S2173572715000417
S2173572715000417
S2173572715000417
2015;39(6):359---372
www.elsevier.es/medintensiva
ORIGINAL
a
Medicina Crítica y Cuidado Intensivo, Universidad del Rosario, Fundación Santa Fe de Bogotá-Hospital Universitario,
Bogotá D.C., Colombia
b
Medicina Crítica y Cuidado Intensivo, Clínica Nueva-Hospital de Suba, Bogotá D.C., Colombia
c
Medicina Crítica y Cuidado Intensivo, Clínica Nueva-Hospital Universitario la Samaritana, Bogotá D.C., Colombia
KEYWORDS Abstract
Respiratory distress Introduction: Prone position ventilation has been shown to improve oxygenation and ventila-
syndrome, adult; tory mechanics in patients with acute respiratory distress syndrome. We evaluated whether
Prone position; prone ventilation reduces the risk of mortality in adult patients with acute respiratory distress
Meta-analysis syndrome versus supine ventilation.
Methodology: A meta-analysis of randomized controlled trials comparing patients in supine
versus prone position was performed. A search was conducted of the Pubmed, Embase, Cochrane
Library, and LILACS databases. Mortality, hospital length of stay, days of mechanical ventilation
and adverse effects were evaluated.
Results: Seven randomized controlled trials (2119 patients) were included in the analysis.
The prone position showed a nonsignificant tendency to reduce mortality (OR: 0.76; 95%CI:
0.54---1.06; p = 0.11, I2 63%). When stratified by subgroups, a significant decrease was seen in
the risk of mortality in patients ventilated with low tidal volume (OR: 0.58; 95%CI: 0.38---0.87;
p = 0.009, I2 33%), prolonged pronation (OR: 0.6; 95%CI: 0.43---0.83; p = 0.002, I2 27%), start
within the first 48 h of disease evolution (OR 0.49; 95%CI 0.35---0.68; p = 0.0001, I2 0%) and
severe hypoxemia (OR: 0.51: 95%CI: 0.36---1.25; p = 0.0001, I2 0%). Adverse effects associated
with pronation were the development of pressure ulcers and endotracheal tube obstruction.
夽
Please cite this article as: Mora-Arteaga JA, Bernal-Ramírez OJ, Rodríguez SJ. Efecto de la ventilación mecánica en posición prona en
pacientes con síndrome de dificultad respiratoria aguda. Una revisión sistemática y metanálisis. Med Intensiva. 2015;39:359---372.
∗ Corresponding author.
Conclusions: Prone position ventilation is a safe strategy and reduces mortality in patients with
severely impaired oxygenation. It should be started early, for prolonged periods, and should be
associated to a protective ventilation strategy.
© 2014 Published by Elsevier España, S.L.U.
PALABRAS CLAVE Efecto de la ventilación mecánica en posición prona en pacientes con síndrome
Síndrome de de dificultad respiratoria aguda. Una revisión sistemática y metanálisis
dificultad respiratoria
Resumen
del adulto;
Introducción: La ventilación en posición prona ha demostrado mejorar la oxigenación y la
Posición prona;
mecánica pulmonar en pacientes con síndrome de dificultad respiratoria aguda. Nosotros eva-
Metanálisis
luamos si la posición prona disminuye el riesgo de mortalidad en pacientes adultos con síndrome
de dificultad respiratoria aguda versus ventilación en posición supina.
Metodología: Se realizó un metanálisis de ensayos clínicos controlados aleatorizados que com-
pararon pacientes en posición prona versus supina. Se realizó una búsqueda en Pubmed, Embase,
Cochrane Library y LILACS. Se evaluó mortalidad, estancia hospitalaria, días de ventilación
mecánica y efectos adversos.
Resultados: Siete ensayos clínicos controlados aleatorizados (2.119 pacientes) fueron incluidos
en el análisis. La posición prona mostró una tendencia no significativa a disminuir la mortalidad
(OR: 0,76; IC 95%: 0,54---1,06; p = 0,11; I2 63%). Al estratificar por subgrupos se encontró una
disminución significativa en el riesgo de mortalidad en los pacientes ventilados con volumen
corriente bajo (OR: 0,58; IC 95%: 0,38---0,87; p = 0,009; I2 33%), pronación prolongada (OR: 0,6;
IC 95%: 0,43---0,83; p = 0,002; I2 27%), instauración antes de 48 h de evolución de la enfermedad
(OR: 0,49; IC 95%: 0,35---0,68; p = 0,0001; I2 0%) e hipoxemia severa (OR: 0,51; IC 95%: 0,36---1,25;
p = 0,0001; I2 0%). Los efectos adversos relacionados con la pronación fueron el desarrollo de
úlceras por presión y obstrucción del tubo orotraqueal.
Conclusiones: La ventilación en posición prona es una estrategia segura y disminuye la mor-
talidad en los pacientes con compromiso severo de la oxigenación, debe ser instaurada
tempranamente, durante periodos prolongados y asociada a una estrategia de ventilación
protectora.
© 2014 Publicado por Elsevier España, S.L.U.
been important changes in ventilation and pronation strate- --- Tube displacement or selective intubation
gies, as described in the latest study by Guerin et al.,16 --- Tube obstruction
where notorious benefit in terms of survival was documented --- Appearance of pressure ulcers
among patients in the prone position --- with an absolute --- Pneumothorax during pronation
decrease in mortality risk of 37%. --- Venous access loss
In the light of the fact that few strategies have had an
impact upon survival in patients with ARDS, it is important The outcomes were stratified by patient subgroups
that ventilation in the prone position has reappeared with and were predefined taking into account the degree of
strong results. However, because of the changes in prona- hypoxemia,4 the use of protective ventilation,6 the duration
tion strategy and in the patient inclusion criteria in the most of ARDS and the daily pronation time.10,20,25 These factors
recent studies, we considered it necessary to determine the probably have a decisive influence upon the results of ven-
true impact of pronation, and to define which patients can tilation in the prone position.9,17,18,21,22,26---32 The subgroups
benefit from it. A meta-analysis was therefore conducted were stratified as follows:
with the primary objective of determining whether ventila-
tion in the prone position reduces mortality in patients with 1 Severity of ARDS (Berlin classification)
ARDS compared with traditional ventilation in the supine --- Mild (PaO2 /FiO2 200---300 mmHg)
position. As a secondary objective we described the groups --- Moderate (PaO2 /FiO2 100---200 mmHg)
of patients that show a positive impact upon survival and --- Severe (PaO2 /FiO2 < 100 mmHg)
the parameters to be applied during the use of this ventila- 2 Daily duration of pronation
tion strategy (timing of the start, daily duration, associated --- Less than 12 h/day
management strategies, etc.). Lastly, based on the results --- More than 12 h/day
obtained, we aimed to offer a series of evidence-based rec- 3 Start of pronation and duration of ARDS
ommendations on the use of ventilation in the prone position 4 Tidal volume used
in patients with ARDS. --- Less than 8 ml/kg ideal weight
--- More than 8 ml/kg ideal weight
Material and methods
Literature search strategy
Types of studies
A literature search was made of the PubMed, EMBASE,
We included randomized, controlled clinical trials com- Cochrane Library and LILACS databases, combining Mesh
paring mechanical ventilation in the prone position versus terms and Keywords: ‘‘Prone Position’’[Mesh], ‘‘Prone Posi-
conventional mechanical ventilation in the supine position in tioning’’, ‘‘Respiratory Distress Syndrome, Adult’’[Mesh],
adult patients meeting the Berlin criteria for ARDS.4 We also ‘‘Acute Respiratory Distress Syndrome’’, ‘‘ARDS’’, ‘‘Acute
included patients classified as presenting acute lung injury Respiratory Failure’’, ‘‘Acute Lung Injury’’, ‘‘Clinical Trial’’
(ALI)(PaO2 /FiO2 200---300 mmHg) according to the Ameri- [Publication Type], ‘‘Controlled Clinical Trial’’ [Publication
can---European ARDS consensus Conference of 1994.24 Type], ‘‘Randomized Controlled Trial’’ [Publication Type],
‘‘Clinical Trials as Topic’’[Mesh], ‘‘Comparative Study’’
[Publication Type], ‘‘Multicenter Study’’ [Publication Type],
Types of patients ‘‘Multicenter Studies as Topic’’[Mesh]. The search was
limited to the period between 1 January 1974 and 31 Decem-
We included studies that evaluated patients over 16 years ber 2013, with no language restrictions.
of age meeting the diagnostic criteria for ARDS, compared
results between ventilation in the prone position versus the
Data extraction and analysis
supine position, and evaluated mortality.
Studies in the pediatric population (under 16 years of age)
Identification of trials and data extraction
were excluded, as were studies in animals or which used
Two authors (J. Mora and O. Bernal) independently screened
airway pressure release ventilation (APRV), high-frequency
the titles and abstracts identified by the search, selecting
oscillation ventilation (HFOV) or inhaled nitric oxide.
those studies that met the established inclusion crite-
ria. Information was extracted regarding the study design,
Interventions and outcomes randomization procedure, blinding, patient characteristics,
inclusion and exclusion criteria, interventions and results.
The interventions evaluated were ventilation in the prone Any disagreements were resolved through examination of
position and conventional ventilation in the supine position. the information by a third reviewer (S. Rodriguez).
The following outcomes were assessed:
Quality assessment
1. Mortality after maximum follow-up The assessment tool recommended by the Cochrane
2. Stay in intensive care (days) Collaboration33 was used to evaluate the risk of bias that
3. Days on mechanical ventilation referred to:
4. Adverse effects and complications:
--- Ventilator-associated pneumonia (VAP) 1. Random sequence generation
--- Accidental or non-scheduled extubation 2. Allocation concealment
362 J.A. Mora-Arteaga et al.
Total: 371
PubMed: 134; EMBASE: 16; Cochrane Library: 62; LILACS: 15
Article review
Discarded: 15
No. randomized clinical trials: 12;
ON primary intervention: 1; no evaluation of mortality: 2
363
364
Table 1 (Continued)
Study/characteristics Gatinoni et al. Guerin et al.13 Voggenreiter Mancebo et al.12 Fernandez et al.11 Taccone et al.14 Guérin et al.16
(2001) et al.15
Pronation Completion Improvement of PaO2 /FiO2 > 300 Start of weaning PaO2 /FiO2 > 250 Resolution of PaO2 /FiO2 > 150
suspension of 10 days PaO2 /FiO2 > 30% during >48 h from ventilator with ventilation failure PEEP < 10 cmH2 O
criterion with FiO2 < 60% PEEP < 8 cmH2 O and/or 28 days and FiO2 < 0.6
and PEEP < 8 during >12 h from admission
cmH2 O; no sepsis to study
or resolution of
cause of
ventilation failure
Methodology
Allocation Yes, centralized Yes, Yes, centralized Yes, centralized Yes, centralized Yes, centralized
concealment randomization randomization randomization randomization randomization randomization by
by telephone by sealed and by telephone by call center by telephone web-based system
non-transparent
envelopes
Exclusions after Yes, one patient Yes, 7 patients in No Yes, 2 patients in No Yes, one patient in Yes, 5 patients in
randomization in each group supine group and 4 supine group and 4 each group supine group and 3
in prone position in prone position in prone position
group group group
Losses No Yes, one patient No Yes, 2 patients Yes, one patient Yes, two patients No
in each group in prone position in each group in each group
group and one
in supine group
Supine to prone Yes, 12 patients Yes, 81 patients No Yes, 5 patients Yes, 2 patients Yes, 20 patients No
cross-over
Early Yes No No Yes Yes No No
termination
upon the results. Furthermore, with the exception of a Four studies11,14---16 used a tidal volume 8 ml/kg ideal weight,
single study,13 the group handling the information of the showing a decrease in mortality risk of 36% (OR: 0.58; 95%CI:
patients and the results of the analyses was independent and 0.38---0.87; p = 0.009; I2 33%). This finding was not obtained
blinded to the treatment groups. No significant losses were when using a tidal volume >8 ml/kg ideal weight (OR: 1.01;
reported in the studies, and exclusions after randomization 95%CI: 0.77---1.32; p = 0.94; I2 18%) (Fig. 3).
were also few (being mainly due to secondary withdrawal
of consent and inclusion error). Three studies ended pre-
Mortality and number of hours a day in the prone
maturely. 10---12 We therefore could not obtain an adequate
position
sample for identifying probable differences with optimum
All the studies reported and analyzed data regarding
statistical power.
the duration of pronation. In the four most recent
publications11,12,14,16 the number of daily hours was
Prone position and mortality increased (18 h on average)---this resulting in a significant
decrease in event risk in favor of the group of patients placed
Global mortality in the prone position for more than 12 h (OR: 0.6; 95%CI:
A total of 456 events were recorded in the prone posi- 0.43---0.83; p = 0.002; I2 27%) (Fig. 4).
tion group (41.9%), versus 483 in the supine position group
(46.8%), with an OR of 0.76 (95%CI: 0.54---1.06; p = 0.11;
I2 63%) showing a tendency in favor of the prone posi- Mortality and start of pronation
tion group---though statistical significance was not reached In the same way that the number of hours in the prone
(Fig. 2). Since the studies had different follow-up periods, position appears to be important, so does the timing of
and we used the final report on events at the end the start of patient placement in the prone position. In
of this period for the global result, the findings were effect, greater benefit was observed when the patients were
stratified and evaluated in different time periods: after 28 placed in the prone position within the first 48 h after the
days (OR: 0.73; 95%CI: 0.41---1.32; p = 0.3; I2 85%), after start of mechanical ventilation, with an OR of 0.49 (95%CI:
90 days (OR: 0.64; 95%CI: 0.29---1.40; p = 0.26; I2 84%) and 0.35---0.68, p = 0.0001; I2 0%) (Fig. 5).
after 180 days (OR: 0.97; 95%CI: 0.67---1.40; p = 0.26; I2 28%),
together with mortality in intensive care (OR: 0.86; 95%CI: Mortality and severity of hypoxemia
0.61---1.22; p = 0.4; I2 31%)---no significant differences being The studies were stratified according to the severity
found in each of the groups. of hypoxemia: moderate (PaO2 /FiO2 100---200) or severe
(PaO2 /FiO2 < 100). Taccone et al. stratified the population
Mortality and protective ventilation into these two groups; their data were therefore taken
On examining the association between mortality and the separately for analysis. The study published by Voggen-
administered tidal volume, stratification into two groups reiter et al. reported patients with PaO2 /FiO2 > 200. Five
was made according to whether a low tidal volume was used studies10---14 documented patients with moderate hypoxemia,
as part of a protective ventilation strategy, or a high tidal while two studies14,16 reported patients with severe hypox-
volume was administered (the latter appearing to be related emia. On performing the meta-analysis, the group with
to the development of ventilator-associated lung injury). severely impaired oxygenation showed clear benefit with the
Figure 2 Global mortality and bias risk. Mortality was evaluated up until the end of follow-up in each study. The bias risk of each
study was scored as high (−), intermediate (?) or low (+).
366 J.A. Mora-Arteaga et al.
Figure 3 Mortality and protective ventilation. The prone position exerted a protective effect in patients ventilated with a tidal
volume <8 ml/kg ideal weight.
prone position (OR: 0.51; 95%CI: 0.36---1.25; p = 0.0001; I2 0%) Prone position and adverse effects
(Fig. 6). Pressure ulcers were the most frequent adverse events
(34%), followed by ventilator-associated pneumonia (21.4%),
orotracheal tube obstruction (14.6%), accidental extubation
Prone position, stay in intensive care and days
(10.9%), venous access loss (10.9%), pneumothorax (5.8%),
on mechanical ventilation
and displacement of the orotracheal tube (3.7%).
Four studies reported the stay in intensive care,11,12,14,16 and
The prone position was associated to a significantly
5 studies11,13---16 recorded the days on mechanical ventila-
increased risk of orotracheal tube obstruction (OR: 2.19;
tion. Analysis was discarded in both cases,14 since different
95%CI: 1.55---3.09; p < 0.0001; I2 0%) and the development
measurement units were used. The study published by
of pressure ulcers (OR: 1.53; 95%CI: 1.21---1.94; p = 0.0003;
Guerin et al.16 reported the results in subgroups of survivors
I2 0%). No differences were observed in relation to the rest
and non-survivors. No differences were found in the results
of the described events (Fig. 8).
between the two studied groups (stay in intensive care:
difference of means −0.05; 95%CI: −2.98---2.89; p = 0.00001;
I2 95%, and days on mechanical ventilation: difference of Assessment of publication bias
means −1.19; 95%CI: −2.74---0.35; p = 0.00001; I2 91%) Visual inspection of the funnel plots revealed no evidence
(Fig. 7). of publication bias (Fig. 9).
Figure 4 Mortality and hours a day in the prone position. Significant differences were found in favor of the group placed in the
prone position during more than 12 h a day.
The effects of prone position ventilation in patients with acute respiratory distress syndrome 367
Figure 5 Mortality and timing of the start of pronation. Pronation within the first 48 h was associated to a decrease in mortality
risk.
1.6.2 Mortality and prone position in moderate ARDS (PaO2 /FiO2 100-200)
Gattinoni et al., 2001 95 152 89 152 24.4% 1.18 [0.74, 1.87] 2001
Guerin et al., 2004 179 378 159 413 35.4% 1.44 [1.08, 1.91] 2004
Mancebo et al., 2006 38 76 37 60 15.2% 0.62 [0.31, 1.24] 2006
Fernandez et al., 2008 8 21 10 19 5.8% 0.55 [0.16, 1.95] 2008
Taccone et al., 2009 (2) 40 94 43 98 19.3% 0.95 [0.54, 1.68] 2009
Subtotal (95% CI) 721 742 100.0% 1.05 [0.76, 1.45]
Total events 360 338
Heterogeneity: Tau2 = 0.06; Chi2 = 7.15, df = 4 (P = 0.13); l2 =44%
Test for overall effect: Z = 0.31 (P = 0.75)
Footnotes
(1) Severe hypoxemia subgroup
(2) Moderate hypoxemia subgroup
Figure 6 Mortality and severity of hypoxemia. Taccone et al. stratified the patients into individuals with moderate or severe
hypoxemia. The data of each group were taken separately to the effects of analysis.
368 J.A. Mora-Arteaga et al.
Figure 7 Ventilation in the prone position, stay in intensive care and days on mechanical ventilation. No significant differences
were found between the groups of patients.
individual patient data, including the PROSEVA study,16 volume and the relative risk of death after 60 days during
assessing mortality after 60 days, with the identification pronation. Specifically, a decrease in mean basal tidal vol-
of a nonsignificant tendency in favor of pronation (RR: ume of 1 ml/kg ideal weight was seen to be associated to a
0.83; 95%CI: 0.68---1.02; p = 0.073). The second study was 16.7% mortality risk.34
published by Lee et al.,35 based on broader inclusion The degree of alveolar recruitment in the prone posi-
criteria and a larger number of studies, and identified a tion also requires consideration. Acute respiratory distress
global decrease in mortality risk, though with a confidence syndrome is characterized by disruption of the alveolar-
interval very close to one (OR: 0.77; 95%CI: 0.59---0.99; capillary barrier, with increased permeability of the latter
p = 0.039). and the production of flooding and alveolar edema further-
However, interesting data were obtained on stratifying more associated to the depletion of surfactant---thus giving
the results by subgroups, supporting our theory regarding rise to alveolar instability and collapse.38 Pulmonary involve-
the evolution and optimization of the prone position ven- ment is heterogeneous, with well aerated lung regions
tilation strategy based on plausible physiology and clear that participate in gas exchange, and other regions that
clinical characteristics. Firstly, the utilization of a low have collapsed as a result of the overpressure exerted
tidal volume (<8 ml/kg ideal weight) in patients with ARDS by the interstitial edema and alveolar flooding39,40 ---these
became generalized after publication of the ARDS network mechanisms explaining the decrease in lung volume in
study6 , which revealed a decrease in mortality risk prob- these patients.40 Pronation makes it possible to recruit
ably related to the generation of lesser mechanical stress these affected zones,37 redistributing and homogenizing
upon the alveolar membrane by preventing overdistension ventilation,30 reducing the intrapulmonary shunt effect and
and improving alveolar stability.36 This, being associated to improving oxygenation, ventilation and lung mechanics.41
recruitment capacity and homogenization of the distribu- However, the degree of recruitment depends on factors such
tion of ventilation, flow and airway pressures attributed as the severity of lung involvement,25 the pronation time39
to pronation,37 probably also produce an additive effect and the time elapsed from lung injury to patient placement
in the prevention and reduction of ventilator-associated in the prone position.19
lung injury. Thus, on evaluating the subgroup of patients Although the prone position can effectively increase oxy-
in which a tidal volume of <8 ml/kg ideal weight was genation when used several days after onset of the disease,10
used,11,14---16 a significant decrease in mortality risk was its application during the early stages was found to offer
noted in comparison with the group receiving a greater tidal betters results. During these early stages, all the condi-
volume10,13,15 ---these findings possibly being attributable to tions favoring the effectiveness of pronation are present,
the decrease in ventilator-associated lung injury. Beitler such as alveolar edema, reversible collapse and the absence
et al.34 and Lee et al.35 also recorded a significant decrease of pulmonary structural alterations.37 In these stages, the
in mortality risk in those studies that used low tidal vol- reduction in ventilator-associated lung injury risk proba-
umes (RR: 0.66; 95%CI: 0.5---0.86; p = 0.002 and OR: 0.62; bly exceeds that obtained when pronation is used in later
95%CI: 0.48---0.69; p = 0.015, respectively). Beitler et al.34 stages of ARDS, when the damage has already been caused.42
in turn performed a metaregression analysis that revealed This has been clearly demonstrated in our study, where the
a dose---response relationship between the mean basal tidal patients placed in the prone position within the first 48 h
The effects of prone position ventilation in patients with acute respiratory distress syndrome 369
Figure 8 Ventilation in the prone position and adverse effects. A direct relationship was found between pronation and the risk
of pressure ulcers and orotracheal tube obstruction.
370 J.A. Mora-Arteaga et al.
SE (log[OR])
0
0.5
1.5
OR
2
0.01 0.1 1 10 100
Subgroups
General mortality
of the evolution of the disease showed a clear protective the incidence of adverse events is low, we think that it is
effect referred to mortality risk. largely conditioned by treating team experience with the
In clinical practice, the severity of ARDS has been rated prone position, and the existence of guides and protocols
according to the PaO2 /FiO2 ratio,4 though in disorders as with the indications, contraindications and safety measures
complex as this syndrome, the PaO2 /FiO2 ratio depends on to be adopted during the procedure.
the PEEP level and FiO2 administered, as well as on the pre-
scribed treatments and/or interventions, the comorbidities,
and the innate compensatory mechanisms of the disease.43 Conclusions
Despite the presence of these variables, the results obtained
allow us to clearly establish that the prone position is indi- The prone position offers clinical benefits such as improved
cated in patients with severely impaired oxygenation, as oxygenation, by optimizing lung recruitment and the
has already been demonstrated in other studies.5,17---19,21---23 ventilation---perfusion ratio, and probably also prevents and
Furthermore, prolongation of the prone position to over 12 reduces ventilator-associated lung injury by homogenizing
consecutive hours a day (18 h on average) in patients with the stress and strain upon the lung parenchyma, resulting in
severe ARDS is a highly recommended strategy.11,12,14,16 It is a decrease in mortality risk.
important to note that in patients with mild ARDS, pronation Based on the results obtained, the prone position
has not been found to offer clinical advantages and is there- can be recommended in patients with severe hypoxemia
fore not advised.15 In cases of moderate ARDS, the clinical (PaO2 /FiO2 < 100), associated to a low tidal volume (<8 ml/kg
recommendation is likewise not clear, though the results of ideal weight), during a period of over 16 h a day, and starting
the post hoc analysis of a meta-analysis9 revealed a certain early during the course of the disease (<48 h). These conse-
tendency to benefit patients with PaO2 /FiO2 < 140. Conse- quently would be the indications and associated strategies
quently, when taken in combination with the results of the to be included in pronation protocols.
PROSEVA study,16 these data allow us to consider the use of Pronation requires no special equipment, but should be
this strategy in this patient subgroup.37,44 carried out by trained personnel and adopting the required
safety measures in order to avoid associated complications.
Adverse events
Financial support
In general, ventilation in the prone position is safe,
and its complications are infrequent. The most common The authors declare that no financial support has been
adverse effects are pressure ulcers and orotracheal tube received for this study from any government or private
obstruction. Accidental extubation, displacement of the organism.
orotracheal tube, the risk of pneumothorax, and venous
access loss exhibited a similar distribution between the two
groups. The development of ventilator-associated pneumo- Conflicts of interest
nia (VAP) was not related to pronation, and its frequency
was similar to that reported in previous reviews.45 Although The authors declare that they have no conflicts of interest.
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