Two Concepts of Indeterminacy in Music
Two Concepts of Indeterminacy in Music
Two Concepts of Indeterminacy in Music
in Music
doi:10.1093/musqtl/gdz007 102:82–110
Advance Access publication July 4, 2019.
The Musical Quarterly
C The Author(s) 2019. Published by Oxford University Press. All rights reserved.
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Two Concepts of Indeterminacy 83
courses for appropriating scientific and technological terms for use in mu-
sicological contexts,21 it is hardly surprising to find them experimenting
with comparable jargon. Thus, in 1954, in a co-authored publication,
Herbert Eimert, Fritz Enkel, and Stockhausen referred to the use of
the interpreter’s input. Strictly speaking, therefore, notated music will al-
ways be indeterminate in respect to performance, meaning that Wolff’s
new concept is incapable of differentiating new from old music.
An attempted fix might begin by enumerating a list of focus
Cage’s assessments of other cases follow a similar pattern.55 For each com-
position, he considered whether structure, method, form, frequency, dura-
tion, timbre, and amplitude are “determined” or “determinate.” When
one or more parameters in this list are not determined, he judged the com-
position to be indeterminate in respect to performance. When every pa-
rameter in the list is determined, he took the opposite view. The unstated,
90 The Musical Quarterly
it seems correct to say that he played his realization and thereby per-
formed the composition on which it was based, that is, he succeeded in
performing two works concurrently. If we weaken the modification, rein-
terpreting Cage’s comments as requiring only that their performances
performance and the figures given—3000 , 20 2300 , and 10 4000 —coincide with
those included in the proportionally notated version. Evidently, the latter
were based on the former, in which case they remained firmly grounded in
his earlier recourse to chance. This edition is not indeterminate in respect
The five works in Feldman’s Projection series are among the most fre-
quently cited examples of indeterminacy in music,95 yet they are not am-
biguous.96 The “graph” notation in which they are presented specifies
register as high, middle, or low, but no specific pitches are given and this
Example 2. John Cage, Winter Music (EP6775), page 4, excerpt. V C Copyright Henmar
Press, Inc., New York. Reproduced by kind permission of Peters Edition Limited, London.
explanatory notes state that the thicknesses of the given symbols indicate
“dynamics or clusters.” It is not always so easy to decide whether ambigu-
ity is present, however. Cage’s use of staves with two different clefs in
Winter Music, shown in Example 2, is a case in point.99 The pressing issue
is whether the excerpt includes a single sign with two different meanings,
in which case there is ambiguity, as Cage maintained,100 or two different
signs, each of which is unambiguous. If the staves had been unlabeled,
there would be no doubt that ambiguity is present, but the added clefs ap-
pear to change the situation by forcing the performer to read selectively,
with the two possible interpretations requiring a focus on different combi-
nations of marks on the page. These combinations share a common ele-
ment but are otherwise distinct. This feature of Winter Music seems
comparable with an aspect of Brown’s Twenty-Five Pages, in which each
page may be turned upside-down. The license to rotate pages in this way
creates optionality by generating a whole new set of signs, as shown in
Example 3, thereby forcing the performer to choose which set to play, but
it does not create ambiguity by conferring different meanings on the same
sign. Ambiguity is present in Twenty-Five Pages for another reason, how-
ever, because the introductory notes also state that the staves, which are,
in this case, unlabeled, “may be read as either treble or bass clef.”
Twenty-Five Pages, 4 Systems, Klavierstücke XI, and Winter Music all
exhibit “open form,” but this is another type of optionality, not a species
of ambiguity. Open form licenses the performer to reorder the given con-
tent by varying the sequence in which it is presented, but it does not
C Copyright Henry Litolff’s Verlag, Leipzig.
Example 3. Earle Brown, Twenty-Five Pages (EP11147), page 1 in both permitted orientations. V
Reproduced by kind permission of Peters Edition Limited, London.
Two Concepts of Indeterminacy
99
Notes
David Cline is Visiting Research Fellow in the Contemporary Music Research Unit at
Goldsmiths, University of London, where he also studied for his PhD. His work on
Morton Feldman has appeared in Twentieth-Century Music, Perspectives of New Music,
102 The Musical Quarterly
Mitteilungen der Paul Sacher Stiftung, and The Graph Music of Morton Feldman
(Cambridge University Press, 2016). His current research is focused on improvisation,
graphic notations, and indeterminacy. Email: [email protected].
I would like to thank Christian Wolff for answering my questions and sending me a
17. Ibid., 592. For a diagrammatic representation of the matrix, see Gabor’s
Figure 3.
18. Stockhausen suggested that physics, phonetics, information theory, communica-
tion science, biology, sociology, parapsychology, and action painting also encouraged
25. Theodor W. Adorno, “Neue Musik heute” [1956], in Gesammelte Schriften, vol.
18, ed. Rolf Tiedemann and Klaus Schultz (Frankfurt am Main: Suhrkamp, 1984),
124–33, at 133; and Theodor W. Adorno, “New Music Today” [1956], trans.
Wieland Hoban, in Night Music: Essays on Music 1928–1962, ed. Rolf Tiedemann
(London: Seagull Books, 2009), 384–400, at 400. Stockhausen’s flexibility in applying
notable example of his early experiments with chance. See Christian Wolff,
“Interview with James Saunders” [2009], in Occasional Pieces, 275–85, at 285.
38. For Cage’s own account of this development in his music, see “John Cage on
Teaching,” in William Fetterman, John Cage’s Theatre Pieces: Notations and
60. John Cage, “To Describe the Process of Composition Used in Music of Changes
and Imaginary Landscape No. 4” [1952], in Silence, 57–59.
61. Earle Brown, [Untitled, on Indices], in Merce Cunningham, ed. James Klosty
(New York: Limelight Editions, 1986), 75–77, at 75; and Cage, “Composition as
United States and Europe: Freedom from Control vs. Control of Freedom,” in
Crosscurrents: American and European Music in Interaction, 1900–2000, ed. Felix
Meyer, Carol J. Oja, Wolfgang Rathert, and Anne C. Shreffler (Suffolk, UK: Boydell
Press, 2014), 411–24, at 411.
(EP 6777c), which also contains one of Tudor’s reconstructions of Cage’s lost
manuscript.
82. This version was prepared by Cage in 1953, the year after the first performance
by Tudor. See Irwin Kremen’s introductory note in this edition of the score.