Module 11 - Metaphysical Debatae (Realism Vs Idealism) - 2
Module 11 - Metaphysical Debatae (Realism Vs Idealism) - 2
Module 11 - Metaphysical Debatae (Realism Vs Idealism) - 2
1. Introduction
Most of the controversy in perception during the past century has to do with exactly, what it is
that we see, hear, taste, smell, and so on. We might say we see trees, tables, chairs, and so
forth. At first, perception may seem quite simple, for example, right now I perceive my pen. I
open my eyes, look at the pen and see it. Common sense may say that there is nothing
between me and the pen to prevent me from seeing it, but an opponent like Buddhist on this
matter has led to the view that my mind itself gets in between me and the pen and that I never
actually perceive the pen in itself. (i.e., a thing given independently of my mind). So, the
question that really concerns us is: What exactly is it that we are immediately aware of in our
perception? That is, what is given in perception? (What can we know?). There is no doubt
that the problems are connected with the nature of what is ‘given’ and what we ‘construct’ or
‘manipulate’ out of this given. That is why; there is a need to have a deeper understanding of
the nature of the reality and its perception. Therefore, the paper propose to explain, ‘the
given’ in perception and try to answer the following questions related to the issue:
It is within the framework of such metaphysical questions, concerning existence and non-
existence of what we perceive and experience, that the various philosophical schools have
developed their respective viewpoints and interpretations. Besides, the paper’s intention here
is not to address to each of these questions mentioned above separately, but they are certainly
taken care of in the following discussion. In order to show this, the procedure will be the
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following: Firstly, the paper will describe the contrast between realism and idealism;
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secondly, it will explain the three theories of perception, namely: direct realism, indirect
realism, and idealism, and lastly, it will focus on the difference between the given and the
constructed.
Theories of Perception
P Direct Realism(Sarvastivada) E
E X
R T
C E
R
E N
I A
V I L
I N
N T O
Indirect Realism(Sautrantika) E B
G R J
N E
S A C
U L T
B
J S
U
E
2
B
C
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Idealism(Yogacara) J
T E
C
T
3. Direct Realism (Common sense realism or naïve realism)
For direct realist, the objects external to us that we typically take ourselves to perceive, for
examples, tables, chairs, trees are both directly perceived and retain their perceived properties
even when unperceived. Moreover, the object that is perceived by the senses and cognized by
the mind is not a figment of imagination nor is it the construction/projection of mind. The
object exists in its own right and is a real entity. The advocates of this theory among Buddhist
are Sarvāstivādins and among non-Buddhist is Nyāya-Vaiśeṣika. According to the former,
every thing (sarvaṃ) exists (asti) and we can directly cognize the external world through
perception.1 According to the latter, reality of the external world is accessible to reason. That
is, it accepts the world as it is, at the face value as we see it. Thus, according to this theory,
the world is there for us to see directly and we are capable of seeing it for what it really is.
And the way we see it is the way it is even when we are not looking. But there is a problem:
The existence of illusions, hallucinations, and perceptual errors are normally held to
constitute a problem for direct realism. For example, I misperceive a carpet sample to be
purple when it is really brown; I mistakenly see a stick in the water to be bent or broken when
it is really straight; I see a patch of water ahead on the road that turns out to be only a mirage.
Most significant is the possibility of flat-out hallucination: When drunk or drugged one might
see a pink elephant. Now, from the point of view of the perceiver, there may be no difference
in hallucinating that there is a coffee mug in front of you and having the accurate perception
that there is a coffee mug in front to you. In both cases the contents of your mind are the
same. What makes one accurate and the other hallucinating is the state of the external world.
In an attempt to explain this, the Sautrāntika philosophy came up with their theory of
representationism.
5. Idealism
The major school of Buddhist thought to appear was the school of idealism known as
Vijñānavāda or Yogācāra. One of the most illustrious personalities who are credited with
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having systematized the teaching of this school is Vasubandhu. His monumental work, the
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5.1.3 Externality
In order for appropriation to appropriate there must be that which is appropriable, i.e.,
‘external’. Thus, in the positing of external objects what, for Yogācāra, is problematic is
not the positing of objects as such (Vasubandhu does not deny the existence of external
world/reality i.e., things-in-themselves, they exist). The problem lies in positing
externality, the idea or notion of the external. Externality is the necessary condition for
appropriation. The questions that really concern us are: When do Yogācārarins deny
external objects? What are they rejecting and what, if anything, are they affirming? That
is, what does the denial of externality entail? Yogācārins deny the existence of external
objects in two senses:
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colors, and trees, but they reject the claim that such things appear anywhere
else than in consciousness. It is externality, not objects per se, that they
challenge.
b. While such objects are admissible as conventionalism, in more precise terms
there are no chairs, trees, etc. These are merely words and concepts by which
we gather and interpret discrete sensations that arise moment by moment in a
constant flux. These words and concepts are mental projections. The point is
not to elevate consciousness, but to warn us not to be fooled by our own
cognitive narcissism.9
The crux of the problem lies in our inability/incapacity to distinguish the unreal
(pratibhā, interpretation of the world) from the real (world itself). According to Yog ācāra
our mental experience is changing, altering (pariṇama, pravṛtti) every moment. In this
fluctuating stream (vijñāna-santāna) we tend to posit two constants: Ātman (an
independent, unchanging observer or witness) and dharma (affective, thetic and objective
circumstances) against which and through which we cognize and evaluate all that we
experience. Forgetting that these posited constants are constructions fabricated
(parikalpita) through our attempt to suppress the anxieties and fears, we invert our
invented constants with ultimate sanctity and significance.10 That is, we take our own
mental construction to be the reality. Moreover, when Yogācārins discuss objects, they
are talking about cognitive objects, not metaphysical entities. Thus, the motive behind the
denial of external objects is to negate the object, and the self is also negated.
imply the claim that mind alone is real and that everything else is created by the mind.
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real and existent should be knowable and nameable. Therefore, the world is real because
it can be known and it can be verbalized. With this background in brief, we can
diagrammatically sketch the whole process of perception from Nyāya perspective.
Dharma
Dharma
(Atman + Manas + Indriya + Artha) Relation
Dharmin
Dharmin
Nirvikalpaka
Dharma
Sentence is samavaya
uttered Dharmin
Savikalpaka
In the process of perception according to Naiyāyikas, first the ātman (self) comes in contact
with the manas (mind), then the manas with the indriyas (sense-organ). And then finally
indriyas come in contact with the artha (object) which is technically known as sannikarṣa.
Furthermore, all these factors are given to us in the process of perception and they are called
sāmagrī (collection of factors). Although, among these factors some are cognitive (like
indriyas and artha) and some are non – cognitive (like ātman and manas), but they all are
padārthas and have ontological existence. Now this sāmagrī leads to the first stage of
perception, i.e., nirvikalpaka (non- verbalized), in which lies the content but the structure and
relation of dharma and dharmin is not clear. So it cannot be verbalized, i.e., no conceptual
activity of naming and relating takes place in it. This leads to the second stage of perception,
i.e., savikalpaka, where the structure and relation between dharma and dharmin is clear,
which is the minimum requirement for naming something, according to Nyāya. For example,
when we see a pot, then the minimum structure of ghaṭatvā, ghaṭa and the relation of
samavāya must get reflected in the cognition for the utterance/naming of the word pot.
Finally, in this stage, we are in a position to verbalize and the process of perception
terminates here.
Now, before venturing to explain the process of perception from Buddhist perspective and to
delineate the pros and cons of the aforesaid view, it is essential to bring to lime light the
difference between what is given and what is constructed. According to Buddhist, we can
never directly know the external world and it is possible for us to have experience even in the
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absence of external stimuli, because there exists a discrepancy between the nature of the
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object as perceived in our awareness and the nature of the external object as it is. According
to Buddhist, reality is dynamic, functional, momentary, and in a continuous flux. Further,
they believed in a two tiered level of reality, namely: (i) Ultimate (paramārtha) – the world of
svalakṣaṇa or events, which are given in pure perception and (ii) Empirical (saṃvṛti) – the
world of sāmānyalakṣaṇa or continuants, which are given by understanding. Moreover, we
can never know the ultimate reality (thing-in-itself), because in reality what actually causes a
sensation to arise is never that about which we have awareness, so there seems to be an
unbridgeable gap between reality and appearance. All that is available to us is a bare
sensation and we cannot transcendent our sensation and catch the reality. Actually, the
following diagram, originally illustrated by H.S Prasad, which the paper is paraphrasing here,
can explain what happened.
step 2
According to Buddhist, reality (o) is constantly emanating data and these data stimulates the
cognizer’s senses (c) and get transformed and structured as an idea or image in the mind of
the cognizer, which is only an appearance of the given object. That is, object is constructed
and structured at the mental level, so subjective, but because of the inherent nature of
intentionality (viṣayomukhata) it is projected outside as an external object (o 1). So, what is
input to him is never known by him (step-1). He knows only what is output by his mind. The
problem is that he does not know this output as output, but as input as shown in the third step.
He is totally unaware of the first (original input) and second steps and takes the third step as
the first one. So, we mistake our own interpretation/projection of the reality for the reality
itself. This is because of our cognitive failure to see the difference (bhedāgraha), we are not
able to make the distinction between the two. Now, after knowing this fact it would be quite
appropriate at this juncture to explain the Buddhist process of perception through the
following diagram.
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Buddhist Process of Perception
nama guna
jati
stage 2 stage 1
savikalpaka nirvikalpaka
For both Buddhist and Naiyāyikas, external object is atomic in nature. But, for Buddhist
object is unified because of functional atoms, which are functionally holding each other and
not because of unifying principle of ‘whole’ as believed by Naiyāyikas. Further, it is only the
‘patch’ of color and not the whole that is grasped by our sense-organs, say eye (s), because
eye is capable of receiving the data in that form only. It is the stage 1 of pure perception
(nirvikalpaka, indeterminate perception), which is free from verbalization. Then this patch is
the content (viṣaya) for the activity of the mind. It is only in the stage 2 of process of
perception (savikalpaka, determinate perception) when the mind starts functioning,
structuring and the concept is formed. Thought and language are concerned with the latter
stage and not with the former.
1. From the preceding discussion, it is evident that we habitually and incessantly
misinterpret our own experience, due to lack of insight into the conditions of
experience. Moreover, realist gives explanation at ontological level, whereas
according to Buddhist there is no need of externality or ontological commitment,
even without it we can have explanation. The Buddhists are not interested in
disproving or proving as to what reality is or not as much they are in disclosing that
reality per se is not amenable to linguistic discourse or conceptualization. They have
recognized the limits of human knowledge and so accordingly came to the conclusion
that conceptual knowledge does not exactly depict as to what reality is in itself. Thus,
the advantage of Buddhism is that they try to get rid of unwanted crowding of
ontological things.
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7. Notes and References
1. S, 4.52-53.
2. Ibid., 3.46.
3. yatraiva utpattiḥ tatraiva vināśaḥ
cf. Abhidharmakośabhāṣya-vyākhyā, pp. 43, 20-21.
4. For detail, see Lusthaus, D, (2002), p. 535.
5. For detail, see Kochumuttam, T.A. (1982), P. 203.
6. Sahopalambhanīyama- The availability of the object invariably along with its
consciousness, thus refuting its independence.
7. Pramāṇaviniscaya of Dharamkīrti, I. 55a sahopalambhanīyamād abhedo
nīlataddhiyo.
8. Pramāṇavārttika, verses 388-389:
sakṛtsaṃvedyamānasya niyamena dhiyāsaha/
viṣayasya tato’ nyattvaṃ kenākārena siddyati//
bhedaścaya bhrānti vijñānairdṛ śyetendāvivādvayaṃ/
saṃvitti niyamo nāsti bhinnayo rnilapitayo//
See Chaterjee, A.K. (1975), P. 45.
9. For detail, see Lusthaus, Dan, (2002), p. 538.
10. Ibid., p. 539.
11. Further, the traditional Hindu illustration of the rope and snake is well used by
Buddhist idealism. A nescient and unaware person believes he sees a snake and gets
frightened; a wise man takes this person close to the apparent snake (parikalpita) and
makes him realize that it is just a rope (paratantra) and that, after all the rope is
nothing more than a transitory formation of ‘hemp’ (pariniṣpanna). This gradual
realization illustrates the steps to be taken by the unlighted in order to perceive the
ultimate nature of reality and thus attain his final release from bondage and from
ignorance. For detail see, Conze, (1996), P. 258.
8.Bibliography
1. Abhidharmakośa and Bhāṣya by Vasubandhu with Vyākhyā by Yaśomitra, see AK,
AKB, AKV.
2. AK, AKB, AKV, Abhidharmakośa (AK) and Bhāṣya (AKB) by Vasubandhu with
Vyākhyā (AKV) by Yaśomitra, ed. D.D. Shastri, Varanasi, Baudha Bharti, 4
Volumes, 1970- 1973.
3. Ālambanaparīkṣā and Vṛtti by Dignāga with the commentary by Dharmapāla,
restored into Sanskrit and tr. By M. Aiyaswami Sastri, Madras, The Adyar Library,
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4. Brandt, R.B. (1957), `The Language of Realism and Nominalism’ Philosophical and
Phenomenological 17, pp. 516-535.
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12. Lusthaus, Dan, (2002), Buddhist Phenomenology, Routledge Curzon Taylor and
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15. Pramāṇasamuccaya and its Vṛtti by Dignāga, see Hattori (1968).
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Bharatiya Vidya Prakashan, Delhi.
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