DEMATEL and SIR Methods
DEMATEL and SIR Methods
https://doi.org/10.1007/s12597-019-00410-2
APPLICATION ARTICLE
Partha Protim Das1 · Shankar Chakraborty2
Abstract
To achieve safer machining environment, and minimize emission of harmful and
toxic substances during electrical discharge machining (EDM) process along with
improvement in its performance, this paper emphasizes on identifying the best para-
metric combination of a green EDM process using superiority and inferiority rank-
ing (SIR) method. Decision making trial and evaluation laboratory method is also
employed to visualize the interrelationships between the responses of the said pro-
cess while splitting them into cause and effect groups. In this process, peak cur-
rent, pulse duration, dielectric level and flushing pressure are the input parameters,
while process time, relative tool wear ratio, process energy, concentration of aerosol
and dielectric consumption are considered as the responses. The optimal paramet-
ric combination as derived employing the SIR method is validated with the help
of developed regression equations for each of the responses, which show that the
adopted approach outperforms the other popular optimization techniques in obtain-
ing the best mix of the green EDM process parameters for having improved machin-
ing performance and less hazardous effects on the environment.
1 Introduction
* Shankar Chakraborty
[email protected]
1
Department of Mechanical Engineering, Sikkim Manipal Institute of Technology, Sikkim
Manipal University, Majhitar, Sikkim, India
2
Department of Production Engineering, Jadavpur University, Kolkata, West Bengal, India
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EDM processes [19, 20, 37]. However, no concrete literature is available dealing
with parametric analysis of green EDM processes, which can be considered as vital
to attain the concept of sensible manufacturing. The literature survey thus identi-
fies the following research gaps: (a) lack of parametric analyses to discover the sig-
nificant effect of each of the responses on the others, (b) dearth of a mathematically
sound MCDM tool for parametric optimization of any of the non-traditional machin-
ing processes, (c) assignment of precise weights to each of the responses from infor-
mation complexion is missing in the traditional approaches, and (d) absence of cor-
relation between the attributes and uniformity in the judgments.
In this paper, DEMATAL method is first applied for parametric analysis of a
green EDM process so as to investigate the significant effect of each of the responses
on the others. Additionally, superiority and inferiority ranking (SIR) method, a
novel MCDM approach, is adopted for obtaining the optimal combination of process
parameters for the said green EDM process. Presently, no literature is accessible that
has studied the application of the SIR method for parametric optimization of any
of the manufacturing processes. Thus, it would be interesting to examine the effec-
tiveness of DEMATEL and SIR methods in analyzing and solving a multi-response
optimization problem for having improved machining performance of a green EDM
process within the perimeter of sustainable manufacturing.
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attain green manufacturing for the EDM process, organizations should take into
account two aspects of machining outputs, i.e. manufacturing aspect and environ-
mental aspect. Each of these aspects is related to the process outputs. The deci-
sion making model for a green EDM process thus consists of two manufacturing
aspects, i.e. process time and relative tool wear ratio, and three environmental
aspects, i.e. process energy, aerosol exposure and consumption of dielectric. For
a green EDM process, these environmental aspects need to be substantially min-
imized, causing less harmful effects to the surroundings. A schematic diagram
considering these two aspects of a green EDM process is provided in Fig. 2.
Process time is the time needed to remove unit volume of material from a given
workpiece sample during the machining operation. It is also directly related to
machining cost. Relative tool wear ratio is measured as the fraction of the amount
of tool material abraded to the amount of workpiece material removed. The amount
of process energy absorbed is determined by estimating the total energy consumed
during discharges and time duration of the current flow. Consumption of more elec-
trical energy indirectly impacts the environment as more waste would be produced
while generating the same. Formation of toxic aerosols during EDM operation is
mainly due to the use of hydrocarbons as the dielectric fluid. Exposure to mass con-
centration of aerosols is very much harmful to the operators as it may consist of
metallic particles and toxic gases formed as the reaction products from the dielectric
fluid. Dielectric consumption is the amount of dielectric consumed per unit volume
of material removal. Dielectric is mainly consumed due to three reasons, e.g. depo-
sition of dielectric fluid on the workpiece, deposition of dielectric fluid on the tool
material as well as on the material removed from both the tool and the workpiece,
and vaporization of the dielectric into the surroundings. Inhalation of such toxic
gases (vaporized dielectric) may cause serious health menaces to the operators.
3 Mathematical models
3.1 DEMATEL method
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effectiveness [11, 12]. The attributes are evaluated based on pair-wise comparisons,
where they are contrasted with deference to relative influence of each on the other. This
method is best suited for dealing with complicated and entwined problems, and primar-
ily compares the interaction relationships between different factors of a complex system
to decide upon the immediate and circuitous causal relationships, and corresponding
impact levels. The results of DEMATEL method are visual portrayals (a visual struc-
tural matrix and a causal diagram) that indicate the causal relationships and impact lev-
els between the considered attributes, and help with settling on suitable choices. The
evaluation procedure usually involves several complicated facets, counting economical
and non-economical aspects, along with developing qualitative viewpoints, which are
either directly or indirectly connected. The application of this method depends on the
idea of generation of digraphs, which can isolate the assumed decision criteria/attrib-
utes into groups of cause and effect so as to visibly portray the inside of a complicated
problem. It presumes a system comprising a set of components C = {C1,C2,…,Cn},
which can be evaluated with respect to their pair-wise comparisons. The implementa-
tion of DEMATEL method involves the following steps [6, 15, 46]:
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( )[ ]
T = Y + Y 2 + Y 3 + ⋯ + Y k = Y I + Y + Y 2 + ⋯ + Y k−1 (I − Y)(I − Y)−1
( )
= Y I − Y k (I − Y)−1
Then
T = Y(I − Y)−1 , when k → 𝛼, Y k = [0]n×n
T = Y(I − Y)−1
Step 4 Compute the sums of rows and columns of matrix T
The sum of row values and sum of column values of the total-relation matrix T
are represented by vectors R and C, and are calculated applying Eqs. (3) and (4)
respectively.
[ n ]
∑ [ ]
Ri = tij = ti n×1 , i = 1, 2, … , n (3)
j=1 n×1
[ ]
∑
n
[ ]
Cj = tij = tj n×1 , j = 1, 2, … , n (4)
i=1 1×n
where N represents the total number of elements in matrix T. It basically enables the
decision maker in removing some minor effect elements from matrix T.
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direct effect as well as the indirect effect exerted by ith criterion over the other crite-
ria. On the contrary, Cj indicates the sum of all the elements of jth column in matrix
T, which represents both the direct and indirect effects exerted by jth criterion over
the other criteria. Hence, (Rk+ Ck) signifies the level of significance that ith criterion
exerts in the entire system. On the other hand, (Rk − Ck) defines the net effect that ith
criterion imparts on the total system.
Usually, when (Rk − Ck) becomes positive, it designates a criterion to belong to
the cause group, and if (Rk − Ck) is negative, the corresponding criterion goes to the
effect group. Thus, a casual diagram, also known as the cause and effect diagram,
can be developed while aligning all the coordinate sets of (Rk+ Ck, Rk − Ck) to visual-
ize the complex interrelationships in a decision making problem. It provides infor-
mation to identify the most important criteria and their influence levels in order to
recognize the driving variables of the considered problem in a complex system, and
design for reasonable measures to take care of the issues based on the attribute type
and influence level.
3.2 SIR method
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In this step, the values of each criterion are compared to estimate the intensity of
preference. Consider two alternatives A and Aʹ, and a criterion g, with g(A) and g(Aʹ) be
the values of the criteria for alternative A and Aʹ respectively. The intensity of prefer-
ence for A over Aʹ is given by the difference between their criteria values, as shown in
Eq. (6):
( ) ( ( ))
P A, A� = f (r) = f g(A)−g A� (6)
Brans et al. [3] introduced six generalized criteria, as shown in Table 1, which can
be used to identify characteristics of the functions that illustrate different attitudes
towards the preference structure and intensity of preference. The type of the general-
ized criterion is to be selected by the decision maker based on the attitude and intensity
of preference for the specified decision making problem.
( ) ∑ m
( ) ∑m
( ( ) ( ))
Sj Ai = P Ai , Ak = fj gj Ai − gj Ak (7)
k=1 k=1
( ) ∑ m
( ) ∑m
( ( ) ( ))
Ij Ai = P Ak , Ai = fj gj Ak − gj Ai (8)
k=1 k=1
The calculated indexes are then translated in the form of superiority matrix
(S-matrix) and inferiority matrix (I-matrix). The S-matrix shows the intensity of superi-
ority that each alternative has on each criterion, while I-matrix informs about the inten-
sity of inferiority that each alternative has on each criterion.
⎧ 1 if r>b
⎪
f (r) = ⎨ r∕b if 0 < r ≤ b
⎪ 0 if r≤0
⎩
Type 4: level criterion
⎧ 1 if r>b
⎪
f (r) = ⎨ 1∕2 if a < r ≤ b
⎪ 0 if r≤a
⎩
Type 5: criterion with linear preference and
indifference area
⎧ 1 if r>b
⎪
f (r) = ⎨ (r − a)∕(b − a) if a < r ≤ b
⎪ 0 if r≤a
⎩
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more complicated than SAW method [21]. The evaluation procedures of SAW and
TOPSIS methods while calculating S-flow and I-flow are presented as below:
SIR-SAW method The S-flow and I-flow, in this method, are calculated using
Eqs. (9) and (10) respectively, while considering weights of different criteria.
∑
n
𝜙> (Ai ) = wj Sj (Ai ) (9)
j=1
∑
n
𝜙< (Ai ) = wj Ij (Ai ) (10)
j=1
{ }1∕
( ) ∑n
| ( ( ) )|𝜆 𝜆
+
S Ai = |wj Sj Ai − S+ | ; 0≤𝜆≤∞
| j |
j=1 | |
{ }1∕
( ) ∑n
| ( ( ) )|𝜆 𝜆
S− Ai = |wj Sj Ai − S− | ; 0≤𝜆≤∞
| j |
j=1 | |
( ( ) ( ))
A+S = (S1+ , … , Sn+ ) = max S1 Ai , … , max Sn Ai
i i
( ( ) ( ))
A−S = (S1− , … , Sn− ) = min S1 Ai , … , min Sn Ai
i i
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where
{ }1∕
( ) ∑n
| ( ( ) )|𝜆 𝜆
+
I Ai = |wj Ij Ai − I + | ; 0≤𝜆≤∞
| j |
j=1 | |
{ }1∕
( ) ∑n
| ( ( ) )|𝜆 𝜆
−
I Ai = |wj Ij Ai − I − | ; 0≤𝜆≤∞
| j |
j=1 | |
( )
A+I = (I1+ , … , In+ ) = min I1 (Ai ), … , min In (Ai )
i i
( ) ( ( ) ( ))
A−I = I1− , … , In− = max I1 Ai , … , max In Ai
i i
The net flow (n-flow) 𝜙n (.) and relative flow (r-flow)𝜙r (.) are now estimated based
on S-flow and I-flow.
( ) ( ) ( )
𝜙n Ai = 𝜙> Ai − 𝜙< Ai (13)
( )
𝜙> Ai
𝜙r (Ai ) = ( ) (14)
𝜙> (Ai ) + 𝜙< Ai
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For partial ranking, in order to compare any two alternatives, the intersection princi-
ple, as proposed by Brans et al. [3] and Roy et al. [31], can be employed.
The preference relation, P is given as:
( ) ( ) ( )
APA′ iff AP> A′ and AP< A′ or AP> A′ and AI< A′ or AI> A′ and AP< A′
The indifference relation, I is denoted as:
AIA′ iff AI> A′ and AI< A′
The incomparability relation, R is expressed as:
( ) ( )
ARA′ iff AP> A′ and A′ P< A or A′ P> A and AP< A′
To attain green environment during EDM operation, it is always advised to oper-
ate the machining set-up at the most suitable parametric combination in order to
reduce emission of harmful and toxic substances into the environment which may
adversely affect the concerned operators. It has also been noticed that emission of
the individual substances is correlated with the others, which compels to analyze
the effect of each of the responses on the remaining ones. Identification of the best
parametric combination for a green EDM process is considered to be a demanding
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task due to the involvement of a huge number of input machining parameters and
responses. Thus, it corresponds to a multi-response optimization problem where all
the considered responses need to be optimized concurrently. Typically, in manufac-
turing industries, the machining data handbooks as provided by the manufacturers
are consulted for setting of various EDM process parameters, which usually do not
always ensure attainment of a really global parametric mix. To overcome this prob-
lem, the SIR method, being an efficient MCDM tool, is applied here to attain the
optimal parametric combination of a green EDM process. To examine the effects
of each of the responses on the others, DEMATEL technique is also employed. It
is observed that the parametric combination derived while using the SIR method
is superior to that as obtained by the past researchers. The combined application of
DEMATEL and SIR methods for parametric analysis of a green EDM process is
demonstrated through Fig. 5. It is worthwhile to mention here that different group
decision making techniques, like brainstorming, Delphi method, nominal method,
fish bowling and didactic interaction method can also be augmented to subjectively
analyse the effects of the green EDM process parameters on the responses.
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to consider the elements within the EDM operation to be independent of each other.
Thus, it becomes essential to evaluate the relationships between the considered
responses and identify those significant responses affecting the others. In order to
accomplish this task, DEMATEL method is initially employed to study the critical
relationships between different responses of a green EDM process casually and visu-
ally. Moreover, to select the optimal combination of the process parameters, the SIR
method is later adopted for having improved machining quality of the said process to
achieve the concept of sustainable manufacturing.
Based on Taguchi’s L9 orthogonal array, Sivapirakasam et al. [38] performed nine
experiments on a high carbon high chromium tool steel plate of size 4 × 4 × 1.5 cm
using a green EDM process while considering copper rod of diameter 25 mm as an
electrode. Fuzzy-TOPSIS methodology was applied as a multi-response optimiza-
tion technique to derive the optimal parametric mix with peak current (PC) (in A),
pulse duration (PD) (in μs), dielectric level (DL) (in mm) and flushing pressure (FP)
(in kg/cm2) as the input parameters, with three levels each. Five responses, i.e. pro-
cess time (PT) (in s), relative tool wear ratio (RTWR), process energy (PE) (in W),
concentration of aerosol (CA) (in mg/m3) and dielectric consumption (DC) (in cm3)
were simultaneously minimized. The considered process parameters along with
their operating levels are presented in Table 2. All the five responses have lower-the-
better characteristics (non-beneficial criteria). The design plan for experiments in
addition to the measured responses is summarized in Table 3.
The application of DEMATEL method starts with the development of the cor-
responding direct-relation matrix. The interrelationships between the considered
responses are estimated using an integer scale ranging between 0 and 4, as discussed
earlier. Thus, the initial 5 × 5 direct-relation matrix (A) is developed by pair-wise
comparisons between the five responses with respect to their influences and direc-
tions, as shown in Table 4. The developed matrix (A) is then normalized while
employing Eq. (1) so as to bring all of its elements within a comparable range of
0–1, as given in Table 5. The total-relation matrix (T) is subsequently developed
using Eq. (2), as provided in Table 6. The sum of rows and sum of columns of
matrix (T), as denoted by vectors R and C respectively, are calculated using Eqs. (4)
and (5), and the corresponding results are provided in Table 7. The total and net
effects for each response are then computed, where the total effect (R + C) is the sum
of vectors R and C, and the net effect (R − C) is calculated by subtracting C from R.
The estimated total and net effects (influence levels) for each response are shown
in Table 8. A positive value of the net effect (R − C) for a response indicates that it
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*tij> 0.5904
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influences all other responses more than the other influencing it, whereas, a negative
value signifies that the response is significantly influenced by the other responses.
A pictorial view, as depicted in Fig. 6, also known as the casual diagram, is devel-
oped by delineating the dataset of Table 8. Thus, it can be propounded from Table 8
that PT has the highest net influence level, followed by PE for the considered green
EDM process.
It is quite expected that PT with its highest level of influence would directly dom-
inate all the other responses. The longer the duration of machining, the larger would
be the consumption of process energy along with an increase in the amount of die-
lectric consumption. Moreover, as the machining time elapses, amount of tool and
work material erosion also increases, leading to an increase in RTWR and CA. On
the other hand, an increase in PE enhances the amount of melting and vaporization
of materials, thereby increasing RTWR. An increase in erosion of materials from
the tool and the workpiece into the dielectric fluid, along with excess emission of
toxic gases, also results in an increase in CA. Besides, higher DC is attributed to the
generation of significant amount of heat that intensifies causing an increase in PE.
Generation of high discharge energy also leads to initiation of large amount of heat,
which consequently increases the amount of evaporation of the dielectric fluid from
the machining zone.
The considered responses can also be split into cause and effect groups, as
depicted in Fig. 6, where PT and PE with positive influence levels constitute the
cause group, and RTWR, DC and CA having negative influence levels are added to
the effect group. It is quite apparent that PT and PE are the key driving parameters
for the remaining responses. The response PE with the highest (R + C) value is iden-
tified as the most significant one as it has the utmost intensity of relativeness as com-
pared to the other responses. However, PT with the highest (R − C) value is identi-
fied as the most influencing response that affects all the other responses. Thus, PT
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and PE play significant roles in this performance assessment problem of the green
EDM process as they have the greatest influences on the other responses. On the
contrary, RTWR with the maximum negative value of (R − C) is greatly influenced
by other responses. The threshold value (α) is now calculated by averaging the ele-
ments in the total-relation matrix (T) as 0.5904. The values of tij in matrix T are then
compared with that threshold value. If a value in the matrix T is greater than 0.5904,
the element is then marked as t*ij, which signifies that there is a significant interac-
*
tion present between the two responses. For instance, as t12 (0.6250) > α (0.5904), an
arrow in the diagraph is drawn from PT to RTWR, as shown in Fig. 7. The arrows in
this digraph depict the contextual interactions among different elements of the green
EDM process. There are bi-directional interactions between PT and PE, PE and CA,
and PE and DC. On the other hand, the remaining interactions are unidirectional.
Further, in order to achieve the optimal parametric combination for the green
EDM process, the SIR method is now employed. As discussed earlier, the type of
the generalized criterion for each of the responses along with their relevant param-
eter values is selected, as shown in Table 9. Two separate scenarios are considered
here, where scenario 1 (S1) assumes equal weights to all the responses and scenario
2 (S2) adopts weights estimated using the entropy method [18]. The normalized
weights for the five responses derived while employing entropy method are also pro-
vided in Table 9. It is interesting noticed that RTWR has the maximum importance,
followed by PE. Now, applying Eqs. (7) and (8), the S-matrix and I-matrix are sub-
sequently developed, and the results are tabulated in Table 10.
SIR-SAW: The S-flows and I-flows are calculated for both the scenarios (S1 and
S2), based on Eqs. (9) and (10) respectively. Using Eqs. (13) and (14), the n-flow
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and r-flow values for each experimental run are also calculated. These values of
S-, I-, n- and r-flows for both the scenarios are presented in Table 11. The partial
ranking relationships for the considered scenarios along with the partial ranking dia-
grams are provided in Table 12 and Fig. 8 respectively. It can be clearly observed
from Fig. 8 that for both the scenarios with different weight assignments, experiment
trial number 5 with a parametric combination of A 2B2C3D1 is identified as the best
experimental run among the nine conducted trials, whereas, experimental trial num-
ber 2 ( A1B2C2D2) is the least preferred choice. For both the scenarios, experimental
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Table 12 Partial ranking relationships between the experimental trials using SIR-SAW procedure
For scenario 1 5 > 1 6 > 1 8 > 1 9 ~ 1 1 > 2 4 > 2 7 > 2 3 > 2
5 > 2 6 > 2 8 > 2 9 > 2 1 > 3 4 > 3 7 > 3
5 > 3 6 > 3 8 > 3 9 > 3 1 > 4 4 > 7
5 > 4 6 > 4 8 > 4 9 ~ 4 1 > 7
5 > 6 6 > 7 8 > 7 9 > 7
5 > 7 6 > 8 8 > 9
5 > 8 6 > 9
5 > 9
For scenario 2 5 > 1 6 > 1 8 > 1 9 > 1 3 ~ 1 1 > 2 7 > 2 4 > 2
5 > 2 6 > 2 8 > 2 9 > 2 3 > 2 1 > 4 7 ~ 4
5 > 3 6 > 3 8 > 3 9 > 3 3 ~ 4 1 > 7
5 > 4 6 > 4 8 > 4 9 > 4 3 ~ 7
5 > 6 6 > 7 8 > 7 9 > 7
5 > 7 6 > 8 8 > 9
5 > 8 6 > 9
5 > 9
trial number 5 is followed by trial numbers 6 and 8 as the best candidate parametric
mixes. The average values of the calculated r-flows at different levels of operation of
the green EDM process parameters are calculated for both the scenarios, as shown
in Table 13. These average r-flow values are now treated as the responses to search
out the possibility of any better parametric mix for the considered process. From
the response tables for both the weight scenarios, the best combination of the green
EDM process parameters (shown in bold faced) is identified as A2B2C1D1 which is
different from experiment number 5 only with respect to dielectric level. In experi-
ment number 5, the dielectric level is set at 80 mm, whereas, in the proposed para-
metric combination, it is required to be fixed at 40 mm. This is because of the fact
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that the average of r-flows at level 1 of dielectric level is more than that of level
3. Thus, the chance of having higher value of r-flow is always with level 1 than
with level 3. Lower value of dielectric level leads to its more controlled use caus-
ing less emission of the toxic gases from the machining zone. Hence, in order to
attain the best machining performance, the parametric combination is to be set as
peak current = 4.5 A, pulse duration = 261 μs, dielectric level = 40 mm and flushing
pressure = 0.3 kg/cm2. The max–min column in Table 13 with a maximum value for
peak current identifies it as the most influential input parameter for the considered
green EDM process.
Note i > j denotes alternative i outperforms alternative j; and i ~ j signifies alterna-
tive i is not comparable to alternative j
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SIR-TOPSIS The S-, I-, n- and r-flows are also computed using TOPSIS method
for both the scenarios, while taking λ = 1, 2 and 10. These values are provided in
Table 14. The corresponding partial ranking diagrams are shown in Fig. 9. Similar
to SIR-SAW procedure, it can be observed from Fig. 9 that for both the weight sce-
narios, experiment number 5 with a parametric combination of A 2B2C3D1 is identi-
fied to be the best choice. The average values of the estimated r-flows using SIR-
TOPSIS procedure at different λ values are now calculated. From those response
values, it can be revealed that with λ as 1 and 10 in scenario S1, the optimal para-
metric combination is derived as A2B2C1D1 for concurrent optimization of all the
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five responses. However, from the response values evaluated forscenario S1 at λ = 2,
and for scenario S2 at λ = 1, 2 and 10, the optimal parametric combination is derived
as A2B2C3D1, which is quite similar to that of experiment number 5 for the con-
sidered green EDM process. On the contrary, Sivapirakasam et al. [38] observed
the optimal parametric combination as A2B2C1D2 while employing fuzzy-TOPSIS
method.
For fully justifying the superiority of the derived optimal combination of the
process parameters over that as obtained by Sivapirakasam et al. [38], the follow-
ing regression equations are developed for the five responses while considering
the main and interaction effects for the said green EDM process. Based on these
regression equations, the estimated response values at different parametric com-
binations are compared with those as predicted by Sivapirakasam et al. [38], as
exhibited in Table 15. From this table, it can be clearly concluded that the response
values derived at the optimal parametric combination are significantly better than
those obtained by the past researchers. It is also interestingly noticed that grey-AHP
method also provides the same parametric combination as that of SIR method.
PT =1.67−0.41 PC−0.00032 × PD−0.0198 × DL + 1.24 × FP−0.00010
(15)
× PC × PD + 0.0044 × PC × DL + 0.000027 × PD × DL
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1. Jagadish and Ray [19] Entropy-GRA approach Discharge current, PD, DL Energy consumed, PT, RTWR, Optimal parametric combination
and FP CA, DC
2. Jagadish and Ray [20] PCA-GRA approach Discharge current, PD, DL Energy consumed, PT, RTWR, Optimal parametric mix
and FP CA, DC
3. Sivapirakasam et al. [38] Fuzzy-TOPSIS approach PC, PD, DL and FP PT, RTWR, PE, CA, DC Optimal parametric combination
4. Tang and Du [41] GRA-Taguchi method Discharge current, gap voltage, Electrode wear ratio, MRR, SR Optimal parametric mix
lifting height, negative polar-
ity, pulse duty factor
5. Tang and Du [42] GRA-Taguchi method PC, open circuit voltage, lifting Tool electrode wear rate, MRR, Optimal parametric mix
height, pulse width, pulse SR
intermission
6. Present paper DEMATEL, entropy and SIR PC, PD, DL and FP PT, RTWR, PE, CA, DC Optimal parametric combina-
method tion along with effects of each
response over the others
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5 Conclusions
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