Investigation Report Form

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Confidential Investigation Report

This template report format is for guidance purposes only and may be changed to reflect the
individual circumstances/needs of a case.

Department:
Allegation/Issue
Type of Investigation e.g.
Disciplinary/Grievance etc
Name/Post of employee(s)
subject to investigation
Name of complainant
(if appropriate)
Investigator (s)
HR Support Link

Background
This may cover:
 How did the issue come to light?
 Have any other actions been taken prior to the investigation?

Remit Of The Investigation


This may cover:
 What specific allegations/concerns (by bullet points) were investigated?

Investigation Process
This may cover:
 A brief description of method(s) used to gather information
 A record of what interviews/statements were undertaken and documents
reviewed

Witnesses
 List of witnesses interviewed

Findings
This should cover:
 A summary of findings and observations for each specific allegation/issue of
concern investigated, cross-referencing any documentation where needed

Conclusions
This may cover:
 For each concern/allegation investigated an overall opinion based ‘on the
balance of probabilities’ on whether there is evidence to support allegations
made
 Recommendations on whether further actions under the relevant employment
procedure should be taken
Appendices
 These should be attached and may include witness statements, investigatory
interview notes, chronology of events etc.

Signed by Investigating Officer


Date

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