Color and Expression
Color and Expression
Edited by Dale Purves, Duke-National University of Singapore Graduate Medical School, Singapore, Singapore, and approved April 1, 2013 (received for
review July 23, 2012)
Experimental evidence demonstrates robust cross-modal matches How might music-to-color associations occur in nonsynesthetes?
between music and colors that are mediated by emotional The two most plausible hypotheses are (i) the direct connection
associations. US and Mexican participants chose colors that were hypothesis that there are direct, unmediated associations between
most/least consistent with 18 selections of classical orchestral music colors and musical sounds (3, 9, 16) and (ii) the emotional me-
by Bach, Mozart, and Brahms. In both cultures, faster music in the diation hypothesis that color and music are linked through shared
major mode produced color choices that were more saturated, emotional associations (3, 8, 13–15, 17–19).* Although some em-
lighter, and yellower whereas slower, minor music produced the pirical support has been claimed for hypothesis ii, the small sets of
opposite pattern (choices that were desaturated, darker, and colors and/or descriptors (15, 17, 18), the small set of musical
bluer). There were strong correlations (0.89 < r < 0.99) between selections (13–15, 18), and the potential relevance of cultural
the emotional associations of the music and those of the colors comparisons preclude firm conclusions.
chosen to go with the music, supporting an emotional mediation The present results demonstrate clear, robust connections
hypothesis in both cultures. Additional experiments showed simi- between music and color that are widely shared across both
larly robust cross-modal matches from emotionally expressive faces individuals and cultures. They differ from previous findings in
to colors and from music to emotionally expressive faces. These that they (i) associate specific dimensions of color (saturation,
results provide further support that music-to-color associations lightness, and yellowness-blueness) with specific high-level mu-
are mediated by common emotional associations. sical dimensions (tempo and mode), (ii) show clear evidence of
mediation by emotional dimensions (happy–sad and angry–
|
color cognition cross-modal associations | music cognition | calm), and (iii) demonstrate a strong cultural invariance across
emotion mediation hypothesis
US and Mexican participants. Specifically, people’s experiences
of 18 brief, classical orchestral selections that varied in tempo
tions were studied and, more importantly, no actual colors were use the term, emotional associations may include conscious experiences of feelings and/
presented in the selection task, but only words. or cognitive content that accompanies such feelings.
Light
80 Sat.-Unsat. 80 Light-Dark
tions for both Bach and Mozart). They were asked to choose the
Major
five colors, in order, that were most consistent with the music and 40 40 Major
MCA Score
then the five colors, in order, that were least consistent with the Minor Minor
music (subsequent analyses have shown that essentially the same 0 0
results are obtained if only the three most/least consistent colors
-40 -40
Unsat.
are chosen).
Dark
Red
80 Yellow-Blue 80 Red-Green
sad, angry, calm, strong, weak, lively, and dreary—using a line-
mark ratings scale that ranged from −100 to +100. They also 40 40
MCA Score
in our music samples (i.e., tempo and mode) and the dimensional
-80 -80
structure of color by computing a music–color association (MCA) Slow Med. Fast Slow Med. Fast
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score for each of the 18 musical selections along each of four Tempo Tempo
color appearance dimensions (R/G, Y/B, L/D, and S/U) as rated
Fig. 2. Dimensional color associations for music at slow/medium/fast tempi
by the same participants. Conceptually, the MCA score for and in major/minor mode for the saturation, lightness, yellowness-blueness,
a given musical selection m on a given dimension d (say, satu- and redness-greenness of colors chosen as most/least consistent with the
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ration) is a linearly weighted average of the saturation ratings of music, as computed using the Music–Color Association index (MCA) defined
the five colors chosen as most consistent with that music (Cd,m) by Eqs. 1–3. (Error bars represent SEMs.)
Palmer et al. PNAS | May 28, 2013 | vol. 110 | no. 22 | 8837
differences are due to the particular musical selections we chose, studies of color–emotion associations (22–24), the two emotional
as they varied widely in musical features other than tempo and dimensions were interpretable as positive/negative valence (happy/
major/minor mode, such as loudness, orchestration and timbre, sad) and high/low potency (strong/weak). Average happy/sad ratings
pitch height, melodic structure, harmonic structure, note rate (as were correlated +0.93 with the coordinate values of the colors along
opposed to tempo), dynamic range (loudness contrast), plus the dimension 1 in Fig. 3, and strong/weak ratings were correlated +
enormous stylistic differences among music from the Baroque 0.93 with the coordinate values of the colors along dimension
(Bach), Classical (Mozart), and Romantic (Brahms) eras. 2. Similar dimensions are frequently obtained in MDS solutions
Cultural dependency was assessed by comparing the results of of many other emotional stimuli (22, 23, 25, 26). We obtained
exactly the same experiment for 49 Mexican participants at the similar results when the corresponding Mexican ratings were
University of Guadalajara. The pattern of results for tempo, scaled in the same way.
mode, and composer were remarkably similar (compare Fig. 2 The analogous emotional MDS of the US data on the 18
with Fig. S2), as indexed by very high correlations between cul- musical selections yielded a similarly good 2D solution (Fig. 3B),
tures for each color appearance dimension: +0.88 for R/G, +0.96 accounting for 99% of the variance (stress = 0.02). The same two
for Y/B, +0.97 for L/D, and +0.95 for S/U. ANOVAs including dimensions characterize the solution: positive/negative valence
both cultural datasets were performed for each of these dimen- (happy/sad) and high/low potency (strong/weak). Happy/sad rat-
sions, with culture (United States/Mexico) as a between-subject ings correlated +0.96 with the coordinate values of the colors
factor and composers, tempi, and modes as within-subject fac- along dimension 1, and strong/weak ratings correlated +0.96 with
tors, with a Bonferroni-corrected critical alpha of 0.01 to adjust the coordinate values of the colors along dimension 2. Again,
for multiple comparisons for the four color-appearance dimen- similar results were obtained when the corresponding Mexican
sions. The results revealed no interactions between culture and ratings were scaled in the same way.
tempo for R/G, Y/B, L/D, and S/U [F(2,190) = 0.20, 0.95, 1.89, The fact that the same two emotional dimensions emerged in
2.33, P > 0.01, respectively], mode [F(1,95) = 1.36, 0.00, 5.60, separate MDS solutions for colors and musical selections sup-
0.00, P > 0.01, respectively], or tempo × mode (Fs < 1.02). There ports the emotional mediation hypothesis. A more direct test can
were minor main effects of culture for the different color be formulated in terms of correlational analyses. In particular,
dimensions, for which Mexican participants chose somewhat emotional mediation implies that there should be a high corre-
lighter, yellower, and greener colors than US participants did [F lation between the emotional ratings of the musical selections
(1,95) = 5.44, 8.07, 7.78, P < 0.05, 0.01, 0.01, respectively]. There and the emotional ratings of the colors people chose as consis-
were also minor interactions involving culture and composer for tent/inconsistent with those selections. We computed the music–
the R/G and S/U dimensions, but the patterns and ordering of color association (MCAe,m) for each emotional dimension e and
the conditions were the same in both countries. musical selection m that is entirely analogous to the music–color
The emotional mediation hypothesis suggests that, as people association (MCAd,m) defined by Eqs. 1–3, except that the
listen to the music, they have emotional responses while listening emotional dimension e replaces color dimension d. This measure
to music and then pick colors with similar emotional content. For provided a combined, weighted index of, say, the happiness/sadness
example, Bach’s fast-paced dance in F-major might convey of the 10 colors chosen as being most/least consistent with each
a happy, energetic emotion, consistent with happy, energetic colors musical selection.
(e.g., saturated-yellow and light-yellow) whereas Brahms’ slow- We then computed the correlation between the average
paced Adagio in C-minor might convey sad, depressive feelings, rating for each emotional dimension for each of the 18 musical
consistent with sad, depressive colors, (e.g., black, dark-gray, and selections versus the MCAe,m values of the colors chosen as
dark-cyan). This hypothesis was assessed by analyzing the emo- positively/negatively associated with each musical selection.
tional ratings provided separately for the colors and musical Fig. 4 shows the four scatter plots of these correlations for each
selections. (approximately) polar pair of emotional terms: happy/sad,
We computed the average ratings of each color for each of the
strong/weak, lively/dreary, and angry/calm. The strength of
eight emotional adjectives (Fig. S3). The ratings of three concep-
these correlations is equally remarkable in the US and Mexican
tually opposite pairs of emotional terms were nearly perfect
data: happy/sad (+0.97, +0.97), lively/dreary (+0.99, +0.96),
inverses of each other in both the US and Mexican data, as indexed
strong/weak (+0.96, +0.96), and angry/calm (+0.89, +0.93), re-
by high negative correlations between the ratings of the 37 colors
spectively. These results are clearly consistent with the emotional
for each of these pairs: happy/sad (r = −0.94, −0.94), strong/weak
mediation hypothesis (3, 8, 13–15, 17–19). Because the evidence
(r = −0.97, −0.87), and lively/dreary (r = −0.99, −0.95). Angry and
calm, however, were less than fully opposite (r = −0.69, −0.13, P <
0.001, P > 0.05, respectively). Corresponding analyses of the av-
erage emotional ratings for the 18 musical selections (Fig. S4) A B
revealed the same pattern: happy/sad (r = −0.98, −0.96), strong/ 1.5 Color-Emotion MDS 1.5 Music-Emotion MDS
Happy
We obtained a good 2D solution (Fig. 3A), accounting for lively, and dreary. Dimensions are labeled by the emotional terms whose
95% of the variance (stress = 0.08). Consistent with previous ratings best fit the projections of the colors (A) and musical selections (B).
Lively
r = .97 r = .99 for statistical analyses of these data).
50 50
MCA Score
Dreary
Sad
-100 -100 Slow emotion association for faces (FCAe,f) for emotional dimension
-100 0 100 -100 0 100 Med. e and face f (Eqs. 1–3). These correlations were again strikingly
Fast
Sad Happy
Music Emotion Rating
Dreary Lively
Music Emotion Rating high: +0.97 for happy/sad, +0.94 for angry/calm, and +0.85 for
Major weak/strong. Although there is clearly a direct association be-
Minor
100 Strong-Weak 100 Angry-Calm tween certain colors and certain facial expressions of emotions
Strong
Angry
r = .96 r = .89 Mozart due to correlated changes in skin color (e.g., faces typically be-
50 50
MCA Score
Calm
-100 -100 relations emerges further supports the emotional mediation hy-
-100 0 100 -100 0 100 pothesis of the coupling between dimensions of color and music
Weak Strong Calm Angry
Music Emotion Rating Music Emotion Rating
in experiment 1.
Fig. 4. Scatterplots and correlations between the emotional ratings of the Experiment 3 Music, Faces, and Emotion
18 musical selections (x axis) and the emotional associations of the colors If the emotional mediation hypothesis is correct, as the results of
chosen as most/least consistent with them (y axis) for the four emotional experiments 1 and 2 suggest, then any two sets of stimuli that
dimensions studied: happy/sad, angry/calm, strong/weak, and lively/dreary.
have strong associations with common emotional content should
be systematically relatable. Because experiment 1 showed that
is purely correlational, however, it does not establish that the re- music and color can be related through emotional associations
lation is causally mediated by emotion or in which direction it and experiment 2 showed that color and faces can be related
through the same emotional associations, it follows that music
operates. It is also possible that there are redundant, direct asso-
and faces should be analogously relatable. We tested this pre-
ciations between color and music. These issues are addressed in
diction in experiment 3 by playing the 18 musical selections from
part by experiments 2 and 3. experiment 1 and asking participants to choose the two most/
Experiment 2 Color, Faces, and Emotion least consistent faces among a set of 13 faces that varied in the
degree to which they expressed the emotions of happiness, sad-
If the strong links between colors and musical selections mea- ness, anger, and calmness. We used the seven female faces from
sured in experiment 1 are mediated by common emotional experiment 2 augmented by 25%- and 75%-morphed versions of
associations, then analogous results should emerge if we asked the same happy, sad, and angry faces.
participants to pick the colors that are most/least consistent with We calculated the music–face association (MFAe,m) for each
any other set of stimuli that are strongly associated with the same emotion, e, and each musical selection, m, analogous to the
emotional dimensions of happy/sad, angry/calm, and strong/ MCAd,m measure for music–color associations (Eqs. 1–3), except
weak. Perhaps the clearest and most transparently emotional that the 13 faces were substituted for the 37 colors, the emo-
visual stimuli that meet this criterion are images of individual tional dimensions of happy, sad, and angry were substituted for
human faces expressing different emotions to different degrees. the four color appearance dimensions, and only two faces were
The emotional mediation hypothesis implies that, when asked to selected as being most/least consistent with each musical selec-
match colors to facial expressions, the correlations between the tion. Analogous to results from experiments 1 and 2, there were
emotional ratings of the faces and the emotional ratings of the strong correlations between the emotional content of the music
colors chosen to go well/poorly with the faces will be quite high, and the emotional content of the faces that were chosen as
analogous to the results of experiment 1 for color and music. consistent/inconsistent with the music for happy/sad (r = +0.97),
Experiment 2 tests this prediction by repeating experiment 1’s
cross-modal mapping task with emotional faces simply replacing
the musical selections. The 14 face images we used came from
Marian and Shimamura’s (27) gray-scale, morphed versions of
the NimStim set (28), including male and female expressions of
calm (neutral), 50% happy, 100% happy, 50% angry, 100%
angry, 50% sad, and 100% sad (Fig. 5).
We calculated the face–color association measure (FCAd,f) for
each color dimension, d, and each face, f, analogously to the
MCAd,m measure for music, except that the 14 emotional faces
were substituted for the 18 musical selections (Eqs. 1–3). The
results are plotted in Fig. 6 for the four color appearance
dimensions of S/U, L/D, Y/B, and R/G.
The results (Fig. 6) indicate that neutral/calm faces were
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light, highly saturated, warm colors (e.g., vivid and pastel yellows, corresponding 100% emotional face (27). Face images are from the NimStim
oranges, and reds), and angry faces were paired with dark, database (28).
Palmer et al. PNAS | May 28, 2013 | vol. 110 | no. 22 | 8839
Sat. Sat.-Unsat. Light-Dark from experiment 2. For example, faster, major music was system-
Light
80 80
Happy atically associated with happier faces, and slower, minor music with
40 Happy 40 sadder faces. Again, correlations between the emotional ratings of
FCA Score
0.88 (strong/weak).
Dark
Sad Angry
-80 -80
The fact that the pattern of cross-domain matching results is
0% 50% 100% 0% 50% 100% so clearly and consistently related to emotion in all three studies
Emotionality Emotionality provides strong support for emotional mediation as a mechanism
of at least some cross-modal associations. There is also evidence
Yellow
Yellow-Blue
Red
80 80 Red-Green
for emotional mediation in fragrance-to-color associations (31). It
40 40 does not rule out the possibility that there might also be direct or
Happy Angry
FCA Score
when people made associations between the musical selections by all 97 participants on different days, embedded in a battery of 32 tasks, so
from experiment 1 and an augmented set of the emotional faces it was not obvious that they were related. Unless otherwise specified, all
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