Tropical Forests
Tropical Forests
Tropical Forests
Geographic Delimitation and Varieties experience an annual dry period. In tropical dry forests
of Tropical Forests (also called ‘monsoon forests’) the dry period is severe, and
during this most trees drop their leaves in order to reduce
Distribution patterns water loss. In semi-evergreen rain forests the seasonal
drought is less extreme, and a leafless period does not occur
To understand where and why tropical forests exist, one to the same extent.
must begin with some essential facts of geography and Within these broad moisture regimes, tropical forests are
climatic systems. By definition, ‘the tropics’ lie between subdivided on the basis of elevation and soil type, and
238N and 238S latitude, the area within which the sun lies corresponding differences in forest structure. The distin-
directly overhead at some point in its seasonal progression. guishing structural characteristics include canopy height,
The flux of solar energy within this region is high, due to the crown layering and the presence (or absence) of different
fact that incoming sunlight is projected at a 908 angle to the climbers and epiphytes. Tree buttressing, crown shape, leaf
surface of the earth. This high solar energy flux results in a structure, and position of flower/fruit formation are other
high rate of water evaporation over the tropical oceans and important physiognomic descriptors of tropical forests.
of evapotranspiration over tropical land surfaces. The On a global basis the most important types of tropical
result is a rising column of warm, moist air at tropical moist forest include lowland evergreen rain forests, upper
latitudes. As this air rises it cools as a result of the gradient and lower montane rain forests, heath forests, peat swamp
in air pressure through the atmosphere (adiabatic cooling). forests, freshwater swamp forests and mangroves (Table 1).
Water condenses out from this air mass, generating
rainfall. The air mass ultimately dries out, and is carried
poleward from the tropics as a part of wind circulation Lowland evergreen rain forests
patterns known as Hadley cells. At subtropical latitudes The tall, lush evergreen forests envisioned by most when
near 23–308N and S, the now-dry air mass descends, referring to tropical forests are lowland evergreen rain
creating a region of high pressure that corresponds closely forests. These forests are characterized by canopies with
to the world distribution of deserts. As a consequence of multiple layers of vegetation and the presence of large
these climatic circulation patterns, the earth’s equatorial canopy emergent trees. Lowland evergreen rain forests
zone is warm and wet, corresponding to the broad band of generally have very high species diversity, with over 1000
tropical forests found along the earth’s equatorial axis tree species per square kilometre found in the richest forests
(Figure 1). of Amazonia and southeast Asia. Canopy and emergent
trees in lowland evergreen forests often have large
Tropical forest formations spreading crowns with a radius of 420 m at maturity,
can grow to more than 1 m in girth, and commonly possess
The main types of tropical forest are distinguished by plank-like buttresses important in physical support.
differences in the distribution of rainfall throughout the Beneath the upper canopy layer are smaller understorey
year, by elevation, and by soil type. Tropical forests that trees, treelets, and a layer of herbaceous ground vegetation.
experience ever-wet conditions with no month receiving Cauliflory and ramiflory are especially common among
less than 100 mm of precipitation are generally referred to understorey trees in lowland tropical rain forests. One also
as ‘tropical rain forests’, although a distinction is also generally finds abundant lianas; woody climbers that
sometimes made between tropical ‘moist forests’ and ‘rain germinate in the understorey, but possess climbing
forests’ in a strict sense that receive annual rainfall in excess mechanisms (such as tendrils or hooks) that allow them
of 4000 mm. The two other main tropical forest types, to use free-standing trees as support structures. Lianas that
‘tropical dry forests’ and ‘semi-evergreen rain forests’, reach the canopy thus remain anchored to the forest floor.
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Tropical Forests
Table 1. Key physiognomic features of tropical forest formations (adapted from Richards, 1996; Whitmore, 1998).
Forest type Canopy Emergent Typical Tree buttresses Lianas Vascular Non-vascular
height trees leaf size epiphytes epiphytes
Lowland evergreen 25–45 m Common 45–180 cm2 Common Common Common Occasional
rain forest
Semi-evergreen rain 20–30 m Common 45–180 cm2 Common Abundant Occasional to Occasional
forest common
Dry deciduous forest 3–25 m* Absent 2–180 cm2 Occasional Common to Absent to Absent to
abundant occasional occasional
Lower montane forest 15–33 m Occasional 45–180 cm2 Occasional Rare Common Occasional
to common
Upper montane forest 3–18 m Absent 2–20 cm2 Absent Absent Common Abundant
Heath forest 3–30 m* Absent 20–45 cm2 Occasional Rare Common Occasional
Mangrove (mangal) 3–30 m* Absent 45–180 cm2 Prop roots and Rare Occasional Occasional
pneumatophores
common
Freshwater swamp 3–35 m* Absent - 2–180 cm2 Prop roots Common to Occasional to Common
Forest comon common abundant abundant
Peat swamp forest 12–55 m* Absent - 2–180 cm2 Prop roots Rare to Rare to Occasional to
common common abundant abundant common
* Indicates forest formations generally characterized by gradients in canopy height and other physiognomic features.
Also common are epiphytes; plants that live on other common. In many regions tropical dry deciduous forests
plants (most often trees), but which at no point in their life grade into savannah ecosystems.
history are rooted in the ground. Orchids, ferns and
bromeliads provide many examples of tropical epiphytes, Montane rain forests
which enhance tropical diversity immensely (epiphytes are
An observant mountain-climber in the tropics will notice
thought to comprise 10% of all vascular plants).
pronounced changes in vegetation with altitude. The upper
Another group of plants characteristic of tropical forests
montane forests nearer the summit are short in stature
are hemi-epiphytes, which germinate in the canopy, as do
(1.5–1.8 m), with a canopy dominated by small, thick
epiphytes, but produce roots that grow down the trunk of
leaves affixed to gnarled branches. Bryophytes and
the host tree to become rooted in the ground. The most
epiphytes are extremely abundant in these forests, but
important group of tropical hemi-epiphytes are figs (many
buttresses, woody climbers and vines are virtually absent.
species of Ficus), the fruits of which are an important
The boundary between upper and lower montane forests is
resource for many vertebrate species.
generally quite distinct, with the latter showing a structure
much more similar to lowland evergreen rain forest. Lower
Semi-evergreen rain forests montane forests contain many features similar to lowland
Semi-evergreen rain forests replace lowland evergreen rain forests. Changes in vegetation structure with altitude are
forests in areas where there is an annual period of moderate ultimately driven by adiabatic cooling, though wind
drought. As the name implies, some trees in these forests exposure and changes in soil characteristics can also be
exhibit a seasonal leafless period, with the deciduous important factors.
component comprising up to one-third of the upper
canopy. Clumping of deciduous and evergreen trees does Heath forests
occur, so some parts of the forest may be dominated
Heath forests (called kerangas in parts of Asia) have a low,
entirely by deciduous trees. Species diversity in semi-
uniform canopy with little vertical stratification. The
evergreen tropical forests is generally somewhat lower than
relatively small leaves that are predominant in the canopy
that of the evergreen rain forests.
tend to be brownish and reddish in colour. The canopy is
relatively open, and light levels in the understorey are high.
Tropical dry deciduous forests An unusual feature of the heath forests are numerous
In tropical dry deciduous forests (also called monsoon insectivorous plants, such as the Bornean pitcher plants
forests) most canopy trees lose their leaves during the dry (Nepenthes) found in Asian kerangas. Podzolic soils
season. The period of drought when trees are leafless is 2–6 develop in heath forests, which are highly acidic with very
months. High light levels penetrate the understorey of good drainage. Water draining from heath forests is
these forests for much of the year, and grass species are generally blackish or tea coloured and highly acidic.
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Tropical Forests
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Tropical Forests
30 30
Tropic of Cancer
0 0
Tropic of Capricorn
30 30
Key
Tropical forest
1500
1000
500
Number of species
200
100
0
–60 –40 –20 0 20 40 60
Latitude (°N)
Figure 2 Latitudinal gradient in species richness of bird and tree species, in both cases showing a peak in tropical forest areas near the equator. Data are
from Gaston (2000) and the 0.1 ha forest plot data archive of Alwyn Gentry (Gentry, 1988 and unpublished data)
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Tropical Forests
quantity is 5-to 10-fold greater than all species described to Pleistocene, mainly involving decreased precipitation and
date. Thus, while tropical forests occupy only 7% of the changes in sea level. In many tropical regions forests were
earth’s land surface they are thought to contain over half of reduced to small island-like regions called refugia. These
all of the species on the planet. The idea that species areas now often show particularly high levels of both
diversity of tropical animals (which are mostly insects) is a species diversity and endemism. Examples of important
simple function of the number of plant species also implies glacial refugia include the foothills and eastern slopes of
that any effort to explain tropical diversity in general must, the Andes, the Choco region of Colombia, and the Mt
first and foremost, address the problem of the origin and Cameroon region in Cameroon, West Africa.
maintenance of plant diversity.
Niche differentiation
Pleistocene refugia
Equilibrium hypotheses for the maintenance of tropical
Another important factor favouring high tropical diversity diversity generally invoke some form of niche differentia-
is the relative stability of these areas over geological time. tion. This hypothesis is based upon the idea that
Large expanses of the temperate and boreal zones were ecologically similar species are unable to coexist unless
covered in ice during the latest glacial maximum, only they have developed different patterns of habitat distribu-
10 500 years ago. Glaciation contributed directly to the tion and/or resource use. Within this framework, the more
extinction of many species at high latitudes, and there has specialized the resource requirements of each species are,
been a much shorter time period over which speciation the more species can be packed into a given habitat. Niche
could potentially occur following glacial retreat. Tropical differences among tropical animals are generally related to
forests also experienced climatic changes during the the type of food resources utilized, or spatial or temporal
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Tropical Forests
differences in habitat use. For example, otherwise ecolo- habitat requirements and growth rates, and therefore that
gically similar animals can differ in terms of height of every species has an equal chance of inhabiting openings as
activity in the canopy, or the time of day they are active. In they become available in the forest. Basically this hypoth-
contrast, all plant species utilize essentially the same set of esis suggests that local diversity is based on the number of
basic resources, namely: light, water, carbon dioxide, species contributing seeds in the local area, and that tree
physical space, and nutrients such as nitrogen, phosphorus replacement occurs via random chance. Recent modelling
and potassium. However, plant species can differ in terms studies indicate that simple null models of tropical forest
of more subtle ecological characteristics, such as the communities can retain very high species diversity over
efficiency of resource use, tolerance of physiological stress, long periods of time. Although species in such a null
or dependence on specific pollinators, seed-dispersers or community eventually go extinct via a ‘random walk’
root symbionts. Many studies of tropical forest trees have process, the time to extinction is sufficiently long that
emphasized differences in the ‘regeneration niche’, or the speciation may act to add new species to the system. For
resources and conditions required by seedlings and such a null community to maintain very high levels of
saplings to successfully establish in the forest. An diversity, one more kind of process is also generally
important distinction is made between ‘pioneer’ tree required: namely ‘dispersal limitation’, which refers to the
species that can grow rapidly in large canopy openings or fact that seeds of a given species do not germinate in all
cleared areas, and ‘late-successional’ or ‘primary forest’ possible sites that could potentially be occupied by that
tree species that can establish under low light conditions in species. The result of dispersal limitation is that many
the understorey. Other kinds of niche differences among species fail to encounter one another. If dispersal limitation
tropical trees include ‘structural niche’ differences related is sufficiently strong, competitive exclusion can be avoided
to the size reached by adult trees, and differences in ‘habitat entirely. Recent studies have shown that the absence of
preference’ related to soil characteristics and hydrology. plant species at a given site is in fact commonly due to a lack
of seed dispersal rather than their inability to compete in
Gap phase dynamics that particular area.
Gap phase dynamics has been hypothesized to play an
important role in the maintenance of high diversity in the The Janzen–Connell hypothesis
tropics. When one or a few trees die, an opening in the Host specificity of herbivores and pathogens of tropical
canopy occurs, resulting in increases in light levels and forest trees is generally high, with many plant predators
other plant resources. Seedlings and saplings grow rapidly and parasites being specific to only a few species. Such
in gaps, competing for these resources; only one canopy ‘natural enemies’ often preclude growing tropical tree
tree ultimately will be able to occupy the space relinquished species in monocultures in their native range, a fact of great
by the original gap-forming tree. For gap phase dynamics economic importance for such crops as coffee (Coffea
to contribute to species diversity, one must assume that arabica), rubber (Hevea braziliensis) and oil palm (Elaeis
there are differences in resources (light, nutrients, etc.) guinensis). In the early 1970s Daniel Janzen and Joseph
associated with different parts of the gap (i.e. gap edge or Connell independently proposed that the actions of
centre), and that different species are adapted to these species-specific natural enemies could promote species
differences. Such a pattern is referred to as ‘gap partition- diversity in natural tropical forests by ensuring that no
ing’. Larger gaps are expected to contain greater resource single species could become dominant. This hypothesis has
heterogeneity than smaller gaps, and thus should show been supported by several kinds of evidence. First, studies
higher diversity of regenerating trees. This hypothesis was of specific tropical tree species generally show little
recently tested by Stephen Hubbell and co-workers using recruitment directly under the crown. Second, broader
data from a 50-ha mapped forest plot on Barro Colorado statistical analyses of mapped forest plots show a trend
Island in Panama. Although gap sites were found to have toward lower recruitment near conspecific neighbours,
greater species diversity of saplings, this was due entirely to especially among more common tree species. Finally,
higher stem density in the gap sites. The number of species recent comparisons of seed input versus seedling recruit-
encountered per stem did not differ between gap and non- ment suggest large effects of species-specific natural
gap sites. Thus, recent evidence suggests that gap phase enemies near the time of germination and seedling
dynamics may not be the major mechanism for maintain- establishment.
ing diversity in tropical forests. There is, however, clear
evidence for important niche differences in tropical trees
related to soil types and forest hydrology. Summary
At present, niche differentiation, equal chance/dispersal
Equal chance and dispersal limitation limitation, and the Janzen-Connell hypothesis have all
The equal chance or null community hypothesis is based on received support as explanations for the maintenance of
the idea that all species are equivalent in terms of their species diversity in tropical forests. These proposed
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Tropical Forests
mechanisms are by no means mutually exclusive, but evapotranspiration is retained regionally, recycling as
rather are likely to act in concert and to vary among regions rainfall. Tropical deforestation also results in a large net
and forest types. Continued research, particularly in large flux of carbon into the atmosphere. Roughly 25% of net
mapped tropical forest plots, will provide a much better global carbon emissions in the 1980s derived from tropical
understanding regarding the generality of proposed deforestation. Recent studies suggest that primary tropical
mechanisms for the maintenance of tropical forest forests also act as globally important carbon sinks. Thus,
diversity. tropical deforestation results not only in the release of
carbon stored in biomass and soils, but also in the loss of
carbon dioxide that would have been taken up by the intact
forest. Recent observations and analyses indicate that
Tropical Forests in Global Perspective replacing primary tropical forests with regenerating
secondary forests generally results in large carbon losses
Tropical forest products rather than increased carbon sequestration. Reforestation
projects for carbon sequestration may, however, be a
Tropical rain forests are of great importance from an viable strategy to increase carbon sequestration in
economic as well as an ecological viewpoint. These forests previously deforested areas.
encompass over half of the world’s standing timber, and
could potentially produce as much as 75% of the world’s
future wood products. There are also many valuable
tropical forest products other than timber, in particular Conservation and Sustainable
food products and pharmaceuticals. With the tremendous Management of Tropical Forests
diversity of species yet to be described, future cures for
many diseases await discovery, particularly in the form of Greatly refined estimates of tropical deforestation have
natural chemicals derived from tropical plants, fungi and recently been obtained through analyses of changes in
microorganisms. The developed world relies on many forest cover in satellite images. For example, analyses of
foods and other products derived from native tropical Landsat imagery covering the Brazilian Amazon indicated
plants: bananas, Brazil nuts, cocoa, coffee, natural rubber, an increase in deforested area of 78 000 km2 in 1978 to
palm oil, rattan and vanilla, to name but a few. Some of the 230 000 km2 in 1988, or a loss of approximately 6% of the
most valuable tropical forest products are in fact non- total forested area. Tropical deforestation rates vary
timber forest products. The incense gaharu (eaglewood), greatly across geographic regions, and have shown marked
derived from fungus-infected heartwood of the southeast swings over the last decades. Through the 1980s the highest
Asian tree Aquilaria malaccense, sells by the ounce in the deforestation rates were observed in southeast Asia, but
markets of the Middle East. Although there are a great more recently deforestation has shifted to the neotropics
variety of current and potential non-timber tropical forest and Africa. In addition to the outright removal of forest,
products, timber continues to be the most widely exploited tropical deforestation also acts to fragment landscapes, a
tropical forest resource. Uses for tropical timbers range pattern of great conservation concern. Tropical forest
from luxury woods such as mahogany (Swietenia spp.) and fragments offer an insufficient amount of habitat for many
rosewood (Dalbergia spp.) to low-grade plywood com- larger or wide-ranging species of animals, and forest
monly manufactured from meranti species of southeast fragments can be seriously degraded by decreased humid-
Asia (Shorea spp., family Dipterocarpaceae). ity and high wind exposure near edges.
The internal fragmentation of tropical forests caused by
Tropical forests, the global carbon cycle and selective logging is also a major concern. Studies suggest
climate change that low-intensity logging can allow for recovery of
primary forest conditions within a couple of decades;
The world’s tropical forests play a major role in the global however, heavy logging requires a much longer recovery
carbon cycle and in regional climatic patterns. Tropical period, and some highly degraded forests may not be able
forests maintain very high rates of moisture and energy to approach pre-harvest conditions even after hundreds of
exchange with the atmosphere. Tropical forests also years. In many regions construction of logging roads
absorb the vast majority of incoming solar radiation, and makes forested areas far more accessible to those interested
thus have a very low albedo (reflectivity of solar radiation). in further exploitation such as subsistence farmers, hunters
Forest removal will result in an increased albedo, which and fuelwood gatherers. For example, when a commercial
can alter patterns of tropical and even temperate zone logger leaves the concession, subsistence farmers are able
precipitation. Loss of tropical forest vegetation also results to penetrate deeper into the forest than would have
in reduced evapotranspiration, thereby reducing water previously been the case. Post-logging forest use is
cycling between the land and the atmosphere. In Amazonia becoming increasingly intense due to high population
50–80% of the water vapour entering the atmosphere via growth rates in many tropical countries.
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Tropical Forests
One partial answer to these difficulties is development of Gaston KJ (2000) Global patterns in biodiversity. Nature 405: 220–227.
sustainable forestry practices in combination with im- Gentry AH (1988) Changes in plant community diversity and floristic
proved conservation of remaining tropical forests. ‘Nat- composition on environmental and geographical gradients. Annals of
the Missouri Botanical Garden 75: 1–34.
ural forest management’ in which gap phase dynamics is
Grace J, Lloyd J, McIntyre J et al. (1995) Carbon dioxide uptake by an
emulated by harvesting has been advocated as a means of undisturbed tropical rain forest in southwest Amazonia, 1992 to 1993.
mitigating losses of diversity and ecosystem function while Science 270: 778–780.
allowing continued timber harvests. Alternative harvesting Hubbell SP (2001) The Unified Neutral Theory of Biodiversity and
practices, such as planning of harvest areas and skid trails, Biogeography. Princeton, NJ: Princeton University Press.
tree marking and directional felling, can be used to reduce Hubbell SP, Foster RB, O’Brien ST et al. (1999) Light-gap disturbances,
the residual impacts of the harvest. Recent studies suggest recruitment limitation, and tree diversity in a Neotropical forest.
Science 283: 554–557.
that such reduced-impact logging in tropical forests can
Pinard MA and Putz FE (1996) Retaining biomass by reducing logging
dramatically reduce post-harvest tree mortality. This damage. Biotropica 28: 278–295.
results in greater retention of forest biomass, increased Richards PW (1996) The Tropical Rain Forest: an Ecological Study.
long-term value of the forest in terms of timber commod- Cambridge: Cambridge University Press.
ities, and more rapid recovery of pre-harvest forest Skole DL and Tucker CJ (1993) Tropical deforestation and habitat
conditions. fragmentation in the Amazon: satellite data from 1978 to 1988. Science
260: 1905–1910.
Turner IM (2001) The Ecology of Trees in the Tropical Rain Forest.
Further Reading Cambridge: Cambridge University Press.
Whitmore TC (1998) An Introduction to Tropical Rain Forests, 2nd edn.
Brown K and Pearce DW (eds) (1994) The Causes of Tropical Oxford: Oxford University Press.
Deforestation: The Economic and Statistical Analysis of Factors Giving Wilson EO (1999) The Diversity of Life, new edn. New York: WW
Rise to the Loss of Tropical Forests. London: University College Press. Norton.
Burslem DFRP, Garwood NC and Thomas SC (2001) Tropical forest
diversity – the plot thickens. Science 291: 606–607.
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