Hopewell Fund's 2018 Tax Forms
Hopewell Fund's 2018 Tax Forms
Hopewell Fund's 2018 Tax Forms
Form
Department of the Treasury
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
| Do not enter social security numbers on this form as it may be made public.
2018
Open to Public
Internal Revenue Service | Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
A For the 2018 calendar year, or tax year beginning and ending
B Check if C Name of organization D Employer identification number
applicable:
change
Address
HOPEWELL FUND
Name
change Doing business as 47-3681860
Initial
return Number and street (or P.O. box if mail is not delivered to street address) Room/suite E Telephone number
Final
return/ 1201 CONNECTICUT AVENUE, NW, NO. 300 (202) 664-8763
termin-
ated City or town, state or province, country, and ZIP or foreign postal code G Gross receipts $ 70,933,162.
Amended
return WASHINGTON, DC 20036 H(a) Is this a group return
F Name and address of principal officer: LEE BODNER X No
Applica-
tion
pending
for subordinates? ~~ Yes
SAME AS C ABOVE H(b) Are all subordinates included? Yes No
I Tax-exempt status: X 501(c)(3) 501(c) ( ) § (insert no.) 4947(a)(1) or 527 If "No," attach a list. (see instructions)
J Website: | WWW.HOPEWELLFUND.ORG/ H(c) Group exemption number |
X Corporation Trust Association Other |
K Form of organization: L Year of formation: 2015 M State of legal domicile: DC
Part I Summary
1 Briefly describe the organization's mission or most significant activities: SEE SCHEDULE O
Activities & Governance
2 Check this box | if the organization discontinued its operations or disposed of more than 25% of its net assets.
3 Number of voting members of the governing body (Part VI, line 1a) ~~~~~~~~~~~~~~~~~~~~ 3 3
4 Number of independent voting members of the governing body (Part VI, line 1b) ~~~~~~~~~~~~~~ 4 2
5 Total number of individuals employed in calendar year 2018 (Part V, line 2a) ~~~~~~~~~~~~~~~~ 5 92
6 Total number of volunteers (estimate if necessary) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 28
7 a Total unrelated business revenue from Part VIII, column (C), line 12 ~~~~~~~~~~~~~~~~~~~~ 7a 0.
b Net unrelated business taxable income from Form 990-T, line 38 7b 7,529.
Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ~~~~~~~~~~~~~~~~~~~~~ 130,469,297. 64,615,634.
Revenue
9 Program service revenue (Part VIII, line 2g) ~~~~~~~~~~~~~~~~~~~~~ 96,000. 254,796.
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) ~~~~~~~~~~~~~ 26,349. 1,848,109.
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) ~~~~~~~~ 24,647. 173,875.
12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) 130,616,293. 66,892,414.
13 Grants and similar amounts paid (Part IX, column (A), lines 1-3) ~~~~~~~~~~~ 21,562,711. 60,039,868.
14 Benefits paid to or for members (Part IX, column (A), line 4) ~~~~~~~~~~~~~ 0. 0.
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ~~~ 1,496,077. 5,843,321.
Expenses
16a Professional fundraising fees (Part IX, column (A), line 11e) ~~~~~~~~~~~~~~ 15,000. 78,981.
b Total fundraising expenses (Part IX, column (D), line 25) | 100,830.
17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) ~~~~~~~~~~~~~ 5,769,609. 12,151,067.
18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ~~~~~~~ 28,843,397. 78,113,237.
19 Revenue less expenses. Subtract line 18 from line 12 101,772,896. -11,220,823.
Fund Balances
=
Here LEE BODNER, BOARD CHAIR
Type or print name and title
Print/Type preparer's name Preparer's signature Date Check
PTIN
if
9 9
Paid YONG ZHANG, CPA self-employed P01249785
RSM US LLP 42-0714325
9
Preparer Firm's name Firm's EIN
Use Only Firm's address 1861 INTERNATIONAL DRIVE, SUITE 400
MCLEAN, VA 22102 Phone no. 703-336-6400
May the IRS discuss this return with the preparer shown above? (see instructions) X
Yes No
832001 12-31-18 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2018)
Form 990 (2018) HOPEWELL FUND 47-3681860 Page 2
Part III Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III X
1 Briefly describe the organization's mission:
SEE SCHEDULE O
2 Did the organization undertake any significant program services during the year which were not listed on the
prior Form 990 or 990-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X No
Yes
If "Yes," describe these new services on Schedule O.
3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? ~~~~~~ X No
Yes
If "Yes," describe these changes on Schedule O.
4 Describe the organization's program service accomplishments for each of its three largest program services, as measured by expenses.
Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and
revenue, if any, for each program service reported.
4a (Code: ) (Expenses $ 59,723,209. including grants of $ 51,227,478. ) (Revenue $ 23,731. )
CIVIL RIGHTS, SOCIAL ACTION, AND ADVOCACY: HOPEWELL'S PORTFOLIO OF
CIVIL RIGHTS, SOCIAL ACTION, AND ADVOCACY FOCUS AREAS INCLUDE
ADDRESSING INCOME INEQUALITY, IMPROVING CIVIC ENGAGEMENT AMONG
TRADITIONALLY UNDERREPRESENTED GROUPS, AND ADVANCING STATE LEVEL
ECONOMIC AND DEMOCRACY REFORMS.
832005 12-31-18
Form 990 (2018) HOPEWELL FUND 47-3681860 Page 6
Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response
to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI X
Section A. Governing Body and Management
Yes No
1a Enter the number of voting members of the governing body at the end of the tax year ~~~~~~ 1a 3
If there are material differences in voting rights among members of the governing body, or if the governing
body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b Enter the number of voting members included in line 1a, above, who are independent ~~~~~~ 1b 2
2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other
officer, director, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 X
3 Did the organization delegate control over management duties customarily performed by or under the direct supervision
of officers, directors, or trustees, or key employees to a management company or other person? ~~~~~~~~~~~~~~ 3 X
4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? ~~~~~ 4 X
5 Did the organization become aware during the year of a significant diversion of the organization's assets? ~~~~~~~~~ 5 X
6 Did the organization have members or stockholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 X
7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or
more members of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7a X
b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or
persons other than the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7b X
8 Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a The governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8a X
b Each committee with authority to act on behalf of the governing body? ~~~~~~~~~~~~~~~~~~~~~~~~~~ 8b X
9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the
organization's mailing address? If "Yes," provide the names and addresses in Schedule O 9 X
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes No
10a Did the organization have local chapters, branches, or affiliates? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 10a X
b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates,
and branches to ensure their operations are consistent with the organization's exempt purposes? ~~~~~~~~~~~~~ 10b
11a Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? 11a X
b Describe in Schedule O the process, if any, used by the organization to review this Form 990.
12a Did the organization have a written conflict of interest policy? If "No," go to line 13 ~~~~~~~~~~~~~~~~~~~~ 12a X
b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ~~~~~~ 12b X
c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe
in Schedule O how this was done ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 12c X
13 Did the organization have a written whistleblower policy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 13 X
14 Did the organization have a written document retention and destruction policy? ~~~~~~~~~~~~~~~~~~~~~~ 14 X
15 Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a The organization's CEO, Executive Director, or top management official ~~~~~~~~~~~~~~~~~~~~~~~~~~ 15a X
b Other officers or key employees of the organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 15b X
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a
taxable entity during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 16a X
b If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation
in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's
exempt status with respect to such arrangements? 16b
Section C. Disclosure
17 List the states with which a copy of this Form 990 is required to be filed JCA,DC
18 Section 6104 requires an organization to make its Forms 1023 (1024 or 1024-A if applicable), 990, and 990-T (Section 501(c)(3)s only) available
for public inspection. Indicate how you made these available. Check all that apply.
Own website Another's website X
Upon request Other (explain in Schedule O)
19 Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial
statements available to the public during the tax year.
20 State the name, address, and telephone number of the person who possesses the organization's books and records |
ARABELLA ADVISORS - 202-595-1020
1201 CONNECTICUT AVENUE, NW, NO. 300, WASHINGTON, DC 20036
832006 12-31-18 Form 990 (2018)
Form 990 (2018) HOPEWELL FUND 47-3681860 Page 7
Part VII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization's tax year.
¥ List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.
Enter -0- in columns (D), (E), and (F) if no compensation was paid.
¥ List all of the organization's current key employees, if any. See instructions for definition of "key employee."
¥ List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee) who received report-
able compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.
¥ List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of
reportable compensation from the organization and any related organizations.
¥ List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization,
more than $10,000 of reportable compensation from the organization and any related organizations.
List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees;
and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A) (B) (C) (D) (E) (F)
Name and Title Average Position Reportable Reportable Estimated
(do not check more than one
hours per box, unless person is both an compensation compensation amount of
officer and a director/trustee)
week Individual trustee or director from from related other
(list any the organizations compensation
hours for organization (W-2/1099-MISC) from the
Highest compensated
Institutional trustee
employee
below organizations
Former
Officer
line)
(1) LEE BODNER 1.00
BOARD CHAIR AND PRESIDENT X X 0. 0. 0.
(2) MICHAEL SLABY 1.00
SECRETARY X X 0. 0. 0.
(3) SAMPRITI GANGULI 1.00
TREASURER X X 0. 0. 0.
(4) WILBUR PRIESTER 2.00
CHIEF FINANCIAL OFFICER X 0. 0. 0.
(5) ANDREW SCHULZ 1.00
GENERAL COUNSEL X 4,230. 0. 0.
(6) MEAGAN CAVANAUGH 40.00
PROJECT DIRECTOR X 195,155. 0. 39,023.
(7) BONNIE SCOTT JONES 32.00
PROJECT DIRECTOR X 158,250. 0. 31,092.
(8) COURTNEY CUFF 40.00
PROJECT DIRECTOR X 294,500. 0. 55,366.
(9) CHRISTOPHER FITZSIMON 40.00
PROJECT DIRECTOR X 157,400. 0. 34,918.
(10) MARY ALICE CARTER 40.00
PROJECT DIRECTOR X 174,910. 0. 15,139.
Highest compensated
Institutional trustee
related (W-2/1099-MISC) organization
organizations and related
Key employee
below
employee
organizations
Former
Officer
line)
b
Revenue
c
d
e
f All other program service revenue ~~~~~
g Total. Add lines 2a-2f | 254,796.
3 Investment income (including dividends, interest, and
other similar amounts) ~~~~~~~~~~~~~~~~~ | 1,348,857. 1,348,857.
4 Income from investment of tax-exempt bond proceeds |
5 Royalties |
(i) Real (ii) Personal
6 a Gross rents ~~~~~~~
b Less: rental expenses ~~~
c Rental income or (loss) ~~
d Net rental income or (loss) |
7 a Gross amount from sales of (i) Securities (ii) Other
assets other than inventory 4,540,000.
b Less: cost or other basis
and sales expenses ~~~ 4,040,748.
c Gain or (loss) ~~~~~~~ 499,252.
d Net gain or (loss) | 499,252. 499,252.
8 a Gross income from fundraising events (not
Other Revenue
including $ of
contributions reported on line 1c). See
Part IV, line 18 ~~~~~~~~~~~~~ a
b Less: direct expenses ~~~~~~~~~~ b
c Net income or (loss) from fundraising events |
9 a Gross income from gaming activities. See
Part IV, line 19 ~~~~~~~~~~~~~ a
b Less: direct expenses ~~~~~~~~~ b
c Net income or (loss) from gaming activities |
10 a Gross sales of inventory, less returns
and allowances ~~~~~~~~~~~~~ a
b Less: cost of goods sold ~~~~~~~~ b
c Net income or (loss) from sales of inventory |
Miscellaneous Revenue Business Code
11 a OTHER INCOME 900099 173,875. 173,875.
b
c
d All other revenue ~~~~~~~~~~~~~
e Total. Add lines 11a-11d ~~~~~~~~~~~~~~~ | 173,875.
12 Total revenue. See instructions | 66,892,414. 254,796. 0. 2,021,984.
832009 12-31-18 Form 990 (2018)
Form 990 (2018) HOPEWELL FUND 47-3681860 Page 10
Part IX Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).
Check if Schedule O contains a response or note to any line in this Part IX
Do not include amounts reported on lines 6b, (A) (B) (C) (D)
Total expenses Program service Management and Fundraising
7b, 8b, 9b, and 10b of Part VIII. expenses general expenses expenses
1 Grants and other assistance to domestic organizations
and domestic governments. See Part IV, line 21 ~ 58,434,868. 58,434,868.
2 Grants and other assistance to domestic
individuals. See Part IV, line 22 ~~~~~~~
3 Grants and other assistance to foreign
organizations, foreign governments, and foreign
individuals. See Part IV, lines 15 and 16 ~~~ 1,605,000. 1,605,000.
4 Benefits paid to or for members ~~~~~~~
5 Compensation of current officers, directors,
trustees, and key employees ~~~~~~~~ 24,212. 24,212.
6 Compensation not included above, to disqualified
persons (as defined under section 4958(f)(1)) and
persons described in section 4958(c)(3)(B) ~~~
7 Other salaries and wages ~~~~~~~~~~ 4,698,575. 4,680,933. 17,642.
8 Pension plan accruals and contributions (include
section 401(k) and 403(b) employer contributions) 155,795. 155,210. 585.
9 Other employee benefits ~~~~~~~~~~ 608,791. 606,505. 2,286.
10 Payroll taxes ~~~~~~~~~~~~~~~~ 355,948. 354,612. 1,336.
11 Fees for services (non-employees):
a Management ~~~~~~~~~~~~~~~~ 5,402,995. 2,674,841. 2,728,154.
b Legal ~~~~~~~~~~~~~~~~~~~~ 162,402. 155,859. 6,543.
c Accounting ~~~~~~~~~~~~~~~~~ 24,850. 24,850.
d Lobbying ~~~~~~~~~~~~~~~~~~ 33,873. 33,873.
e Professional fundraising services. See Part IV, line 17 78,981. 78,981.
f Investment management fees ~~~~~~~~ 92,857. 92,857.
g Other. (If line 11g amount exceeds 10% of line 25,
column (A) amount, list line 11g expenses on Sch O.) 3,577,171. 3,566,454. 10,717.
12 Advertising and promotion ~~~~~~~~~ 1,029,109. 1,029,109.
13 Office expenses ~~~~~~~~~~~~~~~ 103,344. 95,431. 7,913.
14 Information technology ~~~~~~~~~~~ 154,026. 140,925. 13,101.
15 Royalties ~~~~~~~~~~~~~~~~~~
16 Occupancy ~~~~~~~~~~~~~~~~~ 285,864. 285,864.
17 Travel ~~~~~~~~~~~~~~~~~~~ 644,587. 643,017. 1,570.
18 Payments of travel or entertainment expenses
for any federal, state, or local public officials ~
19 Conferences, conventions, and meetings ~~ 135,795. 135,795.
20 Interest ~~~~~~~~~~~~~~~~~~
21 Payments to affiliates ~~~~~~~~~~~~
22 Depreciation, depletion, and amortization ~~ 16,361. 16,361.
23 Insurance ~~~~~~~~~~~~~~~~~ 9,103. 9,103.
24 Other expenses. Itemize expenses not covered
above. (List miscellaneous expenses in line 24e. If line
24e amount exceeds 10% of line 25, column (A)
amount, list line 24e expenses on Schedule O.)
a LOSS ON UNCOLLECTIBLE R 308,981. 308,981.
b
c
d
e All other expenses 169,749. 152,238. 17,511.
25 Total functional expenses. Add lines 1 through 24e 78,113,237. 75,075,876. 2,936,531. 100,830.
26 Joint costs. Complete this line only if the organization
reported in column (B) joint costs from a combined
educational campaign and fundraising solicitation.
Check here | if following SOP 98-2 (ASC 958-720)
832011 12-31-18
Form 990 (2018) HOPEWELL FUND 47-3681860 Page 12
Part XI Reconciliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI X
1 Total revenue (must equal Part VIII, column (A), line 12) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 66,892,414.
2 Total expenses (must equal Part IX, column (A), line 25) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2 78,113,237.
3 Revenue less expenses. Subtract line 2 from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 -11,220,823.
4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ~~~~~~~~~~ 4 116,226,461.
5 Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 192,113.
6 Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6
7 Investment expenses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7
8 Prior period adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 8
9 Other changes in net assets or fund balances (explain in Schedule O) ~~~~~~~~~~~~~~~~~~~ 9 224,779.
10 Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33,
column (B)) 10 105,422,530.
Part XII Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII X
Yes No
1 Accounting method used to prepare the Form 990: Cash X
Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule O.
2 a Were the organization's financial statements compiled or reviewed by an independent accountant? ~~~~~~~~~~~~ 2a X
If "Yes," check a box below to indicate whether the financial statements for the year were compiled or reviewed on a
separate basis, consolidated basis, or both:
Separate basis Consolidated basis Both consolidated and separate basis
b Were the organization's financial statements audited by an independent accountant? ~~~~~~~~~~~~~~~~~~~ 2b X
If "Yes," check a box below to indicate whether the financial statements for the year were audited on a separate basis,
consolidated basis, or both:
X
Separate basis Consolidated basis Both consolidated and separate basis
c If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,
review, or compilation of its financial statements and selection of an independent accountant? ~~~~~~~~~~~~~~~ 2c X
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3 a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit
Act and OMB Circular A-133? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3a X
b If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit
or audits, explain why in Schedule O and describe any steps taken to undergo such audits 3b
Form 990 (2018)
832012 12-31-18
SCHEDULE A OMB No. 1545-0047
Public Charity Status and Public Support
(Form 990 or 990-EZ)
Complete if the organization is a section 501(c)(3) organization or a section
4947(a)(1) nonexempt charitable trust.
2018
Department of the Treasury | Attach to Form 990 or Form 990-EZ. Open to Public
Internal Revenue Service
| Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
HOPEWELL FUND 47-3681860
Part I Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).
2 A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)
3 A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).
4 A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name,
city, and state:
5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in
section 170(b)(1)(A)(iv). (Complete Part II.)
6 A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).
7 X
An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in
section 170(b)(1)(A)(vi). (Complete Part II.)
8 A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)
9 An agricultural research organization described in section 170(b)(1)(A)(ix) operated in conjunction with a land-grant college
or university or a non-land-grant college of agriculture (see instructions). Enter the name, city, and state of the college or
university:
10 An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from
activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment
income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.
See section 509(a)(2). (Complete Part III.)
11 An organization organized and operated exclusively to test for public safety. See section 509(a)(4).
12 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or
more publicly supported organizations described in section 509(a)(1) or section 509(a)(2) . See section 509(a)(3). Check the box in
lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.
a Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving
the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting
organization. You must complete Part IV, Sections A and B.
b Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having
control or management of the supporting organization vested in the same persons that control or manage the supported
organization(s). You must complete Part IV, Sections A and C.
c Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with,
its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.
d Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s)
that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness
requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.
e Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III
functionally integrated, or Type III non-functionally integrated supporting organization.
f Enter the number of supported organizations ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
g Provide the following information about the supported organization(s).
(i) Name of supported (ii) EIN (iii) Type of organization (iv) Is the organization listed (v) Amount of monetary (vi) Amount of other
in your governing document?
organization (described on lines 1-10 support (see instructions) support (see instructions)
above (see instructions)) Yes No
Total
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. 832021 10-11-18 Schedule A (Form 990 or 990-EZ) 2018
Schedule A (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization
fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) | (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and
membership fees received. (Do not
include any "unusual grants.") ~~ 6,895,270. 16,579,022. 30,469,297. 64,615,634. 118,559,223.
2 Tax revenues levied for the organ-
ization's benefit and either paid to
or expended on its behalf ~~~~
3 The value of services or facilities
furnished by a governmental unit to
the organization without charge ~
4 Total. Add lines 1 through 3 ~~~ 6,895,270. 16,579,022. 30,469,297. 64,615,634. 118,559,223.
5 The portion of total contributions
by each person (other than a
governmental unit or publicly
supported organization) included
on line 1 that exceeds 2% of the
amount shown on line 11,
column (f) ~~~~~~~~~~~~ 11,569,487.
6 Public support. Subtract line 5 from line 4. 106,989,736.
Section B. Total Support
Calendar year (or fiscal year beginning in) | (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
7 Amounts from line 4 ~~~~~~~ 6,895,270. 16,579,022. 30,469,297. 64,615,634. 118,559,223.
8 Gross income from interest,
dividends, payments received on
securities loans, rents, royalties,
and income from similar sources ~ 1. 24,883. 1,348,857. 1,373,741.
9 Net income from unrelated business
activities, whether or not the
business is regularly carried on ~ 833. 833.
10 Other income. Do not include gain
or loss from the sale of capital
assets (Explain in Part VI.) ~~~~ 1,052. 24,647. 173,875. 199,574.
11 Total support. Add lines 7 through 10 120,133,371.
12 Gross receipts from related activities, etc. (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~ 12 350,796.
13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3)
organization, check this box and stop here X
|
Section C. Computation of Public Support Percentage
14 Public support percentage for 2018 (line 6, column (f) divided by line 11, column (f)) ~~~~~~~~~~~~ 14 %
15 Public support percentage from 2017 Schedule A, Part II, line 14 ~~~~~~~~~~~~~~~~~~~~~ 15 %
16a 33 1/3% support test - 2018. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and
stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
b 33 1/3% support test - 2017. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ |
17a 10% -facts-and-circumstances test - 2018. If the organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more,
and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the organization
meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~~~~~~~~ |
b 10% -facts-and-circumstances test - 2017. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or
more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain in Part VI how the
organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization ~~~~~~~~ |
18 Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions |
Schedule A (Form 990 or 990-EZ) 2018
832022 10-11-18
HOPEWELL FUND
Schedule A (Form 990 or 990-EZ) 2018 47-3681860 Page 3
Part III Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to
qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) | (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and
membership fees received. (Do not
include any "unusual grants.") ~~
2 Gross receipts from admissions,
merchandise sold or services per-
formed, or facilities furnished in
any activity that is related to the
organization's tax-exempt purpose
3 Gross receipts from activities that
are not an unrelated trade or bus-
iness under section 513 ~~~~~
4 Tax revenues levied for the organ-
ization's benefit and either paid to
or expended on its behalf ~~~~
5 The value of services or facilities
furnished by a governmental unit to
the organization without charge ~
6 Total. Add lines 1 through 5 ~~~
7 a Amounts included on lines 1, 2, and
3 received from disqualified persons
b Amounts included on lines 2 and 3 received
from other than disqualified persons that
exceed the greater of $5,000 or 1% of the
amount on line 13 for the year ~~~~~~
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1
2 Enter 85% of line 1 2
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3
4 Enter greater of line 2 or line 3 4
5 Income tax imposed in prior year 5
6 Distributable Amount. Subtract line 5 from line 4, unless subject to
emergency temporary reduction (see instructions) 6
7 Check here if the current year is the organization's first as a non-functionally integrated Type III supporting organization (see
instructions).
Schedule A (Form 990 or 990-EZ) 2018
832026 10-11-18
Schedule A (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 7
Part V Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported
organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI ). See instructions.
7 Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive
(provide details in Part VI ). See instructions.
9 Distributable amount for 2018 from Section C, line 6
10 Line 8 amount divided by line 9 amount
(i) (ii) (iii)
Section E - Distribution Allocations (see instructions) Excess Distributions Underdistributions Distributable
Pre-2018 Amount for 2018
832027 10-11-18
Schedule A (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 8
Part VI Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12;
Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C,
line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a, and 3b; Part V, line 1; Part V, Section B, line 1e; Part V,
Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information.
(See instructions.)
OTHER INCOME
2018
| Attach to Form 990, Form 990-EZ, or Form 990-PF.
or 990-PF)
Department of the Treasury
| Go to www.irs.gov/Form990 for the latest information.
Internal Revenue Service
General Rule
X
For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or
property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.
Special Rules
For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under
sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from
any one contributor, during the year, total contributions of the greater of (1) $5,000; or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h;
or (ii) Form 990-EZ, line 1. Complete Parts I and II.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the
year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the
prevention of cruelty to children or animals. Complete Parts I (entering "N/A" in column (b) instead of the contributor name and address),
II, and III.
For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the
year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box
is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc.,
purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively
religious, charitable, etc., contributions totaling $5,000 or more during the year ~~~~~~~~~~~~~~~ | $
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or 990-PF),
but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to
certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).
LHA For Paperwork Reduction Act Notice, see the instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
823451 11-08-18
Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
Name of organization Employer identification number
1 Person X
Payroll
$ 28,871,600. Noncash
(Complete Part II for
noncash contributions.)
2 Person X
Payroll
$ 2,260,960. Noncash
(Complete Part II for
noncash contributions.)
Person
Payroll
$ Noncash
(Complete Part II for
noncash contributions.)
Person
Payroll
$ Noncash
(Complete Part II for
noncash contributions.)
Person
Payroll
$ Noncash
(Complete Part II for
noncash contributions.)
Person
Payroll
$ Noncash
(Complete Part II for
noncash contributions.)
823452 11-08-18 Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 3
Name of organization Employer identification number
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
(a)
(c)
No. (b) (d)
FMV (or estimate)
from Description of noncash property given Date received
(See instructions.)
Part I
$
823453 11-08-18 Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 4
Name of organization Employer identification number
(a) No.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I
(a) No.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I
(a) No.
from (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
Part I
1 Provide a description of the organization's direct and indirect political campaign activities in Part IV.
2 Political campaign activity expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ J$
3 Volunteer hours for political campaign activities ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule C (Form 990 or 990-EZ) 2018
LHA
832041 11-08-18
Schedule C (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II-A Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under
section 501(h)).
A Check J if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN,
expenses, and share of excess lobbying expenditures).
B Check J if the filing organization checked box A and "limited control" provisions apply.
(a) Filing (b) Affiliated group
Limits on Lobbying Expenditures organization's totals
(The term "expenditures" means amounts paid or incurred.) totals
1 a Total lobbying expenditures to influence public opinion (grass roots lobbying) ~~~~~~~~~~
b Total lobbying expenditures to influence a legislative body (direct lobbying) ~~~~~~~~~~~
c Total lobbying expenditures (add lines 1a and 1b) ~~~~~~~~~~~~~~~~~~~~~~~~
d Other exempt purpose expenditures ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
e Total exempt purpose expenditures (add lines 1c and 1d) ~~~~~~~~~~~~~~~~~~~~
f Lobbying nontaxable amount. Enter the amount from the following table in both columns.
If the amount on line 1e, column (a) or (b) is: The lobbying nontaxable amount is:
Not over $500,000 20% of the amount on line 1e.
Over $500,000 but not over $1,000,000 $100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000 $175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000 $225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000 $1,000,000.
Calendar year
(a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) Total
(or fiscal year beginning in)
832042 11-08-18
Schedule C (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 3
Part II-B Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768
(election under section 501(h)).
For each "Yes," response on lines 1a through 1i below, provide in Part IV a detailed description (a) (b)
of the lobbying activity.
Yes No Amount
1 During the year, did the filing organization attempt to influence foreign, national, state, or
local legislation, including any attempt to influence public opinion on a legislative matter
or referendum, through the use of:
a Volunteers? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X
b Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ~ X
c Media advertisements? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X 102,111.
d Mailings to members, legislators, or the public? ~~~~~~~~~~~~~~~~~~~~~~~~~ X 737.
e Publications, or published or broadcast statements? ~~~~~~~~~~~~~~~~~~~~~~ X 6,940.
f Grants to other organizations for lobbying purposes? ~~~~~~~~~~~~~~~~~~~~~~ X 2,386,509.
g Direct contact with legislators, their staffs, government officials, or a legislative body? ~~~~~~ X 16,927.
h Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ~~~~ X 28,855.
i Other activities? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ X 23,747.
j Total. Add lines 1c through 1i ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2,565,826.
2 a Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? ~~~~ X
b If "Yes," enter the amount of any tax incurred under section 4912 ~~~~~~~~~~~~~~~~
c If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ~~~
d If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year?
Part III-A Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6).
Yes No
1 Were substantially all (90% or more) dues received nondeductible by members? ~~~~~~~~~~~~~~~~~ 1
2 Did the organization make only in-house lobbying expenditures of $2,000 or less? ~~~~~~~~~~~~~~~~ 2
3 Did the organization agree to carry over lobbying and political campaign activity expenditures from the prior year? 3
Part III-B Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section
501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No," OR (b) Part III-A, line 3, is
answered "Yes."
1 Dues, assessments and similar amounts from members ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1
2 Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political
expenses for which the section 527(f) tax was paid).
a Current year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2a
b Carryover from last year ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b
c Total ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
3 Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues ~~~~~~~~ 3
4 If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess
does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political
expenditure next year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4
5 Taxable amount of lobbying and political expenditures (see instructions) 5
Part IV Supplemental Information
Provide the descriptions required for Part I-A, line 1; Part I-B, line 4; Part I-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see
instructions); and Part II-B, line 1. Also, complete this part for any additional information.
PART II-B, LINE 1, LOBBYING ACTIVITIES:
832052 10-29-18
Schedule D (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 3
Part VII Investments - Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category (including name of security) (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives ~~~~~~~~~~~~~~~
(2) Closely-held equity interests ~~~~~~~~~~~
(3) Other
(A)
(B)
(C)
(D)
(E)
(F)
(G)
(H)
Total. (Col. (b) must equal Form 990, Part X, col. (B) line 12.) |
Part VIII Investments - Program Related.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation: Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Col. (b) must equal Form 990, Part X, col. (B) line 13.) |
Part IX Other Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 15.) |
Part X Other Liabilities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1. (a) Description of liability (b) Book value
(1) Federal income taxes
(2) DUE TO RELATED PARTY 865,285.
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 25.) | 865,285.
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the
organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII X
Schedule D (Form 990) 2018
832053 10-29-18
Schedule D (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return.
Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ~~~~~~~~~~~~~~~~~~~ 1 66,991,670.
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments ~~~~~~~~~~~~~~~~~~ 2a 192,113.
b Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2b
c Recoveries of prior year grants ~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~
2d
e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e 192,113.
3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 66,799,557.
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a 92,857.
b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b
c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c 92,857.
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) 5 66,892,414.
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return.
Complete if the organization answered "Yes" on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 77,795,601.
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ~~~~~~~~~~~~~~~~~~~~~~ 2a
b Prior year adjustments ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2b
c Other losses ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2c
d Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 2d -224,779.
e Add lines 2a through 2d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 2e -224,779.
3 Subtract line 2e from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 3 78,020,380.
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b ~~~~~~~~ 4a 92,857.
b Other (Describe in Part XIII.) ~~~~~~~~~~~~~~~~~~~~~~~~~~ 4b
c Add lines 4a and 4b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4c 92,857.
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) 5 78,113,237.
Part XIII Supplemental Information.
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI,
lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
PART X, LINE 2:
THE FUND IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER THE
WAS NO TAX LIABILITY FOR UNRELATED BUSINESS INCOME FOR THE YEARS ENDING
DECEMBER 31, 2018 AND 2017. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS
THE FUND'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL
832054 10-29-18 Schedule D (Form 990) 2018
Schedule D (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 5
Part XIII Supplemental Information (continued)
AND STATE AUTHORITIES. THE FUND IS NOT AWARE OF ANY ACTIVITIES THAT WOULD
JEOPARDIZE ITS TAX-EXEMPT STATUS. THE FUND IS NOT SUBJECT TO INCOME TAX
EXAMINATIONS FOR THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR
2 For grantmakers. Describe in Part V the organization's procedures for monitoring the use of its grants and other assistance outside the
United States.
3 Activities per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of (c) Number of (d) Activities conducted in the region (e) If activity listed in (d) (f) Total
offices employees, (by type) (such as, fundraising, pro- is a program service, expenditures
agents, and for and
in the region independent gram services, investments, grants to describe specific type
contractors investments
recipients located in the region) of service(s) in the region in the region
in the region
EUROPE (INCLUDING
ICELAND & GREENLAND) 0 0 GRANTMAKING 500,000.
832071 10-31-18
Schedule F (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any
recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt
by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter ~~~~~~~~~~~~~~~~~~~~~~ | 3
3 Enter total number of other organizations or entities | 0
Schedule F (Form 990) 2018
832072 10-31-18
Schedule F (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 3
Part III Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(c) Number of (d) Amount of (e) Manner of (f) Amount of (g) Description of (h) Method of
(a) Type of grant or assistance (b) Region recipients cash grant cash disbursement noncash noncash assistance valuation
assistance (book, FMV,
appraisal, other)
832073 10-31-18
Schedule F (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 4
Part IV Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the
organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign
Corporation (see Instructions for Form 926) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X
No
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization
may be required to separately file Form 3520, Annual Return To Report Transactions With Foreign
Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign
Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990) ~~~~~~~~~~~ Yes X
No
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes,"
the organization may be required to file Form 5471, Information Return of U.S. Persons With Respect To
Certain Foreign Corporations (see Instructions for Form 5471) ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X
No
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a
qualified electing fund during the tax year? If "Yes," the organization may be required to file Form 8621,
Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund
(see Instructions for Form 8621) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X
No
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes,"
the organization may be required to file Form 8865, Return of U.S. Persons With Respect to Certain
Foreign Partnerships (see Instructions for Form 8865) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X
No
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If
"Yes," the organization may be required to separately file Form 5713, International Boycott Report (see
Instructions for Form 5713; don't file with Form 990) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes X
No
832074 10-31-18
Schedule F (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 5
Part V Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of
investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c)
(estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
PART I, LINE 2:
A WRITTEN PROPOSAL DESCRIBING HOW THE GRANT FUNDS WILL BE USED. THE
PART I, LINE 3:
(Form 990 or 990-EZ) Complete if the organization answered "Yes" on Form 990, Part IV, line 17, 18, or 19, or if the
organization entered more than $15,000 on Form 990-EZ, line 6a. 2018
Department of the Treasury | Attach to Form 990 or Form 990-EZ. Open to Public
Internal Revenue Service
| Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
HOPEWELL FUND 47-3681860
Part I Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17. Form 990-EZ filers are not
required to complete this part.
1 Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a Mail solicitations e Solicitation of non-government grants
b Internet and email solicitations f Solicitation of government grants
c Phone solicitations g Special fundraising events
d In-person solicitations
2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees, or
key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? X
Yes No
b If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to be
compensated at least $5,000 by the organization.
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule G (Form 990 or 990-EZ) 2018
SEE PART IV FOR CONTINUATIONS
832081 10-03-18
Schedule G (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000
of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
(a) Event #1 (b) Event #2 (c) Other events
(d) Total events
(add col. (a) through
col. (c))
(event type) (event type) (total number)
Revenue
8 Entertainment ~~~~~~~~~~~~~~
9 Other direct expenses ~~~~~~~~~~
10 Direct expense summary. Add lines 4 through 9 in column (d) ~~~~~~~~~~~~~~~~~~~~~~~~ |
11 Net income summary. Subtract line 10 from line 3, column (d) |
Part III Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than
$15,000 on Form 990-EZ, line 6a.
(b) Pull tabs/instant (d) Total gaming (add
(a) Bingo (c) Other gaming
Revenue
8 Net gaming income summary. Subtract line 7 from line 1, column (d) |
10 a Were any of the organization's gaming licenses revoked, suspended, or terminated during the tax year? ~~~~~~~~~ Yes No
b If "Yes," explain:
Name |
Address |
15 a Does the organization have a contract with a third party from whom the organization receives gaming revenue? ~~~~~~ Yes No
b If "Yes," enter the amount of gaming revenue received by the organization | $ and the amount
of gaming revenue retained by the third party | $
c If "Yes," enter name and address of the third party:
Name |
Address |
Name |
17 Mandatory distributions:
a Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Yes No
b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the
organization's own exempt activities during the tax year | $
Part IV Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b,
15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
832101 11-02-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
ACCE INSTITUTE
3655 S. GRAND AVE #250 CIVIL RIGHTS, SOCIAL
LOS ANGELES, CA 90007 27-1487442 501(C)(3) 8,500. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
JAKARA MOVEMENT
6089 N. 1ST STREET #102 CIVIL RIGHTS, SOCIAL
FRESNO, CA 93710 26-3225754 501(C)(3) 14,000. 0. ACTION, ADVOCACY
FAIR DEMOCRACY
918 PENNSYLVANIA AVE. SE CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20003 82-2747849 OTHER 15,000. 0. ACTION, ADVOCACY
UNIVERSITY OF CHICAGO
5801 SOUTH ELLIS AVENUE YOUTH DEVELOPMENT AND
CHICAGO, IL 60603 36-2177139 501(C)(3) 15,000. 0. EDUCATION
JANNUS, INC
1607 W. JEFFERSON ST. CIVIL RIGHTS, SOCIAL
BOISE, ID 83702 81-6035382 501(C)(3) 17,250. 0. ACTION, ADVOCACY
Schedule I (Form 990)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
HEALTHQUARTERS
PO BOX 7050
BEVERLY, MA 01915 04-2475363 501(C)(3) 20,000. 0. HEALTH
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
PUBLIC KNOWLEDGE
1818 N STREET NW ST. 410 STE 410 CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20036 52-2336690 501(C)(3) 24,479. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
SPRINGBOARD TO OPPORTUNITIES
3000 OLD CANTON RD. SUITE 470 CIVIL RIGHTS, SOCIAL
JACKSON, MS 39216 46-1917760 501(C)(3) 75,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
CHILDRENS GUILD
6802 MCCLEAN BLVD CIVIL RIGHTS, SOCIAL
PARKVILLE, MD 21234 52-0634411 501(C)(3) 77,500. 0. ACTION, ADVOCACY
ASPEN INSTITUTE
1 DUPONT CIRCLE NW, SUITE 700 CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20036 84-0399006 501(C)(3) 100,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
AMERICA VOTES
AMERICA VOTES 1155 CONNECTICUT AVE CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20036 26-4568349 501(C)(4) 125,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
PROJECT DRAWDOWN
27 GATE 5 ROAD CIVIL RIGHTS, SOCIAL
SAUSALITO, CA 96495 38-3705448 501(C)(3) 175,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
MEDICINES360
33 SACRAMENTO ST SUITE 300 CIVIL RIGHTS, SOCIAL
SAN FRANCISCO, CA 94111 26-4443340 501(C)(3) 200,000. 0. ACTION, ADVOCACY
PENNSYLVANIA VOICE
123 S. BROAD STREET STE 630 CIVIL RIGHTS, SOCIAL
PHILADELPHIA, PA 19109 81-1141448 501(C)(3) 200,000. 0. ACTION, ADVOCACY
LAWYERS' COMMITTEE FOR CIVIL
RIGHTS UNDER LAW - 1401 NEW YORK
AVENUE NW SUITE 400 - WASHINGTON, CIVIL RIGHTS, SOCIAL
DC 20005 52-0799246 501(C)(3) 200,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
INSYGHT INSTITUTE
801 BROOKSIDE DR #301 CIVIL RIGHTS, SOCIAL
LANSING, MI 48917-8202 38-3040151 501(C)(3) 289,560. 0. ACTION, ADVOCACY
NC JUSTICE CENTER
224 S. DAWSON ST. CIVIL RIGHTS, SOCIAL
RALEIGH, NC 27601 56-1348186 501(C)(3) 325,000. 0. ACTION, ADVOCACY
STATE VOICES
1616 P STREET NW, STE 220 CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20036 20-1115618 501(C)(3) 350,000. 0. ACTION, ADVOCACY
Schedule I (Form 990)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
FAMM FOUNDATION
1100 H STREET NW CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20005 52-1750246 501(C)(3) 562,500. 0. ACTION, ADVOCACY
REFUGEES INTERNATIONAL
20015 S ST NW HUMAN RIGHTS AND
WASHINGTON, DC 20009 52-1224516 501(C)(3) 600,000. 0. INTERNATIONAL JUSTICE
Schedule I (Form 990)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
ONE ARIZONA
530 E MCDOWELL ROAD, SUITE 107-448 CIVIL RIGHTS, SOCIAL
PHOENIX, AZ 85004 37-1782220 501(C)(3) 847,000. 0. ACTION, ADVOCACY
IMPACT JUSTICE
2633 TELEGRAPH AVE SUITE 104 CIVIL RIGHTS, SOCIAL
OAKLAND, CA 94612 47-3363891 501(C)(3) 950,000. 0. ACTION, ADVOCACY
ASPCA
424 EAST 92ND STREET CIVIL RIGHTS, SOCIAL
NEW YORK, NY 10128-6804 13-1623829 501(C)(3) 1,000,000. 0. ACTION, ADVOCACY
TIDES CENTER
PO BOX 29907 CIVIL RIGHTS, SOCIAL
SAN FRANCISCO, CA 94129 94-3213100 501(C)(3) 1,100,000. 0. ACTION, ADVOCACY
PARENTSTOGETHER FOUNDATION
1875 CONNECTICUT AVE NW SUITE 650 CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20009 46-4838094 501(C)(3) 1,100,000. 0. ACTION, ADVOCACY
Schedule I (Form 990)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
TIDES FOUNDATION
PO BOX 29903
SAN FRANCISCO, CA 94129 51-0198509 501(C)(3) 1,899,000. 0. CAPACITY BUILDING
REFUGEES INTERNATIONAL
20015 S ST NW HUMAN RIGHTS AND
WASHINGTON, DC 20009 52-1224516 501(C)(3) 2,400,000. 0. INTERNATIONAL JUSTICE
Schedule I (Form 990)
832241
04-01-18
Schedule I (Form 990) HOPEWELL FUND 47-3681860 Page 1
Part II Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.)
(a) Name and address of (b) EIN (c) IRC section (d) Amount of (e) Amount of (f) Method of (g) Description of (h) Purpose of grant
organization or government if applicable cash grant non-cash valuation non-cash assistance or assistance
assistance (book, FMV,
appraisal, other)
WINDWARD FUND
1201 CONNECTICUT AVE NW. SUITE 300 CIVIL RIGHTS, SOCIAL
WASHINGTON, DC 20036 47-3522162 501(C)(3) 2,500,000. 0. ACTION, ADVOCACY
832241
04-01-18
Schedule I (Form 990) (2018) HOPEWELL FUND 47-3681860 Page 2
Part III Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of (c) Amount of (d) Amount of non- (e) Method of valuation (f) Description of noncash assistance
recipients cash grant cash assistance (book, FMV, appraisal, other)
Part IV Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
PART I, LINE 2:
PROPOSAL DESCRIBING HOW THE GRANT FUNDS WILL BE USED. THE ORGANIZATION
FILED AS REQUIRED.
(Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
| Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
2018
Department of the Treasury | Attach to Form 990. Open to Public
Internal Revenue Service | Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
HOPEWELL FUND 47-3681860
Part I Questions Regarding Compensation
Yes No
1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed on Form 990,
Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
First-class or charter travel Housing allowance or residence for personal use
Travel for companions Payments for business use of personal residence
Tax indemnification and gross-up payments X
Health or social club dues or initiation fees
Discretionary spending account Personal services (such as maid, chauffeur, chef)
b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or
reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain ~~~~~~~~~~~ 1b X
2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors,
trustees, and officers, including the CEO/Executive Director, regarding the items checked on line 1a? ~~~~~~~~~~~~ 2 X
3 Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's
CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a related organization to
establish compensation of the CEO/Executive Director, but explain in Part III.
Compensation committee X
Written employment contract
Independent compensation consultant X
Compensation survey or study
Form 990 of other organizations Approval by the board or compensation committee
4 During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing
organization or a related organization:
a Receive a severance payment or change-of-control payment? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4a X
b Participate in, or receive payment from, a supplemental nonqualified retirement plan? ~~~~~~~~~~~~~~~~~~~~ 4b X
c Participate in, or receive payment from, an equity-based compensation arrangement? ~~~~~~~~~~~~~~~~~~~~ 4c X
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only section 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the revenues of:
a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5a X
b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5b X
If "Yes" on line 5a or 5b, describe in Part III.
6 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation
contingent on the net earnings of:
a The organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6a X
b Any related organization? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6b X
If "Yes" on line 6a or 6b, describe in Part III.
7 For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed payments
not described on lines 5 and 6? If "Yes," describe in Part III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 X
8 Were any amounts reported on Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the
initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe in Part III ~~~~~~~~~~~ 8 X
9 If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in
Regulations section 53.4958-6(c)? 9
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2018
832111 10-26-18
Schedule J (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).
Do not list any individuals that aren't listed on Form 990, Part VII.
Note: The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total of columns (F) Compensation
other deferred benefits (B)(i)-(D) in column (B)
(i) Base (ii) Bonus & (iii) Other compensation reported as deferred
(A) Name and Title compensation incentive reportable on prior Form 990
compensation compensation
REIMBURSES CERTAIN GYM AND SIMILAR EXPENSES UP TO $75 PER MONTH. THIS
832113 10-26-18
SCHEDULE L Transactions With Interested Persons OMB No. 1545-0047
(Form 990 or 990-EZ) | Complete if the organization answered "Yes" on Form 990, Part IV, line 25a, 25b, 26, 27, 28a,
28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b. 2018
Department of the Treasury | Attach to Form 990 or Form 990-EZ. Open To Public
Internal Revenue Service | Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
HOPEWELL FUND 47-3681860
Part I Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1 (b) Relationship between disqualified (d) Corrected?
(a) Name of disqualified person person and organization (c) Description of transaction
Yes No
2 Enter the amount of tax incurred by the organization managers or disqualified persons during the year under
section 4958 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ | $
3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ~~~~~~~~~~~~~~~~ | $
Total | $
Part III Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between (c) Amount of (d) Type of (e) Purpose of
interested person and assistance assistance assistance
the organization
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. Schedule L (Form 990 or 990-EZ) 2018
832131 10-25-18
Schedule L (Form 990 or 990-EZ) 2018 HOPEWELL FUND 47-3681860 Page 2
Part IV Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested (c) Amount of (d) Description of (e) Sharing of
organization's
person and the organization transaction transaction revenues?
Yes No
ARABELLA ADVISORS, LLC SEE PART V 3,763,563. SEE PART V X
SCHEDULE L, PART V
(Form 990)
J Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. 2018
Department of the Treasury J Attach to Form 990. Open to Public
Internal Revenue Service
J Go to www.irs.gov/Form990 for instructions and the latest information. Inspection
Name of the organization Employer identification number
HOPEWELL FUND 47-3681860
Part I Types of Property
(a) (b) (c) (d)
Check if Number of Noncash contribution Method of determining
applicable contributions or amounts reported on noncash contribution amounts
items contributed Form 990, Part VIII, line 1g
1 Art - Works of art ~~~~~~~~~~~~~
2 Art - Historical treasures ~~~~~~~~~
3 Art - Fractional interests ~~~~~~~~~~
4 Books and publications ~~~~~~~~~~
5 Clothing and household goods ~~~~~~
6 Cars and other vehicles ~~~~~~~~~~
7 Boats and planes ~~~~~~~~~~~~~
8 Intellectual property ~~~~~~~~~~~
9 Securities - Publicly traded ~~~~~~~~ X 12 22,842,838. FMV
10 Securities - Closely held stock ~~~~~~~
11 Securities - Partnership, LLC, or
trust interests ~~~~~~~~~~~~~~
12 Securities - Miscellaneous ~~~~~~~~
13 Qualified conservation contribution -
Historic structures ~~~~~~~~~~~~
14 Qualified conservation contribution - Other ~
15 Real estate - Residential ~~~~~~~~~
16 Real estate - Commercial ~~~~~~~~~
17 Real estate - Other ~~~~~~~~~~~~
18 Collectibles ~~~~~~~~~~~~~~~~
19 Food inventory ~~~~~~~~~~~~~~
20 Drugs and medical supplies ~~~~~~~~
21 Taxidermy ~~~~~~~~~~~~~~~~
22 Historical artifacts ~~~~~~~~~~~~
23 Scientific specimens ~~~~~~~~~~~
24 Archeological artifacts ~~~~~~~~~~
25 Other J ( )
26 Other J ( )
27 Other J ( )
28 Other J ( )
29 Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement ~~~~ 29
Yes No
30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it
must hold for at least three years from the date of the initial contribution, and which isn't required to be used for
exempt purposes for the entire holding period? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 30a X
b If "Yes," describe the arrangement in Part II.
31 Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions? ~~~~~~ 31 X
32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 32a X
b If "Yes," describe in Part II.
33 If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule M (Form 990) 2018
832141 10-18-18
Schedule M (Form 990) 2018 HOPEWELL FUND 47-3681860 Page 2
Part II Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization
is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete
this part for any additional information.
OTHER
RELATIONSHIPS.
PROVIDES HR, LEGAL, PAYROLL, AND OTHER ADMINISTRATIVE FUNCTIONS FOR THE
HOPEWELL FUND THEREBY ENABLING HOPEWELL TO BETTER FURTHER ITS MISSION AND
ACHIEVE IMPACT.
THE BOARD OF DIRECTORS OF HOPEWELL FUND AND THE FUND'S LEGAL COUNSEL
MATTERS BEFORE THE BOARD WHEN THEY HAVE A CONFLICT IN THE MATTER.
DISINTERESTED MEMBERS MUST DETERMINE WHETHER OR NOT THERE ARE ANY SUITABLE
YEAR.
THE FUND MAKES ITS FORM 1023: APPLICATION FOR RECOGNITION OF EXEMPTION,
AVAILABLE FOR PUBLIC INSPECTION UPON REQUEST. THOSE MATERIALS INCLUDE THE
POLICIES. THE FUND DOES NOT MAKE FINANCIAL STATEMENTS AVAILABLE TO THE
PUBLIC.
DOCUMENTS.
ARIZONA MIRROR
EQUITY FORWARD
FLORIDA PHOENIX
MICHIGAN ADVANCE
NEVADA CURRENT
PENNSYLVANIA STAR-CURRENT
VIRGINIA MERCURY
AT THE END OF 2017, HOPEWELL RECEIVED AN UNUSUAL GRANT THAT WILL FUND