The European Union As A Power
The European Union As A Power
The European Union As A Power
DOI: 10.1093/hepl/9780198737322.003.0004
Summary
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4. The European Union as a Power
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Over the past decades, two key ideas have been developed on the nature
of power. First, it has been argued that power has an intrinsically social
and relational nature (Lasswell and Kaplan 1950, 75), in the sense that
you need others over whom to exercise it. Max Weber’s classic definition
of power (1947, 152) as the ‘probability that one actor within a social
relationship will be in a position to carry out his own will despite
resistance’ captures this relational aspect. Following Robert Dahl’s
insight (1957), power is the notion of A causing B to do something that B
otherwise would not have done. Thus, being all-powerful without any
constraining actor, like a lonely castaway on a deserted island, means
actually to be powerless, since there is no one on whom to exercise that
power. A power relationship is born only when that castaway meets
another and, following Simmel (1902), even more so when they both
encounter a third person. This implies that whereas wealth can be
measured in absolute terms against the price of goods, power can only be
measured in relative terms against someone else’s power. For example,
having 100 divisions does not say much about a state’s military power
unless we gauge those units against someone else’s. As a matter of fact,
100 divisions amount to much power if others have only 10 divisions,
whereas they imply weakness if others have 1,000.
Second, since power is not always fungible, its nature and value are
contextual. Accordingly, in order to measure power we need at least to
specify its scope (i.e. the topic in question) and domain (i.e. the actors
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(p. 76)Before dealing with more substantive policy issues, this chapter
will review these three main approaches. Much of the discussion will be
devoted to the role of different conceptions of power in explaining the
origins and dynamics of European integration, with special attention to
the foreign policy and defence field. The rationale behind such a focus is
that only successful integration will allow European states to use their
resources more efficiently and coherently, thereby enhancing European
‘power’ on the international stage, whereas the failure to develop
common positions and instruments equates to European weakness. As a
matter of fact, EU member states, Germany included, no longer have the
critical mass to influence global events alone. Finally, the section on
‘Europe’s power in world politics’ will concentrate on the assessment of
European power in the contemporary international system.
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The second realist argument for European integration stresses that this
enhanced form of cooperation, more lasting and far reaching than a
traditional alliance, would be due to a threat which European states feel
unable to tackle on their own. European integration can therefore only
result, especially in the foreign policy field, if the (p. 78) structural
conditions of the external environment dictate it. On this matter, realists
have advanced three possible threats which may have helped to foster
closer collaboration.
The first and most obvious one is the Soviet menace during the Cold War.
For example, Sebastian Rosato (2011, 46–7) suggests that
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In this case, the waning of the Soviet threat removes the main motive of
integration, and the expectation is that an effective European foreign
policy will not be pursued in the current international environment. In
John Mearsheimer’s (1990, 46) bleak view, even the established
achievements of integration may be subject to revision:
(p. 79) Third, other realist theories point to international relations within
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the desire for security vis-à-vis one another has played a role in the
Western European states’ second great push for closer union in the
1990s, just as it did during their first great push in the late 1940s
and early 1950s.
(Art 1996, 2)
Closer cooperation was therefore possible because ‘if other nations did
not completely trust Germany, neither did Germans completely trust
themselves [and this is why they chose] a strategy of voluntary self-
entanglement’ (ibid., 24). More recently, Seth Jones (2007, 5) has argued
that ‘a unified Germany emerged as a potential regional hegemon. Then,
in the early 1990s, the United States began to rapidly reduce its troop
presence on the continent, raising concerns about its long-term
commitment to European security’. From a rationalist perspective,
Eilstrup-Sangiovanni and Verdier (2005) suggest that
Thus, the response of further integration after the Cold War was spurred
by the will to avoid a potentially dangerous security dilemma ignited by
German power in the growing absence of an American reassurance.
More generally, one may argue that for the realist tradition the efforts to
create a common European foreign policy could be conceptualized as a
stronger and more permanent agreement than a traditional alliance as a
response to changed structural conditions. In this light, integration could
represent a more dramatic loss of autonomy justified by an equally
dramatic increase in common capabilities. Given the drastic changes in
Europe’s international position after the Second World War, and (p. 80) in
particular the realization that continental anarchy could have near
suicidal consequences and that European states had no longer the
dimension to compete with the superpowers, the decision to begin
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(Moravcsik 1998, 3)
instead. In this view, foreign policy has undergone less integration than
other areas, such as monetary or agricultural affairs, because
governments already enjoy a high degree of autonomy in that particular
field, which is inherently elitist.
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of Europe
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2015), opting for a more ‘reflective’ approach based on the fact that
theories are an inextricable part of social reality. Rather than explaining
international events ‘from the outside’, scholars should focus on the
understanding ‘from the inside’ of the point of view of decision makers,
reconstructing the intersubjective as well as the objective milieu in which
they operate (Hollis and Smith 1991). Both approaches—in short—agree
that the emphasis placed by realists and some liberals on ‘exogenous’
objective interests is misplaced and that it is better to consider (p. 84)
actors’ motives as an ‘endogenous’ variable dependent on certain
cognitive conditions.
Second, other approaches emphasize the fact that states do not seek only
material objectives, but are also inspired by ideological motivations. Ideas
can in this light be considered as ‘causes’ for international events, like
the Community’s founding fathers’ belief that independent nation states
‘tended inevitably toward conflict; they also divided Europe’s economic
markets into small, inefficient pieces’ (Parsons 2003, 44). At a minimum,
the fact that the EU exists creates pressures to preserve its unity, and
develops a consistent bias toward common, rather than national,
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If the main raison d’être of the European project is to pacify the Old
Continent, and in particular the Franco-German relationship, it follows
that a common European foreign policy would acquire peculiar
characteristics also towards the external environment. In particular,
whereas the liberal tradition has emphasized the idea of a ‘civilian’
power, others have gone further by introducing the idea of a
‘civilizing’ (Linklater 2005), ‘ethical’ (Aggestam 2008), or ‘normative’
power (Manners 2002) or ‘normative’ entity (Parsons 2002). A
prototypical ‘prehistoric’ example would be that of Europe’s sanctions
against South African apartheid, which employed economic means to
further a human rights goal (Holland 1995). More recently, Europe has
consistently acted to promote the abolition of the death penalty, although
on the protection of minority rights its efforts have been less coherent
(Lerch and Schwellnus 2006). Actually, the EU already has defined
specific foreign policy principles, which often inform its actions and
identity. These include
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While the ‘trade power’ of the EU may be diminished, recent events show
that the Union is active in exercising forms of economic statecraft—that
is, the use of economic resources as a political instrument (Baldwin
1985). Among the tools of economic statecraft, sanctions appear as one of
the current favourite instruments employed by the Union. Indeed, the EU
is increasingly resorting to restrictive measures to achieve foreign policy
objectives, especially when diplomatic engagement fails and member
states consider the use of force an impracticable option. According to a
recent analysis ‘the EU has 37 sanctions regimes in place—a fivefold
increase when compared to 1991 and more than double the number that
existed in 1999—with a record list of targeted non-state entities and
individuals’ (Portela 2010; Dreyer and Luengo-Cabrera 2015, 9). Thus, the
restrictive measures against Iran, Russia, and Syria are only some of the
latest examples of EU’s reliance on this non-military foreign policy tool.
Although the use of sanctions is becoming more and more frequent, their
effectiveness in achieving ambitious security goals is far from clear. On
the one hand, in cases like Russia and Syria sanctions have had at best a
constraining effect on the target rather than a coercive impact. Indeed
neither Russia nor Syria have fully complied with the requests of the EU
and of the wider international community. Moreover, being rarely
imposed in isolation their specific impact on the target is not always easy
to measure (Giumelli 2013). On the other hand, a few cases show the
importance of the EU as a sanctioning power. For instance, in the case of
Iran not only have restrictive measures negatively affected the (p. 89)
Iranian domestic economy, but those sections of society most affected by
sanctions are also those that have supported the political leadership
favourable to a negotiated international agreement on the nuclear
programme (Bazoobandi 2015). Thus, although it is still unclear when
restrictive measures in trade work, the adoption of sanctions show that
the Union is capable of using economic instruments for political and
security goals.
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Since the 1970s enlargement has extended the geographical area of the
European security community. By consolidating new democracies both in
Southern and then Eastern Europe, enlargement has also been a major
case of success in stability and democracy promotion abroad. From this
point of view, enlargement has been a powerful instrument of foreign
policy, even if it has had some negative externalities within the Union.
Indeed, enlargement not only extends the borders of the EU’s regional
subsystem, but it changes also the political relations of its members with
the outside world. From this perspective, enlargement expands the
borders of the European security community, and also exercises influence
on its neighbours. Aggressive security competition has been eliminated
within the EU, while the Union has equally become a sort of ‘safe haven’
which enhances the protection of its member states from external threats.
Indeed, despite rising fears over Russian foreign policy, what happened to
Georgia and the Ukraine is unlikely to occur to other former members of
the Soviet Union such as the Baltic countries given their EU status.
However, enlargement as a foreign policy tool may also represent
diminishing returns, at least in the short term. On the one hand, Europe
itself is facing domestic protests over what are deemed to be
unacceptable and uncontrollable levels of migration from its near abroad,
fuelling the appeal of populist and anti-European parties. On the other
hand, Europe has reached what may be its ultimate geopolitical limits—at
least for a generation—as its current neighbours (with few minor
exceptions) are either unwilling or unable to seriously negotiate their
entry into the EU.
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The limited means that the EU has acquired are still too weak for
missions beyond the (mainly peacekeeping) Petersberg tasks outlined in
the 1999 Amsterdam Treaty, which were conceived of in a more stable
international system. The necessity for increased rationalization and
consolidation at the European level is beyond doubt due to the rising
supply costs of defence technologies and shrinking budgets (which have
diminished by about 10 per cent in the decade since 2005, while the
military expenditures of Russia, China, and Saudi Arabia have more than
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doubled over the same period). The prospect otherwise is that of a sum of
Lilliputian national forces in a world of Gullivers, each without the critical
mass to sustain Europe’s ambitions or even to protect its own security in
the long term. European national armed forces, even in the cases of
Britain and France, are no longer able to sustain a full range of
capabilities.2 The current mechanisms are under stress to face up to the
challenges of a resurgent Russian expansionism from the East and the
terrorist threat and migrant crisis arising from the South. When facing a
fast-paced international emergency, the institutional mechanisms are still
too slow and cumbersome when confronted with the policy of a nation
state. Europe therefore faces a choice between on the one hand reverting
to a more traditional sum of ‘renationalized’ foreign (and domestic)
policies, and on the other of proceeding to establish a truly common
mechanism, thus becoming, in Johan Galtung’s phrase (1973; see also
Buchan 1993), a ‘superpower in the making’.
Even after the end of bipolarity, much depends, as during the Cold War,
on the transatlantic relationship. Robert Kagan (2003) predicted that the
differences between the USA and Europe would grow, due to the
weakness of a ‘European’ foreign policy. According to Kagan the USA
would therefore be forced to use its power unilaterally to preserve global
order, while Europe would retrench itself behind its prosperity and
relative security after enlargement. Charles Kupchan (2003a) took the
opposite view, believing that Europe would acquire the instruments of
hard power (which it still lacks), not least because the world was
becoming multipolar, and that the foreign policy of the USA would
become increasingly prone to parochialism, thereby becoming less
attractive in terms of protecting European interests. John Ikenberry
(2002), finally, took a middle position by arguing that—unless the
traditional American multilateralism were abandoned—the transatlantic
relationship and NATO could prosper for some time to come. Europe
would continue its itinerary toward the construction of a common foreign
policy without being affected by—or provoking—sea changes in global
alignments. Yet given the recent instability in its neighbourhood, which
risks spilling over inside Europe, the way ahead will clearly (p. 92) be
influenced by how much stability will be provided to the international
system, and by whom.
The second factor affecting the prospects for a European foreign policy is
internal to the Union. The field of foreign and defence policy cannot avoid
the test of democratic accountability since it ultimately concerns matters
of life and death. If Europe wants to develop a foreign policy based on
both hard as well as soft power, this will intimately be linked to the more
general process of integration, itself under strain as never before, not
least through the decision of Britain, a leading foreign policy player, to
head for the exit door. European institutions cannot in practice withstand
the possibility of armed force being used by common institutions without
full democratic legitimacy, while the EU would be incapable of fighting a
medium or high intensity conflict without control being transferred to the
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Further Reading
On the concept of power in general in international relations, see Baldwin
(2013). On Europe’s ‘peculiar’ type of power, see Bull (1982), Eilstrup-
Sangiovanni and Verdier (2005), Manners (2002), and Zielonka (2006).
For critiques of the EU’s view of its own power and potential, see Hyde-
Price (2006), Rosato (2011), and Webber (2016).
Rosato, S. (2011) Europe United: Power Politics and the Making of the
European Community (Ithaca, NY: Cornell University Press).
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Web Links
There is a wide range of websites with material which is potentially
relevant to the analysis of the EU’s power position in world politics. But
readers will find the following particularly useful:
Notes:
1 Craig R. Whitney: ‘Gulf Fighting Shatters Europeans’ Fragile Unity’,
New York Times, 25 January 1991.
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