2019form RevGIS Stock Updated
2019form RevGIS Stock Updated
2019form RevGIS Stock Updated
2 IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YE
ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.
3 THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE C
4 THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CH
ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT AMENDED GIS CONTAINING
TOGETHER WITH A COVER LETTER SIGNED THE CORPORATE SECRETARY OF THE CORPORATION. THE AMENDED GIS AND C
SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURED OR BECAME EFFECTIVE.
5 SUBMIT FOUR (4) COPIES OF THE GIS TO THE RECEIVING SECTION AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICE
COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE
6 ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN
7 THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY V
RULES AND REGULATIONS
61311271006
DATE OF ANNUAL MEETING PER BY-LAWS:
SECOND MONDAY OF APRIL
NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER: SEC ACCREDITATION NUMBER (if applicable):
GIS_STOCK(v.2019) Page 1
SJV FIRM / JUAN DE LA CRUZ
N/A
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NFORMATION SHEET (GIS)
OCK CORPORATION
IN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS'
INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF
DERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY-LAWS, THE
AFTER THE ELECTION OF THE DIRECTORS, TRUSTEES AND OFFICERS OF THE
GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD AN
W GIS SHALL BE SUBMITTED/FILED.
AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICES OR EXTENSION OFFICES. ALL
HE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE
2/10/2020
WEBSITE/URL ADDRESS:
E-MAIL ADDRESS:
[email protected]
FAX NUMBER:
443-5339
TELEPHONE NUMBER(S):
GIS_STOCK(v.2019) Page 1
443-5338
GEOGRAPHICAL CODE:
2600
ADDRESS
GIS_STOCK(v.2019) Page 1
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GENERAL INFORMATION SHEET
STOCK CORPORATION
================================ PLEASE PRINT LEGIBLY ================================
Corporate Name: LABAN COLLEGES OF BAGUIO CITY INC.
A. Is the Corporation a covered person under the Anti Money Laundering Act
(AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)
Please check the appropriate box:
1.
a. Banks
b. Offshore Banking Units 4. Jewelry dealers in precious metals, who, as a
business, trade in precious metals
c. Quasi-Banks
d. Trust Entities
e. Non-Stock Savings and Loan Associations
f. Pawnshops
g. Foreign Exchage Dealers Jewelry dealers in precious stones, who, as a
5. business, trade in precious stone
h. Money Changers
i. Remittance Agents
j. Electronic Money Issuers
k. Financial Institutions which Under Special Laws are subject to
Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation,
including their subsidiaries and affiliates. Company service providers which, as a business,
6. provide any of the following services to third
2 parties:
a. Insurance Companies
b. Insurance Agents a. acting as a formation agent of juridical persons
c. Insurance Brokers b. acting as (or arranging for another person to act
d. Professional Reinsurers as) a director or corporate secretary of a company,
a partner of a partnership, or a similar position in
e. Reinsurance Brokers relation to other juridical persons
f. Holding Companies
g. Holding Company Systems
h. Pre-need Companies c. providing a registered office, business address or
i. Mutual Benefit Association accommodation, correspondence or administrative
address for a company, a partnership or any other
j. All Other Persons and entities supervised and/or regulated by the legal person or arrangement
Insurance Commission (IC)
3
a. Securities Dealers d. acting as (or arranging for another person to act
b. Securities Brokers as) a nominee shareholder for another person
c. Securities Salesman
7. Persons who provide any of the following services:
d. Investment Houses a. managing of client money, securities or other
e. Investment Agents and Consultants assets
f. Trading Advisors b. management of bank, savings or securities
g. Other entities managing Securities or rendering similar services accounts
h. Mutual Funds or Open-end Investment Companies c. organization of contributions for the creation,
i. Close-end Investment Companies operation or management of companies
j. Common Trust Funds or Issuers and other similar entities
k. Transfer Companies and other similar entities d. creation, operation or management of juridical
l. Other entities administering or otherwise dealing in currency, persons or arrangements, and buying and selling
commodities or financial derivatives based there on business entities
B. Has the Corporation complied with the requirements on Customer Due Diligence
(CDD) or Know Your Customer (KYC), record-keeping, and submission of reports
under the AMLA, as amended, since the last filing of its GIS?
GIS_STOCK(v.2019) Page 2
GENERAL INFORMATION SHEET
STOCK CORPORATION
==================================== PLEASE PRINT LEGIBLY ==================================
CORPORATE NAME: LABAN COLLEGES OF BAGUIO CITY INC.
CAPITAL STRUCTURE
AUTHORIZED CAPITAL STOCK
NUMBER OF
NO. OF NUMBER OF SHARES IN THE PAR/STATED % OF
FILIPINO STOCK- TYPE OF SHARES * SHARES HANDS OF THE VALUE AMOUNT (PhP) OWNERSHIP
HOLDERS PUBLIC **
NUMBER OF
FOREIGN NO. OF NUMBER OF SHARES IN THE PAR/STATED % OF
(INDICATE BY STOCK- TYPE OF SHARES * SHARES HANDS OF THE VALUE AMOUNT (PhP) OWNERSHIP
NATIONALITY) HOLDERS PUBLIC **
DIRECTORS / OFFICERS
NAME/CURRENT RESIDENTIAL ADDRESS STOCK EXEC. TAX IDENTIFICATION
NATIONALITY INC'R BOARD GENDER OFFICER
HOLDER COMM. NUMBER
1.
FIL Y C F Y PRES C/M 107-043-106
GUIANNE JOYCE L. BAUTISTA
2
JOHANNA MAY V. ARNAEZ FIL Y M F Y TRES A/M 282-061-651
3
MARY FRANCEL D. ABLAO FIL Y M F Y VP C/C 267-133-825
4
JULIENNE FORTUNATO FIL Y M F Y SEC N/M 450-959-406
5
NORMAN JOYE A ECIJA FIL Y M M Y ASSOC A/C 294-140-101
6 COMPLIAN
NAPOLEON E. PARIS FIL Y I M Y CE C/M 291-657-123
OFFICER
7
KREZEL CAYAD AN FIL Y M F Y ASSOC N/C 294-959-442
10
11
12
13
14
15
INSTRUCTION:
FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.
FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.
FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.
FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.
FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,
SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.
FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION
AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.
GIS_STOCK(v.2019) Page 4
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
AMOUNT
NAME, NATIONALITY AND CURRENT PAID TAX IDENTIFICATION
RESIDENTIAL ADDRESS AMOUNT % OF OWNER- NUMBER
TYPE NUMBER
(PhP) SHIP (PhP)
1
PREFFED 270,000 1,350,000
GUIANNE JOYCE L. BAUTISTA/ 93 M. ROXAS ST., 6.75% 1,350,000.00 107-043-106
TRANCOVILLE, BAGUIO CITY
TOTAL 270,000 1,350,000.00
2
PREFFED 180,000 900,000
JOHANNA MAY D. ARNAEZ/ UPPER BONIFACIO 4.50% 315,000.00 282-061-651
CORNER SUMULONG ST., BAGUIO CITY
TOTAL 180,000 900,000.00
3
1,125,000.00
MARY FRANZEL D. ABLAO / 357 LEGARDA RD., PREFFED 225,000 5.63% 562,500.00
EXT., BAGUIO CITY
TOTAL 225,000 1,125,000.00
4
900,000.00
JULIENNE L. FORTUNATO / 628 CAMP ALLEN, PREFFED 180,000 4.50% 540,000.00 2450-959-406
BAGUIO CITY
TOTAL 180,000 900,000.00
5
PREFFED 240,000 1,200,000
6.00% 1,200,000.00
NORMAN JOYE A. ECIJA/ TECSON ST. SALUD
MITRA, BAGUIO CITY
TOTAL 240,000 1,200,000.00
6
PREFFED 195,000 975,000
NAPOLEON E. PARIS / 98 COUNTRY CLUB 4.88% 245,000.00
VILLAGE, BAGUIO CITY
TOTAL 195,000 975,000.00
7
PREFFED 210,000 1,050,000
5.25% 787,500.00
KREZEL CAYAD AN/ 107-C WANGAL, LA
TRINIDAD
TOTAL 210,000 1,050,000.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting
securities. Attach separate sheet, if necessary.
TOTAL NUMBER OF STOCKHOLDERS: 7 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 7
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
NAME, NATIONALITY AND CURRENT AMOUNT PAID TAX IDENTIFCATION
RESIDENTIAL ADDRESS TYPE NUMBER
AMOUNT % OF OWNER- (PhP) NUMBER
(PhP) SHIP
8
200,000 1,000,000.00
JUAN DELA CRUZ / BAGUIO CITY COMMON 5.00% 107-044-107
TOTAL
200,000 1,000,000.00
10
11
MARIA CLARA DE LA CRUZ / BAGUIO CITY COMMON 200,000 1,000,000.00 5.00% 450-958-405
TOTAL
200,000 1,000,000.00
12
13
14
JULIA MONTES/ BAGUIO CITY 200,000 1,000,000.00
5.00% 107-045-655
TOTAL
200,000 1,000,000.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach
separate sheet, if necessary.
CORPORATE NAME:
TOTAL NUMBER OF STOCKHOLDERS: NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:
STOCKHOLDER'S INFORMATION
SHARES SUBSCRIBED
NAME, NATIONALITY AND CURRENT RESIDENTIAL AMOUNT PAID TAX IDENTIFICATION
AMOUNT % OF
ADDRESS TYPE NUMBER OWNER- (PhP) NUMBER
(PhP) SHIP
15
150,000 750,000.00
GORGEOUS GEORGE / BAGUIO CITY 3.75% 282-061-658
TOTAL
150,000 750,000.00
16
150,000 750,000.00
MAXIMO OLIVEROS / BAGUIO CITY 3.75% 282-063-648
TOTAL
150,000 750,000.00
17
150,000 750,000.00
NADINE LUSTRE / BAGUIO CITY 3.75% 107-043-108
TOTAL
150,000 750,000.00
18
150,000 750,000.00
JAMES REID / BAGUIO CITY 3.75% 107-959-406
TOTAL
150,000 750,000.00
19
150,000 750,000.00
YASSI PRESSMAN/ BAGUIO CITY 3.75% 107-959-106
TOTAL
150,000 750,000.00
20
150,000 750,000.00
JOSE MARI VICERAL / BAGUIO CITY 3.75% 282-061-657
TOTAL
150,000 750,000.00
TOTAL
200,000 1,000,000.00
INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS
Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach
separate sheet, if necessary.
3. TREASURY SHARES
NO. OF SHARES % AS TO THE TOTAL NO.
OF SHARES ISSUED
5.1 CASH
5.2 STOCK
5.3 PROPERTY
TOTAL P
6. ADDITIONAL SHARES ISSUED DURING THE PERIOD:
DATE NO. OF SHARES AMOUNT
DATE STARTED
OPERATIONS:
I hereby attest that all the information in this GIS are being submitted in compliance with the rules and
regulations of the Securities and Exchange Commission (SEC) the collection, processing, storage and sharing
of said information being necessary to carry out the functions of public authority for the performance of the
constitutionally and statutorily mandated functions of the SEC as a regulatory agency.
I further attest that I have been authorized by the Board of Directors/Trustees to file this GIS with the SEC.
I understand that the Commission may place the corporation under delinquent status for failure to submit
the reportorial requirements three (3) times, consecutively or intermittently, within a period of five (5) years
(Section 177, RA No. 11232).
SUBSCRIBED AND SWORN TO before me in BAGUIO CITY on 11TH DAY of FEBRUARY by affiant who
personally appeared before me and exhibited to me his/her competent evidence of identity consisting of
_____________________ issued at ____________ on ___________________.
NOTARY PUBLIC
GIS_STOCK(V.2019) Page9
BENEFICIAL OWNERSHIP DECLARATION
SEC REGISTRATION NUMBER: 61311271006
CORPORATE NAME: LABAN COLLEGES OF BAGUIO CITY INC
Instructions:
Identify the Beneficial Owner/s of the corporation as described in the Categories of Beneficial Ownership in items
A to I below. List down as many as you can identify. You may use an additional sheet if necessary.
Fill in the required information on the beneficial owner in the fields provided for.
In the “Category of Beneficial Ownership” column, indicate the letter(s) corresponding thereto. In the event that
the person identified as beneficial owner falls under several categories, indicate all the letters corresponding to
such categories.
If the category is under letter “I”, indicate the position held (i.e., Director/Trustee, President, Chief Executive Officer,
Chief Operating Officer, Chief Financial Officer, etc.).
Do not leave any item blank. Write “N/A” if the information required is not applicable or “NONE” if non-existent.
“Beneficial Owner” refers to any natural person(s) who ultimately own(s) or control(s) or exercise(s) ultimate effective control
the corporation. This definition covers the natural person(s) who actually own or control the corporation as distinguished from the
owners. Such beneficial ownership may be determined on the basis of the following:
Category Description
A Natural person(s) owning, directly or indirectly or through a chain of ownership, at least twenty-five percent
(25%) of the voting rights, voting shares or capital of the reporting corporation.
Natural person(s) who exercise control over the reporting corporation, alone or together with others, through
B any contract, understanding, relationship, intermediary or tiered entity.
C Natural person(s) having the ability to elect a majority of the board of directors/trustees, or any similar body
the corporation.
D Natural person(s) having the ability to exert a dominant influence over the management or policies of the
corporation.
E Natural person(s) whose directions, instructions, or wishes in conducting the affairs of the corporation are
carried out by majority of the members of the board of directors of such corporation who are accustomed or
under an obligation to act in accordance with such person's directions, instructions or wishes.
F Natural person(s) acting as stewards of the properties of corporations, where such properties are under the c
or administration of said natural person(s).
G Natural person(s) who actually own or control the reporting corporation through nominee shareholders or
nominee directors acting for or on behalf of such natural persons.
H Natural person(s) ultimately owning or controlling or exercising ultimate effective control over the corporatio
through other means not falling under any of the foregoing categories.
I Natural person(s) exercising control through positions held within a corporation (i.e., responsible for strategi
decisions that fundamentally affect the business practices or general direction of the corporation such as the
members of the board of directors or trustees or similar body within the corporation; or exercising executive
control over the daily or regular affairs of the corporation through a senior management position). This categ
is only applicable in exceptional cases where no natural person is identifiable who ultimately owns or exerts
control over the corporation, the reporting corporation having exhausted all reasonable means of identificatio
and provided there are no grounds for suspicion.
TYPE OF
BENEFICIAL
COMPLETE NAME OWNER3
% OF
(Surname, Given SPECIFIC TAX
DATE OF OWNERSHIP1 /
Name, Middle Name, RESIDENTIAL NATIONALITY IDENTIFICATION
BIRTH NO. % OF VOTING
Name Extension (i.e., ADDRESS RIGHTS2
Jr., Sr., III) Direct (D)
or Indirect
(I)
GUIANNE JOYCE L.
BAUTISTA BAGUIO CITY FILIPINO 107-043-106
Note: This page is not for uploading on the SEC iView.
1
For Stock Corporations.
2
For Non-Stock Corporations.
3
For Stock Corporations.
hip in items
e event that
sponding to
utive Officer,
existent.
y-five percent
others, through
y similar body, of
cies of the
oration are
ccustomed or
reholders or
the corporation
CATEGORY OF
BENEFICIAL
OWNERSHIP