TRADING ACCOUNT OPENING FORM

TABLE OF CONTENTS
DOCUMENT SIGNIFICANCE PAGE No.
MANDATORY DOCUMENTS

a) KYC form - Document captures the basic information about the constituent and an
instruction/check list.
KYC (Account Opening Form) 3-4
b) Document captures the additional information about the constituent relevant to
trading account and an instruction /check list

Document detailing the rate/amount of brokerage and other charges that will be levied
Tariff Sheet 8
on the client for trading

Acknowledgement Letter and Acknowledgement indicating receipt of documents by the client. Disclosure document
9
Disclosure regarding client based trading.

OPTIONAL DOCUMENTS

Authorization of running account /

Letter or authority / request to Astha Credit & Securities (P) Ltd. 10
request letter

Authorization Electronic Contract

Letter of Authorization Electronic Contract Notes (ECN) - Declaration 11
Notes

Internet based Trading Letter of Authorization for Internet based Trading (IBT) and Account Modification 12

QUICK CHECKLIST

1. Attach copy of passport photograph on page 3 and sign across

2. Do Sign in all areas marked with serial numbers.

3. Photocopy of PAN card and address proof with signature

4. Photocopy of latest 3 months bank statement

5. Initial margin cheque (In Favor of 'Astha Credit & Securities Pvt Ltd.')

6. Hand-written declaration 'on page 10'

Astha Credit & Securities (P) Ltd. (Trading Clearing Member :NSE)
F-01, Usha Preet, 138/42,Malviya Nagar,Bhopal(MP) 462003
Contact No : +91-9926765473,+91-755-4268-555, Email id:- [email protected]

Exchange Registration No

NSE CASH (National Stock Exchange-CAPITAL MARKET) SEBI Registration No: NSE (Cash) : INZ000187932

NSE F&O (National Stock Exchange- FUTURE & OPTION) SEBI Registration No : NSE (F&O) : INZ000187932

MCX (Multi Commodity Exchange- FUTURE & OPTION) SEBI Registration No : MCX(F&O) : INZ000187932

REGISTERED OFFICE
& CORRESPONDENCE OFFICE ADDRESS:
Astha Credit & Securities (P) Ltd.
F - 01, Usha Preet - 138/42, Malviya Nagar,
Bhopal ( M.P.) - 462003 ,Contact No:+91-755-426-8-555,
Email id:- [email protected] , [email protected]

COMPLIANCE OFFICER CHIEF EXECUTIVE OFFICER ( CEO )

Name : Satish Chandra Gupta Name : Satish Chandra Gupta

Phone : 0755 - 4220794, E-mail : [email protected] Phone : 0755 - 4220794,E-mail : [email protected]

For any grievance/dispute please contact Astha Credit & Securities (P) Ltd. At : F - 01, Usha Preet - 138/42, Malviya Nagar, Bhopal (
M.P.) - 462003 Phone : +91-755-4268-555, Email : [email protected], website:www.asthatrade.com In case not satisfied with the
response please contact the concerned exchange(s) at

Exchange Name Email id Phone No

NSE [email protected] 022-26598190

MCX [email protected] 022-67318888

 INSTRUCTIONS/CHECK LIST FOR FILLING KYC FORM
A. IMPORTANT POINTS:
1. Self attested copy of PAN card is mandatory for all clients, including Promoters/Partners/Karta/Trustees and whole time
directors and persons authorized to deal in securities on behalf of company/firm/others.
2. Copies of all the documents submitted by the applicant should be self-attested and accompanied by originals for
verification. In case the original of any document is not produced for verification, then the copies should be properly attested
by entities authorized for attesting the documents, as per the below mentioned list.
3. If any proof of identity or address is in a foreign language, then translation into English is required.
4. Name & address of the applicant mentioned on the KYC form, should match with the documentary proof submitted.
5. If correspondence & permanent address are different, then proofs for both have to be submitted.
6. Sole proprietor must make the application in his individual name & capacity.
7. For non-residents and foreign nationals, (allowed to trade subject to RBI and FEMA guidelines), copy of passport/P10
Card/OCI Card and overseas address proof is mandatory.
8. For foreign entities, CIN is optional; and in the absence of DIN no. for the directors, their passport copy should be given.
9. In case of Merchant Navy NRI's, Mariner's declaration or certified copy of CDC (Continuous Discharge Certificate) is to be
submitted.
10. For opening an account with Depository participant or Mutual Fund, for a minor, photocopy of the School Leaving
Certificate/Mark sheet issued by Higher Secondary Board/Passport of Minor/Birth Certificate must be provided.
11. Politically Exposed Persons (PEP) are defined as individuals who are or have been entrusted with prominent public
functions in a foreign country, e.g., Heads of States or of Governments, senior politicians, senior Government/judicial/ military
officers, senior executives of state owned corporations, important political party officials, etc.

B. Proof of Identity (POI): - List of documents admissible as Proof of Identity:

1. Unique Identification Number (UID)(Aadhaar)/ Passport/Voter ID card/ Driving license.
2. PAN card with photograph.
3. Identity card/ document with applicant's Photo, issued by any of the following: Central/State Government and its
Departments, Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial
Institutions, Colleges affiliated to Universities, Professional Bodies such as ICAI,ICWAI, ICSI, Bar Council etc., to their Members;
and Credit cards/Debit cards issued by Banks.

C. Proof of Address (P0A):- List of documents admissible as Proof of Address: (*Documents having an expiry date
should be valid on the date of submission.)
1. Passport/ Voters Identity Card/ Ration Card/ Registered Lease or Sale Agreement of Residence/ Driving License/ Flat
Maintenance bill/Insurance Copy.
2. Utility bills like Telephone Bill (only land line), Electricity bill or Gas bill - Not more than 3 months old.
3. Bank Account Statement/Passbook -- Not more than 3 months old.
4. Self-declaration by High Court and Supreme Court judges, giving the new address in respect of their own accounts.
5. Proof of address issued by any of the following: Bank Managers of Scheduled Commercial Banks/Scheduled Co-Operative
Bank/Multinational Foreign Banks/Gazetted Officer/Notary public/Elected representatives to the Legislative
Assembly/Parliament/Documents issued by any Govt. or Statutory Authority.
6. Identity card/document with address, issued by any of the following: Central/State Government and its Departments,
Statutory/Regulatory Authorities, Public Sector Undertakings, Scheduled Commercial Banks, Public Financial Institutions,
Colleges affiliated to Universities and Professional Bodies such as ICAI, ICWAI,ICSI, Bar Council etc., to their Members.
7. For FII/sub account, Power of Attorney given by FII/sub-account to the Custodians (which are duly notarized and/or apostilkd
or consularised)that gives the registered address should be taken.
8. The proof of address in the name of the spouse may be accepted.

D. Exemptions/clarifications to PAN (*Sufficient documentary evidence in support of such claims to be collected.)

1. In case of transactions undertaken on behalf of Central Government and/or State Government and by officials appointed by
Courts e.g. Official liquidator, Court receiver etc.
2. Investors residing in the state of Sikkim.
3. UN entities/multilateral agencies exempt from paying taxes/filing tax returns in India.
4. SIP of Mutual Funds upto Rs 50, 000/-
5. In case of institutional clients, namely, Fils, MFs, VCFs, FVCIs, Scheduled Commercial Banks, Multilateral and Bilateral
Development Financial Institutions, State Industrial Development Corporations, Insurance Companies registered with IRDA and
Public Financial Institution as defined under section 4A of the Companies Act, 1956, Custodians shall verify the PAN card
details with the original PAN card and provide duly certified copies of such verified PAN details to the intermediary.

E. List of people authorized to attest the documents:

1. Notary Public, Gazetted Officer, Manager of a Scheduled Commercial/ Co-operative Bank or Multinational Foreign Banks
(Name, Designation &Seal should be affixed on the copy).
2. In case of NRls, authorized officials of overseas branches of Scheduled Commercial Banks registered in India, Notary Public,
Court Magistrate, Judge, Indian Embassy /Consulate General in the country where the client resides are permitted to attest the
documents. F. In case of Non-Individuals, additional documents to be obtained from non-individuals, over & above the POI &
POA, as mentioned below:
Astha Credit & Securities Pvt Ltd
(Member : NSE , MCX )

F-01, Usha Preet, 138/42, Malviya Nagar, Bhopal (MP) - 462003

Tel: 0755-4268555 , wwww.asthatrade.com
Know Your Client (KYC) Application Form - for Individuals [Centeral CKYC Registry]
Please Fill this form in English and BLOCK Letters (Please tick the box on the left margin of the appropriate
row where CHANGE/CORRECTION is required and provide the details in the corresponding Window)

For office use only Application Type* NEW Update

(To be filled by financial (Mandatory for KYC update request)
institution) KYC Number
Normal Simplified (for low risk customers) Small
Account Type*

1. PERSONAL DETAILS (Please refer instruction A at the end)

Prefix First Name Middle Name Last Name

Name* (Same as ID proof) R U K H M A B A I

Maiden Name (If any*)

Father / Spouse Name* B H I M R A O M A L I

Mother Name*
Date of Birth* 0 1 -- 0 1 -- 1 9 6 4

Pancard* f o q pm2 4 8 9 c

Gender* M-Male ☑ F-Female T-Transgender

Marital Status* ☑ Married UnMarried Others

Citizenship*
☑ IN- Indian Others (ISO 3166 Country Code )

☑ Resident Individual Non Resident Indian

Residential Status*
Foreign National Person of Indian Origin

Government
Occupation Type* Public Sector Private Sector
Sector
Professional ☑ Self Employed Retired Housewife Student
Business Others
Not Categorised

2. TICK IF APPLICABLE RESIDENCE FOR TAX PURPOSES IN JURISDICTION(S) OUTSIDE

INDIA (Please refer instruction B at the end)
ADDITIONAL DETAILS REQUIRED* (Mandatory only if section 2 is ticked)
ISO 3166 Country Code of Jurisdiction of Residence*
Tax Identification Number or equivalent (If
issued by jurisdiction)*
Place / City of Birth*
ISO 3166 Country Code of Birth*
 3. PROOF OF IDENTITY (PoI)* (Please refer instruction C at the end)
(Certified copy of any one of the following Proof of Identity [PoA] needs to be submitted)
A- Passport Number Passport Expiry -- --
Date
B- Voter ID Card

C- PAN Card

D- Driving Licence Driving Licence -- --

Expiry Date

E- UID (Aadhaar) 8 7 4 7 7 1 4 3 9 1 7 6

F- NREGA Job Card

Z- Others (any document Identification

notified by the central Number
government)
S- Simplified Measures Identification
Account - Document Type Number
code

4. PROOF OF ADDRESS (PoA)*

4.1 CURRENT / PERMANENT / OVERSEAS ADDRESS DETAILS (Please see instruction D at the end)
(Certified copy of any one of the following Proof of Address [PoA] needs to be submitted)
Address Residential / Residential Business Registered Office Unspecified
Type* Business
Proof of Passport Driving UID (Aadhaar)
Address* Licence
Voter Identity NREGA Job Others
Card Card
Simplified Measures Account - Document Type
code
Address
Line 1* A T P O B O R K U N D T A L D I S T D H U L E B o r k u n d , D h u l e

Line 2

Line 3 City / Town / B o r k u n d , D h u l e

Village*

District* Pin / 4 2 4 3 0 8 State ISO I N

Post / U.T 3166
Code* Code* Country
Code*

4.2 CORRESPONDENCE / LOCAL ADDRESS DETAILS * (Please see instruction E at the end)
Same as Current / Permanent / Overseas Address details (In case of multiple correspondence / local addresses, please fill 'Annexure A1')
Line 1*

Line 3 City / Town /

Village*

District* Pin / State / ISO 3166

Post U.T Country
Code* Code* Code*

4.3 ADDRESS IN THE JURISDICTION DETAILS WHERE APPLICANT IS RESIDENT OUTSIDE INDIA FOR TAX PURPOSES*
(Applicable if section 2 is ticked)
Same as Current / Permanent / Overseas Address details Same as Current / Permanent / Overseas Address
details
Line 1*

Line 3 City / Town /

Village*

State ZIP / ISO

Post 3166
Code* Country
Code*
 5. CONTACT DETAILS (All communications will be sent on provided Mobile no. / Email-ID) (Please refer instruction F at the end)

Tel. (Off) -- Tel. -- Mobile + 9 1 -- 9 8 2 5 2 4 7 1 6 2

(Res)
SMS + 9 1 -- 9 8 2 5 2 4 7 1 6 2 Email [email protected]
ID

Mode of receiving Statement of Account [Tick any one] :- Physical Form Electronic Form

6. DETAILS OF RELATED PERSON (In case of additional related persons, please fill 'Annexure B1' ) (please refer instruction G at the end)

Addition of Related Deletion of Related KYC Number of Related

Person Person Person (if available*)

Related Person Type* Guardian of Minor Assignee Authorized Representative

Prefix First Name Middle Name Last Name

Name*

(If KYC number and name are provided, below details of section 6 are optional)

PROOF OF IDENTITY [PoI] OF RELATED PERSON* (Please see instruction (H) at the end)
A- Passport Number Passport Expiry -- --
Date
B- Voter ID Card

C- PAN Card

D- Driving Licence Driving Licence -- --

Expiry Date
E- UID (Aadhaar)

F- NREGA Job Card

7. REMARKS (If any)

8. APPLICANT DECLARATION
I hereby declare that the details furnished above are true and correct to the best of my
knowledge and belief and I undertake to inform you of any changes therein,
immediately. In case any of the above information is found to be false or untrue or
misleading or misrepresenting, I am aware that I may be held liable for it.

I hereby consent to receiving information from Central KYC Registry through

SMS/Email on the above registered number/email address.
Date: 0 2 -- 0 3 -- 2 0 2 0 Place B o r k u n d , D h u l
:

9. ATTESTATION / FOR OFFICE USE ONLY

Documents Certified Copies
Received
KYC VERIFICATION CARRIED OUT BY['In person-verification detail'] INSTITUTION DETAILS
Date -- -- Name

Emp. Name Code

Emp. Code

Emp.
Designation
Emp. [Institution Stamp]
Branch

[Institution Stamp]
 Annexure 3
TRADING ACCOUNT RELATED DETAILS
(For Individuals & Non-Individuals)

[Please enclose, Copy of a Cancelled cheque leaf / Pass Book / bank

A. BANK ACCOUNT DETAILS
Statement containing name of the constituent]

A/C type ( Saving/

A/c Holder
Bank Name Branch Address Bank A/C No. Current / Other in case MICR No. IFSC Code
Name
od NRI / NRE / NRO)

DENA BANK ,DHULE-0, 023110042538 Saving WAITING bkdn0521805

Note: Please provide the above details with Care as the same ahall be used for Payment throughNEFT / RTGS

[Please enclose, Demat Master or Recent Holding Statement issued by DP

B. DEPOSITORY ACCOUNT DETAILS
bearing name of the client. ]

Name of DP Name of the depository Benificiary Name DP ID No. DP ID NO. / BO ID NO.

NSDL CDSL

NSDL CDSL

C. TRADING PREFERENCES

Please sign in the relavent boxes where you wish to Trade.The segment not chosen should be sturck of by the client .

Exchanges Segment Signature Segment Signature

NSE Cash Future & Options

MCX Future Options

Currency Future Options

# If in future the client wants to trade on any new segments/new exchange, separate authorisation
letter should be submitted by the client to the stock broker.

Details of any action / proceedings initiated / pending / taken by SEBI /

Stock Exchange / any other authority against the applicant / constituent or
D. PAST ACTIONS its partner / promoters / Wholetime Director / authorised person in charge
of dealing in securities during the last three years. [Please specify in the
col. below ]

NO ACTION

E) Gross Annual Income Details Income Range per annum (please tick any one)

Below 1 lac ☑ 1-5 lac 5-10 lac 10-25 lac More than 25 lac

F. DEALING THROUGH SUB-BROKER & OTHER STOCK BROKER'S

If client is dealing through the sub-broker, provide the following details

Sub-Broker Name SEBI Reg. No.:

Regd. Office Address

Tel. No. : Fax No. : Website :

Website : Whether dealing with any other stock broker / sub-broker (if case dealing with multiple stock
brokers / sub-brokers provide details of all.
Stock Broker Name

Name of Sub-broker if any

Client Code Exchange

Details of disputes / dues pending from / to such stock broker / sub-broker

 G. NOMINATIONS DETAILS ( For individuals only)

I / We wish to Nominate I / We do not wish to Nominate

Name of the Nominee Relationship with Nominee

PAN of the Nominee Date of Birth of Nominee ____ / ____ /________

Nominee Address

Contact Number

If Nominee is a Minor Details of Guardian

Name of the Guardian

Guardian Address

Contact Number Signature of guardian

WITNESS (Only Applicable in case the account holder has made nomination)
Witness Name Witness Name

Witness Signature Witness Signature

Address Address

DECLARATION

1. I /We hereby declare that the details furnished above are true & correct to the best of my/our knowledge and belief, and I / We undertake to
inform you of any changes therein immediately in writing. In case any of the above information is found to be false or untrue or misleading or
misrepresenting. I am / we are aware that I/we may be held liable for it.

2. I / We confirm having read / been explained and understood the contents of the Documents on policy & procedures of the stock brokers and the
tariff sheet.

3. I / We further confirm having read & understood the contents of the 'Mandatory as well as Voluntary'. 'Rights & Obligation' document(s) and 'Risk
Disclosure Document. I / We do hereby agree to be bound by such provisions as outlined in these document. I / We have also been informed that
the standard set of documents has been displayed for information on stock brokers designated website, if any.

Date :02/03/20 Place :Borkund, Dhule

Signatory (ies) -
 TARIFF SHEET

BROKERAGE STRUCTURE ( NSE )

NSE Cash Market Segment In terms of Percentage ( % ) In terms Of Paisa

Intraday 0.01% one paisa

Delivery 0.10% 10 Paisa

NSE Derivatives Segment In terms of Percentage ( % ) In terms Of Paisa / Per Lot

NSE Future 0.01 1 paisa

NSE Option RS 10 (Buy) + RS 30 (Sell) RS 10 (Buy) + RS 30 (Sell)

Currency Derivatives Segment In terms of Percentage ( % ) In terms Of Paisa / Per Lot

Currency Future Rs.5 per Lot Rs.5 per Lot

Currency Option Rs.5 per Lot Rs.5 per Lot

MCX Commodity Segment In terms of Percentage ( % ) In terms Of Paisa / Per Lot

MCX Future 0.01 1 paisa

MCX Option RS 10 (Buy) + RS 30 (Sell) RS 10 (Buy) + RS 30 (Sell)

Minimum Brokerage is Rs.30 per contract note in Both segment.

ASTHA CREDIT & SECURITIES (P) LTD.

Client's Name : RUKHMABAI Date :02/03/20

_____________________________________
 For Office Use Only

Clients' Trading Account Number ________________________________________________

ACKNOWLEDGEMENT

To
Astha Credit & Securities (P) Ltd.
F-01, Usha Preet -138/42,
Malviya Nagar, Bhopal ( M.P.) - 462003

Dear Sir or Madam, I/We hereby acknowledge receipt of the following documents

1. Rights and Obligations of Stock Brokers, Sub-brokers and Clients (including additional rights & obligations in case of internet / wireless
technology based trading).
2. Risk Disclosure Document for Capital Market , Derivatives Segments and MCX Commodity Segment.
3. Rights and Obligations of beneficial owner and depository participant as prescribed by SEBI and depositories.
4. Guidance Note - Do's and Don'ts for Trading on the Exchange(s) for Investors
5. Policies and Procedures Document pursuant to the SEBI circular dated December 03, 2009.
6. Internet & Wireless Technology Based Trading Facility Provided by Members To client .
7. Additional voluntary rights and obligations as mutually agreed between Stock Brokers and Clients.
8. General Terms and Conditions governing Securities trading and broking services of Astha Credit & Securities Pvt ltd.
9. We acknowledge the brokerage calculator provided to us and is acceptable to us : -
- We agree to pay Rs 200 per crore as Other charges For NSE Future only
- We agree to pay Rs 130 per crore as Other charges for MCX Future
- Other charges included Futures clearing charges. call-n-trade charges and software charges including Mobile app.
- All other statuary levies, taxes and brokerage shall be in addition to above.
I/We understand that the Voluntary documents executed by me/us are out of my/our own free will. I/We hereby confirm that I/We have clearly
understood and agree to abide by the Terms and Conditions described by Astha Credit & Securities Pvt Ltd. I/We also understand that these Terms
and Conditions can be changed by Astha Credit & Securities Pvt Ltd.from time to time with prior notice of 7 days and subject to posting of the
amendments and modification therein on it's website and their application with prospective effect. All intraday as well as positional
holding will be square up at 80% mark To mark (M-to-M) loss. This is as per RMS Policy. I understood and agreed to this.
I/We state that I have read and understood all above documents and these documents are binding upon me.

Yours faithfully,

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

KYC FORM RECEIPT

To
Astha Credit & Securities (P) Ltd.
F-01, Usha Preet - 138/42,Malviya Nagar, Bhopal ( M.P.) -462003

Subject: Acknowledgment of Receipt of Copy KYC/F&O/RDD

Dear sir

This is to Acknowledgment that I/We RUKHMABAI with Trading code

From(KYC) Rights and Obligations(R&O), Risk Disclosure Document(RDD), Guidance Note, Policies and Procedures,
Teriff sheet and copy of other documentary executed by me /us as a Client for NSE(CASH+F&O) These all documents already send on your
Email id I/We hereby declare that I/We have the full intimation of trading code and email id for the purpose of receiving electronic
contract note and other.

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

 AUTHORIZATION FOR RUNNING ACCOUNT

To
Astha Credit & Securities (P) Ltd.
F-01, Usha Preet - 138/42,
Malviya Nagar, Bhopal ( M.P.) - 462003

I am a registered client with you, and am dealing in Capital Market/ Derivative Market/ Currency Segment / MCX
Commodity segment(s),and have a Astha Credit & Securities Pvt. Ltd. client code as mentioned below.

I am aware that payout / dividend received / credited from the exchange(s) against settlement of transaction as per
settlement cycle is available within 1 working day of the payout from the Exchange. It is difficult for me to make available
the required funds on every pay-in of funds obligation / margin obligation, hence I request you to maintain my account on
a running basis and retain the payout received / credit balance in my account for my future obligation / margin obligation
or other liabilities unless I instruct otherwise.

I hereby further authorize you to debit / credit / transfer the amounts between the various segments either on the same
Exchange and / or Exchanges to meet my/our obligation or various dues payable to you / Exchange(s).

If payment of funds is required, I shall request you in writing or through the web option for funds withdrawal on the web
login. Further it may be noted that if required I may revoke this authorization at any time after giving request in writing.

This running account authorization would continue until it is revoked by me. The actual settlement of funds shall be done
at least once in the preference period selected below:

QUARTERLY MONTHLY

While settling the account having outstanding obligations on the settlement date, you may retain the requisite funds
towards such obligations and may also retain the funds expected to be required to meet margin obligations for next 5
trading days, calculated in the manner specified by the exchanges.

I shall bring any dispute arising from the statement of account or settlement so made to your notice within 30 working
days from the date of receipt of funds or statement, as the case may be. In case of non-receipt of any such communication
the statement / settlement of running account shall be considered as final as agreed and accepted by me

Yours faithfully,

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

 LETTER FOR AUTHORIZATION FOR ELECTRONIC CONTRACT NOTES

To
Astha Credit & Securities (P) Ltd.
F-01, Usha Preet - 138/42,
Malviya Nagar, Bhopal ( M.P.) - 462003

Sub Authorization for Electronic Contract Notes

I have been/shall be dealing through you as my broker on the Capital Market and/or Futures & Options and/or MCX Commodity Segment / Currency
Segment. and/or Interest Rate Futures Segments. As my broker i.e. agent I direct and authorize you to carry out trading/dealings on my behalf as per
instructions given below.

I understand that, I have the option to receive the contract notes in physical form or electronic form. In pursuance of the same, I hereby opt to receive
contract notes in electronic form. I understand that for the above purpose, you are required to take from the client "An appropriate e-mail account" for
you to send the electronic contract notes.Accordingly, please take the following email account /email id on your record for sending the contract notes to
me:

EMAIL [email protected]
ID :-
I also agree that non-receipt of bounced mail notification by you shall amount to delivery at my email account / email id.

I agree not to hold you responsible for late/non-receipt of contract notes sent in electronic form and any other communication for any reason including
but not limited to failure of email services, loss of connectivity, email in transit etc.

I agree that the log reports of your dispatching software shall be a conclusive proof of dispatch of contract notes to me and such dispatch shall be
deemed to mean receipt by me and shall not be disputed by me on account of any non-receipt/delayed receipt for any reason whatsoever.

I understand that I am required to intimate any change in the email id/email account mentioned herein above needs to be communicated by me through
a physical letter to you, provided however that if I am an internet client then in that event the request for change in email id/email account can be made
by me through a secured access using client specific user id and password. Please treat this authorization as written ratification of my verbal
directions/authorizations given and carried out by you earlier. I shall be liable for all losses, damages and actions which may arise as a consequence of
your adhering to and carrying out my directions given above.

I understand that, you shall send physical copy of the contract note within 24 hours if you received a bounced email.

This has been created by me and not by someone else.

I am aware that this declaration form should be in English or in any other Indian language known to me.
This declaration is valid until the date mentioned below.

[The above declaration has been read and understood by me. I am aware of
the risk involved in dispensing with the physical contract note, and do
hereby take full responsibility for the same]

(The above lines must be reproduced in own handwriting of the client in the box provided below)

Yours faithfully,

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

 INTERNET & WIRELESS TECHNOLOGY BASED TRADING FACILITY
PROVIDED BY STOCK BROKERS TO CLIENT (ALL THE CLAUSES
MENTIONED IN THE 'RIGHTS AND OBLIGATIONS' DOCUMENT(S) SHALL BE
APPLICABLE. ADDITIONALLY, THE CLAUSES MENTIONED HEREIN SHALL
ALSO BE APPLICABLE)

To 1. Stock broker is eligible for providing Internet based trading (IBT) and securities trading through the use of wireless technology that shall
include the use of devices such as mobile phone, laptop with data card, etc. which use Internet Protocol (IP). The stock broker shall comply with all
requirements applicable to internet based trading/ securities trading using wireless technology as may be pacified by SEBI & the Exchanges from
time to time.

2. The client is desirous of investing/ trading in securities and for this purpose, the client is desirous of using either the internet based trading
facility or the facility for securities trading through use of wireless technology. The Stock broker shall provide the Stock broker's IBT Service to the
Client, and the Client shall avail of the Stock broker's IBT Service, on and subject to SEBI/ Exchanges Provisions and the terms and conditions
specified on the Stock broker's IBT Web Site provided that they are in line with the norms prescribed by Exchanges/ SEBI.

3. The stock broker shall bring to the notice of client the features, risks, responsibilities, obligations and liabilities associated with securities trading
through wireless technology/ internet/ smart order routing or any other technology should be brought to the notice of the client by the stock
broker.

4. The stock broker shall make the client aware that the Stock Broker's IBT system itself generates the initial password and its password policy as
stipulated in line with norms prescribed by Exchanges/ SEBI.

5. The Client shall be responsible for keeping the Username and Password confidential and secure and shall be solely responsible for all orders
entered and transactions done by any person whosoever through the Stock broker's IBT System using the Client's Username and/ or Password
whether or not such person was authorized to do so. Also the client is aware that authentication technologies and strict security measures are
required for the internet trading/securities trading through wireless technology through order routed system and undertakes to ensure that the
pass word of the client and/ or his authorized representative are not revealed to any third party including employees and dealers of the stock
broker.

6. The Client shall immediately notify the Stock broker in writing if he forgets his password, discovers security flaw in Stock Broker's IBT System,
discovers/ suspects discrepancies/ unauthorized access through his username/ password/ account with full details of such unauthorized use, the
date, the manner and the transactions effected pursuant to such unauthorized use, etc..

7. The Client is fully aware of and understands the risks associated with availing of a service for routing orders over the internet/ securities trading
through wireless technology and Client shall be fully liable and responsible for any and all acts done in the Client's Username/ password in any
manner whatsoever.

8. The stock broker shall send the order/ trade confirmation through email to the client at his request. The client is aware that the order/ trade
confirmation is also provided on the web portal. In case client is trading using wireless technology, the stock broker shall send the order/ trade
confirmation on the device of the client.

9. The client is aware that trading over the internet involves many uncertain factors and complex hardware, software, systems, communication
lines, peripherals, etc. are susceptible to interruptions and dislocations. The Stock broker and the Exchange do not make any representation or
warranty that the Stock broker's IBT Service will be available to the Client at all times without any interruption.

10. The Client shall not have any claim against the Exchange or the Stock broker on account of any suspension, interruption, non-availability or
malfunctioning of the Stock broker's IBT System or Service or the Exchange's service or systems or non-execution of his orders due to any link/
system failure at the Client/ Stock brokers/ Exchange end for any reason beyond the control of the stock broker/ Exchanges.

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

AUTHORIZATION FOR ACCOUNT MODIFICATION

To
If I/we were to add/modify/remove any of my detail including brokerage plans with Astha Credit & Securities (P) Ltd., I/we authorize you to carry it out
based on my request sent through an email to [email protected] from my registered email address or intimation through an interface
provided by you, whereto I have been allowed secured access.
If you feel the need to do so, then at your own discretion, you may put in place appropriate mechanism to confirm the request before or after its
execution by way of a call from a recorded line, or otherwise, personal meeting, SMS or other such other mode as you may deem fit

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

 WELCOME SCHEME TO FAMILIAR WITH TRADING AND SETTLEMENT
PROCESS

Welcome Scheme to Familiar with Trading and Settlement Process shall be referred to as WS-FTSP for short. With an intention to make you aware
of the process of trading and settlement of the Stock Exchange, Depository, Stock Broker, and Depository participant, you are being offered the
WS-FTSP, whereby up to Rs. 100/- worth of securities (ETF) —listed on NSE will be purchased on your behalf and added to your account. This stock
is offered to you, free of charge, and you will, hence, not be required to pay any charges to Astha Credit & Securities (P) Ltd (AsthaTrade) .The goal
of WS-FTSP is only to make you (our customer) aware of the various processes involved in the stock market. It includes the following:

1. Purchase of a security from the Stock Exchange

2. Receipt of contract note, daily margin statements, etc.
3. Direct trade confirmations from Exchange
4. Posting of purchase entries in your ledger
5. Receipt of shares in your demat account and its maintenance with AsthaTrade, for future obligations of trades and margin.

Terms and Conditions:

1. WS-FTSP is valid for select clients only. Clients will be chosen at the sole discretion of AsthaTrade.
2. Under WS-FTSP, the security will be bought from NSE.
1. A credit equivalent to the cost of purchase of security under WS-FTSP will be credited into your account, thus resulting in settling the debit
balance in your account because of purchase of shares under WS-FTSP.
2. On sale of shares purchased under WS-FTSP, if any, will remain as a credit balance in your account.
3. The terms and conditions for WS-FTSP are subject to change without any prior notice
1. Through this document, you are here by instructing AsthaTrade to purchase securities to an extent aforesaid.
2. AsthaTrade reserves the right to discontinue WS-FTSP without prior notice.
3. You accept that you do not have any legal right to enforce implementation of obligations under WS-FTSP on AsthaTrade Please accord your
consent to avail WS-FTSP or otherwise by signing the column below:

I want to avail WS-FTSP

CLIENT'S NAME RUKHMABAI

Date (DD / MM / YY) 02/03/20

 FATCA-CRS Declaration & Supplementary KYC Information
DECLARATION FORM FOR INDIVIDUALS
Please consult a tax professional for further guidance regarding your tax residency for
FATCA & CRS compliance
1. PAN f o q p m 2 4 8 9 c

2.Name :RUKHMABAI
3. Are you a Politically Exposed Person [PEP] Yes 4. Are you Related to a PEP Yes
No No
5. Are you a tax resident (i.e., are you assessed for Tax) in any other country outside India?
Yes No
If ‘YES’, please provide the following details for ALL countries ( other than India) in which you
are a Resident for tax purposes i.e., where you are a Citizen / Resident / Green Card Holder /
Tax Resident in the respective countries
Country of Tax Identification Identification If TIN is not available, please
Sr.No. Tax Number or Functional Type [TIN or other, (tick þ the reason A, B or C
Residency Equivalent please specify] [as defined below]
1 Reason A B C
2 Reason A B C

=>Reason A :- The country where the Account Holder is liable to pay tax does not issue Tax
Identification Numbers to its residents.
=> Reason B :- The Account Holder is otherwise unable to obtain a TIN or equivalent number.
(Please explain below why you are unable to obtain a TIN in the table below if you have
selected this reason)
1
2.
=> Reason C :- No TIN required. (Select this reason Only if the authorities of the respective
country of tax residence do not require the TIN to be disclosed)
Declaration:
I hereby confirm that the information provided here in above is true correct and complete to
the best of my knowledge and belief and that I shall be responsible to the reporting agency
which relies on this information for compliance with FATCA and CRS.I also o fi that I have read
and understood the FATCA & CRS Terms and Conditions below and hereby accept the same. I
hereby authorize you, the Mutual Fund /AMC/ RTA/ broker/DP or any other intermediary to
disclose, share, rely, remit in any form, mode or manner, all / any of the information provided
by me, including all changes, updates to such information as and when provided by me to /
any of the Mutual Fund, its Sponsor, Asset Management Company, trustees, Brokers/DPS /any
other intermediary, their employees / RTAs ('the Authorized Parties') to any Indian or foreign
governmental or statutory or judicial authorities / agencies including but not limited to the
Financial Intelligence Unit-India (FIU-IND), the tax / revenue authorities in India or outside India
wherever it is legally required and other investigation agencies without any obliga tion of
advising me of the same. Further, I authorize to share the given information to other SEBI
Registered Intermediaries/ and / or to any other regulated intermediaries registered with any
other authorities / regulator/s including RBI IRDA / PFRDA to facilitate single submission /
update & for other relevant purposes. I also undertake to keep you informed in writing about
any changes / modification to the above information in future and also undertake to provide
any other additional information by domestic or overseas regulators/ tax authorities. I/We
authorize the Mutual Fund/AMC/RTA to provide relevant information to upstream payers to
enable withholding to occur and pay out any sums from my account or close or suspend my
account(s) without any obligation of advising me of the same
Date: 02/03/20
 ACCOUNT OPENING FORM (FOR INDIVIDUALS)
Annesure J PART -II
(DEMAT ACCOUNT)

Participent DP ID I N 3 0 3 4 2 0 Stock Brocker and DP

CLIENT - ID Member : NSE, NSDL

I/We request you to open a depository account in my/our name as per the following details: (Please all the details in CAPITAL
Date :- : 02/03/20
LETTERS only )

Details of Account holder(s) :

Account
Sole/First Holder Second Holder Third Holder
holder(s) :

Name RUKHMABAI

PAN f o q p m 2 4 8 9 c

Public Private Private

☑ Agriculturist Agriculturist Agriculturist
Sector Sector Sector
A) Private Public Public
Retired Retired Retired
Sector Sector Sector
Occupation
(please tick Government Government
Government Housewife Housewife Housewife
any one and Service Service
Service
give brief
details) Business Student Business Student Business Student

Others (Please Others (Please Others (Please

Professional Professional
Professional Specify_____________) Specify_____________) Specify_____________)

Brief details:

For Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the natural
B) persons, the name & PAN of the Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned below:

a) Name b) PAN

Type of account

Ordinary Resident NRI-Repatriable NRI-Non Repatriable

C)
Qualified Foreign Investor Foreign National Promoter

Margin Others (Please specify) _________________

Gross Annual Income Details (Income Range per annum (please tick any one))
D)
Below 1 lac ☑ 1-5 lac 5-10 lac 10-25 lac More than 25 lac

In case of NRIs/ Foreign Nationals

E) RBI Approval Reference Number

RBI Approval date D D M M Y Y Y Y

Bank details

Others (Please specify)

1. Bank account type ☑ Savings Account Current Account
_________________

2. Bank account Number - 023110042538

3. Bank Name :- DENA BANK

3. Customer Name :-
F)
4.

,DHULE-

Branch Address
City / Town / Village DHULE PIN Code 0

State Country
 5. MICR Code W A I T I N G

6. IFSC Code b k d n 0 5 2 1 8 0 5

A) Please tick, if applicable: Politically Exposed Person (PEP) Related to a Politically Exposed Person (PE P)

B) Standing Instructions

1. I/We authorise you to receive credits automatically into my/our account. Yes No

2. Account to be operated through Power of Attorney (PoA) Yes No

3. SMS Alert facility: [Mandatory if you are giving Power of Attorney (PoA). Ensure that the mobile number is provided in the KYC
Application Form]

Sr. No. Holder Yes No

1. Sole/First Holder

2. Second Holder

3. Third Holder

4. Physical Form

Mode of receiving Statement of Account [Tick any one] Electronic Form [Read Note 4 and
ensure that email ID is provided in KYC
Application Form].

Receive Annual Reports.AGM notices and other.communication from issuer & RTAs in
5. Yes No
physical form

6. I/We received by Right and obligations from Physical /Electronic Form. Physical Electronic

C) Guardian Details (where sole holder is a minor):

[For account of a minor, two KYC Application Forms must be filled i.e. one for the guardian and another for the minor (to be signed by
guardian)]

Guardian Name

Pan

Relationship of guardian with minor

D) Nomination Option

I/We wish to make a nomination. I/We wish to don't make a nomination.

Nomination Details

I/We wish to make a nomination and do hereby nominate the following person(s) who shall receive all securities held in the Depository by
me / us in the said beneficiary owner account in the event of my / our death.

Nomination can be
made upto three Details of 1st Nominee Details of 2nd Nominee Details of 3rd Nominee
nominees in the account.

Name of the Nominee

1.
(Mr./Ms.)

Share of each Nominee

Equally
2. % % %
[If not equally,
please specify percentage]

Any odd lot after division shall be transferred to the first nominee mentioned in the form.

Relationship with the

3.
Applicant (if any)

Address of Nominee
4.

Mobile/Telephone No.
5.
of nominee(s)

Email ID of
6.
nominee(s)
 Nominee Identification
details[Please tick any one of
following and provide
details of same]
7. Photograph & Signature
PAN Aadhaar
Saving Bank account no.
Proof of Identity
Demat Account ID

Sr. Nos. 8-14 should be filled only if nominee(s) is a minor:

Date of Birth {in case

8.
of minor nominee(s)}
Name of Guardian (Mr./Ms.)
9.
{in case of minor nominee(s) }
Address of Guardian(s)

10.

Mobile/Telephone no.
11.
of Guardian
12. Email ID of Guardian
Relationship of Guardian
13.
with nominee
Guardian Identification
details[Please tick any one of
following and provide
details of same]
14. Photograph & Signature
PAN Aadhaar
Saving Bank account no.
Proof of Identity
Demat Account ID
Name(s) of holder(s) Signature(s) of holder

Sole/ First Holder (Mr./Ms.)

Second Holder (Mr./Ms.)

Third Holder (Mr./Ms.)

Signature of Witness for Nomination

Name of the Witness Address Signature of witness

Signature of witness

Date - / /
Notes :
1. The nomination can be made only by individuals holding beneficiary owner accounts on their own behalf
singly or jointly. Non- individuals including society, trust, body corporate and partnership firm, karta of Hindu
Undivided Family, holder of power of attorney cannot nominate. If the account is held jointly, all joint holders
will sign the nomination form.
2. A minor can be nominated. In that event, the name and address of the Guardian of the minor nominee shall
be provided by the beneficial owner.
3. The Nominee(s) shall not be a trust, society, body corporate, partnership firm, karta of Hindu Undivided
Family or a power of Attorney holder. A non-resident Indian can be a Nominee, subject to the exchange
controls in force, from time to time.
4. Nomination in respect of the beneficiary owner account stands rescinded upon closure of the beneficiary
owner account. Similarly, the nomination in respect of the securities shall stand terminated upon transfer of
the securities.
5. Transfer of securities in favour of a Nominee(s) shall be valid discharge by the depository and the Participant
against the legal heir.
6. The cancellation of nomination can be made by individuals only holding beneficiary owner accounts on their
own behalf singly or jointly by the same persons who made the original nomination. Non- individuals including
society, trust, body corporate and partnership firm, karta of Hindu Undivided Family, holder of power of
attorney cannot cancel the nomination. If the beneficiary owner account is held jointly, all joint holders will
sign the cancellation form.
7. On cancellation of the nomination, the nomination shall stand rescinded and the depository shall not be under
any obligation to transfer the securities in favour of the Nominee(s).
8. Nomination can be made upto three nominees in a demat account. In case of multiple nominees, the Client
must specify the percentage of share for each nominee that shall total upto hundred percent. In the event of
the beneficiary owner not indicating any percentage of allocation/share for each of the nominees, the default
option shall be to settle the claims equally amongst all the nominees.
9. On request of Substitution of existing nominees by the beneficial owner, the earlier nomination shall stand
rescinded. Hence, details of nominees as mentioned in the FORM 10 at the time of substitution will be
considered. Therefore, please mention the complete details of all the nominees.
10. Copy of any proof of identity must be accompanied by original for verification or duly attested by any entity
authorized for attesting the documents, as provided in Annexure D.
11. Savings bank account details shall only be considered if the account is maintained with the same participant.
12. DP ID and client ID shall be provided where demat details is required to be provided.

DECLARATION

The rules and regulations of the Depository and Depository Participants pertaining to an account which are in force now
have been read by me/us and I/we have understood the same and I/we agree to abide by and to be bound by the rules as
are in force from time to time for such accounts. I/we hereby declare that the details furnished above are true and correct
to the best of my/our knowledge and belief and I/we undertake to inform you of any changes therein, immediately. In case
any of the above information is found to be false or untrue or misleading or misrepresenting, I am/ we are aware that I/we
may be held liable for it. In case non-resident account, I/we also declare that I/we have complied and will continue to
comply with FEMA regulations. I/we acknowledge the receipt of copy of the document, "Rights and Obligations of the
Beneficial Owner and Depository Participant".

Name(s) of holder(s) Signature( s) of holder

Sole/ First Holder/

Guardian (in case sole RUKHMABAI
holder is minor) (Mr./Ms.)

Second Holder (Mr./Ms.) X

Third Holder (Mr./Ms.) X

 1. All communication shall be sent at the address of the Sole/First holder only.
2. 2. Thumb impressions and signatures other than English or Hindi or any of the other language not contained in the 8th
Schedule of the Constitution of India must be attested by a Magistrate or a Notary Public or a Special Executive Magistrate.
3. Strike off whichever is not applicable.
4. For receiving Statement of Account in electronic form:
I. Client must ensure the confidentiality of the password of the email account.
II. Client must promptly inform the Participant if the email address has changed.
III. Client may opt to terminate this facility by giving 10 days prior notice. Similarly, Participant may also terminate this
facility by giving 10 days prior notice.

For Office use only

Entered By Date Name Signature

Released By

Demat services and charges schedule (Schedule A)

SERVICES Charges

SCHEME C SCHEME E SCHEME BSDA

(With or Without POA) Rs. 1000/- life time
maintenance charges

1. Account Opening Nil Nil Nil

Charges

Rs 200/- AMC for 1st year, BSDA-holding value up to

then MMC Rs 300/- for 1st Rs.50000 No AMC, holding
month bal. 11th free, ( value Rs.50000 to 2 lakh
2. Annual Maintenance
other than Corporate NIL AMC charges Rs 100 and
Charges
Account), Rs. 2000/- (in holding value above 2
case of Corporate lakh scheme change
Account) normal scheme

3. A/c Closing Nil Nil Nil

Rs. 3/-per Cert. subject to Rs. 3/-per Cert. subject to Rs. 3/-per Cert. subject to
3. Dematerialasation minimum of Rs. 100/- plus minimum of Rs. 100/- plus minimum of Rs. 100/- plus
postage actual postage actual postage actual

Rs. 25/- per every 100 Rs. 25/- per every 100 Rs. 25/- per every 100
securities or flat fee Rs. securities or flat fee Rs. securities or flat fee Rs.
50/- per certificate 50/- per certificate 50/- per certificate
5. Rematerialisation whichever is higher is whichever is higher is whichever is higher is
payable or part thereof payable or part thereof payable or part thereof
subject to max. fee off Rs, subject to max. fee off Rs, subject to max. fee off Rs,
5 lakhs 5 lakhs 5 lakhs

0.05%(Min. Rs. 20/-) plus 0.05%(Min. Rs. 20/-) plus 0.05%(Min. Rs. 20/-) plus
6. Transaction Charges
NDSL Charges for intradp, NSDL Charges for intradp, NSDL Charges for intradp,
Buy ( Mkt. & Off Mkt.)
Rs.35 plus service tax for Rs.35 plus service tax for Rs.35 plus service tax for
Sale (Mkt. & Off Mkt.)
other DP other DP other DP

0.04% subject to min. of 0.04% subject to min. of 0.04% subject to min. of

7. Pledge Rs. 50/- Rs. 50/- Rs. 50/-
Creation
Services: 0.04% subject to min. of 0.04% subject to min. of 0.04% subject to min. of
Closure Rs. 50/- Rs. 50/- Rs. 50/-
Invocation 0.04% subject to min. of 0.04% subject to min. of 0.04% subject to min. of
Rs. 50/- Rs. 50/- Rs. 50/-

8. POA 125/- 125/- 125/-

9. All Taxes/ levies/CESS

as applicable, will be Actual Charges Actual Charges Actual Charges
charged Extra

Choice Scheme - Scheme C Scheme E BSDA

First Holder ................................. Second Holder .................................. Third Holder ...................................

Name Of Client RUKHMABAI Client ID ............................................... Date 02/03/20

 POWER OF ATTORNEY
To all to whom these present shall come
I/we

individual Indian inhabitant send

greetings (To be executed to stamp
paper of Rs. 100/-)
Whereas I/we have a beneficiary account
in the name and style of
bearing BO-ID

(Here in after referred to as 'said account') with National Securities Depository Ltd. through depository participant Astha Credit & Securities (P)
Ltd., bearing DP-ID IN303420 having its head office. Usha Preet Complex, 138/42, Malvira Nagar, Bhopal.) (here in after called. " The DP"). and
whereas l/We am/are an investor/s and engaged in buying & selling of securities through Astha Credit & Securities (P) Ltd. member of NSE
bearing SEBI Reg. No. -INZ000187932
Due to exigency and paucity of time, l/We am/are desirous of appointing agents/attorneys to operate the said account on my/our behalf in the manner
herein after appering.
Now know we all and these present witness that I/we, the above named do hereby nominate, constitute and oppoint Astha Credit &Securities (P)
Ltd. an Indian company having its registered officce at Usha Preet Complex, 138/42, Malviya Nagar, Bhopal, M.P. as my/our true and lawful attorney
(s) [here in after referred to as " The Attorney (s).] for me/us and or my/our behalf and in my/our name to do all such acts, deeds and things and
exercise the following powers and authorities and give all such instructions as mentioned below concerning the said accounts as I/we myself/ourselves
could give if I/we was/were personally present.

1. To instruct the DP to debit securities to said account and/or transfer securities from the said account, to the extent of shares sold/ Margin through
Astha Credit & Securities (P) Ltd. for pay in obligations as well as for margins towards stock exchange both in cash and derivatives segments to
the demat account (s) existing as of the day or which may be opened in future by Astha Credit & Securities (P) Ltd. for above purpose (s). The
detaiLs of existing accounts are as under :

Sr. No. DP Name Account Type DP ID A/C No. Cm BP ID

Astha Credit & Securities

1. Pool A/C IN303420 10000660 IN564254
Pvt. Ltd.

Astha Credit & Securities

2. Client Collateral A/C IN303420 10195645 -
Pvt. Ltd.

2. To return the securities to me/my accounts by M/s Astha Credit & Securities (P) Ltd. stock broker that may have been received. by it/they (I.e.,
stock broker) erroneously or those securities that it/they (i.e., stock broker) was/were not entitled to receive from me.

3 To pledge the securities in favour of the stock broker for the limited purpose of meeting my/our margin requirements in connection with the trades
executed by me/us on any recognized stock exchange through the stockbroker.

4. To send consolidated summary of your scrip-wise buy and sell position taken with average rates to me/us by way of SMS/email on a daily basis,
notwithstanding any other documents to be disseminated as specified by SEBI from time to time.

5. To apply for various products llke Mutual Funds, public issues (share as well as debentures), rights, offers of shares, tendering shares in open
offers,Buy-Back etc. pursuant to oral/written/electronic instructions given by me/us to the stock broker.
6. Securities from the bearer account can be debited and kept in client collateral account for pledging with Clearing corporation/ NSE Clearing Limited
I/we further agree and confirm that the powers and authorities conferred by this 'power of Attorney, shall continue until it is revoked (without notice)
in writing by me and that the said revocation shall be effective from the date on which the revocation notice is received by the stock broker in his
office at Usha preet Complex, 138/42, Malviya Nagar, Bhopal, M.P.

and further I/We hereby agree confirm that the powers and authorities conferred by this "Power of Attorney" shall continue until I/We have given an
intimation in writing to the contrary to the DP at their registered address at Usha Preet Usha preet Complex, 138/42, Malviya Nagar, Bhopal,(M.P.).
However such revocation shall not be applicable for any outstanding margin/delivery obligation arising out of the trades carried out prior to receiving
request for revocation of POA
(Signed and delivered - by the within named)

First Holder Second Third

Signature
Holder Holder

Witness :

Signature :

Name :

Address :

(Signed the Attorney)

Place-Bhopal
For :
Date :02/03/20
Astha Credit & Securities Pvt. Ltd
To
Astha Credit & Securitis Pvt Ltd
F-01, Usha Preet - 138/42,
Malviya Nagar, Bhopal ( M.P.) - 462003

Dear Sir,

I/We RUKHMABAI , would like to inform you that I/We do not want to open Basic Service De-mat Account (BSDA) with
DP. I would further like to inform you that though I am eligible for BSDA Account but still I would like to avail the
facility of Normal Scheme.Kindly consider my request and open a normal Scheme with yourself.

Thanking You,

Yours Faithfully

________________________

Annexure 2.5
OPTION FORM FOR ISSUE OF DIS BOOKLET

Date 02/03/20

DP ID I N 3 0 3 4 2 0 Client ID

Dear Sir / Madam,

I / We hereby state that: [Select one of the options given below]

OPTION 1:

I / We do not require the Delivery Instruction Slip (DIS) for the time being, since I / We have issued a POA /
executed agreement in favour of / with Astha Credit & Securities (P.) Ltd. (name of the attorney / Clearing
Member for executing delivery instructions for setting stock exchange trades [settlement related transactions]
effected through such Clearing Member. However, the Delivery Instruction Slip (DIS) booklet should be issued to
me / us immediately on my / our request at any later date.

OR

OPTION 2:

I / We require you to issue Delivery Instruction Slip (DIS) booklet to me / us immediately on opening my / our
NDSL account though I / we have issued a Power of Attorney (POA) executed agreement in favour of / with Astha
Credit & Securities (P.) Ltd (name of the attorney / Clearing Member for executing delivery instructions for
setting stock exchange trades [settlement related transactions] effected through such Clearing Member.

Yours faithfully

First/Sole Holder Second Joint Holder Third Joint Holder

Name RUKHMABAI
 Declaration and specimen signature

This is to inform you that I have made an application to open a depository account in my name
electronically. Mykey details for opening the depository account are as given below:

Application Number
Client Name RUKHMABAI
Client PAN foqpm2489c
Mobile Number 9825247162
Email ID [email protected]

Declaration:

1. I confirm that I have consented for opening of demat account electronically through
computer/tablet/mobile phone/any electronic device.
2. I confirm that the information and instructions which are provided by me and captured
electronically are read by me, such information/instructions are an intrinsic part of my request to
open a depository account and I agree to be bound by them.
3. I acknowledge the receipt of copy of the document ‘Rights and Obligations of the beneficial owner
and the Depository Particpant in electronic form.
4. I agree to be bound by the Bye Laws and Business Rules of NSDL. The rules and regulations of the
Depository and the Depository Participants pertaining to an account which are in force now have
been read by me, I have understood the same, and I agree to abide by and be bound by the rules as
are in force from time to time for such accounts. I hereby declare that the details furnished above
and electronically are true and correct to the best of my knowledge and belief and I undertake to
inform any changes therein, immediately. In case any of the information is found to be false or
untrue or misleading or misrepresenting, I am aware that I may be held liable for it.

Specimen Signature of Client

Declaration by authorised person of Depository Participant (for Phisycal hardcopy Form)

I confirm the following:

1. All the information provided in the electronic application are as provided by the client only.
2. The original documents provided by the client are seen and verified by me and the image of the
documents is captured from the original documents only.
3. I have met the client in-person and confirm that:
1. The client has put his signature in my presence.
2. The signature put by the client on this document matches with the signature of the client on the
original documents shown to me.
3. The photograph of the client on the original document is of the same client whom I have met.

Name of Authorised Person

Designation
Date
Signature
Mobile & Email Declaration

[Please tick (√) wherever applicable]

DP ID Client ID Date 02/03/20

I N 3 0 3 4 2 0

Name of 1st holder RUKHMABAI

Relationship with the person whose Mobile number/E-
Details
mail Id is provided (Tick √ wherever applicable)
Mobile
9825247162 Self Spouse Dependent children Dependent parents
Number
deepak2505@gm
E-mail Id Self Spouse Dependent children Dependent parents
ail.com

Name of 2nd holder

Relationship with the person whose Mobile number/E-
Details
mail Id is provided (Tick √ wherever applicable)
Mobile
Self Spouse Dependent children Dependent parents
Number
E-mail Id Self Spouse Dependent children Dependent parents

Name of 3ed holder

Relationship with the person whose Mobile number/E-
Details
mail Id is provided (Tick √ wherever applicable)
Mobile
Self Spouse Dependent children Dependent parents
Number
E-mail Id Self Spouse Dependent children Dependent parents

I wish to receive e-statement Yes No

Signature of 1st holder

Signature of 2nd holder
Signature of 3rd holder