Prevalence of Sleep Disorder 1 (Y.2010)
Prevalence of Sleep Disorder 1 (Y.2010)
Prevalence of Sleep Disorder 1 (Y.2010)
Author Manuscript
Pediatrics. Author manuscript; available in PMC 2011 June 1.
Published in final edited form as:
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Abstract
OBJECTIVES—The primary aim was to determine the prevalence of International Classification
of Diseases, Ninth Revision (ICD-9), sleep disorders diagnosed by pediatric providers in a large,
primary care network. Secondary aims were to examine demographic variables related to these
diagnoses and to examine the frequency of prescriptions for medications potentially used to treat
sleep disorders.
METHODS—Electronic medical records were reviewed for 154 957 patients (0 –18 years) seen
for a well-child visit in 2007. Information collected included ICD-9 sleep diagnoses, demographic
variables, comorbid attention-deficit/hyperactivity disorder and autism spectrum disorders,
provider type, and medications.
RESULTS—Across all ages, 3.7% of youths had an ICD-9 diagnosis for a sleep disorder. The
most-common diagnoses were sleep disorder not otherwise specified, enuresis, and sleep-
disordered breathing. Predictors of sleep disorders varied according to developmental age group
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education and support for primary care providers in the diagnosis and treatment of pediatric sleep
disorders.
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Keywords
sleep disorders; children; adolescents; primary care
Sleep disturbances are common in youth,1 including both medically based (eg, obstructive
sleep apnea [OSA], restless leg syndrome, periodic limb movement disorder, and
narcolepsy) and behaviorally based (eg, behavioral insomnia of childhood) sleep disorders.
Common complaints include trouble falling asleep, night waking, snoring, excessive
daytime sleepiness, and poor daytime functioning. These complaints often are signs of
treatable sleep disorders. However, several studies found that sleep disorders may be
underdiagnosed in pediatric practices.2–4 If sleep disorders are not diagnosed and are left
untreated, their negative impact on daytime functioning may be significant.5–7
Studies indicated that most parents do not report significant sleep concerns to their
pediatricians.2,4,8 One study found that <15% of children with current parent-reported sleep
disorder symptoms had chart notes indicating those sleep issues.3 Reasons for this
underreporting may include a lack of parent and provider awareness about the serious
consequences of insufficient or disrupted sleep and the lack of physician training and
comfort with the assessment and diagnosis of pediatric sleep disorders.9
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Pediatric sleep disorders fall into multiple categories, with varying prevalence rates.
Approximately 1% to 3% of children have OSA, whereas 5% to 27% have primary
snoring.10–14 Behavioral insomnia of childhood, which involves bedtime problems and night
waking, affects 20% to 30% of infants and toddlers and up to 5% of school-aged
children.15–17 Rates of primary or psychophysiological insomnia range between 5% and
20%,11,18,19 with rates being higher among adolescents and youths with developmental
disorders. Parasomnia rates range from 5% to 35%, depending on the disorder (eg, sleep
terrors versus enuresis) and the child’s age.11,12,20,21 Sleep-related movement disorders
(periodic limb movement disorder and restless leg syndrome) are estimated to affect 2% to
8% of youths.12,22–24 Finally, the prevalence rate of narcolepsy among youths is yet to be
determined (the prevalence rate among US adults is 1 case per 2000 individuals), although
one-half of adult patients report the onset of symptoms before age 20.25
Although some of those prevalence studies used large populations, none examined
prevalence rates on the basis of diagnoses given by pediatric primary care practitioners.
Therefore, the primary aim of this study was to determine the prevalence of sleep disorders
in a large, representative sample of youths seen in pediatric primary care practices. Because
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sleep disorders may vary according to demographic variables (eg, age, gender, and race), the
second aim was to examine the relationship between demographic variables and the
diagnosis of sleep disorders. Finally, although no medications have been approved by the
Food and Drug Administration for the treatment of sleep disturbances in children, multiple
studies have suggested that primary care practitioners frequently prescribe medications to
treat sleep difficulties in children.26–28 Therefore, the third aim was to examine the
prevalence of medications potentially prescribed to treat sleep difficulties in pediatric
primary care practices.
METHODS
Participants and Procedure
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An electronic medical record review was conducted for all well-child care visits that
occurred between January 1, 2007, and December 31, 2007, in 32 urban or suburban
pediatric practices (with 175 physicians and 22 nurse practitioners) affiliated with a large,
tertiary care, children’s hospital. The sample included 154 957 children and adolescents
(Table 1). For children with >1 well-child care visit, only the most-recent visit was used.
Data Extracted
Demographic Characteristics—Participant information was collected through a
deidentified, institutional review board-approved query of electronic medical records,
including all patients and all patient visits in the network. Demographic variables included
age, gender, race, and zip code (used to determine median household incomes on the basis
of US Census data). Medical variables included head circumference (for children ≤1 year of
age), BMI (for children ≥2 years of age), and provider type (attending physician, fellow/
resident, or nurse practitioner).
and existing diagnoses were included (ie, diagnosis might not have been the result of the
current well-child visit but was part of the child’s medical record). Sleep diagnoses were
grouped into 11 diagnostic categories (see Table 2 for an inclusive list of ICD-9 codes and
groupings). Rates of attention-deficit/hyperactivity disorder (ADHD), autism spectrum
disorders (ASDs), asthma, and type 1 diabetes mellitus also were collected, for comparison.
RESULTS
Sample Demographic Characteristics
The overall sample included 154 957 children, with a mean age of 6.86 years (SD: 5.21
years; range: 0 –18 years). For data analyses, the sample was divided into 5 developmentally
based subgroups according to age, that is, infants (0 –12.0 months), toddlers (12.1– 47
months), preschool-aged children (4 –5 years), school-aged children (6 –12 years), and
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adolescents (13–18 years). Detailed demographic information for all participants and all age
groups is provided in Table 1.
The χ2 analyses revealed significant differences in sleep diagnoses according to age group,
although the effect size was small ( ; P < .0001; ϕ = .05). Posthoc analyses of
standardized residuals suggested that preschool-aged (4.3%; standardized residual: 4.2) and
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school-aged (4.7%; standardized residual: 11.1) children were more likely to receive a sleep
diagnosis.
The most-common diagnosis within the infant age group was SD-NOS (n = 283 [1.3%]),
followed by infant apnea (n = 200 [0.9%]) and SDB (n = 113 [0.5%]). SD-NOS also was the
most-frequently diagnosed sleep disorder among toddlers (n = 720 [2.4%]), followed by
SDB (n = 417 [1.4%]). Preschool-aged children were most likely to receive a diagnosis of
SDB (n = 355 [1.6%]), SD-NOS (n = 346 [1.6%]), or nocturnal enuresis (n = 281 [1.3%]).
Similarly, school-aged children most-commonly received a diagnosis of nocturnal enuresis
(n = 1349 [2.6%]), SD-NOS (n = 598 [1.2%]), or SDB (n = 592 [1.1%]). Adolescents were
most likely to receive a diagnosis of nocturnal enuresis (n = 265 [0.9%]), SD-NOS (n = 246
[0.9%]), or SDB (n = 138 [0.5%]).
Diagnosed sleep disorders were more common among children from low-income areas (χ2 =
219; P < .0001; Cramer’s V = .038) (Fig 1). Posthoc analyses indicated that children from
areas with incomes of <25th percentile were more likely to receive a diagnosis (4.9%;
standardized residual: 12.0) than were children from areas with higher income levels (25th
to 50th percentile, rate: 3.5%; standardized residual: −1.9; 50th to 75th percentile, rate:
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3.4%; standardized residual: −3.6; >75th percentile, rate: 3.0%; standardized residual: −7.1).
Growth parameters also were closely related to sleep disorder diagnoses (χ2 = 293.2; P < .
0001; Cramer’s V = .115) (Fig 2). Among children <1 year of age, small head circumference
(≤2 SDs below the mean) was related to increases in diagnosis. Overall, 11.7%
(standardized residual: 16.3) of children with small head circumference received a sleep
disorder diagnosis, compared with 4.2% (standardized residual: 2.4) of children with large
head circumference (≥2 SDs above the mean) and 2.2% (standardized residual: −3.6) of
children with normal head circumference. Among children >1 year of age, sleep diagnoses
were more common (7.7%; standardized residual: 17.9) for children with higher BMIs (≥2
SDs above the mean) (χ2 = 360.5; P < .0001; Cramer’s V = .054), compared with children
with normal (3.6%; standardized residual: −4.9) and low (3.4%; standardized residual: −1.1)
BMIs. BMI was not associated with any individual diagnosis (eg, OSA); high BMI values
were distributed across the different diagnoses.
entered in the initial models included gender, ethnicity (white, black, Hispanic, Asian, or
other), income quartile, BMI (children >2 years of age), head circumference (infants only),
provider type, and comorbid developmental disorders (ADHD and ASDs). Nonsignificant
variables (P≥ .05) were trimmed from the final models (Table 4).
diagnosis.
< .0001; Cramer’s V = .186), with medications being prescribed for 13.3% of black children
(n = 5492) and 7.9% of Hispanic children (n = 263), compared with only 3.1% of white
children (n = 2753), 6.9% of Asian children (n = 223), and 3.8% of other children (n = 710).
DISCUSSION
This study is one of the first to examine comprehensively the prevalence of diagnosed sleep
disorders, on the basis of ICD-9 codes, in a large, pediatric, primary care network.
Surprisingly, only 3.7% of pediatric patients were given a sleep disorder diagnosis, which is
significantly lower than previous reports of sleep disorders in youth. Preschool-aged and
school-aged children were more likely to receive a sleep disorder diagnosis than were
patients in other age groups, with household income (determined on the basis of Census
data), growth parameters (head circumference and BMI), and comorbid developmental
disorders (ASDs and ADHD) also being related to whether a patient received a sleep
disorder diagnosis.
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The low overall prevalence rates found in this study may be attributable to a combination of
factors, including primary care providers not asking about sleep and parents not reporting
significant sleep problems. The standard review of systems covered in well-child visits often
does not include an assessment of sleep. Even if providers inquire about sleep, however,
studies have shown a significant lack of education regarding sleep medicine for physicians
(with even less education regarding pediatric sleep medicine).9,34–37 Some providers may be
reluctant to ask much about sleep, given their lack of confidence in their ability to manage
identified sleep issues.9
Overall, the sleep disorder diagnosed most commonly by the health care providers was SD-
NOS. It is not clear what symptoms or concerns led to this diagnosis, and they likely varied
widely among practitioners, but it has been postulated that this diagnosis includes more-
benign sleep disturbances, such as sleep fragmentation and difficulties falling asleep or
staying asleep. In prevalence surveys based on parental reports, the sleep problems
identified most commonly included bedtime resistance and night waking,4,16,38 which may
be consistent with the use of this diagnostic code by health care providers.
The other 2 sleep disorders diagnosed most commonly were SDB and enuresis. The
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relatively high rate of SDB diagnoses (compared with other diagnoses) likely is a result of
the American Academy of Pediatrics recommendation that all children should be screened
for snoring.39 However, the overall rate of combined SDB diagnoses we found in this study
(~1%) is still below the overall prevalence rates of 1% to 3% for OSA and 5% to 27% for
snoring.11–14 The relatively high rate of enuresis is potentially attributable to the significant
impact on family and social functioning. However, consistent with the overall findings, the
diagnosis of enuresis was still well below known prevalence rates.
One potential explanation for the low prevalence rates for all sleep disorders is that all
medical and psychiatric diagnoses are underdocumented, but this does not seem to be the
case. We also assessed the prevalence rates of diagnosed ADHD, ASDs, asthma, and type 1
diabetes, comparing the rates for our sample with national rates. ADHD was diagnosed for
4.2% of the children in our sample, which is comparable to rates in epidemiological studies
(3%–8%).40 Interestingly, children in the present study were more likely to have
documented ASDs (0.9%), compared with national prevalence rates (0.67%).41 For asthma
and type 1 diabetes, we found prevalence rates in our sample (asthma, 14.5%; type 1
diabetes, 0.21%) similar to national prevalence rates (asthma, 13.5%; type 1 diabetes,
0.17%–0.25%).42,43 Therefore, it is unlikely that the low prevalence rates of diagnosed sleep
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disorders that we saw resulted from a general lack of documentation; rather, the findings
were specific to sleep disorders.
An interesting finding in this study was the relationship between income levels and
diagnosis rates. Overall, children from lower-income families were more likely to be
diagnosed as having a sleep disorder, starting at preschool age. This relationship may be
compounded by race and ethnicity. Previous studies found that black children were at
increased risk for SDB and sleep deprivation.14 Therefore, it is possible that health care
providers are more likely to consider sleep disturbances in lower-income and/or ethnic
minority families, with sleep issues being missed in other families. Finally, it is possible that
the types of sleep problems experienced by children differ across the social strata, with
diagnosable sleep disorders such as SDB being experienced more in lower-income families
and behaviorally based sleep problems (that may not result in a formal diagnosis) being of
A second interesting risk factor that increased the rates of diagnosed sleep disorders
involved growth parameters. In infancy, head circumference was associated with increased
risk for a sleep disorder diagnosis. Prematurity, for which data were not available, is likely
associated with microcephaly, whereas both microcephaly and macrocephaly may be related
to neurologic and developmental concerns,44,45 all of which may result in increased risks for
apnea of infancy and other sleep disturbances. For older children, BMI was a risk factor for
all sleep disorder diagnoses. Clearly, SDB is related to the increasing rates of obesity,
especially in adolescents. Studies indicated that obesity is associated not only with SDB but
also with short sleep duration,46–48 which might have contributed to the increased rate of
diagnosis of SD-NOS.
Although there are no Food and Drug Administration-approved medications for sleep in
youth, the rates of medications potentially used to treat sleep problems are similar to reports
of sleep medications used by pediatricians and pediatric psychiatrists and during pediatric
hospitalizations.26,29,49–51 It is important to note that, although the proxy method used in
this study was based on the paradigm used in previous studies, the current study results may
overestimate the use of medications recommended for sleep problems.27,29
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This study has several strengths, including the use of a large, representative population of
youths and the examination of demographic, growth, and medical factors related to the
diagnosis of pediatric sleep disorders. However, there are several limitations that should be
noted. First, the use of diagnostic codes precluded identification of “sleep problems” such as
bedtime problems/night waking for young children or difficulty waking up for adolescents.
Although sleep problems may explain why SD-NOS was the most-common diagnosis, the
rates are still far below those in previous reports. Second, sleep problems might have been
discussed during the well-child visit but deemed not significant enough to warrant a
diagnosis. Third, although we used an approach to the identification of potential sleep
medications similar to that used in previous studies, this proxy method may overestimate the
use of medications prescribed for sleep disorders. However, the rates also may be
underestimates; for example, use of diphenhydramine, which can be obtained without a
prescription and is the most-commonly reported medication recommended for the treatment
of pediatric insomnia, would not be captured in these records.
Identified future directions include an additional analysis of sleep complaints, which are
provided as text within the electronic medical records. This should help elucidate whether
sleep problems are being discussed and noted even if diagnoses are not being given. A
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review of treatment recommendations from text in the electronic medical records would
provide additional information on the care of sleep disorders in pediatric practices. Finally,
additional research needs to be conducted within the pediatric community regarding reasons
for the low rates of documented sleep-related disorders.
The results of this population-based study highlight the need for increased awareness of
pediatric sleep disorders, including additional education for health care providers regarding
the diagnosis and treatment of pediatric sleep disorders. Education about the importance of
sleep is needed for parents and youths of all ages. Because youths spend more than one-third
of their lives sleeping, more information about this part of a child’s day needs to become a
standard dialogue topic for primary care well-child visits, which would likely result in sleep
disorders becoming more widely recognized and treated.
ABBREVIATIONS
ADHD attention-deficit/hyperactivity disorder
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Acknowledgments
This study was supported in part by National Institutes of Health grant K23 MH077662.
We thank the network of primary care physicians for their contribution to clinical research through the Pediatric
Research Consortium at the Children’s Hospital of Philadelphia. We also thank Hannah Benson for her assistance
with this project.
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FIGURE 1.
Sleep disorder prevalence according to income quartile.
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FIGURE 2.
Sleep disorder prevalence according to head circumference (0 –1 year of age) (A) and BMI
(2–18 years of age) (B).
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TABLE 1
Demographic Variables According to Age Group
Patient’s gender, %
Male 51.4 51.9 51.0 51.9 49.1 50.5
Female 48.6 48.1 49.0 48.1 50.9 49.5
Patient’s age, mean ± SD, y 0.33 ± 0.30 2.14 ± 0.70 4.48 ± 0.50 8.87 ± 2.02 15.06 ± 1.58 6.86 ± 5.21
Patient’s race, %
White 48.7 54.4 59.8 59.7 59.0 57.0
Black 28.1 27.6 24.5 26.0 27.0 26.6
Hispanic 3.3 2.9 2.2 1.7 1.3 2.1
Asian 2.5 2.8 2.5 2.0 1.1 2.1
Other 17.3 12.4 11.1 10.7 11.7 12.2
Median household income, mean ± SD, $ 50 870 ± 19 466 52 364 ± 19 709 55 103 ± 20 232a 55 527 ± 20 596a 55 495 ± 20 304a 54 169 ± 20 210
a
Column means were not significantly different (Tukey’s honestly significant difference posthoc test).
TABLE 2
Rates of Sleep Disorder Diagnoses in Previous and Current Studies
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ICD-9 Diagnostic Codes Sleep Disorder Grouping Rates of Diagnosis in Rates in Current
Previous Studies, % Study, %
TABLE 3
Sleep-Related Medication Classes and Individual Medications Included
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Diazepam
Flurazepam
Lorazepam
Temazepam
Triazolam
Hypnotic agents Zaleplon
Zolpidem
Melatonin Melatonin
Chloral hydrate Chloral hydrate
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TABLE 4
Final Logistic Regression Models for Variables That Predicted Sleep Disorder Diagnoses, According to Age
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Group
Infants
Head circumference
≤2 SDs below mean 2.01 ± 0.01 7.50 (5.94–9.54)a
≥2 SDs above mean 0.46 ± 0.22 1.59 (1.03–2.44)b
Ethnicity
Black −0.55 ± 0.11 0.58 (0.46–0.72)a
Other −0.42 ± 0.13 0.66 (0.51–0.84)a
Physician provider 0.59 ± 0.20 1.80 (1.21–2.65)a
Toddlers
Male 0.23 ± 0.06 1.26 (1.12–1.42)a
Other ethnicity −0.42 ± 0.11 0.66 (0.53–0.81)a
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Odds ratios are from trimmed logistic regression analyses in which all nonsignificant variables were eliminated from the final models. Only
significant results are presented. Odds ratios of >1 represent increased odds of a sleep disorder diagnosis. Odds ratios of <1 represent decreased
odds of a sleep disorder diagnosis. B indicates standardized β. Comparison groups for odds ratios were as follows: white, female, nurse provider,
income of <25th percentile, and BMI and head circumference within 2 SDs of the mean.
a
P < .01.
b
P < .05.
NIH-PA Author Manuscript