Coping With Anxiety in Sport: Yuri L. Hanin
Coping With Anxiety in Sport: Yuri L. Hanin
Coping With Anxiety in Sport: Yuri L. Hanin
Chapter 9
Yuri L. Hanin
Chapter In: Adam Nicholls (Ed.). Coping in Sport: Concepts, Issues, and Related
Constructs, Nova Science Publishers, Inc.
ABSTRACT
INTRODUCTION
To understand coping and to evaluate its effectiveness, we need to know what the
person is coping with (Lazarus & Folkman, 1984, p. 141) and how does the target of
coping affect the process of coping. What is the interplay between emotion and coping as
a critical factor in determining an athlete’s potential success in competitive sport
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(Thatcher, Lavallee, & Jones, 2004, p. 5)? These questions are considered in this chapter
from the perspective of the Individual Zones of Optimal Functioning (IZOF) model
which was initially proposed to examine pre-competition anxiety (Hanin, 1978, 1995)
and later elaborated for research of emotion-performance relationships in sport (Hanin,
1997, 2000, 2004, 2007).
High-achievement sport is a special setting with a constant change and the need
for change management. That makes it a very special environment for the study of stress
and stress-induced emotions like anxiety. In fact, “the essence of stress, coping, and
adaptation is change… and unless we focus on change we cannot learn how people come
to manage stressful events and conditions… (Folkman & Lazarus, 1985, p. 150).
Top-level athletes need to be ready for constant change and change management.
Coping with anxiety is actually coping with change. Potential gain and loss are behind all
stress-induced emotional experiences (Lazarus, 2000).
There are certain myths about change: all changes are quick, painless, cost
nothing, and have the same meaning for all people involved. Actually the opposite is true:
the change requires time; it is often very painful and may cost a lot; finally, change has
different meaning for different people. Change is difficult for people because requires
individuals to find new ways of doing things; change creates uncertainty and requires
additional work. Successful change is impossible without adjustment; behind almost all
changes is additional demand on available resources leading to either loss or gain of an
athlete’s own resources.
A four-stage model of change proposed in organizational setting (Scott & Jaffe,
1989), which is relevant for anxiety-centered coping, is based on distinction between
different emotions of people going through change process. These stages include denial,
resistance, exploration (or search), and active involvement. Interestingly, anxiety can be
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observed in people not only in denial and resistance stages but also in exploration and
commitment stages.
The IZOF model, developed in the naturalistic setting of elite sport, holds that
emotion is a component of the psychobiosocial state conceptualized as a situational,
multi-modal and dynamic manifestation of the total human functioning (Hanin, 1997,
2000). There are several empirically supported assumptions in the IZOF model that are
relevant for emotion-focused and action-focused coping. For instance, each athlete has
individually optimal anxiety level (high, moderate or low) (Hanin, 1978, 1986) and a
constellation of individually optimal and dysfunctional emotion content, described by
athlete-generated idiosyncratic markers (Hanin, 1997, 2000). The notion of optimal
intensity zones reflects individual differences within athletes’ ability to recruit and utilize
efficiently available resources. Optimal pleasant and unpleasant emotions indicate
availability of basic and emergency resources and their effective recruitment and
utilization by producing energising and organising effects. In contrast, dysfunctional
unpleasant and pleasant emotions reflect a lack of resources or their inefficient
recruitment and utilization resulting in dis-energising and dis-organising effects of
emotions upon performance.
Based on extensive studies of pre-competition anxiety and observations of elite
athletes, a program for individualized intervention to optimize pre-competition anxiety
was proposed and used in applied work with elite rowers and weightlifters (Hanin, 1980,
1986). Specifically, this intervention included: retrospectively establishing optimal
anxiety level and zones; assessing actual and anticipated pre-start anxiety and attitudes
towards competition 5-7 days prior to competition; comparing anticipated and actual
(current) anxiety with pre-established optimal intensity; and managing (reducing,
maintaining or increasing) anxiety level to help athletes enter and stay in the their optimal
intensity zones. Annesi’s (1998) intervention study with three skilled tennis players was
one of the first well documented intervention investigations examining the efficacy of the
selected principles of the IZOF model. Annesi identified the optimal zones using the
Competitive State Anxiety Inventory-2 (CSAI-2; Martens, Burton, Vealey, Bump, &
Smith, 1990) and taught athletes to enter their zones in order to enhance their
performance during the season. However, his study was limited to the assessments of pre-
competition anxiety using CSAI-2 and to the application of researcher-generated self-
regulation strategies which are sometimes ineffective or even inappropriate for individual
performers. For instance, Murphy and Jowdy (1992) reported a case of an athlete who
was requested to focus on a bright metal ball to concentrate better but when the athlete
tried to use this cue the ball “exploded.
These concerns were addressed by assessing anxiety, and positively-toned, and
negatively-toned emotions, and somatic symptoms using athlete-generated idiosyncratic
descriptors (Robazza, Pellizzari & Hanin, 2004). These investigators also identified self-
regulation strategies that the athletes used in their best performances and how they coped
with difficult performance situations. Other studies also provided support of the
effectiveness of individualized approach to emotion-focused coping (Minouchi, 2006;
Robazza, Bortoli, & Nougier 2000, 2002).
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Performance-Related Anxiety
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Anxiety as State-Like, Trait-Like and Meta-Experience
Five basic dimensions posited in the IZOF model describe the defining
characteristics of state-like experiences as a component of psychobiosocial (PBS)
performance-related state (Hanin, 2000, 2003). Thus anxiety as emotional experience is
always manifested in some form (subjectively perceived or observable); it has specific
content (or quality); it is characterized quantitatively and qualitatively by its intensity;
and as a process emotion unfolds over time (Folkman & Lazarus, 1985) in a particular
context (in practices or competitions). The following sections examine how state-like
anxiety can affect the coping process.
Form dimension. This suggests that state anxiety is manifested in affective
modality related to several other components of psychobiosocial state. These component
labels with selected descriptors include cognitive (alert, focused, confused, distracted),
affective (worried, nervous, happy, angry, joyful, fearful), motivational (motivated,
willing, desirous, interested), volitional (determined, brave, daring, persistent), bodily
(tired, jittery, restless, sweaty, painless, breathless), motor-behavioral (sluggish, relaxed,
sharp), operational (smooth, effortless, easy, clumsy actions), and communicative
(connected, related, in touch) modalities. The validity of these assumptions regarding
multimodal description of PBS states were tested empirically in different sports (Bortoli,
Bertollo, & Robazza, 2009; Bortoli & Robazza, 2007; Hanin & Stambulova, 2002; Ruiz
& Hanin, 2004 a, b; Würth & Hanin, 2005).
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Implications for coping. A coping process can include different modalities of the
PBS state and should not be limited to “cognitive and behavioral” efforts. Thus form-
based coping efforts may include motivation-centered, volition-centered, bodily-centered,
action-centered, and communication-centered strategies. Obviously, anxiety-centered
coping will impact not only affective modality (other emotions) but also the concomitants
of anxiety as a component of the PBS state. Therefore, in coping, it is useful to identify
the target modality and how it interacts with other components of the PBS state.
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anxiety is also recommended to capture the impact of different anticipatory and outcome
emotions.
Time Dimension
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emotions: pre-event complacency is usually detrimental; whereas elevated challenge
emotions in post-performance situations may sometimes deplete available resources.
Implications for coping. The coping process should consider the role of temporal
patterns in emotion-performance relationships. It is expected that the content and
intensity of optimal and dysfunctional emotions change over time. Therefore, in emotion-
focused coping one should consider the patterns of emotions in pre-task, mid-task and
post-task stages of performance process and also the transition patterns of appraisals
between these three stages. In the case of anxiety-centered coping, the focus should be on
anxiety and also on related emotional experiences. It is also important to distinguish
between reactive (immediate) coping aiming to manage current emotions and actions and
anticipatory coping focused on what can possibly happen.
Context Dimensions
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strategies. In this approach, expert athletes’ subjective experiences and their performance
history are the main source of information for the selection of appropriate coping
strategies (see, for instance, Appendix 1).
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Identification of Individually Optimal Performance
“… I can do this dive quite well but I focused on wrong things. I can blame only myself. I
focused on rotation but forgot to focus on the pre-jump which is the most important
element for the good take off... In the air, I felt like I would fall in a tuck bomb on my
neck. I did all that was possible to do in the air. But an error happened in the pre-jump
and this disrupted the rhythm of my dive and water entry was spoiled…”(Hanin &
Hanina, 2009 b, p.85)
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different foci which he or she used in previous successful performances. In the 5th series,
the athlete attempts to achieve the best total results by deliberately using the focus that
worked best in the four previous series.
In this enhancing awareness session, coach provides the feedback only after the
self-ratings of the athlete who now attends to most essential aspects of performance and
relies more on her own perceptions. In enhancing the athletes’ conceptual and physical
awareness of optimal movement pattern it is important that they focus on the entire
movement sequence or a chain of components and their interaction. When the number of
performance attempts is limited (as in pole-vaulting or ski-jumping), it is recommended
to use imagery as a supplement or a substitute of physical performance attempts.
Control and monitoring in the ICC-program are the natural extension of the
identification of the individually optimal performance. The main goal here is to
standardize the interactions between components within their optimal ranges. An athlete
focuses more on the interaction between the key components of the task and
consequently, the athlete’s performance becomes more consistent and average results
usually improve. Control and monitoring involve a deliberate and step-wise practice of
the entire chain of optimal movement patterns from the first component to the last
component of the chain. The goal of training is that an athlete deliberately improves only
the first component in the chain. At the same time it is estimated how this improvement
affects other components of the chain and the final results. It usually takes one practice
per week for working on each chain component. Successful task execution helps to
estimate the role of the first component and to identify most sensitive (variable) core
components of the chain and their interaction during the deliberate control of the task
execution. Control and monitoring are recommended to be used during the preparatory
period and during competition season.
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enhance awareness of how it affects other components and the total outcomes of task
execution. All this is expected to empower the athlete to influence the task execution
process and the final results.
The application of the Old Way-New Way for a rapid correction of habitual
performance errors (Lyndon, 1989, 2000) with top-level athletes within the framework of
the ICC program suggests that the method can also be effective in sport. However,
several conceptual and practical aspects reflecting the specifics of expert performance in
high-achievement setting should be considered. Firstly, in error analysis (Old Way), a
concept of task components and the chain of components (Bernstein, 1947) are used to
describe the athletes’ subjective perceptions of their performance. Secondly, an error can
be either a component of the chain or an interaction between the components and it is
best identified under competitive stress or when an athlete deliberately tries too much in
practices. Finally, an error analysis involves examination of personally best and worst
performance to identify individually optimal and non-optimal performance (Identification
stage of the ICC program).
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An athlete’s individual resources (strengths) are considered to identify an
individually optimal movement pattern (New Way). In several cases, prior to change
(pattern substitution), an athlete may need additional practice to learn this new movement
pattern. New Way as the individually best pattern should be clearly identified by an
athlete and a coach. It is not recommended to initiate a change in performance until both
agree on why the selected New Way is the best available option. After a skill correction
using the standard learning trial procedure to cope with proactive inhibition has been
done, several practices should be conducted to make sure that this new skill is
standardized in practices and stabilized (Bernstein, 1947) in competitions.
CONCLUDING REMARKS
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APPENDIX 1
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