Environments 06 00002
Environments 06 00002
Article
Impact of Differences in Land Management on
Natural Vegetation in Semi-Dry Areas: The Case
Study of the Adi Zaboy Watershed in the Kilite
Awlaelo District, Eastern Tigray Region, Ethiopia
Ryunosuke Ogawa 1 , Masahiro Hirata 1, *, Birhane Gebreanenia Gebremedhin 2 ,
Satoshi Uchida 3 , Toru Sakai 3 , Kazuhisa Koda 3 and Koichi Takenaka 3
1 Obihiro University of Agriculture and Veterinary Medicine, Inada-cho, Obihiro, Hokkaido 080-8555, Japan;
[email protected]
2 College of Dry Land Agriculture and Natural Resources, Mekelle University, Tigray Region, Mekelle,
P. O. Box 231, Ethiopia; [email protected]
3 Japan International Research Center for Agricultural Sciences, 1-1 Ohwashi, Tsukuba,
Ibaraki 305-8686, Japan; [email protected] (S.U.); [email protected] (T.S.);
[email protected] (K.K.); [email protected] (K.T.)
* Correspondence: [email protected]; Tel.: +81-155-49-5485
Received: 29 October 2018; Accepted: 19 December 2018; Published: 21 December 2018
Abstract: The search for a sustainable land management has become a universal issue. It is especially
necessary to discuss sustainable land management and to secure a site with enough feed supply
to improve the lives of the farmers in the Ethiopian Highlands. This research studied the Adi
Zaboy watershed in Tigray in order to reveal the changes in land management, assess how the
different forms of land management affected the vegetation through unsupervised classification
and normalized difference vegetation index (NDVI) analysis with geographic information system
(GIS) 10.5 using a WorldView-2 satellite image taken in September 2016 and field investigation,
and consider how to allow both environmental preservation and sustainable use of feed resources.
The land management types at the research site were classified as “seasonally-closed grazing land”,
“prohibited grazing and protected forest land”, and “free grazing land”. On comparing the NDVI of
each type of land management, it was found that the seasonally-closed grazing land makes it highly
possible to secure and supply feed resources by limiting the grazing period. The expansion of the
prohibited grazing and protected forest land is likely to tighten the restriction on the use of resources.
Therefore, sustainable land management to secure feed resources may be possible by securing and
actively using seasonally-closed grazing land, securing feed by a cut-and-carry, and using satellite
images and GIS.
1. Introduction
The search for a sustainable land management that can maintain the balance of preservation and
use of environmental resources has become a universal issue. The alpine region of northern Ethiopia
located over 2000 m above sea level is made up of a steep terrain created by abrupt uplift in the
Pliocene period (about 2.58 million to 5 million years ago) and the Pleistocene period (about 10,000 to
2.58 million years ago). Furthermore, the unstable rainfall and frequent drought make this region
very susceptible to soil erosion and soil fertility decline. This is why the region has a high risk of
desertification and it is less than suitable for agricultural production [1]. However, the people residing
in this region have made a living mainly through farming and raising livestock. The rapid increase
in population led to the expansion of croplands, which were developed from natural grasslands that
were used as grazing land [2]. Furthermore, it is reported that the croplands have extended to the
steep hills with a slope of more than 30% between 1957 and 1982 [3]. Ethiopia is also the country
with the most livestock in all of Africa, and according to the Central Statistical Agency of Ethiopia [4]
statistics, there are 53.4 million cattle, 25.5 million sheep, and 22.8 million goats raised in Ethiopia.
Hawando’s [5] investigation in 1994 reported that 75% of the livestock in Ethiopia were raised in
alpine regions higher than 1500 m above sea level. This is because the farm work including plowing,
transporting and threshing in the alpine region heavily relies on animal power. The livestock herds
used as animal power intensively utilized the natural grasslands in the alpine region as grazing land.
There was a great increase in soil erosion, a decrease in forests and natural grasslands, and a significant
depletion of vegetation in alpine regions with a high risk of desertification as a result of cropland
expansion from the rapid population increase and the use of natural resources through grazing of
livestock used as animal power [6,7].
The Ethiopian government implemented various preservation activities from having experienced
such land degradation. There are two major activities of note. The first are the Soil and Water
Conservation (SWC) programs started in the mid-1970s with the funding from the World Food Program
(WFP) and other various aid organizations. The SWC programs improved agricultural technology and
created small dams and stone bunds to prevent soil erosion. The government instructed the SWC to
launch the program in many alpine regions. The second is area enclosure, an activity that was started
in the 1980s to recover natural vegetation in the degraded hill regions. The area enclosure prohibited
farmers from grazing livestock and using natural resources in the degraded hill region. Its activities
also included afforestation [8]. When the area enclosure was launched in 1980, it was implemented
on more than 80,000 hectares of hill region in Tigray, northern Ethiopia. However, in the period of
military regime, the military depleted vegetation once again when they utilized the natural vegetation
that had been protected inside the area enclosure until 1985. After the military regime transitioned to
the democratic regime in 1991, the preservation activities of the area enclosure resumed, expanding
the area of area enclosure in Tigray from 143,000 hectares in 1996 to 895,220 hectares in 2011 [8–11].
In Tigray Region in northern Ethiopia where preservation activities had been conducted
intensively, the effectiveness of the SWC programs is assessed by demonstrating the mechanism
and the quantitative assessment of soil erosion [12,13]. The preservation effort of area enclosure is also
assessed by identifying the amount of biomass, tree density, number of tree species, and vegetation
coverage [14–16]. In addition to the impact assessment on the preservation activities, Babulo et al. [17]
assessed the importance of environmental resources, including herbaceous plant species in the grazing
land and woody plant species used as firewood, for the farming households in their livelihood strategy.
Furthermore, high-resolution satellite images were used to create an extensive land-cover map to
analyze the changes in land cover [18,19]. Haregeweyn et al. [20] summarized more than 258 studies,
including the framework for policies on preservation activities and case studies on soil erosion and
preservation activities. The Tigray Region received the Future Policy Gold Award from the World
Future Council in August 2017 for these governmental preservation and research activities [21].
However, some researchers are concerned that the Ethiopian government’s preservation policies
for protecting vegetation may cause a negative effect on the farmers who had been utilizing the natural
grassland’s resources. The expansion of the area enclosure, which prohibits livestock grazing and
gathering of woody plant species for firewood essential to a farm living, may cause serious problems
for farmers, such as a decrease in the number of livestock that a farmer can raise in a region [22,23].
According to Hirata et al. [22], the decrease in the number of livestock in the Tigray farming villages
may increase the likelihood of causing problems, such as (1) a shortage of oxen that are vital to farming
if there is an accident, (2) the inability to obtain a substantial cash income from the sale of livestock,
and (3) a lack of nutrients in a farmer’s diet from the reduced amount of milk. It is necessary to
Environments 2019, 6, 2 3 of 13
discuss sustainable land managements and to secure a site with enough feed supply to improve the
lives of the farmers. Therefore, it is also necessary to discuss how these farmers, who had been using
these natural resources all their lives, managed the land, analyze how the land management affected
natural vegetation, and discuss land managements that can both preserve natural vegetation and
secure feed supply.
The decision making regarding a farmer’s use of land is strongly influenced by the government
system [24]. To discuss the relationship between the government and natural vegetation in Ethiopia,
Lanckriet et al. [25] divided the major historical events into the following three eras: (1) the feudal
era (before the start of the civil war in 1974), (2) the military junta and civil war period (1975 to 1990),
and (3) the post-war period (after 1991). This research divided and discussed the Ethiopian political
structure changes under three periodical classifications: The Imperial era (before 1975), the Socialist
era (1975 to 1990), and the Democratic era (after 1991). The boundaries and regulations on land
management have changed along with the changes to the political system. People’s use of land for
various purposes affects the natural conditions, including the land’s vegetation. Therefore, the changes
to land management associated with the political system up to this point is thought to have affected
the present formation of natural vegetation.
This research studied Adi Zaboy watershed in Kilite Awlaelo district in the eastern Tigray Region
in Ethiopia in order to (1) reveal the changes in land management by farmers in the Imperial era,
the Socialist era, and the Democratic era, (2) assess how the different forms of land management
affected the vegetation through satellite images and field investigation, and (3) consider how the land
should be used to allow both environmental preservation and sustainable use of resources for feed
supply. The Adi Zaboy watershed was selected for this research, because there were various land
managements beyond administrative divisions and it seemed to be an appropriate area for assessing
how a land management might affect vegetation.
farmers
rain fed mainly graze
croplands, cattle,
and their goats, sheepare
main crops and donkeys
barley, in the
wheat, andnatural grassland
teff. The Kihen andin Agulae
the Adifarmers
Zaboy
watershed.
mainly graze cattle, goats, sheep and donkeys in the natural grassland in the Adi Zaboy watershed.
Figure
Figure 1.1. Location
Location of the Adi
of the Adi Zaboy
Zaboy watershed
watershedstudy
studyarea,
area,Agulae
Agulaetown,
town,and
andthe
the Kihen
Kihen community
community in
in
thethe Kilite
Kilite Awlaelo
Awlaelo district,
district, eastern
eastern zone,
zone, Tigray
Tigray region
region in northern
in northern Ethiopia
Ethiopia andand topography
topography of Adi
of the the
Adi
ZaboyZaboy watershed.
watershed.
2.2.
2.2. Survey
Survey Method
Method for
for Land
Land Uses
Uses and
and Land
Land Management
Management
AA local
local investigation
investigationandandsurveys
surveyswere
wereconducted
conductedfor foraamonth
montheach
eachininSeptember,
September,20162016and
andJuly,
July,
2017. MT (52 years old at the time) from the Kihen community and GH (51 years old at the time) from
2017. MT (52 years old at the time) from the Kihen community and GH (51 years old at the time) from
Agulae town,who
Agulae town, who areare knowledgeable
knowledgeable aboutabout theland
the local local land management,
management, accompanied accompanied the
the exploration
exploration of Adi Zaboy watershed to identify the administrative divisions and the land
of Adi Zaboy watershed to identify the administrative divisions and the land management. A GPS
management.
(GARMIN GPSMAP A GPS60CSx
(GARMIN42205)GPSMAP
was used 60CSx 42205)
to obtain was used
the location to borders.
of the obtain the location of the
borders.
Both MT and GH were also interviewed on the land use, the management method, the changes to
thoseBoth MT and and
boundaries, GH were also interviewed
the history of croplandon the landin
expansion use,
thethe management
Imperial era, themethod,
Socialist the
era,changes
and the
to those boundaries, and the history of cropland expansion in the Imperial era, the Socialist era,atand
Democratic era. BH (78 years old at the time) from the Kihen community and MY (73 years old the
the Democratic
time) from Agulae era. town
BH (78were
years oldinterviewed
also at the time) from theabout
to learn Kihenthe
community
situationand MYthe
before (73Imperial
years olderaat
the time) from Agulae town were also interviewed to learn about the situation before the Imperial
in 1975.
era in 1975.
2.3. Satellite Image Processing
2.3. Satellite Image Processing
The research used multispectral orthographic images taken on 8 September 2016 by the
WorldView-2
The research usedWorldView-2
Satellite. multispectralis orthographic
an 8-band multispectral commercial
images taken satellite designed
on 8 September 2016 by and
the
developed by Ball Aerospace & Technologies Corp and operated by Digital Globe Corporate
WorldView-2 Satellite. WorldView-2 is an 8-band multispectral commercial satellite designed and [28].
These images,
developed by with a 2-meter ground
Ball Aerospace resolution,Corp
& Technologies haveand
beenoperated
processed
byorthographically and resampled
Digital Globe Corporate [28].
These images, with a 2-meter ground resolution, have been processed orthographically and
resampled by cubic interpolation. The satellite image of WorldView-2 consists of eight bands. The
Environments 2019, 6, 2 5 of 13
by cubic interpolation. The satellite image of WorldView-2 consists of eight bands. The red Band
5 (630–690 nm) and infrared Band 7 (770–895 nm) were used to calculate normalized difference
vegetation index (NDVI) in this research. The research used the satellite images taken in September,
because it was during the rainy season when the vegetation level was high, and the condition of the
vegetation showed up well in the images.
The research utilized the normalized difference vegetation index (NDVI) as the index for assessing
vegetation. NDVI can evaluate the amount and condition of vegetation from the difference in the NDVI
values. Calculations of NDVI always result in a number that ranges from −1.0 to +1.0. Very low values
of NDVI (0.1 and below) correspond to barren areas of rock, sand, or snow. Moderate values represent
shrub and grassland (0.2 to 0.3), while high values indicate temperate and tropical rainforests (0.6 to
0.8) [29]. The NDVI relates to the photosynthetic activity of living plants. The higher the NDVI value,
the more “green” the cover type. In other words, the NDVI increases as the quantity of green biomass
increases [30]. Tilahun’s [31] research on the surrounding Adi Zaboy watershed areas was referenced
to classify the areas using NDVI to assess the vegetation in this research. The area with NDVI of less
than 0.1 was classified as “water or building”, NDVI of 0.1 to 0.2 was classified as “small vegetation”,
NDVI of 0.2 to 0.4 was classified as “medium vegetation”, and NDVI of more than 0.4 was classified
as “high vegetation”. The small, medium and high vegetation represent coverage rates of natural
vegetation in Adi Zaboy watershed of less than 20%, 20%–45% and more than 45%, respectively.
Iterative self-organizing (ISO) cluster unsupervised classification with the WorldView-2
multispectral orthography images was used to categorize the croplands in Adi Zaboy watershed,
referenced the ground-truth data, and then its accuracy was evaluated by the field survey data at
101 points in croplands. The unsupervised classification using the ISO data analysis technique method
is a mechanical classification method, which creates pixel clusters based on the homogeneity and
distance of the spectral values [32]. The ISO cluster unsupervised classification is widely used as the
tool to categorize cropland [33]. The unsupervised classification for processing NDVI and finding
croplands distribution was interpreted using Esri ArcGIS 10.5.
collecting fallen branches and developing new croplands. The government also prohibits cutting
down of trees under all the land managements. A violation of government regulations is a criminal
act. When the types of land management are classified from the perspective of livestock grazing
restrictions, the free land and the free grazing land are the areas where the farmers could freely graze
their livestock; the seasonally-closed grazing land is the land where the farmers decided to limit
grazing by season; and the prohibited grazing and protected forest land involves the areas where the
government completely prohibited grazing activities (Table 1).
Figure 2. Changes in land management in the Adi Zaboy watershed during the imperial, socialist,
and democratic eras.
This regulated grazing restriction started in the Imperial era before 1975 and is still in place
today. The residents regard it as a form of traditional land management. The seasonally-closed
grazing land in the natural grassland of Agulae town gradually expanded after the socialist era and
the democratic era. The grazing restriction regulation changed after the democratic era in 1991. Until
then, the grazing of oxen was only permitted between early January and April, but it also became
possible between September and October (Figure 3). The factor that relaxed the oxen grazing
restriction is thought to be the expansion of the prohibited grazing and protected forest land, which
will be explained in later sections. Currently, there are 5.6 km2 of seasonally-closed grazing lands,
which constitute 65.2% of the Adi Zaboy watershed used by the farmers from the Kihen community
Figure
and Agulae 2.town.
Figure 2. Changes
Changes in
in land
land management
management in
in the
the Adi
Adi Zaboy
Zaboy watershed
watershed during
during the
the imperial,
imperial, socialist,
socialist,
and
and democratic
democratic eras.
eras.
This regulated grazing restriction started in the Imperial era before 1975 and is still in place
today. The residents regard it as a form of traditional land management. The seasonally-closed
grazing land in the natural grassland of Agulae town gradually expanded after the socialist era and
the democratic era. The grazing restriction regulation changed after the democratic era in 1991. Until
then, the grazing of oxen was only permitted between early January and April, but it also became
possible between September and October (Figure 3). The factor that relaxed the oxen grazing
restriction is thought to be the expansion of the prohibited grazing and protected forest land, which
will be explained in later sections. Currently, there are 5.6 km2 of seasonally-closed grazing lands,
which constitute 65.2% of the Adi Zaboy watershed used by the farmers from the Kihen community
and Agulae town.
Figure 3.
Figure 3. Changes
Changes of
of grazing management in
grazing management in the
the Adi
Adi Zaboy
Zaboy watershed
watershed (Modified
(Modified from
from [22]).
[22]).
3.3. Changes in the Prohibited Grazing and Protected Forest Land
According to BH, farmers from the Kihen community established a seasonally-closed grazing
land on top of a hill with severe vegetation depletion before 1975. The government planned to plant
Eucalyptus trees in the seasonally-closed grazing land on this hilltop with severe vegetation depletion.
At the same time, the government designated the afforested land as the prohibited grazing and
protected forest land (Figure 2: First Forest). The prohibited grazing and protected forest land is called
Deni meret.
The prohibited grazing and protected forest land where Eucalyptus trees were first planted in the
Adi Zaboy watershed lasted two years, but the trees did not survive. The failed prohibited grazing and
protected forest land was switched to a free grazing land. In its place, the government planted more
Figure
eucalyptus 3. Changes
trees of another
on top of grazing management
hill nearby in
tothe Adi Zaboy
establish watershed
a new (Modified
prohibited fromand
grazing [22]).
protected
forest land (Figure 2: Second Forest). The reforestation of the prohibited grazing and protected forest
Environments 2019, 6, 2 8 of 13
land through afforestation expanded under the government initiative after 1975 (Figure 2: S-Forest).
Furthermore, most of the free grazing land was changed to the prohibited grazing and protected forest
land by the government after 1991 under the pretext of environmental conservation of land with severe
vegetation depletion (Figure 2: D-Forest). As a result, 54% of the land belonging to Kihen Community
in Adi Zaboy watershed became a prohibited grazing and protected forest land, and the lands far
from a water source and relatively far from the villages were left as a seasonally-closed grazing land.
The increase in the prohibited grazing and protected forest land in Adi Zaboy watershed since 1991 and
the increase in the seasonally-closed grazing land established by the villages to secure feed for the
oxen shrunk the free grazing land even more (Figure 2: D-Free grazing). There are currently 2.9 km2 of
prohibited grazing and protected forest lands in Adi Zaboy watershed, which make up 33.6% of the
Adi Zaboy watershed used by the farmers from the Kihen community and Agulae town.
Table 2. Spatial distribution of croplands by the land management and slope in Adi Zaboy watershed.
The expansion of croplands meant that the natural grasslands were developed. The livestock
currently mainly grazes in the seasonally-closed grazing land. The seasonally-closed grazing lands
where livestock can graze also shrunk from the expansion of croplands, resulting in the decrease of
natural grasslands that can supply feed. With the croplands taking up the relatively level lands with
less than a 10◦ slope, it meant that the steeper lands with more than a 10◦ slope were used for grazing
land. It is believed that this led to the reduction of livestock feed supply, depletion of vegetation on the
slopes from the grazing, and increase in risk of soil erosion.
Environments 2019, 6, 2 9 of 13
Environments 2018, 5, x FOR PEER REVIEW 9 of 14
Figure 4.
Figure 4. Spatial
Spatial distribution
distribution of
of croplands
croplands in
in Adi
Adi Zaboy
Zaboy watershed.
watershed.
Figure of
Figure 5. Ratio 5. Ratio of normalized
normalized difference
difference vegetation index
vegetation index(NDVI) values
(NDVI) in each
values inland management
each land management
type in the Adi Zaboy watershed in September 2016.
type in the Adi Zaboy watershed in September 2016.
3.6. Compatibility of Environmental Preservation and Securing of Feed Resources
3.6. Compatibility of Environmental Preservation and Securing of Feed Resources
The Ethiopian government announced that they planned to afforest 20,000 km2 of land, reforest
2
1000 km2 of government
The Ethiopian land, and improve maintenance
announced on 30,000
that they km 2 of natural
planned grasslands20,000
to afforest by 2030km
[38]. of
Hence,
land, reforest
2 it is believed that the prohibited grazing and protected forest land
2 will
1000 km of land, and improve maintenance on 30,000 km of natural grasslands by 2030 [38]. become more expanded
Hence, it isthroughout
believedEthiopia
that theinprohibited
the future. The expansion of the prohibited grazing and protected forest land
grazing and protected forest land will become more expanded
throughout Ethiopia in the future. The expansion of the prohibited grazing and protected forest land
is also likely to tighten the restriction on the use of natural resources in Adi Zaboy watershed for the
Kihen community and Agulae town farmers [39]. On the other hand, the zero grazing movement
has been implemented in Tigray Region since 2006 out of necessity in raising livestock. This system
improves the cattle breed as well as the grassland, so that the farmers can cut and carry the feed
resources and raise the livestock in a stall instead of leaving them out in the pasture [40,41]. The Tigray
farmers are searching for a livestock-rearing method that can secure both livestock feed and vegetation
preservation without the unlimited use of feed resources.
Gebremedhin et al. [42] believed that a proper management of livestock is important to
a sustainable and environmental development of mixed crop-livestock farming from an economic
perspective, and that a proper management of livestock requires a sustainable use of grassland and
a mitigation of the feed shortage problem.
The result of the vegetation assessment in this research using local investigation and satellite
images also showed that the traditional seasonally-closed grazing land makes it highly possible to
secure and supply valuable livestock feed resources by limiting the grazing period, which enhances the
Environments 2019, 6, 2 11 of 13
growth of wild herbaceous and woody plant species and promotes vegetation regeneration through
seeds and fruition.
Based on the information above, environmental preservation and sustainable land management to
secure feed resources may be possible by determining the appropriate period and number of livestock
that can be grazed, and routinely assessing the amount and condition of herbaceous and woody plant
species in the seasonally-closed grazing land and the prohibited grazing and protected forest land by:
(1) securing and actively using seasonally-closed grazing land that has a grazing restriction during
the rainy season, (2) securing livestock feed resources by a cut-and-carry method from the expanding
prohibited grazing and protected forest land, and (3) using satellite images and GIS.
4. Conclusions
In the northern part of the Ethiopian highlands, it is necessary to discuss sustainable land
managements and to secure a site with enough feed supply to improve the lives of the farmers as well
as conservation activities. The purpose and results of this research are summarized below.
1. To reveal the changes in land management by farmers in the imperial era, the socialist era,
and the democratic era. The land managements were classified into free land, free grazing land,
seasonally-closed grazing land, and prohibited grazing and protected forest land in the study
area. Free grazing lands have decreased from the Imperial era to the democratic era. From the
viewpoint of environmental protection, the government-led prohibited grazing and protected
forest land are expanding during the democratic era. The expansion of the prohibited grazing
and protected forest land has been tightened the restriction on the use of natural resources for
feed supply.
2. To assess how the different forms of land management affected the vegetation through satellite
images and field investigation. It was shown that the prohibited grazing and protected
forest land keeps more vegetation by grazing restriction and conservation activities than the
seasonally-closed grazing land and the free grazing land. The seasonally-closed grazing land
also has kept vegetation as compared with the free grazing land. It was considered that the
grazing restriction during the rainy season in the seasonally-closed grazing land enhanced the
growth of wild herbaceous and woody plant species and promoted the regeneration of vegetation
from seeds and fruition, which increased the capacity to secure and supply more livestock
feed resources.
3. To consider how the land should be used to allow both environmental preservation and
sustainable use of resources for feed supply. Expansion of prohibited grazing and protected
forest land led to a limitation of the resources for feed supply available to farmers. For the point
of securing feed resources, it is necessary not to decrease the area of seasonally-closed grazing
land any more, and furthermore, important to promote the positive cut-and-carry activity from
prohibited grazing and protected forest land. The strategy shown in this study was considered to
be a possible sustainable land management method to secure resources for feed supply.
Author Contributions: R.O., M.H., B.G.G., T.S., K.K., and K.T. carried out field surveys. M.H. supervised
the research work and the manuscript. S.U. and T.S. made valuable comments on the analysis of the data.
K.T. managed and supervised field surveys. R.O. analyzed data and wrote the manuscript.
Funding: This study was partly funded by the Research Program entitled “Forest and Farmland Conservation for
Watershed Management in the Ethiopian Highlands (FFCW) research project” from Japan International Research
Center For Agricultural Sciences (JIRCAS) in the 2017 fiscal year and the Grant-in-Aid from the Japan Society for
the Promotion of Science, Japan (Project Number: 17H01639) in the 2014 fiscal year.
Acknowledgments: The authors owe a great deal of thanks to the local farmers in Tigray for offering their
hospitality and kindness.
Conflicts of Interest: The authors declare no conflicts of interest.
Environments 2019, 6, 2 12 of 13
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