides visually explicit indicators of land-
token, the US Government Accountability Office use change.
notes that better coordination is needed to develop • Developing indicators for emerging issues
early on in the monitoring stage can influence

74 Environmental Indicators for North America


data gathering. existence of a fully developed indicator can
• Historical trend indicators can enable the stimulate targeted monitoring.
evaluation of policy performance. • Ideally, the interval between the period to
• Spatial scale is important to consider at each which data refer and the date when the
level of decision making, as well as in how indicators are released should be as short as is
data are collected. practicable.
• Indicators developed by international agen- • Interoperable data systems are being devel-
cies and organizations such as OECD, UNEP, oped and will increase access to standardized
and WRI and partners are useful for multilat- data.
eral reporting, since national-level data have • Cooperation between indicator practitioners
already been synthesized or aggregated to and the scientists involved in monitoring
represent regions. helps to embed indicator projects in the man-
• When interpreted in context, country-specific agement and policy cycles.
and ecosystem-level indicators are useful in • Indicator projects for shared ecosystems pro-
accompanying multilateral or international vide lessons in how to collaborate to develop
indicators. multilateral indicators.
• Sets with a limited number of indicators are
more readable; core sets of indicators can be Conclusions
adapted to different needs.
This section consolidates the findings and recom-
• A smaller set of headline or summary indica- mendations and suggests steps towards the goal of
tors is useful to decision-makers. creating a core set of harmonized environmental
• Complementary indicators can be used to indicators for Canada and the United States. Ideal-
reflect concerns related to the author agency’s ly, stakeholders from both countries and all levels of
mandate, goals, and programmes. the management cycle would cooperate to develop
• Identifying ideal indicators regardless of a common set of indicators and a shared
the availability and quality of data and the environmental data system based on common

Beaver Dam on Mcgregor Ranch, near Rocky Mountain National Park, USA. Gary Kramer/UNEP/NRCS

75
A humpback whale tail in the Gulf of Maine. Captain Albert E. Theberge/UNEP/NOAA

monitoring methods. Given that national govern- of indicators if need be (see Box 13).
ments are still grappling with how to create more 10. Decide on levels of aggregation and types of
comparability among sub-national levels of state- indices; identify headline or key indicators.
of-the-environment reporting and monitoring,
11. Prepare methodology sheets for each indicator
the approach to achieving this goal should remain
(see Box 29).
flexible and be based on gradual improvement over
time (CEC 2003). 12. Identify data sources (see Appendix 2).
13. Gather data to populate the indicators, begin-
The following proposed steps are adapted from
ning with existing data (see Table 6).
the generic steps outlined in Box 9:
14. Standardize measurement wherever possible;
1. Set out the vision and goals of the note incongruities, with a view to
indicator project. improving comparability.
2. Identify stakeholders from both countries rep- 15. Compare indicator values to targets, thresh-
resenting all levels of the management process olds, and policy goals as appropriate, begin-
(governments, monitoring programmes, sta- ning at the international and bilateral levels
tistics departments, and so forth—see Figure but using national-level targets in the absence
13). Hold a brain-storming session to identify of higher levels of agreement.
themes and issues related to the overarching
16. Identify data gaps, retaining unpopulated
vision and goals.
indicators and those that reveal incomparabil-
3. Prioritize the issues (see Box 10). ity between the two countries in the indicator
4. Develop sets of questions related to each issue set(s), to stimulate efforts to fill gaps.
to prompt the identification of indicators (see 17. Decide on a suite of products to communi-
examples in Box 11). cate the results.
5. Propose candidate indicators that respond to 18. Disseminate the results, focusing on
the questions posed. policy-makers.
6. Select an analytical framework that links goals 19. Conduct an assessment of the use of the
to indicators (see Chapter 1). products by decision-makers.
7. Develop a list of criteria for indicator selec- 20. Assess strengths and weakness of the
tion (see Box 12), complementing generic indicator set(s).
criteria with those related specifically to the
21. Continue to develop superior indicators.
project’s vision.
The information in this report should facilitate
8. Evaluate indicators according to the criteria.
many of the steps suggested above. The indicators
9. Narrow down the indicators to a limited and in Appendix 1: Table 2, extracted from the nation-
manageable set. Define complementary sets al-level Canadian and US reports surveyed, could

76 Environmental Indicators for North America


inform a first list of candidate indicators, as pro- and environmental conditions can be shown by
posed in Step 5. The following table (Table 6) is a careful interpretation of indicator profiles, while ef-
list of indicators for which comparable data already forts should continue to improve conceptual frame-
exist for both nations either separately or as an works that reveal linkages among the elements of
integrated region. It provides sources of these data the DPSIR approach and that integrate multiple
and is a first step towards step 13, “Gather data to effects into the model. Work should continue on
populate the indicators, beginning with existing developing indicators to show the links between
data”. Data for a large number of these indicators human health and well-being and human-induced
are derived from the OECD, allowing the data to environmental change. Regional SOE initiatives
be integrated so as to provide a North American should also acknowledge links with the rest of the
perspective. Based on this list, Chapter 5 provides a world, by revealing impacts on the global environ-
set of indicators for which comparable data exist as ment, for example.
an example of how indicators can be used to show Implicit in the steps set out above is the need
trends. Finally, Appendix 2 contains a preliminary for cooperation between the two countries to
list of data sources for a select set of environmental produce a first set of environmental indicators for
issues, facilitating Step 12, “Identify data sources”. the region. This will require collaboration in deci-
In summing up, this report has shown the sions about which international indicators are most
significant role environmental indicators can have appropriate and in the development of new re-
in informing environmental policy. To help deliver gional indicators that render data, definitions, and
information to decision-makers, SOE projects need methods comparable. Finally, the selected indica-
to include a range of indicators related to a vision tors should refer to a vision for the environmental
for a sustainable environment. Regular, periodic health of the North American region. Regular, pe-
assessments of progress towards environmental riodic assessments of the region’s progress towards
goals, using clear and compelling indicators, will environmental goals shared by the two countries
give decision-makers a means to measure progress that reveal conditions and trends with clear and
towards environmental sustainability. SOE reports compelling indicators will give decision-makers
should include a set of core indicators that reveal a means to measure progress towards environmen-
conditions and trends and that include indicators tal sustainability.
of drivers and responses, intensity indicators, and
performance and comparative indicators linked to
targets and benchmarks. The links between policy

Sunset on Lake Waterton in Waterton, Canada. UNEP/MorgueFile

77
Table 6: Feasible bilateral environmental indicators for Canada and the United States
Issue Feasible bilateral indicators Potential sources
Economy GDP OECD 2002b
structure of GDP OECD 2002b
per capita GDP OECD 2001
Population total population OECD 2002b
FAOSTAT 2004
population growth and density OECD 2001; OECD
2002b; UNDP 2003;
FAOSTAT 2004
Consumption total and per cent by type, per capita private OECD 2002b
final consumption expenditure
total private final consumption expenditure, OECD 2001; OECD 2002b
and as per cent GDP
Energy energy supply per capita IEA 2003a; OECD 2001
energy supply per unit GDP IEA 2003a; OECD 2001
total primary energy supply EIA 2003a; OECD 2001
total primary energy supply by source EIA 2003a; OECD 2001
(per cent share of total)
total and per capita energy consumption OECD 2002b; IEA 2003a
energy consumption by source IEA 2003a; OECD 2002b
energy consumption/GDP IEA 2003a; OECD 2002b;
UN 2004
Transportation road traffic/unit GDP OECD 2001
road fuel prices and taxes by type OECD 2001; OECD 2002b
road network length OECD 2002; IRF 2004
road vehicle stocks OECD 2001; OECD 2002b
road traffic per network length OECD 2001
road traffic volumes OECD 2001; OECD 2002b
transport by mode OECD 2002b
consumption of road fuels OECD 2002b
consumption of alternative and replacement fuels Statistics Canada 2000b
for road motor vehicles
annual receipts from road user taxation IRF 2004
average price of fossil fuel to end-users Statistics Canada 2000b
new model year fuel efficiency for road Statistics Canada 2000b
motor vehicles
federal emission control requirements for Statistics Canada 2000b
passenger cars and light trucks
energy consumption by transport sector, and mode OECD 2001; OECD 2002b;
Statistics Canada 2000b

78 Environmental Indicators for North America


Issue Feasible bilateral indicators Potential sources
Climate change per capita CO2 emissions OECD 2001; Marland
& others 2003
total annual CO2 emissions, and by source OECD 2001; Marland
& others 2003; UN 2004
CO2 emissions/unit GDP OECD 2001
CO2 emissions from energy use OECD 2001; OECD 2002b
GHG emissions UNFCC n.d.; IEA 2003b,
OECD 2002b
average temperature variation in North America CCME 2003; NCDC
and NOAA 2004
Ozone layer ODS consumption and production OECD 2001; UNEP
2002c; UN 2004
O3 levels over North America US EPA 2003
total column O3 over selected cities OECD 2001
Air quality SOX and NOX emissions per unit GDP OECD 2001; OECD 2002b
per capita SOX and NOX emissions, and intensities OECD 2001
total SOX and NOX emissions, and by source OECD 2001; OECD 2002b
ambient concentrations of SO2 and NO2, OECD 2001; OECD 2002b
selected cities
concentrations of particulates, selected cities OECD 2002b
emissions of CO by source OECD 2002b
emissions of VOC by source OECD 2002b
O3 concentrations by region (eastern and EC 2002
western Canada and US)
Acid deposition trends in Canada-US SO2 emissions EC 2002
trends in Canada-US NOX emissions EC 2002
change in wet sulphate deposition EC 2003c; EC 2002
change in wet nitrate deposition EC 2003c; EC 2002
Indoor air
Toxic substances PCBs in Great Lakes fish tissue US EPA 2003
Great Lakes atmospheric deposition of PCBs US EPA 2003
and DDT
contaminant levels (ppm DDT and PCBs) in EC 2003
double-crested cormorant eggs, Great Lakes
toxic releases and transfers, matched industries CEC 2004a
and chemicals
mercury emissions from power plants CEC 2004a
Waste generation of hazardous, industrial, and radioactive OECD 2002b
waste and municipal solid waste (MSW)
per capita generation of household and municipal OECD 2001; OECD 2002b
solid waste (MSW), and nuclear waste
production of industrial and hazardous OECD 2001
waste/unit GDP
recycling rates (%) of paper, cardboard, glass OECD 2001; OECD 2002b
municipal solid waste (MSW) management OECD 2001; OECD 2002b
(recycling and reuse)

79
Issue Feasible bilateral indicators Potential sources
Land use map of North American land cover characteristics Loveland & others 2000;
Earth Observatory 2002
Freshwater water extraction by use OECD 2002b; FAO 2004a
water extraction by source OECD 2002b
water use as per cent of annual renewable water OECD 2001; FAO 2004a
water quality in selected rivers OECD 2001; OECD 2002b
total and per cent population with access to OECD 2001; WHO and
improved sanitation UNCF 2004
per cent population with access to improved OECD 2001; OECD 2002b
water treatment
Wetlands total area and number of wetlands of Ramsar 2004
international importance
total area of permanent wetlands Loveland & others 2000
number and distribution of marine protected areas GBRMPA, The World
Bank, and IUCN 1995
marine or littoral protected areas (total area, number) Loveland & others 2000
Fisheries living marine resources catch FAO 2004b
total fish catch FAOSTAT 2004;
OECD 2001
total fish harvests and per cent of world capture by OECD 2001
major marine fishing area and species
aquaculture production OECD 2002b;
fish consumption OECD 2002b
Forests forest harvests as per cent annual growth OECD 2001
current forest cover (geospatial) UNEP-WCMC 2004
average annual rate of change FAOSTAT 2004
forest area as per cent of total land area FAO 2001a; FAO 2001b
area burned in forest wildfires EC 2003c;
Heinz Center 2003
FSC-certified forests UNEP-WCMC/WWF 2004
forest plantation extent FAOSTAT 2004
per cent of forests protected UNEP-WCMC 2004
Agricultural land extent of cropland (per cent and total) OECD 2002b;
FAOSTAT 2004
apparent consumption of nitrogenous and OECD 2002b
phosphate fertilizers, and commercial fertilizers
fertilizer use/unit agricultural land area OECD 2001
pesticide use/unit agricultural land area OECD 2001
consumption of pesticides OECD 2002b
irrigated area OECD 2002b
selected livestock numbers OECD 2002b
selected livestock densities OECD 2001
N and P from livestock per area land OECD 2001
water abstractions per area of irrigated land OECD 2001
total energy consumption by agriculture OECD 2002b
soil surface N balance OECD 2001

80 Environmental Indicators for North America


Issue Feasible bilateral indicators Potential sources

ha under organic management, and as per cent of Willer and


agricultural area Yussefi 2004
agricultural (crop and livestock) production OECD 2002b
Grasslands and extent of pastureland or permanent pasture OECD 2002b;
shrublands (per cent and total)
Biodiversity number of known mammals, birds, fish, reptiles, OECD 2001; OECD 2002b;
amphibians, and vascular plants NatureServe 2004
all known ecological communities NatureServe 2004
(alliances and associations)
all known ecological systems NatureServe 2004
number of threatened species or per cent of all species OECD 2001;OECD 2002b;
NatureServe 2004
distribution of threatened animal and plant species IUCN 2003
Protected areas total area protected and as per cent total land WCMC 2004; Chape &
(IUCN categories) others 2003; OECD 2001;
UN 2004
marine protected areas (IUCN), numbers and area Chape & others 2003
map of protected areas in North America GeoGratis 2004
Urban areas percentage urban population growth rate UN DESA 2003
urban population growth FAOSTAT 2004
map of night-time lights DMSP 1994–1995
total rural/urban population FAOSTAT 2004;
Natural disasters number of people killed due to natural disasters OFDA/CRED,
EM-DAT 2003
number of people affected by natural disasters OFDA/CRED,
EM-DAT 2003
major floods and related losses OECD 2002b
major climatic and meteorological disasters OECD 2002b
number of weather-related disasters PSEPC 2004
National total official development assistance, and as OECD 2001
responses per cent GNP
(expenditures) pollution abatement and control expenditure OECD 2001
(public and business) as per cent GDP, and per capita
Source: Compiled by author.

81
UNEP/MorgueFile

82 Environmental Indicators for North America


5
Chapter 5
Using Indicators To Track
Environmental Trends In
North America
This chapter presents a selected set of environmen- 2000. They generally show data for each country, as
tal indicators for which comparable data exist for well as for the two countries together, representing
Canada and the United States. The mandate and North America. In most cases, the data derive from
scope of this survey did not include developing a the OECD. The first section includes a number of
list of ideal indicators for North America, so the indicators of drivers of environmental change. For
indicators below do not adhere to the many sugges- the most part, comparative indicators show each
tions made in Chapter Four. Rather, it is a “quick country’s rank within the OECD or the world.
and dirty” exercise using available information. As The chapter provides examples of how indica-
revealed in the previous chapters, reliable, up-to- tors can show trends clearly and how they can be
date and comparable data are presently missing used to compare progress with other regions and
for a number of issues of importance to the North nations. To make the messages clear to decision-
American region. For this reason, this chapter makers and the interested public, each indicator
does not include trends or comparative data on is accompanied by explanatory text and happy,
the area and status of wetlands and coastal and neutral, or sad faces (see legend, below). These
marine ecosystems; nor does it include indicators symbols are subjective interpretations of the trends
on indoor air quality, on human health impacts of as environmental threats or opportunities and
exposure to urban air pollution or toxic substances, render them visually striking. Although incom-
or on impacts of natural disasters, among other plete, the indicator set gives an idea of the status
issues for which there are gaps in data or in the of some of North America’s environmental assets
existence of fully developed indicators. An attempt and where the picture looks unsustainable, the sad
was made to use a consistent time period, so most faces provide warning signs and a wake-up call to
of the indicators show trends between 1990 and prompt action.

Legend for Chapter 5

Positive trend, moving towards qualitative


objectives or quantified targets

Some positive development, but either


insufficient to reach qualitative objec-
tives or quantified targets, or mixed
trends within the indicators

Unfavourable trend

83
The Economy
GDP
Figure 32: Trend in GDP, 1990–2000
Economy up

Good or bad? a source of debate

Source: Compiled by author from OECD 2002b, 9.

This indicator shows the changes in volume of tion, waste disposal, and the extraction and decline
gross domestic product (GDP) between 1990 and in natural resources, as well as the value of ecosys-
2000 (Figure 32). Data are expressed as indices tem goods and services taken as “free”—are not ac-
(1995=100) calculated from the value of GDP at counted for in the calculations of GDP. In fact, in
constant prices. the short term, cleaning up pollution and extract-
Gross domestic product measures the output of ing resources contributes to economic growth. On
goods and services but ignores the environmental the other hand, a strong economy is also one that
costs of economic activity. Thus, a positive inter- can finance environmentally-friendly technologies.
pretation of this upward trend is a false assumption Efforts are under way to develop an indicator that
because externalities—costs associated with pollu- gauges progress in a more balanced way.

Structure of GDP
Figure 33: Trends in the structure of GDP: agriculture, industry, services, 1990–2000
Value of agriculture down

Value of industry down

84 Environmental Indicators for North America


Value of services up

Note: Data for agriculture include hunting, forestry, and fishing. Industry data include energy and construction.
Data on services exclude financial intermediation services indirectly measured. Source: Compiled by author from OECD 2002b, 10.

These indicators show the structure of GDP for use of energy, agricultural and industrial activities
three sectors of the economy, and changes since as presently practiced also damage the environment
1990 (Figure 33). Data represent the value added in other ways, including through air, soil, and water
by each economic sector as its contribution to pollution. The ‘happy’ face next to the downward
GDP. They are expressed as a percentage of gross trend in the value of agriculture is not meant to
value added. imply that agriculture is a ‘negative’ activity: a
The shift away from an economy based on graph showing a growing trend towards the value
industry and agriculture to one in which the of sustainable agriculture in the structure of GDP
service sector plays a greater role has implications would be deemed a positive trend since it would
for energy consumption since the service sector indicate increased support for practices that build
is less energy-intensive. This has contributed to a soils, reduce the use of agrochemicals, preserve rural
decline in North America’s share of world energy landscapes, and improve livelihoods in the sustain-
consumption (EIA 1999). In addition to its heavy able/organic farming sector.

Private consumption
Figure 34: Trend in private final consumption expenditure, 1990–2000
Private consumption up

Source: Compiled by author from OECD 2002b, 11.

This indicator shows the changes in volume of pri- tions that serve them in Canada and the United
vate final consumption expenditure between 1990 States. Increased consumption in North America
and 2000 (Figure 34). Data are expressed as indices mirrors increases in GDP; both are associated with
(1995=100) calculated from the value of private greater use of materials and energy, the production
final consumption expenditure at constant prices. of waste, and emissions of pollutants into
The indicator shows the trend in consumption the environment.
by households and the private nonprofit organiza-

85
Comparative indicator
Figure 35: Private final consumption expenditure, 1999
Canada and the United States are
among top 5 countries with high-
est personal consumption

Source: Adapted from OECD 2001, 77.

This indicator shows the per capita consumption Cultures that promote consumption contribute to
by households and the private nonprofit organi- greater environmental pressures by helping to in-
zations that serve them for each of the member crease the demand for and use of energy resources,
countries of the OECD in 1999, in thousands of including: fuel for private cars; water; manufac-
US dollars (Figure 35). tured goods; and packaging. It also implies increas-
This comparative indicator reveals that private es in greenhouse gas emissions and the production
consumption in Canada and the United States is of waste.
higher than in almost all other developed countries.

Energy use
Primary energy consumption
Figure 36: Trend in primary energy consumption, 1993–2002
Energy consumption up

Source: Compiled by author from EIA 2004a.

86 Environmental Indicators for North America


This indicator shows the upward trend in the 2002, Canada and the United States used 13.07
consumption of primary energy between 1993 and and 98.03 quadrillion Btu of energy respectively
2002 (Figure 36). Primary energy refers to petro- (EIA 2004a). The consumption of energy puts a
leum, natural gas, coal, and electric power, and variety of pressures on the natural environment and
other (hydro, nuclear, geothermal, solar, wind, and human health. The exploration for, and extraction
wood and waste). Total energy consumption is the of fossil fuels and the construction of hydroelectric
amount of primary energy used on average by each dams damages, alters, or destroys wildlife and hu-
person. Consumption equals: indigenous produc- man habitat and other valuable natural resources
tion plus imports minus exports plus stock changes and landscapes, while burning fuels results in air
minus energy delivered to international marine pollution and associated respiratory problems in
bunkers (WRI 2004). exposed populations, the emission of greenhouse
North America has seen a rise in energy con- gases that contribute to climate change, and pollut-
sumption over the past decade. Between 1992 ing emissions that help form smog and acid rain.
and 2002, overall energy consumption rose by Canada and the United States rank as two of the
14.6 quadrillion British Thermal Units (Btu). In world’s highest consumers of primary energy.

Energy intensity (apparent consumption)


Figure 37: Trend in apparent consumption of energy, 1990–2001
Intensity of energy use
down slightly

Source: Compiled by author from UN 2004 http://millenniumindicators.un.org/unsd/mi/mi_series_results.asp?rowId=648.

This indicator shows the intensity of energy use in importance to the economy. Canada and the
(Figure 37). This means the total amount of energy United States are among the most energy-intensive
consumed per dollar of gross domestic product. To- countries in the industrialized world, however. In
tal primary energy domestic supply (sometimes re- 2002, Canada’s energy intensity (per GDP) was
ferred to as energy use) is calculated by the Interna- 16,452 Btu per $1995 in purchasing power parity
tional Energy Agency (IEA) as: production of fuels (PPP), well above that of the United States, which
plus inputs from other sources plus imports minus was 11,047 Btu/$1995. In 1999, Canada was
exports minus international marine bunkers plus 33 per cent less energy efficient than the United
stock changes. “Purchasing power parities” (PPP) States (Boyd 2001). Although declining somewhat,
refers to the number of currency units required to Canada’s energy intensity remains high due to its
buy goods equivalent to what can be bought with energy-intensive industries (EIA 2004b) and to
one US dollar (UN 2004). increased population and economic growth (Boyd
North America’s energy/GDP ratio has con- 2001). One reason for the slow decline in the
tinued a slow decline that began in 1970. This Untied States is that newer homes are about 18 per
reflects a shift to less resource-intensive patterns cent larger than the existing housing stock and so
of production and a dematerialization of GDP as require more energy for heating, cooling, and light-
the service and information-based sectors increase ing (EIA 2003).

87
Transportation
Energy consumption by transportation
Figure 38: Trends in energy consumption by transportation sector: air, road, rail, and total, 1970–2000
Energy consumption by air
transport up

Energy consumption by road


transport up

Energy consumption by rail


transport down

In total, energy consumption


by all transport sectors to-
gether is up

Source : Compiled by author from OECD 2002b, 21.

88 Environmental Indicators for North America


These indicators show trends between 1970 and and Canada, a recent shift towards the use of larger
2000 in total final energy consumption by air, road, and less fuel-efficient vehicles such as sports utility
and rail and by the transport sector as a whole, vehicles (SUVs), reversed a previous trend towards
measured in millions of tonnes of oil equivalent fuel efficiency improvements. For example, energy
(Figure 38). efficiency in Canada’s passenger transportation
The total amount of energy consumed by the sector decreased 1.1 per cent between 1990 and
North American transport sector has risen signifi- 2002 (EIA 2004b). Energy use by the transport
cantly over the past decade—from 273 to 332 mil- sector, especially road fuel consumption, is a major
lion tonnes of oil equivalent. The decline in energy contributor to local and regional air pollution and
used by rail was more than offset by rises in energy to emissions that contribute to climate change.
use for air and road transport. The transportation In fact, motor vehicles represent the single largest
sector is responsible for about 33 per cent of energy human-made source of air pollution in the United
use in North America. In both the United States States (OECD 2002b).

Motor vehicles
Comparative indicator
Figure 39: Motor vehicles per capita, 1998
Canada and the United States
among top nations with most
passenger vehicles per person

Source : Adapted from OECD 2001, 87.

This comparative indicator shows the number of environmental impacts of motor vehicles and the
vehicles (passenger cars, goods vehicles, buses and infrastructure that serves them include the expro-
coaches) per 100 inhabitants in OECD countries priation of land for roads and highways, the use
(Figure 39). of materials and energy, polluting emissions, and
The United States and Canada are among the greenhouse gases. The implications for human
top nine OECD countries in passenger vehicle health and quality of life include risks of respiratory
ownership per person. In the United States, there illness from air pollution, deaths and injury from
are three vehicles for every four people, compared accidents, and the detrimental effect of noise and
to Western Europe and Japan, where there is typi- traffic congestion.
cally one for every two people (Brown 2001). The

89
Population
Total population
Figure 40: Trend in total population, 1990–2000
Total population up

Source: Compiled by author from FAOSTAT 2004.

This indicator shows the trend in total population populous countries in the world (after China and
from 1990 to 2000 (Figure 40). India) and is expected to still be among the top
The total population of North America in 2000 three in 2050. When combined with a pattern of
was 315.8 million (FAOSTAT 2004). It is presently high consumption and energy use, large popula-
growing at less than one per cent annually (PRB tions are a potent driver of environmental change.
2004). The United States is one of the three most

Population density
Figure 41: Trend in population density, 1990–2000
Population density up slightly

Source: Compiled by author from OECD 2002b, 7.

This indicator shows average population density in per cent living in urban areas (Statistics Canada
North America, measured by the number of inhab- 2001a). Densely populated areas are usually as-
itants per square kilometer (Figure 41). sociated with high pressures on the environment,
Average population density is increasing slightly including demands for water, energy, materials, as
in North America. About 79 per cent of North well as waste disposal and the use of land—often
Americans live in relatively densely populated productive agricultural land—for urban infrastruc-
urban areas (Statistics Canada 2001a; US Census ture. On the other hand, when planned for sustain-
Bureau 2002). Changes in population densities are ability, dense settlement patterns have the potential
often used as a surrogate for urbanization (Brown to reduce environmental pressures compared to the
and others 2004). Because the density indicator is impact of sprawling suburbs. “Smart” growth of
an average measure of the number of inhabitants urban areas reduces environmental impact through
per square kilometer, it appears to show that Ca- clustering a mixture of residential, office, retail,
nadians are sparsely spread out across the country. and outdoor recreational uses together, thereby
This is due to Canada’s relatively small population shrinking travel distances and encouraging walking,
and its large land mass. In fact, most Canadians cycling and public transit that reduces the use of
live in the southern part of the country, with 79.7 fossil fuels.

90 Environmental Indicators for North America


Comparative indicator
Figure 42: Population density, 1999

Canada and the United States


among the world’s least densely
populated countries

Source: Adapted from OECD 2001, 74.

This comparative indicator shows the popula- densely populated nations, such as the Netherlands,
tion density (inhabitants per square kilometer) of Belgium, the United Kingdom, and Germany, are
OECD countries in 1999 (Figure 42). generally much “smarter” in terms of energy ex-
Canada and the United States are among the penditure on transportation and the environmental
least densely populated countries in the OECD. impacts of water use and waste disposal associated
The settlement patterns of several much more with urban areas.

New York City USA, 2005 UNEP/MorgueFile

91
Urban Areas
Urban growth
Figure 43: Trend (and projection) in total urban population, 1950–2030
Population in urban areas will
continue to increase

Source: Compiled by author from FAOSTAT 2004.

This indicator shows the historical trend in the million people per year (USDA n.d.). If accompa-
number of people living in urban areas from 1950, nied by urban planning that avoids the pitfalls of
projecting the trend from 2000 until 2030 (Figure suburban sprawl and focuses on “smart” growth
43). The urban/rural population is obtained by and the sustainable use of energy and resources, this
systematically applying the proportion of urban trend could have positive impacts on the environ-
population ratio to the total population. The urban ment. However, the past decade has seen a decrease
population estimates are based on the varying na- in household size and a trend toward population
tional definitions of urban areas. growth in suburbs and smaller towns and centres
The indicator reflects total population growth outside large cities (Brown and others 2004). One
in urban areas, showing that the number of people of the impacts of such growth is the conversion of
living in cities and towns in North America will rural land. In 2000, rural areas in the United States
continue to grow. In 2000, more than 80 per cent were being lost to urban uses at a rate faster than
of the US population lived in urban areas and the about 12 million km2 (3 million acres) per year
urban population was growing by more than 2 (USDA n.d.).

Climate Change
CO2 and greenhouse gas emissions

Figure 44: Trend in total CO2 emissions, 1990–2001

CO2 emissions up slightly

Note: Original source of data: UNFCCC online database. “United States”


includes territories. Source: Compiled by author from UN 2004.

92 Environmental Indicators for North America


This indicator shows CO2 emissions in North for 24 per cent of the world total (EIA 2004b).
America from 1990 to 2001 (Figure 44). The data US emissions have declined somewhat in recent
are in thousands of metric tonnes of carbon dioxide years due to a slower economy, but with stagnat-
(not carbon). ing hydroelectric and nuclear energy generation, a
Carbon dioxide emissions in Canada and the stronger economy, and the continued increase in
United States continued to increase during the the sale of SUVs, emissions will likely grow again
1990s. Canadian greenhouse gas emissions grew (EIA 2003).
by more than 13.5 per cent between 1990 and There is a strong correlation among the trends
1999 (Boyd 2001). Emissions of CO2 from fossil in GDP, population, energy use, and CO2 emis-
fuel combustion (which contribute 80 per cent of sions, suggesting the significance of the first two
global warming potential) in the United States grew of these as drivers of energy use and the associ-
by 17 per cent from 1990 to 2001 (US EPA 2003). ated emissions from the burning of fossil fuels.
By 2002, the US was responsible for emitting 1.65 There is a general consensus among scientists that
thousand million tonnes of carbon (Marland and greenhouse gas emissions from human activity are
others 2003) and was the world’s largest producer contributing to global climate change.
of CO2 from fossil fuel combustion, accounting

Comparative indicator
Figure 45: Per capita greenhouse gas emissions, 2000
Per capita emissions of green-
house gases in Canada and the
United States are among the
highest in the world

Source: Adapted from Baumert and Pershing 2004.

This indicator shows the top 25 greenhouse carbon dioxide. The per capita yearly rate in the
gas–emitting countries in the world, in absolute United States was 20.6 (UN 2004). In the United
terms (Figure 45). Emissions include CO2 from States, emissions per person increased about 3.4
fossil fuels and cement, and non-CO2 gasses. per cent between 1990 and 1997 (US EPA 2000b).
Per capita greenhouse gas emissions (GHG) in With greater hydroelectricity and nuclear genera-
North America have been consistently high and tion (that do not emit GHGs), Canada’s per capita
well above those for any other region (Marland and emissions are slightly lower than those of the
others 2003). In 2000, Canadians each produced United States.
an average of 18.7 thousand metric tonnes of

93
Carbon intensity
Comparative indicator
Figure 46: CO2 emissions per unit GDP, 1998

CO2 Emission intensities per unit of GDP, 1998 Canada and the
United States are
Switzerland
among the 7 nations
France with the highest
Norway carbon intensities
Sweden
Iceland
Austria
Italy
Spain
Japan
Portugal
Luxembourg
Denmark
Turkey
UKD
Ireland
New Zealand
Netherlands
Germany
Mexico
OECD
Belgium
Finland
Hungary
USA
Greece
Korea
Canada
Australia
Czech Rep.
Poland
0 0.2 0.4 0.6 0.8 1.0 1.2 1.4
tonnes/1000 USD

Source: OECD 2001, 15.

This comparative intensity indicator shows per among the world’s highest carbon and energy
capita CO2 emissions (gross direct emissions) from intensities. Increased consumption of fossil fuels
energy use (fossil fuel combustion) among the for electricity generation, increased energy con-
OECD countries in 1998 (Figure 46), measured in sumption in the transportation sector, and growth
tonnes of CO2 relative to GDP (1 000 US dollars). in fossil fuel production (largely for export) have
GDP data refer to 1991 prices and purchasing influenced Canada’s high carbon intensity relative
power parities (PPPs). Since national inventories to other nations. The high reliance on carbon-
do not provide a complete and consistent picture intensive coal for energy generation contributes
of all greenhouse gas emissions, energy-related CO2 to the high carbon-intensity rating of the United
emissions represent overall trends in direct GHG States (EIA 2003).
emissions (OECD 2001).
Carbon intensity and energy intensity are
closely related. Canada and the United States have

94 Environmental Indicators for North America


Ozone Layer
CFC consumption
Figure 47: Trend in ozone-depleting CFC consumption, 1990–2000
250000 Ozone-depleting CFC consump-
tion rapidly down to zero
200000
ODP metric tonnes

150000
Canada
100000 US

50000

0
90

92

94

96

98

00
19

19

19

19

19

20
-50000
Source: Compiled by author from UN 2004.

This indicator shows the trend between 1990 As a result of the Montreal Protocol, Canada
and 2000 in consumption of chlorofluorocarbons and the United States rapidly decreased their con-
(CFCs), the synthetic compounds formerly used as sumption of CFCs and reached targets earlier than
refrigerants and aerosol propellants that are known called for. As of 1996, there has been no produc-
to harm the ozone layer of the atmosphere (Figure tion or consumption of these substances except
47). Consumption is defined as: production plus for certain essential uses, although there are still
imports minus exports of controlled substances releases to the atmosphere from previous produc-
(UN 2004). Basic data are weighted with the tion or consumption (OECD 2001).
ozone-depleting potentials (ODP) of the individual
substances (OECD 2001).

HCFC and methyl bromide consumption


Figure 48: Trends in consumption of HCFCs and methyl bromide, 1988–1998
Index North America (CAN+USA) HCFCs still up and methyl
350 bromide still in use
300
250
200
150
100
50
0
1986 1988 1990 1992 1994 1996 1998
HCFC (1989=100) Methyl bromide (1991=100)

Source: Modified from OECD 2001, 113.

This indicator shows apparent consumption (used agreements and the molecules will remain
as a proxy for actual emissions) of hydrochloroflo- in the stratosphere for a long time after that
rocarbons (HCFCs) and methyl bromide (Fig- (OECD 2001).
ure 48). Dotted lines refer to data not available. Under the Montreal Protocol, Canada and the
The year 1989, representing 100, is the index for United States agreed to reduce methyl bromide by
HCFCs and 1991 is the methyl bromide index. 25 per cent by 1999 (compared to 1991 levels), 50
This indicator shows that North America, like per cent by 2001, 70 per cent by 2003 and 100 per
other industrialized countries, continues to use cent by 1 January 2005. In March 2004, the two
HCFCs. Although they have only 2 to 5 per cent of countries were among 11 nations to receive criti-
the ozone-depleting potential of CFCs, concentra- cal-use exemptions that will allow this substance to
tions of HCFCs are still increasing in the atmo- continue to be used in small quantities until 2005
sphere. It will take another 20 years before use of (UNEP 2004b).
HCFCs is phased out under current international

95
Total column ozone
Figure 49: Trend in total column ozone over selected cities, 1979–1999
Ozone column thickness over
Canada and the United States
down slightly

Source: OECD 2001, 23.

These indicators show trends in the thickness of mid-latitudes (35°N–60°N) were three per cent
total column ozone over selected cities in Canada below the pre-1980 values (NOAA 2002). Thin-
and the United States, in Dobson units (Figure ning of the ozone layer allows increased amounts
49). Total column ozone refers to tropospheric of ultraviolet radiation to reach the earth. This
plus stratospheric ozone. Dobson units are used to contributes to the increase in the incidence of skin
estimate the ozone layer’s thickness. One hundred cancers in North America. It may also cause stress
Dobson units represent a thickness of 1 mm of on some marine phytoplankton and affect pro-
ozone at 0 degrees Celsius at sea-level pressure. ductivity. Although the ozone layer is recovering,
Data are annual averages of daily values (OECD its full restoration will take decades because of the
2001). continued use of ozone-depleting products pro-
Between 1997 and 2001, the average amounts duced prior to the Montreal Protocol ban (US EPA
of total column ozone in the Northern Hemisphere 2003) and due to recent exemptions.

Air Quality
SOx emissions
Figure 50: Trend in total emissions of SOx, 1990–1999

SOx emissions down

Note: Data refer to man-made emissions only; SO2 only.


Source: Compiled by author from OECD 2002b, 9.

96 Environmental Indicators for North America


This indicator shows the amount of sulfur oxides composition, as well as impair forests and crops.
(given as quantities of sulfur dioxide) emitted be- Electric utilities are the major source of total North
tween 1990 and 1999 as a result of human activity American SO2 emissions. In the United States, well
(Figure 50). over 90 per cent of these emissions come from coal
Sulfur dioxide emissions decreased significantly combustion. In Canada, non-ferrous mining and
over the last ten years in both countries, gener- smelting contributes the majority of SO2 releases
ally due to efforts to attain both regulatory and (EC 2002a). The emission of SO2 and the resulting
voluntary targets to reduce acid rain. As a result, acid rain are linked to energy consumption, and to
sulfate levels in lakes in eastern North America have fossil fuel use in particular. Canada and the United
declined appreciatively (OECD 2004a). Acid rain States have seen a significant decoupling of SOx
can harm aquatic ecosystems and change species emissions from GDP recently (OECD 2001).

NOx emissions
Figure 51: Trend in total emissions of NOx, 1990–2000

NOx emissions up slightly

Note: Data refer to man-made emissions only.


Source: Compiled by author from OECD 2002b, 16.

This indicator shows the amount of nitrogen oxides human activity (EC 2002a). Gains made through
(given as quantities of nitrogen dioxide) emitted pollution regulations and progress in technical pol-
between 1990 and 1999 as a result of human activ- lution controls in North America have been offset
ity (Figure 51). by the steady growth in road traffic and other uses
Emissions of NOx have not declined as much of fossil fuel that generate NOx (OECD 2001).
as those of SOx during this ten-year period. Fossil Compared to most OECD countries, emissions of
fuel combustion by motor vehicles, residential and traditional air pollutants in North America remain
commercial furnaces, industrial and electric utility generally high (OECD 2004b). NOx contributes to
boilers and engines, and other equipment are the acid rain and to the formation of smog.
principal sources of NOx emissions that result from

Increasing traffic, as well as the associated air pollution and fuel consumption, are
becoming major problems for communities. Warren Gretz/UNEP/NREL

97
Toxic Substances
Releases and transfers

Figure 52: Change in releases and transfers of pollutants, 1998–2001


Toxic emissions down

Source: Adapted from CEC 2004a, xxv.

This indicator shows the trend in the on- and to 2001. Total releases decreased by 16 per cent,
off-site release and transfer of toxic substances in on-site releases decreased by 19 per cent, other
Canada and the United States (Figure 52). Data transfers for further management decreased by 8
include 155 chemicals common to the pollutant per cent, and transfers to recycling decreased by 2
release inventories of each country (NPRI and TRI) per cent. However, off-site releases increased by 3
from selected industrial and other sources. They per cent. Compared with a decrease in total releases
represent data that have been consistently reported of 16 per cent for all matched chemicals from 1998
over the 1998–2001 period and include chemicals, to 2001, releases of carcinogens decreased by 20 per
as well as manufacturing facilities, electric utilities, cent and chemicals known to cause cancer, repro-
hazardous waste management facilities, chemical ductive or development harm (California Proposi-
wholesalers, and coal mines. tion 65 chemicals) decreased by 26 per cent” (CEC
“Total releases and transfers of chemicals in 2004a, xxv).
North America decreased by 10 per cent from 1998

Weldon Springs Ordnance Works. TNT contaminated water in


excavation. St. Louis, MO USA. Bill Empson/UNEP/USACE

98 Environmental Indicators for North America


Waste
Municipal waste
Comparative indicator
Figure 53: Generation intensities of municipal waste per capita, late 1990s
Canada and the United States
among highest per capita pro-
ducers of municipal waste

Source: Adapted from OECD 2001, 37.

This indicator shows the amount of household and America generally mirrors private final consump-
municipal waste generated per capita in the OECD tion expenditure and GDP. The disposal of mu-
countries in the late 1990s (Figure 53). nicipal waste has various environmental impacts,
Canada and the United States are among the including toxic air emissions from incinerators,
top ten per capita producers of household and mu- methane emissions from landfills, and the contami-
nicipal waste in the OECD, with the United States nation of soils and water from leaking landfills.
topping the list. The generation of waste in North

Nuclear waste
Figure 54: Trend in nuclear waste: spent fuel arisings, 1990–2000
Radioactive waste generation
steady

Source: Compiled by author from OECD 2002b, 27.

This indicator presents annual spent fuel arisings in power but the lack of growth in the number of nu-
nuclear power plants (Figure 54). Spent fuel aris- clear power plants in North America. Nuclear waste
ings are one part of the radioactive waste generated is a serious threat to human health and the environ-
at various stages of the nuclear fuel cycle (uranium ment and, despite efforts to increase the efficient
mining and milling, fuel enrichment, reactor opera- use of nuclear fuel and to optimize storage capacity,
tion, spent fuel reprocessing) (OECD 2002b). there are concerns about the region’s capacity to
The steady generation of radioactive waste over store spent fuel (Fukuda and others, n.d.).
the past decade reflects the continued use of nuclear

99
Freshwater
Use of water
Comparative indicator
Figure 55: Per capita freshwater abstractions, late 1990s
Canada and the United States are
the highest per capita users of
water in the world

Source: Adapted from OECD 2001, 49.

This indicator shows the yearly amount of water lowed by irrigation in the United States, with 34
used per capita in each of the OECD countries per cent, and the manufacturing sector in Canada,
(Figure 55). Use is measured as abstractions, or to- which accounts for about 14 per cent of total ab-
tal water withdrawal without deducting water that stractions. In Canada, agriculture accounts for only
is reintroduced into the natural environment after 9 per cent of abstractions (Hutson and others 2004;
use (OECD 2001). OECD 2004a). The pressures accounting for high
The United States and Canada respectively are water use in both countries include infrastructure
the two highest users of water on a per capita basis development and maintenance; water-use conflicts;
in the world. In fact, per capita water abstraction is drought in the prairies; urban sprawl; and climate
two or three times greater than that of most OECD change (Gaudet 2004) as well as unrealistic water
countries. In both countries, the electric power pricing. High water-use, especially for irrigation in
sector accounts for most water use (about 64 and drought-prone regions, is causing the unsustain-
48 per cent of the total water abstraction in Canada able use of fossil water from aquifers while dams
and the United States respectively). Canada’s high and water diversions to supply users have disrupted
per capita use is accounted for to some degree by ecological processes and wildlife habitat.
this reliance on hydroelectric power. This is fol-
Wastewater treatment
Figure 56: Trend in wastewater treatment connection rates, 1980–1997

Wastewater treatment connection


rates up

North
America

Source: Compiled by author from OECD 2001, 45.

100 Environmental Indicators for North America


Wastewater treament center Kyer Wiltshire/UNEP/City of Santa Cruz

This indicator shows the percentage of the popu- into the environment, however. Newer statistics
lation connected to public wastewater treatment show that by 1999, 73 per cent of Canadians were
plants in the late 1990s, according to the type of served by municipal sewer systems, although about
treatment—primary (physical and mechanical pro- 3 per cent of Canadians were serviced by sewage
cesses), secondary (biological treatment technolo- collection systems that discharged untreated sewage
gies), and tertiary (advanced chemical treatment directly into lakes, rivers, or oceans (EC 2002b)
technologies)—and the total (Figure 56). and only 33 per cent of the population was served
The indicator shows the steady rise in the per- by tertiary treatment (Boyd 2001). Numerous
centage of the population served by sewage treat- coastal areas and inland beaches in both Canada
ment. In 1996, wastewater treatment facilities and the United States are frequently closed to recre-
provided for 73 per cent of the total US popula- ational uses, fishing, and shellfish harvesting due to
tion. The indicator shows that at the same time, the pollution from such discharges or from storm
there was a steady increase in the proportion of fa- water runoff that contains contaminants from inad-
cilities providing secondary and tertiary treatment. equate sewage treatment.
Untreated sewage and wastewater is still released

Fisheries
Fish harvests
Figure 57: Trend in total fishery production, all areas, 1990–2000

Fish production down

Source: Compiled by author from FAOSTAT 2004.

This indicator shows the tonnes of fish (species cline in salmon stocks began in 1995 on the West
of fish in the nine divisions of the FAO Interna- Coast (Statistics Canada 2001b). Although US
tional Standard Statistical Classification of Aquatic federal management of fisheries was strengthened
Animals and Plants) produced in all fishing areas of in 1999 and overfishing of some stocks has been
Canada and the United States from 1990 to 2000 eliminated, of a total of 909 stocks reviewed in
(Figure 57). 2003, 76 were deemed to be overfished and 60 fish
There has been a downward trend in the vol- stocks thought to be fished at too high a rate, while
ume of fish harvested from North American waters the status of nearly 75 per cent of fish stocks man-
since 1990. Since they collapsed in the early 1990s, aged by the federal government remained unknown
cod stocks in the cold waters off the Canadian (NMFS 2004). Both the United States and Canada
Atlantic coast have not rebounded. There was a 78 recently adopted tougher fishing controls and are
per cent drop in Atlantic catches of groundfish in reducing the size of their fishing fleets (UNDP and
Canada between 1990 and 2002 and a marked de- others 1998).

101
Forests
Forest area
Figure 58: Trend in total forest area as per cent of land area, 1990 and 2000
Forested area up slightly

Source: Compiled by author from UN 2004 (metadata: FAO).

This indicator shows the per cent of total land area Canada’s wooded area is assumed to have remained
under forests in 1990 and 2000 (Figure 58). For- fairly constant over the decade, at 417.6 million
est includes natural forests and forest plantations. hectares (1 032 million acres), of which over 70
It refers to land with a tree canopy cover of more per cent has never been harvested (OECD 2004a).
than 10 per cent and area of more than 0.5 hectares North America is about 25.6 per cent forested,
(UN 2004). slightly below the global average of 30 per cent
The area of forested land in North America is (FAO 2001b). The indicator does not reveal any
growing. There were substantial increases in forest information about the quality of the forests in
areas in the United States during the decade, but terms of fragmentation, age of stands, insect and
these were partly offset by declining areas of other fire damage, and air pollution impacts, among
wooded land. The total area grew by about 3.9 other indicators of forest health.
million hectares (9.6 million acres) (FAO 2003).

Certified sustainable forests


Figure 59: Trend in FSC-certified forests, 1996–2001
Area of certified forests up

Source: Compiled by author from FSC (online data service) 2004.

This indicator shows the number of hectares certi- tionally recognized FSC Principles and Criteria of
fied as sustainable by accredited Forest Steward- Forest Stewardship. Some of the criteria include the
ship Council (FSC) bodies, from 1996 to 2001 assurance that areas of natural wealth and endan-
(Figure 59). FSC-endorsed certification of a forest gered wildlife habitat are not being negatively
site signifies that an independent evaluation by affected and that forest management does not put
one of several FSC-accredited certification bodies the forest’s natural heritage at risk (FSC 2004;
has shown that its management meets the interna- UNEP-WCMC 2004).

102 Environmental Indicators for North America


Although the Forest Stewardship Council in the boreal forest in Northern Ontario. Canada’s
(FSC), one of three major certification programmes growth in certification was a major factor in the 31
in North America, was only created in 1993 and per cent increase in certified forest areas worldwide.
forest certification is still fairly new, the amount At 56 million hectares, Canada has twice as much
of certified forest worldwide has grown rapidly total certified area as the United States. One of the
(Segura 2004). One of the drivers of this growth reasons for the difference is that a large share of
has been increased public awareness of forest forest products in the United States comes from
destruction and degradation and the demand by non-industrial, privately-owned forest lands, where
consumers for wood and other forest products that certification is much harder to implement than in
do not contribute to this destruction but rather Canada, where the expansion of certification has
help to ensure sustainable forestry (FSC 2004). In been on large-scale public lands (FSC 2004;
2003 alone, Canada doubled its certified lands, IISD 2004b).
largely due to the first large-scale FSC certification

Comparative indicator
Figure 60: Top ten countries with certified forests

United States and Canada are


among the top four countries by
certified forest area

Source: Adapted from UNEP-WCMC/WWF 2004.

This comparative indicator ranks the top ten coun- by the Forest Stewardship Council. The FSC is one
tries in the world in 2004 by the area (in millions of three dominant North American forest certifica-
of hectares) of land certified by the Forest Steward- tion programmes. The other two are the Canadian
ship Council (FSC) (Figure 60). Standards Association (CSA) and the Sustainable
Canada and the United States are among the Forestry Initiative (SFI) (IISD 2004b).
top four countries in the world with land certified
Aspens in fall color in Uncompahgre National Forest, USA. Gene Alexander/UNEP/NRCS

103
Agricultural Lands
Area of cropland
Figure 61: Trend in arable and permanent-crop land, 1990–2000
Area in cropland down slightly

Source: Compiled by author from OECD 2002b, 7.

Arable and permanent-crop land is the sum of the manent-crop land (OECD 2004a). The decline in
areas of arable land and land under permanent total area devoted to cropland in the United States
crops. “Arable land” refers to all land that can be is the result of a number of processes, including the
cultivated to plant seed, including meadows and conversion of agricultural land to other uses (espe-
land that is left fallow (at rest, without a crop) in cially urbanization), abandonment of poor-quality
the cycle of crop rotation. Permanent crops are land, increases in productivity in the agriculture
those that occupy land continuously for many sector, and intensification of agriculture on land
years, rather than are completely replanted annu- still cultivated. The decline varies by region, with
ally. They would include, for example, orchard the cornbelt and parts of the west showing stable
and other trees; vines; shrubs and perennials cropland area while regions east of the Mississippi
grown for flowers, leaves, seed, fruit; and nurs- River experienced declines. Where the dominant
ery stock (with the exception of trees grown for factor is exurban growth and the abandonment of
reforesting)(OECD 2002b). agricultural lands (especially in the Eastern United
There has been a slow decline in the amount States), environmental impacts such as changes in
of land under rotational and permanent crops in the functioning of ecological systems and concerns
North America since 1990 (Figure 61), continu- about the potential for restoration are most signifi-
ing a trend since the 1950s. In the United States, cant, especially given the large areas affected. The
cropland area decreased 11 per cent between 1950 ecological state of cropland varies depending on the
and 2000, from 35 per cent of the land area to 31 intensity of irrigation and the use of fertilizers, pes-
per cent (Brown and others 2004). In Canada, only ticides, and herbicides (Brown and others 2004).
4.5 per cent of the total land area is arable and per-

Area of grassland
Figure 62: Trend in permanent grassland, 1990–2000

Area in permanent grassland


steady

Canada

United States
Total
North America

Source: Compiled by author from OECD 2002b, 8.

104 Environmental Indicators for North America


This indicator shows the 1990–2000 trend in the industry in both countries (Conner and
area (in square kilometers) of permanent grassland others, n.d.).
(Figure 62), which refers to land used for five years Grasslands are important ecological areas be-
or more for herbaceous forage, either cultivated or cause they store substantial amounts of carbon and
growing wild. cycle nutrients. While reclaiming land for pasture
The area devoted to grassland in North America helps to soften the total loss of rangeland, the eco-
has remained steady since 1990. This trend was logical value of reclaimed grassland is not as signifi-
preceded by a decline that started in the mid-1960s cant as undisturbed native grasslands. Population
due to efforts to improve the forage quality and growth and development in the Great Plains can be
productivity of grazing lands that led to the need a threat to the existence and health of grasslands,
for less pasture and range to sustain grazing herds leading to loss, deterioration, and fragmentation—
(Heimlich 2003). In the Western United States, the between 1990 and 2000, the population of the 22
loss of grasslands to other uses has been offset by states west of the Mississippi River increased by
the conversion of land back to rangeland (Conner 17.3 per cent (Conner and others, n.d.). Grasslands
and others, n.d.). With about 31 per cent of the are one of the world’s most endangered ecosystems,
land in the contiguous United States under grass- and some experts consider them to be one of North
land, pasture, and range in 1997, this is the largest America’s highest conservation priorities. In the
major land-use category in the country (Heimlich United States, the Endangered Species Act lists
2003). In Canada, only 2.9 per cent of the land about 55 prairie grasslands wildlife species as either
base is permanent grassland (OECD 2004a). Na- threatened or endangered (Bachand 2001).
tive grasslands and rangelands support the livestock

Irrigated area
Figure 63: Trend in irrigated area, 1990–2000
Area under irrigation up

Source: Compiled by author from OECD 2002b, 10.

This indicator shows the trend in the amount of use of water in the United States, represents about
land under irrigation between 1990 and 2000 80 per cent of the nation’s water consumption and
(Figure 63). The data on irrigation relate to areas as much as 90 per cent of freshwater consumption
purposely provided with water, including land in the Western States (Heimlich 2003). Much of
flooded by river water for crop production or pas- this water irrigates crops in dry regions. Irrigation
ture improvement (controlled flooding), whether from groundwater sources exerts a major pressure
this area is irrigated several times or only once dur- on available water resources (OECD 2002b). For
ing the year (OECD 2002b). example, irrigated agriculture is the dominant land
The amount of land under irrigation in North use overlying the High Plains aquifer, which yields
America has risen steadily since 1990. The United about 30 per cent of the water used for irrigation in
States, with 224 000 km2 (55 351 605 acres) of the United States. From 1980 to 1997, the average
irrigated land in 2002, has significantly more land area-weighted water level in the High Plains aquifer
under irrigation than does Canada, with only declined 0.8m (2.7 ft) (USGS 2003).
7 200 km2 (1 779 159 acres). Irrigation, the largest

105
Fertilizer use
Figure 64: Trend in apparent consumption of nitrogenous fertilizers, 1990–2000

Fertilizer use up slightly

Note: US data includes Puerto Rico.


Source: Compiled by author from OECD 2002b.

The indicator shows the trend in apparent con- decrease in fertilizer use despite increased yields in
sumption of nitrogenous fertilizer in North corn and other crops (Korol and Larivière 1998).
America between 1990 and 2000 in thousands of In the United States, increases in the area planted
tonnes (Figure 64). The data in this indicator refer account for the growth in use of commercial fertil-
to the nitrogen (N) content of commercial inor- izer, which rose to over 22 million tonnes during
ganic fertilizers. 1996–98. In 1998, 12.3 million tonnes of nitrog-
The use of nitrogenous fertilizer in North enous fertilizer was used, representing 55.4 per cent
America continues to increase. The major source is of total commercial fertilizer use. The increase was
commercial fertilizer, followed by animal manure. generally due to greater corn productivity that led
In the United States, consumption of all nitrogen to more demand by farmers (Daberkow, Taylor,
products increased over 17 per cent between the and Wen-yuan Huang 2000).
1991–92 and 1996–97 period. In Canada, nitrogen Dietary preference, especially the consumption
demand grew by 33 per cent in the same period of meat, is a significant driver of nitrogen use in ag-
(Korol and Larivière 1998). Given the much riculture. The concentration of industrial livestock
smaller agricultural base, Canada’s fertilizer con- farming has led to the concentration of manure.
sumption is not nearly as high in absolute terms as When manure application exceeds the uptake
that of the United States. Of all OECD countries, by crops, excess nitrogen enters the environment
however, Canada’s increase in the use of nitrogen (CGER 2000; Howarth and others 2002). The
fertilizer has been the largest (OECD 2004a). impacts include air- and water-quality impairment,
Increases vary across the country. More land in and especially the eutrophication of aquatic and
agriculture and more intensive use of the land in estuarine systems. Excess nutrients from fertilizer
western Canada led to an increase of nearly 50 runoff transported by the Mississippi River are
per cent since 1990, while in central Canada, a thought to be the primary cause of a large “dead
shift in crops and better management resulted in a zone” in the Gulf of Mexico (Larson 2004).

A manure slurry is applied to this field to help manage the animal waste and to add
nutrients to the soil. Tim McCabe/UNEP/NRCS

106 Environmental Indicators for North America


Nitrogen balance
Comparative indicator
Figure 65: Nitrogen balance, 1995–1997
The nitrogen balance of agri-
cultural land in Canada and the
United States is less than in most
other industrialized countries

Source: Adapted from OECD 2001, 97.

This indicator shows the average nitrogen bal- Canada and the United States have relatively
ances in OECD countries between 1995 and 1997 low nitrogen surpluses compared to other OECD
(Figure 65). The nitrogen balance is the annual nations. The impacts on the Canadian environ-
total quantity of inputs, mainly from livestock and ment are felt regionally rather than at the national
chemical fertilizers, measured in kilogrammes per level (OECD 2004a). In the United States, nitro-
hectare of agricultural land. It provides information gen balances also vary regionally and from year to
about the match between nutrient inputs and nu- year, depending on the crop, the level of yields, and
trient outputs and the potential loss of nitrogen to nutrient uptake (Daberkow, Taylor, and Wen-yuan
the soil, the air, and to surface or groundwater. The Huang 2000).
data exclude nitrogen loss to the atmosphere from
livestock housing and stored manure (Daberkow,
Taylor, and Wen-yuan Huang 2000; OEDC 2001).

Biodiversity
Protected areas
Figure 66: Trend in protected areas, 1994–2003
Protected areas up

Source: Compiled by author from UN 2004.

107
This indicator shows the trend in the area (square average was 10.8. In Canada, 6.3
kilometers) of land and water set aside to protect per cent of the land was protected under IUCN
and maintain biological diversity and natural and categories I–VI (excluding marine and littoral ar-
associated cultural resources (Figure 66). Protected eas) in 2003 (WRI 2004). Canada has about 20 per
areas are managed through legal or other effective cent of the world’s remaining natural areas (OECD
means. The definition includes IUCN categories 2004a); some two-thirds of the land occupied by
I–VI: areas under strict protection, national parks Canada’s terrestrial ecoregions has some form of
and monuments, areas conserved through active protection, but the other third has virtually none
management, and protected landscapes and sea- (NRCan 2004). Over the past decade, however,
scapes (UN 2004). there was a 40 per cent increase in the area protect-
The area set aside for protection in North ed (OECD 2004a). Canada’s target is to protect 12
America has increased over the last decade, from 2 per cent of its land. In the United States in 2003,
million to 2.6 million km2 (494 million to 642.4 15.8 per cent was protected under IUCN categories
million acres). While such areas in North America I–VI. Although there has been a general increase in
and elsewhere may be categorized as protected, they the area protected in the United States over the past
vary in level of effective management. In 2003, 10 years, only three new parks have been created
some 10.9 per cent of the land area in the region since 2000.
was under some form of protection. The world

National Responses
Official development assistance

Figure 67: Trend in official development assistance (ODA), 1990–2000

Trend in official development assistance (ODA), Official development assistance


1990-2000 down
% of Gross National Income

Source: Compiled by author from OECD 2002b.

This indicator presents the trend in official devel- large ecological footprint means that its activi-
opment assistance (ODA) related to gross national ties have important impacts on regions beyond its
income (Figure 67). Data refer to loans (except shores, and since its own environmental quality de-
military loans), grants, and technical coopera- pends on the health of global ecosystem goods and
tion by the public sector to developing countries services. The indicator shows that Canada reduced
(OECD 2002b). the percentage of its gross national income devoted
This is an important response indicator, since a to ODA from 0.44 per cent in 1990 to 0.25
large part of ODA goes towards conserving natural per cent in 2000 and the United States reduced
resources, protecting the environment, and funding it from 0.21 per cent to 0.01 per cent during this
population programmes in developing countries. time. These amounts fall far short of the UN target,
It is appropriate that North America provide such agreed to by the international community in 1970,
aid to less developed regions since North America’s of 0.7 per cent (ICPD 1994).

108 Environmental Indicators for North America


List of Acronyms and Abbreviations
AQI Air Quality Index (US)
C10H12N2O cotinine
CCs collaborating centres
CCME Canadian Council of Ministers of the Environment
CEC Commission for Environmental Cooperation of North America
CEPA Canadian Environmental Protection Act
CEQ Council on Environmental Quality (US)
CESCC Canadian Endangered Species Conservation Council
CFCs chlorofluorocarbons
CISE Canadian Information System for the Environment
CO carbon monoxide
CO2 carbon dioxide
COSEWIC Committee on the Status of Endangered Wildlife in Canada
CRP Conservation Reserve Program (US)
CSA Canadian Standards Association
CSD United Nations Commission for Sustainable Development
DDE dichlorodiphenyldichloroethylene
DDT dichlorodiphenyltrichloroethane
DESA United Nations Department for Economic and Social Affairs
dkl decalitre
DPSEEA driving force, pressure, state, exposure, effect, action
DPSIR driving force, pressure, state, impact, response
DSR driving force-state-response
EID environmental indicators database
EJ Exajoules
EPA Environmental Protection Agency (US)
ESDI Environment and Sustainable Development Indicators
ESI Environmental Sustainability Index
FSC Forest Stewardship Council
ft feet
g gram
GAO United States Government Accountability Office
GBIF Global Biodiversity Information Facility
GDP gross domestic product
GEO Global Environment Outlook
GEOSS Global Earth Observation System of Systems
GHG Greenhouse gases
Gl gallon
GLWQA Great Lakes Water Quality Agreement
GNP gross national product
GPA United Nations Global Programme of Action for the Protection of the
Marine Environment from Land-based Activities
GPAC Global Programme of Action Coalition for the Gulf of Maine
ha hectare
HCFCs hydrochloroflorocarbons
Hg mercury

109
IEA International Energy Agency
IUCN World Conservation Union (International Union for the Conservation of
Nature and Natural Resources)
K Potassium
km kilometre
l litre
lbs pounds
m3 cubic metre
MDGs Millennium Development Goals
MEME multiple exposures–multiple effects
mg milligram
MSW municipal solid waste
N2 nitrogen
NAAEC North American Agreement on Environmental Cooperation
NAAQO National Ambient Air Quality Objectives (Canada)
NAAQS National Ambient Air Quality Standards (US)
NAFTA North American Free Trade Agreement
NATS North American Transportation Statistics Interchange
NEON National Ecological Observatory Network (US)
NGO Non-governmental organization
NIRO National Indicators and Reporting Office (Canada)
NOx nitrogen oxides
NO2 nitrogen dioxide
NO3 nitrate
NOAA National Oceanic and Atmospheric Administration (US)
NPL Superfund National Priorities List (US)
NPRI National Pollutant Release Inventory (Canada)
NRDC Natural Resources Defense Council
NRTEE National Round Table on the Environment and the Economy (Canada)
O3 ozone
ODA official development assistance
ODP ozone-depleting potential
ODS ozone depleting substances
OECD Organization for Economic Co-operation and Development
P phosphorous
Pb lead
PBTs persistent bioaccumulative toxics
PCB polychlorinated biphenyl
PCSD President’s Council on Sustainable Development (US)
PM particulate matter
PM10 particulate matter with an aerodynamic diameter less than 101micrometer
PM2.5 particulate matter with an aerodynamic diameter less than 2.51micrometer
(fine particulate)
POPs persistent organic pollutants
ppb parts per billion
PPP purchasing power parities
PRTR Pollutant Release and Transfer Register

110 Environmental Indicators for North America


PSR pressure-state-response
RCRA Resource Conservation and Recovery Act (US)
Rn radon
RPA Resource Planning Act (US)
SD sustainable development
SDI Group Interagency Working Group on Sustainable Development Indicators (US)
SFI Sustainable Forestry Initiative
SIDA Swedish International Development Agency
SOx sulphur oxides
SO2 sulphur dioxide
SO42 sulphate
SOE State-of-the-environment
SOLEC State of the Lakes Ecosystem Conference
SUV sports utility vehicle
TEEI transportation, energy, and environment indicators
TRI Toxics Release Inventory (US)
μg microgram
UNDP United Nations Development Programme
UNEP United Nations Environment Programme
UNFCCC United Nations Framework Convention on Climate Change
USLE universal soil loss equation
VMT vehicle miles travelled
VOC volatile organic compounds
WCED World Commission on Environment and Development
WHO World Health Organization
WRI World Resources Institute
WSSD World Summit on Sustainable Development

111
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120 Environmental Indicators for North America


WCMC (World Conservation Monitoring Centre). 2004. WRI (World Resources Institute). 1997. WRI project: Materials
GEO protected areas snapshot. GEO data portal. UNEP. Flow III: Statistical analysis and indicators research. World
net, World Conservation Monitoring Centre, World Data- Resources Institute http://materials.wri.org/project_descrip-
base of Protected Areas http://sea.unep-wcmc.org/wdbpa/ tion2.cfm?ProjectID=108, on 27 June 2004.
GEO/GEO_all.cfm?RegID=28&SubRegID=&ctyRecID=
&year=2004&yearfreetext=&submit=Show+further+details, ———. 2004. EarthTrends: The environmental information
on 13 May 2004. portal. World Resources Institute, UNEP, The World Bank,
The Netherlands Ministry of Foreign Affairs, SIDA, UNDP,
WHO, and UNICEF (World Health Organization and The Rasmussen Foundation: http://earthtrends.wri.org/mis-
United Nations Children’s Fund). 2004. Meeting the MDG cell/aboutus.cfm?theme=0, on 18 May 2004.
drinking-water and sanitation target: A mid-term assessment
of progress. World Health Organization, Water Sanitation WWF (World Wildlife Fund—World Wide Fund for Nature).
and Health (WSH), and United Nations Children’s Fund 2002. Living planet index 2002. World Wildlife Fund
http://www.who.int/water_sanitation_health/monitoring/ http://www.panda.org/downloads/general/lpr2002.pdf, on
jmp2004/en/, on 8 December 2004. 10 June 2004.

Willer, Helga, and Minou Yussefi, eds. 2004. The world of ———. 2004. Living planet report 2004. World Wildlife Fund
organic agriculture: statistics and emerging trends. Bonn: http://www.panda.org/downloads/general/lpr2004.pdf on
International Federation of Organic Agriculture Movements 30 December 2004.
http://www.soel.de/inhalte/publikationen/s/s_74.pdf, on 14
Yeung, Ophelia M., and John A. Mathieson. 1998. Global
October 2004.
benchmarks: Comprehensive measures of development. Menlo
Worldwatch Institute. 2004. Featured publications. World- Park, CA: SRI International.
watch Institute http://www.worldwatch.org/, on 29 Octo-
ber 2004.

121
Appendix 1: Table 2–Comparative table of Canadian and US environmental indicators

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NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

Drivers Drivers Drivers Drivers Drivers
% change in population, % change in population, % change in population,
GDP per capita and energy GDP, energy consumption, GDP per capita and
use per capita since 1990 VMT, and aggregate emissions energy use
(to 2000) of criteria air pollutants since
1970 (to 2001)
Energy and Energy and Energy and Energy and Energy and
Transportation Transportation Transportation Transportation Transportation

Pressure Pressure Pressure Pressure Pressure


primary energy consumption
(exajoules [EJ]), 1958–2000
fossil fuel consumption (total,
crude oil, natural gas, coal)
(EJ), 1958–2000
secondary energy use (EJ), with
actual use and energy saved
through improved efficiency,
1990–2000
passenger travel (car, plane,
bus, train), (thousand million
passenger-km), 1976–2000
automobiles, vans, and light per capita annual gasoline trend in gasoline use by
trucks fossil fuel use, (thousand consumption for motor motor vehicles
millions litres of gasoline), vehicles, 1997
1950–1998
urban automobile and transit use
(thousand millions passenger-km),
1976–2000
State State State State State

Impact Impact Impact Impact Impact

Response Response Response Response Response

Environmental Indicators for North America


new vehicles fuel efficiency
(l/102 km), 1977–2001
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

Pollution Issues Pollution Issues Pollution Issues Pollution Issues Pollution Issues

Climate Change Climate Change Climate Change Climate Change Climate Change
Pressure Pressure Pressure Pressure Pressure
total GHG emissions total GHG emissions
(gigatonnes CO2 equivalents), (gigatonnes CO2 equivalent),
1980–2000 1980–2000, with
Kyoto benchmark
State State State State State
mean Canadian temperature
variation, 1961–1990 (5-yr avgs)
Impact Impact Impact Impact Impact
# weather-related disasters,
1900–1999
Response Response Response Response Response

O3 Layer O3 Layer O3 Layer O3 Layer O3 Layer
Pressure Pressure Pressure Pressure Pressure
new supplies: O3 -depleting US production of selected trends in ODS
substances (CFCs and all ODSs) ODSs (103 metric tonnes of production
(kilotonnes, CFC-11 equivalent), CFC-11 equivalent ),
1979–2000 1958–1993
State State: State State State

Impact Impact Impact Impact Impact
mean annual O3 level over O3 levels over North trend in O3 levels over
Canada (Dobson units*), America (Dobson units), North America
1957–2001 1979 and 1994
Response Response Response Response Response

Air Quality Air Quality Air Quality Air Quality Air Quality
Pressure Pressure Pressure Pressure Pressure
SO2 emissions for total Canada sectoral SO2 emissions trend in criteria
and eastern Canada (106 tonnes), (103 short tonnes), pollutants emissions
1980–2000, with targets 1982–2001

123
*defined as thickness of 1 mm of ozone at 0­ºC at sea level pressure
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Indicators for Canada Environmental Indicators Series

NOx emissions (106 tonnes), sectoral NOx emissions


1980–2000 (106 short tonnes), 1982–2001
non-methane VOC emissions sectoral VOC emissions
from all sources (kilotonnes), (103 short tonnes),
1980–2000 1982–2001
sectoral, direct PM10 emissions
(103 short tonnes), 1985–2001
sectoral direct PM2.5 emissions
(103 short tonnes), 1992–2001
sectoral Pb emissions (103 short
tonnes), 1982–2001
criteria pollutants aggregate
emissions change (%) compared
to growth measures, 1970–2000
108 toxic air pollutants: national
air toxics emissions (106 tonnes/day)
1990–1993, 1996
State State State State State
total suspended levels PM, NO2,
SO2, and CO (% maximum
acceptable levels) 1980–2000
average annual ambient PM2.5 annual average PM2.5 average annual PM2.5
levels (5 cities, μg/m3), 1998, concentrations, 6 categories concentrations
1999, 2000 (μg/m3), 2001 (map)
national ambient levels: ground % air pollution monitor-
level O3 (ppb), 1990–2000 ing stations (urban and
suburban areas) with O3
exceeding 8-hour mean
concentrations (4 ranges)
1990–2002
ground-level O3 mean 8-hour 03 regional air monitoring stations trend in O3
concentrations (ppb) for eastern concentrations (ppm), exceeding 8-hour O3 concentrations,
and western provinces, 1982–2001 (map) threshold for <4 days, by region
1982–2000, with Canada-wide and >4 days, 2002
standard as benchmark (2 maps)

Environmental Indicators for North America


NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

percent reduction in
concentration of 6 criteria
air pollutants, 1982–2001
compared to 1992–2001
Impact Impact Impact Impact Impact
# and % days w/ Air Quality
Index (AQI) greater than 100,
1988–2001
mean daily 8-hr max O3 people (#) living in areas w/ population exposed to 8-hr
exposure by population 8-hr O3 and PM2.5 levels O3 above acceptable levels
(ppb), 1986–2000 above NAAQS, 2001
Pb (g/dkl) in blood of children
5 and under, 1976–1980,
1988–1991, 1992–1994,
1999–2000
Response Response Response Response Response

Acid Deposition Acid Deposition Acid Deposition Acid Deposition Acid Deposition
Pressure Pressure Pressure Pressure Pressure
3
Canada and eastern Canada sectoral SO2 emissions (10
total SO2 emissions (106 tonnes), short tonnes), 1982–2001
1980–2000, with targets
NOx emissions (106 tonnes), sectoral NOx emissions (103
1980-2000 short tonnes), 1982–2001
SO2 power plant emissions
(106 tonnes), 1980–2001
NOx power plant emissions
(106 tonnes), 1990–2001
State State State State State

Impact Impact Impact Impact Impact


2
lake SO level trends (% lakes
4
studied in 3 regions),
1981–1997
lake acidity trends 1981–1997
(% of lakes studied)

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Indicators for Canada Environmental Indicators Series

wet SO42 deposition 4-year wet SO42 deposition (kg/ha), change in wet S042
mean (kg/ha, 7 categories), 1989–1991 compared to deposition distribution
1980–1983 compared to 1999–2001 (map of US)
1996–2000 (map of eastern
North America)
wet NO3 deposition (kg/ha, wet NO3 deposition (kg/ha), change in wet NO3
7 categories) 4-year mean, 1989–1991 compared to deposition distribution
1980–1983 compared to 1999–2001 (map of US)
1996–2000 (map of eastern
North America)
Response Response Response Response Response

Indoor Air Quality Indoor Air Quality Indoor Air Quality Indoor Air Quality Indoor Air Quality

Pressure Pressure Pressure Pressure Pressure

State State State State State



Impact Impact Impact Impact Impact
% homes w/ young children
exposed to environmental
tobacco smoke, 1986–1998
C10H12N2O (μg/ml) in blood of
children age 5 and under,
1990–1991 and 1999–2000
# homes and % national housing
units above EPA Rn action
levels, 1991
Response Response Response Response Response

Toxic Substances Toxic Substances Toxic Substances Toxic Substances Toxic Substances
Pressure Pressure Pressure Pressure Pressure
% emissions change (15 toxic total Toxics Release Inventory
substances w/ matched data (TRI) releases across industry
(NPRI), 1995–2000 (short tonnes), 1998, 1999,
2000; yearly totals; and change

Environmental Indicators for North America


by industry 1998–2000
Hg emissions (103 kilograms),
1990–2000
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

total Toxics Release Inventory


(TRI) releases by industry
(%), 2000
State State State State State
trends in toxic chemicals
(energy recovery, quantity
released, quantity treated,
recycled), 1998–2000
(short tonnes)
Impact Impact Impact Impact Impact
PCBs and DDT Great Lakes
atmospheric deposition (kg/yr),
1992–1998
contaminant levels (ppm DDE Great Lakes fish tissue PCBs
and PCBs) in double-crested (ppm), 1972–2000
cormorant eggs at 4 sites,
1970–2000
Response Response Response Response Response
17 waste minimization priority
chemicals (WMPC) releases
(106 lbs), 1991–1998
Waste Waste Waste Waste Waste
Pressure Pressure Pressure Pressure Pressure
municipal solid waste (MSW)
generation rates (total tonnes and
per capita lbs/day), 1960, 1970,
1980, 1990, 1995, 2000
total amount radioactive waste
generated, by type and unit, 2000
State State State State State
composition of total municipal
solid waste generated (%), 2000

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Impact Impact Impact Impact Impact


# and location of MSW landfills
in 4 regions, 2000
# and location of RCRA
hazardous waste management
facilities, by EPA region, 1999
# and location of Superfund
National Priorities List (NPL)
sites by status and milestone,
1990–2002
Response Response Response Response Response
total non-hazardous solid waste municipal solid waste (MSW) trends in MSW
disposal and recycling/reuse by management (composting, management
sector (megatonnes), 1996, 1998, recycling, combustion, landfill),
2000 (megatonnes), 1960–2000
per capita non-hazardous solid source reduction of MSW
waste disposal and (megatonnes), 1992–2000
recycling/reuse (kg/person), quantity of RCRA hazardous
1994, 1996, 1998, 2000 waste generated (% by region)
and managed (% by method)
# and location of RCRA
corrective action sites
Natural Resources Natural Resources Natural Resources Natural Resources Natural Resources
and Services and Services and Services and Services and Services
Land Use Land Use Land Use Land Use Land Use
Pressure Pressure Pressure Pressure Pressure
State State State State State
long-term (pre-settlement) long-term (pre-settlement)
and recent trends in and recent trends in
ecosystem extent (% of all ecosystem extent (% of all
lands in 4 types), lands in 4 types),
1950s–1990s 1950s–1990s
long-term (pre-settlement)
extent (% of total land area)

Environmental Indicators for North America


and 1992 extent (acres) of
6 ecosystem types, with
changes from 1950s
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

change in ecosystem area


compared to 1955 (Macres)
land cover (6 categories)
and ocean depth (6 categories)
(map)
bird species (types of birds), natural ecosystem services
as characteristics of landscape
composition, and pattern, as
an indicator of landscape
condition, 1995–1996
terrestrial plant growth index,
by ecosystem, 1989–2000
fragmentation of landscape
pattern (national level)
Impact Impact Impact Impact Impact
% of land area and stream
and coastline length,
according to the level of
disturbance, management,
or physical alteration
Response Response Response Response Response

Freshwater Resources Freshwater Resources Freshwater Resources Freshwater Resources Freshwater Resources
Pressure Pressure Pressure Pressure Pressure
freshwater withdrawals: sectoral total freshwater trends in municipal
sources (109 gallons/day), withdrawals for irrigation, water extraction
1960–1995 thermoelectric, industrial,
municipal and rural use
(109 gallons [Bg]/day),
1960–1995
total withdrawals: surface
water and groundwater
(Bg/day), 1960–1995
daily municipal water
use/capita (l/person)
1983–1999
total daily municipal water

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use (Gl/day), 1983–1999
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Indicators for Canada Environmental Indicators Series

water abstractions/irrigated
land area (m3/ha/year), 1997
cultivated land: % irrigated
areas share, 1997, and %
change since 1980
sources of acidity (watershed
sources, organic or acid
deposition) in acid-sensitive
lakes and streams, 1984–1986
Hg, dioxin, PCBs, PBTs toxic
release to water, 2000
State State State State State
extent of ponds, lakes, and extent of ponds, lakes,
reservoirs, excluding the Great and reservoirs, excluding
Lakes (Macres), 1950s–1990s the Great Lakes (Macres),
1950s–1990s
est. streams and rivers mileage, length of small, medium,
1997-2002 and large streams and
rivers
extent of submerged aquatic riparian land cover of
vegetation in estuarine systems streams and rivers (%
(acres) riparian miles, each of 3
land use catergories),
1990’s
% of lake and reservoir
area with low-, medium-,
and high-clarity water
stream habitat quality
Impact Impact Impact Impact Impact
freshwater quality
index
% stream, pond, lake,
and riparian zone miles
and wetland acres that
have been altered

Environmental Indicators for North America


groundwater levels
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

NO3- levels (mg/l) in streams


of forests, grasslands and
shrublands, farmlands, urban
and suburban ecosystems,
1992–1998
NO3- load carried by 4 major NO3- load carried by 4
rivers (kilotonnes/yr), major rivers (kilotonnes/year),
1950s–2000 1950s–2000
total N yield (lbs/acre/year) total N yield (lbs/acre/year)
from major watersheds from major watersheds (6
(6 categories), 1996–1999 categories), 1996–1999 (map)
(map)
annual mercury wet deposition
(μg/m2), 2001 (map)
number of contaminants in number of contaminants in
streams and ground water (% streams, ground water, and
of sites, 3 categories), streambed sediment (% of
1992–1998 sites, 3 categories), 1992–1998
summary of detections of 1 or
more pesticides in streams and
ground water (frequency of
detection as % of samples),
1992–1998
watersheds in sediment quality
inventory (1980–1999)
containing areas of particular
concern (APCs) (map)
% tested sites (large rivers)
w/ total P concentrations
(4 ranges ppb) 1991–1996

% all lakes with indicated
total P concentration
(4 ranges ppb)
% urban/suburban stream
sites w/ detected number
of contaminants (3
catagories), 1992–1998

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% stream sites exceeding #


human health and aquatic
life standards or guidelines
(3 categories) , 1992–1998
% groundwater sites
exceeding # human health
standards or guidelines (3
categories), 1992–1998
streambed sediment: %
stream sites exceeding #
aquatic life standards or
guidelines (3 categories),
1992–1998
% urban/suburban stream
sites w/ chemical contaminant
concentrations above aquatic
and human health standards
and guidelines, 1992–1998
animal mortality events animal mortality events
(#/5yrs, regional), 1985–1989, (#/5yrs, regional), 1985–1989,
1990–1994, 1995–1999 1990–1994, 1995–1999,
and by region (6)
tropic state index for northeast
lakes, 1991–1994
% municipal population on
sewers with 2ndary and/or
3tiary treatment, 1983–1999
total estimated P loadings to
waters from municipal
wastewater treatment plants
(tonnes/year)
# reported waterborne disease outbreaks (#/yr) attributed to
outbreaks (#/yr) associated with waterborne disease-causing
drinking water (type of water organisms (drinking water
system), 1971–2000 or recreational contact), 1970s
to 2000

Environmental Indicators for North America


NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

% gauged streams/rivers
w/ major, moderate, and
minimal low flow and high
flow changes, 1970s, 1980s,
and 1990s, against
1930–1949 reference period
% gauged streams/rivers
w/ low and high flows
increase, decrease, or timing,
1970s, 1980s, 1990s, against
1930–1949 reference period
Response Response Response Response Response
population (total and %) served
by community water systems w/
no reported national health-based
standards violations, 1993–2002

Wetlands Wetlands Wetlands Wetlands Wetlands


Pressure Pressure Pressure Pressure Pressure

State State State State State


% wetland area (5 % wetlands area, 1986 est. wetland extent (acres), freshwater wetlands (% trend in % land area in
categories), 1986 (distribution map) 1977–1982 and 1997–2002 land area), 1950–2000 wetlands
(distribution map)
extent of freshwater
wetlands (Ma),
1950s–1990s, and
historic total (1780)
Atlantic and Gulf Coasts
coastal vegetated wetlands
(Ma), 1950–2000
altered freshwater ecosystems
trends in selected freshwater
wetlands (acres), 1954–1997
regional non-federal wetland
losses and gains and reasons
for conversion (%),
1992–1997 (map)

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Indicators for Canada Environmental Indicators Series

average annual wetland loss


(acres), 1954–1974, 1974–1983,
1986–1997
Impact Impact Impact Impact Impact

Response Response Response Response Response

Coastal Resources Coastal Resources Coastal Resources Coastal Resources Coastal Resources
Pressure Pressure Pressure Pressure Pressure

State State State State State
est. estuarine surface area (acres)
and coastline (miles), 1996–1998
coastal living habitats extent coastal living habitats extent
(106 acres), 1950s–1990s (106 acres), 1950s–1990s
% of total regional shoreline, in % of total regional shoreline in
types of coastal shoreline, by types of coastal shoreline by
region, 2000 region, 2000
% coastal areas where benthic % ocean bottom area
communities are in good, fair, where benthic communities
or poor condition, in are undegraded, moderate,
Mid-Atlantic, South Atlantic or degraded, by region,
and Gulf of Mexico, 2000 1990–1997 and 1999–2000
water clarity: % estuarine area
with good, fair, or poor light
penetration, 1990–1997
estuarine area with poor, fair, % estuarine and coastal
or good dissolved oxygen areas by level of dissolved
conditions, 2000 oxygen
% Mid-Atlantic estuarine
areas with low, intermediate,
or high total organic carbon
content in sediments,
1997–1998
chlorophyll concentrations chlorophyll concentrations

Environmental Indicators for North America


(ppb) in 9 ocean regions, (ppb) in 9 ocean regions,
1998–2000 1995–2000
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

% estuaries w/ high, moderate, % estuaries with high,


or low eutrophic condition moderate, and low
levels, 1998 chlorophyll concentrations
Impact Impact Impact Impact Impact
sediment contamination
of ocean
sediment enrichment (% area) coastal sediment
by metals, pesticides, and PCBs contamination (% area
due to human sources in exceeding indicated #
estuaries of 5 regions, guidelines) in estuaries of
1990–1997 5 regions, 1990–1997
and 1999–2000 (3 categories)
coastal sediment in estuaries
(% area) exceeding # of
guidelines (3 categories)
for aquatic life, 1990–1997
and 1999–2000
sea surface temperature
change (Western and Eastern
regions, against 14-yr average),
1985–2000
reported sources of pollution
(%) that resulted in beach
closings or advisories, 2001
number of beach days that % “beach-mile-days”
beaches are closed or under affected by various levels
advisory, 2001 of Enterococcus
# unusual marine mortaities, # unusual marine mortalities,
1992–2001 1992–2001
# harmful algal blooms of
low, medium or high intensity
Response Response Response Response Response
coastal erosion
management

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Fish Resources Fish Resources Fish Resources Fish Resources Fish Resources
Pressure Pressure Pressure Pressure Pressure
commercial fish and
shellfish landings by
region (megatonnes)
1950–2000
State State State State State
% commercially important
fish stocks w/ known status
(increasing or decreasing
volume), by region,
1981–1999
Impact Impact Impact Impact Impact
% fish samples exceeding
number of standards or
guidelines for aquatic life
(3 categories), 1992–1998
occurrence (% of fish samples) occurrence (% of fish
of contaminants (3 categories) samples) of contaminants
in fish tissue, 1992–1998 (3 categories) in fish tissue,
1992–1998
watersheds w/ fish tissue
concentrations exceeding
health-based national water
quality Hg criteria, 2001
(map)
watersheds with fish tissue
concentrations exceeding
health-based national water
quality PCBs criteria, 2001 (map)
fish abnormalities (% fish concentration of PCBs,
examined), 2001 mercury, and DDT in
edible tissue of seafood
from coastal waters
Response Response Response Response Response

Environmental Indicators for North America


% river (miles) and lake
(acres) under fish consumption
advisory, 1993–2001
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

Forests Forests Forests Forests Forests


Pressure Pressure Pressure Pressure Pressure
total area harvested (kha), timber harvest (by trend in timber harvest
1950–1998 primaryproduct category
and by region, Bft3),
1950–2002
owner group (public/private) owner group
timber removals (thousand millions (public/private) timber
square feet [Bft2]), various years growth and harvest by
from 1952 to 2001 region (Bft3), 1950–2002
recreation in a forest
setting (thousand millions
times/yr, 11 categories), 2001
State State State State State
forest crown closure forest lands acreage est., acres of forests (Ma) East trend in forest cover
(each 102 ha), from 1977–1982 and 1997–2002 and West, 1600–1900
satellite images, 1998 and 1950–2000
(map)
total area of each of 12 trends in forest types trends in forest types
ecosystems with crown (increasing or decreasing (increasing or decreasing
closure over 10%, 1998 in area), by region (Western, in area), by region
Eastern), 1963–1997 (Western, Eastern)
1963–1997
acres of forest land ownership acres of forest by land
(private and public) by region ownership East and West
(4 regions), 2001 (public, forest industry,
other private), 1997
% forest lands with
stands in several age
classes, 1997
forest bird species population populations (# of tree and bird trend in forest bird
status (3 categories) in 4 species or groups of species) populations
forested ecozones (number of representative forest species,
of species), 1968–2000 by diameter class (<-50%; -50%
to 0%; 0 to +50%; >+50%),
1970–2002

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% trees in each of 4 RPA


regions with diminished
biological component: (%
yes and % no), 1990–1999
(map)
contribution of forest forests C storage (gigametric
ecosystems to total global tonnes), 1950–2000, East
carbon budget: average Mt/yr and West
net carbon pool change,
1953–1996
Impact Impact Impact Impact Impact
forest cover and neighborhood forest cover and neighborhood
size (% mostly forested), in the size (% mostly forested) in the
East and West (immediate, East and West (immediate,
local, and larger neighborhood), local, and larger neighborhood),
1992 1992
spruce budworm defoliation: acres forest disturbed by acres forest disturbed by
consecutive yrs (two categories), insects, forest fires, and disease insects, forest fires, and disease
1980–1996 (map) (Ma), 1979–2000 (Ma), 1979–2000
forest fires (103) and area % forest lands burned by trend in area burned in
burned (Mha), 1970–2000 wildfire (compared to forest wildfires
pre-settlement)
% change in annual harvest,
annual growth, and growing
stock since 1990
total area of forest
community types with
significantly reduced
areas (since pre-settlement)
number of community
types with significantly
reduced area that are
increasing or decreasing
in size (4 categories)
ozone injury to trees (% of

Environmental Indicators for North America


plots in 4 regions), 1994–2000
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

frequency distribution of %
of plot area exhibiting evidence
of surface compaction on FHM
program plots, 1999–2000
% forest streams with
mean NO3- concentrations
(1 of 4 ranges), 1992–1998
Response Response Response Response Response
trend in % strictly protected % forest area in East and trend in area of protected
area, for 4 ecozones, 1992–2001 West in 1 of 4 forest
management categories,
1953–1997
forest planted timberland
(% area), 1953–1997
% natural/semi-natural
forest land area,
1953–1997
forest natural/semi-natural
timberland (% area), 1953–1997
Agricultural land Agricultural land Agricultural land Agricultural land Agricultural land
Pressure Pressure Pressure Pressure Pressure
% farmland actively used
for crop production,
pasture, or haylands, 1992
% use non-cropland
areas of farmland landscape,
1992
agricultural pesticides use
(Mlbs active ingredients/yr),
1992 and 1997
fertilizer use (millions of
nutrient tonnes), 1960–1998
State State State State State
farmlands (croplands and croplands (% farmland
pasturelands) acreage est., area), by region, 1992
1977–1982 and 1997–2002

139
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140
Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

extent of croplands (acres), total acres in croplands


1997 (map) (Ma), 1950–2000
trends in % soil organic
matter (dry weight), by %
cropland, and by region
% croplands in different
ranges on Nematode
Maturity Index (NMI)
status of animal species
in farmland areas
native vegetation remaining
in cropland areas
Impact Impact Impact Impact Impact
change in cropland, CPR
land, and pastureland
acreage, 1982, 1987, 1992,
1997
% change (6 categories) in
cropland area, 1992–1997
(map)
degree of fragmentation
of farmland landscapes
by development
% of natural patch areas
in compact, elongated,
and intermediate patches
# watersheds with low,
moderate, and high potential
for sediment runoff from
croplands and pasturelands,
1990–1995 (map)
# watersheds with low,
moderate, and high potential
for pesticide runoff from farm
fields, 1990–1995 (map)

Environmental Indicators for North America


estimates of risk of nitrogen
export by watershed, 1992
estimates of risk of phosphorus
export by watershed, 1992
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series
wind and water erosion
distribution on croplands
and CRP lands (tonnes/yr),
1997 (map)
croplands most prone to croplands most prone to
wind erosion, (dot = 2*104 wind and water erosion,
acres), 1997 (map) (dot = 2*104 acres), 1997 (map)
% share agricultural land % farmland, according to % farmland susceptible to
(5 regions) subject to potential for wind and water erosion
unsustainable water erosion, water erosion (3
1981, 1991, 1996 categories), 1982–1997
% cropland with different
levels of salt content (dS/m)
habitat quality of farmland
streams
% change in residual N % farmland streams and
levels on agricultural land, groundwater sites w/ mean
in regions (3 categories), NO3- concentrations (1 of
1981–1996 4 ranges), 1992–1998
average # pesticides in
farmland streams and shallow
groundwater wells,
1992–1998
% streams and shallow
groundwater wells with
pesticide concentrations
exceeding standards and
guidelines for human health
and aquatic health, 1992–1998
% farmland streams w/ mean
annual P concentrations
(1 of 4 ranges), 1992–1998
pesticide residues in food
(% of samples), 2000
Response Response Response Response Response
% change in # bare soil days
on agricultural land, in 5
regions, between 1981
and 1996

141

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142
Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

Grasslands Grasslands Grasslands Grasslands Grasslands


and Shrublands and Shrublands and Shrublands and Shrublands and Shrublands
Pressure Pressure Pressure Pressure Pressure
cattle (106) grazing on
grasslands, shrublands
and pastures (rather than
feedlots), during July,
1994 to 2002
acres of grassland/shrubland
by land use (Macres),
1994–2002
State State State State State
grasslands and shrublands grassland/shrublands from
acreage, est. 1977–1982 and 1992 satellite image
1997–2002
extent (acres) of grasslands and extent (acres) of grasslands
shrublands, 1992 (lower 48 and shrublands, 1992
states) and 1991 (Alaska) (lower 48 states) and
1991 (Alaska)
total C stored in grasslands
and shrublands (soils and
plants) (109 metric tonnes)
Impact Impact Impact Impact Impact
% grassland/shrubland
streams and rivers with
at least 1 no-flow day/yr,
and % where zero-flow
duration periods are
longer or shorter than
50-year mean,
1950s–1990s
area and size of grassland
and shrubland patches
(% of total in patches –
5 size categories)

Environmental Indicators for North America


grassland and shrubland
groundwater NO3- (% sites
tested, 4 categories)
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

% grassland and shrubland


areas where depth to
groundwater falls within
several ranges
fraction of grassland and
shrubland areas that burn
more or less often as before
European settlement
riparian condition
Response Response Response Response Response

Biodiversity Biodiversity Biodiversity Biodiversity Biodiversity
Pressure Pressure Pressure Pressure Pressure
% all watersheds w/ different % all watersheds w/
#s of non-native fish species different #s of non-native
w/ estabished breeding fish species w/ estabished
populations, 2000 breeding populations, 2000
different #s established
breeding populations of
non-native fish species,
by watershed, 2000 (map)
population trends
comparison between selected
non-invasive native and
invasive grassland/shrubland
bird species, 1966–2000
% forest, and %
grassland/shrubland area
covered by non-native plants
State State State State State
population trends (% species population trends (%
increasing) of invasive and species increasing) of
native, non-invasive birds, invasive and native,
1966–2000 non-invasive birds,
1966–2000
% of all sites (fish and
benthic animals) with
different levels of disturbance

143
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

144
Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

plant growth index, (regional),


based on 11-yr average, by
ecosystem and regional,
1988–2000, and 2000 map
fish diversity: # fish species
(low or high diversity),
1997–1998 (map)
Impact Impact Impact Impact Impact
endangered and threatened at-risk land and freshwater at-risk land and #s threatened species or
species and subspecies, and plant and animal native freshwater plant and % of all species 2000
populations (#s) in each of 3 species, by risk categories animal native species,
ecozones, 2001 (map) (% all species), 2000 by risk categories
status change in reassesed % imperiled species % land plants and
species at risk (4 COSEWIC (ecosystem), 2000 freshwater species at risk,
categories), 1985–2002 (regional) 2000
at-risk native forest species at-risk native forest species
(% of all forest species), by (% of all forest species),
risk category, 2000 by risk category, and at-risk
species by region, 2000
at-risk native grassland and at-risk native grassland
shrubland species (% of all and shrubland species (%
grassland and shrubland of all grassland and
species), by risk category, 2000 shrubland species), by risk
category, 2000
% wetland plant
communities (4 degrees risk
elimination, regional), 2000
% native marine species at extinction
risk (5 categories, regional), 2000
degree to which “original”
plants and animals are either
absent entirely or are at risk
of being lost from metropolitan areas
Response Response Response Response Response
strictly protected areas

Environmental Indicators for North America


(IUCN I–III) and total protected
areas (all classes), as % Canada’s
total area, 1900–2000, showing
international target
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

% strictly protected ecoregions


(4 categories), 2001 (map)
# strictly protected sites in
each size range (7 categories,
km2)
Urban Areas Urban Areas Urban Areas Urban Areas Urban Areas
Pressure Pressure Pressure Pressure Pressure
% urban/suburban area
that is impervious
(4 categories)
State State State State State
extent of non-federal developed acres of urban and
land (metropolitan area suburban areas, by region
boundaries), 1997 (map) (Ma), 1992
urban/suburban area
as % of total region’s
land, 1992
% of urban/suburban
land composed of wetlands,
croplands, grass/shrublands,
and forests, by region, 1992
patches of forest, grassland,
shrubland, and wetland in
urban and suburban areas,
by region (% of all natural
lands), 1992
total patches of forest,
grassland, shrubland, and
wetland, in urban and
suburban areas, and by
region (% of all natural
lands), 1992
Impact Impact Impact Impact Impact
change in acres of developed suburban/rural land
land (urban and suburban use change
areas and rural transportation
land), by watershed,

145
1982–1997 (map)
NRTEE (Canada) Environment Canada United States EPA The Heinz Center (USA) Common Indicators

146
Environment and Environmental Signals: Draft Report on The State of the Generic indicators
Sustainable Development Canada’s National the Environment 2003 Nation’s Ecosystems common to both countries
Indicators for Canada Environmental Indicators Series

% urban/suburban land
that is undeveloped (5
categories, regional), 1992
% all natural areas w/in
urban and suburban lands
w/ varying size patches
(5 catagories, regional), 1992
% streams draining urban
watersheds with average
NO3- concentrations in 1
of 4 ranges, 1992–1998
% streams draining urban
watersheds with average
annual P concentrations
in 1 of 4 ranges, 1992–1998
average difference between
urban and rural air temperature
(% metropolitan area in 1
of 3 categories)
# and type of “disruptive”
species found in metropolitan
areas, and by region
Response Response Response Response Response

Natural Disasters Natural Disasters Natural Disasters Natural Disasters Natural Disasters
Pressure Pressure Pressure Pressure Pressure

State State State State State

Impact Impact Impact Impact Impact

Response Response Response Response Response

National Responses National Responses National Responses National Responses National Responses

Environmental Indicators for North America


(expenditures) (expenditures) (expenditures) (expenditures) (expenditures)
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158 Environmental Indicators for North America


United Nations Environment Programme
P.O. Box 30552, Nairobi 00100, Kenya
Tel: (+254) 20 7621234
Fax: (+254) 20 7623927
E-mail: uneppub@unep.org
Web: www.unep.org

North America’s environment—air currents, watersheds, and wildlife and their


habitat —is not dissected by political borders. But Canada and the United States
often measure environmental conditions and report on them using different
indicators. This report examines the environmental indicators used by both
nations, suggests a way develop a set of North American indicators, and using a
number of common indictors, provides a snapshot of the level of progress being
made in protecting the environmental assets and services that underpin North
America’s economy.

For further information

Division of Early Warning and Assessment


United Nations Environment Programme
P.O. Box 30552, Nairobi 00100, Kenya
Tel: (+254) 20 7624028 Fax: (+254) 20 7623943 Email: dewa.direc tor@unep.org
Web: www.unep.org

UNEP/DEWA/RS.06-1

DEW/0791/WA

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