The Anthropologies of Illness and Sickness: Further
The Anthropologies of Illness and Sickness: Further
The Anthropologies of Illness and Sickness: Further
REVIEWS Further
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Ann. Rev. AnthropoL 1982. 11:257-85
Copyright @ 1982 by Annual Reviews Inc. All rights reserved
THE ANTHROPOLOGIES
OF ILLNESS AND SICKNESS
Allan Young
Annu. Rev. Anthropol. 1982.11:257-285. Downloaded from www.annualreviews.org
INTRODUCTION
257
0084-6570/82/1015-0257$02.00
258 YOUNG
cal curriculum, if it took place at all. But here, too, there are remarkable
changes. By 1980, 20 universities in the United States were offering graduate
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stage of science.
Given anthropology's cross-cultural field, can it be otherwise? It can
when medical anthropoligists incorrectly suppose that epistemological
questions are limited to the task of interpreting non-Western belief systems
and the field of "ethnomedical" inquiry [an inquiry which ostensibly focuses
on beliefs and practices "not explicitly derived from the conceptual frame
work of modern (allopathic) medicine" (75, p. 99)]. When this happens, and
epistemological scrutiny is suspended for Western social science and West
ern medicine, empiricist-leaning anthropologists are free to adopt, as part
of their own conceptual apparatus, the conventional wisdom of the domi
nant medical culture of their society. I am thinking of concepts such as
"stressful life events," "coping mechanisms," "life styles," and "socioeco
nomic status," which, having been raised out of the culture of the middle
classes into the halls of science by empiricist sociology and social psy
chology, desocialize sickness and the social scientist's knowledge of sick
ness. Desocializing concepts work by displacing the historical, political, and
economic determinants of sickness. In place of social determinants, now
reduced to ghostly "situational variable,s�' and "attributes," empiricists es
tablish the primacy of the individual and his values, motives, dispositions,
and perceptions.
The danger in empiricist social science is that, having fragmented the
social relations of sickness particular to Western society, social scientists
will help to reproduce these same social relations (180). For example, Foster
and Anderson, in their book Medical Anthropology (51), describe the
United States as a "complex society, with multiple life choices" (51, p. 196,
in the course of a discussion of careers in nursing). In this society, they
write, disproportionately few physicians come from "lower socioeconomic
levels," because lower socioeconomic parents are unable to sustain the urges
and ambitions of those of their children who initially want to be doctors
[(51, p. 178) citing (66)]. Writing about regions of the world undergoing
rapid change, Foster and Anderson attribute "the diseases of civilization"
ANTHROPOLOGY OF SICKNESS 261
sets of choices do not merely co-occur: each helps to determine the other
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(cf 51, pp. 21-22). That Foster and Anderson ignore the social relations of
sickness is consistent with a position Foster takes in an earlier article, where
he refers to the "medical behavioral science specializations" of medical
anthropology and medical sociology (50). Anthropologists, he writes, study
ethnicity and cultural affiliation, beliefs and practices, values and premises,
while subjects such as class and economic differences, and professions and
professionalization belong to sociologists.
Allow me to summarize what I have written up to this point. I began by
calling attention to the rapid growth of research, writing, and professional
activity in medical anthropology over the last decade. To understand these
developments, I wrote, it is necessary to know the various incentives an
thropologists have had for entering this field and the three options they have
had for responding to these inducements: they have had to rely on either
(a) conceptual systems originally intended for describing and analyzing
other phenomenological domains (such as ritual behavior), (b) methodolo
gies and conceptualizations borrowed from empiricist medical sociology, or
( c ) an evolving conceptual system centered on the social and experiential
particularities of sickness and healing. Finally, I described the limitations
of options (a ) and (b). The rest of this review is about (c).
Frake, is a vehicle for pursuing other interests. I begin with his paper so
that we can have a point of reference from which to follow the trajectory
of a group of anthropologists, identified with the explanatory model of
illness approach, whose work does depart in a distinctive way from earlier
understandings of sickness. [In a moment, we shall see that explanatory
model writers believe that Frake's sort of analysis has only very limited
relevance for studying sickness. Not all medical anthropologists share this
opinion, however (e.g. 86). In addition, several writers have recently
proposed formal models for analyzing how decisions are made during sick
ness episodes (30, 184, 185).]
A key argument in the explanatory model approach first appeared in a
1977 article by Byron Good, titled, "The Heart of What's the Matter" (61).
He elaborated this in a second paper (62), written together with Mary-jo
Good. Like Frake, Good stresses the importance of language. Human
illness, he writes, "is fundamentally semantic or meaningful and ... all
clinical practice is inherently interpretive .. ." (62, p. 175). But there are
fundamental differences between Frake and Good regarding how the lan
guage of sickness ought to be interpreted. Frake's philosophy of language
is the formalist tradition of anthropological semantics, associated with
writers such as Ward Goodenough. Good's sources, on the other hand, are
writers on the anthropology of ritual and symbol, notably Victor Turner,
and contemporary hermeneutic philosophers, among whom he cites Hans
Georg Gadamer and Paul Ricoeur. Good rejects Frake's positions 2 and 3,
and argues that a sickness term is not equivalent to a set of defining symp
toms, nor is it a "neatly bounded 'category', defined primarily in distinction
to other categories." According to Good, each term has a distinctive config
uration of meanings, but there are overlapping associational patterns among
terms (61, p. 40). He also rejects Frake's positions 4 and 5, on the grounds
that sickness terms must be understood in the context of being sick, where
"an illness or symptom condenses a network of meanings for the suffer
er . . . " (62, p. 76). To argue otherwise, as Frake does in proposition 1, "di-
ANTHROPOLOGY OF SICKNESS 263
rects our attention away from the social and symbolic context which gives
an illness category its distinctive semantic configuration" (61, p. 38).
Good uses the term semantic illness network to label the "network of
words, situations, symptoms and feelings which are associated with an
illness and give it meaning for the sufferer" (61, p. 40). Good's case studies
come from a Turkic-speaking region of Iran (61) and an out-patient clinic
in the United States (62), and they are mainly about chronic complaints.
For each of his case studies, Good followed the same procedure. Over a
period of months, he collected information about symptoms, choice of
therapies, social situation, and the etiological circumstances his informant
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reported to him; special attention was given to how social and situational
changes affected the illness's semantic configuration during this time.Good
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general criteria suitable for guiding the health care seeking process and
assessing the potential efficacy of different treatment approaches; (c) man
aging illness episodes through communicative operations such as labeling
and explaining; (d) providing healing activities (therapeutic intervention,
supportive care); and (e) managing therapeutic outcomes (including
chronic illness and death) (93, pp. 71-72).
The clinical process is, then, a way for individuals to adapt to certain
worrisome circumstances (see also 32, 45). [Kleinman does not believe that
every medical practice is necessarily adaptive in the long run, however (93,
p. 150).] The adaptation premise is reflected in Kleinman's choice of words:
guiding, managing, coping, explaining, negotiating alliances. [For similar
perspectives, see (48, 49, 131, 132).] The premise is also implicit in the
importance he gives to healing in his theoretical and empirical studies.
Although Kleinman does not discuss the term "healing" in detail, he uses
it in a way that allows me to gloss it as a process by which (a) disease and
certain other worrisome circumstances are made into illness (a cultural
construction and therefore meaningful), and (b) the sufferer gains a degree
of satisfaction through the reduction, or even elimination, of the psychologi
cal, sensory, and experiential oppressiveness engendered by his medical
circumstances. Kleinman's conception distinguishes healing from curing in
a way which parallels the difference between illness and disease (see Figure
1). But it is important to recognize that he is distinguishing between culture
and nature, not between mind and body. In Kleinman's work, healing is
not a mentalistic activity, although it is bound to the feelings, perceptions,
and experiences of the individual. So, for example, pharmacodynamic inter
vention and its effects on the body are part of the healing process even when
they are also part of the curingprocess, i.e. the process affecting pathological
organic states. On the other hand, there are occasional instances in which
"the construction (or reordering) of cultural meaning may be all that
266 YOUNG
SIC K N E SS
(
"
no disease
counterpart
.. �
ILL N E SS Healing
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DIS E A S E
'- -v
J Curing
no illness
counterpart
therapy (and efficacy) consists or' [(93, p. 235); see also a detailed treatment
of this issue in (98)]. By asserting the complimentarity of mind and body,
healing and curing, Kleinman and his associates reject the crude Cartesian
ism of the biomedical model of sickness. Other anthropologists, notably
Moerman (121), have moved far beyond this point to argue that efficaCy
needs to be understood in terms of the mind's organically mediated effect
on bodily processes or, put into other words, the effectiveness of healing
upon curing (see also 89). Moerman's radical anti-Cartesianism has been
forcefully criticized by Brody in a way that seems consistent with Klein
man's own premises about sickness (16).
Although Kleinman refers to semantic illness networks in his work,
another notion looms larger. This is the idea that semantic networks are
related to systems of medical knowledge through people's explanatory mod
els of illness, a concept which Kleinman abbreviates as "EM". An EM is
a set of beliefs which "contain any or all of five issues: etiology; onset of
symptoms; pathophysiology; course of sickness (severity and type of sick
role); and treatment" (91, pp. 87-88). At first sight, EM seems to be merely
a label for the idea that every culture has its particular explanations for
sickness. Kleinman is saying more than this, however. First, his EM con
cept resembles Geertz's idea that cultures provide people with ways of
thinking that are simultaneously models of and models for reality (57): EMs
ANTHROPOLOGY OF SICKNESS 267
simultaneously create order and meaning, give plans for purposive action,
and help to produce the conditions required for their own perpetuation or
revision. Second, Kleinman attributes EMs to individuals, not cultures.
According to him, EMs are unlikely to be homogeneous even within the
same community. Moreover, a person's EM is likely to alter over time, in
reponse to his particular medical experiences and to the clinical encounters
in which he becomes acquainted with practitioners' EMs. In order to keep
track of these various EMs, Kleinman distinguishes them along one dimen
sion in terms of differences between practitioner EMs and lay EMs; along
a second dimension in terms of how a Western practitioner's Theoretical
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been taken into account. One reason for ambiguity is that it is not always
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While Kleinman and his associates have been establishing the EM ap
proach, other anthropologists have developed a position which gives
primacy to the social relations which produce the forms and distribution
of sickness in society. It would be going too far to say that these writings
present a unified view of sickness, paralleling the work of EM writers.
However, it is possible to see in their work the start of a rival approach,
rooted in diverse sources but especially indebted to Evans-Pritchard's anal
ysis of Zande medicine (40), Gluckman's study of the social organization
ANTHROPOLOGY OF SICKNESS 269
of ritual behavior (e.g. 60), various Marxist writers, and Michel Foucault.
In the next pages, I am going to describe this social relations of sickness
view by comparing it with the EM approach. The latter sets out in a clear
fashion many of the fundamental issues in which a distinctive medical
anthropology will be built: the distinction between disease, illness, sickness;
the connection between sickness and people's statements about sickness;
and the practical (e.g. clinical) role of medical anthropology. For this
reason, comparisons with the EM approach are an expedient way to show
what these other writers have in common. Moreover, some of these writers
are arguing explicitly against the premises of the EM approach.
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Western society take a form in which the same sickness (translation) leads
to different illnesses and different cures according to the sufferers' particular
economic and social position.
3. Symbols of healing are simultaneously symbols of power. Specific
views of the social order are embedded in medical beliefs, where they are
often encoded in etiologies and beliefs about the sources of healing power
(25,26,156). These ideological views are brought into the consciousness of
individuals in the ceremony, dramaturgy, and demonstrations of efficacy
that make up healing practices. In other words,medical practices are simul
taneously ideological practices when they justify ( a) the social arrange
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and reflection. But have EM writers drawn the correct conclusions from
their own observations? They have pointed out that statements are complex
and ambiguous, but can they explain why this situation should have come
about in the first place?
In recent papers (182, 183), I criticize EM writers for trying to explain
the surface meaning of informants' statements in terms of a single set of
underlying cognitive structures, i.e. explanatory models of illness. Infor
mants' statements seem complex, I argue, because they often juxtapose
different kinds of knowledge (159, 188, 189). A speaker does not necessarily
know all of his facts in the same way, and he often gives different, epistemo
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accounts
Other forms
empirical theoretical
I, ,I
{
Annu. Rev. Anthropol. 1982.11:257-285. Downloaded from www.annualreviews.org
kinds
of medical
r I
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knowledge
more than the equilibrium which arises from the multitude of these separate
wills and fates. Scientific and Clinical EMs, and the practices and ceremo
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This is the point at which Taussig turns his critical remarks to EM writers. .
According to Taussig, the EM approach subverts the possibility of a social
ized medicine. While the EM approach claims to give the patient's defini
tion of the problem a privileged place in the medical dialogue, its real effect
is to reduce the social relations of sickness to a discourse on illness and
adaptation. The EM approach becomes an instrument for co-opting and
then subordinating the patient's definition, for leaving his socialized knowl
edge out in the cold in the form of prototypes and chain complexes, and
for wresting control out of his hands.
There are several points in his argument where Taussig sidesteps impor
Annu. Rev. Anthropol. 1982.11:257-285. Downloaded from www.annualreviews.org
tivity. That is, they want to identify the direct and indirect impact of
particular clinical practices and perspectives on the levels of morbidity and
mortality of the population at large. Among other things, this means that
they want to learn whether particular clinical practices, just because they
are efficacious, also help to determine who is exposed to which pathogens
and pathogenic situations, and who controls or has access to which medical
practices and resources.
Because a medical system's degree of productivity depends on the effec
tiveness of its armamentarium and the technical skills and knowledge of its
practitioners, it is impossible to talk about productivity without also intro
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ducing questions about efficacy. The reverse is not true, however, and this
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CONCLUSION
i. Medical sociology
ii. Empiricist medical anthropology
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B. Nonempiricist epistemologies
i. Traditional anthropological approaches
ii. Anthropology of illness
iii. Anthropology of sickness
This outline points us in the direction of a last question. Are the anthropolo
gies of illness and sickness bracketed together in complementary or antago
nistic ways? The answer depends on one's point of view.
Anthropologists of illness appear inclined to see the development of an
anthropology of sickness as evidence of an emerging intellectual division of
labor within medical anthropology. For example, this view is implicit in the
way Kleinman treats the social relations of sickness in his monograph on
Chinese medicine (93). Several times he mentions the importance of recog
nizing the social and economic determinants of clinical events. At the same
time, he postpones the task of actually describing and analyzing these
determinants. Thus, he implies that while knowledge of illness does not
depend on knowledge of its social conditions, the former will probably be
enriched by the latter.
The view from the anthropology o/sickness is more complicated. On the
one hand, writers like Taussig raise the question of whether there is a shared
epistemology between the anthropologies of illness and sickness. If there is
not, then the relation between the two is antagonistic and predicated on
rival claims to the truth. On the other hand, there are writers, including
myself, who stop short of this conclusion and recognize the common ground
of the anthropologies of illness and sickness.
What all of the anthropologists of sickness share is the premise that social
forces and relations permeate medical anthropology's field. When these
social conditions are ignored or deferred, knowledge of medical events,
including what happens in the clinic, is distorted. [For other approaches to
this subject, see Janzen's distinction between microanalysis and macroan
alysis (78), and Press's typology of medical systems (138).] What is more,
280 YOUNG
produce the social relations through which illness is made real and both
illness and disease are distributed in society; 3. efficacy is practically impor
tant because of the socially determined contribution it makes to productiv
ity; and 4. explanatory models, semantic illness networks, together with
prototypical episodes and chain complexes, are dialectically related ele
ments within a socially determined process of knowledge production.
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