Maria Manguiat - Compliance Mechanisms in Kyoto

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The Kyoto Protocol compliance mechanism

UEF // University of Eastern Finland


The Kyoto Protocol in brief
• Operationalizes principle of common but differentiated responsibilities
& respective capabilities
• Legally binding emission targets for Annex I countries
- covers six greenhouse gases listed in Annex A
- countries’ quantified targets defined in Annex B
- First commitment period: average reduction 5% from 1990 levels between 2008-
2012
- Second commitment period (Doha Amendment): average reduction 18% from
1990 levels between 2013-2020
• Use of flexible mechanisms

UEF // University of Eastern Finland


The Kyoto Protocol compliance mechanism
Reports
• Annual reports
• National Communications
Reporting • One-off reports

Review Expert review teams Parties


Referral Referral
Compliance

Compliance Committee
Enforcement Facilitative
Branch Branch
UEF // University of Eastern Finland
Expert review under Kyoto
•No evaluation of progress, but procedural checks
– Transparency, accuracy, completeness, consistency,
comparability

•Carried out by expert review teams


– In-country or desk-based/centralized

•Can lead to ‘questions of implementation’ (referral)


UEF // University of Eastern Finland
Enforcement Branch
Mandate
• Annex I Parties’ emissions-related commitments
• Key reporting and methodological requirements
• Determine non-compliance and ‘apply’ consequences

Means
• Declaration of non-compliance
• Compliance Action Plan
• Analysis of non-compliance
• How and by when to restore compliance
• Suspended eligibility for flexible mechanisms
• More emissions reductions required in next period
UEF // University of Eastern Finland
Facilitative Branch
Mandate
• Providing advice and facilitation to Parties in
implementing the Protocol, and for promoting
compliance by Parties with their commitments under the
Protocol
• ‘Early-warning’ function

Means
• Advice
• Facilitation of financial and technical assistance
• Recommendation to Parties
UEF // University of Eastern Finland
The (non-)case of the G77

• South Africa made a submission on behalf of G-77 with respect to late


reporting by 15 Parties included in Annex I

• Facilitative branch could not determine whether to proceed or not


with the consideration of the question of implementation

What happened here?


UEF // University of Eastern Finland
The case of Canada

UEF // University of Eastern Finland


What happened here?
The Kyoto compliance mechanism: an assessment
+

-/-
• The mechanism, in particular,
the enforcement branch, was
actively used • Facilitation by expert reviewers
• 8 cases of non-compliance were more extensively used than the
addressed facilitative branch
• Enforcement Branch performed • Early warning mandate not
according to mandate utilized
• (100% compliance with first • Inconsistent reviews potentially
commitment period) led to unfair outcomes

UEF // University of Eastern Finland

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