Request For Qualification: UT Administration Lakshadweep
Request For Qualification: UT Administration Lakshadweep
Request For Qualification: UT Administration Lakshadweep
Lakshadweep
PROCESS FOR
October 2019
Request for Qualification
Contents
Contents........................................................................................................................... ii
Disclaimer........................................................................................................................ v
Glossary......................................................................................................................... vii
1 Introduction...............................................................................................................1
1.1 Background........................................................................................................1
1.2 Brief description of Bidding Process...................................................................2
1.3 Schedule of Bidding Process.............................................................................4
1.4 Pre-Application Conference...............................................................................6
2 Instructions to Applicants..........................................................................................7
A. General.............................................................................................................. 7
2.1 Scope of Application..........................................................................................7
2.2 Eligibility of Applicants.......................................................................................7
2.3 Change in composition of the Consortium........................................................13
2.4 Number of Applications and costs thereof........................................................14
2.5 Site visit and verification of information............................................................14
2.6 Acknowledgement by Applicant.......................................................................15
2.7 Right to accept or reject any or all Applications/ Bids.......................................15
B. Documents.......................................................................................................17
2.8 Contents of the RFQ........................................................................................17
2.9 Clarifications....................................................................................................17
2.10 Amendment of RFQ.........................................................................................18
C. Preparation and Submission of Application......................................................18
2.11 Language.........................................................................................................18
2.12 Format and signing of Application....................................................................18
2.13 Sealing and Marking of Applications................................................................19
2.14 Application Due Date.......................................................................................20
2.15 Late Applications..............................................................................................20
2.16 Modifications/ substitution/ withdrawal of Applications.....................................20
D. Evaluation Process..........................................................................................20
2.17 Opening and Evaluation of Applications...........................................................20
2.18 Confidentiality..................................................................................................21
2.19 Tests of responsiveness..................................................................................21
2.20 Clarifications....................................................................................................22
E. Qualification and Bidding.................................................................................23
2.21 Short-listing and notification.............................................................................23
2.22 Submission of Bids..........................................................................................23
2.23 Proprietary data...............................................................................................23
2.24 Correspondence with the Applicant..................................................................23
3 Criteria for Evaluation..............................................................................................24
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Disclaimer
The information contained in this Request for Qualification document (the “RFQ”)or
subsequently provided to Applicant(s), whether verbally or in documentary or any other
form, by or on behalf of the Authority or any of its employees or advisors, is provided to
Applicant(s) on the terms and conditions set out in this RFQ and such other terms and
conditions subject to which such information is provided.
This RFQ is not an agreement and is neither an offer nor invitation by the Authority to
the prospective Applicants or any other person. The purpose of this RFQ is to provide
interested parties with information that may be useful to them in the formulation of their
application for qualification pursuant to this RFQ (the “Application”). This RFQ includes
statements, which reflect various assumptions and assessments arrived at by the
Authority in relation to the Project. Such assumptions, assessments and statements do
not purport to contain all the information that each Applicant may require. This RFQ may
not be appropriate for all persons, and it is not possible for the Authority, its employees
or advisors to consider the investment objectives, financial situation and particular needs
of each party who reads or uses this RFQ. The assumptions, assessments, statements
and information contained in this RFQ may not be complete, accurate, adequate or
correct. Each Applicant should therefore, conduct its own investigations and analysis
and should check the accuracy, adequacy, correctness, reliability and completeness of
the assumptions, assessments, statements and information contained in this RFQ and
obtain independent advice from appropriate sources.
Information provided in this RFQ to the Applicant(s) is on a wide range of matters, some
of which may depend upon interpretation of law. The information given is not intended to
be an exhaustive account of statutory requirements and should not be regarded as a
complete or authoritative statement of law. The Authority accepts no responsibility for
the accuracy or otherwise for any interpretation or opinion on law expressed herein.
The Authority, its employees and advisors make no representation or warranty and shall
have no liability to any person, including any Applicant or Bidder, under any law, statute,
rules or regulations or tort, principles of restitution or unjust enrichment or otherwise for
any loss, damages, cost or expense which may arise from or be incurred or suffered on
account of anything contained in this RFQ or otherwise, including the accuracy,
adequacy, correctness, completeness or reliability of the RFQ and any assessment,
assumption, statement or information contained therein or deemed to form part of this
RFQ or arising in any way with pre-qualification of Applicants for participation in the
Bidding Process.
The Authority also accepts no liability of any nature whether resulting from negligence or
otherwise howsoever caused arising from reliance of any Applicant upon the statements
contained in this RFQ.
The Authority may, in its absolute discretion but without being under any obligation to do
so, update, amend or supplement the information, assessment or assumptions
contained in this RFQ.
The issue of this RFQ does not imply that the Authority is bound to select and short-list
pre-qualified Applications for Bid Stage or to appoint the selected Bidder or
Concessionaire, as the case may be, for the Project and the Authority reserves the right
to reject all or any of the Applications or Bids without assigning any reasons whatsoever.
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The Applicant shall bear all its costs associated with or relating to the preparation and
submission of its Application including but not limited to preparation, copying, postage,
delivery fees, expenses associated with any demonstrations or presentations which may
be required by the Authority or any other costs incurred in connection with or relating to
its Application. All such costs and expenses will remain with the Applicant and the
Authority shall not be liable in any manner whatsoever for the same or for any other
costs or other expenses incurred by an Applicant in preparation or submission of the
Application, regardless of the conduct or outcome of the Bidding Process.
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Glossary
The words and expressions beginning with capital letters and defined in this document
shall, unless repugnant to the context, have the meaning ascribed thereto herein above.
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1 Introduction$
1.1 Background
$$
Instructions for Applicants
Note 1: The provisions in curly brackets shall be suitably modified by the Applicant after the RFQ
is issued. (See Appendix-VI)
Note 2: Blank spaces contain formats that are to be used by the Applicant after the RFQ is
issued. (See Appendix-VI)
Note 3: Footnotes marked “$” in the relevant Clauses of the RFQ arefor guidance of the
Applicants. In case of Appendices, the footnotes marked “$” or in other non-numerical characters
shall be omitted by the Applicants while submitting their respective Applications. (See Appendix-
VI)
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1.1.2 The selected Bidder, who is either a company incorporated under the Companies
Act, 1956/2013 or undertakes to incorporate as such prior to execution of the
concession agreement (the “Concessionaire”) shall be responsible for
designing, engineering, financing, procurement, construction, operation and
maintenance of the Project under and in accordance with the provisions of the
concession agreement (the “Concession Agreement”) to be entered into
between the Concessionaire and the Authority in the form provided by the
Authority as part of the Bidding Documents pursuant hereto.
1.1.3 The scope of work will broadly include designing, financing, procurement and
construction of the Project and the management, operation and maintenance
thereof.
1.1.4 Indicative capital cost of the Project (the “Estimated Project Cost”) will be
revised and specified in the Bidding Documents of the Project. The assessment
of actual costs, however, will have to be made by the Bidders.
1.1.5 The Authority shall receive Applications pursuant to this RFQ in accordance with
the terms set forth herein as modified, altered, amended and clarified from time
to time by the Authority, and all Applications shall be prepared and submitted in
accordance with such terms on or before the date specified in Clause 1.3 for
submission of Applications (the “Application Due Date”).
1.2.1 The Authority has adopted a two-stage bidding process (collectively referred to
as the “Bidding Process”) for selection of the Bidder for award of the Project.
The first stage (the “Qualification Stage”) of the process involves qualification
(the “Qualification”) of interested parties/ consortia who make an Application in
accordance with the provisions of this RFQ(the “Applicant”, which expression
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shall, unless repugnant to the context, include the Members of the Consortium).
Prior to making an Application, the Applicant shall pay to the Authority anon-
refundable sum of Rs.25,000 (Rupees Twenty-Five Thousand Only) by way of a
Demand Draft drawn in favour of “SPORTS Ltd.”, from any
Nationalized/Scheduled bank, payable at Kavaratti,as the cost of the RFQ
process. At the end of this stage, the Authority expects to announce a short-list of
up to [6 (six)] suitable pre-qualified Applicants who shall be eligible for
participation in the second stage of the Bidding Process (the “Bid Stage”)
comprising Request for Proposals (the “Request for Proposals” or “RFP”).
1.2.2 In the Qualification Stage, Applicants would be required to furnish all the
information specified in this RFQ. Only those Applicants that are pre-qualified
and short-listed by the Authority shall be invited to submit their Bids for the
Project. The Authority is likely to provide a comparatively short time span for
submission of the Bids for the Project. The Applicants are, therefore, advised to
visit the site and familiarise themselves with the Project.
1.2.3 In the Bid Stage, the Bidders will be called upon to submit their financial offers
(the “Bids”) in accordance with the RFP and other documents to be provided by
the Authority (collectively the “Bidding Documents”). The Bidding Documents
for the Project will be provided to every Bidder on payment of a process fee for
RFP which will be about four times the amount specified in Clause 1.2.1.The Bid
shall be valid for a period of not less than 120 days from the date specified in
Clause 1.3 for submission of Bids(the “Bid Due Date”).
1.2.4 In terms of the RFP, a Bidder will be required to deposit, along with its Bid, a bid
security Rs. 4.94 Crore (Rupees Four Crore Ninety-Four Lakh Only) (the “Bid
Security”), refundable no later than 60(sixty) days from the Bid Due Date, except
in the case of the selected Bidder whose Bid Security shall be retained till it has
provided a Performance Security under the Concession Agreement. The Bidders
will have an option to provide Bid Security in the form of a demand draft or a
bank guarantee acceptable to the Authority$. In case a bank guarantee is
provided, its validity period shall not be less than 180 (one hundred and eighty)
days from the Bid Due Date, inclusive of a claim period of 60 (sixty) days, and
may be extended as may be mutually agreed between the Authority and the
Bidder from time to time. Where a demand draft is provided, its validity shall not
be less than 80 (eighty) days from the Bid Due Date for the purposes of
encashment thereof by the Authority. The Bid shall be summarily rejected if it is
not accompanied by the Bid Security.
1.2.5 Deleted.
1.2.6 During the Bid Stage, Bidders are invited to examine the Project in greater detail,
and to carry out, at their cost, such studies as may be required for submitting
their respective Bids for award of the concession including implementation of the
Project.
$$
The format for the bank guarantee shall be published as part of the RFP document
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1.2.7 As part of the Bidding Documents, the Authority will provide a draft Concession
Agreement and feasibility report prepared by the Authority/ its consultants and
other information pertaining/ relevant to the Project available with it.
1.2.8 Bids will be invited for the Project on the basis of the highest financial offer to pay
concession fee,(the “Concession Fee”) to the Authority for award of the
concession. The concession period shall be 75 years, and will be indicated in the
draft Concession Agreement forming part of the Bidding Documents. The amount
shall constitute the sole criteria for evaluation of Bids. The Project shall be
awarded to the Bidder quoting the highest Concession Fee. The Concession Fee
shall Annual Upfront Concession Fee which will be indicated in the draft
Concession Agreement forming part of the Bidding Documents.
In this RFQ, the term “Highest Bidder” shall mean the Bidder who is offering the
highest Concession Fee.
1.2.10 Details of the process to be followed at the Bid Stage and the terms thereof will
be spelt out in the Bidding Documents.
1.2.11 Any queries or request for additional information concerning this RFQ shall be
submitted in writing or by fax and e-mail to the officer designated in Clause
2.13.3 by the specified date. The envelopes/ communications shall clearly bear
the following identification/ title:
Qualification Stage
1. Last date for receiving queries 15 November 2019
2. Pre-Application Conference 20 November 2019
3. Authority response to queries latest by 30 November 2019
4. Application Due Date 5 December 2019
5. Announcement of short-list Within 15 days of
Application Due Date
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The date, time and venue of the Pre-Application Conference shall be:
Time: 11:00 AM
Venue:
SAJ Earth Resort and Convention Centre
Kochi
Near Cochin International Airport
Nedumbassery, Kochi, Kerala - 683572
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INSTRUCTIONS TO APPLICANTS
A. General
2.1.1 The Authority wishes to receive Applications for Qualification in order to short-list
experienced and capable Applicants for the Bid Stage.
2.1.2 Short-listed Applicants may be subsequently invited to submit the Bids for the
Project.
1.6 Eligibility of Applicants
2.2.1 For determining the eligibility of Applicants for their pre-qualification hereunder,
the following shall apply:
(a) The Applicant for pre-qualification may be a single entity or a group of entities
(the “Consortium”), coming together to implement the Project. However, no
applicant applying individually or as a member of a Consortium, as the case may
be, can be member of another Applicant. The term Applicant used herein would
apply to both a single entity and a Consortium.
(c) An Applicant shall not have a conflict of interest (the “Conflict of Interest”)
that affects the Bidding Process. Any Applicant found to have a Conflict of
Interest shall be disqualified$. An Applicant shall be deemed to have a Conflict of
Interest affecting the Bidding Process, if:
(i) the Applicant, its Member or Associate (or any constituent thereof) and
any other Applicant, its Member or any Associate thereof (or any
constituent thereof) have common controlling shareholders or other
ownership interest; provided that this disqualification shall not apply in
cases where the direct or indirect shareholding of an Applicant, its
Member or an Associate thereof (or any shareholder thereof having a
shareholding of more than 5 per cent of the paid up and subscribed share
capital of such Applicant, Member or Associate, as the case may be) in
the other Applicant, its Member or Associate is less than 5 per cent of the
subscribed and paid up equity share capital thereof; provided further that
this disqualification shall not apply to any ownership by a bank, insurance
company, pension fund or a public financial institution referred to in sub-
section (72) of section 2 of the Companies Act,2013. For the purposes of
this Clause 2.2.1(c), indirect shareholding held through one or more
intermediate persons shall be computed as follows: (aa) where any
intermediary is controlled by a person through management control or
$$
The provisions of sub-clauses (i), (iii) and (v) shall not apply to government companies.
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(iii) such Applicant, or any Associate thereof receives or has received any
direct or indirect subsidy, grant, concessional loan or subordinated debt
from any other Applicant, or any Associate thereof or has provided any
such subsidy, grant, concessional loan or subordinated debt to any other
Applicant, its Member or any Associate thereof; or
(iv) such Applicant has the same legal representative for purposes of this
Application as any other Applicant; or
(v) such Applicant, or any Associate thereof has a relationship with another
Applicant, or any Associate thereof, directly or through common third
party/ parties, that puts either or both of them in a position to have access
to each other’s information about, or to influence the Application of either
or each other; or
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2.2.2 To be eligible for pre-qualification and short-listing, an Applicant shall fulfil the
following conditions of eligibility:
(A) Technical Capacity: For demonstrating technical capacity and experience (the
“Technical Capacity”), the Applicant shall, over the past 5 (five) financial years
preceding the Application Due Date, have:
(i) owned a functional 3 star and/or 4 star and/ or 5 star and/ or 5 star
Deluxe and above hotels or hotels having minimum Average Room Rate
(ARR) of Rs.10,000/- exclusive of taxes (per room per night) and having a
minimum of 50 residential rooms; or
such that the sum total of residential rooms is more than 275 residential
rooms (the “Threshold Technical Capacity”).
(B) Financial Capacity: The Applicant shall have a minimum Net Worth (the
“Financial Capacity”) of Rs.60 Crore (Rupees Sixty Crore only) at the close of
the preceding financial year.
In case of a Consortium, the combined technical capacity and Net Worth of those
Members, who shall have an equity share of at least 26% (twenty six per cent)
each in the SPV, should satisfy the above conditions of eligibility; provided that
each such Member shall, for a period of 2 (two) years from the date of
commercial operation of the Project, hold equity share capital not less than: (i)
26% (twenty six per cent) of the subscribed and paid up equity of the SPV; and
(ii)5% (five per cent) of the Total Project Cost specified in the Concession
Agreement.
2.2.3 O&M Experience: In the event that the Applicant does not have the requisite
O&M experience, it shall either enter into an agreement, for a period of 5 (five)
years from COD, with an entity having the aforesaid experience relating to the
performance of O&M obligations, or engage experienced and qualified personnel
for discharging its O&M obligations in accordance with the provisions of the
Concession Agreement, failing which the Concession Agreement shall be liable
to termination.
2.2.4 The Applicant shall enclose with its Application, to be submitted as per the format
at Appendix-I, complete with its Annexes, the following:
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2.2.5 The Applicant should submit a Power of Attorney as per the format at Appendix-
II, authorising the signatory of the Application to commit the Applicant. In the
case of a Consortium, the Members should submit a Power of Attorney in favour
of the Lead Member as per format at Appendix-III.
2.2.6 Where the Applicant is a single entity, it may be required to form an appropriate
Special Purpose Vehicle, incorporated under the Indian Companies Act,2013
(the “SPV”), to execute the Concession Agreement and implement the Project. In
case the Applicant is a Consortium, it shall, in addition to forming an SPV,
comply with the following additional requirements:
(b) subject to the provisions of sub-clause (a) above, the Application should
contain the information required for each member of the Consortium;
(c) members of the Consortium shall nominate one member as the lead
member (the “Lead Member”), who shall have an equity share holding of
at least 26% (twenty six per cent) of the paid up and subscribed equity of
the SPV. The nomination(s) shall be supported by a Power of Attorney,
as per the format at Appendix-III, signed by all the other members of the
Consortium;
(d) the Application should include a brief description of the roles and
responsibilities of individual members, particularly with reference to
financial, technical and O&M obligations;
(g) members of the Consortium shall enter into a binding Joint Bidding
Agreement, substantially in the form specified at Appendix-IV (the “Jt.
Bidding Agreement”), for the purpose of making the Application and
submitting a Bid in the event of being short-listed. The Jt. Bidding
Agreement, to be submitted along with the Application, shall, inter alia:
(h) except as provided under this RFQ and the Bidding Documents, there
shall not be any amendment to the Jt. Bidding Agreement without the
prior written consent of the Authority.
2.2.7 Any entity which has been barred by the Central/ State Government, or any entity
controlled by it, from participating in any project (BOT or otherwise), and the bar
subsists as on the date of Application, would not be eligible to submit an
Application, either individually or as member of a Consortium.
2.2.8 An Applicant including any Consortium Member or Associate should, in the last
3 (three) years, have neither failed to perform on any contract, as evidenced by
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2.2.9 In computing the Technical Capacity and Net Worth of the Applicant/ Consortium
Members under Clauses 2.2.2, 2.2.4 and 3.2, the Technical Capacity and Net
Worth of their respective Associates would also be eligible hereunder.
2.2.11 While Qualification is open to persons from any country, the following provisions
shall apply:
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(a) Where, on the date of the Application, 25% (twenty five percent) or more
of the aggregate issued, subscribed and paid up equity share capital in an
Applicant or its Member is held by persons resident outside India or
where an Applicant or its Member is controlled by persons resident
outside India; or
(b) if at any subsequent stage after the date of the Application, there is an
acquisition of 25% (twenty five percent) or more of the aggregate issued,
subscribed and paid up equity share capital or control, by persons
resident outside India, in or of the Applicant or its Member;
then the Qualification of such Applicant or in the event described in sub clause
(b) above, the continued Qualification of the Applicant shall be subject to
approval of the Authority from national security and public interest perspective.
The decision of the Authority in this behalf shall be final and conclusive and
binding on the Applicant.
The Applicant shall promptly inform the Authority of any change in the
shareholding, as above, and failure to do so shall render the Applicant liable for
disqualification from the Bidding Process.
2.2.12 Notwithstanding anything to the contrary contained herein, in the event that the
Application Due Date falls within 3 (three)months of the closing of the latest
financial year of an Applicant, it shall ignore such financial year for the purposes
of its Application and furnish all its information and certification with reference to
the 5 (five) years or 1 (one) year, as the case may be, preceding its latest
financial year. For the avoidance of doubt, financial year shall, for the purposes
of an Application hereunder, mean the accounting year followed by the Applicant
in the course of its normal business.
2.3.1 Change in the composition of a Consortium will not be permitted by the Authority
during the Qualification Stage.
a) the application for such change is made no later than 15 (fifteen) days prior to the
Bid Due Date;
$$
The option of change in composition of the Consortium which is available under Clause 2.3.2 may be exercised by any
Applicant who is pre-qualified either as a Consortium or as a single entity. In the case of a single entity Applicant adding a
Consortium Member at the Bid Stage, the single entity Applicant shall be the Lead Member of the Consortium. Provided,
however, that no member of such Consortium shall be an Applicant or the member of a Consortium which has been pre-
qualified.
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d) the new Member(s) expressly adopt(s) the Application already made on behalf of
the Consortium as if it were a party to it originally, and is not an
Applicant/Member/Associate of any other Consortium bidding for this Project.
2.3.3 Approval for change in the composition of a Consortium shall be at the sole
discretion of the Authority and must be approved by the Authority in writing.
2.3.4 The modified/ reconstituted Consortium shall submit a revised Jt. Bidding
Agreement before the Bid Due Date.
2.3.5 Notwithstanding anything to the contrary contained in sub-clause (c) (i) of Clause
2.2.1, an Applicant may, within 10 (ten) days after the Application Due Date,
remove from its Consortium any Member who suffers from a Conflict of Interest,
and such removal shall be deemed to cure the Conflict of Interest arising in
respect thereof.
2.4.1 No Applicant shall submit more than one Application for the Project. An applicant
applying individually or as a member of a Consortium shall not be entitled to
submit another Application either individually or as a member of any Consortium,
as the case may be.
2.4.2 The Applicants shall be responsible for all of the costs associated with the
preparation of their Applications and their participation in the Bidding Process.
The Authority will not be responsible or in any way liable for such costs,
regardless of the conduct or outcome of the Bidding Process.
2.6.1 It shall be deemed that by submitting the Application, the Applicant has:
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2.6.2 The Authority shall not be liable for any omission, mistake or error in
respect of any of the above or on account of any matter or thing arising out of or
concerning or relating to the RFQ or the Bidding Process, including any error or
mistake therein or in any information or data given by the Authority.
2.7.1 Notwithstanding anything contained in this RFQ, the Authority reserves the right
to accept or reject any Application and to annul the Bidding Process and reject all
Applications/ Bids, at any time without any liability or any obligation for such
acceptance, rejection or annulment, and without assigning any reasons therefor.
In the event that the Authority rejects or annuls all the Bids, it may, in its
discretion, invite all eligible Bidders to submit fresh Bids hereunder.
2.7.2 The Authority reserves the right to reject any Application and/ or Bid if:
(b) the Applicant does not provide, within the time specified by the Authority,
the supplemental information sought by the Authority for evaluation of the
Application.
(i) invite the remaining Bidders to match the Highest Bidder/ submit their
Bids in accordance with the RFP; or
(ii) take any such measure as may be deemed fit in the sole discretion of the
Authority, including annulment of the Bidding Process.
2.7.3 In case it is found during the evaluation or at any time before signing of the
Concession Agreement or after its execution and during the period of
subsistence thereof, including the concession thereby granted by the Authority,
that one or more of the pre-qualification conditions have not been met by the
Applicant, or the Applicant has made material misrepresentation or has given any
materially incorrect or false information, the Applicant shall be disqualified
forthwith if not yet appointed as the Concessionaire either by issue of the LOA or
entering into of the Concession Agreement, and if the Applicant/SPV has already
been issued the LOA or has entered into the Concession Agreement, as the case
may be, the same shall, notwithstanding anything to the contrary contained
therein or in this RFQ, be liable to be terminated, by a communication in writing
by the Authority to the Applicant, without the Authority being liable in any manner
whatsoever to the Applicant and without prejudice to any other right or remedy
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which the Authority may have under this RFQ, the Bidding Documents, the
Concession Agreement or under applicable law.
2.7.4 The Authority reserves the right to verify all statements, information and
documents submitted by the Applicant in response to the RFQ. Any such
verification or lack of such verification by the Authority shall not relieve the
Applicant of its obligations or liabilities hereunder nor will it affect any rights of the
Authority thereunder.
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B. Documents
This RFQ comprises the disclaimer set forth hereinabove, the contents as listed
below, and will additionally include any Addenda issued in accordance with
Clause 2.10.
Section 1. Introduction
Section 2. Instructions to Applicants
Section 3. Criteria for Evaluation
Section 4. Fraud &Corrupt Practices
Section 5. Pre- Application Conference
Section 6. Miscellaneous
Appendices
1.13 Clarifications
2.9.1 Applicants requiring any clarification on the RFQ may notify the Authority in
writing by speed post/ courier/ special messenger and by e-mail in accordance
with Clause 1.2.11. They should send in their queries before the date specified in
the schedule of Bidding Process contained in Clause 1.3. The Authority shall
endeavour to respond to the queries within the period specified therein, but no
later than 10(ten) days prior to the Application Due Date. The responses will be
sent by e-mail. The Authority will forward all the queries and its responses
thereto, to all purchasers of the RFQ without identifying the source of queries.
2.9.2 The Authority shall endeavour to respond to the questions raised or clarifications
sought by the Applicants. However, the Authority reserves the right not to
respond to any question or provide any clarification, in its sole discretion, and
nothing in this Clause shall be taken or read as compelling or requiring the
Authority to respond to any question or to provide any clarification.
2.9.3 The Authority may also on its own motion, if deemed necessary, issue
interpretations and clarifications to all Applicants. All clarifications and
interpretations issued by the Authority shall be deemed to be part of the RFQ.
Verbal clarifications and information given by Authority or its employees or
representatives shall not in any way or manner be binding on the Authority.
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2.10.1 At any time prior to the deadline for submission of Application, the
Authority may, for any reason, whether at its own initiative or in response to
clarifications requested by an Applicant, modify the RFQ by the issuance of
Addenda.
2.10.2 Any Addendum thus issued will be sent in writing to all those who have
purchased the RFQ.
1.15 Language
The Application and all related correspondence and documents in relation to the
Bidding Process shall be in English language. Supporting documents and printed
literature furnished by the Applicant with the Application may be in any other
language provided that they are accompanied by translations of all the pertinent
passages in the English language, duly authenticated and certified by the
Applicant. Supporting materials, which are not translated into English, may not be
considered. For the purpose of interpretation and evaluation of the Application,
the English language translation shall prevail.
2.12.1 The Applicant shall provide all the information sought under this RFQ. The
Authority will evaluate only those Applications that are received in the required
formats and complete in all respects. Incomplete and /or conditional Applications
shall be liable to rejection.
2.12.2 The Applicant shall prepare 1 (one) original set of the Application (together with
the documents required to be submitted pursuant to this RFQ) and clearly
marked as “ORIGINAL”. In addition, the Applicant shall submit 1 (one) copy of
such Application and documents, which shall be marked as “COPY”. The
Applicant shall also provide 2 (two) soft copies thereof on a Compact Disc (CD).
In the event of any discrepancy between the original and the copy, the original
shall prevail.
2.12.3 The Application and its copy shall be typed or written in indelible ink. It shall be
signed by the authorised signatory of the Applicant who shall also initial each
page of the Application (including each Appendix and Annex) in blue ink. In case
of printed and published documents, only the cover shall be initialled. All the
alterations, omissions, additions or any other amendments made to the
Application shall be initialled by the person(s) signing the Application. The
Application shall contain page numbers and shall be bound together in a manner
that does not allow replacement of any page.
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2.13.1 The Applicant shall submit the Application in the format specified at Appendix-I,
together with the documents specified in Clause2.13.2, and seal it in an envelope
and mark the envelope as “APPLICATION”. The Applicant shall seal the original
and the copy of the Application, together with their respective enclosures, in
separate envelopes duly marking the envelopes as “ORIGINAL” and “COPY”.
The envelopes shall then be sealed in an outer envelope which shall also be
marked in accordance with Clauses 2.13.2 and 2.13.3.
and shall clearly indicate the name and address of the Applicant. In addition, the
Application Due Date should be indicated on the right hand corner of each of the
envelopes.
Managing Director
SPORTS (Lakshadweep Tourism)
Kavaratti - 682555
Phone: +91 4896-263001, +91 4896-262356
Fax: +91 4896-262356
Email: [email protected]
2.13.4 If the envelopes are not sealed and marked as instructed above, the Authority
assumes no responsibility for the misplacement or premature opening of the
contents of the Application and consequent losses, if any, suffered by the
Applicant.
2.13.5 Applications submitted by fax, telex, telegram or e-mail shall not be entertained
and shall be rejected.
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2.14.1 Applications should be submitted before 1500 hours IST on the Application Due
Date, at the address provided in Clause 2.13.3 in the manner and form as
detailed in this RFQ. A receipt thereof should be obtained from the person
specified in Clause 2.13.3.
2.14.2 The Authority may, in its sole discretion, extend the Application Due Date by
issuing an Addendum in accordance with Clause 2.10 uniformly for all
Applicants.
Applications received by the Authority after the specified time on the Application
Due Date shall not be eligible for consideration and shall be summarily rejected.
2.16.1 The Applicant may modify, substitute or withdraw its Application after
submission, provided that written notice of the modification, substitution or
withdrawal is received by the Authority prior to the Application Due Date. No
Application shall be modified, substituted or withdrawn by the Applicant on or
after the Application Due Date.
D. Evaluation Process
2.17.1 The Authority shall open the Applications at 1530 hours IST on the Application
Due Date, at the place specified in Clause 2.13.3 and in the presence of the
Applicants who choose to attend.
2.17.2 Applications for which a notice of withdrawal has been submitted in accordance
with Clause 2.16 shall not be opened.
2.17.4 Applicants are advised that pre-qualification of Applicants will be entirely at the
discretion of the Authority. Applicants will be deemed to have understood and
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2.17.5 Any information contained in the Application shall not in anyway be construed as
binding on the Authority, its agents, successors or assigns, but shall be binding
against the Applicant if the Project is subsequently awarded to it on the basis of
such information.
2.17.6 The Authority reserves the right not to proceed with the Bidding Process at any
time without notice or liability and to reject any or all Application(s) without
assigning any reasons.
2.17.8 In the event that an Applicant claims credit for an Eligible Project, and such claim
is determined by the Authority as incorrect or erroneous, the Authority shall reject
such claim and exclude the same from computation of the Experience Score, and
may also, while computing the aggregate Experience Score of the Applicant,
make a further deduction equivalent to the claim rejected hereunder. Where any
information is found to be patently false or amounting to a material
misrepresentation, the Authority reserves the right to reject the Application and/
or Bid in accordance with the provisions of Clauses 2.7.2 and 2.7.3.
1.22 Confidentiality
2.19.1 Prior to evaluation of Applications, the Authority shall determine whether each
Application is responsive to the requirements of the RFQ. An Application shall be
considered responsive if:
(b) it is received by the Application Due Date including any extension thereof
pursuant to Clause 2.14.2;
(e) it contains all the information and documents (complete in all respects) as
requested in this RFQ;
(g) it contains certificates from its statutory auditors in the formats specified
at Appendix-I of the RFQ for each Eligible Project;
(h) it contains an attested copy of the receipt of the Authority towards the
cost of the RFQ process as specified in Clause 1.2.1;
2.19.2 The Authority reserves the right to reject any Application which is non-responsive
and no request for alteration, modification, substitution or withdrawal shall be
entertained by the Authority in respect of such Application. Provided, however,
that the Authority may, in its discretion, allow the Applicant to rectify any
infirmities or omissions if the same do not constitute a material modification of the
Application.
1.24 Clarifications
2.20.1 To facilitate evaluation of Applications, the Authority may, at its sole discretion,
seek clarifications from any Applicant regarding its Application. Such
clarification(s) shall be provided within the time specified by the Authority for this
purpose. Any request for clarification(s) and all clarification(s) in response thereto
shall be in writing.
2.20.2 If an Applicant does not provide clarifications sought under Clause 2.20.1 above
within the prescribed time, its Application shall be liable to be rejected. In case
the Application is not rejected, the Authority may proceed to evaluate the
Application by construing the particulars requiring clarification to the best of its
understanding, and the Applicant shall be barred from subsequently questioning
such interpretation of the Authority.
After the evaluation of Applications, the Authority would announce a list of short-
listed pre-qualified Applicants (Bidders) who will be eligible for participation in the
Bid Stage. At the same time, the Authority would notify the other Applicants that
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they have not been short-listed. The Authority will not entertain any query or
clarification from Applicants who fail to qualify.
1.26 Submission of Bids
The Bidders will be requested to submit a Bid in the form and manner to be set
out in the Bidding Documents.
Only pre-qualified Applicants shall be invited by the Authority to submit their Bids
for the Project. The Authority is likely to provide a comparatively short time span
for submission of the Bids for the Project. The Applicants are therefore advised to
visit the site and familiarize themselves with the Project by the time of submission
of the Application. No extension of time is likely to be considered for submission
of Bids pursuant to invitation that may be issued by the Authority.
1.27 Proprietary data
Save and except as provided in this RFQ, the Authority shall not entertain any
correspondence with any Applicant in relation to the acceptance or rejection of
any Application.
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3.1.1 Only those Applicants who meet the eligibility criteria specified in Clauses 2.2.2
and 2.2.3 shall qualify for evaluation under this Section 3. Applications of firms/
consortia who do not meet these criteria shall be rejected.
3.2.1 Subject to the provisions of Clause 2.2, the following categories of experience
would qualify as Technical Capacity and eligible experience (the “Eligible
Experience”) in relation to eligible projects as stipulated in Clauses 3.2.3 and
3.2.4 (the “Eligible Projects”):
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3.2.3 For a project to qualify as an Eligible Project under Categories 1, 2, 3 and 4, the
entity claiming experience should have held, in the company owning or operating
the Eligible Project, a minimum of 26% (twenty six per cent) equity during the
entire year for which Eligible Experience is being claimed.
3.2.4 Double counting for a particular Eligible Project shall not be permitted in any
form.
3.2.5 The Applicant shall quote experience in respect of a particular Eligible Project
under any one category only, even though the Applicant (either individually or
along with a member of the Consortium) may have played multiple roles in the
cited project. Double counting for a particular Eligible Project shall not be
permitted in any form.
3.2.6 An Applicant’s experience shall be measured and stated in terms of a score (the
“Experience Score”). The Experience Score for an Eligible Project in a given
category, as specified in Clause 3.2.1, would be measured in terms of residential
rooms in the respective hotel whereby each room will get a score of one. This
score will then be multiplied by the applicable factor in Table 3.2.6 below. In case
the Applicant has experience across different categories, the score for each
category would be computed as above and then aggregated to arrive at its
Experience Score
Categories Factor
Category 1 1.00
Category 2 1.25
Category 3 1.50
Category 4 2.00
3.2.7 The Experience Score determined in accordance with Clause 3.2.6 in respect of
an Eligible Project situated in a developed country which is a member of OECD
shall be further multiplied by a factor of 0.5(zero point five) and the product
thereof shall be the Experience Score for such Eligible Project.
3.2.8 Experience for any activity relating to an Eligible Project shall not be claimed by
two or more Members of the Consortium. In other words, no double counting by a
Consortium in respect of the same experience shall be permitted in any manner
whatsoever.
3.3.1 The Applicant should furnish the details of Eligible Experience for the last 5 (five)
financial years immediately preceding the Application Due Date.
3.3.2 The Applicants must provide the necessary information relating to Technical
Capacity as per format at Annex-II of Appendix-I.
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3.3.3 The Applicant should furnish the required Project-specific information and
evidence in support of its claim of Technical Capacity, as per format at Annex-IV
of Appendix-I.
3.4.1 The Application must be accompanied by the Audited Annual Reports of the
Applicant (of each Member in case of a Consortium) for the last 5 (five) financial
years, preceding the year in which the Application is made.
3.4.2 In case the annual accounts for the latest financial year are not audited and
therefore the Applicant cannot make it available, the Applicant shall give an
undertaking to this effect and the statutory auditor shall certify the same. In such
a case, the Applicant shall provide the Audited Annual Reports for 5 (five) years
preceding the year for which the Audited Annual Report is not being provided.
3.4.3 The Applicant must establish the minimum Net Worth specified in Clause 2.2.2
(B),and provide details as per format at Annex-III of Appendix-I.
3.5.2 The Applicants shall then be ranked on the basis of their respective Aggregate
Experience Scores and short-listed for submission of Bids. The Authority expects
to short-list upto 6 (six) pre-qualified Applicants for participation in the Bid Stage.
The Authority, however, reserves the right to increase the number of short-listed
pre-qualified Applicants by adding additional Applicant.
3.5.3 The Authority may, in its discretion, maintain a reserve list of pre-qualified
Applicants who may be invited to substitute the short-listed Applicants in the
event of their withdrawal from the Bidding Process or upon their failure to
conform to the conditions specified herein; provided that a substituted Applicant
shall be given at least 30 (thirty) days to submit its Bid.
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4.1 The Applicants and their respective officers, employees, agents and advisers
shall observe the highest standard of ethics during the Bidding Process.
Notwithstanding anything to the contrary contained herein, the Authority may
reject an Application without being liable in any manner whatsoever to the
Applicant if it determines that the Applicant has, directly or indirectly or through
an agent, engaged in corrupt practice, fraudulent practice, coercive practice,
undesirable practice or restrictive practice in the Bidding Process.
4.2 Without prejudice to the rights of the Authority under Clause 4.1 hereinabove, if
an Applicant is found by the Authority to have directly or indirectly or through an
agent, engaged or indulged in any corrupt practice, fraudulent practice, coercive
practice, undesirable practice or restrictive practice during the Bidding Process,
such Applicant shall not be eligible to participate in any tender or RFQ issued by
the Authority during a period of 2 (two) years from the date such Applicant is
found by the Authority to have directly or indirectly or through an agent, engaged
or indulged in any corrupt practice, fraudulent practice, coercive practice,
undesirable practice or restrictive practice, as the case may be.
4.3 For the purposes of this Clause4, the following terms shall have the meaning
hereinafter respectively assigned to them:
(a) “corrupt practice” means (i) the offering, giving, receiving, or soliciting,
directly or indirectly, of anything of value to influence the actions of any
person connected with the Bidding Process (for avoidance of doubt,
offering of employment to, or employing, or engaging in any manner
whatsoever, directly or indirectly, any official of the Authority who is or
has been associated in any manner, directly or indirectly, with the Bidding
Process or the LOA or has dealt with matters concerning the Concession
Agreement or arising therefrom, before or after the execution thereof, at
any time prior to the expiry of one year from the date such official resigns
or retires from or otherwise ceases to be in the service of the Authority,
shall be deemed to constitute influencing the actions of a person
connected with the Bidding Process); or (ii) save and except as permitted
under sub clause (d) of Clause 2.2.1, engaging in any manner
whatsoever, whether during the Bidding Process or after the issue of the
LOA or after the execution of the Concession Agreement, as the case
may be, any person in respect of any matter relating to the Project or the
LOA or the Concession Agreement, who at any time has been or is a
legal, financial or technical adviser of the Authority in relation to any
matter concerning the Project;
(d) “undesirable practice” means (i) establishing contact with any person
connected with or employed or engaged by the Authority with the
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4 Pre-Application Conference
5.2 During the course of Pre-Application Conference, the Applicants will be free to
seek clarifications and make suggestions for consideration of the Authority. The
Authority shall endeavor to provide clarifications and such further information as
it may, in its sole discretion, consider appropriate for facilitating a fair,
transparent and competitive Bidding Process.
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5 Miscellaneous
6.1 The Bidding Process shall be governed by, and construed in accordance with,
the laws of India and the Courts in Kerala in which the Authority has its
headquarters shall have exclusive jurisdiction over all disputes arising under,
pursuant to and/ or in connection with the Bidding Process.
6.2 The Authority, in its sole discretion and without incurring any obligation or liability,
reserves the right, at any time, to;
(a) suspend and/ or cancel the Bidding Process and/ or amend and/ or
supplement the Bidding Process or modify the dates or other terms and
conditions relating thereto;
(c) pre-qualify or not to pre-qualify any Applicant and/ or to consult with any
Applicant in order to receive clarification or further information;
(d) retain any information and/ or evidence submitted to the Authority by, on
behalf of, and/ or in relation to any Applicant; and/ or
(e) independently verify, disqualify, reject and/ or accept any and all
submissions or other information and/ or evidence submitted by or on
behalf of any Applicant.
6.3 It shall be deemed that by submitting the Application, the Applicant agrees and
releases the Authority, its employees, agents and advisers, irrevocably,
unconditionally, fully and finally from any and all liability for claims, losses,
damages, costs, expenses or liabilities in any way related to or arising from the
exercise of any rights and/ or performance of any obligations hereunder and the
Bidding Documents, pursuant hereto, and/ or in connection with the Bidding
Process, to the fullest extent permitted by applicable law, and waives any and all
rights and/ or claims it may have in this respect, whether actual or contingent,
whether present or in future.
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Appendices
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Dear Sir,
1. With reference to your RFQ document dated ………..$, I/we, having examined
the RFQ document and understood its contents, hereby submit my/our
Application for Qualification for the aforesaid project. The Application is
unconditional and unqualified.
3. This statement is made for the express purpose of qualifying as a Bidder for the
development, construction, operation and maintenance of the aforesaid Project.
4. I/ We shall make available to the Authority any additional information it may find
necessary or require to supplement or authenticate the Qualification statement.
6. I/ We certify that in the last three years, we/ any of the Consortium Members or
our/ their Associates have neither failed to perform on any contract, as evidenced
by imposition of a penalty by an arbitral or judicial authority or a judicial
pronouncement or arbitration award, nor been expelled from any project or
contract by any public authority nor have had any contract terminated by any
public authority for breach on our part.
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7. I/ We declare that:
a) I/ We have examined and have no reservations to the RFQ document,
including any Addendum issued by the Authority;
8. I/ We understand that you may cancel the Bidding Process at any time and that
you are neither bound to accept any Application that you may receive nor to
invite the Applicants to Bid for the Project, without incurring any liability to the
Applicants, in accordance with Clause 2.17.6 of the RFQ document.
9. I/ We believe that we/ our Consortium/ proposed Consortium satisfy (ies) the Net
Worth criteria and meet(s) all the requirements as specified in the RFQ document
and am/ are qualified to submit a Bid.
10. I/ We declare that we/ any Member of the Consortium, or our/ its Associates are
not a Member of a/ any other Consortium applying for pre-qualification.
11. I/ We certify that in regard to matters other than security and integrity of the
country, we/ any Member of the Consortium or any of our/ their Associates have
not been convicted by a court or indicted or adverse orders passed by a
regulatory authority which could cast a doubt on our ability to undertake the
Project or which relates to a grave offence that outrages the moral sense of the
community.
12. I/ We further certify that in regard to matters relating to security and integrity of
the country, we/ any Member of the Consortium or any of our/ their Associates
have not been charge-sheeted by any agency of the Government or convicted by
a court.
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14. I/ We further certify that we are qualified to submit a Bid in accordance with the
guidelines for qualification of bidders seeking to acquire stakes in Public Sector
Enterprises through the process of disinvestment issued by the GOI vide
Department of Disinvestment OM No. 6/4/2001-DD-II dated 13th July, 2001
which guidelines apply mutatis mutandis to the Bidding Process. A copy of the
aforesaid guidelines form part of the RFQ at Appendix-V thereof.
15. I/We further certify that we/ any Member of the Consortium or any of our/ their
Associates are not barred by the Central Government/ State Government or any
entity controlled by it, from participating in any project (BOT or otherwise), and no
bar subsists as on the date of Application.
16. I/ We undertake that in case due to any change in facts or circumstances during
the Bidding Process, we are attracted by the provisions of disqualification in
terms of the provisions of this RFQ, we shall intimate the Authority of the same
immediately.
17. The Statement of Legal Capacity as per format provided at Annex-V in Appendix-
I of the RFQ document, and duly signed, is enclosed. The power of attorney for
signing of Application and the power of attorney for Lead Member of consortium,
as per format provided at Appendix II and III respectively of the RFQ, are also
enclosed.
18. I/ We understand that the selected Bidder shall either be an existing Company
incorporated under the Indian Companies Act, 1956/2013, or shall incorporate as
such prior to execution of the Concession Agreement.
19. I/ We hereby confirm that we shall comply with the O&M requirements specified
in Clause 2.2.3.
20. I/ We hereby irrevocably waive any right or remedy which we may have at any
stage at law or howsoever otherwise arising to challenge or question any
decision taken by the Authority in connection with the selection of Applicants,
selection of the Bidder, or in connection with the selection/ Bidding Process itself,
in respect of the above mentioned Project and the terms and implementation
thereof.
21. I/ We agree and undertake to abide by all the terms and conditions of the RFQ
document.
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22. I/ We certify that in terms of the RFQ, my/our Net Worth is Rs. ………………..
(Rupees …………………………………….) and the Aggregate Experience Score
is …………………… (in figures) …………..………………………………… (in
words).
23. We agree and undertake to be jointly and severally liable for all the obligations of
the Concessionaire under the Concession Agreement till occurrence of Financial
Close in accordance with the Concession Agreement.
24. In witness thereof, I/ we submit this Application under and in accordance with the
terms of the RFQ document.
Yours faithfully,
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Appendix I
Annex-I
Annex-I: Particulars of the Applicant
1. (a) Name:
(b) Country of incorporation:
(c) Address of the corporate headquarters and its branch office(s), if any,
in India:
(d) Date of incorporation and/ or commencement of business:
2. Brief description of the Company including details of its main lines of business
and proposed role and responsibilities in this Project:
5. In case of a Consortium:
(a) The information above (1-4) should be provided for all the Members of
the Consortium.
(b) A copy of the Jt. Bidding Agreement, as envisaged in Clause 2.2.6(g)
should be attached to the Application.
(c) Information regarding the role of each Member should be provided as
per table below:
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Appendix I
Annex-I
6. The following information shall also be provided for the Applicant, including
each Member of the Consortium:
Name of Applicant/ member of Consortium:
No. Criteria Yes No
1. Has the Applicant/ constituent of the Consortium
been barred by the Central/ State Government, or
any entity controlled by it, from participating in any
project (BOT or otherwise)?
2. If the answer to 1 is yes, does the bar subsist as on
the date of Application?
3. Has the Applicant/ constituent of the Consortium
paid liquidated damages of more than 5% of the
contract value in a contract due to delay or has been
penalized due to any other reason in relation to
execution of a contract, in the last three years?
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Appendix I
Annex-II
Annex-II: Technical Capacity of the Applicant @
(Refer to Clauses 2.2.2(A), 3.2 and 3.3 of the RFQ)
(2) (3)
Single entity a
Applicant b
c
d
Consortium 1a
Member 1 1b
1c
1d
Consortium 2a
Member 2 2b
2c
2d
Consortium 3a
Member 3 3b
3c
3d
Aggregate Experience Score =
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Appendix I
Annex-II
@
Provide details of only those projects that have been undertaken by the Applicant
under its own name and/ or by an Associate specified in Clause 2.2.9 and/ or by a
project company eligible under Clause 3.2.3. In case the Application Due Date falls
within 3(three) months of the close of the latest financial year, refer to Clause 2.2.12.
#
An Applicant consisting of a single entity should fill in details as per the row titled
Single entity Applicant and ignore the rows titled Consortium Member. In case of a
Consortium, the row titled Single entity Applicant may be ignored. In case credit is
claimed for an Associate, necessary evidence to establish the relationship of the
Applicant with such Associate, in terms of Clause 2.2.9, shall be provided.
¥
Member Code shall indicate NA for Not Applicable in case of a single entity
Applicant. For other Members, the following abbreviations are suggested viz. LM
means Lead Member, TM means Technical Member, FM means Financial Member,
OMM means Operation & Maintenance Member, OM means Other Member.
¥¥
Refer Annex-IV of this Appendix-I. Add more rows if necessary.
$
Refer Clause 3.2.1.
££Divide the number of rooms in the Experience column by one room and then
multiply the result thereof by the applicable factor set out in Table 3.2.5 to arrive at
the Experience Score for each Eligible Project. In the case of an Eligible Project
situated in an OECD country, the Experience Score so arrived at shall be further
multiplied by 0.5, in accordance with the provisions of Clause 3.2.7, and the product
thereof shall be the Experience Score for such Eligible Projects.
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Appendix I
Annex-III
Annex-III: Financial Capacity of the Applicant
(Refer to Clauses 2.2.2(B), 2.2.4 (ii) and 3.4 of the RFQ)
Consortium
Member 1
Consortium
Member 2
Consortium
Member 3
Consortium
Member 4
TOTAL
$
For conversion of other currencies into rupees, see notes below Annex-II of
Appendix-I.
$$
An Applicant consisting of a single entity should fill in details as per the row titled
Single entity Applicant and ignore the rows titled Consortium Members. In case of a
Consortium, row titled Single entity Applicant may be ignored.
£
For Member Code, see instruction 4 at Annex-IV of this Appendix-I.
££
The Applicant should provide details of its own Financial Capacity or of an
Associate specified in Clause 2.2.9.
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Appendix I
Annex-III
Instructions:
1. The Applicant/ its constituent Consortium Members shall attach copies of the
balance sheets, financial statements and Annual Reports for 5 (five) years
preceding the Application Due Date. The financial statements shall:
3. Net Worth shall mean (Subscribed and Paid-up Equity + Reserves) less
(Revaluation reserves + miscellaneous expenditure not written off + reserves
not available for distribution to equity shareholders). 1
4. Year 1 will be the latest completed financial year, preceding the bidding. Year
2 shall be the year immediately preceding Year 1 and so on. In case the
Application Due Date falls within 3 (three) months of the close of the latest
financial year, refer to Clause 2.2.12.
5. In the case of a Consortium, a copy of the Jt. Bidding Agreement shall be
submitted in accordance with Clause 2.2.6 (g) of the RFQ document.
6. The Applicant shall provide an Auditor’s Certificate specifying the Net Worth
of the Applicant and also specifying the methodology adopted for calculating
such Net Worth in accordance with Clause 2.2.4 (ii) of the RFQ document.
1
To further explain, Net worth is aggregate value of the paid-up share capital and all reserves created out of the
profits and securities, premium account, after deducting the aggregate value of the accumulated losses, deferred
expenditure and miscellaneous expenditure not written off, as per the audited balance sheet, but does not include
reserves created out of revaluation of assets, write-back of depreciation and amalgamation
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Appendix I
ANNEX-IV
Annex-IV: Details of Eligible Projects
(Refer to Clauses 2.2.2(A), 3.2 and 3.3 of the RFQ)
Instructions:
would be 1a, 1b, 1c, 1d etc., for Member 2 the Project Codes shall be 2a, 2b,
2c, 2d etc., and so on.
3. A separate sheet should be filled for each Eligible Project.
4. Member Code shall indicate NA for Not Applicable in case of a single entity
Applicant. For other Members, the following abbreviations are suggested viz.
LM means Lead Member, TM means Technical Member, FM means Financial
Member, OMM means Operation & Maintenance Member; and OM means
Other Member. In case the Eligible Project relates to an Associate of the
Applicant or its Member, write “Associate” along with Member Code.
5. Refer to Clause 3.2.1 of the RFQ for category number.
6. The five-year average number of rooms for each Eligible Project for the entire
5 years (total divided by 5) is to be stated in Annex-II of this Appendix-I. The
figures to be provided here should indicate the break-up for the past 5 (five)
financial years. Year 1 refers to the financial year immediately preceding the
Application Due Date; Year 2 refers to the year before Year 1, Year 3 refers to
the year before Year 2, and so on (Refer Clause 2.2.12)
For the project to be Eligible for a particular year within last 5 financial years,
the hotel needs to have total number of operational rooms more than or equal
to 50 in that year, in accordance with Clause 2.2.2 (A).
7. Particulars such as name, address and contact details of owner may be
provided for all Eligible Projects.
8. The date of commissioning of the project should be indicated for all Eligible
Projects.
9. For all Eligible Projects, the equity shareholding of the Applicant, in the
company owning the Eligible Project, held continuously during the period for
which Eligible Experience is claimed, needs to be given (Refer Clause 3.2.3).
In case the project is owned/ operated, maintained and managed by the
Applicant Company, please indicate accordingly (Refer Clause 3.2.3).
10. Experience for any activity relating to an Eligible Project shall not be claimed
by two or more Members of the Consortium. In other words, no double
counting by a consortium in respect of the same experience shall be
permitted in any manner whatsoever.
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11. Certificate from the Applicant’s statutory auditor $or its respective clients must
be furnished as per formats below for each Eligible Project. In jurisdictions
that do not have statutory auditors, the auditors who audit the annual
accounts of the Applicant/ Member/Associate may provide the requisite
certification.
12. The Applicant shall provide a certificate from the statutory auditor of the
Applicant, or its Associate, in the format below:
Based on its books of accounts and other published information authenticated by it,
this is to certify that …………………….. (name of the Applicant/Member/Associate)
is/ was an equity shareholder in ……………….. (title of the project company) and
holds/held Rs. ………cr. (Rupees ………………………….. crore) of equity (which
constitutes ……..%€ of the total paid up and subscribed equity capital) of the project
company from …………...(date) to ……………..(date)¥. The project was/is likely to be
commissioned on …………….(date of commissioning of the project).
………………………
………………………
We certify that the star category of the project is ………. As per the following
certification process method: …………………………. / We certify that the Average
Room Rate (ARR) in the hotel is Rs. …………. /- excluding taxes, calculated in
accordance with Clause 2.2.2 (A) of the RFQ Document for the Project.
$$
In case duly certified audited annual financial statements containing the requisite details are provided, a separate
certification by statutory auditors would not be necessary.
Provide Certificate as per this format only. Attach explanatory notes to the Certificate, if necessary. In jurisdictions
that do not have statutory auditors, the firm of auditors which audits the annual accounts of the Applicant or its
Associate may provide the certificates required under this RFQ.
€€
Refer instruction no. 10 in this Annex-IV.
¥¥
In case the project is owned by the Applicant company, this language may be suitably modified to read: “It is
certified that …………….. (name of Applicant) owned/ operated/ managed the ………….. (name of project) from
……………….. (date) to ………………… (date).”
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Appendix I
Annex-IV
13. In the event that credit is being taken for the Eligible Experience of an Associate,
as defined in Clause 2.2.9, the Applicant should also provide a certificate in the
format below:
Based on the authenticated record of the Company, this is to certify that more than
50% (fifty per cent) of the subscribed and paid up voting equity of ………………
(name of the Applicant/ Consortium Member/ Associate) is held, directly or
indirectly£, by ……………….. (name of Associate/ Applicant/ Consortium Member).
By virtue of the aforesaid share-holding, the latter exercises control over the former,
who is an Associate in terms of Clause 2.2.9 of the RFQ.
A brief description of the said equity held, directly or indirectly, is given below:
$
In the event that the Applicant/ Consortium Member exercises control over an
Associate by operation of law, this certificate may be suitably modified and copies of
the relevant law may be enclosed and referred to.
£
In the case of indirect share-holding, the intervening companies in the chain of
ownership should also be Associates i.e., the share-holding in each such company
should be more than 50% in order to establish that the chain of “control” is not
broken.
14. It may be noted that in the absence of any detail in the above certificates, the
information would be considered inadequate and could lead to exclusion of
the relevant project in computation of Experience Score.
Refer Clause 3.2.6 of the RFQ.
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Ref. Date:
To,
Mr *******
*******
UT Administration,
Lakshadweep Islands
Dear Sir/Madam,
We hereby confirm that we/ our members in the Consortium (constitution of which
has been described in the Application) satisfy the terms and conditions laid out in the
RFQ document.
We have agreed that ……………………(insert member’s name) will act as the Lead
Member of our consortium.$
We have agreed that ………………….. (insert individual’s name) will act as our
representative/ will act as the representative of the consortium on its behalf $ and has
been duly authorized to submit the RFQ. Further, the authorised signatory is vested
with requisite powers to furnish such letter and authenticate the same.
Thanking you,
Yours faithfully,
$$
Please strike out whichever is not applicable.
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AND we hereby agree to ratify and confirm and do hereby ratify and confirm all acts,
deeds and things done or caused to be done by our said Attorney pursuant to and in
exercise of the powers conferred by this Power of Attorney and that all acts, deeds
and things done by our said Attorney in exercise of the powers hereby conferred
shall and shall always be deemed to have been done by us.
For
…………………………..
1.
(Notarised)
2.
$$
To be submitted in original.
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Appendix II
Page 2
Accepted
……………………………
(Signature)
Notes:
The mode of execution of the Power of Attorney should be in accordance with the
procedure, if any, laid down by the applicable law and the charter documents of
the executant(s) and when it is so required, the same should be under common
seal affixed in accordance with the required procedure.
Wherever required, the Applicant should submit for verification the extract of the
charter documents and documents such as a board or shareholders ’resolution/
power of attorney in favour of the person executing this Power of Attorney for the
delegation of power hereunder on behalf of the Applicant.
For a Power of Attorney executed and issued overseas, the document will also
have to be legalised by the Indian Embassy and notarised in the jurisdiction
where the Power of Attorney is being issued. However, the Power of Attorney
provided by Applicants from countries that have signed the Hague Legislation
Convention 1961 are not required to be legalised by the Indian Embassy if it
carries a conforming Appostille certificate.
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Whereas,…………………….., ……………………..,……………………..and
…………………….. (collectively the “Consortium”) being Members of the Consortium
are interested in bidding for the Project in accordance with the terms and conditions
of the Request for Qualification document (RFQ), Request for Proposal (RFP)and
other connected documents in respect of the Project, and
$$
To be submitted in original.
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Appendix III
Page 2
AND hereby agree to ratify and confirm and do hereby ratify and confirm all acts,
deeds and things done or caused to be done by our said Attorney pursuant to and in
exercise of the powers conferred by this Power of Attorney and that all acts, deeds
and things done by our said Attorney in exercise of the powers hereby conferred
shall and shall always be deemed to have been done by us/ Consortium.
For ……………………..
(Signature)
……………………..
(Name & Title)
For ……………………..
(Signature)
……………………..
(Name & Title)
For ……………………..
(Signature)
……………………..
(Name & Title)
Witnesses:
1.
2.
………………………………………
(Executants)
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Appendix III
Page 3
Notes:
The mode of execution of the Power of Attorney should be in accordance with the
procedure, if any, laid down by the applicable law and the charter documents of
the executant(s) and when it is so required, the same should be under common
seal affixed in accordance with the required procedure.
Also, wherever required, the Applicant should submit for verification the extract of
the charter documents and documents such as a board or shareholders’
resolution/ power of attorney in favour of the person executing this Power of
Attorney for the delegation of power hereunder on behalf of the Applicant.
For a Power of Attorney executed and issued overseas, the document will also
have to be legalised by the Indian Embassy and notarised in the jurisdiction
where the Power of Attorney is being issued. However, the Power of Attorney
provided by Applicants from countries that have signed the Hague Legislation
Convention 1961 are not required to be legalised by the Indian Embassy if it
carries a conforming Appostille certificate.
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THIS JOINT BIDDING AGREEMENT is entered into on this the ………… day
of ………… 20…
AMONGST
AND
AND
AND
The above mentioned parties of the FIRST, SECOND, {THIRD and FOURTH}
PART are collectively referred to as the “Parties” and each is individually
referred to as a “Party”
WHEREAS,
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Appendix IV
Page 2
(B) The Parties are interested in jointly bidding for the Project as members of a
Consortium and in accordance with the terms and conditions of the RFQ
document and other bid documents in respect of the Project, and
(C) It is a necessary condition under the RFQ document that the members of the
Consortium shall enter into a Joint Bidding Agreement and furnish a copy
thereof with the Application.
In this Agreement, the capitalized terms shall, unless the context otherwise
requires, have the meaning ascribed thereto under the RFQ.
2. Consortium
2.2 The Parties hereby undertake to participate in the Bidding Process only
through this Consortium and not individually and/ or through any other
consortium constituted for this Project, either directly or indirectly or through
any of their Associates.
3. Covenants
The Parties hereby undertake that in the event the Consortium is declared the
selected Bidder and awarded the Project, it shall incorporate a special
purpose vehicle (the “SPV”) under the Indian Companies Act,2013 for
entering into a Concession Agreement with the Authority and for performing
all its obligations as the Concessionaire in terms of the Concession
Agreement for the Project.
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Appendix IV
Page 3
(a) Party of the First Part shall be the Lead member of the Consortium
and shall have the power of attorney from all Parties for conducting all
business for and on behalf of the Consortium during the Bidding
(b) Party of the Second Part shall be {the Technical Member of the
Consortium;}
{(c) Party of the Third Part shall be the Financial Member of the
Consortium; and}
{(d) Party of the Fourth Part shall be the Operation and Maintenance
Member/ Other Member of the Consortium.}
The Parties do hereby undertake to be jointly and severally responsible for all
obligations and liabilities relating to the Project and in accordance with the
terms of the RFQ, RFP and the Concession Agreement, till such time as the
Financial Close for the Project is achieved under and in accordance with the
Concession Agreement.
6.1 The Parties agree that the proportion of shareholding among the Parties in
the SPV shall be as follows:
First Party:
Second Party:
{Third Party:}
{Fourth Party:}
6.2 The Parties undertake that a minimum of 26% (twenty six per cent) of the
subscribed and paid up equity share capital of the SPV shall, at all times till
the second anniversary of the date of commercial operation of the Project, be
held by the Parties of the First, {Second and Third} Part whose experience
and Net Worth have been reckoned for the purposes of qualification and
short-listing of Applicants for the Project in terms of the RFQ.
6.3 The Parties undertake that each of the Parties specified in Clause 6.2 above
shall, at all times between the commercial operation date of the Project and
the second anniversary thereof, hold subscribed and paid up equity share
capital of SPV equivalent to at least 5% (five per cent) of the Total Project
Cost.
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Appendix IV
Page 4
6.4 The Parties undertake that they shall collectively hold at least 51% (fifty one
per cent) of the subscribed and paid up equity share capital of the SPV at all
times until the second anniversary of the commercial operation date of the
Project.
6.5 The Parties undertake that they shall comply with all equity lock-in
requirements set forth in the Concession Agreement.
(a) Such Party is duly organized, validly existing and in good standing
under the laws of its incorporation and has all requisite power and
authority to enter into this Agreement;
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Appendix IV
Page 5
(c) this Agreement is the legal and binding obligation of such Party,
enforceable in accordance with its terms against it; and
(d) there is no litigation pending or, to the best of such Party's knowledge,
threatened to which it or any of its Associates is a party that presently
affects or which would have a material adverse effect on the financial
condition or prospects or business of such Party in the fulfillment of its
obligations under this Agreement.
8. Termination
This Agreement shall be effective from the date hereof and shall continue in
full force and effect until the Financial Close of the Project is achieved under
and in accordance with the Concession Agreement, in case the Project is
awarded to the Consortium. However, in case the Consortium is either not
pre-qualified for the Project or does not get selected for award of the Project,
the Agreement will stand terminated in case the Applicant is not pre-qualified
or upon return of the Bid Security by the Authority to the Bidder, as the case
may be.
9. Miscellaneous
9.2 The Parties acknowledge and accept that this Agreement shall not be
amended by the Parties without the prior written consent of the Authority.
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Appendix IV
Page 6
(Signature) (Signature)
(Name) (Name)
(Designation) (Designation)
(Address) (Address)
(Signature) (Signature)
(Name) (Name)
(Designation) (Designation)
(Address) (Address)
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Appendix IV
Page 7
Notes:
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Appendix-V2
No. 6/4/2001-DD-II
Government of India
Department of Disinvestment
Block 14, CGO Complex
New Delhi.
Dated 13th July, 2001.
OFFICE MEMORANDUM
Sub: Guidelines for qualification of Bidders seeking to acquire stakes in Public Sector
Enterprises through the process of disinvestment
(a) In regard to matters other than the security and integrity of the country,
any conviction by a Court of Law or indictment/ adverse order by a
regulatory authority that casts a doubt on the ability of the bidder to
manage the public sector unit when it is disinvested, or which relates to a
grave offence would constitute disqualification. Grave offence is defined to
be of such a nature that it outrages the moral sense of the community.
The decision in regard to the nature of the offence would be taken on
case to case basis after considering the facts of the case and relevant
legal principles, by the Government of India.
(b) In regard to matters relating to the security and integrity of the country,
any charge-sheet by an agency of the Government/ conviction by a Court
of Law for an offence committed by the bidding party or by any sister
concern of the bidding party would result in disqualification. The decision
in regard to the relationship between the sister concerns would be taken,
based on the relevant facts and after examining whether the two concerns
are substantially controlled by the same person/ persons.
(c) In both (a) and (b), disqualification shall continue for a period that
Government deems appropriate.
2
These guidelines may be modified or substituted by the Government from time to time.
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Appendix V
Page-2
sd/-
(A.K. Tewari)
Under Secretary to the Government of India
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1. Submit the documents for CRZ clearance to LCZMA. Documents for CRZ
include:
a. Detailed Project Report, site layout and drawings prepared by IPE Global Ltd
2. LCZMA shall appraise the project and provide recommendations. The project
shall be forwarded to MoEF
3. Project shall be then scrutinized by Expert Appraisal Committee (EAC) at
MoEF.
4. Once EAC approves the project, MoEF shall grant the CRZ clearance to the
project.
Any violation of the terms & conditions of the CRZ clearance obtained by the
Authority to facilitate the Concessionaire shall be treated as Concessionaire’s default
and relevant provisions of default of the Concession Agreement shall be applicable
for such occurrence
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be given within
banned in UT one month of the
operation (Bangaram is an submission of
exception) application by the
successful bidder
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