Evaluation Transport Annexes Volume2 - en
Evaluation Transport Annexes Volume2 - en
Evaluation Transport Annexes Volume2 - en
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This evaluation has been carried out by:
W www.ecorys.nl
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Table of Contents
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List of Acronyms
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Annex 1.1. Terms of reference
EUROPEAN COMMISSION
Directorate-General for Development and Cooperation — EuropeAid
Evaluation
EVALUATION OF
THE EU SUPPORT TO TRANSPORT SECTOR
IN AFRICA
2005-2013
TERMS OF REFERENCE
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Table of Content
1 MANDATE ...............................................................................................................10
2 OBJECTIVES ............................................................................................................11
3 BACKGROUND .......................................................................................................11
3.1 General context of EU cooperation in Transport Sector in Africa ..................11
3.2 EU Policies in the transport sector ...................................................................13
3.3 Instruments and implementation ......................................................................14
3.4 Key elements on the implementation ...............................................................15
3.4.1 Geographic perspective ......................................................................15
3.4.2 Thematic perspective .........................................................................16
3.4.3 Approach & modalities ......................................................................16
4 THE SCOPE AND PURPOSE OF THE EVALUATION ........................................17
4.1 The legal, geographical, temporal and thematic scope ....................................17
4.2 The evaluation purpose ....................................................................................19
4.3 The evaluation users ........................................................................................19
5 THE ASSIGNMENT: EVALUATION QUESTIONS & ISSUES OF
INTEREST.................................................................................................................19
5.1 Introduction to evaluation questions ................................................................19
5.2 Supporting Transport Sector: Questions and issues of interest .......................20
6 APPROACH AND METHODS: EVALUATION PHASES AND
REPORTING .............................................................................................................21
6.1 Approach and methods ....................................................................................21
6.2 Evaluation phases & deliverables ....................................................................21
7 RESPONSIBILITY FOR MANAGEMENT OF THE EVALUATION ...................26
8 EVALUATION TEAM .............................................................................................27
9 TIMING .....................................................................................................................28
10 OFFERS FOR THE EVALUATIONS ......................................................................29
11 ANNEXES .................................................................................................................30
1. MANDATE
Systematic and timely evaluation of its programmes and activities is a priority 1 of the
European Commission, including legislation and other non-spending activities 2.
Evaluation is key in accounting for management of the allocated funds, for informing
decision making and for promoting a lesson-learning culture throughout the organisation.
Focus on the outcomes and impact of European Union (EU) actions is of primary
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EU Financial regulation (art 27No 215/2008)
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SEC(2007)213 "Responding to Strategic Needs: Reinforcing the use of evaluation"
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importance in the context of EU evolving cooperation policy and increasing emphasis has
been placed on result-oriented approaches 3.
The Evaluation of the EU support to the Transport sector is part of the 2013 evaluation
programme as approved by the Commissioners for Development, and agreed by the
Commissioners for Enlargement and European Neighbourhood, and the High
Representative for Foreign Affairs and Security Policy.
The request for such an evaluation is based ;
- on the provisions contained in the Communication on Transport “promoting
sustainable transport in development cooperation” of 2000 4
- on the recommendation of the European Court of Auditors special report n°17 in
2012 5
- on the Council Conclusions on the European Court of Auditors' Special report No
17/2012 6 to conduct an evaluation on the results and development impact of the
EU support to a sustainable road network in Sub-Saharan Africa.
2. OBJECTIVES
3. BACKGROUND
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COM (2011) 637 final "Increasing the impact of EU Development Policy: an Agenda for Change"
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COM(2000) 422 final “promoting sustainable transport in development cooperation”
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Special report n°17 – The EDF contribution to a sustainable road network in sub-saharan Africa - 2012
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Council Conclusions 054/13 ACP
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supporting the transport sector in the North of Africa (European Neighborhood South
countries). Most of the interventions are funded the Neighborhood Investment Facility
(NIF).
Transport infrastructures and services are considered essential for regional integration,
economic growth, social development, effective public administration and security. In
most of developing countries, roads are the dominant mode of passenger and freight
transport, accounting for more than 80 % of total movements of goods and services, and
transport needs are growing rapidly in parallel with the increase in population,
urbanisation and trade.
Since the early 1990s, the EU has progressively moved from a project-based approach
towards support to sector-wide strategies, as the most appropriate way to help sustainable
development in the transport sector.
From early 2000s, the EU has more and more enhanced sector policy dialogue, support to
transport sector reform, capacity building and institutional support. Sector Budget Support
(SBS) has been introduced as well as the use of conditionalities to push for sector reforms.
The main focus has been on network sustainability (maintenance and axle load control)
and improved balance between national and rural roads.
Progressively, and especially during the 10th EDF period, the EU has developed the use of
SBS, given more attention to other modes of transports and corridors and recently the
development of blending.
The last strategic evaluation of EU interventions in the Transport Sector was published in
2004, it covered the period: 1995-2001. The evaluation found that progress has been made
by the EU towards a sectoral approach in many ACP countries but that this progress was
not sufficiently reflected in other regions. At that time, in several countries, it remained a
lack of appropriate attention to institutional and legislative accompanying measures, as
well as to the maintenance of existing infrastructure. Cross-cutting issues (CCI), such as
environment, gender and safety, were not given enough attention.
The evaluation team recommended to:
• Broaden the approach to the sector in ACP countries to cover all modes and take a
comprehensive view of the range of activities involved in each mode and consider
a shift towards broader use of budget support in the sector.
• Promote the involvement of non-governmental stakeholders in design and
implementation of transport policy and also in the programming and project cycle.
• Support the development of the private sector in transport related activities.
• Put sharper focus on the contribution of EU transport sector interventions to
poverty reduction.
Based on the Agenda for Change priorities, focusing on inclusive economic growth, there
will be a strong disengagement of the EU from the Transport sector in the current
programming phase for the 11th EDF. While 35 countries had Transport sector as a focal
sector in the 10th EDF, only 5 to 10 should have it as focal sector in the 11th EDF. The
future cooperation in Transport sector should mainly be organised through the Regional
Programmes, which would involve that the Policy dialogue on transport issues will move
towards a regional perspective of transport networks (while interventions will still be
conducted both at national and regional levels). In this new programming phase, the
infrastructure should mainly be funded through blending.
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The EU support to infrastructure in the transport sector is compliant with the Programme
for Infrastructure Development in Africa, prepared by the African Union Commission, in
partnership with the United Nations Economic Commission for Africa, African
Development Bank and the NEPAD Planning and Coordinating Agency.
• The free flow of transit traffic will contribute to integrating the developing
countries into the world economy.
• Transport must be safe for all and provide mobility, equitable services and
opportunities for men and women, particularly the poor.
The priority actions are for developing sound policies and affordable strategies; measures
to restructure private and public transport agencies; and optimising existing transport
systems
In the two following communications (2006 and 2009), transport is regarded as one of the
four pillars of infrastructure (alongside water, energy and ICT). EU transport policy is to
be understood as supporting the development objectives of the EU and the themes which
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are emerging as part of those development objectives. EU development policy is re-
orienting towards growth, investment and job creation, aiming at higher development
impact and EU added value, thereby recognising the increasing importance of the private
sector in development. For the transport sector, there is a need for a wider and deeper
sector dialogue on issues such as sector governance, public finance management (PFM),
working with the private sector, investment promotion and innovative sector/project
financing, (road) safety and climate change mitigation. Other relevant documents from
which these trends have developed are listed in Annex 1.
Sector dialogue is increasingly important as EU Member States have agreed to implement
lead development partners (DPs) arrangements at the country and sector level. Division of
Labour (DoL) is promoted through the adoption in May 2007 by the European Council of
a Code of Conduct on complementarity and division of labour in development policy. The
Code addresses the various dimensions of complementarity, including in-country
complementarity and cross-country complementarity, lead DP arrangements and delegated
co-operation. DEVCO and the delegations have assumed the role of lead Co-operating
Partner in (road) transport in many Sub-Saharan Africa (SSA) countries.
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3.4.2 Thematic perspective
The transport sector covers several sub-sectors linked to transport modes (Road, Rail, Air,
Maritime, Waterways). Over the last 10 years, about 90% of the EU direct support to
transport sector in Africa has been directed to road sub-sector.
Graph : Thematic ventilation of EU direct support to Transport sector over the period
2005-2013 in Africa (commitments)
Note: ‘Mixed’ category covers interventions supporting several modalities of transport (Road, rail, water and air)
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The main beneficiaries of SBS in transport sector have been Benin, Ethiopia, Madagascar, Malawi, Mozambique, Tanzania, Uganda and
Zambia
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In addition to direct support to transport sector, the EU has also provided General Budget
Support. Countries receiving GBS will be important in this evaluation as, in several
countries, transport sector performance is a condition for GBS transfers. Thus, GBS
interventions being connected to the transport sector will be part of the scope of the
evaluation.
Blending development : Since 2007 the EU-Africa Infrastructure Trust Fund (AITF) has
been set up to strengthen interconnectivity across the African continent and its different
regions, opening ways to new sources of funding by blending grants with long-term loans.
It should allow leveraging the impact of funding and thus facilitating the implementation
of bankable projects.
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Type of interventions & funding mechanisms
The evaluation should cover all the interventions funded by the EU in the transport sector.
- All type of aid modalities should be covered, including General Budget Support (GBS)
when transport sector performance is a condition for GBS transfers.
- All the interventions in the transport sector should be covered, spending and non-
spending activities (i.e. : expert platform, Policy dialogue, etc.)
- All the funding mechanisms should be covered, notably the Infrastructure African
Trust Fund (AITF) and the Neighborhood Investment Facility (NIF)
- All the level of interventions should be covered, notably the Regional projects and
intra-ACP projects
Thematic scope
For the purpose of the evaluation, “transport” refers to infrastructure, services, traffic
management and regulatory activities for all modes – road, rail, aviation, maritime and
inland waterways and multimodality8.
Over the evaluation period, more than 90% of the EU support to transport sector has been
directed to road sub-sector.
The road sub-sector should consequently represent the focus of the evaluation.
Nevertheless, considering that,
- as mentioned in the Communication 2000, the support to transport sector has to adopt a
“comprehensive sectoral approach that is valid for all transport modes – roads,
railways, air, maritime and waterway transport as well as the services to facilitate
movement of goods and people.”,
- the future support to transport sector should be more directed to the transport policy
level and take more into account the different transport modes,
The evaluation should address the transport sector in its entirety, covering all transport
modes and intermodal transport
The evaluation should also consider whether cross-cutting issues, particularly
environment, safety/security and gender, were appropriately taken into account during
programme planning and the extent to which they have been reflected in implementation.
Evaluation criteria:
The evaluation will use the five standard OECD/DAC evaluation criteria, namely –
relevance, effectiveness, efficiency, impact and sustainability.
In addition, it should assess:
– the added value of the European Union’s interventions (at both the strategic and
implementation levels);
– the 3Cs: coordination, complementarity, of the European Union's interventions with
other donors' interventions (focusing on EU Member States and the EIB); and
coherence between the European Union's interventions in the support to transport
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This evaluation is not directly concerned with international negotiations in fields such as satellite navigation and the opening up of airspace
or airport landing slots
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sector and other European Union policies and partner Governments' priorities and
activities.
9 Definition of Coherence: the extent to which the intervention logic is not contradictory/the intervention does not contradict
other intervention with similar objectives
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A further detailed indicative list of issues of interest is available in Annex 5
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of the evaluation questions should be conducted by the evaluation team, during the
inception phase, in cooperation with the Reference Group.
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⇒ To what extent has the EU contributed to better management (and notably
maintenance) of the transport infrastructure through sectoral approach and
institutional capacity building?
Sustainability: Are the changes, which the EU has contributed to, sustainable? Why?
what has helped/hindered?
⇒ To what extent has the EU contributed to promote sustainable transport
infrastructure in Africa through support to better governance of transport sector?
Impact : What is the long term effect of EU engagement in the transport sector ?
⇒ To what extent has the EU support to the transport sector contributed to greater
economic integration and greater accessibility to social services for the poor?
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Deliverables in the form of reports 11 and slide presentations should be submitted at the end
of the corresponding phases.
• Structuring of the
1. Inception phase Inception report
evaluation
Data collection
2. Desk phase Desk report
Analysis
Synthesis note
4. Synthesis • Analysis
Draft final report
phase • Judgements
Final report
All reports will be written in English. The country notes should be written either in French
or English. The reports must be written in Arial or Times New Roman minimum 11
respectively, single spacing. The inception, desk and draft final reports will be delivered
only electronically. Final report will also be delivered in hard copies. The executive
summaries in all languages required will be delivered separately in electronic form. The
electronic versions of all documents need to be delivered in both editable and not editable
format. The Final report will follow a standard model showing a photo proposed by the
FWCor and approved by the Contracting authority.
Regarding the meetings with the RG in Brussels, they will be attended at least by the team
leader and one of the experts. Other experts will be available to be reached by phone.
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For each Report a draft version is to be presented. For all reports, the Framework contractor
may either accept or reject through a response sheet the comments provided by the Evaluation
manager. In the case of rejection the contractor must justify (in writing) the reasons for rejection.
When the comment is accepted, a reference to the text in the report (where the relevant change
has been made) has to be included in the response sheet.
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The contractors must provide, whenever requested and in any case at the end of the evaluation,
the list of all document reviewed, data collected and databases built.
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Then, the evaluation team will examine relevant key documentation on the past and
current EU actions concerning Transport (including the relevant Communications, strategy
documents, evaluations,…).
The Unit DEVCO/C6 will be responsible to provide all the basic missing data. The
evaluation team will need to organize some individual interviews with key stakeholders to
complete necessary information.
A half-day workshop with the Reference Group will be organized by the evaluation team
in order to discuss the Intervention Logic and help defining the evaluation questions.
With the information obtained the consultants will produce a draft inception report to be
delivered to the Evaluation Unit, including, as a minimum, the following elements:
(1) The inventory will contain the complete overview of EU interventions
(committed, contracted and disbursed amounts, and if possible : claims and other
important obstacles like delays and additional costs) and their typology. This
overview will also include all relevant Budget Support operations (both General
budget support and Sector budget support). The related database will form
integral part of the inventory. The main sources of information to build the
inventory should be CRIS system and DEVCO Datawarehouse as well as
interviews with C6 Unit. Contacts with DEVCO/C6 and EU Delegations could
ease collecting information about claims and obstacles, if CRIS does not provide
sufficient details.
(2) The intervention logic of the EU aid to support Transport, by describing the
strategy, its rationale, its logic and its connection with other policies. It is
understood the evaluation team will develop this together with key stakeholders.
The reconstructed logic of the EU intervention will be presented in both narrative
and diagrammatic form;
(4) A set of rational criteria for selection of the field phase studies. Upon the
defined criteria, justify the choice of a set of countries covering the diversity of
the EU interventions and context (fragile and non-fragile states, states with or
without transport national strategy, landlocked and coastal states, with different
instrument of cooperation: GBS - SBS - self-standing project – institutional
support, with different modal split, …) and of partners countries, which would be
examined in detail during the desk phase. Out of this sample, at the end of the
Desk phase, 8 to 12 countries will be selected for the field phase of the
evaluation. A good balance between regions must be achieved. Regional and intra
ACP projects must be taken into account. All the specific aspects of the
intervention logic for each selected country are to be highlighted;
(5) The methodological tools of data collection that will be used for the desk
(including the "questionnaires", if foreseen) and the field phase; indicating any
limitations and describing how the data should be cross-checked to validate the
analysis. The consultants will also propose a list of activities/projects/programmes
that could be retained for in depth analysis.
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(6) The methods of analysis of the information and data collected, again indicating
any limitations.
(7) The approach to ensure quality assurance throughout the different phases of
the evaluation;
(8) A detailed work plan, specifying the organisation and time schedule of the
evaluation process;
The Contractor will present the Inception Report to the Evaluation Unit. The Reference
group will comment on the Inception Report and validate the Evaluation Questions.
Following comments on the draft inception report (see section 7) and from the Evaluation
Unit, the evaluators will present the final inception report. The final version of the
Inception Report shall be formally approved by the Evaluation Unit before initiating the
desk phase.
6.2.5 Seminar
The final report will be presented by the team at a one day seminar in Brussels. The
purpose of the seminar is to present the results, the conclusions and the recommendations
of the evaluation to all main stakeholders concerned. The seminar will be attended by the
Evaluation Team Leader and at least one other expert.
The Evaluation Team shall prepare a presentation (Power point) for the seminar. This
presentation shall be considered as a product of the evaluation in the same way as the
reports and the data basis. For the seminar 60 copies of the report and 10 reports with full
printed annexes have to be produced.
The contractor shall submit minutes of the seminar; these minutes as well as the updated
slide presentation will be included as an annex of the Final Report. The seminar logistic
aspects (room rental, catering etc.) may be contracted later, as part or not of the Specific
contract for the present evaluation.
The primary responsibility for the management and the supervision of the evaluation will
rest with the Evaluation Unit at DEVCO. The evaluation manager (EM) and first point of
contact will be Mr Charles RAUDOT de CHATENAY.
The evaluation manager will provide a pivotal role in facilitating the quality assurance
process and ensure that evaluation is undertaken in accordance to EU methods. He will be
responsible of the organisation and serve as principal liaisons with EU relevant services.
The progress of the evaluation will be followed closely by a Reference Group consisting
of members of all concerned services in the EU cooperation services, under the Evaluation
Unit’s chairmanship.
Its principal functions will be to:
• advise on the scope and focus of the evaluation and the elaboration of the terms of
reference;
• ensure the evaluation team has access to and consults all information sources and
documentation
• discuss and comment on the quality of work done by the evaluation team
• provide feedback on the findings, conclusions and recommendations of the evaluation
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A participatory approach, involving a broad range of stakeholders, will be taken all along
the evaluation process.
8. EVALUATION TEAM
• The EU’s modus operandi – at least one member of the team should be (1)
familiar with the process of EU programming and implementation, and (2)
thorough knowledge of EU institutions, principles and mechanisms of external
policies
• The following technical fields :
o Transport economics,
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The team leader, expert of category senior, must possess demonstrated capacity for
strategic thinking, and expertise in one or more of the above mentioned transport
related technical fields in bold. He must have a proved experience in DEVCO
evaluation methodology for complex evaluation.
The team leader should be an experienced, senior expert with proven leadership skills,
including good experience in group facilitation and proven high standards of report writing
and editing skills. At least one other member of the team should be a category Senior
expert.
The composition of the team should reflect the focus of the evaluation and cross-cultural
experience in development. The Evaluation Unit strongly recommends that consultants
from beneficiary countries are employed (particularly, but not only, during the Field
Phase).
Consultants should possess an appropriate training and documented experience in
evaluation methods and techniques for complex evaluation and of evaluation in the
field of external relations and development cooperation.
The team should demonstrate to have understood the intellectual challenges of this
strategic evaluation. The team composition should be justified and the team coordination
should be clearly described. A breakdown of working days per expert should be
provided.
The team will have excellent English writing and editing skills. At least one team
member should be proficient in French.
The Contractor remains fully responsible for the quality of the report. Any report which
does not meet the required quality will be rejected.
The minimum required skills are indicated in bold [1].
The Evaluation Unit may contact any proposed expert(s) by telephone during the offers’
evaluation and interview him/her.
Regarding conflict of interest, proposing experts who have been involved in the design of
programme/projects covered by this evaluation should be minimized and preferably
avoided. An expert will not be authorized to participate to the field visits to the
country(ies) where he/she designed a project. In case of doubt, please contact the
Evaluation Unit before submitting the offer. Should a conflict of interest be identified in
the course of the evaluation, it should be immediately reported to the evaluation manager
for further analysis and appropriate measures.
9. TIMING
10.
The project implementation is due to start in November 2013. The expected duration is of
18 months. As part of the methodology, the framework contractor must fill-in the
timetable in the Annex 4.
[1]
In their absence, the 80 points threshold of the selection process may not be reached
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11. OFFERS FOR THE EVALUATIONS
The offer will be itemised to allow the verification of the fees compliance with the
framework contract terms as well as, for items under h to k of the contractual price
breakdown model, whether the prices quoted correspond to the market prices.
For the purpose of the Offer, the Framework contractors will make an assumption of 12
missions. If fewer countries are visited, only costs related to the visit countries are eligible
for payment. The per diem will be adapted to the visited countries.
The offer will be written in English, (font Times New Roman 12 or Arial 11), single
spaces. The Total length of sections 2, 3 and 4 of the technical offer (Framework contract,
Annexe 1, section 10.3. b) should not exceed 20 pages.
The offer will follow the guidance set out in the Framework contract. The following
additional information is also provided. The offer should address:
(1) A clear understanding of the overall scope of the evaluation in your own words, and its
key implications for your offer
(2) The relevance of the skills and experience of the proposed team for the evaluation
(3) The approach
• Stakeholder engagement – identify the ways in which you propose to engage with
EU stakeholders over the course of the evaluation
• Methodological aspects – outline of design of the evaluation, analytical and data
collection methods proposed and justification. Attention should also be given to (i)
how you propose to construct intervention logics and why you choose your
proposed way (ii) how you propose to use the field visits
(4) Organisation
• Set out the schedule for the evaluation
• Identify the elements in the quality control you will provide
Nota Bene : A draft set of evaluation questions should not be included in the offer
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12. ANNEXES
The contracting authority reserves the rights to modify the annexes without prior notice.
Annexes:
Annex 1. Key references for the evaluation
Annex 2. Guidance on the country notes for the country case studies
Annex 3. Outline Structure of the Final Evaluation Report
Annex 4. Quality Grid
Annex 5. Additionnal list of issues of interest
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Annex 1.2. List of documentation
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• European Commission (2009) 10th European Development Fund (EDF) Programming
Orientations National and Regional Programming. EC DG International Cooperation and
Development, 1 January, 2009.
• Council of the European Union (2011) Council Conclusions: Financing for development
and aid effectiveness: delivering more, better and faster. Council Conclusions 3124th
FOREIGN AFFAIRS Development Council meeting, Brussels, 14 November 2011.
• European Commission (2011) White Paper on Transport: “Roadmap to a Single
European Transport Area – Towards a competitive and resource efficient transport
system”, COM(2011) 144 final
• European Commission (2011) Increasing the impact of EU Development Policy: an
Agenda for Change, COM (2011) 637 final
• European Commission (2011) The Future Approach of EU Budget Support to Third
Countries, COM(2011) 638 final
• European Commission (2012) Budget Support Guidelines: Executive Guide A modern
approach to Budget support, September 2012”. EuropeAid Development and Cooperation
Directorate-General European Commission Brussels, September 2012
• Council of the European Union (2012) Council conclusions ‘The Future Approach to EU
Budget Support to Third Countries’ 3166th FOREIGN AFFAIRS Council meeting,
Brussels, 14 May 2012
• European Commission (2012) The EU's External Aviation Policy - Addressing Future
Challenges, COM(2012) 556 final.
• European Commission / EEAS (2012) Instructions for the Programming of the 11th
Development Fund (EDF) and the Development Cooperation Instrument (DCI) -2014-
2020. Brussels, 15 May 2012
• Partnership agreement 2000/483/EC between the members of the African, Caribbean
and Pacific Group of States of the one part, and the European Community and its
Member States, of the other part, signed in Cotonou on 23 June 2000 and revised in
2005 and 2010.
• Organisation for Economic Co-operation and development (OECD) (2005/2008) The
Paris Declaration on Aid Effectiveness (2005) and the Accra Agenda for Action (2008)
Institutional
• Joint Statement on Support to Africa Infrastructure in Times of Crisis (2005)
• Africa – ICA (2006) of infrastructure projects and programmes in Africa
• EU-Africa Infrastructure Trust Fund (AITF) (2009)
• Programme for Infrastructure Development in Africa (PIDA) (2010)
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• Country Strategy paper and National Indicative Programme on The Republic of
Cameroon – European Community (2008 – 2013)
• Country Strategy paper on the Co-operation Cape Verde – European Community (2002 –
2007)
• Country Strategy paper and National Indicative Programme on Cape Verde – European
Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Central
Africa Republic – European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation Central
Africa Republic – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on The Republic of Chad –
European community (2001 – 2007)
• Country Strategy paper and National Indicative Programme on The Republic of Chad –
European community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on The Democratic Republic
of Congo – European community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Congo – European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Congo – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Djibouti – European Community (2008 – 2013)
• Country Strategy paper on Co-operation Egypt – European union (2007 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Eritrea –
European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation Ethiopia –
European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Gabon –
European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation Gabon –
European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation The Gambia
– European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The Gambia
– European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on The Republic of Ghana –
European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Ghana – European
Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Guinea-Bissau –
European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation Guinea-
Bissau – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Ivory Coast
– European Community (2008 – 2013)
• Country Strategy Paper on Kenya – European community (2002 – 2007)
• Country Strategy paper and Indicative Programme on Co-operation Kenya – European
Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation The Kingdom of
Lesotho – European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Kingdom of Lesotho – European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Liberia – European
Community (2008 – 2013)
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• Country Strategy paper and Indicative Programme on Co-operation The Republic of
Madagascar – European Community (2002 – 2007)
• Country Strategy paper and Indicative Programme on Co-operation Malawi – European
Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Malawi – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Mali –
European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Mauritius – European
Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Mauritius – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Mozambique
– European Community (2001 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Mozambique – European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Namibia – European
Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Namibia – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation The Federal
Republic of Nigeria – European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation The Republic of
Rwanda – European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Rwanda – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation SÃO TOME
and Príncipe – European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Democratic Republic of SÃO TOME and Príncipe – European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Senegal – European
Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Senegal – European Community (2008 – 2013)
• Country Strategy paper and Indicative Programme on Co-operation Seychelles –
European Community (2002 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
Republic of Seychelles – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation Sierra Leone
– European Community (2003 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation Sierra Leone
– European Community (2008 – 2013)
• EU Joint Strategy Paper on Somalia (2008 – 2013)
• Country Strategy paper and Multi-annual Indicative Programme on Co-operation South
Africa – European Community (2002 – 2005)
• Joint Country Strategy Paper on Co-operation South Africa – European union (2007 –
2013)
• Country Strategy paper and National Indicative Programme on Co-operation Swaziland –
European Community (2001 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The
kingdom of Swaziland – European Community (2008 – 2013)
• Country Strategy paper and National Indicative Programme on Co-operation The United
Republic of Tanzania – European Community (2001 – 2007)
• Country Strategy paper and National Indicative Programme on Co-operation The United
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34
• Country Strategy paper and National Indicative Programme on Co-operation Tunisia –
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• Country Strategy paper and National Indicative Programme on Co-operation Uganda –
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• Country Strategy paper and National Indicative Programme on Co-operation The
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• Country Strategy paper and Indicative Programme on Co-operation Zambia – European
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• Country Strategy paper and National Indicative Programme on Co-operation Zambia –
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• Regional Strategy Paper And Regional Indicative Programme Region Of Eastern And
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Southern Africa And The Indian Ocean – European Community (2008 – 2013)
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• Joint Annual Report EU – Ghana Cooperation European Commission (2006)
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• Joint Annual Report European Commission - Mozambique (2006)
• Joint Annual Report European Union – Rwanda Co-operation (2006)
• Joint Annual Report Co-operation Between The Republic of Senegal and The European
Commission (2006)
• Joint Annual Report Swaziland – European Community (2006)
• Joint Annual Report Uganda – European Commission (2006)
• Draft Joint Annual Report European Commission – Zimbabwe (2007)
• EU Joint Annual Review European Commission on Central Africa Republic (2007)
• Joint Annual Report on Co-operation between The European Union and The Kingdom of
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• EU Joint Annual Report on Madagascar, European Commission (2007)
• Draft Joint Annual Report Government of Malawi - European Commission (2007)
• Joint Annual Report European Commission – Mozambique, For the operational report
2008 (2007)
• Joint Annual Report European Union – Rwanda Co-operation (2007)
• Joint Annual Report Co-operation Between The Republic of Senegal and The European
Commission (2007)
• Joint Annual Report United Republic of Tanzania – European Commission (2007)
• EU Joint Annual Review European Development Fund on Benin (2008)
• EU Joint Annual Review European Commission on Burkina Faso (2008)
• EU Joint Annual Review European Commission on Burundi (2008)
• EU Joint Annual Review on Cameroon (2008)
• EU Joint Annual Review European Commission on Central Africa Republic (2008)
• EU Joint Annual Review European Commission on Congo Brazzaville (2008)
• EU Joint Annual Review European Commission on Democratic Republic of the Congo
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• EU Joint Annual Report The Gambia – European Community Cooperation (2008)
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• Joint Annual Report European Union – Rwanda Co-operation (2008)
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• Joint Annual Report Uganda – European Commission (2008)
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(2008-2013)
• Mauritanie-Communauté Européenne, Rapport Annuel Conjoint, 2011
• Louis Berger, Rapports produits par l’Assistance Technique auprès du Ministère de
l’Équipement et des Transports (MET) et de l’Établissement National Routier (ENER),
2008-2010
• Communauté Européenne, UE- Mauritanie : revue de la coopération pour l’année 2013,
2013
55
• SOFRECO –ECORYS, Evaluation de la stratégie de coopération de la Commission en
Mauritanie (1996-2006), 2006
• Mauritanie-Communauté Européenne, Contrat Programme entre l’Etat et l’Etablissement
National de l’Entretien Routier, 2001 – 2015
• DGTT/MET, Rapport de la Campagne d’information sur les effets de la réforme des
transports terrestres des personnes et des marchandises, 2013
• PAIST, Stations de contrôle de la surcharge à l’essieu – Etude préliminaire, 2015
• Mauritanie-Communauté Européenne, Programme Indicatif National (2014-2020)
• Parsons Brinckerhoff, Étude de l'impact de la réforme sur le sous-secteur des transports
terrestres, 2012
• STTE, Assistance technique ENER 2012, 2013
• Devis-programmes 2007, 2008, 2009, 2010,2011 et 2012
Mozambique
• Draft Terms of Reference – Identification of 11th EDF Pre-feasibility Study for Integrated
Rural Development Through Improved Rural Transport – Mozambique, 01/2015
• Terms of Reference – EuropeAid/133878/D/SER/MZ PRODEPEMES
• 11th EDF Identification – Potential Transport Intervention, 10/2014
• Technical Assistance for Capacity Development Support to the Road Sector in
Moçambique – Inception Report – ANE, 30/10/2014
• Technical Assistance for Capacity Development Support to the Road Sector in
Moçambique – 1st Six-Monthly Progress Report, May 2014 – October 2014 – ANE,
12/2014
• Technical Assistance for Capacity Development Support to the Road Sector in
Moçambique - Review of the Road Sector Strategy – Final Report – Version 2 – LAH
Associados Lda, 11/2014
• Economic and Social Plan – Integrated Road Sector Program – PES/PRISE 2014 –
Report for the First Semester 2014, 2014
• Note to the File: Moçambique – Review of the Conditionality, Preliminary to the Release
of the Third Tranche (2014) Consisting of Fixed and Variable Components for the Road
Sector within the Framework of the Road Sector Budget Support 2010-2013
(MZ/FED/2010/021-448, 26/11/2014
• Briefing Note on the Road Sector – Moçambique – OPIII
• Semi-annual PRISE Review and Report 2014, 09/12/2014
• Explanatory Note – Last Version Amicable Settlement Protocol – Claims Mota- Engil –
Zambeze Bridge; Thierry Rivol – OPIII, 17/10/2011
• No Objection Letter – Contract nr. 382/DG/05 (LG05/05/EC): Zambezi Bridge detailed
designs and construction works – Claims nr 1 and nr 2 – EUD, 25/10/2011
• Explanatory Note – 9thEDF works – Construction Zambezi River Bridge – Thierry Rivol,
16/01/2012
• Amicable Settlement Protocol – Ref: project of Zambezi bridge construction (between
Caia and Chimura), 04/11/2011
• Final Protocol Contract for Construction of a bridge across the Zambezi River (between
Caia and Chimuara) in Mozambique - Detailed Design and Construction Works –
Contractual claims – final settlement – ANE, 03/11/2011
• Zambezi Bridge (between Caia and Chimuara) Detailed Design and Construction Works
– Progress Report No. 39 Ending 4th September 2009 – WSP International Sweden AB
in association with GRID, and Louis Berger Group, 04/09/2009
• Estrategia para O Desenvolvimento Integrada do Sistema de Transportes ATTC 2014,
05/2014
• Curso de Pós – Graduação om Engenharia Rodoviora (CPGER) ISUTC, 05/2014
• Technical Review of the District Road Component, Growth and Employment
Programme, Moçambique, NIRAS, 03/2015
• Plano Economico e Social: Program Integrado do Sector de Estradas (PRISE): Relaterio
do Primero Semestre de 2014, MOPH/ANE/FE, 2014
56
• Contract No. 382/DG/05(LCD5/05/EC). Detailed design and construction works:
Treatment of Claim nr. 1 & 2.
• Final Inception Report – TA Capacity Development Support in the Road Sector in
Moçambique, 30/09/2014
• Revised calculation of claims for final Conciliation
• Final Assessment for RPMCBP for Moçambique, Final Report, Grontmij Carlbro,
04/2011
• Relatorio Draft do Estudo de Apsectos Sociais nos Projectos de Infrastructuras no
Ambito do PRISE – AGEMA Consultaria
• Acordo de Cessâo de Contracts de Execuçâo de Obras: LC 02/05 EC: 306/DEN/04,
25/03/2009
• Note to file: Rehabilitation of Namacura – Rio Ligonha: Assignment Agreement for Lot 2
from Tamega to CMC
• Note d’Analyse: 9ACPMOZ 01 Rehabilitation of Namacurra – Rio Ligonha road,
13/10/2010
• Note to attention of Gary Quince, Director AIDCOG, 11/11/2010
• Note to file: 9ACPMOZ 01 Pedido para endosso da activação da garantia, 1/06/2011
• MEU: Projecto de Rehabilitação da Estrada Namacurra – Rio Ligonha, 2012
• Note à l’attention de Paul Malin Chefe de la Délégation du Mozambique, 07/01/2013
• Letter – EUD/GON – encarramento do projecto, 08/03/2013
• Explanatory Note – Rider to Decision AV05, 04/12/2013
• Beira Corridor Project: Joint WB/EIB Supervision Mission May 2011, 15/06/2011
• Note to File: Rehabilitation of the Sena Line
• Note to ITF Executive Committee, 12/12/2011
• Beira Railway Project: Quarterly Report to December 2011, 2011
Sénégal
• AGEROUTE 2014, études portant sur l'identification et la mobilisation de nouvelles
ressources pour le fera
• UE 2013, Diagnostic sur le secteur transport routier de marchandises au Sénégal
• GOS 2012, Matrice d’actions et de mesures prioritaires en matière de sécurité routière
• UE 2011, Evaluation finale du programme STABEX COM "arachide" et COM
"agriculture" au Sénégal
• AGEROUTE 2014, Rapport annuel d’activité
• COSEC 2011, l’expérience du conseil sénégalais des chargeurs (co.se.c) en matière de
développement d’infrastructures et d’équipements de facilitation des échanges
• GOS 2013, Code des collectivités locales
• UE 2013, Evaluation finale des projets de réhabilitation des corridors Dakar-Bamako et
Côtier, rapport final définitif
• LBI 2004, Etude de définition et d’élaboration des travaux de la route Birkelane-
Tambacounda
• LBI 2004, Etude économique de la route Birkelane-Tambacounda
• COWI 2013, Analyse des réclamations des entreprises et évaluation du préjudice
éventuel subi par l'Etat du Sénégal – Projet de réhabilitation de la route Mbirkelane
Tambacounda
• UE 2012, Etude d’évaluation du Programme de Relance des Activités Economiques et
Sociales en Casamance
• GOS 2010, Lettre de politique sectorielle des transports 2010-2014
• Mémento transports routiers 2013
DRC
Projet d’Appui à la navigabilité des voies fluviales et lacustres en RDC “PANAV”
• Convention de financement N°CD/FED/2009/021536 signée le 01 décembre 2010;
57
• Rapport final de la firme SOFRECO, février 2015;
• Rapport de Mission de monitoring de la firme TIEG (Transport & Infrastructure Expertise
Group EEIG), juillet 2014;
• Étude sur la mise en place du Fonds d’entretien des Voies Navigables de la République
Démocratique du Congo (CIMA International, Aout 2014);
• Diagnostic opérationnel, institutionnel, organisationnel et financier de la RVF et un plan
d’action opérationnel. (G.S.I. International Inc., Mai 2014);
• Interconnecter l’Afrique: le partenariat euro-africain en matière d’infrastructures, CE,
juillet 2006.
Projet d’Appui à l’Office des Routes à l’Est (PAREST), composante du Programme global
Est Congo (PEC)
• Convention de financement Convention N°9520/ZR et son Avenant n°1 du 08 février
2008;
• Rapport Final de DP1 de GIZ International Services, Assistant technique du Projet
PARET, 29 octobre 2012;
• Decision Card (EDF) – 20696 du 5 juin 2015.
Gap d’informations
• Le Rapport de mise en œuvre du programme d’entretien routier (ressources du
FONER) ;
• Le rapport sur l’analyse de la dépense publique/FONER (Consultant Alain LABEAU) ;
• Catalogue cartographique sur les infrastructures routières ;
• Cartographie des Projets des infrastructures économiques de base (Ministère Plan,
2012) ;
• Rapport sur l’élaboration des indicateurs des projets des infrastructures économiques
de base (Ministère du Plan, 2012) ;
• Statistiques des accidents de route à Kinshasa en 2014, CNPR 2014 ;
• Etat du réseau routier au premier trimestre 2015, Office des Routes.
Uganda
1.Strategy & Programming (Policy & selected priorities)
• CSP & NIP 9th EDF for the period 2002-2007, 12/2001
• CSP & NIP 10th EDF 2008-2013, 07/2008
• Uganda 11th EDF NIP for the period 2014-2020, 12/2014
• Overview of Regional Road Infrastructure Projects – East African Community (NEPAD-
OECD Africa Investment Initiative), 12/2008
• National Transport Master Plan incl. Transport Master plan for Greater Kampala
Metropolitan Area (MoWT), 2008
• Uganda National Roads Authority Act, 2006
• Uganda Road Fund Act, 2008
• Uganda Vision 2040, 2010
• Policy Development and Strengthening the National Construction Industry (MoWT),
01/2010
58
• Strategic Environmental Assessment of the Road Sector (Agrifor), 07/2010
59
• Aide Memoires of 4th – 10th Joint Transport Sector Review Workshop, 2008 – 2014
• Annual Works and Transport Sector Performance Reports for FY 2010/11 – 2013/14
• 2013 Road User Satisfaction Survey (CrossRoads/Limelight Ltd.), 04/2013
• Exit Review of Danish Support to Mount Elgon Labour-Based Training Centre (DANIDA),
12/2013
• Benchmarking Public Procurement 2015 (World Bank Group), 02/2015
• Engineering Audit of UNRA, 2009 (Office of the Auditor General), 03/2010
• Environmental and Social Impact Statement, NCR – Mbarara By-pass (COWI), 05/2010
• Procurement and Disposal Audit Report for MoWT for FY 2012/13 (PPDA), 08/2014
• Public expenditure tracking on road infrastructure in Uganda: Case study of Pallisa &
Soroti Districts (Economic Policy Research Centre), 12/2010
• “Fiche Contradictoire” – Thematic Global Evaluation of EU’s Support to Trade-related
Assistance in Third Countries (EU), 10/2013
• Corridor Diagnostic Study of the Northern & Central Corridors of East Africa – Main
Report, Corridor Diagnostic Audit, etc. (Nathan Associates), 04/2011
• Training Needs Assessment study for road transport operators in East Africa (TMEA),
08/2012
• The Political Economy of Roads Reform in Uganda (ODI), 09/2009
60
Annex 1.3. Persons consulted
Name Unit/Organization
Charles Raudot Genet de Chatenay DEVCO 06 Evaluation Unit
Adrian Costandache DEVCO 06 Evaluation Unit
Antonio José Torres Martinez DEVCO C5 Infrastructure
Huw Williams DEVCO C3 Financial Instruments
Harry de Backer EEAS.II.A.2
Monica Lledo Moreno EIB Evaluation Division
Graeme Preston DG MOVE International Transport Affairs
Bruno Macedo DEVCO F4 Regional Programmes –
Neighbourhood South
Jurgen Kettner DEVCO C5 Infrastructure
Marc Stalmans DEVCO C5 Infrastructure
Julien Tamy DEVCO C5 Infrastructure
Lionel Wallef DEVCO C5 Infrastructure
Paolo Ciccarelli DEVCO C6 HoU
Anastase Zacharas DEVCO E1 Geographical Coordination - Central
Africa
Jean-Pierre Dekens DEVCO E2 Geographical Coordination – West
Africa
Luigi Brusa DEVCO D3
Mercedes Marin Nortes DEVCO D2
Nikolas Saras DG MOVE
Benin
NOM ET PRENOMS QUALIFICATION/RESPONSABILITE
Joël NEUBERT Chef section développement d’une agriculture durable
Nestor NOUHOUAYI Chargé de programme infrastructures/ DUE
Michel CAT Chargé de programme transport/ DUE
Ruud-Vander HELM 1er secrétaire de l’Ambassade des Pays-Bas
Boulel TOURE Economiste pays / Banque mondiale
Marion AYINON Chargé de programme infrastructures/ Cellule FED
Anatole Directeur de la Planification et du Suivi Evaluation / DGTP / MTPT
KOUZONDE
Albert Directeur de l’entretien routier / DGTP / MTPT
AVOCEGAMOU
Joseph AHISSOU Ex Coordonnateur du projet Parakou-Bérouboué
Joseph AHISSOU Directeur des Pistes Rurales / SP/CNTR / Coordonnateur PASTRII
Claude AGBADO Syndicaliste transporteur (1er vice-président)
Lucien HOUSSA Conseiller technique aux travaux publics du MTPT
Sylvestre Directeur du Fond Routier
KOCHOFA
Léontine MICHAÏ Ex SP/CNTR / Coordonnateur PASTRII
Nadège NASSALA Cellule d’appui ADTR / Assistante à la mobilisation sociale
61
Claude MILOHIN Cellule d’appui ADTR / Technicien Génie-civil
Roberto DUREDO Consultant évaluateur Parakou-Bérouboué ; Appui budgétaire au
FER ; Kandi-Banikoara
Olivier CROUZIER Consultant évaluateur Parakou-Bérouboué ; Appui budgétaire au
FER ; Kandi-Banikoara
Joël CHADARE Chef de service études et projets / Direction des services techniques
/ Port Autonome de Cotonou
Cameroon
Nom Fonction
Serge EKAH CAON-FED , Chargé de Programmes
NGWA MANGUELLE CAON-FED , Chargé de Programmes
Fabienne TITTI DUE, Chargée de Programmes
Jordi CADILLA DUE, Gestionnaire de Programmes Infrastructures
FALCO
Sergio OLIETE JOSA DUE, Chef de Section Infrastructure
Daniela SOCALIU DUE, Gestionnaire de Programmes Infrastructures
Jean-Marc MINTP, Assistance Technique
GAUTHIER
Marc GRECHI Sogea-Satom, Directeur Général
Jean Claude Fonds Routier, Administrateur
ATANGA BIKOE
GODJE MINTP, Directeur des Autres Travaux d’Infrastructure
Léopold AKONO MINTP, Directeur de l'Entretien et de la Protection du Patrimoine
MVONDO Routier
Joseph Claude CAON-FED, Coordonnateur National
GWED-BI-MINYEM
Barnabé TANG MINTP, Chef de Division des Etudes, des Normes et de la
AHANDA Planification
Thomas AMOUGOU MINTP, Chef de Cellule de la Protection du Patrimoine Routier
Edouard KINGUE MINTP – Station NOMAYOS, Chef de Station
Paul BABOULE MINTP, Assistant Cellule de la Protection du Patrimoine Routier
Helen NGOE MINTP-Station NOMAYOS , CE II
Eliane SEGAIN MINTP-Station NOMAYOS , Opératrice
Grégoire AIC MINTP-Station NOMAYOS, Chef de Poste
Martine ABEGA MINFI-Station NOMAYOS, Caissière
Alydou NGOUH MINFI-Station NOMAYOS, Gendarme
Boniface MINFI-Station NOMAYOS, Passeur
BITANGANE
Guillaume WAMAL ANEER-BTP, Président de l‘Association Nationale des Entreprise de
l’Entretien Routier, du Bâtiment et des Travaux Publics du
Cameroun
Joséphine FOTSO ANEER-BTP, 1er Vice-Président de l’Association Nationale des
Entreprise de l’Entretien Routier, du Bâtiment et des Travaux
Publics du Cameroun
Célestin ANEER-BTP, DG Société Simfo & Sons Sarl Bâtiment & Travaux
NGOUONGO Publics
Francis HAPPI APICCAM, Président de l’Association Professionnel des Ingénieur
Conseils et Sociétés d’Ingénieure du Cameroun
62
Henri NANGA GHN-CEMAC, Président du Groupe de Haut Niveau pour le
transport et la sécurité routière en zone CEMAC
MABARRRY GHN-CEMAC, Secrétaire Permanent du Groupe de Haut Niveau
pour le transport et la sécurité routière en zone CEMAC
Patrick OWONA ANEER-BTP, Secrétaire Permanent de l’Association Nationale des
Entreprise de l’Entretien Routier, du Bâtiment et des Travaux
Publics du Cameroun
Emile NANA APICCAM, Secrétaire Permanent de l’Association Professionnel des
TCHAPMEN Ingénieur Conseils et Sociétés d’Ingénieure du Cameroun
Pierre NYEMECK CGSTC, Président de la Confédération Générale des Syndicats des
Transports du Cameroun
Armand ELOUNDOU Fonds Routier, Contrôleur des Opérations
Joseph KOUASSI BAD, Ingénieur en Chef des Transports
N’GUESSAN Banque Africaine de Développement
Samuel MBA BAD, Ingénier Civil
Ahmadou SADOU MINT, Inspecteur des Services
Zacharie NGOUMBE MINT, Inspecteur Général
Martial Manfred SECUROUTE, Président Exécutif
MISSIMIKIM
THIENEHOM SECUROUTE, Membre
Victor PAULIN AfD, Chargé de Mission, Secteur Transport et Développement
Urbain
DRC
INSTITUTION/ORGANISME PERSONNES RENCONTREES
1. DELEGATION DE L’UNION 1. M. DOWD G. Vincent, Ministre Conseiller-Chef de
EUROPEENNE EN RDC Coopération ;
2. M. PAROLIN Marco, Chef de Section Infrastructures et
Transports ;
3. M. MUKANYA Apollinaire, Chargé de Programmes
Infrastructures ;
4. M. WASUMBUKA Paul, Chargé des Projets
Infrastructures
5. M. URENA-LARA Francisco, Gestionnaire des Projets
Infrastructures ;
2. CELLULE D’APPUI A 1. M. MAWELE Frédéric, Chargé de
L’ORDONNATEUR Programmes/Infrastructures
NATIONAL DU FED/MIN.
FINANCES « COFED »
3. Banque Africaine de 1. M. MEGNE Paterne, Economiste des Transports ;
Développement / RDC 2. M. BIZONGO Anatole, Ingénieur Sénior des
Transports.
4. BANQUE MONDIALE / 1. M. DOSSOU K. Alexandre, Spécialiste Sénior
RDC Transport
63
5. OFFICE DES ROUTES 1. Prof. KIMENGA M.J., Directeur des PPP et Gestion
des ressources extérieures ;
2. M. KAYEMBE Olivier, Conseiller du Directeur
Général ;
3. M. KAPALAY SABITI Lucien, Adjoint au Directeur des
PPP et GRE ;
4. M. UFUTU-BUNA Rigobert, Chef de Division à la
Direction des PPP.
5. M. Directeur provincial à Goma
6. M. Directeur provincial à Bukavu
6. CELLULE 1. M. NTELA LUNGUMBA Théophile, Coordonnateur ;
INFRASTRUCTURES DU 2. M. LUTETE Henri, Gestionnaire de Projets
MINISTERE DES Infrastructures et Chargé des Projets BAD
INFRASTRUCTURES ET
TRAVAUX PUBLICS
7. FONDS NATIONAL 1. M. BAMAROS LOBOTA Fulgence, Directeur Général ;
D’ENTRETIEN ROUTIER 2. M. MANDE Vincent Dieudonné, Directeur de
« FONER » coordination des Provinces ;
3. M. LENDO-LENDO Robert, Directeur Technique ;
4. M. MUTEBA MWANA, Directeur Administratif et
Financier.
8. CELLULE DE GESTION 1. FILLIPPI Maurizio, Coordonnateur
DU PROJET «PARAU »
9. REGIE DES VOIES 1. Prof. NGOMPER ILUNGA Ruffin, Directeur Général
FLUVIALES (RVF) a.i. ;
2. M. MOKANGO MAMY-KOBO Gabriel, Directeur
Technique ;
3. M. ANDILE HONPAN Valentin, Assistant du Directeur
Général a.i.
10. cabinet du Ministre des 1. M. BASEMANENE IDOLWA Achille, Conseiller
Infrastructures et Travaux Infrastructures routières
Publics
11. Direction des Infrastructures 1. m. Kukulu john, Directeur
du Ministère du PLAN
12. CELLULE D’EXECUTION 1. M. BEMBA BIYEKULA Barnabé, Responsable de
DU PROJET DE Suivi-Evaluation
TRANSPORT
MULTIMODAL (PTM)
Ethiopia
Names Designation
Antonio Capone EUD, Second Secretary / Head of Infrastructure Section
Massimo Bonnanini EUD, Attache Infrastructure Section
Belachew Beyene MoFED, Head of NAO
Aklilu MoFED, Macro-Economic Department (Data Management)
Bekele Negussie ERA, Deputy Director General, Planning & ICT
Haddis Tesfaye ERA, Road Asset Management Deputy Director General
Daniel Mengistie ERA, Director, Planning Program Management Directorate
Tirsit Tamiru ERA, Director, Engineering Procurement Directorate
Tsega Seboka ERA, Director, Training Directorate
64
Names Designation
Abnet Solomon MOT, Head of Minister’s Officer (Legal Advisor)
Melkamu
Nigussie Yimer MOT, Coordinator, International Relations & Cooperation
Murjan Tekle MOT, Head, Policy Planning & Preparation Process
Sadik Jemal MOT, Policy Planning & Preparation Expert
Liyuwork Amare MOT,/MAA, Director, Policy Research & Legal Affairs Directorate
Tilahun Yimer MOT/NRSC, Head, National Road Safety Council Secretariat
Tilahun Geleta MOT/NRSC, Road Safety Expert
Geletu Tuke MOT, International Relations & Cooperation Expert
Solomon Alem MOT, International Relations & Cooperation Expert
Kasahun Hilemariam FTA, Director General
Mesfin Sileshi FTA, Director, Transport Planning
Alemayehu Woldie FTA, Director, Freight Transport
Dilargachew Lemma FTA, Team Leader of Road Safety
Tsedeke Yihune CCAE, Vice-Chairman of CCAE Board
Bekele Jebessa ECEAA, Member of Board of Directors
Rashid Mohammed ORF, Director General
Getachew Assefa ORF, Planning Expert
Abebe Eshetu ORF, Planning Expert
Teferra Mengesha W-T Consult, General Manager
Habtamu Tegegne ERCC, General Manager
Yehualashet Jemere ERC, Chief Officer, Construction Projects Execution Department
Eskindir Mohammed ERC,Contract Administration Team Leader
James R. Markland World Bank, Senior Road/Transport Engineer
Eva Ruganzu AfDB, Chief Country Program Officer
Sisay Woldetensay AfDB, Country Program Officer
Matt Butler DFID, Senior Economic Advisor
Berhanu Lakew DFID, Economist
Jim Kimiaki JICA, Chief Representative
Ichikawa Yuichi JICA, Representative
Bart Minten IFPRI, Leader Ethiopia Strategy Support Program (ESSPII)
Mengistu Alie GET-AS, Marketing Director GET-AS International PLC
(Transport Unit)
Tadele Assefa GET-AS, Deputy Chief Director GET-AS International PLC
(Transport Unit)
Daniel Zewdu Abay (Inter-city), Deputy Director, Abay (Inter-city) Long
Distance Public Transport Association
Hiwot Mosisa ETRE, General Manager Ethiopian Toll Road Enterprise
Madagascar
Name Function
M. BACIGALUPI Claudio Chef de section « Infrastructures, transports et énergies »
Délégation de l’Union Européenne à Antananarivo
M. DUBOIS Daniel Chargé de programmes. Section « Infrastructures et
transports » Délégation de l’Union Européenne à
Antananarivo
M. LEGROS Jacques Chargé de programmes. Section « Infrastructures et
transports » Délégation de l’Union Européenne à
65
Antananarivo
Mlle TAKAHASHY Ayumi, Représentant résident adjoint, Agence Gouvernementale de
la Coopération Internationale Japonaises (JICA),
Antananarivo
M. BENDJEBBOUR Représentant résident de la BAD à Madagascar
Abdelkrim
M. FOFA Dominique Secrétaire Général du Ministère des Travaux Publics (MTP)
M. RAJERISON Henri Assistant technique, MTP
M. TABET Ali Directeur Général des Transports Terrestres, Ministère du
Tourisme, des Transports et de la Météorologie (MTTM)
M. Cyprien Directeur des Transports Ferroviaires, MTTM
VELONTSARAFENO
M. Jacky Administrateur Délégué du réseau National des Chemins de
RAMBELONTSALAMA Fer Malagasy (RNCFM), MTTM
M. RAMANIMISATA Jean Directeur Général de l’Autorité Routière de Madagascar
Pascal (ARM)
M.RAJAONARISOA Chef de Division Gestion du Réseau, Direction Technique,
Ravomahatratra ARM
M. RANDIMBY Nirina Secrétaire Général du Fonds d’Entretien Routier (FER)
Benitany
Mme RAZAFINIAINA Tiana Directeur Technique, FER
Mme RAPARISON Sarah Responsable Administratif et Financier, FER
Mme ANDRIAMALALA DG de l’Institut National de l’Infrastructure (ININFRA)
Désirée
Mme RAZAFINTSALAMA Présidente de l’ONG Làlana
Vero
M. Jessé Chargé de projets, ONG Làlana
RANDRIANARISOA,
Mme Henriette Présidente de l'Association Régionale des PME du Secteur
HANTAMALALA BTP, Région Analamanga
M. Clément Conseiller de la Présidente de l'Association des PME du
RAKOTONDRANAIVO Secteur BTP de la Région Analamanga
Morocco
Nom Fonction Organismes
Thierry DELOGE Chargé de programme Délégation de l’Union
Européenne
Jamal RAMDANE Directeur Direction de Stratégie, des
Programmes et de la
Coordination des Transports
Hicham Abdelaziz Directeur Adjoint Direction de Stratégie, des
MOUMNI Programmes et de la
Coordination des Transports
Zahra OUACIFI Chef de Division de la Direction de Stratégie, des
Coordination Programmes et de la
Coordination des Transports
Halima LESSIQ Chef de service Direction de la Stratégie, des
Programmes et de la
Coordination des Transports
66
Nom Fonction Organismes
Khalid CHERKAOUI Directeur Général Direction Générale de l’Aviation
Civile
Nabil LAKHEL Directeur Direction du Transport Aérien
Zakaria BELGHAZI : Directeur Direction de l’Aviation Civile
Mohamed EL MTIOUI Chef de Division Directionde l’Aviation Civile
Lahcen AIT BRAHIM Directeur Direction des Routes
Mohammed BEJRHIT Directeur Adjoint Direction des Routes
Abdelouahed BOUDLAL Chef de l’Unité de Gestion du Direction des Routes
Programme PNRR2
Mohamed QACHAR Chef de la Division des Affaires Direction des Routes
Techniques
Said EL KARKOURI Chef de la Division Exploitation Direction des Routes
BRAHIM BAHMAL Directeur Direction des Transports et de
la Sécurité Routière
Fadil SEMLALI Chef de la Division technique Direction des Transports et de
par intérim la Sécurité Routière
Bahija BOUCETTA Chef de Division des Transport Direction des Transports et de
Routiers la Sécurité Routière
Mohammed Reda Directeur Direction de la Marine
CHAKKOR Marchande
Mohamed MARZAGUI Chef de Division de la Direction de la Marine
Navigation Maritime Marchande
Pierre –Etienne Chef du Bureau de Rabat Banque Européenne
BOUCHAUD d’Investissement
Fildine BARGACHI Analyste d’Affaires Banque Européenne
d’Investissement
Mauritania
Nom Fonction Organismes
Hans-Christian Chef de la section Délégation de l’Union
BEAUMOND opérationnelle coopération Européenne
inclusive
Elhadji Tacko DIONGUE Chargé de Programmes Délégation de l’Union
Européenne
Christina Mateu Glallego Chargée de Programmes Délégation de l’Union
Européenne
Mahfoudh aeld Ahmedou Coordonnateur Cellule d’Appui à l’ON
(CAON)
Nathalie Gibon Assistante technique Cellule d’Appui à l’ON
(CAON)
Ba Djibirourou Expert national Infrastructures Cellule d’Appui à l’ON
(CAON)
Sidi Ould Mohamed Directeur de l’exploitation Office National de la
Lemine Météorologie
Cheikhna Gaouad Directeur Général Direction Générale des
Transports Terrestres
67
Nom Fonction Organismes
Mohamed Ely Aoubeck Directeur prévention et sécurité Direction Générale des
routières Transports Terrestres
Mohamed Lemine Lowbatt Directeur des Transports Direction Générale des
Terrestres Transports Terrestres
Mozambique
Names Designation
Delegation of EU to Republic of Moçambique (EUD), Head of Operations:
Alfonso Cabrillo
Section 3 – Infrastructure
68
Names Designation
Delegation of EU to Republic of Moçambique (EUD), Programme Officer.
Thierry Rivol
Civil Infrastructures Sector
Jesus Gavilan Delegation of EU to Republic of Moçambique (EUD), Programme Officer.
Marin Civil Infrastructures Sector
Delegation of EU to Republic of Moçambique (EUD), Head of
Enrico Strampelli
Cooperation
Delegation of EU to Republic of Moçambique (EUD), Head of Operations:
Matthew Brooke
Section 4 – Rural Development Agriculture and Food Security
Delegation of EU to Republic of Moçambique (EUD), Counsellor, Head of
Kerim Esen
Contracts and Finance Section.
Silvestre Elias Administração Nacional de Estradas (ANE), Director de Manutenção
Miguel Coanai Administração Nacional de Estradas (ANE), Director de Planificação
Belmira Teresa Administração Nacional de Estradas (ANE), Directora de Administração e
Sarmento Finanças
Administração Nacional de Estradas (ANE), Chefa da Gabinete dos
Angelina Balate
Assuntes Transversas
Administração Nacional de Estradas (ANE), Chefe de Departamento de
Custodio Meque
Cooperação
Agostinho Administração Nacional de Estradas (ANE), Chefe de Departamento de
Notece Cooperação
Administração Nacional de Estradas (ANE), Chefe do Departamento da
Anibal Nuvunga
Gestão da Rede das Estradas
Administração Nacional de Estradas (ANE), Chefa da Unidade de
Nalalia Chongo
Gestão das Acquisiçoês
Administração Nacional de Estradas (ANE), Gabinete dos Assuntos
Angelina Sitoe
Transversais
Administração Nacional de Estradas (ANE), Gabinete dos Assuntos
Artur Chilaule
Transversais
Esvaldo Administração Nacional de Estradas (ANE), Gabinete dos Assuntos
Cumbana Transversais
Administração Nacional de Estradas (ANE), Chefe de Departamento de
Luis Fernandes
Manutençâo
Rubina Administração Nacional de Estradas (ANE), Departamento de
Normalmed Manutençâo
Administração Nacional de Estradas (ANE), Chefe de Departamento de
Adelino Serage
Segurança Rodoviaria
Administração Nacional de Estradas (ANE), Unidade e Apoio dos
Avelino Machava
Estradas Distritais
Pohl Consulting & Associates GmBH, Acting Team Leader, Technical
Laurent Goncette Assistance for Capacity Development Support to the Road Sector in
Moçambique FED/2014/337/206
Mikael Aberg Pohl Consulting & Associates GmBH,
Cecilio Grachane Fundo de Estradas, Presidente do Conselho de Administraçâo
Carlos Fortes Fundo de Estradas, Director de Plano
Joâo Mabombo Banco Africano de De Dessevolivimento, Especialistada Infraestruturas
Raul Manuel
Gabinete de Ordenador Nacional para a Cooperaçâo Mozambique/UE
Marques
GON – NAO, Coordinador de Projectos
Gigueira
Paulino d’Uamba Danida, Programme Officer
69
Names Designation
Yoshiaki Shoji Embaixada do Japâo , Primeiro Secretario
Akiko Shimohiri JICA, Assessora de Formulaçâo de Projectos
Sergio Dista DFID, Gestor de Programas e de Politicas de Crescimento Indusivo
Justine Mapasse INATTER
Napoleâo
INATTER
Sumbane
Dr. Larry A
LAH Associados Lda, Socio Gerente (ex. TA to MOPH, FE, Maputo Sul)
Herman
Teresa Lopes LAH Associados Lda, Directera (ex. ANE, FE)
Ex- Head of Section – Infrastructure Zambia, Sierra Leone. Ex- EUD
Sigvard Bjorck
Mozambique, Individual Informant
Malte Engelien EUD, Programme Offcier, Civil Infrastructure Sector
Fenias Mazive TRAC – Trans African Concession, Maintenance Manager
Anders Kreitz ASDI, Conselheiro
Amilcar
INATTER, Conselheiro
Fernando Pacule
Henrique
INATTER, Conselheiro
Makanga
Sébastien
AFD, Encarregado de Projectos
Carreau
Emmanuel Haye AFD, Chefe de Projectos
Dr. Fernando
ISUTC, Rector
Leite
Dr. Francesca Di EUD, Head of Operations Section 1 : Economic Development &
Mouro Governance
Orlando Rodolfo GON, Coordinador de Projectos
Atanasio
ANE, Director Geral
Mugunhe
Raoul Cossa ANE, Chefe de Departamento das Finanças
Senegal
Names Designation
Monsieur Gora Secrétaire Général du Syndicat des Travailleurs du Secteur des
KHOUMA Transports
Monsieur Samuel DUE au Sénégal
Robert,
Monsieur Spécialiste Transport Banque Mondiale
Tojoarofenitra
Monsieur Alassane Directeur Régional EST AGEROUTE
CAMARA
Monsieur Mohamed BAD
Ismael
Monsieur Sagar Administrateur du FERA
DRAME
Monsieur Seck Ndaiye Directeur des Transports Routiers
WADE
Madame DECRAENE Directrice des Routes
Monsieur Demba COSEC
70
Names Designation
FAYE
Monsieur Mamou Chargé des Projets UE / DCEF
Ousmane BA
Madame Souadou Chargée secteur transport / DCEF
Dramé WADE
Monsieur Aliou SOW Directeur des Travaux neufs, AGEROUTE
Monsieur Ciré DIA Directeur Cellule Passation des Marchés / AGEROUTE
Monsieur Ibrahima Directeur Général AGEROUTE
NDIAYE
Monsieur Salif NDIAYE Directeur de la Gestion et de l’Entretien du Réseau / AGEROUTE
Monsieur Aly BA Directeur des Grands Travaux et des Ouvrages d’Art /
AGEROUTE
Monsieur Baye Chargé de projets
DIASSE
Monsieur Lamine Gouverneur de la région de Kaolack
SAGNA
Ibrahima Wone Ndao 1er Adjoint au Mairede Kaffrine
Serigne Mbacké Adjoint Directeur Régional TR
NIANG
Alioune Ndao Président Gare Routière Kaffrine
Ousmane NDIAYE Représentant Gros Porteur à Kaffrine
Responsables du secteur des Transport de personnes et de
marchandises à Kaffrine
Uganda
Names Designation
Theo Hoorntje EUD, First Counsellor – Head of Cooperation
Giorgio Ficarelli EUD, Head of Infrastructure & Operational Section (leaving mid
2015)
Dr. Stephan Lock EUD, Head of Section, Economic & Social Sectors (incorporating
Infrastructure in 2nd half 2015)
Agnieszka Skiba EUD, Operations Advisor, Infrastructure (full time, Roads)
Eng. John Sseryazi EUD, Infrastructure Officer (now mostly Water sector)
Fiona Nakasiga EUD,Infrastructure Officer (full time Transport sector)
Enoch Nyorekwa EUD, Infrastructure Economist (part time Transport sector)
Steven Smolders EUD, Operations Advisor, Economic and Social Sectors
Matyama Fredrick MoFPED, Assistant Commissioner
Wahab Ssesimba NAO/MbFPED, Senior Economist
Gennaro Volse AESA, LTA to NAO
Nelson Rwenaga MoWT, DPT
Eng. Pario Lawrence UNRA, Acting Director Planning
Eng. Ongom Justine UNRA, Acting Director Operations
Eng. Bwanga George UNRA, Acting Director Projects
Eng. Mugisha Valentine UNRA, Project Manager
Muleme Patrick UNRA, Acting Highway Specialist
Davis Brian Muhwezi UNRA, Transport Planning Officer
Robbie Mutyaba UNRA, Roads Asset Management Engineer
Matthias Ofumbi UNRA, Monitoring & Evaluation Manager
71
Names Designation
Peter Kabanda MoWT, Assistant Commissioner W&T Planning
Morris Thibenda MoWT, Civil Engineer, National Roads
Richard Sendi MoWT, SPA
Yokosofaty Ekukut MoWT, SE-P
Dr. Eng. John Mbadhwe MoWT, DCAR
Joseph Rutaagi MoWT, SE
Nathan Dhabangi MoWT, Civil Engineer, National Roads
Muwanika
Collins Tumwebaze MoWT, Civil Engineer, Urban Roads
James Kisawuzi MoWT, Civil Engineer, Bridges Department
Drake Bagyenda MoWT, Civil Engineer, National Roads
Joseph Buyinza Jinja District , District Engineer
Fred Ikaaba Bugiri District ,District Engineer
Eng. Tony Mugenyi MoWT, Senior Engineer in Charge KRDP
John Mugisa Mukono District, District Engineer
Henry Lugege Mpigi District, District Engineer
Andrew Barasa MoWT, DCR
Moses Mulengeni MoWT, PPA
Dr. Sion Haworth MoWT, Technical Advisor
Eng. Dr. Michael Moses URF, Executive Director
Odongo
Andrew Naimanye URF, Manager Planning and Programming
John Ociti URF, Manager Fund Management
Gladys Komugisha URF, Head Procurement Unit
Shakila Rahim Lamar URF, Corporate Communications Officer
Dorcus Apita Angom URF, Manager Corporate Services
Girma Zemedkun World Bank, Senior Transport Specialist
Tessema
Eng. Daniel Isooba AfDB, Infrastructure Specialist
Christine Mugoya DFID, Programme Advisor
Ryoichi Kawabe JICA, Representative
Cate Najjuma DANIDA, Senoir Programme Adviser/Economist
Alex Mugova IMCWorldwie, Deputy Team Leader CrossRoads/Secretariat
Eng. Karuma Kagyina UACE, Secretary General
Eng. Alex Turihohabwe UACE, Vice Chairman
Eng. Stephen Kawuma UACE, Council Member
Michel Pinto Muvule UNABCEC, Executive Director
Barbara Mwanje SafeWay Rightway, Chief Executive Officer
Denis Bonifay Schlumberger, Country Manager (hosting SafeWay RightWay)
John Vianney Ahumaza CISCOT, Coordinator
Sam Stewart Mutabazi CISCOT/URSSI, Executive Director
Udo Witulski EUD Consultant , Waterways & Multimodal
72
Annex 1.4 The Evaluation Team
Compared to the Inception Phase, the team was strengthened by two francophone team
members (Mr Hennion and Mr Keita) in order to ensure better coverage of francophone
countries identified as case-study countries to be visited during the field phase. In the
meantime Mr Eddy Bynens resigned because of other obligations.
The following regional/national experts were recruited to support core team members
carrying out visits to case study countries:
73
Annex 1.5. Evaluation Programme
13
Evaluation Team meeting may be scheduled to follow RG Meeting.
74
SUBMISSION OF REPORTS AND
PHASE MAIN ACTIVITIES DATES
MEETINGS
table of content and structure of the final
report
Presentation and meeting with RG to
th
discuss synthesis note and structure final 9 July 2015
report
Approval draft table of content and
July 2015
structure of the final report
SYNTHESIS AND DISSEMINATION
Final analysis and drafting of Submission of the first draft of the final 1st week of
the final report report September 2015
Presentation and meeting with Evaluation
3th week of
Unit and RG to discuss the first draft and
September 2015
receipt of comments on draft
th
Receipt of written comments on the first 4 week of
draft final report September 2015
nd
2 half of
Submission of the second draft of the final
October/November
report
2015
Submission of the third draft of the final
December 2015
report
Approval of the draft final report January 2016
Dissemination seminar Dissemination seminar in Brussels April 2016
Submission of minutes of the seminar and
May 2016
final version of the final report
75
Annex 2.1. Context of EU cooperation in the
transport sector in Africa
Article 177 of the Treaty establishing the EU is the basis of EU cooperation policy
determining three objectives:
• fostering sustainable development of developing countries;
• assisting smooth and gradual integration of developing countries into the world economy;
• campaigning against poverty.
The Treaty also foresees coordination of policies on development cooperation between the
EU and EU Member States with consultation on aid programmes.
The Statement of the Council and the EC in 2000 determined a limited number of areas for
EU development support where the EU can make a significant contribution toward reduction
of poverty assuming that EU action provides added value. Transport is one of these selected
areas 14.
COM (2005) 489 Final states the overall policy objectives of EU relations with Africa whilst
the ‘European Consensus’ 2005 presents common objectives and principles for EU
development cooperation (i.e. poverty eradication, ownership, partnership, delivery of more
and better aid; prioritisation of development policy coherence), based on three pillars:
• promotion of peace, security and good governance as central pre-requisites for
sustainable development;
• support to regional integration, trade and inter-connectivity to promote economic
development;
• improvement of access to basic social services (health and education) and protection of
the environment.
Provision, operation and maintenance of transport infrastructure and systems in Africa have
suffered from a multitude of inter-linked problems across all transport sub-sectors, as set out
briefly below:
SUB- CAUSES OF THE 15
PROBLEMS PROPOSED SOLUTIONS
SECTOR PROBLEMS
Roads are the main mode of transport in developing countries carrying 80 - 90% of passengers
and freight and which typically absorb ~10% of government recurrent budgets and 10 - 20% of
capital development budgets. Maintenance has been deficient for decades, whilst networks have
ROADS continued to expand. Transport costs are thus high and services are inefficient with major
negative economic and social consequences.
Network too • Poor policies not linked • Prioritise maintenance
large to to demand • Regional coordination
14
The other selected areas are: link between trade and development; support for regional integration and cooperation; support to macro-
economic policies, food security and sustainable rural development; institutional capacity building (especially governance and rule of law);
support to social sectors (education and health).
15
These proposed solutions are summarised from the 1996 guidelines ‘Towards sustainable transport infrastructure: A sectoral approach in
practise’. COM (2000) 422: Prioritising sustainable transport in development cooperation subsequently included most proposals in EU sector
support policies.
76
SUB- CAUSES OF THE 15
PROBLEMS PROPOSED SOLUTIONS
SECTOR PROBLEMS
maintain – not • Insufficient national (and
sustainable donor) financial capacity
(and yet be too
small for
development
needs)
• Budget limitations
• Involve stakeholders
• Misallocation
• Share finance
Insufficient • Corruption
• Pricing policy
funding • Poor value for money
• Earmarking and road funds
• Road user charges too
• Road user charges
low
• Multiple agencies with
overlapping • Restructure institutions
responsibilities • Greater involvement of private sector
Public sector • Bureaucracy not • Adoption of commercial attitudes and
dominance business management
• Insufficient use of private • autonomous Road Agencies
sector • MIS
• Low institutional capacity
Poor integration
• - Negative impacts of
of • - Integration of environment and social
poor roads, lack of
environmental issues in all aspects of road network
accessibility, social
and social management
disruption
issues
Overloaded
trucks
contributing to
rapid
deterioration of • Poor application and
• Improved regulation, enforcement and
roads (and road enforcement of road
operation
safety transport regulations
problems)
Poor road
safety (high
accident rates)
Railways are appropriate for long distance haulage of bulk freight and can be a highly efficient
mode of transport when well managed. However, railway systems demand expensive investment
in infrastructure and skilled management, both of which have been neglected. Traffic has shifted
to road transport which is currently cheaper and more reliable. Rail revenues have thus fallen
aggravating the negative feedback loop resulting in further deterioration of infrastructure and
decline of services.
• Involve stakeholders
• Regional coordination
Services do not • Changing competitive
• Downsizing railway services (?)
respond to environment
• Focus on customer services
demand (supply • Inflexibility of historical
• Focus on core business (e.g. separate port
led) timetables
and rail operations)
• Focus on bulk and customer freight
Insufficient
• Restrictions on tariff
revenues
increases • Source finance
RAIL leading to lack
• Track, rolling stock, • Revise tariffs and fares
of investment,
signal and control • Government subsidy of social passenger
poor operations
systems in poor condition services (not commercially viable)
and
• Poor cash flow • Establish business plans
maintenance
• Poor access to foreign • Review transport pricing policies
(not
exchange
sustainable)
• Restructure institutions
• Greater involvement of private sector
• Adoption of commercial activities &
• High political profile management
Public sector
• Large unskilled/semi- • MIS
dominance
skilled labour force • Establish Railway Companies with
contractual relationship with the
Government
• Establish independent regulator
77
SUB- CAUSES OF THE 15
PROBLEMS PROPOSED SOLUTIONS
SECTOR PROBLEMS
• Improved capacities
• Poor training
Lack of skills • Restructuring schemes
• Inadequate incentives
(operation and • Training
• Poor public sector
management) • Revised conditions of service (private
conditions of service
sector)
• Transfer of bulk goods to
Poor integration
road transport (due to
of
poor rail services)
environmental • Integration of environment and society
• Redundancies
and social
• Communities without rail
issues
services
Poor application
of rail sector
• Overloading • Improved maintenance of track, rolling
regulatory
• Accidents stock etc.
framework and
• Speeding • More containerisation
poor operational
management
Ports are the vital link between land and sea transport and also provide facilities for transfer,
storage, inspection and control of goods. Insufficient port operations result in high costs of imports
and exports (which are thus less competitive). Ports have had to adapt to worldwide changes in
freight transportation especially containerisation resulting in changed vessel design and cargo
handling procedures. Management practises must thus also change. Out of date cumbersome
practices have led to increased costs and loss of business to more competitive ports in
neighbouring countries.
• Multiple government
departments, agencies
and parastatal
• Stakeholder involvement
involvement with
• Regional coordination
developing
Public sector • Dialogue
responsibilities
dominance • Restructure institutions
• Monopoly position
• Greater involvement of private sector
(profitability due to high
• Privatisation
tariffs masking poor
management and
inefficiency)
• Excessive procedures,
control, inspection, • Establish charging mechanisms
documentation, security • Review subsidies for smaller ports
Out-dated and
etc. leading to delays in providing essential services
cumbersome
landing/unloading • Adoption of commercial activities and
procedures
PORTS increased damage and management
theft • MIS
• Lack of maintenance
• Secure finance
• Increase revenue sources (e.g. vessel
servicing, facilities, cargo services, leasing
Rapidly land for commercial/industrial services)
changing • Lack of investment • Redundancy schemes
technology • Training
• Revised conditions of service
• Dredging (?)
• Upgrade port infrastructure
Poor integration
• Dumping and spillage
of
from vessels and shore-
environmental • Integration of environment and security
based installations
and social
• Redundancies
issues
Poor application
of ports and • Poor safety
maritime sector • Customs practises and • Improved navigation aids
regulatory inspections as major • More containerisation
framework and impediment to throughput • Improved port personnel safety culture
poor operational (see also above)
management
Airports are the gateways to developing countries for business trade, tourism, services and export
AIR of high-value produce. It is thus vital that airport facilities and infrastructure match ICAO
standards. Many countries have major investments in aviation equipment, facilities and
78
SUB- CAUSES OF THE 15
PROBLEMS PROPOSED SOLUTIONS
SECTOR PROBLEMS
infrastructure. Aviation is the transport sector with perhaps the greatest level of private sector
participation in airport ownership and operation
• Involvement of stakeholders
• Multiple government • Regional coordination
departments, agencies • Secure finance
Public sector
and parastatals with • Restructure institutions
dominance
developing • Commercialisation
responsibilities • Prioritisation
• Review subsidies (for smaller airports)
• Review opportunities for commercial
activities (shops, car parks, hotels,
Oversized • Built/upgraded as ‘vanity’
conference centres)
airport capacity project
• Franchise outlets
• Match capacity to demand
• Failure to maintain
planes and navigation
aids to ICAO standards
Failure to meet • Failure to maintain • Set airport charges at regionally
international infrastructure (e.g. competitive levels
standards runways, taxiways, • Better maintenance
airplanes, terminal
facilities) to required
standards
Restrictions on • Cumbersome operations
efficiency and and procedures • MIS
commercial (especially Customs and • Training
operations Immigration)
• Pollution (noise and
spillage)
• Impacts of commercial
activities on surrounding
areas
Poor integration • Loss of jobs (due to
• Streamlined procedures
of changing airport
• Strict compliance with ICAO standards (e.g
environmental operations – e.g baggage
met services, runway lighting, instrument
and social handling)
visuals, navaids,etc
issues • Poor safety
• Customer and baggage
handling procedures
(leading delays in freight
clearance)
• Immigration requirements
Efficient urban transport for passengers and freight is essential for economic and social
development of cities in developing countries which are subject to continuing migration of
population from rural areas (5 - 10% annually is typical). In cities most motorised journeys are
made by public transport whilst non-motorised transport accounts for a large proportion of urban
journeys. Demand on public transport is inexorable and demand for mini buses, taxis, buses and
private cars continues to outstrip financial, physical and organisational capacity on generally low
capacity, poor quality infrastructure. Urban transport also poses a major environmental hazard
coupled with poor enforcement of generally out-dated environmental regulations
• Urban population growth
• Involvement of stakeholders
• (Modest) economic
Ever increasing • Link transport and land use planning
growth
demand • Demand management (but only as a
• Excessive pressure on
temporary measure)
URBAN public transport services
Focus almost • Mass transit systems or
exclusively on urban motorways not yet • Improve safety, security and accessibility of
motorised effective (80% journeys NMT
transport non-motorised)
• Fares kept artificially low
• Political
interest/involvement
• Secure finance
Low levels of • Constrained operator
• Increased cost recovery
cost recovery revenues (leading to
• Adjust fare-setting policies
compromised
maintenance, safety and
reduced services)
79
SUB- CAUSES OF THE 15
PROBLEMS PROPOSED SOLUTIONS
SECTOR PROBLEMS
• Local authorities
responsible for multiple
other services (e.g.
• Update policies
Service education, water,
• Move towards private sector
provided by sanitation, refuse
• More commercial approach
local authority disposal etc.) such that
• Greater private sector participation
transport does not
receive adequate
resources
• Increased traffic flows
• Inadequately maintained
roads
Traffic
• Poor vehicle
congestion and • Integration of environment
maintenance
major pollution
• Ineffective traffic
regulation and
enforcement
• Build gender awareness into urban
• Poor safety
transport policies
Poor integration • Poor off – peak services
• Greater attention to off-peak services
of social and • Poor footways provision
• Better provision of footways
safety issues forces pedestrians onto
• Public transport driver training
carriageways
• Better regulation of mini bus services
Similar issues were identified in the different transport sub-sectors as summarised below:
• Expansion not linked to demand
• Macro-economic constraints
• Deterioration of transport networks exacerbated by political and social unrest
• Inadequate transport policies
• Insufficient finance for maintenance
• Public sector shortfalls
• Neglect of environmental and socio-economic issues
• Inadequate regulatory control
• Rising accident rates
Increasing awareness of the problems 16 led to i) EU involvement in the Road Maintenance
Initiative under the umbrella of the Sub-Saharan Africa Transport Policy Programme
(SSATP), ii) increasing coordination between EU Member States and iii) the development of
guidelines ‘Towards sustainable transport infrastructure: A sectoral approach in practise
DGDEV 1996’.
EU development policy in the transport sector is based on five major documents: one set of
Guidelines and four Communications from the Commission to the Council and the European
Parliament 17:
• Towards sustainable transport infrastructure: A sectoral approach in practise DGDEV
1996
• COM (2000) 422 final – Prioritising sustainable transport in development cooperation 18;
• COM (2006) 376 final – Interconnecting Africa: The EU Africa Partnership on
infrastructure;
• COM (2009) 301 final – Connecting Africa and Europe: Working towards strengthening
transport cooperation;
• COM (2012) 556 final – The EU external aviation policy: Addressing future challenges.
16
An awareness and focus on these problems that particularly started to develop in the 1990s and problems have been recognized and
targeted since
17
As identified in ToR 3.2. EU policies in the transport sector.
18
Consistent with aid informed by previous transport sector guidelines European Commission DGDEV Towards Sustainable transport
Infrastructure: A Sectoral approach in practice, 1996
80
3.1. Towards sustainable transport infrastructure: A sectoral approach in practice
(1996).
These guidelines advocated that EU transport sector support should move from a project to
a sectoral approach embracing the following activities:
• Shape policy framework (appropriate macro-economic context; internal networks;
balance of maintenance and investment; higher recognition of intermediate and non-
motorised transport (NMT); research);
• Involve stakeholders (in country [government departments, private sector, communities];
regional coordination; donor coordination);
• Secure finance (‘user pays’; pricing and pricing mechanisms);
• Restructure institutions and involve private sector (reform public sector; MIS; commercial
management and private sector participation);
• Integrate environment and security (environmental issues; employment issues; gender
issues; HIV/AIDS and health):
• Transport regulations and operations (safety; labour-based methods);
• Facilitate sustainability in transport sector (build coherent national policy framework;
adjust transport network to available resources; secure revenue from user charges;
adopt a more commercial approach; increase awareness of environmental and socio-
cultural issues).
Although consistent with the previous transport sector guidelines 19, COM 2000 restated that
transport should be a priority support sector whilst promoting common principles of EC and
EU Member States in transport sector cooperation with third countries. Referring to lessons
learned, and noting the crucial role of transport in access to social services, COM 2000 sets
out objective-related principles for EU support to the transport sector and strategies for
ensuring sustainability and balance of results as regards social, economic and
environmental requirements.
It also sets out a sectoral approach for all transport modes, including conditionalities for the
success of such an approach with objectives of provision of sustainable, safe, affordable,
efficient transport services that satisfy stakeholder needs. Identified priority actions (at
national and regional levels) include development of sector policies and strategies,
institutional change, restructuring of transport agencies and optimising existing transport
systems.
COM 2000 422 set out four guiding principles for sustainable development:
• Common development principles for transport (involvement of all stakeholders;
commercialisation and privatisation; environmental impact minimised; safe transport and
19
European Commission, DG DEV, Towards sustainable transport infrastructure a sectoral approach in practise 1996.
20
To some extent the lessons learned also link activities and expected outcomes
81
travel reflecting gender needs; relevant and reliable data for decision making backed by
research)
• Principles for fostering sustainable economic and social development (transport sector
must have proper share of national budget; finance for maintenance must come first;
optimisation and integration of existing facilities; optimisation of public-private
partnerships; regulation demands a new role for the public sector)
• Principles of integrating developing countries into the world economy (free movement of
traffic and reduced journey times to improve trade competitiveness; advantage taken of
most efficient technology);
• Principles contributing to fight against poverty (appropriate transport infrastructure and
services for rural area; different levels of public transport for urban areas; more support
to intermediate and non-motorised transport; employment of small local contractors and
use of labour-based methods).
Thus COM 2000 422 proposed a strategy for EU support to the transport sector that is
economically balanced, financially sufficient, institutionally commercially minded,
environmentally sound, safety conscious and socially aware; i.e.:
• Economic balance: prioritise finance for transport modes correctly in public expenditure;
support fair competition for national pricing of services; target subsidies, where
necessary, at beneficiaries;
• Financially sufficient: railways must focus on core business and contract out to the
private sector; maritime and inland ports, airport and air traffic services must use private
operators; source sufficient revenue for road maintenance;
• Institutionally commercially minded: reform the public sector; commercialise all
management of railways; grant authority to ports and airport authorities; adopt
commercial practices for managing roads; privatise road management and maintenance;
• Environmentally sound: update regulations and improve monitoring; reduce vehicle
emissions and rise NMT; reduce pollution by ceasing pollution in urban areas; ‘polluter
pays’; aircraft fleets modernised;
• Safety conscious and socially aware: improved road and rail safety; international
standards for safety at sea and in the air; creation of job opportunities and tackling
redundancies; improved IT.
The way forward for EU transport sector support thus required political commitment and
stakeholder ownership as pre-requisites to undertaking certain activities.
• pursuit of a sectoral approach for transport sustainability;
• stimulation of inter-modality for cost-effective use of transport facilities;
• mainstreaming environment, safety and social awareness;
• priority actions for EC and EU Member States at national and regional levels;
• coordination with EU Member States and other sector donors;
• linkage of policy and practice.
Specific transport sector needs include wider and deeper dialogue on governance, PFM,
private sector involvement, investment promotion and innovative financing modalities, safety
and climatic change mitigation. Such sector dialogue is important as the EU and EU Member
States have accepted the 2007 Code of Conduct 21 on division of labour in development
21
The Code of Conduct covers complementarity (in-country and cross-country), lead DP arrangements and delegated cooperation.
82
policy, whereby lead development partners are nominated for a particular sector or partner
country. 22
COM 2006 recognises the needs and challenges for coordination of development in Africa
as stimulation of economic growth, promotion of competitive trade, fostering regional
integration and effective contribution to achievement of MDGs.
Transport systems, although still weak, are expected to be slowly improving 23, despite the
fact that African governments’ expenditures have fallen far below the 4% of GDP estimated
as necessary to maintain and operate infrastructure, let alone an additional 5% of GDP
required to develop infrastructure.
Lessons from experience 24 note that EC policy and strategy for transport sector support has:
• significantly contributed to improved maintenance but more needs to be done;
• contributed to improvements to primary road networks, which have had a positive impact
on trade development and regional integration;
• confirmed the value of a sector-wide approach.
Noting Africa’s continental and regional vision COM 2006 notes that:
• the African Union (AU) is a privileged partner of the EU;
• NEPAD – Infrastructure Short-term Action Plan (i-STAP) brings new vigour to EU/AU –
NEPAD cooperation;
• Achieving NEPAD infrastructure goals means doing things differently.
The objective of the EU Africa Partnership on Infrastructure for the transport sector is to
reduce the cost and improve the quality of transport services 25 by removing infrastructure
and non-physical barriers to the free movement of goods and people, strengthening current
operations, improving maintenance of transport assets with the following sectoral
objectives 26:
• trade corridors without borders and barriers 27;
• better and safer roads;
• competitive rail services;
• efficient ports (including modern fisheries infrastructure and services meeting appropriate
sanitary requirements, and safe seas and ports);
• safe, secure and efficient skies and airports.
The Partnership in coordination with EU Member States and other international initiatives
and bodies proposes strengthening institutional operations at continental, regional and
country levels with implementation instruments including:
• EDF programmable resources (regionally and nationally – 9 & 10 EDF intra-ACP (largely
Water and Energy Facilities);
• EU Infrastructure Trust Fund for Africa (AITF);
• Reinforced coordination and co-financing.
83
• political commitment to good governance in infrastructure sectors;
• sector wide national approaches integrating infrastructure and services;
• coherence between activities at national, regional and continental levels;
• promotion of private sector participation (PPPs);
• support to safe, appropriate infrastructure that responds to needs of men and women,
respecting social and environmental impact assessments.
3.4. COM 2009 – Partnership between the EU and Africa – Connecting Africa and
Europe: Working towards strengthening transport cooperation
COM 2009 is linked to the EU Africa Infrastructure Partnership. It deals with initiation of a
process of reflection on extending trans-European networks towards Africa and providing
partner governments with access to experience and best practices of a common transport
policy, such that improved transport flows between the EU and Africa may meet economic
and commercial needs, reduce transport costs and make transport services more
sustainable and reliable.
Promoting safer, more effective transport systems includes improved maritime, air and road
safety, combating piracy, EGNOS 28 and greater focus on urban transport.
3.5. COM 2012: The EU External Aviation Policy – Addressing Future Challenges
The main objectives of EU future external aviation policy are stated to be creating fair and
open competition and a growth strategy based on ‘more Europe’ 30.
The way forward (and lessons learned) includes review of the 2005 road map, definition of
key principles guiding EU’s future external aviation policy, and enhancing relations with key
partners. Tools to be applied include development of aviation relations with key partners
(including safety, security, environment and economic regulation), maintenance of a
competitive European aviation industry, involvement of all affected partners in establishment
of policy and regulations and development of more effective instruments to ensure fair
competition.
28
EGNOS is the European satellite navigation system.
29
COM (2005) 79 final Developing the agenda for the community’s external aviation policy consisted of 3 pillars (restoring legal certainty,
neighbourhood agreements and comprehensive agreements with key partners).
30
This ‘more Europe’ strategy as set out in COM 2012 encompasses more effective action than the current system of bilateral relationships
and delivery of united EU added value. In order to harvest potential economic benefits of more comprehensive air transport agreements EU
should maintain a strong Europe-based aviation industry. Thus EU external aviation policy should be driven by: i) creation of consumer
benefits; ii) safeguarding competitiveness; iii) wider public policy objectives going beyond traffic rights. EU policy should thus promote and
defend European interests more rigorously, continue to promote European values, standards and best practices on a collaborative basis to
the highest possible industry standards through regulatory cooperation and convergence.
84
3.6. Recent developments likely to impact on future EU support to the Transport
Sector
3.7. Evolution of EU cooperation policy and strategies for support to the transport
sector
By the 1990s it was apparent that transport networks were a major financial and operational
burden on many developing countries even though insufficient for development needs. Due
to deficient maintenance and poor network management, transport infrastructure was
prematurely deteriorating resulting in a spiral of increasing travel and repair costs,
deteriorating levels of service and denial of access. Underlying problems included:
• macro-economic constraints;
• political and social unrest;
• inadequate transport policies;
• insufficient finance for maintenance;
• public sector shortfalls;
• neglect of the environment and socio-economic issues;
• inadequate regulatory control;
• rising accident rates.
31
COM (2011) 1172 & 1173.
32
The word ‘transport’ does not appear in this document.
33
which, oddly, is not highlighted
34
Although the ‘roadmap’ period is outside the temporal scope of this evaluation, some issues considered by the roadmap may be relevant to
evaluation (forward thinking) recommendations.
35
There is a single reference to infrastructure under an identified ‘key area of cooperation’ under priority area v) i.e. climate change and
environment.
36
Developed by the Reference Group in Infrastructure under the Programme for Infrastructure Development in Africa (PIDA), EU Development
Policy and Other frameworks (e.g. UN Sustainable Energy for All Initiative).
85
Donor support to the transport sector consisted for decades of a project approach which was
manifestly not addressing the wider transport sector problems noted above 37, whilst there
was an increasing discrepancy between the overall objective of aid and the purpose of
transport investments.
Thus, EU changed from a project approach to a sectoral approach aiming to match transport
infrastructure to economic and social demands, provide a framework for sustainability and
stakeholder benefits with continuing dialogue between governments and transport sector
stakeholders.
This approach was first proposed in the 1996 guidelines and was developed further in COM
2000. The focus was predominantly at national levels and considered all transport modes
(road, rail, ports, waterways, air) and inter-modality. Given the preponderance of road
transport, most interventions were, not surprisingly, focussed on roads. Regional
coordination was addressed by way of dialogue between neighbouring countries especially
concerning priority areas such as regulations governing transit traffic, customs and
immigration procedures, construction of infrastructure, maintenance and operation
standards.
This widening connectivity was continued and widened further by COM 2009 which aims at
strengthening connections and strategic cooperation between Europe and Africa in the
transport sector within the EU-Africa Partnership framework under which regional and
national transport networks are interconnected throughout Africa. It is also supported
through the neighbourhood policy in its most specific link with North Africa. COM 2009
concerns cooperation and sharing of EU experience in development of more reliable, safer
and less expensive transport services 40.
37
Donors supporting individual construction projects (mainly roads) were arguably making the situation worse. Donor support for many years
concentrated on network expansion by way of construction of new roads and/or upgrading of existing roads in a network that was expanding
beyond the size and standard that the country could afford to maintain. Insufficient maintenance funding and maintenance neglect were
concurrently leading to premature degradation of the network even as donor funded new roads were being constructed.
38
A total of 8 main trans-African corridors were identified for all transport routes – Dakar – N’Djamena; Nouackchott – Lagos; Khartoum –
Djibouti; Lagos – Mombasa; Cairo – Gabarone; N’Djamena – Windhoek; Beira – Lobito; DES - Kigali
39
COM 2006 covered not only transport infrastructure but also energy, water resources and ICT.
40
There is an unstated but implicit assumption that EU brings added value to such cooperation.
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Annex 2.2. Evaluation methodology
1. Overall approach
A set of 10 EQs were identified during the inception phase together with a limited number of
judgement criteria (JCs) and indicators (Is) for each EQ so as to facilitate collection of
information and structural analysis, such that there was good coverage of ‘issues of interest’
identified in the ToR.
The logical linkages of answers and findings to collected information and facts were assured
by a process of external peer review complemented by scrutiny of the Reference Group and
Evaluation Unit. Collection of data and information involves documentary and visual sources
complemented by direct observation. 42 Collection methods varied according to source of
data – document review, interviews, web-based questionnaire 43 and direct observation.
To be collected &
General Data is to be
Information gap tested during
information collected
further phases
41
http://ec.europe.eu/europeaid/how/evaluation/methodology/index_en.htm.
42
Little collection of original data can be carried out during the course of the evaluation due to limited resources. Findings and conclusions are
based mainly upon exiting reports and sources; the reliability of such information is checked by triangulation wherever possible.
43
The questionnaire was submitted to selected EUDs in Africa. Results are included in Vol.5.
87
- project documentation for selected projects (e.g. evaluation, progress, mid-term and
final reports);
- ROM reports;
- country level, regional level and thematic evaluation reports;
- COA reports;
- EU policy and strategy documents.
During the desk phase activities it became apparent that certain information was still
required to advance analysis. Also those preliminary assessments and hypotheses required
additional testing and investigation for confirmation or refutation, especially during the field
phase.
3. Evaluation matrix
Evaluation questions (see table 1) were drafted so to explore key features of EU sector
support, the assumptions on which they were based and expected linkages between
interventions, activities and impacts. The EQs were also proposed to maximise the potential
for results-based forward looking recommendations for formulation and operationalization of
future EU sector support programmes. The 10 EQs together with their Judgement Criteria
and Indicators were set out in the approved Inception Report and Desk Report.
During the course of the evaluation, “external” problems and risks may be encountered
which could influence the timetable of the evaluation. At Inception Stage, a number of such
88
potential risks were identified which are listed below together with an estimate of the
probability of occurrence and an initial outline mitigation strategy. Risks and impediments to
progress were closely monitored during the evaluation and the matrix was updated during
the desk phase.
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POSSIBLE LIMITATIONS PROBABILITY MITIGATION STRATEGY
answer EQs and deliver quality case studies.
The risk will already be considerably mitigated by the
experience of the evaluation team which will contribute to
ensuring an adequate design of the various evaluation
activities. In addition, the range of complementary
research methods planned to be used will strengthen the
Criticism of the robustness of the analysis. Regular exchange is also
quality/validity/robustness of the Low being organized between the TL and the Quality Director
analysis to ensure timely actions on key methodological
questions. Although it is believed that the likelihood of
this is low, should it occur, the Quality Director will
intervene with an assessment of the methodological rigor
of the research in question including, if deemed
necessary, suggested corrective actions.
Whilst respecting the right and need for all entities
involved in the process to input into the evaluation, there
Slippage in the evaluation
is a need for the RG to properly enforce the timeliness of
schedule due to delays in Medium
commenting rounds. The evaluation team will endeavor
receiving comments
to reduce this risk by ensuring that all persons involved
have sufficient time to comment properly on outputs.
In cases where no data for a particular indicator can be
identified (expected only to apply to ‘low feasibility’ EQs)
then the following options should be considered in
consultation with the Evaluation Unit.
• substitute the quantitative indicators for a similar
quantitative indicator for which data is expected to
Low availability of data Medium be available (this may also imply a changed JC).
• change the quantitative indicator to a qualitative
measure such that information might be gleaned
from interviews, focus groups (or limited primary
data collection during the field phase);
• substitute the indicator by a ‘proxy’ indicator.
• cancel the indicator.
The quality of information provided to monitoring systems
of transport sector programmes is suspect in many SSA
countries. Methodology for data collection may be
defined nationally but in practice can vary significantly.
Also such methodology and definitions of criteria usually
differ from country to country. (i.e. detailed information
comparisons may not bear scrutiny). Whilst national
monitoring indicators may be suspect in absolute terms ,
Poor quality of data at national
High they are usually adequate to identify broad trends (e.g.
and regional levels
the proportion of road network in good condition stated
as x% may not be accurate; however, a trend over
several years should be apparent, even if individual
annual figures may be suspect). Wherever possible such
monitoring information will be cross-checked by
reference to other sector stakeholders and corroboratory
evidence (e.g. journey times/average speeds will not be
lower/higher on a bad road).
Attention to cross-cutting issues across all EQs including
Inadequate coverage of cross-
Low specific coverage during course of field phase visits,
cutting issues
interviews, etc.
These issues are outside the evaluation influence and
control – the only mitigation measures possible are to
reactively respond to evolving risk during the course of
the field visit.
Although the ToR specifically identifies fragile countries
Instability or logistical problems in
as a subject of interest for the evaluation, selection of
case study countries which may
Low case study countries will take account of any current
inhibit collection of information
situations of instability that could impede or deny in-
during field phase
country activities or threaten safety. Should situations of
this nature arise then subject to consultation with the
Evaluation Unit, the visit may be abandoned and/or an
alternative case study will be selected, Such
circumstances will be fully documented.
Effective coordination and All evaluation core team members will contribute to
Medium/Low
harmonization of approach to the analysis, answering EQs and preparing findings,
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POSSIBLE LIMITATIONS PROBABILITY MITIGATION STRATEGY
evaluation conclusions and recommendation whilst concentrating on
their specialisms.
The evaluation team consists of highly qualified and
experienced personnel with strong methodological and
Insufficient technical expertise Low technical back stopping. If it were found to be necessary
to replace any of the evaluation team, appropriately
qualified replacement persons would be made available.
Translation services will be made available if necessary.
National experts involved in country case studies will
have a good grasp of the national language including
Translation and language issues Medium/Low
technical documentation. All core team members speak
fluent English – other team languages include French
and Portuguese.
ADDITIONAL ISSUES THAT EMERGED DURING THE DESK PHASE
Identification and extraction of
44
information from CRIS and from
other sources was very time-
consuming. Also there were
considerable differences between
countries and intervention types
as regards the completeness of
45
CRIS information. Availability
Continue such collection of data and information in
and identification of
response to known gaps as these became apparent
documentation from other sources
High whilst simultaneously checking the record categorisation
was similarly problematic. Thus 46
of certain types of projects;
gaps remained high. The
questionnaire survey of EUDs has
not yet been widely circulated (the
questionnaire has, at the time of
writing, been trialled to selected
EUDs only). It is proposed to
include answers to the
questionnaire (and subsequent
analysis) in the draft Final Report;
The evaluation covers all EU
interventions in the transport
sector in Africa between 2005 and
2013. It was found that only limited
Such recent information was collected from case study
information was available for more High
countries during the field phase.
recent interventions. Such recent
information was collected from
case study countries during the
field phase.
44
CRIS has no systematic labelling of sectors, especially for older interventions.
45
Although the ROM system goes some way towards providing information on some of the gaps in CRIS.
46
(e.g. rural development projects appear to ‘hide’ rural road components).
91
5. EQ coverage of evaluation criteria
The evaluation considers the five standard evaluation criteria – relevance, effectiveness,
efficiency, impact and sustainability – plus assessment of added value of EU interventions
and the ‘3Cs’ (coordination, complementarity 47 and coherence 48).
The chart below shows principal focus of coverage of transport modes by EQs although EQs
are intended to give proportional coverage to all transport modes.
7. Intervention Logic
The EU strategy for development cooperation in the transport sector in Africa has been
based on key Communications from the Commission to the Council and the European
Parliament. These strategies have been reviewed and as a whole may be seen as a
continuous (and continuing) development of support to the sector (i.e. national – inter/intra-
Africa, Africa – EU linkages) with a transition from project based interventions to a sector-
wide approach involving changed roles for government institutions and the private sector
47
Coordination and complementarity of EU interventions with other donors’ interventions.
48
Coherence between EU interventions in support to the transport sector and other EU policies and partner government priorities and
activities.
92
and increasing commercial management of transport infrastructure and services. ‘Faithful’
intervention logics (IL) were prepared for COM2000, COM2006, COM2009 and COM2012,
which served as a basis for making a combined ‘faithful’ IL for COM2000, COM2006 and
COM2009 for road sector support. These ILs were presented and discussed in detail during
the workshop with DEVCO C5 when also a first version of a combined ‘reconstructed’ IL for
EU transport sector support was prepared. The initial ‘reconstructed’’ IL was discussed
further during a subsequent meeting with the Reference Group in March 2014. The final
version of that IL is presented here below (for more information on the faithful and
reconstructed Ils, see annex 2.3).
The ‘reconstructed’ Intervention Logic consists of a series of colour-coded columns from left
to right. Linkages are represented by arrows. Some further guidance for interpreting that
Intervention Logic:
• Assumptions are presented at each stage; although yet to be confirmed, it is understood
that a number of assumptions have not been fulfilled (these will be examined in the
specific Evaluation Questions).
• EU areas of support and modalities are presented in the left-hand column (orange).
• EU inputs and activities are presented in the second column (blue). There is
consequential linkage of some inputs and activities (e.g. technical cooperation and policy
dialogue leading to preparation of sector policies) and thus there are two columns under
‘Inputs/Activities’.
• Outputs are presented in the third column (yellow), again sub-divided into two columns of
linked outputs (e.g. establishment of new sector agencies leading to better sector
management).
• The fourth column lists outcomes (grey) 49, which lead towards expected ‘impacts’. At
impact level sustainable infrastructure and reduced toll on environment and society by
way of axle load control, maintenance, better transport services, sector management, etc.
are all noted.
• The fifth column on the right side of the chart (green) is sub-divided into two parts and
details intended direct and indirect (or overall) impacts (although impacts are not
necessarily designated in such a way in EU policy documents). EU interventions appear
to contribute more immediately to direct impacts. Concentration is on improved transport
services, reduced transport prices, access to services and regional integration and trade
all leading to economic growth. Linkage to aggregate/overall impact is expected to only
be generated in the longer term.
The positioning of the Evaluation Questions (see table 1) is also shown in the reconstructed
IL.
The ultimate objective is ‘Poverty Reduction’ but, although there are other impacts
mentioned in EU policy documents, the preceding ‘economic growth’ appears to be the
actual end of the chain of results. There is no reference to Millennium Development Goals in
this ‘reconstructed Intervention Logic’.
The ‘reconstructed’ IL is clearly focussed on roads in SSA and inputs, activities and outputs
are more focussed/limited than in the ‘faithful’ ILs. Overall, it can be observed from this
‘reconstructed’ IL, that the EU efforts are specifically focussed on accessible issues (e.g.
49
The positioning of certain ‘Outputs’ and ‘Outcomes’ is arguably inter-changeable.
93
improving sector policies, one-stop border posts (OSBPs), maintenance) rather than less
‘concrete’ issues (e.g. privatisation, transport pricing, enforcement of traffic regulations). This
focus may in part be linked to experience and qualifications of EUD personnel responsible
for programme design and implementation 50.
50
Un-attributed quote to Evaluation Team Leader 2014: ‘All they submit are proposals for roads……’.
94
Annex 2.3. EU strategy and Intervention logics
ILs are presented for all major policy documents (i.e. COM 2000, COM 2006, COM 2009,
and COM 2012). ‘Faithful’ ILs are presented (i.e. as an accurate representation of
statements in these policy documents) following principles of:
COM 2000 is the widest ranging with subsequent Communications becoming increasingly
focused (albeit that COM2006 identifies transport as one of four infrastructure pillars).
Although the Intervention Logic (IL) have been divided into segmental stages
(Inputs/activities – Outputs – Outcome Clusters – Intermediate Impacts – Global Impacts)
the COM 2000 IL has immediate links in this logical chain due to the wide range of
intervention coverage. All of the Communications (except COM 2012) make reference to
contribution to MDGs and/or poverty alleviation as Impact, whilst COM 2012 aims at impacts
of regional and social cohesion.
The timing of the various Communications and thus the phasing with EDF programme cycles
is also noted as shown in the chart below.
Also a combined ‘faithful’ IL is presented for COM2000, COM2006 and COM2009 for roads
sector support only.
95
TIMING – EDF PROGRAMMES & POLICY DIRECTIVES
1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016
EDF 8
EDF 9
Signature CSPs/NIPs X
EDF 10
Signature CSPs/NIPs X
EDF 11
EU POLICY DIRECTIVES
Guidelines – Toward Sustainable Transport
X
Infrastructure: A Sectoral Approach in Practise
Prioritising sustainable transport in development
422
cooperation
376,
Interconnecting Africa: EU-Africa Partnership on 896,
Infrastructure 963
Partnership between EU and Africa: Connecting
301
Africa and Europe
Roadmap to a Single European Transport Area:
Towards a competitive and resource efficient 144
transport system
EU external Aviation Policy: Addressing Intra
556
challenges
Developing the agenda for the EC external
79
Aviation Policy
637
Increasing the impact of EU Development Policy: 1172
Agenda for Change 1173
Future approach to EU budget support in Third
638
Countries
Development Consensus X
Backbone Strategy X
Roadmap 2014-2017 4th EU-Africa Summit X
INSTITUTIONAL
Joint Statement ICA X
Launch EU - AITF X
Joint Statement Fad - EC - WB X
PIDA for COM-EIB-MS X
Code of Conduct (division of labour) X
96
2. COM 2000 (422), Priotizing sustainble transport in development
cooperation
COM 2000 concentrates upon sector support mainly at national level developing and
emphasizing the sectoral approach for all transport modes that was first set out in the 1996
sector guidelines ‘Towards Sustainable Transport Infrastructure: A Sectoral Approach in
Practice’: EC, DGDEV (albeit that almost all support was in fact to roads). It is understood
that COM 2000 was expected to shape implementation of EDF 9 programming and
implementation, being made available (in a pre-approval draft format) to inform preparation
of EDF 9 CSPs/NIPs and RSPs/RIPs. Unlike subsequent Communications, only three
activity groupings were identified (infrastructure investment; capacity building and
maintenance reform; and preparation of national and regional transport sector policies. 51)
51
although mainstreaming of cross cutting issues is arguably as much ‘activity’ as ‘result’.
97
98
3. COM 2006 (376), Inter-connecting Africa: THE EU-Africa Partnership on
Infrastructure
COM 2006 marks a shift in transport sector support from national focus to concentrate on
regional linkages whilst considering not only transport infrastructure but also the water and
energy sectors. It is understood that COM 2006 was expected to be taken into account in
preparation of EDF10 CSPs/NIPs and, especially RSPs/RIPs and thus EDF10 programming
and implementation of EU-sector support. Transport sector support objectives include
removal of barriers to free movement of goods and people by way of better transport
services, better operated and maintained transport infrastructure along trade corridors and
facilitation of cross-border movements.
Although some specified activities are a combination of activities identified in COM 2000
(e.g. capacity building, infrastructure investment and preparation of master plans for
investments) these have been widened to include promotion of private sector,
encouragement of good sector governance (through increased policy dialogue) , greater
coherence between regional and national levels and concentration on SWAp.
Intermediate impacts continue to include ‘better transport services’ (in terms of better quality
and reduced costs), whilst ‘better transit of borders and trade corridors’ (in terms of safety
and security of corridors, including transit of international borders) is introduced, leading to
fostering of regional integration, stimulation of economic growth and promotion of
competitive trade. Poverty alleviation continues to be the targeted ‘Global Impact’ (with
contribution to MDGs).
99
100
4. COM 2009 (301), Connecting Africa and Europe: working towards
strengthening transport cooperation.
101
5. COM 2012 (556): The EU external aviation policy: addressing future
challenges
The output clusters of COM 2005 (legal certainly, comprehensive agreements with key
partners and common aviation areas with neighboring countries) are unchanged in COM
2012. Multiple expected intermediate impacts of COM 2012 (fair and open competition;
‘more Europe’ growth strategy and creation of consumer benefits leading to ‘People to
People’ contacts; tourism, economic growth; and employment) contribute to a global impact
of regional and social cohesion. This Communication is singular in not identifying poverty
alleviation as a global (overall) impact, nor making reference to MDGs.
52
albeit that over 90% of EU support was actually to roads.
53
COM (2005) is not identified in the ToR
102
6. Combined faithful Intervention Logic (COM 2000, COM 2006, COM 2009 –
Road Sector Support Only)
The ’combined faithful’ IL is presented below in a series of colour-coded columns from left to
right. Linkages are represented by arrows.
• Assumptions are presented at each stage; although yet to be confirmed it is understood
that a number of assumptions have not been fulfilled (to be confirmed by EQs).
• EU areas of support and modalities are presented in the left-hand column (orange).
• EU activities are presented in the second column (blue).
• Results are presented in the third column (brown).
• Outputs are presented in the fourth column (yellow),
• The fifth column lists Intermediate Impacts (grey), which lead towards expected ‘ Global
Impacts’ which is sub divided into two columns as there is some degree of consequential
linkage.
• The fifth column on the right side of the chart (green) is sub-divided into two parts and
details intended direct and indirect Global impacts (although impacts are not necessarily
designated in such a way in EU policy documents). EU interventions appear to contribute
more immediately to direct impacts. Concentration is on regional integration, integration
of developing countries into the world economy and sustainable economic and social
integration and development. Linkage to aggregate Global impact is expected to only be
generated in the longer term.
• The ultimate objective is ‘Poverty Reduction’ but, although there are other impacts
mentioned in EU policy documents, the preceding impacts appear to be the actual end of
the chain of results.
Not surprisingly this combined faithful IL has the widest ranging scope of activities
(facilitation of national, regional, continental and inter-continental linkages; infrastructure
investment, promotion of private sector; sectoral approach; capacity building; institutional
reform; transport services on efficient corridors; reduced transport costs; environmental
benefits; easier border transit; facilitation of trade competitiveness) lead to global objectives,
integration of African countries into the world economy; economic, regional and social
integration and development), which are supposed to contribute to poverty alleviation.
Activities
Many of the activities are an integral part of the sectoral approach to EU sector support
having roots in COM2000 and the preceding guidelines – promotion of private sector
cooperation, encouragement of political commitment to good governance, institutional
54
i.e. combines COM2000, COM2006 and COM2009.
103
capacity building and support to safe appropriate infrastructure investment that responds to
the needs of men and women and respects outcomes of Economic and Social Impact
Analyses. Continuing investment in infrastructure provision continues the project-based
approach, albeit within the current sectoral umbrella. Trans-African connectivity (building
coherence between national, regional and continental levels) is stressed and widened in
scope under COM2006 whilst development of EU-Africa links and facilitation of EU-Africa
transport flows are in accordance with COM2009. EQ2 considers the move from project
based to the sector wide approach. EQ 3 examines transport sector institutions and
management whilst EQ 8 analyses selection, planning and prioritisation of EU support to
infrastructure investment.
Results
All expected results are anticipated to arise from the sector-wide approach. Preparation of
realistic sector policies is expected to lead to adoption of demand-led policies, more inter-
modality, updated environmental regulations, mainstreaming of environmental, social and
safety issues, priority to road maintenance, more adequate budget provision and more
stakeholder involvement. Institutional capacity building and reform is expected to result in
reformed public sector institutional roles, better data and more informed management
decision making, improved monitoring and enforcement of environmental regulations and
more appropriate and efficient transport systems. Planning activities for infrastructure
investment are expected to result in implementation of said investment and provision of
‘missing links’ in national and regional networks.
Outcomes
Better sector management is expected to result from a reformed, better capacitated sector
institutions and better decision making based on better data which also contribute to rational
pricing of transport services. Promotion of private sector cooperation and greater
stakeholder involvement should lead to commercialisation and privatisation of the transport
sector (all modes) whilst reform and harmonisation of international, regional and national
regulations, agreements and standards should emerge from better coherence between
national and regional levels (together with national level reforms). Updated environmental
regulation and monitoring is expected to lead to compliance with international safety
standards and improved monitoring of enforcement plus ‘user (and polluter) pays’
approaches. Better accommodation of women’s needs in transport services and systems is
expected to accrue from mainstreaming of social issues. Finally, at continental level, a
common transport infrastructure map and extension of trans-Europe networks to Africa is the
expected outcome of development of EU-African links and facilitation of EU-Africa transport
flows.
Intermediate Impacts
A number of sequential and linked intermediate impacts are expected. Facilitation of
improved trade competitiveness is expected to result from reduced congestion (due to
reduced transport costs and better, cheaper transport services), more reliable and
sustainable transport networks and safer, secure, sustainable corridors, networks and better
transit (resulting from improved international, regional and national networks, regulations,
standards and agreements). Reduced toll on environment and society is expected to arise
from improved safety, reduced emissions (due to reduced congestion and ‘user/polluter
pays’ policies) and better accommodation of women’s needs. EQ 4 considers infrastructure
operation and maintenance while EQ 7 analyses support at regional level.
104
Global Impacts
Some overall impacts are expected to contribute to global objectives – contribution to MDGs
and poverty alleviation. Regional integration (resulting from better transport corridor
networks and border transit) contributes to integration of developing countries into the world
economy thus contributing to MDGs and poverty alleviation. Likewise sustainable economic
and social integration and development arising from reduced toll on environment and society
(i.e. due to better safety, reduced emissions and better accommodation of women’s needs).
EQ 5 and EQ 6 consider the contribution of EU support to economic growth and poverty
alleviation.
105
107
7. Combined Reconstructed Intervention Logic
The ‘reconstructed’ Intervention Logic as originally drafted at the workshop on the 18th
March 2014 and subsequently amended, is presented below in a series of colour-coded
columns from left to right. Linkages are represented by arrows. Some further guidance for
interpreting that Intervention Logic:
• Assumptions are presented at each stage; although yet to be confirmed, it is understood
that a number of assumptions have not been fulfilled (these will be examined in EQs);
• EU areas of support and modalities are presented in the left-hand column (orange);
• EU inputs and activities are presented in the second column (blue). There is
consequential linkage of some inputs and activities (e.g. technical cooperation and policy
dialogue leading to preparation of sector policies) and thus there are two columns under
‘Inputs/Activities’;
• Outputs are presented in the third column (yellow), again sub-divided into two columns of
linked outputs (e.g. establishment of new sector agencies leading to better sector
management);
• The fourth column lists Outcomes (grey) 55, which lead towards expected ‘Impacts’. At
impact level sustainable infrastructure and reduced toll on environment and society by
way of axle load control, maintenance, better transport services, sector management, etc.
are all noted;
• The fifth column on the right side of the chart (green) is sub-divided into two parts and
details intended direct and indirect (or overall) impacts (although impacts are not
necessarily designated in such a way in EU policy documents). EU interventions appear
to contribute more immediately to direct impacts. Concentration is on improved transport
services, reduced transport prices, access to services and regional integration and trade
all leading to economic growth. Linkage to aggregate/overall impact is expected to only
be generated in the longer term.
• The ultimate objective is ‘Poverty Reduction’ but, although there are other impacts
mentioned in EU policy documents, the preceding ‘Economic Growth’ appears to be the
actual end of the chain of results. There is no reference to MDGs in this ‘reconstructed
Intervention Logic’.
The ‘reconstructed’ IL is clearly focussed on roads in SSA and Inputs, activities and outputs
are more focussed/limited than in the ‘faithful’ ILs.
Overall, it can be observed from this ‘reconstructed’ IL, that the EU efforts are specifically
focussed on accessible issues (e.g. improving sector policies, one-stop border posts
(OSBPs), maintenance) rather than less ‘concrete’ issues (e.g. privatisation, transport
pricing, enforcement of traffic regulations). This focus may in part be linked to experience
55
The positioning of certain ‘Outputs’ and ‘Outcomes’ is arguably inter-changeable.
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and qualifications of EUD personnel responsible for programme design and
implementation 56.
The original ‘reconstructed’ Intervention Logic presented some logical and linkage difficulties
in the original format. In order to clarify understanding of causal links and pathways this has
been subsequently amended by means of repositioning some activities, outputs, outcomes
and impacts plus a review of all linkages, but no major changes have been made to the
originally identified content of the Intervention Logic.
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instruments and resources which may be applied to EU development support. EQ1
considers the evolution of EU development policies and strategies in response to expressed
transport sector needs. EQ8 examines the appropriate use of support modalities,
cooperation framework mechanisms, procedures and resources. EQ 9 covers support
modalities, cooperation frameworks and implementation mechanisms. EQ 10 covers EU
procedures and resources.
Outputs
There are a number of sequential and linked outputs:
• Infrastructure construction includes OSBPs, rural, urban and regional infrastructure (the
latter is also an output of support to regional institutions). Relevant assumptions at this
stage are: limited cost/time over-runs and claims; limited corruption; unit costs of works
not subject to huge increases; and availability of competent contractors (see below also);
• at national level, studies and capacity building lead to institutional reform (including issues
of governance, accountability and transparency) and establishment of autonomous
national road agencies and road funds, leading in turn to improved PFM, sector
governance, management, planning and administration, which could deliver better axle
load control and maintenance. Assumptions at this stage are: governments and regional
organisations are committed not only towards institutional support activities, capacity
building and institutional reform but also towards providing adequate support in terms of
financial, human and physical resources;
• improved sector policies lead to more interconnectivity, mainstreaming of cross-cutting
issues (gender, environment, climate change, health, HIV/AIDS, safety and security) and
anti-corruption measures. Again the assumption of commitment of partner governments
and regional organisations is key to effective delivery. EQ 3 covers transport sector
management.
Outcomes
Infrastructure provision, better maintenance and better axle load control contribute to more
sustainable infrastructure, which in turn leads to better connectivity and reduced transport
costs. Reduced transport costs are also an outcome of better sector management and
governance whilst more inter-modality also contributes to better connectivity. There are
continuing assumptions of commitment of partner governments and regional organisations
as regards provision of adequate financial, human and physical resources but also in terms
of empowerment of new sector institutions. Also the assumption of private sector
involvement according to economic principles (ie no cartels) now becomes relevant. EQ 4
covers infrastructure operation and maintenance.
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Impacts
Reduced transport costs and better connectivity lead to reduced transport prices, while
improved transport services in turn lead to improved access to services and thus to positive
effects on environment and security (mainstreaming of cross-cutting issues and fighting
corruption also contribute to this goal).
Infrastructure provision (at national and regional levels) and more assured sustainability of
this infrastructure leads to increased regional integration and trade, economic growth and
poverty reduction (overall objective). Activities and outputs are subject to assumptions
regarding effectiveness of implementation of support, political and partner government
commitments etc. EQ 5 covers economic and social development; EQ 6 covers contribution
to poverty alleviation.
Assumptions
Assumptions have been identified in the intended change processes described in the above
narrative. it is understood that a number of these assumptions have not been fulfilled.
• Limited cost/time over runs and claims. All sector donor funding agencies have
suffered cost and time over-runs on construction contracts, some of which may be directly
attributed to poor design and weak site investigation practises. Claims may arise from
those design weaknesses but could also be part of a cynical bidding policy by some
firms 57 confident in their ability to successfully pursue additional claims later on. Weak
supervision, lack of experience/understanding on the part of the national contracting
agency and selection of a contractor without the requisite capability can also be factors
causing cost and time overruns (see also ‘corruption’ below).
• Limited corruption 58. Although most obviously linked to procurement irregularities (e.g.
flawed contract award process; ‘commission’ payments) this issue can affect most stages
in the contract cycle (approval of substandard works for payment, falsification of
measured quantities, ‘signature fees’ for certification of Interim Payment Certificates
(IPCs), approval of unjustified claims and/or extension of contract period, non-application
of liquidated damages and so on). Various measures have been taken to mitigate such
activities with varying levels of success. 59
• Availability of competent contractors. Fewer European construction firms are
operating in SSA nowadays compared with say, a decade ago 60. This withdrawal has
been due to the aggressive entry of ‘cheaper’ firms (e.g. China, RSA 61) whilst also finding
the difficulties of doing business in Africa increasingly onerous (and less profitable).
Contractor capacity has become an increasing issue with greater numbers of contracts
being awarded to national firms which generally lack the capacity which international
contractors have.
• Unit costs of works not subject to huge increases. This is an issue which has been
subject to a number of studies which have identified myriad reasons for large increases in
tender prices but have (usually) not identified effective mitigation measures. The
construction market in many SSA countries, particularly in the areas of road construction
and maintenance, has experienced a rapid increase in prices during the past decade,
whose explanation is not straightforward and can be partly attributed to international
factors. In the last decade tender prices, in particular for periodic maintenance,
rehabilitation and new construction of paved roads and bridges, have been perceived as
57
(i.e. bid cheaply, win the job and claim for profits).
58
Corruption is always likely given large value contracts. This assumption could also be expressed as ‘levels of corruption are not high enough
as to disrupt support programmes or seriously threaten value-for-money of sector support’.
59
The author is aware of very few successful prosecutions for such activities.
60
Although in recent years, European countries suffering from economic woes which have seriously affected the domestic construction
market, have again started ‘exporting’ construction firms to SSA (e.g. Portuguese firms (re) establishing in Mozambique and Angola).
61
Although many RSA firms withdrew having been awarded ‘easier’ and more lucrative contracts in RSA with preparation for the Wold Cup in
RSA, Some of these firms are now returning to the wider SSA construction market.
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very high. Tendered prices can be up to triple the engineer’s cost estimates, thereby
complicating budget planning and donor funding. 62
• Government and regional institutional commitment to supply adequate resources
(financial, human, physical). Government commitment has often been equivocal.
Institutional reform has been slower than expected (although there has been undoubted
progress) and often not accompanied by corresponding changes in staffing structures,
conditions of service, empowerment or decision making processes. Political involvement
in what should be technical procedures continues. Allocations to operation and
maintenance remain inadequate in many countries even as GDP increases.
• Market forces (private sector to operate according to economic principles i.e. no
cartels). Cartels continue to be strong in many countries often with political
support/protection. This situation is especially extant in road freight haulage. 63
62
e.g. in Mozambique over the ten year period 2000 - 2010 contracted prices increased three fold and exceeded the US CPI Index (28%) by
an average of 113%. A similar situation prevails in many SSA countries.
63
Examples include fixing of freight haulage rates, passenger fares or prohibition on use of foreign registered trucks or buses, punitive transit
charges for foreign trucks, non-recognition of 3rd party insurance, etc.
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