Environmental Biotechnology
Environmental Biotechnology
Environmental Biotechnology
Environmental
Biotechnology
Edited by
Lawrence K. Wang, PhD, PE, DEE
Lenox Institute of Water Technology, Lenox, MA
Krofta Engineering Corporation, Lenox, MA
Zorex Corporation, Newtonville, NY
The Editors of the Handbook of Environmental Engineering series dedicate this volume
to late Thomas L. Lanigan (1938–2006), the founder and former president of Humana Press,
who encouraged and vigorously supported the editors and many contributors around the world
to embark on this ambitious, life-long handbook project (1978 to present) for the sole purpose
of protecting our environment, in turn, benefiting our entire mankind.
The Editors of this Handbook series also would like to dedicate this volume to Dr. Jao Fan
Kao (1923–2008) of National Cheng Kung University (NCKU), Tainan, Taiwan, ROC. Dr.
Kao was the founder and former Professor of the University’s Department of Environmental
Engineering. He educated over 1,500 environmental and civil engineers to serve the planet of
earth. Both Dr. Lawrence K. Wang, Chief Editor, and Dr. Yung-Tse Hung, Co-editor, were Dr.
Kao’s students at National Cheng Kung University.
v
Preface
The past 30 years have seen the emergence of a growing desire worldwide that positive
actions be taken to restore and protect the environment from the degrading effects of all forms
of pollution – air, water, soil, and noise. Since pollution is a direct or indirect consequence of
waste production, the seemingly idealistic demand for “zero discharge” can be construed as
an unrealistic demand for zero waste. However, as long as waste continues to exist, we can
only attempt to abate the subsequent pollution by converting it to a less noxious form. Three
major questions usually arise when a particular type of pollution has been identified: (1) How
serious is the pollution? (2) Is the technology to abate it available? and (3) Do the costs of
abatement justify the degree of abatement achieved? This book is one of the volumes of the
Handbook of Environmental Engineering series. The principal intention of this series is to
help readers formulate answers to the last two questions above.
The traditional approach of applying tried-and-true solutions to specific pollution problems
has been a major contributing factor to the success of environmental engineering, and has
accounted in large measure for the establishment of a “methodology of pollution control.”
However, the realization of the ever-increasing complexity and interrelated nature of current
environmental problems renders it imperative that intelligent planning of pollution abatement
systems be undertaken. Prerequisite to such planning is an understanding of the performance,
potential, and limitations of the various methods of pollution abatement available for envi-
ronmental scientists and engineers. In this series of handbooks, we will review at a tutorial
level a broad spectrum of engineering systems (processes, operations, and methods) currently
being utilized, or of potential utility, for pollution abatement. We believe that the unified
interdisciplinary approach presented in these handbooks is a logical step in the evolution of
environmental engineering.
Treatment of the various engineering systems presented will show how an engineering
formulation of the subject flows naturally from the fundamental principles and theories
of chemistry, microbiology, physics, and mathematics. This emphasis on fundamental sci-
ence recognizes that engineering practice has in recent years become more firmly based
on scientific principles rather than on its earlier dependency on empirical accumulation of
facts. It is not intended, though, to neglect empiricism where such data lead quickly to the
most economic design; certain engineering systems are not readily amenable to fundamental
scientific analysis, and in these instances we have resorted to less science in favor of more art
and empiricism.
Since an environmental engineer must understand science within the context of application,
we first present the development of the scientific basis of a particular subject, followed by
exposition of the pertinent design concepts and operations, and detailed explanations of their
applications to environmental quality control or remediation. Throughout the series, methods
of practical design and calculation are illustrated by numerical examples. These examples
clearly demonstrate how organized, analytical reasoning leads to the most direct and clear
solutions. Wherever possible, pertinent cost data have been provided.
vii
viii Preface
Our treatment of pollution-abatement engineering is offered in the belief that the trained
engineer should more firmly understand fundamental principles, be more aware of the similar-
ities and/or differences among many of the engineering systems, and exhibit greater flexibility
and originality in the definition and innovative solution of environmental pollution problems.
In short, the environmental engineer should by conviction and practice be more readily
adaptable to change and progress.
Coverage of the unusually broad field of environmental engineering has demanded an
expertise that could only be provided through multiple authorships. Each author (or group
of authors) was permitted to employ, within reasonable limits, the customary personal style in
organizing and presenting a particular subject area; consequently, it has been difficult to treat
all subject material in a homogeneous manner. Moreover, owing to limitations of space, some
of the authors’ favored topics could not be treated in great detail, and many less important
topics had to be merely mentioned or commented on briefly. All authors have provided an
excellent list of references at the end of each chapter for the benefit of interested readers. As
each chapter is meant to be self-contained, some mild repetition among the various texts was
unavoidable. In each case, all omissions or repetitions are the responsibility of the editors and
not the individual authors. With the current trend toward metrication, the question of using a
consistent system of units has been a problem. Wherever possible, the authors have used the
British system (fps) along with the metric equivalent (mks, cgs, or SIU) or vice versa. The
editors sincerely hope that this duplicity of units’ usage will prove to be useful rather than
being disruptive to the readers.
The goals of the Handbook of Environmental Engineering series are: (1) to cover entire
environmental fields, including air and noise pollution control, solid waste processing and
resource recovery, physicochemical treatment processes, biological treatment processes,
biosolids management, water resources, natural control processes, radioactive waste disposal,
and thermal pollution control; and (2) to employ a multimedia approach to environmental
pollution control since air, water, soil, and energy are all interrelated.
As can be seen from the above handbook coverage, no consideration is given to pollution
by the type of industry, or to the abatement of specific pollutants. Rather, the organization of
the handbook series has been based on the three basic forms in which pollutants and waste
are manifested: gas, solid, and liquid. In addition, noise pollution control is included in the
handbook series.
This particular book, Vol. 10, Environmental Biotechnology, mainly deals with theories and
principles of biotechnologies, and is a sister book to Vol. 11, Environmental Bioengineering,
which mainly deals with environmental applications of microbiological processes and tech-
nologies.
Specifically this book, Vol. 10, Environmental Biotechnology, introduces the mechanisms
of environmental biotechnology processes, different microbiological classifications useful
for environmental engineers, microbiology, metabolism, and microbial ecology of natural
and environmental engineering systems, microbial ecology and bioengineering of isolated
life support systems, classification and design of solid-state processes and reactors, value-
added biotechnological products from organic wastes, design of anaerobic suspended bio-
processes and reactors, selection and design of membrane bioreactors, natural environmental
Preface ix
biotechnologies systems, aerobic and anoxic suspended-growth systems, aerobic and anaero-
bic attached-growth systems, and sequencing batch reactors.
This book’s sister book, Environmental Bioengineering, Vol. 11, however, introduces var-
ious environmental applications, such as land disposal of biosolids, heavy metal removal by
crops, pretreatment of sludge for sludge digestion, biotreatment of sludge, fermentaion of
kitchen garbage, phytoremediation for sludge treatment, phyotoremediation for heavy metal
removal from contaminated soils, vetiver grass bioremediatioon, wetland treatment, biosorp-
tion of heavy metals, rotating biological contactors (RBC) for carbon and nitrogen removal,
anaerobic biofilm reactor, biological phosphorus removal, black and grey water treatment,
milk wastewater treatment, tomato wastewater treatment, gelatine and animal glue production
from skin wastes, fungal biomass protein production, algae harvest energy conversion, and
living machine for wastewater treatment.
Both books together (Vols. 10 and 11) have been designed to serve as comprehensive
biotechnology textbooks as well as wide-ranging reference books. We hope and expect they
will prove of equal high value to advanced undergraduate and graduate students, to designers
of water and wastewater treatment systems, and to scientists and researchers. The editors
welcome comments from readers in all of these categories.
The editors are pleased to acknowledge the encouragement and support received from their
colleagues and the publisher during the conceptual stages of this endeavor. We wish to thank
the contributing authors for their time and effort, and for having patiently borne our reviews
and numerous queries and comments. We are very grateful to our respective families for their
patience and understanding during some rather trying times.
Preface...................................................................................................................................... vii
Contributors............................................................................................................................. xxiii
xi
xii Contents
3. Microbial Systematics
Aharon Oren ....................................................................................................................... 81
1. Introduction........................................................................................................................................................................... 82
2. Systematics, Taxonomy, and Nomenclature of Prokaryotes.............................................................................................. 83
2.1. General Definitions.................................................................................................................................................... 83
2.2. The Definition of the Prokaryote Species................................................................................................................. 84
2.3. The Number of Prokaryotes that Have Been Described.......................................................................................... 87
3. Classification of Prokaryotes............................................................................................................................................... 88
3.1. Genotypic Properties Used in Prokaryote Classification......................................................................................... 90
3.2. Phenotypic Properties Used in Prokaryote Classification....................................................................................... 92
3.3. The Polyphasic Approach Toward Prokaryote Classification................................................................................. 94
4. Naming of Prokaryotes ........................................................................................................................................................ 95
4.1. The Binomial System of Naming Prokaryotes......................................................................................................... 95
4.2. The Bacteriological Code.......................................................................................................................................... 96
4.3. The International Committee on Systematics of Prokaryotes................................................................................. 96
4.4. The International Journal of Systematic and Evolutionary Microbiology............................................................. 97
4.5. Information on Nomenclature of Prokaryotes on the Internet................................................................................ 97
5. Culture Collections of Prokaryotes and Their Importance in Taxonomy and Identification........................................... 98
6. Small-Subunit rRNA-Based Classification of Prokaryotes ............................................................................................... 98
6.1. 16S rRNA as a Phylogenetic Marker........................................................................................................................ 99
6.2. The Differences Between Bacteria and Archaea......................................................................................................106
6.3. An Overview of the Bacteria.....................................................................................................................................109
6.4. An Overview of the Archaea.....................................................................................................................................110
7. Sources of Information on Prokaryote Systematics...........................................................................................................111
7.1. Bergey’s Manual of Systematic Bacteriology..........................................................................................................111
7.2. The Prokaryotes ......................................................................................................................................................... 111
8. Identification of Prokaryote Isolates ................................................................................................................................... 112
9. The Number of Different Species of Prokaryotes in Nature..............................................................................................114
10. Conclusions...........................................................................................................................................................................116
Nomenclature...............................................................................................................................................................................117
References....................................................................................................................................................................................117
4. Microbial Ecology
Nicolai S. Panikov...............................................................................................................121
1. Introduction...........................................................................................................................................................................121
2. The Major Terms, Principles, and Concepts of General and Microbial Ecology.............................................................123
2.1. From Molecule to Biosphere: The Hierarchy of Organizational Levels in Biology..............................................123
2.2. The Ecosystem Concept............................................................................................................................................125
2.3. Environmental Factors...............................................................................................................................................132
2.4. Population Dynamics, Succession and Life Strategy Concept ............................................................................... 134
3. Methods of Microbial Ecology............................................................................................................................................147
3.1. Natural Microbial Populations and “Laboratory Artifacts”....................................................................................148
3.2. “Great Plate Count Anomaly”...................................................................................................................................149
3.3. Estimation of the Microbial Numbers and Biomass in Soils and Water ................................................................151
3.4. Estimating Microbial Growth Rates In Situ.............................................................................................................153
4. Diversity of Microbial Habitats in Nature..........................................................................................................................158
4.1. Terms and General Principles (How to Classify Habitats)......................................................................................158
4.2. Atmosphere.................................................................................................................................................................160
4.3. Aquatic Ecosystems...................................................................................................................................................162
4.4. Terrestrial Ecosystems...............................................................................................................................................170
Nomenclature...............................................................................................................................................................................177
Glossary........................................................................................................................................................................................178
References....................................................................................................................................................................................188
Contents xiii
3.5. Performance.............................................................................................................................................................578
3.6. Costs.........................................................................................................................................................................578
4. Land Treatment: Rapid Rate System................................................................................................................................578
4.1. Description...............................................................................................................................................................579
4.2. Applications.............................................................................................................................................................581
4.3. Limitations...............................................................................................................................................................581
4.4. Design Criteria........................................................................................................................................................ 581
4.5. Performance.............................................................................................................................................................582
4.6. Costs.........................................................................................................................................................................583
5. Land Treatment: Slow Rate System.................................................................................................................................584
5.1. Description...............................................................................................................................................................584
5.2. Applications.............................................................................................................................................................586
5.3. Limitations...............................................................................................................................................................586
5.4. Design Criteria........................................................................................................................................................ 588
5.5. Performance.............................................................................................................................................................588
5.6. Costs.........................................................................................................................................................................588
6. Land Treatment: Overland Flow System .........................................................................................................................590
6.1. Description...............................................................................................................................................................590
6.2. Application ..............................................................................................................................................................592
6.3. Limitations...............................................................................................................................................................592
6.4. Design Criteria........................................................................................................................................................ 592
6.5. Performance.............................................................................................................................................................593
6.6. Costs.........................................................................................................................................................................593
7. Subsurface Infiltration.......................................................................................................................................................595
7.1. Description...............................................................................................................................................................596
7.2. Applications.............................................................................................................................................................598
7.3. Limitations...............................................................................................................................................................598
7.4. Design Criteria........................................................................................................................................................ 598
7.5. Performance.............................................................................................................................................................598
8. Facultative Lagoons and Algal Harvesting......................................................................................................................599
9. Vegetative Filter Systems..................................................................................................................................................600
9.1. Conditions for System Utilization..........................................................................................................................601
9.2. Planning Considerations.........................................................................................................................................601
9.3. Component Design Criteria....................................................................................................................................601
9.4. Specifications for Vegetation Establishment.........................................................................................................603
9.5. Operation and Maintenance Criteria......................................................................................................................604
9.6. Innovative Designs..................................................................................................................................................604
9.7. Outline of Design Procedure..................................................................................................................................605
9.8. Procedure to Estimate Soil Infiltration Rate..........................................................................................................605
9.9. Procedure to Determine Slopes..............................................................................................................................606
10. Design Example.................................................................................................................................................................607
References.................................................................................................................................................................................609
Appendix...................................................................................................................................................................................614
6. Design Criteria...................................................................................................................................................................730
6.1. Design Parameters...................................................................................................................................................730
6.2. Construction ............................................................................................................................................................ 734
6.3. Tank and Equipment Description...........................................................................................................................735
6.4. Health and Safety....................................................................................................................................................736
7. Process Performance.........................................................................................................................................................736
8. Operation and Maintenance..............................................................................................................................................738
9. Cost.....................................................................................................................................................................................739
10. Packaged SBR for Onsite Systems...................................................................................................................................740
10.1. Typical Applications...............................................................................................................................................741
10.2. Design Assumptions ...............................................................................................................................................741
10.3. Performance.............................................................................................................................................................742
10.4. Management Needs.................................................................................................................................................742
10.5. Risk Management Issues ........................................................................................................................................743
10.6. Costs.........................................................................................................................................................................743
References.................................................................................................................................................................................744
Appendix...................................................................................................................................................................................747
J OHN P. A LLEN , BS, MBA, FLS • Chairman, Global Ecotechnics Corporation, Santa Fe, NM,
USA
G IANNI A NDREOTTOLA , PhD • Associate Professor, Department of Civil & Environmental
Engineering, University of Trento, Trento, Italy
J ORGE A LFREDO A RCAS , PhD • Associate Professor, Centre for Investigation and Devel-
opment of Industrial Fermentations (CINDEFI), Faculdade de Ciencias Exactas, National
University of La Plata (UNLP), La Plata, Buenos Aries, Argentina
L EDA D OS R EIS C ASTILHO , PhD • Associate Professor, COPPE – Chemical Engineering
Program, Centro de Tecnologia, Federal University of Rio de Janeiro (UFRJ), Rio de
Janeiro, Brazil
L UIZ F ERNANDO DE L IMA L UZ J ÚNIOR , PhD • Associate Professor, Department of Chem-
ical Engineering, Federal University of Paraná (UFPR), Curitiba, Paraná, Brazil
J OSÉ D OMINGOS F ONTANA , PhD • Senior Professor, Department of Pharmacy, Federal
University of Paraná (UFPR), Curitiba, Paraná, Brazil
D ENISE M ARIA G UIMARÃES F REIRE , PhD • Associate Professor, Department of Biochem-
istry, Instituto de Química, Federal University of Rio de Janeiro (UFRJ), Rio de Janeiro,
Brazil
J OSEF I. G ITELSON , PhD • Adviser, Institute of Biophysics SB RAS, Russian Academy of
Sciences, Krasnoyarsk, Russia
G IUSEPPE G UGLIELMI , PhD • Water Research Institute - National Council of Researches
(IRSA-CNR) Via De Blasio, 5
DANIEL B. G USS , BE, MBA, PE • VP and Professor, Lenox Institute of Water Technology and
Krofta Engineering Corporation, Lenox, MA, USA
Y UNG -T SE H UNG , PhD, PE, DEE • Professor, Department of Civil and Environmental Engi-
neering, Cleveland State University, Cleveland, OH, USA
VOLODYMYR I VANOV, PhD • Associate Professor, School of Civil and Environmental Engi-
neering, Nanyang Technological University, Singapore
NADIA K RIEGER , PhD • Associate Professor, Department of Chemistry, Federal University
of Paraná (UFPR), Curitiba, Paraná, Brazil
G ERASIMOS LYBERATOS , PhD • Professor, Laboratory of Biochemical Engineering and
Environmental Technology, Department of Chemical Engineering, University of Patras,
Patras, Greece; and Institute of Chemical Engineering and High Temperature Chemical
Processes, Foundation of Research and Technology Hellas
DAVID A LEXANDER M ITCHELL , PhD • Associate Professor, Department of Biochemistry
and Molecular Biology, Federal University of Paraná (UFPR), Curitiba, Paraná, Brazil
M ARK N ELSON , PhD • Chairman, Institute of Ecotechnics, London, UK
xxiii
xxiv Contributors
A HARON O REN , PhD • Professor, Institute of Life Sciences, The Hebrew University of
Jerusalem, Jerusalem, Israel
M ÁRCIA B RANDÃO PALMA , PhD • Associate Professor, Department of Chemical Engineer-
ing, Regional University of Blumenau (FURB), Santa Catarina, Brazil
N ICOLAI S. PANIKOV, PhD • Professor, Department of Chemistry & Chemical Biology,
Stevens Institute of Technology, Castle Point on Hudson, Hoboken, NJ, USA
N ICKOLAY S. P ECHURKIN , PhD • Professor, Krasnoyarsk State University, Krasnoyarsk,
Russia
P RATAP C. P ULLAMMANAPPALLIL , PhD • Agricultural and Biological Engineering
Department, University of Florida, Gainesville, Florida, USA
G ERALDO L IPPEL S ANT ’ ANNA J UNIOR , PhD • Professor, COPPE – Chemical Engineering
Program, Centro de Tecnologia, Federal University of Rio de Janeiro (UFRJ), Rio de
Janeiro, Brazil
NAZIH K. S HAMMAS , PhD • Professor and Environmental Engineering Consultant, Ex-
Dean and Director, Lenox Institute of Water Technology, and Krofta Engineering Cor-
poration, Lenox, MA, USA
LYDIA A . S OMOVA , PhD • Major Researcher, Institute of Biophysics SB RAS, Krasnoyarsk,
Russia
O LENA S TABNIKOVA , PhD • Research Fellow, School of Civil and Environmental Engineer-
ing, Nanyang Technological University, Singapore
L ORENA B ENATHAR BALLOD TAVARES , PhD • Associate Professor, Department of Chem-
ical Engineering, Regional University of Blumenau (FURB), Santa Catarina, Brazil
O SCAR F ELIPPE VON M EIEN , PhD • Associate Professor, Department of Chemical Engi-
neering, Federal University of Paraná (UFPR), Curitiba, Paraná, Brazil
J ING -Y UAN WANG , PhD • Associate Professor, School of Civil and Environmental Engi-
neering, Nanyang Technological University, Singapore
L AWRENCE K. WANG , PhD, PE, DEE • Ex-Dean and Director, Lenox Institute of Water Tech-
nology, and Krofta Engineering Corporation, Lenox, MA, USA and Zorex Corporation,
Newtonville, NY, USA
P ING WANG , PhD • Project Manager, Center of Environmental Sciences, University of
Maryland, Annapolis, Maryland, USA