Author's Accepted Manuscript: International Journal of Disaster Risk Reduction
Author's Accepted Manuscript: International Journal of Disaster Risk Reduction
Author's Accepted Manuscript: International Journal of Disaster Risk Reduction
Nuanchan Singkran
www.elsevier.com/locate/ijdr
PII: S2212-4209(17)30225-X
DOI: http://dx.doi.org/10.1016/j.ijdrr.2017.08.003
Reference: IJDRR625
To appear in: International Journal of Disaster Risk Reduction
Received date: 19 May 2017
Revised date: 5 August 2017
Accepted date: 6 August 2017
Cite this article as: Nuanchan Singkran, Flood risk management in Thailand:
Shifting from a passive to a progressive paradigm, International Journal of
Disaster Risk Reduction, http://dx.doi.org/10.1016/j.ijdrr.2017.08.003
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Flood risk management in Thailand: Shifting from a passive to a progressive paradigm
Nuanchan Singkran
Email: [email protected]
Abstract
This article examines the 2011 flood in Thailand, with an emphasis on the Chao Phraya
River Basin, and analyzes the existing plans and measures relevant to the flood risk
management of the country. It also highlights some deficiencies in current practices, and
suggests improvements using a strategic flood risk management framework. The results
indicate that the flood risk management of Thailand is ineffective and needs to shift from a
passive response (that relies mainly on structural measures and emergency responses during
a flood event) to a progressive response that emphasizes non-structural measures (e.g., land
use planning, building and development controls, regulations, etc.) and participatory
collaboration among government agencies and stakeholders (people, public, and private
agencies in the affected areas). Further studies about flood insurance for the agricultural
sector and about socioeconomic levels and perceptions in the flood risks of the target
communities are also recommended. These can improve financial resilience to flood risk and the
Keywords: river basin; flood risk; management; natural disaster; planning; Thailand
1. Introduction
Floods are disasters that have affected a great number of people in recent years, particularly in
the Asia-Pacific region. For instance, the 2011 flood affected 67.9 million people in China
(Guha-Sapir et al. 2012) and more than 13 million people in Thailand (Ministry of Finance and
World Bank 2012). Focusing on Thailand, the likely reasons for the flooding in the country are
excessive rainfall, urbanization, land use changes, and insufficient drainage and flood protection
systems (Aon Benfield 2012; Hydro and Agro Informatics Institute 2017). According to the
flood history of Thailand over the 32-year period from 1985 to 2016, 69 major flood events were
observed (Brakenridge 2017; Guha-Sapir 2017). Of these, 15 events that lasted for a month or
more with severe consequences (in terms of affected area, lives (dead and/or displaced), and
damage costs) were recorded in 1995, 1996, 2000, 2002 – 2007, 2010, 2011, and 2016 (Table 1).
Although Thailand has experienced severe flooding, the country’s existing plans and
practices for managing flood risk are ineffective particularly with regards to the limitations on
community participation. They have been implemented under a passive paradigm that
al. 2000), whereas a progressive paradigm of flood risk management, that gives importance
in community participation and nonstructural measures (e.g. regulations, flood education, and
land use planning) for reducing future flood risks (Cap-Net, 2011; Tingsanchali 2012), has
not been seriously considered. The mega flood in 2011 in Thailand with the severest flood
tourism, and domestic property (e.g., Aon Benfield 2012; Haraguchi and Lall 2015; Pathak
and Ahmad 2016) reflects the drawbacks of the relevant plans and measures under the
The objectives of this article are thus to (1) examine the 2011 flood in Thailand, which
mainly occurred in the Chao Phraya River Basin (2) analyze the existing plans and measures
relevant to flood risk management in Thailand, and (3) highlight some deficiencies in the
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current practices and suggest improvements using a strategic flood risk management
The mega flood of Thailand in 2011 and the associated flood risk management are
discussed in the second section. Existing plans and measures relevant to flood risk
management in the country and ongoing project development together with their deficiencies
are analyzed in the third section. A strategic flood risk management framework is proposed
for the Chao Phraya River Basin in the fourth section. Progressive responses and
characteristics of the proposed framework are also discussed. The last section contains the
conclusions.
The flood in 2011 was the worst flood Thailand experienced in more than half a century
(Gale and Saunders 2013, Table 1). The flood affected about 110,554 km2 of land in 65 of
the country’s 77 provinces (Hydro and Agro Informatics Institute 2017). The property loss
amounted to about 46.5 billion USD with the private sector suffering approximately 90% of
the total damage and about 13.57 million people were affected (Ministry of Finance and
World Bank 2012). Meanwhile, the number of deaths was reported as 813 people (Guha-
Sapir 2017). The inundation of six major industrial estates in Phra Nakhon Si Ayutthaya and
Pathum Thani provinces between mid-October and November 2011 accounted for about
70% of the total damage in the manufacturing sector (Ministry of Finance and World Bank
2012). Small and medium enterprises in Thailand were also severely affected by the 2011
The 2011 flood was widespread over almost the entire Chao Phraya River Basin, which
is home to about 20 million people (30% of the total population). The river basin is located
between 1328'N, 9933'E and 166'N, 101 5'E in central Thailand, and it is relatively flat
with a gradient of 1.5 m per 100 km (DHI 2012). This causes floodwaters to drain away
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slowly with long durations of flooding (Gale and Saunders 2013). The Chao Phraya River
Basin covers a 21,604 km2 area in 19 provinces, or about 4.2% of the total area of the 25
river basins of Thailand (Figure 1, Department of Water Resources, unpublished data). The
Chao Phraya is the major river in the basin, with a total length of about 379 km (PCD 1994).
The uppermost part of the river originates at the mouth of the Pak Nam Pho in Nakhon
Sawan Province. The river meanders along a north-south route passing several provinces
Three key factors were speculated as the cause of the severe flooding in 2011. First, five
tropical storms hit Thailand during the rainy season and brought increased precipitation.
These included Haima (24 – 26 June), Nock-Ten (30 July – 3 August), Haitang (28
September), Nesat (30 September – 1 October), and Nalgae (5 – 6 October). Second, the
accumulation of precipitation from January to October also influenced the flood. The
cumulative precipitation across the country (1,823 mm) at the end of October 2011was 25%,
which is more than that in the same period in 2010 (1,455 mm), and it was 28% more than
the country’s average precipitation over the previous 9 years (2002 – 2010, 426 mm) in the
same period. Similarly, the cumulative precipitation for northern Thailand at the end of
October 2011 (1,674 mm) was 31% more than that in the same period in 2010 (1,279 mm),
and 42% more than the northern average precipitation over the previous 9 years (1,176 mm)
The last factor was poor management of the water storage in two major dam reservoirs
(the Bhumibol and Sirikit dams) located above the Chao Phraya River Basin. Water storage
in the reservoirs reached the reservoirs’ capacities of 13,462 million m3 for the Bhumibol
and 9,510 million m3 for the Sirikit (Royal Irrigation Department 2016) dams around mid-
October, and eventually the dams’ reservoir capacities were breached at the end of October
(Figure 2). During this period, a large amount of water was suddenly released (more than
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nine billion m3) from the two big dams (Aon Benfield 2012; Hydro and Agro Informatics
Institute 2012; Royal Irrigation Department, unpublished data). Consequently, the large
amount of water released downstream from the two dams amplified the widespread
inundation in many areas below them. The floodwaters ran southward to Bangkok, the
capital of Thailand.
The 2011 flood hit Bangkok around mid-October and inundated most of Bangkok. About
16,000 million m3 of floodwaters flowed past Bangkok, and it took 30 – 45 days for the entire
amount of water to reach the Gulf of Thailand (Royal Irrigation Department, unpublished data,
2012). The floodwaters did not reach all areas of Bangkok at the same time and the exact
quantities heading towards the city were unknown. This caused difficulties in managing the
floodwater. The areas hit by the floodwater did not follow Bangkok’s topography or elevation
relative to mean sea level (MSL) but were diverted by water barriers (e.g., sandbags) and/or
areas. There were 1,089,242 affected households and 133 deaths during the flood that hit
Bangkok (mid-October 2011 – early January 2012) due to drowning, electric shock, or lack of
medical treatment. The BMA provided physical and mental health counseling/treatment for the
affected people who were in need via mobile health units. After the flood ended, 1,323 serious
cases remained. These included 46 patients who were transferred to hospitals, 59 high stress
patients, 16 depressed patients, 2 patients who were likely to commit suicide, 955 patients who
received mental consultations, and 245 quarantined patients for intensively monitoring flood-
related contagious diseases (BMA's Office of Disaster Prevention and Mitigation 2012).
After it failed to protect the entire capital by diverting the floodwaters to either the
western or eastern side of Bangkok, or both, the government gave its first priority to
protecting important places and economic areas in inner Bangkok (e.g., palaces, hospitals,
and business centers) in order for them to be flood-free. Flood dikes and sandbags were
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installed surrounding inner Bangkok, and floodwaters were diverted into the areas outside.
Under normal circumstances, these areas would not have been severely flooded as they are
not lower-lying areas or along flood routes like the inner areas in Bangkok. This upset
people who lived in the areas affected by the government’s flood diversion. Consequently,
e.g., people living in the Lak Hok Sub-District of Pathum Thani Province (a northern suburb
of Bangkok) dismantled the sandbags that were established along Phaholyothin Road
starting from the Rangsit Bridge to the Prapa Canal, a man-made canal for collecting raw
water to produce tap water. They also prevented officials from repairing the flood barriers
(BMA's Office of Disaster Prevention and Mitigation 2012). They wanted the floodwaters to
flow downstream naturally from more elevated areas through low-lying areas to the sea and
not stagnate in the areas they lived. As a result, the floodwaters flowed downstream into the
Prapa Canal and into some areas of inner Bangkok (Singkran and Kandasamy 2016).
The considerable impact of the 2011 flood not only caused people to lose confidence in
Thailand’s flood risk management but also required the relevant government agencies to
review all existing flood-related plans and formulate measures for improvement (Ministry of
The relevant plans and measures for managing flood risk in Thailand have been carried out
by the assigned government agencies, whereas the public and private sectors in the flood risk
areas are rarely involved. Working under the Ministry of Interior, the Department of Disaster
Prevention and Mitigation (DDPM) is the main government agency responsible for all kinds
of disasters as indicated in the current National Disaster Prevention and Mitigation Plan
(NDPMP) 2015 (DDPM 2016). Key elements of the NDPMP include (1) implementing and
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management, (3) enhancing measures in recovery, rehabilitation, and reconstruction, and (4)
The NDPMP has been used as an umbrella for all relevant plans to manage flood risks at
a local level. It is a master plan that contains top-down policies (i.e., one-way
existing flood event and recovery after the flood ends), and relies mainly on structural
measures (e.g., dams or dikes for controlling floods). The NDPMP lacks any aspects of
deal with future and continuing flood risks (Table 2). Consequently, few operational plans
formulated under the NDPMP’s umbrella could be effectively implemented at a local level
and have attracted criticism, for example: too broad or general, inappropriate for applying to
Following the 2007 National Disaster Prevention and Mitigation Act (NDPMA)
(Gazette Office 2007), the National Disaster Prevention and Mitigation Committee
(NDPMC) was set up as a national multi-sector body for policy formulation and planning for
disaster preparedness, mitigation, and response. The NDPMC is chaired by the Prime
Minister, and it includes representatives from line government agencies. These are the
Ministry of Interior, DDPM’s central Emergency Operation Center (EOC), BMA’s EOC,
provincial EOC, district EOC, and local EOC (i.e., the EOC of the municipalities, sub-
district administration offices, and Pattaya City) located in 76 provinces across the country,
excluding Pattaya City, which is a special local administration in Chonburi Province (Figure
3, DDPM 2016).
The functional structure of the NDPMC also lacks community participation at all levels.
Similarly, the top-down policies and relevant disaster management plans were formulated by
implemented and/or unable to receive good cooperation from local communities. For
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instance, the DDPM’s Strategic National Action Plan on Disaster Risk Reduction 2010 –
during the 2011 flood. As a result, on 21st October, the Thai Government led by Prime
Minister Yingluck Shinawatra had to take full authority under Section 31 of the NDPMA for
ordering all relevant government agencies to prepare flood disaster relief, undertake
protection measures, and offer assistance to the affected people (Ministry of Finance and
World Bank 2012). Additionally, the Flood Relief Operations Center (FROC) was
established and chaired by the Justice Minister. These were the kinds of emergency
command and extra operations used to support the existing strategic plans and line agencies
The FROC comprised various experts in advising, monitoring, and setting guidelines
and measures to divert water and lessen the food impacts. However, some important aspects
were still overlooked in these measures, especially community participation and effective
communication in flood risks. These shortcomings diminished the efficiency of flood risk
management because the results of the flood risk assessment were not adequately understood
by the affected people, causing them to improperly respond to the known risk (Ministry of
Finance and World Bank 2012). Lacking effective communication by the government
agencies to deliver critical messages about flood risks to the public caused people to be
In addition, collaboration among line government agencies at local and national levels was
unavoidable where more than ten ministries and institutions were designated as key
implementing agencies for conducting flood risk assessments. The lack of coordination in
flood prevention and management planning across the administrative systems at all levels
brought conflicts among both the government agencies and among the communities that were
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located in different administrative zones. For instance, during the 2011 flood in Bangkok, the
government did not get good cooperation from the governor of Bangkok. Different flood
management practices from the FROC and BMA were applied, causing people to be confused
about which measures they should follow or what information they should believe.
After the 2011 flood, the Thai Government’s Strategic Committee for Water Resources
Management (SCWRM) was set up with the responsibility for developing plans to prevent
future floods. The SCWRM is under the Secretariat of the Prime Minister. The committee
flood management plan for the Chao Phraya River Basin (Table 2, JICA 2013) under a
supervisory panel including representatives from the Royal Irrigation Department and the
Department of Water Resources. Most of the sub-projects initiated as a result of the plan
emphasized structural measures to prevent or mitigate floods in the Chao Phraya River Basin,
but did not consider the impacts on neighboring areas. For instance, there was a project to
build a water diversion route to take future floodwaters from the Sakae Krang River Basin
(located to the northwest of the Chao Phraya River Basin) to the Tha Chin and Mae Klong
River Basins (located to the west of the Chao Phraya River Basin). This is a type of passive
response to flooding that tends to shift the problem spatially and temporarily to nearby river
basins. In addition, it may adversely affect people living in those river basins and lead to
The strategic plan for flood management 2015 – 2026 (Water Resources Management
and Policy Board 2015) was later launched by the current Thai government of General
Prayut Chan-o-cha (22 May 2014 – present). This plan focuses on the Chao Phraya River
Basin and it still emphasizes structural measures and passive responses to flooding. The plan
comprises feasibility studies and environmental impact assessments in the short-term (2015
– 2016) and mega-project developments (e.g., water routes or dikes) in the medium- term
(2017 – 2021) and long-term (2022 – 2026). Upon the initiation of the plan, 185 flood
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projection systems are planned to be developed in Nakhon Sawan Province (located in the
upstream portion of the river basin). The major weakness of these measures include (1)
allowing development in areas with a high flood risk, (2) stimulating new developments that
may increase the flood risk in these areas, (3) causing significant damage to areas with
sensitive environments (Burby and Dalton 1994; Stevens et al. 2010), and (4) diverting
flooding to, and increasing flooding in neighboring areas. These impacts need more
investigation and mitigation. Other characteristics of the strategic plan on flood management
Overall, various aspects of the existing plans and measures relevant to flood risk
management of Thailand need to be reviewed and improved for robust flood risk
The 2011 flood, which created the severest damage in terms of disruption and lost lives and
property damage, reflected the poor flood risk management in Thailand and the inefficiency
of the relevant plans and measures that had been used in the 21st century. Thus, it is time that
the flood risk management of the country should be shifted from a passive to a progressive
and stakeholders (people, public, and private agencies in the affected areas) should be
seriously included in all relevant plans and measures. Previous studies showed that flood risk
al. 2013). For instance, the study of Hansson et al. (2013) showed that it was useful to
account for different views and preferences obtained from stakeholder participation into a
framework for multiple criteria decision making for flood risk management of the Bac Hung
Hai polder in northern Vietnam. In addition, the study by Linnerooth-Bayer et al. (2013)
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showed that stakeholder participation in an integrated catastrophe model reached a
In this article, the strategic flood risk management framework of the Australian
Emergency Management Institute (AEMI 2013) was applied to the Chao Phraya River
Basin. The framework has effectively been used to manage flood risks in Australia,
especially in New South Wales, where flooding happens every year. It promotes community
through the monitoring and review of the processes at a local level. The major components
of the framework are (1) a floodplain management entity, (2) floodplain specific
management processes, and (3) communication and consultation together with monitoring and
review (Figure 3). The proposed framework’s components, under a progressive paradigm for
A floodplain management entity (FME) should feature the current Chao Phraya River Basin
Commission (CRBC) and a technical sub-committee panel that includes practical and
academic experts in relevant fields to provide technical advice. Rather than include many
representatives from line government agencies, the functional structure of the CRBC should
non-governmental organizations (NGOs). The major tasks undertaken by the CRBC should
be shifted from passive responses (i.e., following the central policies of the NDPMC and
for mitigation preparation in advance or in long-term flood risk reduction. These can be
conducted through the floodplain specific management processes that are discussed in the
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4.2 Floodplain specific management processes
The floodplain specific management processes include data collection, flood studies,
(AEMI 2013, Figure 3). For the process of data collection, the CRBC should build a central
flood database for the river basin to collect and compile flood-related data (e.g., historic
flood levels and rainfall, topography, land use activities, drainage records, flood mitigation
measures, and related plans) that have been scattered in different formats in various
database will reduce both the financial requirements and the time the CRBC spends
collecting data from the field. Additionally, it facilitates the remaining floodplain specific
management processes.
There have been few flood studies (FS) and floodplain management studies (FMS) in
the Chao Phraya River Basin. Studies about the nature and extent of flood problems, areas at
risk, or categorization of flood hazards in the river basin are rarely found (Cooper 2014;
Liew et al. 2016; Sayama et al. 2017). Likewise, few FMS address the relationships of flood
risk to people’s lives, property, or environment (e.g., Hungspreug et al. 2000; Hungspreug et
al. 2007). This is in contrast to the fact that flood events have occurred in the Chao Phraya
River Basin every year for decades (Department of Disaster Prevention and Mitigation,
unpublished data). Sufficient flood-related data and studies are required to progressively
prepare floodplain management plans for the river basin. For instance, flood risk assessment
and the mapping of risk magnitudes in relation to land use changes should be conducted.
Results from these studies are useful in preparing appropriate plans/measures for local areas
with different risk magnitudes (e.g., low, moderate, high, or very high risk).
For the latter process, floodplain management plans (FMP), following the characteristics
of the flood risk management framework (Table 2), should feature progressive responses,
two-way communication of the policies for their implementation, both structural and non-
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structural measures, and all types of flood risk. The most important aspects of the
This is the flood risk associated with current development in the floodplain (AEMI
2013). Since the latter half of the 20th century, flood impacts in the Chao Phraya River Basin
have increased in relation to the development expansion that have caused a decline in the
flood retention areas in the river basin (Pavelic et al. 2012). According to the existing plans
related to flood risk management (Table 2), the Thai government agencies have spent a lot of
their budget on structural measures, such as developments of dikes and other flood control
structures to protect business and important areas in the river basin (Hungspreug et al. 2000;
Vongvisessomjai 2007). After the 2011 flood, the budget was considerably increased to
develop more flood protection dikes around urban areas located alongside the Chao Phraya
River (Figure 4). These flood control structures with a height of 1-2 meters from the river
banks not only crated deeper areas for storing water during a flood event, but also conceal
the river’s scenery during normal times. Recently, some local communities, located by the
sides of the Chao Phraya River in Ang Thong province, have requested that the local
government dismantle the flood control dikes around their areas. They complained that the
height of the flood control dikes obscured them from nature and they felt like they were
living in the confined areas (Ang Thong Provincial Office of Disaster Prevention and
Rather than rely mainly on the structural measures (such as dikes and other flood
barriers), appropriate non-structural measures should be integrated into the FMP to mitigate
impacts of the existing flood risk, e.g., emergency responses, relocation of development and
rezoning to more flood-compatible purposes, change in property zoning to reduce use, and
flood insurance promotion (e.g., AEMI 2013; Ghanbarpour et al. 2014; Surminski and
Oramas-Dorta 2014; Thomas and Knüppe 2016). Emergency responses are also important
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during a flood. The responses should be developed from a detailed understanding of the
flood mechanisms and the frequency of occurrence, and should include evacuation planning
and community participation. Both FS and FMS are necessary for preparing emergency
responses for the river basin. At present, although the existing plans for managing flood risk
in Thailand mainly emphasize emergency responses, they are rather general, excluding flood
risk data in terms of both space (areas at risk) and magnitude (low, moderate, or high risk).
These cause the existing plans to be ineffectively implemented at the local level. Community
expect, what to do, how evacuation will be carried out, and where to evacuate to in the event
This is the flood risk associated with future development on the floodplain (AEMI
2013). Understanding a flood’s likelihood and land use in the floodplain is helpful for
preparing certain measures or policies to manage future flood risks. In this article, the
frequencies of the flood events that occurred in the Chao Phraya River Basin in the recent 9-
year period (2007 – 2015; Department of Disaster Prevention and Mitigation, unpublished
data) were examined together with major groups of land use (Table 3). High frequencies of
flooding observed across the river basin, except in some basin areas in Samut Sakhon
Province, where flood events were observed only twice during this period of time.
Meanwhile, paddy fields and other agricultural areas are a combination of land use groups
that were mainly observed in the floodplain (Development Department, unpublished data,
Table 3). The agricultural sector, including aquaculture, accounted for about 71% of the
entire floodplain; and it was severely affected by the 2011 flood. The cost of the damage in
this sector amounted to around 1,141 million USD, ranking second after the cost of damage
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incurred by the manufacturing sector, which amounted to around 28,445 million USD
Flood insurance has been recognized as a tool for increasing financial resilience
(Surminski and Oramas-Dorta 2014). After the 2011 flood in Thailand, following
Thailand’s, Emergency Decree on Disaster Insurance Promotion Fund 2012 (Gazette Office
2012), the Thai government set up the National Catastrophe Insurance Fund (NCIF) with an
insurance policy that offers coverage for damage caused by floods, earthquakes, and
windstorms. The cover limits are classified into three categories as follows. First, dwellings,
the cover limit is not more than 100,000 baht (1 bath is about 0.029 USD) with a premium
rate of 0.5% of the limit. Second, small and medium enterprises (i.e., total property sum
insured not exceeding 50,000,000 baht), the cover limit is 30% of the property sum insured
with the premium rate of 1% of the limit. Third, large industries (i.e., total property insured
over 50,000,000 baht), the cover limit is 30% of the property sum insured with the premium
rate of 1.25% of the limit (OIC 2012). However, there is no specific insurance program to
cover flood impacts in the agricultural sector in Thailand. Therefore this type of flood
The Thai government should promote specific flood insurance for important agricultural
activities (e.g., rice farming). This will not only help farmers, but also protect against
economic losses in the country, which is still relies mainly on agricultural produce,
particularly rice, as one of Thailand’s major export sectors. Nevertheless, more studies are
needed for developing a flood insurance program in an agricultural sector. This is to reduce
some drawbacks of the program. For example, poor farmers in Thailand, like those in other
developing countries, may be unable to purchase flood insurance with high premiums to
cover substantial risk. Meantime, if premiums are lowered, insurance companies would
experience insolvency (Hansson et al. 2008). Thus, the Thai government may have to
subsidize the flood insurance program for these farmers. Another problem, insurance
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companies may not offer policies in areas with a high flood risk as happened with the
Meanwhile, progressive responses, such as land use planning (Zhou et al. 2017) with
specific planning instruments (e.g., zoning, building and development controls, or flood access
to developed areas) and a regulation that any new development should maintain natural flow
conditions or reserve at least 5% of the basin area for detention or retention reservoirs (Cap-
Net 2011), are suggested to manage the future flood risk in the Chao Phraya River Basin. Land
- have a regulatory framework that discourages development that exacerbates the risks
- anticipate and respond to market signals that should reflect the areas with long-term
- mitigate flood hazards and direct development away from the hazardous portion of the
- exclude high flood risk areas from the development zone (e.g., housing and industrial
estates). Instead, these areas may be included in green and recreational zones (Böhm et al.
- consider land appraisals and flood insurance programs that express economic incentives
Climate change is another factor influencing future flood risks in the Chao Phraya River
Basin. Although the potential influences of climate change on flood behavior in the river basin
remain uncertain, it is expected to increase the frequency of flooding in the lower portion of
the river basin (Liew et al. 2016). Located on the southern portion of the river basin, the flood-
prone areas in Bangkok and Samut Prakan provinces was expected to see a 30% increase by
2050 and to cause about one million inhabitants to live in flood-prone areas (Panya
Consultants 2009). More studies are needed to determine the long-term relationships of
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climate change intensifying flood risks in the Chao Phraya River. Results from these studies
will be useful for building community resilience and to support local authorities (Keur et al.
This is the flood risk remaining in both existing and future development areas (AEMI
2013). Although the existing measures and plans have been used to manage flood risks in the
Chao Phraya River Basin, floods still occur every year in the floodplain. For instance, the
residual flood risk in the municipality of Nakhon Sawan Province is a consequence of the
flood protection dike (Figure 4) being overwhelmed by floods larger than the designed
capacity. Continuing to live in the floodplain somewhat reflects the people’s resilience to
flood risks and the trade-offs between the benefits earned from doing business and the losses
resulting from flooding. Emergency responses (such as early flood warning systems,
evacuation routes and arrangements, etc.) and recovery planning can reduce the continuing
flood risks and strengthen community resilience to flooding (AEMI 2013). These
management measures should focus at the community level in areas at risk, keep them up-to-
date and maintained, and encourage the community to perform preparation and evacuation
rehearsals, e.g.
- a community emergency response plan should be prepared and rehearsed once or twice
education about flood risks and appropriate responses to flooding (Singkran and Kandasamy
2016).
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- recovery plans should be prepared based on potential flood impacts and emergency
responses in areas at risk. These plans should be up-to-date and should be easily adjusted to
Overall, under the progressive paradigm of the flood risk management framework
proposed in this article, community participation is the first priority when making relevant
and effective plans at a local level (Thompson 1996; Neuvel and Van Der knaap 2010). Two-
processes of FS, FMS, and FMP. The results obtained from these processes should be
and further improved upon by incorporating the reviews and feedback of stakeholders
(Singkran and Kandasamy 2016). For the final process, i.e., plan implementation, all relevant
plans for managing flood risks in the Chao Phraya River Basin should be implemented by local
government agencies to ensure that the plans can effectively reduce flood risks across the river
basin to an acceptable level. Community participation in this process can assist in keeping the
plans up-to-date and prioritize the implementation of the plans in a manner consistent with flood
risks and community support. These may be varied between developed and undeveloped (poor)
areas within the Chao Phraya River Basin. Thus, further studies, e.g., socioeconomic levels and
perceptions in flood risk of the target communities, in different area developments may be
conducted, so that appropriate plans can be specifically prepared and effectively implemented in
5. Conclusions
The severest impact of the 2011 flood in Thailand in terms of live lost and property damage
reflected poor flood risk management in the country. It is thus time to improve the flood risk
a strategic flood risk management framework was proposed for the Chao Phraya River Basin
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as an example of how comprehensive flood risk management could be implemented under a
progressive paradigm. Non-structural measures (e.g., land use planning and relevant
managing all types of flood risk (existing, future, and continuing). Participatory
in all relevant plans and measures. Further studies about flood insurance for the agricultural
sector and the socioeconomic levels and perceptions of the flood risks on the target communities
are recommended.
Disclosure statement
Acknowledgements
The author thanks the Faculty of Environment and Resource Studies, Mahidol University,
for its full support in terms of research facilities and time spent in completing the study and
and Thai Meteorological Department) for supplying the relevant data. This study was
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Figure 1
The Chao Phraya River Basin covering areas in most or some of 19 provinces (Department
Figure 2
Water storage in the Bhumibol (a) and Sirikit (b) dams in mid-month and at the end of each
month in the year (2010) before, during (2011), and after (2012) the 2011 flood (Royal
Figure
The functional structures of the National Disaster Prevention and Mitigation Committee of
Thailand (a, DDPM, 2016) and the proposed flood risk management framework (b, AEMI,
Figure 4
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Examples of structural measures for flood protection in the Chao Phraya River Basin: (a) the
flood protection dyke by the side of the Chao Phraya River in the municipality of Nakhon
Sawan Province and (b) a flood protection alongside of the Chao Phraya River in Pa Mok
Figure 1
- 26 -
Fig. 2
0
10,000
0
10,000
12,000
14,000
2,000
4,000
6,000
8,000
2,000
4,000
6,000
8,000
15Jan 15Jan
31Jan 31Jan
15Feb 15Feb
28Feb 28Feb
15Mar 15Mar
31Mar 31Mar
Storage volume (million m3)
15Apr 15Apr
Minimum storage
Minimum storage
30Apr 30Apr
15May 15May
31May 31May
15Jun 15Jun
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30Jun 30Jun
15Jul 15Jul
Maximum storage
Maximum storage
31Jul 31Jul
15Aug 15Aug
31Aug 31Aug
2010
2010
15Sep 15Sep
30Sep 30Sep
15Oct 15Oct
31Oct 31Oct
2011
2011
15Nov 15Nov
30Nov 30Nov
3,800
15Dec 15Dec
2,850
9,510
2012
2012
13,462
(a)
(b)
31Dec 31Dec
(a) (b)
Figure 3
(a)
- 28 -
(b)
Figure 4
Table 1 Historical flood events in Thailand over a 32-year period (1985 – 2016) with flood
durations of a month or more. The details for all flood events were taken from the Dartmouth
Flood Observatory (Brakenridge 2017) if the data sources were not specified.
Area People
(km2) ad ced
- 29 -
20 17 Sep – 2 Dec 139,6
North,
North,
a
Hydro and Agro Informatics Institute (2017), bGuha-Sapir (2017), cMinistry of Finance & World
Table 2 Existing and proposed plans and their characteristics relevant to flood risk
- 30 -
Plans/frame Tim Response Communica Measures Commu Type of flood risk
perio
Passi Progres One Two Struct Non- participa Existi Futu Continu
d
ve sive - - ural struct tion ng re ing
Existing
National Past-
Disaster pres
Prevention ent
and
Mitigation
Plan
(NDPMP)
Strategic 2010
National -
on Disaster
Risk
Reduction
2010 –
2019
2013
Comprehen
sive flood
managemen
t plan for
the Chao
Phraya
- 31 -
River Basin
Strategic 2015
plan for -
flood pres
managemen ent
t 2015 –
2026
Proposed
managemen re
framework
Table 3 Nineteen provinces, showing their percentage areas and land use, located in the
Chao Phraya River Basin and the frequencies of floods that occurred over the last 9-year
period (2007 – 2015; Department of Disaster Prevention and Mitigation, unpublished data).
The land use data observed during 2011 – 2015 in the river basin (Land Development
Department, unpublished data) have been categorized into eight groups. The land use groups
65.
Ang Thong 949 86.3 13.7 0.7 1 9.6 1.2 4.8 4.8 0.0 11
62.
Bangkok 1,569 96.2 4 2.1 14.8 3.4 7.9 0.2 6.4 2.8 10
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49.
Chachoengsao 5,238 12.7 10.3 3.9 7 2.0 24.8 0.3 6.3 2.7 8
72.
Chai Nat 2,464 36.7 11.9 0.6 7 6.0 0.1 2.9 0.7 5.0 12
Kamphaeng Phet 8,619 6.4 4.7 0.8 29.3 63.2 0.0 0.2 1.2 0.6 17
41. 12.
Lop Buri 6,291 52.2 6.9 0.3 7 34.9 0.3 0 1.4 2.4 8
59. 12.
Nakhon Nayok 2,143 4.0 13.6 0.7 6 7.0 5.2 0.0 0 2.0 6
43.
Nakhon Sawan 9,504 64.2 5.9 0.5 6 33.7 0.1 5.4 8.2 2.5 15
55.
Nonthaburi 633 58.6 0 2.8 18.8 17.1 0.0 0.0 2.7 3.4 5
40. 11.
Pathum Thani 1,520 98.6 24.6 3.3 3 13.4 3.7 0.0 0 3.8 7
86.
Phichit 4,321 3.4 4.9 0.3 1 3.8 0.0 0.7 2.9 1.2 15
Ayutthaya 2,534 89.6 13.0 2.9 7 3.4 1.1 0.1 3.2 3.7 12
100. 42.
Samut Prakan 960 0 29.5 7.1 5.3 0.6 7 2.1 6.4 6.2 6
67.
Samut Sakhon 864 6.2 14.8 3.2 0.0 0.0 7 1.9 8.0 4.5 2
65.
Saraburi 3,505 20.2 8.8 2.1 6 14.3 1.5 3.4 2.4 1.8 12
100. 70.
Sing Buri 832 0 13.4 1.5 2 8.3 0.3 0.0 1.0 5.4 10
Suphan Buri 5,406 1.1 10.3 0.1 49. 34.4 0.9 0.0 1.0 3.5 10
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8
10. 25.
Uthai Thani 6,652 0.2 13.8 0.0 20.6 22.7 0.0 9 6.6 4 13
a
Land use groups: urban and built-up areas (LU1), industrial areas (LU2), paddy fields
(LU3), other agricultural areas (LU4), aquacultures (LU5), forests (LU6), miscellaneous
- 34 -