Modal Analyisbasedstressestimation
Modal Analyisbasedstressestimation
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Modal Analysis Based Stress Estimation for Structural Elements
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Subjected to Operational Dynamic Loadings
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8 Pelayo Fernández*1, Anders Skafte2, Manuel L. Aenlle1 and Rune Brincker3
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11 Department of Construction and Manufacturing Engineering,
12 University of Oviedo, Gijón, Spain.
13 *[email protected], [email protected],
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Department of Engineering, Aarhus University, Denmark.
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[email protected]
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17 3 Center for Oil and Gas – Technical University of Denmark
18 [email protected]
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Abstract:
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27 The calculation of dynamic stresses plays a crucial role in the fatigue design and fatigue life
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29 prediction of structures. However, the uncertainty in the structural dynamic properties, i.e.,
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32 stiffness, mass and damping, as well as the necessary use of simplified loading models, are the
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34 main sources of uncertainty in fatigue. In this work, a procedure for estimating dynamic stresses
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is proposed based on the real responses of the structure under dynamic loadings and the modal
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39 parameters of the structure, i.e., natural frequencies, damping ratios and mode shapes. The
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41 proposed methodology was validated by experimental tests in a simply-supported glass beam
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44 and a rectangular glass plate pinned-supported at 3 corners, both subject to dynamic random
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46 loads. The estimated stresses are compared with those measured with strain gages attached to
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49 some points of the structures. The estimated stresses are in good agreement with those provided
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51 by the strain gages which demonstrates that the methodology can be used to estimate more
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54 accurate stress time-histories.
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60 Keywords: experimental stresses; fatigue; Operational conditions; Strain Mode Shapes.
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1 Introduction
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7 Fatigue is one of the ultimate limit states that has to be verified in structures and mechanical
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10 components. In fatigue design, remaining fatigue life and fatigue retrofitting, the main sources of
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12 uncertainty are the fatigue material characterization and the real hot spot stress time histories.
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15 Fatigue analysis can be required at the design stage, during construction or in actual use. When
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17 the structure is in service, fatigue analysis can be applied to calculate performance, to compare
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20 with earlier calculations or to make decisions about the serviceability of the structure (fatigue
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22 retrofitting, out of service). Planning, testing and evaluation of fatigue data is a recursive subject
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appearing in the existing literature on which laboratories and research groups dealing with
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27 fatigue design are interested on.
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30 As regarding the fatigue material characterization, no specific model seems to be generally
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32 accepted by the community, although the S-N field and the Miner Rule finds good acceptance
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35 both by the academic milieu as well as by research groups concerned with industrial applications
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37 [1, 2].
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40 With respect to the stress time-histories, the uncertainty is considerably high because the results
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43 are mainly influenced by inaccuracies of the analytical or numerical model of the structure and
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45 by the use of simplified load models which does not represent, with the needed accuracy, the
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47 load characteristics (variable amplitude, random nature, frequency bandwidth, sequence effect,
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50 etc.) A numerical model of the structure, e.g. a Finite Element Model (FE;), is generally used to
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52 estimate the stresses but the stiffness, mass and damping properties of the structure can only be
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55 estimated in an approximate way. With respect to the loading, the real loads acting on structures
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57 such as wind, traffic, sea waves, etc., usually excites several modes of the structure so a broad
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60 band frequency fatigue process occurs and the simplified loading models commonly used are not
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able to reproduce with accuracy the real loading [3, 4, 5]. Moreover, sometimes the load
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2 spectrum is changed after a number of years by a modified use of the structure, which differs
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5 from the initial expectations [6] and the load spectrum must be evaluated again.
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8 Since the main difficulties in fatigue design are due to inaccuracies in the dynamic properties of
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10 the structure and its broad band response, it seems reasonable to combine modal analysis with
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13 analytical models in order to reduce the uncertainties in the time stress-histories of the fatigue
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15 process [7, 8, 9, 10].
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18 Modal analysis techniques are commonly used to determine the modal parameters of a system
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20 and have been applied for many years in mechanical and civil engineering applications [11, 12,
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23 13]. Operational modal analysis (OMA) is now an alternative to Classical modal analysis (CMA)
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25 since in OMA the testing is normally performed by just measuring the responses under the
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28 natural or operational conditions, i.e. the structure is excited by loads such as wind loads, wave
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30 loads, traffic loads, etc., which can be considered an important advantage in medium and large
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33 structures where the use of artificial excitation devices may be expensive or impractical [14, 15,
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35 16].
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38 Due to the fact that testing of the structure is carried out under its operational loads conditions,
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the normal service of the structure does not need to be interrupted during the data measurements
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43 so it is an adequate technique for health monitoring and, it allows as a better understanding of the
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45 random loading fatigue process and, subsequently, a reliable stresses estimation.
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48 In this work, it is presented a methodology to estimate stresses in any arbitrary point of the
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51 structure which combines a numerical model, correlated and updated using operational modal
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53 analysis, and the experimental accelerations measured at several discrete points of the structure.
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The fundamentals of the modal based stress estimation method lie, on one hand, in the correct
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2 modal identification and expansion of the mode shapes of the structure and, on the other hand, in
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5 the measurement of the responses of the structure under the real loading conditions.
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8 The technique can be applied to a finite time segment or it can be implemented to estimate
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10 strains in real time. The proposed methodology was validated by experimental test in a simply-
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13 supported glass beam and a rectangular glass plate pinned-supported at 3 corners. The estimated
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15 time-history stresses were compared with those measured with strain gages attached to some
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points of the structures. The estimated stresses are in good agreement with the experimental
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20 results which demonstrates that the methodology can be used to improve the fatigue design
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22 reliability.
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27 2 State of the Art
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30 The first studies in this field appear in the 80’s when modal analysis strain techniques, i.e. using
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32 strain gage sensors, began to be used to improve or complement the knowledge about the
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35 dynamic behaviour of a structure [17, 18]. The benefits of modal strain based methods are
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37 significant since the results can be directly related with stresses and, consequently, with the
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40 integrity evaluation of a structure subject to random dynamic loading processes such as fatigue
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42 [19].
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45 The improvement of numerical analysis applications and codes, such as the finite element
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47 method, allowed to combine strain modal analysis with numerical models. In this way, the
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50 studies conducted by Massé and Pastorel [20] report the analysis of wind turbines blades where
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52 aerodynamic loads were, firstly, frequency decomposed and, then, applied to a numerical model
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55 to obtain the stress distributions. Okubo and Yamaguchi [21] proposed a different methodology
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57 for the estimation of the dynamic operational strains based on the use of a transformation matrix
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60 that relates strain and displacement mode shapes; identified from a previous modal analysis of
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the structure. A similar process was proposed by Gun-Myung [22] but expanding the strain
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2 estimation to un-measured points.
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5 Although nowadays numerical models are widely used in structural calculation, analytical
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8 models can be used in some simple cases such as beams where, e.g. bending Euler-Bernoulli
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10 equations can be combined with acceleration responses in order to estimate the modal stresses or
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13 strains. In this area, Ciora [23] presented a method for the determination of pipeline dynamical
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15 stress using the signals of two accelerometers and the Euler-Bernoulli bending theory where a
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periodical approximation for the continuous transversal motion under vibration conditions in the
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20 pipeline was used. A similar process was proposed by Chan-Jung et al. [24] where dynamic
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22 strain responses are predicted using a method based on the classical beam theory and the
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25 measured accelerations.
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28 At the end of the 90’s, OMA adds a new dimension to the modal based stress methods since only
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30 the responses of a structure are needed to identify the modal parameters [25]. This can be
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33 considered an advantage in the stress estimation problem of random fatigue processes where, in
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35 general, the forces are unknown (wind, sea waves, traffic, temperature changes, etc.).
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38 The studies of Graugaard et al. [26] and Hjelm et al. [27] introduced operational modal analysis
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in the modal stress based methods. The authors proposed a method that combines a finite
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43 element model and the modal parameters of the structure identified with OMA, to predict the
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45 stresses on a structure. This methodology was applied and validated successfully by the authors
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48 in lattice structures. In this direction, Fernández et al. [28] also presented a similar method for
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50 beam structures where the modal strain mode shapes are obtained using the Euler-Bernoulli
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53 theory and the mode shapes identified with OMA. More recently, Papadioti et al. [29] proposed a
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55 modal based method using the operational responses of the structure for estimating damage
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accumulation due to fatigue. The authors predicted the stress responses with a high fidelity finite
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60 element model using vibration measurements from a limited number of sensors and different
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prediction methods, i.e. Kalman filter or modal expansion. The proposed stress estimations
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2 methods were validated using simulated data from a chain-like spring-mass model and a small-
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5 scale model of a vehicle structure.
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8 With respect to the measurement techniques, nowadays a great number of different sensors such
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10 as accelerometers, LASER sensors, LVDT, etc. can be used to measure the response of the
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13 structure under different loading conditions. If the modal testing is carried out with
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15 accelerometers, the sensors used for modal identification can also be utilized to measure the
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response. The mode shape accuracy can be improved using surface response methods such as
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20 digital image correlation [30] or laser scanner [31].
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3 Theory
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27 In this work, the methodology to estimate stresses is presented for beam and Kirchoff plate finite
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29 elements.
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33 3.1 Bending Elements Formulation
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35 A variety of structures working in bending conditions can be modeled with beam elements, see
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Fig. 1. If the Euler-Bernoulli theory is assumed, the bending moment and the curvature can be
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40 related by the equation:
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"# $
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• ! # = &!
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" %
44 (1)
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where • is the Young’s modulus, is the second moment of the cross section about y axis, $ =
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47 !
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$(') is the vertical displacement (see Fig. 1) and &! is the bending moment. As we are
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interested in stresses, Navier’s Law can be applied and in a section located at distance % the
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55 stresses can be determined by:
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!"
1 •( ) = % (2)
#$
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4 where % is the distance from the neutral axis to the point of interest in the section. Eqs. (1) and
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(2) can be combined and the following relation between stress and curvature is obtained:
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10 *+ ,
•( ) = −'% (3)
11 *+
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14 Due to the practical difficulties to measure the real curvature, an approximation can be
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16 introduced using the finite element method, so that the displacement in any arbitrary point of the
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beam element, see Fig. 1, can be obtained as [32]:
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22 ,( ) = {- / ( )} {,/ } (4)
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where {- / ( )} and {,/ } are vectors containing the element shape functions, e.g. Hermité
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28 polynomials, and the nodal displacements corresponding to the element 0, respectively.
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31 Taking into account that the second derivative of Eq. (4) is the curvature, and introducing the
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34 time dependent displacement vector, {,/ (1)} in Eq. (3), the following expression is obtained:
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•( , 1) = −' {- / "( )}{,/ (1)} % (5)
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40 where superscript “ 44 ” indicates second derivative with respect to . An useful consequent step is
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43 to introduce modal-superposition [33], so that the vector {,/ (1)}, can be expressed in terms of
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45 the mode shapes of the structure, [5 / ], by means of the modal coordinates, {6(1)}, as follows:
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49 {,/ (1)} = [5 / ]{6(1)} (6)
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52 The introduction of the the modal coordinates in the stress estimation process is of great interest
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55 because they can be used to expand the displacements to non-measured points. Finally, if Eq. (6)
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57 is substituted in Eq. (5), the expression to determinate the stress time-histories at each point of
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60 the beam element is given by:
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•( , !) = −# {% & "( )}[* & ]{+(!)} - (7)
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3 If several elements are used to model the structure, an assembly process should be used to obtain
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the whole structure stress distribution.
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9 3.2 Kirchoff Plates Formulation
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11 A similar methodology as that proposed for beams can be used for plates. The strains and the
small transverse (out-of-plane) displacement .( , /) in a Kirchoff thin plate (see Figure 2) are
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16 related by the equation [34]:
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: ;.
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⎧ ⎫
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⎪ :
⎪ : ;. ⎪
;
12 ⎪
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0 3 5 = −-
⎨ :/ ⎬
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423
; (8)
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⎪
⎪2 : . ⎪
;
⎪
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⎩ : :/⎭
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29 where z is the distance to the neutral surface.
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32 If a finite element model is introduced, the displacement in any arbitrary point of a plate element
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Where [N& ( , /)] is a matrix containing the shape functions and {.& } is a vector containing the
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displacements and rotations of the nodes A.B , C2 , C3 D. If expression (10) is now substituted in Eq.
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47 (9), the strain vector in the element is given by:
12 ( , /)
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423 ( , /)
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Where [H & ( , /)] is the strain matrix of the element which contains the second derivatives of the
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58 shape functions, i.e.:
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*+
⎧ ⎫
⎪ *" + ⎪
⎪ *+ ⎪
1
[ (", #)] =
! [0 ! (", #)]
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⎨ *# +
⎬
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(11)
⎪
⎪2 * + ⎪
⎪
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⎩ *"*#⎭
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Now, if modal-superposition is considered, the strains of the plate element can be expressed as:
45 (", #, 6)
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3 7 (", #, 6) 9 = −; [
4 !
(", #)] [< ! ] {>(6)}
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857 (", #, 6)
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where the product [ ] [<! ] represents the curvatures of the mode shapes. Finally, the stresses at
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21 any point of the plate element can be obtained by:
?5 (", #, 6)
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3 ?7 (", #, 6) 9 = −; [A] [ !
(", #)] [< ! ] {>(6)}
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@57 (", #, 6)
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where A is the constitutive matrix that depends on the material properties, which for an isotropic
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32 material is given by:
1 D 0
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B
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D 1 0
[A] = E DG
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1−D + 1 −
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0 0
(14)
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with B and D being the Young’s modulus and the Poisson ratio, respectively.
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46 4 Methodology
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48 In this section we detailed the different steps needed to apply successfully the proposed stresses
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based method.
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54 4.1 Experimental Mode Shapes of the Structure
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56 As it was detailed in the introduction, the modal parameters of the structure that define its
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59 dynamic behaviour must be identified, specially the experimental mode shapes of the structure,
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[ϕ]•• , since the responses of the structure must be decomposed using the modal-superposition
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2 technique (see Eq. (6)). Either classical modal analysis or operational modal analysis can be used
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5 to identify the modes. Taking into account that random loads, such as natural forces, e.g. wind or
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7 sea waves, are not easily measured, operational modal analysis (OMA) results in an
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10 advantageous technique to obtain the modal parameters of the structure. Frequency Domain
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12 Decomposition (FDD) [35] or Stochastic Subspace Identification (SSI) [36] techniques can be
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used to identify the modes. Although modal identification implies to obtain not only the mode
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17 shapes but also natural frequencies and damping ratios, it is remarkable that in this stress
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19 estimation process, these modal parameters (natural frequencies and damping ratios) are not
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22 necessary since they will be implicitly in the response of the structure by means of the modal
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24 coordinates. In any case, the identification of frequencies and damping ratios provides always
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27 relevant information about the dynamic behaviour that could be used for additional stages, e.g.
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29 finite element model up-dating or health monitoring of the structure.
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4.2 Modal Coordinates
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35 Once the experimental mode shapes of the structure are obtained, the modal coordinates can be
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37 calculated using modal-superposition, see Eq. (6). Since the responses of the structure are
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40 usually measured with accelerometers, the acceleration modal coordinates are obtained from
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{ ̈ (")}#$ = [%]&'
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#$ {+̈ }#$
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experimental mode shapes. The pseudoinverse must be used if the matrix [ ]!" is not square.
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51 Then, the displacement modal coordinates, {q(t)}•• , are determined using time or frequency
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54 domain integration techniques [37].
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57 Although the stress estimation method was developed in the theory section using the mass
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59 normalized mode shapes of the structure, [ ], arbitrary normalized or un-scaled mode shapes,
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[•], can also be used without loss of accuracy. The mass normalized mode shapes [ϕ] and the
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2 un-scaled mode shapes [ψ] are related by [38]:
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6 ["] = [•] [$] (16)
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where [•] is a diagonal matrix containing the scaling factors [39, 40].
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Now, if Eq. (16) is substituted in Eq. (6), it results in:
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" (#)}
16 { = [$ " ][•]{%(#)} (17)
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19 or, alternatively:
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" (#)}
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27 where {q∗ (t)} = [α]{q(t)} are called here un-scaled modal coordinates, which can be estimated
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29 by means of the expression:
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33 {% ∗ (#)} = [$" ]*+ { , (#)} (19)
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36 4.3 Mode Shapes Expansion
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39 The experimental mode shapes are only known at the measured DOF's, usually translational
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41 DOF's. If we want to estimate stresses in any arbitrary point of a finite element using Eqs. (7)
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44 and (13), the mode shape components at all the DOF's of the element (translations and rotations)
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46 must be known. This implies that the experimental mode shapes have to be expanded to the un-
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49 measured DOF’s. As an example, in the bending case, we can measure all or part of the DOF’s
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51 corresponding to the displacements of the structure (see Fig. 1), however it is not possible (or it
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is very difficult) to measure the rotations. Thus, at least an expansion to the rotational DOF’s
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56 will be necessary.
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The expansion process can be carried out by different ways depending on the type of the
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2 structure (beam, plate, three dimensional, etc.), the number of DOF's measured in the
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5 experiments, the type of structure as well as the complexity of the model (analytical or
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7 numerical) considered to model the structure (beam or plate elements in opposite to hexaedric
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10 elements, etc.) [12]. The following expansion techniques have been proposed in the literature:
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13 a) Fitting of experimental mode shapes. For simple cases such as beam-like structures (or
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15 even plates), mathematical functions that represents adequately the mode shapes such as spline
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18 curves or Fourier series [41] can be used to fit the experimental mode shapes. According to Eqs.
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20 (7) and (13), the displacements and rotations at the nodes of each element are needed and they
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23 can be obtained directly from the fitted mathematical function in those necessary points. The
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25 continuity of the function and of its first derivative must be assured. An alternative consists of
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28 determining the strain mode shapes directly from the fitted function (second derivate) at the
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30 points where the stresses are going to be estimated.
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33 In general, these methods require a regular fine measurement grid in the testing process, mainly
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36 if high order modes are going to be fitted. With this technique, the use of analytical models or
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38 the assembly of a finite element model of the structure is avoided [41].
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b) Analytical mode shapes. Another way of avoiding the assembly of a finite element model is
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44 to use the mode shape equations corresponding to analytical models, which are reported in the
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46 literature for the most common one-dimensional (beams) and two-dimensional (shell-plates)
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49 under different support conditions [42], from which the strain mode shapes are derived.
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52 c) Numerical mode shapes. A more general method consists of using a finite element model
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55 of the structure. With this technique, the numerical mode shapes are used to expand the
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57 experimental mode shapes to the un-measured DOF’s. It is assumed that the experimental mode
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shapes, can be expressed as a linear combination of the numerical mode shapes [43]:
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62 12
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[ $
!"# ] =[ $
%& ] ∙ [(] (20)
1
2
3
4 where subscripts ‘ex’ and ‘FE’ indicates experimental and numerical mode shapes, respectively,
superscript ‘m’ indicates measured DOF’s and [•] is a transformation matrix. Due to the fact that,
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9 in general, a low number of modes are identified in the experimental model compared with those
that can be extracted from the numerical model, the matrix [•] has to be estimated from the
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14 limited information given by the truncated set of experimental modes by:
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[•] = [
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17 # $ #
18 !" ] [ &' ] (21)
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20
+ $ +
21 where ( )* , is the pseudo-inverse of [ )*
]. The pseudo-inverse can be computed by singular
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24 value decomposition or by the corresponding least square solution:
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27 # $ # - # ./ #
28 [ !" ] = ([ !" ] [ !" ], [ !" ] (22)
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31 Then, the experimental mode shapes can be expanded to the un-measured degrees of freedom by
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34 means of the expression:
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0# 0#
37 [ &' ] =[ !" ] ∙ [•] (23)
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40 ‘um’
where superscript indicates un-measured DOF’s. The same expression can be used with un-
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43 scaled mode shapes resulting in a different [T] matrix.
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46 4.4 Stress Estimation
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49 Finally, the stresses can be estimated using equations (7) and (13) when mass scaled mode
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51 shapes are used in beam and Kirchoff plates elements, respectively. If un-scaled mode shapes are
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54 going to be used, the stresses can be determined after substituting Eq. (19) in Eqs. (7) and (13),
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56 respectively, i.e.:
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62 13
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•( , !) = −# {% & "( )} [*& ]{+ ∗ (!)} ℎ (24)
1
2
3
4 for bending elements and
5
•0 ( , 1)
6
302 ( , 1)
9 (25)
10
11
12
13
14 for kirchoff plate elements.
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17 5 Experimental program
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20 5.1 Simply supported glass beam
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23 A monolithic glass beam with a 100 x 6 mm rectangular section and 1 m long was tested in the
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lab in simply supported configuration. A Young’s modulus # = 72 GPa and a Poisson ratio : =
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z
y
1 2
x
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)LJXUH
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUHGRF[
Accelerometers
g1 g2
Strain gages
)LJXUH
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUHHSV
)LJXUHOHIW
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUH/HSV
)LJXUHULJKW
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUH5HSV
)LJXUHULJKW
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUH5HSV
)LJXUHOHIW
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUH/HSV
)LJXUHULJKW
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUH5HSV
)LJXUH
&OLFNKHUHWRGRZQORDG)LJXUH)LJXUHGRF[
SG4
PS Acc. 7 Acc. 3 PS
0.46 0.46 0.46
1.40
Table 1 Experimental and Numerical natural frequencies for the glass beam
Frequency
Mode Experimetal Numerical Error MAC
[Hz] [Hz] [%]
1 15.26 14.89 2.42 0.9999
2 59.11 58.58 0.90 0.9998
3 132.3 134.1 1.36 0.9995
4 233.4 238.7 2.27 0.9999
5 363.3 373.9 2.92 0.9988
7DEOH
&OLFNKHUHWRGRZQORDG7DEOH7DEOHGRF[
Table 2 Experimental and Numerical natural frequencies for the rectangular glass plate
Frequency
Mode Experimetal Numerical Error MAC
[Hz] [Hz] [%]
1 6.44 5.97 7.30 0.9999
2 16.41 15.94 2.86 0.9994
3 29.30 28.18 3.82 0.9989
4 38.67 36.92 4.53 0.9987
5 52.15 49.91 4.30 0.9982
6 73.83 69.39 6.01 0.9980
7 76.76 73.09 4.78 0.9971
8 94.92 89.23 6.00 0.9971
7DEOH
&OLFNKHUHWRGRZQORDG7DEOH7DEOHGRF[
Table 3 Error between measured and estimated strains for the glass plate
Strain
SG1 SG2 SG3 SG4 SG5 SG6
gage
Error [%] 6.05 3.18 2.26 5.14 2.58 1.37