Loss of The USS Thrasher Hearing Proceedings

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OF THE U.S.S.

"THRESHER';
STANFORD
LIBRARIES
HEARINGS
BEFORE THE

JOINT C
CONGRESS 01 THE UNITED STATES
EIGHTY-ISGHTII CONGRESS
-..A.U.-I. j»»«i<K]J-i.'in»~rrr «»••<•.•*•««•""•••"-•

FIRST AND SECOND SESSIONS


ON
THE LOSS OF THE U.S.S. "THRESHER"

JUNE 26, 27, JULY 23, 1963, AND JULY 1, 1964

Printed for the use of the Joint Committee on Atomic Energy


LOSS OF THE U.S.S. "THRESHER'5

HEARINGS
BEFORE THE

JOINT COMMITTEE ON ATOMIC ENEfiGY


COMEESS OE THE UNITED STATES
EIGHTY-EIGHTH CONGRESS
FIRST AND SECOND SESSIONS
ON
THE LOSS OF THE U.S.S. "THRESHER"

Printed Tor tne use or tne Joint Committee on Atomic Energy


U.S. GOVERNMENT PRINTING OFFICE
34-920 WASHINGTON : 1965

For sale by the Superintendent of Documents, U.S. Government Printing Office


Washington, D.O., 20402 - Price 55 cents
JOHN O. PASTORE, Rhode Island, Chairman
CHET HOLIFIELD, California, Vice Chairman
RICHARD B. RUSSELL, Georgia MELVIN PRICE, Illinois
CLINTON P. ANDERSON, New Mexico WAYNE N. ASPINALL, Colorado
ALBERT GORE, Tennessee ALBERT THOMAS, Texas
HENRY M. JACKSON, Washington THOMAS G. MORRIS, New Mexico
BOURKE B. HICKENLOOPER, Iowa CRAIG HOSMER, California
GEORGE D. AIKEN, Vermont WILLIAM H. BATES, Massachusetts
WALLACE F. BENNETT, Utah JACK WESTLAND, Washington
CARL T. CURTIS, Nebraska JOHN B. ANDERSON, Illinois
JOHN T. CONWAY, Executive Director
EDWARD J. BAUSBR, Assistant Director
JAMBS B. GRAHAM, Technical Adviser
I In Memoriam I

Men Who Perished With the Loss of Thresher—April 10,1963


SHIP'S COMPANY

Harvey, John W., LGDR, USN.


Garner, Pat M., LCDR, USN.
Di Nola, Michael J., LGDR, USN.
Lyman, John S., Jr., LGDR, USN.
Smarz, John (n), Jr., LT, USN.
Parsons, Guy G., Jr., LTJG, USN.
Henry, James J., Jr, LTJG, USN.
Babcock, Ronald G., LTJG, USN.
Wiley, John J., LTJG, USN.
Malinski, Frank J., LTJG, USN.
Collier, Merrill F., LT, USN.
Grafton, John G., LTJG, USN.
Arsenault, Tilmon J., ENCA(SS)-P2, USN.
Bain, Ronald E., EN2 (SS) -P2, USN.
Bell, John E., MM1-P2, USN.
Bobbitt, Edgar S., EM2(SS)-P2, USN.
Boster, Gerald C., EMS (SS )-Pl, USN.
Bracey, George (n), SD3(SS), USN.
Brann, Richard P., EN2(SS)-P2, USN.
Carkoski, Richard J., EN2(SS), USN.
Gayey, Steven G., TM2(SS), USN.
Christiansen, Edward (n), SN(SS), USN.
Claussen, Larry W., EM2(SS)-P2, USN.
Clements, Thomas E., ETR3(SS), USN.
Cummings, Francis M., SOS2(SS), USN.
Carmody, Patrick W., SK2, USN.
Dabruzzi, Samuel J., ETN2(SS), USN.
Day, Donald C., EN3(SS), USN.
Denny, Roy O., Jr., EMI (SS)-P2, USN.
DiBella, Peter J., SN, USN.
Dundas, Don R., ETN2(SS), USN.
Dyer, Troy E., ET1 (SS)-Pl, USN.
Davison, Clyde E., Ill, ETR3-P1, USN.
Forni, Ellwood H., SOCA(SS)-P1, USN.
Foti, Raymond P., ET1 (SS), USN.
Freeman, Larry W., FTM2(SS), USN.
Fusco, Gregory J., EM2(SS)-P2, USN.
Gallant, Andrew J., Jr., HMG(SS), USN.
Garcia, Napoleon T., SD1 (SS), USN.
Garner, John E., YNSN(SS), USN.
Gaynor, Robert W., EN2(SS), USN.
Gosnell, Robert H., SA (SS), USNR.
Graham, William E., SOC(SS)-P1, USN.
Gunter, Aaron J., QMl(SS), USN.
Hall, Richard G., ETR2(SS)-P2, USN.
Hayes, Norman T., EM1-P2, USN.
Heiser, Laird G., MM1-P2, USN.
m
Men Who Perished With the Loss of Thresher—April 10, 1963
SHIP'S COMPANY—continued
Helsius, Marvin T., MM2, USN.
Hewitt, Leonard H., EMCA(SS), USN.
Hoague, Joseph H., TM2(SS), USN.
Hodge, James P., EM2, USN.
Hudson, John F., EN2 (SS), USN.- - ^ -
Inglis, John P., FN, USNR.
Johnson, Brawner G., FTG1 (SS)~P2, USN.
Johnson Edward A., ENCA(SS), USN.
Johnson, Richard L., RMSA, U&i ,*
Johnson, Robert E., TMC(SS)-P1, USN.
Johnson, Thomas B., ET1 (SS)-P2, USN. = : , . . • > , . . - . • . . - ,-
Jones, Richard W., EM2(SS), USN.
Kaluza, Edmund J., Jr., SOS2(SS)-P1, USN.
Kantz, Thomas G.,ETR2(SS), USN. '
Kearney, Robert D., MM3, USN.
Keiler, Ronald D.,IG2(SS)-P2, USN. ;
Kiesecker, George J.,MM2(SS)-P2, USN. .; : - . -
Klier, Billy M.,EN1(SS)-P2, USN. . .'...,.,
Kroner, George R., GS3, USN. ' . , ; • . , ; , ; ;
Lanouette, Norman G., QMl(SS), USN. '- ,' .
Lavoie, Wayne W., YNl(SS), USN. . : ,
Mabry, Templeman N . , Jr., EN2(SS)-P2, USN. . • , = :• =
Mann, Richard H., Jr., IG2(SS), USN.
Marullo, Julius F., Jr., QM1 (SS), USN.
McClelland, Douglas R., EM2(SS), USN.
McGord, Donald J., MM 1(SS)-P2, USN. '
McDonough,KarlP.,TM3(SS),USN. ; ' '
Middleton, Sidney L., MM 1(SS)-P2, USN. ; ,-.i •',' >'•.'.
Muise, Ronald A., GS2, USN. , . . r'
Musselwhite, James A., ETN2(SS)-P2, USN.
Nault, Donald E., GSl(SS), USN. ;-
Noonis, Walter J., RMG(SS), USN.
Norris, John D.,ET1(SS )-P2, USN. ,
Getting, Chesley C., EM2-P2, USN. ; /
Pennington, Roscoe G., EMCA(SS)-P2, USN.
Peters, James G., EMCS-P2, USN. .-.••' "
Phillippi, James F.,SOS2(SS), USN. ,- - ."••'..
Philput, Dan A., EN2(SS)-P2, USN.
Podwell, Richard (n), MM2-P2, USN.
Regan, John S . , MM1(SS)-P2, USN. . . - , " ' •
Ritchie, James P., RM2, USN.
Robison, Pervis (n), Jr., SN, USN. . >'.
Rountree, Glenn A., QM2(SS),USN. -
Rushetski, Anthony A., ETN2, USN. ;
Schiewe, James M., EMI (SS)-P2, USN. • ;
Shafer, Benjamin N., EMCM(SS)-P2, USN.
Shafer, John D., EMCS(SS)-P2, USN.
Shimko, Joseph T., MM 1-P2, USN.
Shotwell, Burnett M., ETRSN, USN. .-...'
Sinnett, Alan D., FTG2(SS), USN.
Smith, William H., Jr., BT1-P2, USN.
Solomon, Ronald H., EM 1-P2, USN. . • ,-, -
Steinel, Robert E., SOI (SS)-Pl, USN. •' . !
Snider, James L., MM 1, USN. .,
Van Pelt, Rodger E., 1C HSS)-P2, USN.
Wasel, David A., RMSN, USN.
Walski,JosephA.,RMl(SS)-Pl,USN. : ,
Wiggins, Charles L., FTG1-P2, USN. v , ;
Wise, Donald E., MMCA(SS)-P2, USN. ; ,
Wolfe, Ronald E., QMSN(SS), USN.
Zweifel, Jay H., EM2-P1, USN.
Men Who Perished With the Loss of Thresher—April 10, 1963
OTHER THAN SHIP'S COMPANY

Krag, Robert L., LCDR, USN, Staff, Deputy Commander, Submarine Force, U.S.
Atlantic Fleet.
Allen, Philip H., LCDR, USN, Portsmouth Naval Shipyard.
Billings, John H., LCDR, USN, Portsmouth Naval Shipyard.
Biederman, Robert D., LT, USN, Portsmouth Naval Shipyard.
Prescott, Robert D., Civilian Employee, Design Division, Portsmouth Naval Shipyard.
Charron, Robert E., Civilian Employee, Design Division, Portsmouth Naval Shipyard.
Guerette, Paul A., Civilian Employee, Design Division, Portsmouth Naval Shipyard.
Fisher, Richard K., Civilian Employee, Design Division, Portsmouth Naval Shipyard.
Whitten, Laurence E., Civilian Employee, Combat Systems Division, Portsmouth
Naval Shipyard.
Beal, Daniel W., Jr., Civilian Employee, Combat Systems Division, Portsmouth Naval
Shipyard.
Des Jardins, Richard R., Civilian Employee, Combat Systems Division, Portsmouth
Naval Shipyard.
Critchley, Kenneth J., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Currier, Paul C., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Abrams, Fred P., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Palmer, Franklin J., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Dineen, George J., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Moreau, Henry C., Civilian Employee, Production Department, Portsmouth Naval
Shipyard.
Corcoran, Kenneth R., Contractor's Representative, Sperry Corp.
Jaquay, Maurice F., Contractor's Representative, Raytheon Corp.
Keuster, Donald W., Contractor's Representative, Sperry Corp.
Stadtmuller, Donald T., Contractor's Representative, Sperry Corp.
FOREWORD
On April 10,1963, while engaged in a deep test dive, approximately
200 miles off the northeastern coast of the United States, the nuclear
submarine, SSN-593, the TJ.S.S. Thresher, was lost at sea with all
persons aboard—112 naval personnel and 17 civilian technicians.
The Joint Committee on Atomic Energy, by law, is required to make
continued studies of problems related to the development, use, and
control of atomic energy. In compliance with this responsibility, as
chairman of the Joint Committee, on being notified on April 10 of the
loss of the Thresher, I immediately dispatched specially qualified staff
members of the Joint Committee to New London, Conn., where the
naval court of inquiry was scheduled to convene. The court of inquiry
did convene in New London on April 11 and then on April 13 moved
to the Portsmouth Naval Shipyard, the design and construction yard
for the Thresher. The sessions continued at the Portsmouth Naval
Shipyard until the court closed its inquiry on June 5, 1963. During
this 56-day period, the court heard testimony from 120 witnesses,
recorded 1,700 pages of testimony, and examined 255 exhibits.
Throughout the entire proceedings, most of which were behind closed
doors, the Joint Committee was represented through its staff who at-
tended as official observers.
At the conclusion of the proceedings, a copy of the 12-volume record
of the court, including its findings, opinions, and recommendations,
was made available to the Joint Committee. Not until the court had
officially completed its work, and after tiie court had submitted its
report to the Navy, did the Joint Committee hold its own hearings.
The committee did, however, receive regular progress reports from its
staff during the court proceedings.
It was my expressed belief, in consultation with other members of
the committee, that no outside investigation into the cause of the
tragedy should be conducted until the Department of the Navy had
been gjiven an opportunity to complete its investigation.1 Thereafter,
the Joint Committee held its hearings in two parts.
During the first part on June 26, 27, and July 23,1963, the commit-
tee received testimony in executive session from the Secretary of the
Navy, the Assistant Secretary of the Navy (Installations and Logis-
tics) , the president of the court of inquiry, the Chief of the Bureau of
Ships, and senior naval officers of operating elements of our naval
submarine forces. During this initial phase, the committee received
information on the design, construction, operation, and maintenance
of nuclear submarines. Special emphasis was given to those elements
of design and construction which, based upon the testimony and evi-
dence obtained during the naval court of inquiry and the committee's
own interrogation of witnesses, were deficient and in need of corrective
action.
/See floor statement of Senator Pastore on April 22, 1963, p. 144.
VXt
FOREWORD

One year later, on July 1, 1964, the committee again received testi-
mony in executive session from the Office of the Secretary of the Navy
and senior naval officers responsible for the design, construction, and
operation of nuclear submarines in order to ascertain what actions
had been instituted to correct the acknowledged deficiencies that ex-
isted. U v ) : '^ v;';,d • • .
Although there has been much speculation as to the cause of the
Thresher loss, the committee must conclude from its own study of the
facts developed thait the! Specific catise is not khotm. It was imjportaiit,
therefore, that all aspects of the Thresher'sdesign, construction, and
operation be reviewed to uncover'whatever weaknesses may have ex-
isted at the time, whether or not they were the proximate cause of
the accident.
Investigations reveale'd that in parts of the ship, practices,1 condi-
tions, and standards existing at the time were short of those required
to insure safe operation of the TJvresher. Basically, the ship was built
to two standards. /The standards of design and construction for the
nuclear ppwerplant" were niore stringent than for the rest of the ship.
Of particular note is that the technical specification requirements were
not greatly different, but that adherenceto them was far more strict
for the nuclear powerplant than for the rest of the ship.
It is'also obvious that while nuclear power was revolutionizing the
submarine as a weapon's system during'the past 10 years, the more
conventional aspects of the submarine and its safety devices were not
keeping pace with the more stringent performance requirements of
greater endurance higher speed, and deeper submergence. For ex-
ample, the design and limited blowing capability of the deballasting
system which might have been adequate for the World War II and
•postwar conventional submarines were inadequate as an emergency
system for the larger, deeper diving j higher performance nuclear sub-
marines.Similarly the use;of the less costly method of joining metal
piping systems by brazing is questionable for hazardous salt water
lines subject to the tremendous pressures of deep-depth as compareid
to welding which is a more expensive and time-consuming'method.
Corrective 'action is now being taken by the Department of the Navy
in both of these areas.
It is extremely unfortunate that this tragedy had to occur to bring a
number of unsatisfactory conditions into the open. The committee is
favorably impressed, however^ with the scope of the Navy's planned
program to improve th'& quality and safety of new submarines and
those already in the fleet. The program to bring about the necessary
improvements is very costly arid will take much time to complete. It
now appears that the cost to upgrade our submarine program will be
greater than if at the outset the higher, standards' comparable to those
used in the nuclear powerplant had been adoptecl throughout the ship.
The lesson is obvious. There is no substitute for proper attention to
quality of material and workmanship in the first instance. The.'initial
extra costs which may be involved will eliminate much greater addi-
tional expense later on but much more importantly, it could mean the
saving of the lives of the men who man our submarines.
FOREWORD IX

For some time the Joint Committee has been concerned with the
problem of the lack of continuity of military personnel in the manage-
ment of highly technical programs. There is no doubt that a policy
which requires military officers to be transferred every 2 to 3 years
is not conducive to efficient technical management of complex tech-
nical projects which require periods of 6 or more years to complete.
For example, in the nuclear powerplant of the Thresher there was
a continuity of technical management; Admiral Bickover has been in
charge of the program from its inception. But in the nonnuclear parts
of the submarine there were so many changes of personnel in respon-
sible positions involved in the design and construction of the ship
that fixing individual responsibility is impossible. Unless there is
a drastic change in the present military technical management
concepts, whereby competent individuals will be assigned tech-
nical responsibility for time periods commensurate with the time
required to complete a technical project without adverse effect
on their promotion opportunities, the high standards of efficiency
and safety required will be most difficult to attain.
This committee, in light of its public safety responsibilities, has
voiced concern on many occasions about the pressures to reduce the
standards of selection and training that have been the hallmark of the
naval nuclear propulsion program. The Thresher's loss should re-
emphasize the need for continuing to uphold the high standards of
selection, training, qualification, and requalification which is one of the
keys to the long-term safety record in Admiral Eickover's program.
The committee reaffirms the position it has expressed previously
that there must be no relaxation of existing procedures used in
selecting, training, and assignment of nuclear propulsion per-
sonnel.
A number of the recommendations made by the court of inquiry
are still under study by the Navy Department. The Joint Committee
has requested the Navy Department to keep it informed regarding
future actions with respect to the recommendations which have been
made.
The hearings held by the Joint Committe, of necessity, had to be in
executive session because the testimony included classified defense
information. However, it has been the long-established policy of the
Joint Committee that it has a responsibility to make public as much
information as possible consistent with the national defense security
requirements of the United States. Accordingly, with the assistance
and cooperation of the Navy Department, the hearing records were
reviewed for classification and classified information deleted prior to
publication.
The committee hopes that these hearings will be carefully studied
by all who are engaged in military technical development, for they
contain many lessons for which we have already paid a high price.
If the lesson is learned that excellence in design, fabrication, opera-
tions, and training cannot be compromised in modern high perform-
ance military systems, the men of the Thresher will not have died in
vain.
JOHN O. PASTORE. Chairman.
December 1964
CONTENTS
(A short subject index will be found on p. 191)

Pan
Wednesday, June 26, 1963 1
Thursday, June 27, 1963 29
Tuesday, July 23, 1963 59
Wednesday, July 1, 1964 91
STATEMENTS OF WITNESSES
Atomic Energy Commission:
Barney, James T., Commissioner 88,90
Rickover, Vice Adm. Hyman G., Manager, Naval Reactors Branch,
Division of Reactor Development 60-90, 102, 105, 111, 122-131
Leighton, David T., Assistant Manager for Surface Ship Projects,
Naval Reactors Branch, Division of Reactor Development 77,81
Panoff, Robert, Assistant Manager for Submarine Projects, Naval Re-
actors Branch, Division of Reactor Development 64,82
Department of the Navy:
Austin, Vice Adm. Bernard L., president of the Naval War College, and
president of the court of inquiry on Thresher— 4-27
BeLieu, Kenneth E., Assistant Secretary of the Navy, Installations and
Logistics 120-131
Bishop, Capt. Charles, Office of the Chief of Naval Operations (in
charge of technical information group of search effort) 39-40, 44, 54-57
Brockett, Rear Adm. William A., Chief, Bureau of Ships 8-27,
32-58,71-72, 82-83
Curtze, Rear Adm. C. A., Deputy Chief, Bureau of Ships 95-120, 124-126
Kern, Capt. D. H., Head of Submarine Branch, Bureau of Ships 109,112
Korth, Fred, Secretary of the Navy 2-9,
15, 26,30-32,40-42,48-58
Maurer, Rear Adm. John H., Director, Submarine Warfare Division,
Naval Operations 30-53
Ramage, Vice Adm. L. P., Deputy Chief of Naval Operations (Fleet
Operations and Readiness) 93-94,
105,109-110,116-117,121-123,130
Rickover, Vice Adm. Hyman G., Assistant Chief, Bureau of Ships
(Nuclear Propulsion) 60-4X),
102,105, 111, 122-131
Stephan, Rear Adm. Edward C., Oceanographer of the Navy (chair-
man of Deep Submergence Systems Review Group) 50-54
Wilkinson, Rear Adm. Eugene P., Director, Submarine Warfare, Office
of Chief of Naval Operations 124
ADDITIONAL MATERIAL INSERTED IN THE RECORD
List of submarine safety program tasks 99
Membership of the Submarine Safety Steering Task Group 97
Memorandum from Admiral Rickover dated February 13, 1962, on the
delay due to welding problems in the reactor plant systems of the
Tinosa 73
XI
XII CONTENTS

APPENDIXES
Appendix 1: Navy memorandum concerning submarine salt water piping
systems '. 133
Appendix 2: Navy memorandum concerning silver-brazed piping in U.S.S.
Thresher^.. 134
Appendix 3: "The Never-Ending Challenge," by Vice Adm. H. G. Rickover,
at the 44th Annual National Metal Congress,, October 29, 1962 136
Appendix 4: Statement by Senator John O. Pastore on the floor of the
Senate, April 22, 1963 144
Appendix 5: Correspondence concerning Join? Committee staff representa-
tion at the naval court of inquiry—-i-,-....,^-^--*,.. __^ r .___ 146
Appendix 6: Correspondence concerning findings of naval court of
inquiry _ -____^a^.__ fr 146
.Appendix 7: Correspondence concerning delay in schedule and loss of
radiographs of U.S.S. Tinosa . _____^^^, TT _ r . _,.,155
Appendix 8: Correspondence concerning classification of information relajtr,
<.v.ing to the loss of the U.S.S. Thresher- ____.^___-__ T .<__._'_ 109
Appendix 9: Correspondence concerning additional information," .requested
by Joint Committee. ___!' ___'___'1_1 ______'__1_1________: 166
Appendix 10: "The Need for a/High IQ t( Integrity-Quality)," remarks
by Rear Adm. Charles A. Curtze, Deputy Chief of the Bureau of Ships
at the Ninth Annual Gas Turbine Conference and Products Show, of
the American Society of Mechanical Engineers, March 4, 1964 '__*„_ 169
Appendix 11: Floor statement by Congressman Chet Holifield in honor
of those who were lost in Thresher ' „_, r_ 173
Appendix 12: Memorandum concerning submarine safety steering task
group—— ----- ^____^___-______L__ __. ._„_____ 174
Appendix 13: Status of shipbuilding program for nuclear powered ships
'• .authorized by Congress __, , ' 175
Appendix 14: Eulogies placed in the Congressional Record, April 22, 1963,
by Senator John O. Pastore-., , . <, -^—, —— , 177
Appendix 15: Review of inspection procedures for HT-80 submarine hull
welds •___«. ^ „_ 183
Appendix 16: Photographs of Thresher debris __' '__,_i . 186
Appendix 17: Thresher (SS(N) 593) chronology ,_______,_ 189
[These hearings were held in executive session. Classified security
information was presented during the executive session. The
I hearing record was then reviewed and specific items designated
( ,by |he Pepartmentof Defense and Navy Department as being;
! classified informatiori!;were deleted prior to publication.]
LOSS OF THE U.S.S, "THRESHER"

: WEDNESDAY, JUNE 26, 1963


. . , , , . - . CONGRESS O F T H E UNITED STATES,
JOINT COMMITTEE ON ATOMIC ENERGY,
. Washington, D.C.' '-
The committee met at 3:15 \ m. in room AE-1, the Capitol, Sena-
tor John O. Pastore, chairman of the Joint Committee, presiding.
Present: Senators Pastore, Jackson, and Curtis; and Representa-
tives Holifield, Price, Aspinall, Morris, Hosmer, Bates,. Westland, and
Anderson. ' .-,'
Present also: John Conway, executive director of the Joint Com-
mittee; Edward Bauser, assistant director; and James B. Graham,
technical adviser.
Present also: Ben Gilleas, staff member of the Senate Preparedness
Investigating Subcommittee of the Committee on Armed Services.
Chairman PASTORE. The committee will please come to order.
I want to say this is a meeting of the full committee of the Joint
Committee on Atomic Energy. On June 24, the Joint Committee re-
ceived from the Secretary of the Navy a transcript of the testimony
taken by the court of inquiry that investigated the loss of the U.S.S.
Thresher. Also received by the Joint Committee on June 24 was a
copy of the court's findings, including; opinions and recommendations.
I invited Secretary Korth to meet with the committee this afternoon
to review for the committee the principal things that were wrong with
the Thresher and what is being done to correct them, f ;
r At, this point, right now, I might say, Mr. Korth, that I have,very
much appreciated the cooperation of the Kavy Department and par-
ticularly the Qourt of inquiry in permitting the Joint Committee staff
to sit in the closed sessions, as well as the open hearings of the court
of inquiry. On behalf of the Joint Committee; I want to thank the
Department of the Navy and the president of the court of inquiry.
At the time the court was first formed 1tt>okthe position1 that no
congfesssional investigation should be conducted until the Navy De-^
partment had an opportunity to 'Complete its; investigation. I have
held in abeyance any hearing until such,time as tke Navy had an op-
portunity to review all the facts and make its own determinatiOil.1
1
See statement of Senator Pastore on the. floor of the Senate^April 22, 1963, app. 4,
p. 144. :. ;
2 LOSS OF THE U.S.S. "THRESHER"

Since the Navy has completed its investigation and the matter has
been reviewed within the Navy Department, I believe that now is
an appropriate time for the committee to hold this meeting. Our
meeting today, for the first time will give the committee an opportunity
to hear directly from the Navy on this tragedy.
In arranging for this meeting I thought it best not to specify any
g articular individual or individuals as witnesses, but rather permit the
ecretary of the Navy to bring with him whomever he wished. I
would hope from the distinguished group of officers that Mr. Korth
has with him, the committee will be able to receive a very thorough re-
view of this matter.
In addition to the information developed by the court of inquiry,
we hope we will receive whatever information was developed sub-
sequently by the Navy. I also hope Navy representatives will be pre-
pared to advise us on what actions have been or are being taken to
assure that there will not be another tragedy.
Now before I begin, I would like to mention that in addition to the
Joint Committee staff, Mr. Ben Grilleas, from the Senate Armed Serv-
ices Preparedness Subcommittee is also present in accordance with pre-
vious discussions I have had with Senator Stennis. Senator Stennis
addressed himself to the Navy Department, saying that he wanted a
report and at that time the Preparedness Subcommittee of the Armed
Services Committee would decide what they would do. I had a talk
with Mr. Stennis last week, and I invited him to participate with us
in a joint hearing if that were necessary, and he was very gracious
about it, and he said that he would think that over but that in all
probability he would either assign several members of his committee
to come to these hearings ex officio, or that he would send a member
of the staff.
I am glad to see that he has sent a member of the staff. I want the
staff member to know that these are highly classified hearings and that
I am glad to see that he has top secret and "Q" clearances so that there
is no question at all about security. I want to welcome him here, and
he can sit forward with us, in one of the chairs here, and make himself
as comfortable as possible.
Mr. Korth, I leave it up to you to address yourself to this committee
in any way you think is proper.
STATEMENTS OF HON. FRED KORTH, SECRETARY OF THE NAVY;
VICE ADM. BERNARD L. AUSTIN, PRESIDENT OF THE NAVAL
WAR COLLEGE AND PRESIDENT OF THE COURT OF INQUIRY ON
"THRESHER"; AND REAR ADM. WILLIAM A. BROCKETT, CHIEF OF
THE BUREAU OF SHIPS
Secretary KORTH. At the outset, let me say to you and to the members
of the Joint Committee that I am very pleased that you have asked me
to be present with you here today to discuss the findings of the court of
inquiry, which looked into the circumstances surrounding the loss at
sea of the U.S.S. Thresher. It may be helpful to you if I indicate some
discussions which I have already had on this matter, and some of the
actions, which are already underway as a result of this unfortunate in-
cident.
I have, as a matter of highest priority, directed the Chief of Naval
Operations to prepare a plan for establishment of a submarine safety
LOSS OF THE TJ.S.S. "THRESHER" 3

organization as recommended by the court of inquiry. And various


other steps are being taken within the Naval Establishment to profit
as much as possible from this untimely occurrence and to reduce the
possibility of any such future misfortune.
Accompanying me here today are Vice Adm. H. G. Rickover, Vice
Adm. B. L. Austin, who conducted the court of ino;uiry, and whose
permanent assignment is as President of the Naval War College, and
Rear Adm. E. C. Ste^han, the Chairman of the Navy's Deep Sub-
mergence Systems Eeview Group, and Rear Adm. J. H. Maurer, who
is the head of the Submarine Warfare Division in the Office of the
Chief of Naval Operations, Rear Adm. W. A. Brockett, Chief of the
Bureau of Ships, and Capt. C. E. Bishop, who heads up the technical
information group supplying the Chief of Naval Operations tech-
nical information on the search effort now underway to locate
Thresher.
In that connection I should like to say that this morning at 8 o'clock
the Trieste again submerged and searched for the Thresher. When
we had the last report she was surfacing, and was about 600 feet from
the surface, and I would say that perhaps by this very moment has
surfaced. We have no information on what she may have found
today.
These gentlemen whom I have mentioned, and their organizations,
have in various ways taken actions as a result of the Thresher loss.
Admiral Rickover lias, as I understand, issued recently a new instruc-
tion concerning the operational procedures for nuclear propulsion
reactors [classified matter deleted].
Admiral Rickover can, of course, amplify these remarks and respond
to any questions which you may have in that connection. Admiral
Austin has completed his thorough and objective investigation into the
possible causes of the loss of Thresher, He, in addition to his duties
as president of the Naval War College, has been serving as an expert
source of information for all matters pertaining to events leading
to and possibly causing the loss of Thresher.
Admiral Stephan, as head of the Deep Submergence Systems Re-
view Group, has first assembled a group of recognized experts on mat-
ters of location, recovery, search, and operation of deeply submerged
objects. Second, his group has nearly completed a documentary re-
view of all existing literature on this highly involved subject. Third,
they have solicited ideas from more than 200 industrial concerns, the
scientific community, and other Government agencies. These com-
ments and recommendations are beginning to flow in to Admiral
Stephan's group.
Fourth, he has instituted a study of the ocean environment, itself, as
it pertains to the practicality and feasibility of rescue and/or recovery
of deeply submerged objects. Fifth, his group anticipates that on or
about October 1 they will be prepared to report to me on, first, the
Navy's current capability in this field, and, second, recommendations
for short-term improvement, and third, recommendations for long-
term improvement, necessary budget considerations, and a recommen-
dation for the implementing organization to carry out the proposed
plan developed.
Admiral Maurer, as head of the Submarine Warfare Division has
monitored the operational practices of submarines and submarine
4 LOSS OF THE U.S.S. "THRESHER"'

systems, working /closely with the Bureau of Ships and Admiral


Stephan. i
Admirar Brockett has established within the Bureau of Ships a
Submarine Safety Task Group, with 10 separate tasks spelled out as
they affect submarine design safety. lie has established linder Kear
Adm. Andrew 1. MeKee, a retired officer called back to active duty,
a separate ad hoc design study group to look into the design of the
Thresher class submarine. • ' ' •
I might say here parenthetically,.that the activities pf Admiral
McKee's group have been kept separate and distinct from the proceed.-
ings of Admiral Austin's court of inquiry, so that the result of Ad-
miral McKee's group will be completely independent of any 'of the
i>
findings of the court. • :'T .
Admiral Brockett, where specific material improvements were indi-
cated as a result of the findings of the Thresher court of inquiry, lias
already caused corrective action to ;be taken in these areas. Fp£ ex-
ample, the matter of the fail-safe pbsition of the air^blo'w valvesr—he
has instituted a critical survey of system arrangement and testing as
it applies to new ships, ships soon to be delivered and ships already
in the fleet, to insure optimum benefit from the findings concerning
the Thresher case. , . , , . ,
Captain Bishop is serving within the Office of the Assistant Chief
pf Naval Operations for Development as a point of technical contact
for those seeking to locate Thresher, and he has assisted in making
available equipment and techniques which are currently employed to
position, photograph, and to attempt to locate Thresher.
This has been a very brief highlighting of some of the things which
have been done, or were already underway, and are related to the
loss of Thresher.,, , \
I will be very pleased individually or collectively to discuss in more
detail these or any other matters your committee desires. I think
that it might be helpful, Mr. Chairman, to ask Admiral Austin at this
point to explain how the court went about its work, and to highlight
briefly the results of the court of inquiryv since I feel that this expla-
nation could serve as a departure point for discussion of the actions
already taken, and those which are contemplated .as: a result of this
'event. • • • • - , - - • . ^ \ ^ .-....• • . . .
Chairman PASTORE. Admiral Austin, will you oblige Us by coming
forward, please ? r ^
Representative HOLIFIELP. Mr. Chairman, this is a 'final rollcall on
the'Defense appropriation bill, and that includes the naval appropria-
tions, I might add. Would you gentlemen excuse us while we go and
vote?
(A brief recess was taken.)

Admiral AUSTIN. Mr. Chairman, I appreciate this opportunity of


appearing before you and giving you some of the background of this
court, of whose report you have been furnished a copy? and the hear-
ings. I would like first to say on behalf of the members of the court
how much we appreciated your sending tp us as observers such fine
gentlemen wlxo made it easier for us to cooperate with them.
We had a difficult problem to inquire into. [Classified matter de-
leted.] And so we had to explore the complete spectrum of possible
LOSS OF THE U.S.S. "THRESHER" 5

causes, I think this was a blessing in disguise. It made for a long


court, but it also caused us to look into'things that probably would
never have been looked into for some time to come had it not been
-under the impetus of this investigation.

We, of course, did find in pur search of this entire spectrum of


causes, things that were not being done as well as they could be done,
things that needed to be improved, and manufacturing processes and
repair procedures and quality assurance systems, in the method of
operation of these ships, in the philosophy of their operation, and
so on.
Many of these things, I am sure, would have been discovered in
time, but I think that some of them might have been long in coming,
and I think that some may never have been discovered except by such
a process as this.
We looked into, first, the design of this ship. We looked, into ;the
construction of the ship, into the materials of which it was con-
structed, the processes by which these materials were fabricated, the
tests by which the putting together of these materials was determined
to be safe or unsafe. We also explored the personnel who manned
the ship, to see whether or not there was a high probability of person-
nel failure. We also, of course, went into the shock tests of the ship
prior to its going in for the overhaul which preceded its loss.
We found that the shock tests, for example, were no greater than
those which had been given to other submarine hulls. [Classified mat-
ter deleted.] This is one of the many things we pointed out in our
166 facts, 54 opinions, and 20 recommendations.
We, of course, went into, very carefully, every job that was done
by the shipyard during the long overhaul which preceded this ship's
going to sea and being lost. We found, for example, in one case that
a job of testing of a tank had caused the top of that tank to be rup-
tured due to poor supervision on the part of the man conducting the
test. This of course raised the question as to whether or not this
disruption of this tank top had in fact caused a high probability of
a failure of some piping system that ran over this tank. In order
to explore this thoroughly, we had two separate Navy yards conduct
stress analyses of this particular piping system and we found that
theoretically there would not have been a stress created by the 1-inch
displacement of that tank top which would have caused a failure of
a joint in a pipeline that ran over the tank.
This I cite only as an illustration of the way in which we went into
the various job orders that were issued during the overhaul of the
Thresher prior to its going to sea on April 9.
Then, of course, we went into the question of the processes and the
instructions for doing various types of work on that ship. We found
some of these processes in need of tightening up. We found that some
of them were given as goals rather than as requirements, and this we
point out in our findings.
I feel that many of the things which we found were valuable to
us. [Classified matter deleted.] It was with this in mind that the
court in its hearings only had open court when we were discussing
matters which we felt were unclassified. [Classified matter deleted.J
34-920—65 2
6 LOSS OF THE U.S.S. "THRESHER"

But with that one limitation, we tried diligently, and I think suc-
ceeded fairly well in having as much open hearings as possible, be-
cause we realized there was much interest hi this tragedy and that if
we couldn't have a reasonable amount of the hearings in open court,
it would cause the people of our country, and the press in particular,
to feel that there was something that was being kept from them which
they should know about. >
I can assure you and the committee, sir, that this court sought the
truth, the whole truth, and without any concern as to where the
chips might fall. I hope tHat the recommendations of this court will
accomplish what we hoped they would, and that is to make it safer
to operate the submarines we already have built and to build greater
safety into those yet to be built.
I would be happy to answer any questions which the committee
might wish to address to me.
Chairman PASTORE. Before you do, I would like to address myself
to the Secretary.
This group that you are assembling to report on October 1, what
will be their function?
DEEP SUBMERGENCE SYSTEMS GROUP

Secretary KORTH. Their function will be, as I indicated, to explore


into the deep submergence systems, that is the matter of location,
detection, and possible bringing to the surface of deep submergence
systems. What I would like to do is ask Admiral Stephan, who heads
this group, unless you would prefer to ask Admiral Austin that
question.
Chairman PASTORE. I think that our committee ought to ask Ad-
miral Austin any questions if they have any, first.
QUALITY OF DESIGN

Representative HOLQTELD. Admiral Austin, we have some questions


which we think should be answered for our committee record, and I
know you will understand the spirit in which they are asked.
Did the court attempt to learn from other shipyards that were
building Thresher class submarines to the same Portsmouth and Bu-
reau of Ships plans what they thought of the quality of the design
work?
Admiral AUSTIN. Sir? we did get a certain amount of testimony
regarding not only design but processes and test procedures from
other yards, but I would point out, sir, that we did not address our-
selves to a comparison. We focused our attention on the Thresher
and the yard in which it was built, and therefore we would not pretend
that our report would be a concise and full setting forth of the rela-
tive opinions and, shall we say, thoroughness of quality assurance and
that sort of thing in various yards that built similar ships.
Representative HOLIFIELD. We have been informed that this yard
has had trouble in meeting its quality standards.
Admiral AUSTIN. Yes, sir.
LOSS OF THE U.S.S. "THRESHER" 7

ROTATION OF KEY PERSONNEL

Representative HOLIFIELD. Another thing we wondered about was


the transfer at one time of several of your top, key men away from this
job when it was in the process of being done. Are the rules and regu-
lations of the Navy so unchangeable that when you are engaged in a
complicated job that the rule of transfer of responsible officers is
absolute, and looking back upon it, wouldn't it have been better to
have kept some of these men who were in top positions on that particu-
lar job until it was done? (See p. 87.)
Admiral AUSTIN. Mr. Holifield, I am not sure that I am the proper
person to answer regarding that.
Secretary KORTH. I will answer the first part of it. Certainly the
matter of whatever custom or rule there has been with reference to
changing people or rotating people are completely within my pur-
view to change, if that is indicated. I share the same concern that
you do, Mr. Holifield.
Representative HOLIFIELD. I have run into this in other cases, where
we were involved in some complicated problem in the military serv-
ice, with a man that was eminently qualified or a group of men that
were eminently qualified, and suddenly they were removed to com-
pletely different duties and men brought in to assume command in
those areas that had to be, in essence, taught the trade of that particu-
lar function.
Secretary KORTH. This is an area that causes me concern, and I
was discussing it this morning with Admiral Austin and others. I
am going to talk with Admiral Smedburg, the Chief of the Bureau
of Naval Personnel, to ascertain whether we cannot improve upon—
and we can—upon the matter of rotation or moving out at critical
time in the rework or overhaul of ships.
Representative HOLIFIELD. I think this is a basic thing that we
ought to come to grips with. This is an old subject with me in an-
other committee that I have—the Subcommittee on Military Opera-
tions of the House Committee on Government Operations—and time
after time in investigating different situations, we 'have come across
the succession of a man who was new to the problem—a very com-
petent man who was new to the problem and the release of a man who
had become competent in that field—and yet you lose accumulated
knowledge in the field because of this necessity of rotation in relation
to the man's own career advance.
Secretary KORTH. Mr. Holifield, actually I have not yet cleared
up in my own mind really at what point, let us say, the commanding
officer, if he is to be rotated and moved to another position, should
be moved out.
In other words, he comes back with the submarine after the shock
tests, and he perhaps knows more at that time about what failures
or what shortcomings there are on the submarine, and he should per-
haps stay on until those deficiencies have been corrected.
If someone else is to move on, he should move on soon enough so
that he can be certain that a submarine, when it goes out, is in proper
condition. In other words, it is so that he can supervise the work.
Representative HOLIFIELD. I was thinking of the situation of the
men in charge of this.
8 LOSS OF THE U.S.S. "THRESHER"

Secretary KORTH. You are talking about the shipbuilding end of


it?
Representative HOLIFIELD. That is right.
Secretary KORTH. In those areas, as well as in the areas of opera-
tions, I think we have to look at this very carefully.
Representative HOLIFIELD. Doesn't this apply in all specialized
areas
Secretary KORTH. That is right, sir. r .
Representative HOLIFIELD (continuing). Of operations, where you
require specific and special competence which has taken a long time
to acquire. It seems to me that, in this age of specialization, this
whole problem ought to be looked at. : : ,
Secretary KORTH. It is, sir, and it willbe.
Chairman PASTORE. If you will yield for a question on that point,
you say on the return from the shock trip ? '
Secretary KORTH. I was using that as an example.
Chairman PASTORE. And then a transfer is made. What is the
justification for it under the rules ? What calls for it, Mr. Secretary ?
Secretary KORTH. Actually
Chairman PASTORE. Is a man limited just by calendar time or are
there other considerations?
Secretary KORTH. Actually what happened here, as I understand it,
Mr. Chairman, is that the old commanding officer, that is the command-
ing officer who was aboard at the time of the shock tests, was then put
aboard a Polaris-type submarine, which was a promotion for him in
effect. It was a new one that was building actually, but at the same
time it was an advancement for him.
Representative HOLIFIELD. My remarks pertained to the ship
superintendent
Secretary KORTH. I am sorry. I did not understand.
Representative HOLIFIELD. The superintendent of the yard.
Secretary KORTH. This is likewise being looked into, yes.
Representative HOSMER. May I ask a question there ? Wouldn't it
be the superintendent of shipbuilding in a yard, and a particular su-
perintendent of a hull—or is there a difference in this case ?
Secretary KORTH. I don't precisely understand your question;
Representative HOSMER. You have some kind of an overall super-
visor of all of the operations in the yard, and we have a submarine
here and another ship there, and they are all in different stages of
work. With one yard doing so many different jobs, you can't particu-
larly tie a man who has an overall responsibility to one of the individ-
ual hulls in a yard.
':• Admiral BROCKETT. I am Admiral Brockett, Chief of the Bureau
of Ships. Mr. Hosmer, I will build up the organization for you from
the bottom. The ship superintendent will normally have one ship,
particularly under circumstances such as existed in Portsmouth, and
an assistant which was the case for the Thresher. His immediate boss
is the repair superintendent who in turn reports to the production
officer. •
Representative HOSMER. We are talking about naval officers at this
time or civilians?
Admiral BROCKETT. We are talking about naval officers. In the
normal course of events, when you give a ship's supsrintendent a ship,
LOSS OF THE TJ.S.S. "THRESHER" 9

you would expect him to stay with her from the day she begins until
the day she completes. But occasionally there are things that upset
the applecart. There are resignations and there are just distributions
of shortages, as it were, and although I don't have the details on
this case——
Kepresentative HOLIFIELD. May I give them to you? There was a
change in the Threshers assistant ship's superintendent in November
of 1962, and a change in the Thresher's chief superintendent in De-
cember of 1962. And in January of 1963 there was a change of the
Threshers chief executive officer and in the same month there was
a change of the Thresher's commanding officer.
So there in a period of less than 90 days, four of your top people
on this job were removed and this was during the time when as we
understand it, when the submarine was in overhaul and where it
would seem like to me the continuity of superintendents should have
remained in the same people.
Admiral BROCKETT. I knew about the cases of the people being
transferred but I have not developed, just having gotten access to
some of the material, why it happened insofar as the shipyard was
concerned.
I do know where these changes normally start from. Let us assume
that there is a death or resignation. The latter is our biggest problem
at the moment.
Representative HOLIFIELD. On the face of it, if I was doing a com-
plicated job of construction I wouldn't want the four top men to be
pulled out of it, and four strangers come into it to take on a job
without a complete transfer of the background of experience and
knowledge of those four men. It just looks to me—and I think it is
probably a fault of the system which requires rotation, rather than
continuity—as if this is a weak point.
Admiral BROCKETT. I would agree.
Secretary KORTH. I agree.
Chairman PASTORE. May I ask Admiral Austin, did the court place
any emphasis upon this incident that we are discussing now, with
relation to what the causes might have been?
Admiral AUSTIN. Mr. Chairman, we placed sufficient emphasis on
it to pull it out of 1,700 pages of testimony and make it one of those
166 facts. We did not feel that it warranted an opinion on our part.
We felt that the facts spoke for themselves.
Representative, HOLIFIELD. I don't quite follow you on that, Ad-
miral. It is either important enough, it seems to me, to require a
recommendation of a change or it is unimportant. I am not comper
tent to judge as to whether it is important or not.
Secretary KORTH. It is important enough for me to now look into
this sufficiently.
Representative HOLIPIELD. Maybe I am in error. In opinion 53
of the court record, it says that:
A substantially contemporaneous transfer of Thresher's commanding officer
and executive officer and ship's superintendent and assistant ship's superin-
tendent in the final stages, was not conducive to optimum completion of the
work undertaken*
So apparently you have rendered an opinion on that.
Admiral AUSTIN. I stand corrected. =
10 LOSS OF THE U.S.S. "THRESHER"

Representative HOUFIELD. I should have remembered that, but I


didn't until my staff brought it to my attention just now.
Admiral AUSTIN. I do recall that the court had considerable dif-
ficulty with this opinion, sir, and I was going on my memory and not
recollecting that at a later date, on the insistence of certain members
of the court, we did put in this opinion.
Chairman PASTOKE. Did you relate it at all to the tragedy ?
Admiral AUSTIN. Sir, not knowing exactly what occasioned the loss
of the Thresher, it is impossible to say that any one thing or any one
person or any one person's act or failure to act was directly responsible
or contributed to the loss of that ship.
Chairman PASTORE. Now, was this change of the four very top
people a unique thing in relation to the Thresher, or did your investi-
gation reveal that this is a common practice ?
Admiral AUSTIN. We sent for Admiral Smedburg as a witness, sir,
and we looked into this as much as we felt we could. It is not a prac-
tice to remove the commanding officer and the executive officer, for
example, at the same time. But he pointed out to us that in this case
he had to place a competent officer in command of a new Polaris sub-
marine, and that the most competent officer who was slated for such a
billet was the commanding officer of the Thresher who had it since it
had been built, and for a normal tour of duty.
The executive officer of the ship was needed on the staff of the
deputy commander, Sublant, as the nuclear qualified officer on that
staff. He was also the classmate of the new commanding officer, and
it was deemed advisable, therefore, to make his transfer at the time
that they brought the new commanding officer, a classmate of his,
aboard, sir.
That was Admiral Smedburg's rationalization, and he said in view
of that we left aboard Lieutenant Commander Lyman who was the
engineer officer, and three other lieutenant commanders, in order to in
part compensate for this breaking of two joints simultaneously.
I would say, sir, that this does happen due to the exigencies of the
service more often than Admiral Smedburg probably would like, and
I am sure more often than you would like.
DEVIATIONS FROM SPECIFICATIONS
Representative HOLIFIEIJ). On page 6 of the unclassified summary
of events, it says that in general the ship was built in accordance with
the specifications. (See app. 6, p. 151.) Yet the court record in your
classified statement refers to finding 14 percent of the salt water joints
tested being defective, frequent plugging or leaking of air-reducing
valves, changes in design of the salt water system from the contract
plans. Eight of the one hundred fifteen joints tested in the hydraulic
system were found defective and so forth.
Now, in addition as reported in your classified summary on page 48,
the court concluded numerous practices, conditions, and standards
were short of those required to insure the thorough overhaul and
safe operation of the Thresher.
So in view of those facts and that testimony, I ask you what does
the phrase "in general" mean, that in general the ship was built in
accordance with the specifications ?
LOSS OF THE U.S.S. "THRESHER" 11

Admiral AUSTIN. "In general" there is meant in a very broad way,


sir. The number of air bottles, for example, was in accordance with
the specifications. The Bureau of Ships with the assistance of the
Portsmouth Naval Shipyard developed the contract plans for the
Thresher, but then the Portsmouth Naval Shipyard developed the
detailed plans from which she was built. There were changes in these
detailed plans from the contract plans.
Eepresentative HOLIFIELD. Were these changes made with the ap-
proval of the Navy, or were they changes made by the contractor with-
out approval ?
Admiral AUSTIN. I would say with the approval of the Bureau of
Ships, sir.
Eepresentative HOLIFIELD. Did you have in the changing of these
plans, competent analysis made of the requests of the contractor who
changed them, or were they approved by minor officers as a routine?
Admiral AUSTIN. I would say, sir, from the viewpoint of the court,
there needs to be a raising of the level of any change from a contract
specification. Now, Admiral Brockett might have a different view on
Admiral BROCKETT. No; I agree that the deviations from the con-
tract plans, so-called, which are those on which the ship is bid, as op-
posed to those working plans from which she is in fact built, will
occasionally occur because there will be things in the contract plans
which when you go to make them in detail do not work out the way
you think they should.
Deviations from the contract plans would normally be referred to
the Bureau of Ships, to the authority within the Bureau of Ships,
but th« level to which they would come, again in the normal course of
events, and let us say prior to Thresher, might be lower than you would
like to see them in the light of what has occurred in recent months.
Representative HOLIFIELD. In relation to this same problem, on page
11 in the unclassified summary of events. (See app. 6, p. 152.) I
quote:
Portsmouth Naval Shipyard has authority to deviate from building specifi-
cations in certain areas, and is using: the specifications as goals rather than
requirements in certain cases.
This in itself is an indictment, it seems to me, of the shipyard's
compliance with standards, and I would ask, were all of the devia-
tions from specifications recorded? Does anyone really know what
standards were actually meant in the construction of the Thresher
and other Portsmouth submarines ? Do they have authority to devi-
ate and has that been delegated to local authorities in other ship-
yards ?
I will take them one at a time, and I wanted you to get the full
group of questions on that point. Were all deviations from specifica-
tions recorded ?
Admiral BROCKETT. That I am not sure of yet, Mr. Holifield, but it
is one of the areas in which we are working.
Representative HOLIFIELD. Does anybody really know what stand-
ards were actually met in the construction of the Thresher and other
Portsmouth submarines?
Admiral BROCKETT. I think we do. Again the level of detail in
which we will be able to develop this information remains to be seen.
12 LOSS OF THE U.S.S. "THRESHER"

I will say this, though {~ classified matter deleted] that it is going to


be made perfectly clear that specifications are minimum requirements
and not goals. This is in process in written form right now.
The big difficulty with having a goal, as you have suggested in an
earlier question, is that you don't know where you are. If, you set
these up as requirements, one of two things should happen. Either
you revise the specification, or you meet it. : .
Representative HOLIFIELD. And you record the deviation ?
A.dmiral BROCKETT. As to the deviation, you 4pn't waive them, you
rewrite the specifications to meet a reasonable engineering target.
[Classified matter deleted.]
In the other case, you should contract for the price that the ship is
to be built for, and get your specifications across the board. This is
good 20/20 hindsight.
Representative HOLIFIELD. Has authority to deviate from specifica-
tions been delegated to local authority in other shipyards ?
Admiral BROCKETT. I am not entirely sure as to this statement, and
I have to do some homework on it, which I have not had a chance to
do yet.
Representative HOLIFIELD. As to any of these questions which are
asked, I am sure it would be all right for you gentlemen to furnish us
the answers to them. '
Admiral BROCKETT. I would like to. , ;
ULTRASONIC TESTING OF SILVER BRAZED JOINTS

Representative HOLIFIELD. 1 want to go back to the 14 percent of


the salt water joints tested being defective, and I am relying on my
memory now of the record. As I understand it, there was something
like 3,000 silver-brazed joints in the vessel. That is in the salt water
system. There were 145 ultrasoiiically tested.
Going back even further, I understand that originally there was no
scientific way of testing a brazed joint. Then the ultrasonic system
of testing was developed, and it was used on 145 joints. Of those 145
joints, 14 percent as I remember were found defective.
Now, at that point although there were several months of additional
time in the shipyard, the team apparently was pulled off, I believe it
was in November, and there was something like 3 months before the
ship was in the water. Perhaps it was December.
And yet there is no activity shown in tfoe record of a continuation
of the ultrasonic testing during those 3 months, and there is an
assumption therefore that something like 2,855 joints remained un-
tested although there was a clear indication of 14 percent
defectiveness. ,
Now, the question that occurs to a layman like myself is this: Why
were not more joints tested, and why were not all of the joints tested
when almost any one of those joints in the salt water system under
great pressure could provide the reason for a catastrophe like this.
Chairman PASTORE. Does the Congressman mean to use the word
"defective" or "below standard?" •• •'
Representative HOLIFIELD. I used the word "defective" 'because I
would consider a joint was defective if it showed certain defects on a
test. 11 don't know if the word is right. I would like to have it
changed if it isn't right.
LOSS OF THE U.S.S. "THRESHER" 13

Admiral AUSTIN. Could I explain, Mr. Chairman? The word "de-


fective" is questionable as being accurate.
Chairman PASTORE. Shall we substitute "below standard ?"
Admiral AUSTIN. "Below standard" would be more accurate, sir,
for this reason: The court found that there have been tests made,
destructive tests, in which a pipe with only 10-percent bond in a
silver-brazed joint, with proper geometrical distribution of that bond,
stood up better than the pipe on which the brazed joint had been made.
Now, in the court's opinion, this was something which caused many
people, not only at Portsmouth Naval Shipyard, but many people to
think that the Bureau of Ship's standards were too high.
Actually, we do not think that they were too high. The method of
testing which is now in use, ultrasonic testing, is not an exact thing.
You have to allow for roughly 10 to 17 percent error in the answer
that the test will give you. Now, if you have to have a 25-percent
bond to allow for maldistribution of the metal that is bonding with
the pipe, the silver brazing, then you have to add on to that the amount
of your possible error of your testing equipment or your testing team,
in order to be sure that you have a safe j oint, sir.
This is why we said what we did about goals and requirements, be-
cause we found at the Portsmouth Naval Shipyard that their instruc-
tions on how to do silver brazing quoted the Bureau of Ships'
requirements, but also belabored the fact that a 10-percent bond prop-
erly distributed would give you a safe joint.
Representative HOLIFIELD. But that would be a statement without
the ability to check ?
Admiral AUSTIN. That is right, sir.
Representative HOLIFIELD. Previous to your ultrasonic testing,
then if there is an error in your ultrasonic testing as you have said of
10 or 15 percent, an allowance would have to be made for that either
particularly down from what the test would show
Admiral AUSTIN. That is right, sir.
Representative HOLIFIELD. And this still doesn't answer the question
as to why the other 2,855 joints were never tested.
Admiral AUSTIN. The court had the same reaction which you have
evidenced on this point.
Representative HOLIFIELD. But they didn't carry it forward. As I
saw it, at that point they stopped in their questioning, and they didn't
carry this point forward.
Admiral AUSTIN. No, sir; I believe you will find that we questioned
exhaustively on this point, sir.
Representative HOLIFIELD. Perhaps I read this in the unclassified
summary, I suppose.
Admiral AUSTIN. The unclassified summary, sir, I have not read,
because that was prepared by other than the court.
Mr. CONWAY. If I may interpose here, my recollection is that the
court did inquire and the commandant of the yard indicated that
there were specific instructions from the Bureau of Ships that it
should proceed during the entire availability period, if they found
what might be considered a hazardous condition of these silver brazed
joints. I think the Bureau of Ships also asked for comments and
recommendations and results of this preliminary limited testing.
14 LOSS OF THE U.S.S. "THRESHER"

DECISION TO DISCONTINUE ULTRASONIC TESTS


Somewhere around November there was a decision made at the yard
not to go further, and I think that they knocked off in December.
And as I recall the testimony, no decision or no recommendation was
sent to the Bureau of Ships, and the decision was made locally in the
yard.
Admiral AUSTIN. Yes, and the court determined that this decision
was made with the knowledge of the shipyard commander. It was
not made by him, but it was made with his knowledge, and the court
found that the shipyard did use poor judgment on not continuing
those tests.
Representative HOLIFIELD. I understand that there was great diffi-
culty in getting at some of these joints because they were involved in
the hull and the structure of the ship, in order to make the tests. I
understand that there was great difficulty.
But now what have you done since that time in order to prevent
this from occurring again ? Have you taken any action at all on silver
brazed joints?
Admiral BROCKETT. I might give a little background on the
Thresher joints in particular. As you have gathered, this ultra-
sonic method is fairly'new, and it has been developed really within the
last year. We have gotten it so that we have good confidence in the
results that are obtained, and the way this has been done is to take
ultrasonic pictures of joints, and then take them apart and see what
is really there.
There has been refinement of it, and the Thresher looked like a good
place to go and use it, and we said, "Put one team on the Thresher
and work them all of the time she is in there and see what you find."
We have other test methods but they are not nearly as good in my
estimation as the so-called "U-T." There are hydrostatic tests at 150
percent of working pressure, and hammer tests which seemed to be a
good way to get into trouble and didn't prove very much, and a variety
of things such as this. And finally we found a way we could test these
joints.
I might add we have used silver-brazed joints in submarines for
many years, but we have not contended with the pressures and depths
we are contending with now.
Chairman PASTORE. Could I ask a question at this point ? Did this
question of 14 percent below standard on the examination that was
made of the 145 joints come to your attention or come to the Bureau's
attention ?
Admiral BROCKETT. Not to my knowledge, Senator. I read the
record here to the effect that the report was not made to the Bureau
of Ships.
Chairman PASTORE. Did the court in its factual findings deter-
mine that this situation had come to the attention of any one of the
agencies of the Navy ?
Admiral AUSTIN. It was known to the commanding officer of the
ship, Mr. Chairman. It was not reported any higher in the opera-
tional chain of command than the commanding officer of the ship, and
it was not reported to the Chief of the Bureau of Ships.
Chairman PASTORE. Was the determination made by him that this
14 percent below standard was safe ?
LOSS OF THE U.S.S. "THRESHER" 15

Admiral AUSTIN. By whom, sir? By the commanding officer?


Chairman PASTORE. By the commanding officer. I mean as I un-
derstand it there were 3,000 joints, and only 145 were examined, and
out of the 145 examined there were found to be 14 percent under
standard. Now, who assumed the responsibility to say, ''This is safe,"
or "This is unsafe," or do nothing about it and let it be the way it is.
Admiral AUSTIN. The shipyard commander, in effect, assumed that
responsibility, sir.
Chairman PASTORE. Did the court in its findings determine that
he was right in that assumption ?
Admiral AUSTIN. No, sir; we determined that he had used poor
judgment.
Senator JACKSON. Might I ask a question there ?
Chairman PASTORE. Mr. Holifield is going to raise all of these ques-
tions, and I know he doesn't mind if anyone wants to ask a question.
Representative HOLHTELD. I am a little embarrassed that I am tak-
ing so much time.
ADEQUACY OF DESIGN TO MEET NEW USES AND APPLICATIONS

Senator JACKSON. I have one general question. The question I


would like to ask is this: It is quite clear to me that when we move
from conventional subs to nuclear subs, this automatically made new
uses and new applications of the hull as a whole. I note that the
World War II vessels had a depth capacity of 400 feet [classified
matter deleted].
As we go down deeper, the flooding rate goes up and the discharge
rate goes down.
It seems to me, and what disturbs me, Mr. Chairman, is this: Have
we watched the design part of the overall boat carefully to meet these
new uses and new applications that are entirely different than that in
the case of conventional subs ?
Isn't this what we boil down to ? We can get into details, whether
the silver brazed joints were the proximate cause of the difficulty or
something else was the proximate cause of the sinking. But the real
fundamental question, it seems to me, is that, have we been—and we
all make mistakes—as careful and as prudent and as foreseeable as we
should have been in contemplating the possibilities that are bound to
occur when you make such heavy and diffuse uses when you put nuclear
power into the boat ?
Chairman PASTORE. We are trying to get there step by step. J
realize that is the $64 question.
Senator JACKSON. But I want to know in general as to the design.
This is on the whole question of the overall design of the nuclear boats.
Did the Bureau go into this thoroughly in the matter of all of the
floodings that have occurred in other submarines ?
[Classified matter deleted.]
Secretary KORTH. I think Admiral Brockett had given you a gen-
eral answer on this without precluding the development of the
specifics.
Senator JACKSON. This is what I wanted.
Admiral BROCKETT. I think the answer to your question is that •
Senator JACKSON. I ask this not in a critical vein, but I want to know
what happened.
16 LOSS OF THE U.S.S. "THRESHER"

Admiral BROCKETT. In retrospect the answer to your question is


that we have really extrapolated the World War II fleet boats into
the present ones, and I might also add that it is not nuclear power
which is significant, it is the depth.
Senator JACKSON. I stated it a different way. The point is that
for the first time we developed a true submarine, and we didn't have
it before. We stayed submerged longer and we went deeper, and
we just made more continuous use under more difficult circumstances,
and we were in areas that were unknown before, and isn't all of this
true once you put nuclear power into it ?
Admiral BROCKETT. We were pushing the state of the art, arid in
the process of adapting to nuclear power we spent a great deal of
time in some areas. We ran into difficulty, if you will remember, in
the HY-80 steel.
This had been I think thoroughly explored. It had a great deal
of attention paid to it, but some of the details fell in the crack in
connection with hull design and fabrication. At the same time, we
were not sitting still. We were going ahead on the silver brazing
and the accelerations in process now. There are other factors in the
boats which require a good hard look, and this is what we are trying
to do now.
FAILURE OF SILVER BRAZED JOINTS

Chairman PASTORE. Of course, it goes beyond that, Admiral. Had


you ever had an incident in any other of the submarines whereby a
brazed joint had become loose ?
Admiral BROCKETT. Yes, sir; the best known would be the Barbel.
Chairman PASTORE. Had that happened before the Thresher went
out to sea ?
Admiral BROCKETT. Yes, sir.
Chairman PASTORE. Had this matter been called to the attention
of the commanding officer ?
Admiral BROCKETT. It was common knowledge throughout the
Navy; yes, sir.
Chairman PASTORE. You mean to tell me that this commanding
officer who passed on the 14 percent below standard had known before
this that one of the brazed joints had gone loose on one of the other
submarines?
Admiral BROCKETT. I am sure that the Barbel was common knowl-
edge throughout the submarine force.
Chairman PASTORE. Did the court determine that? We are getting
at this question, it is true enough we are saying the man used bad
judgment, and I don't want to be harsh with him because after all we
could be wrong, but the important question here is this: Knowing of
this defect, if we can call it a defect, or situation below standard^
this man apparently gave the approval, and the big question here is,
Did the Navy at that time know that these brazed joints were defec-
tive? Had they had this experience before ? Was this the first time
it ever happened ?
Admiral AUSTIN. No, sir; there had been a number of cases, and
they are set forth in the record, Mr. Chairman, and the most out-
standing ones are all cataloged in the record and in the findings, I
believe, you will find them nicely set apart. The commanding officer
of the Thresher who accepted this condition and took Ms ship to sea
LOSS OF THE TT.S.S. "THRESHER" 17

was not available for questioning, sir, and we could not ask him
whether or not he considered this a dangerous thing.
Chairman PASTORE. I am talking about the commandant of the
yard who passed upon this.
Admiral AUSTIN. We did question him, sir, and he, in retrospect, ad-
mitted that he thought he should have looked into this more thor-
oughly, but at the time he did not consider it a dangerous situation.
They were trying to meet a deadline date for the completion of the
ship's availability, and to have gone further with the testing would
have required unlagging of piping and delaying the ship and run-
ning up the cost of the overhaul and, you know, the many attendant
things when you delay the ship.
Chairman PASTORS. Are the procedures of the Navy such that this
man could make the final determination, and he could pass on the final
judgment without consulting with the Bureau of Ships ? Is that the
procedure, and could he make that final determination?
Admiral BROCKETT. In the normal course of events we expect our
people in the field to make decisions affecting the work that is in
process in their shipyards. Again, the 20-20 hindsight on this is that
it should probably not have been done and it should have been reported
up the line.
Representative HOLIFIELD. Was not this known at the Bureau of
Ships?
Admiral BROCKETT. It was not known——
Representative HOLHTELD. Were there any telephone conver-
sations ?
Admiral BROCKETT. This is what I don't know, Mr. Holifield, or at
least it didn't come to my attention. I was in a position not as the
Chief of the Bureau of Ships, but I was one notch farther down the
line, in the chain in which this information would have come.
Representative HOLIFIELD. Understand I am not trying to be a
Monday morning quarterback.
Admiral BROCKETT. I was closer to it in November last than I am
now, by one notch.
INADEQUATE PIPING INSPECTION
Representative HOLIFIELD. I notice that opinions 18, 21, and 22 state
very plainly that the Portsmouth Naval Shipyard did not aggres-
sively pursue the ultrasonic inspection of silver brazed joints as re-
quired by the Bureau of Ships letter of August 28,1962, exhibit 115.
The deputy commander of the submarine force, did not aggressively
pursue the ultrasonic inspection, nor did the commanding officer of
the Thresher; 21, that the management of the Portsmouth Naval
Shipyard did not exercise good judgment in determining not to unlag
pipes in order to continue the directed ultrasonic tests directed, after
November 1962. That the Bureau of Ships improvement and cor-
rective action regarding the silver brazed problem were not applied at
the Bureau level or in the field with sufficient vigor, and then it con-
tinues along that line.
I refer back to the letter of August 28, 1962, which required ultra-
sonic inspections, and I am still unclear in my mind as to why the
requirement was not continued after the first of December or there-
abouts, and if this was a Bureau of Ships letter, what was the final
determination, the response to that letter. (See app. 2, p. 134.) Was
there a report required or not ?
18 LOSS OF THE U.S.S. "THRESHER"

DELAY IN "THRESHER" PIPING REPORT


Admiral BROCKETT. There was a report required.
Representative HOLEBTELD. And the report was presented to the
Bureau of Ships ?
Admiral BROCKETT. The report was presented.
Representative HOLIITELD. After the termination of inspections?
Admiral BROCKETT. It was in process and it was received after the
llth of April.
Representative HOLIITELD. After the llth of April ?
Admiral BROCKETT. Yes, sir.
Representative HOLDTELD. They terminated it the first of December
and you did not receive it at the Bureau of Ships until April ?
Admiral BROCKETT. That is right.
Representative HOLIITELD. Do you have any explanation for that?
Admiral BROCKETT. No, sir; except I don't believe it was considered
to be a matter of priority. This condition of the joints in the
Thresher within a matter of percentage points was probably not much
different than other submarines, as we have found out since. Now
of course you take a different tack. Then we made a check on a cer-
tain number of them, and found them not deficient in the sense of not
having any material in them, but they would be below the 50-percent
bond, which incidentally we have now raised to 60. We were working
up to this knowing that joints have been made for many years and
probably not under the best kind of conditions. But by working on
this and giving people instructions in how to make them properly and
instituting tighter controls
Chairman PASTORE. There is a vote in the Senate, and I will have
to go, and the vice chairman will take over, and we will be back as
soon as we can.
TIGHTER INSPECTION AND DESIGN STANDARDS

Mr. CONWAY. I want, so the record may be accurate and so there


may not be a misinterpretation, to indicate how vital this was con-
sidered to be, the letter from the Bureau of Ships of 28 August 1962
(see app. 2, p. 135), it stated as follows:
The significance of gross failures of silver-brazed joints in vital submarine
systems is such that the Bureau considers it a matter of urgency that inspection
program be developed for these systems.
Admiral BROCKETT. Developed, and this was one team. Let us
see what we have in Thresher approach.
Representative HOSMER. You were getting into this business?
Admiral BROCKETT. It was a part of the developmental process.
Representative HOSMER. And there were probably half a hundred
other things with respect to getting them done within the time that
the ship was scheduled, about which there were judgments to be made,
whether or not to do this or that or what to pursue and some of them
had to come out and some of them had to stay in, is that right?
Admiral BROCKETT. It was part of the developmental process, Mr.
Hosmer, and as I started to mention, the standards that we were in the
throes of establishing, and we are up to now requiring 60-percent bond.
Representative HOLHTELD. I note in your recommendations, No. 6
and No. 7, you have really tried to correct this situation. In No. 6,
you state that in hazardous piping systems of submarines [classified
LOSS OF THE U.S.S. "THRESHER" 19

matter deleted], silver brazed joints of more than 2 inches in inside


diameter be replaced by welded joints when replacements are required.
I don't know what the "when replacement is required" means, but that
is your wording.
No. 7—
that for new construction submarines, welding piping joints will foe specified for
joints of more than 2 inches in inside diameter in hazardous systems.
I notice that you have taken corrective action there in that area.
Now, had there been any substantial questioning of brazed joints on
the part of members of the Navy.
Admiral BROCKETT. Well, the Bureau of Ships and the Navy in
general have questions. The Barbel incident which was the bad one,
highlighted this whole thing. But silver braze didn't get so much of
a downcheck as the operation of the pipe shop in Portsmouth, as
I remember that case. They have gone a long way since then in Ports-
mouth to correct their practices within the shop. At the same time, we
did not have, until recently, an honest to goodness inspection process.
We have it now, in a nondestructive test.
DEPTH LIMITATION ON EXISTING SUBMARINES

Representative HOLIITELD. What are we going to do about all of


these submarines that have silver brazed joints, and that are supposed
to go [classified matter deleted]. Is it the intention of the Navy to
gamble with these silver brazed joints, or are they going to be changed ?
Admiral BROCKETT. The process that we are contemplating is this:
The first is a matter of philosophy. You set a goal, what in the engi-
neering sense is the reasonable thing to do in these ships for the
[classified matter deleted] depth. Once you have done this, then you,
in turn, have several different problems to consider, and several dif-
ferent groups of ships as Secretary Korth mentioned. You have those
that are in the 1963 building program, and they haven't laid the keels
yet, and those in the current construction program. We have required
that after May 1, those ships which are being built now, every silver
brazed joint that is made over 1 inch will be ultrasonically tested and
meet the 60-percent requirement. We have the depth limitation as
you know, on the ships that are in operation. On those we do not
plan to back off one iota from the goal.
Representative HOLIPIELD. From the goal of what ?
Admiral BROCKETT. Of the ultimate ship, the ultimate method, or
the ultimate engineering that we want to do on the ones that are just
beginning. But we realize we are going to have to program to this.
You are not going to be able to do it overnight. So there is going to
have to be a trade-off on depth and the degree to which this has been
accomplished.
Representative HOLIFIELD. The trade-off on depth will be more or
less permanent until you have confidence that the situation is corrected
in these ships that are now operating.
Admiral BROCKETT. Yes, sir; and there are other things in here
beside the piping system. The blow rate is part of this picture.
Representative HoLirrELD. As far as this No. 9 is concerned, that is a
permanent trade-off that will not be changed until you have done
enough corrective action.
Admiral BROCKETT. Until we find out where we are.
20 LOSS OF THE U.S.S. "THRESHER"

Eepresentative BATES. How long do you think that will take, Ad-
miral?
Admiral BROCKETT. We haven't programed it yet, in the sense of
setting dates on it. We are considering different ships, now, as they
come up, and what has to be done to them before we want them to go
to sea below restricted depths. We are being conservative as you might
expect.
REINSPECTION OF EXISTING SUBMARINES
Representative BATES. This means then unlagging and checking all
points?
Admiral BROCKETT. This means going through the entire ship in
essence on this point.
The program is underway right now, and there has been quite a bit
of work done already.
Eepresentative BATES. Might I ask one question there ?
In reference to the commanding officer who was advised as to this
condition, what is the source of that information ?
Admiral AUSTIN. There was a documentary proof of that. He got
a copy of the report which was submitted by the quality assurance
people in the Portsmouth Naval Yard, asking for a decision and re-
porting what they had done and asking for a decision as to whether
or not they should unlag and continue, and he got a copy of that.
Eepresentative WESTLAND. You are speaking of Harvey when you
say the commanding officer?
Admiral AUSTIN. No, sir; this was Axene, then, at the time the
memo was written. Now, whether or not Harvey actually saw that
or not, I don't know, sir. But Axene was the commanding officer at
the time that memorandum was written from the quality assurance
division of the yard to the production or design department asking
for this proceeding.
Eepresentative WESTLAND. So you do not know whether or not Har-
vey knew that there was this 14-percent deficiency as a result of your
tests?
Admiral AUSTIN. It is difficult to determine what he did know, sir.
Eepresentative HOLIFIELD. Now, I might recall in relation to your
question on page 18, of the classified section, where it says:
The commanding officer, Axene, evaluation of the first year of operations con-
tained in his letter, serial No. 16 November 1962, called Thresher the best
ASW submarine afloat today.
FLOODING DANGER IN "THRESHER" POINTED OUT
In pointing out Thresher's deficiencies, he highlighted her over-
complexity in certain areas [classified matter deleted] and the vulner-
ability of her auxiliary seawater system. •;-•'• , f
He stated:
In my opinion the most dangerous condition that exists in Thresher is the
danger of salt water flooding while at or near test depth.
Now, he gave this report as he was leaving and as Harvey was his
replacement, Harvey must have known about this; did he not?
Admiral AUSTIN. It would be presumed, Mr. Chairman, that he
did know about it, but, of course, we can't be certain.
Eepresentative HOLIFIELD. You cannot be sure. Then in the Bureau
of Ships August letter (see app. 2, p. 134) as to the instructions—you
said that the intent of the Bureau is that the inspection directed by
this letter shall serve as a pilot test of silver-brazed piping inspection
LOSS OF THE TJ.S.S. '"THKESHER" 21

in operating the ships, which were conducted without benefit of pres-


ent-day quality controls. A similar pilot test is contemplated for
silver-brazed piping which will be conducted by another shipbuilding
activity. The results of these trials and inspections will be of service
as a basis for a Bureau instruction which will have as its purpose a
step-by-step program of certifying vital submarine piping systems as
meeting minimum Bureau acceptance standards in ships constructed
prior to the current quality control program. To this and Portsmouth
Naval Shipyard is requested to forward comments, suggestions, and
recommendations, based upon their experience as a result of this pilot
test. This was signed by R. L. Moore, Jr., Deputy Chief of the Bureau.
As far-as the record shows, then, you had no response to this request
for comments, suggestions, and recommendations based upon their
experience in the Bureau of Ships; is that right?
Admiral BRQCKETT. That is right, sir.
Representative HOLIFIMLD. Do you not consider that it was the job
or responsibility of the Bureau of Ships to follow up upon that letter,?
Admiral BROCKETT. I will have to guess on this, and I don't like to
do it, but the way we would set it up, we expected it to continue right
up practically to the completion of the ship, which would be April,
and I don't suppose anyone was heckling for the letter. Normally
you would expect to get this after the ship had completed and left.
Whether or not any of my boys down the line realized it had been
stopped in November or December, I am not sure. Did you develop
any testimony along that line?
Admiral AUSTIN. Yes, the report which the shipyard submitted
was in response to a jig as it were, from your Bureau. I do not re-
member offhand the date that they queried them but it was in response
to a specific request for a report.1
Admiral BROCKETT. I remember the letter coming in because it was
after the Thresher^ and that is why I was sure it was after the date.
Of course, it had a big red flag on it. .
Representative HOLIEIELD. I am not quite clear what the step-by-
step program means, because it would seem to me that if this had
determined to be a hazardous situation, that you would not let a sub-
marine go to sea on a step-by-step basis, but until the whole thing was
corrected.
Admiral BROCKETT. You see, it is a question of the deficiency or
defect versus standards. We were still in the process of setting stand-
ards. As I say, the silver-brazed fittings had been used for years.
The Barbel incident, to get into the technicalities of the matter just a
little bit, was essentially not due to silver brazing per se, but because
the wrong material was used in one of the entering pipes. And you
don't make a bond with stainless, when the brazing material is for
copper-nickel piping.

Representative HOLIFIELD. You had two failures in Thresher. Dur-


ing the first builder's trials, a salt water vent line failed, and a joint in
trim system failed, so you had warning on the Thresher that those
joints were not reliable; did you not? (See app. 1, p. 133.)
Admiral BROCKETT. This is not unusual, sir. With the multiplicity,
and we speak of 3,000, but there are about 16,000 piping joints all told
on that ship, and 24,000 on an SSB(N).
1
For discussion on this point, see p. 24.
34-920—65 3
22 LOSS OF THE U.S.S. "THRESHER"

[Representative HOLIFIELD. Do you not think what Senator Jackson


said is true, that we have gone to those depths with older methods
which were satisfactory at shallower depths, and suddenly we find
[classified matter deleted] it becomes very hazardous [classified matter
deleted] ?
Admiral BROCKETT. Plus some assurance from the fact that we have
had many excursions to depths in Thresher and other ships.
Representative BATES. We have no record of who called off this
inspection ?
Admiral BROCKETT. The shipyard commander knew about it and it
was a question of going only so far. They were trying to get the ship
finished and at that time I am sure that the philosophy was, "this is
as good as any other ship." The 14-percent deficiencies below stand-
ard does not mean that these were bad joints in the normal sense.
They were tight joints and they held 150 percent of the normal working
pressure. [Classified matter deleted.] These hydrostatic tests were
made.
Kepresentative BATES. Was this a Bureau of Ships team or a ship-
yard team?
Admiral BROCKETT. A shipyard team.
Representative BATES. They were still there at the yard, but they
went on to something else ?
Admiral BROCKETT. They put them on something else.
Representative BATES. And these other tests that you gave, by prior
standards and by prior tests, do they coincide pretty much with the
ultrasonic tests here ?
Admiral BROCKETT. The basic test has been hydrostatic test.
Representative BATES. And you did simultaneous tests ?
Acfmiral BROCKETT. They would show up tight but a joint would
show up
Representative BATES. My question was, did you run tests simul-
taneously, on the same joint, and did you apply this system and that
system?
Admiral BROCKETT. The whole system got the normal hydrostatic
tests; yes, sir.
Representative BATES. So on these that you found fault with you
also tested on the others, and how did the tests compare? Did they
indicate they were below normal ?
INADEQUACIES OF PIPING PRESSURE TESTS

Admiral BROCKETT. No, there were no failures from the hydros, as


far as I know. In the normal course of events, I would say you have
a few weeps, and you go back and remake those joints. But a hydro-
static test unfortunately shows you just one thing, that at that par-
ticular instant of time, that that system would take 150-percent
pressure.
Representative BATES. Why do you have the variation ?
Admiral BBOCKETT. The variations in what does this joint in fact
have as a bond between the pipe and the fitting? It can be almost
chewing gum in a sense and still hold its pressure. But the submarine
works; it rotates and it compresses, and this applies forces to the
piping system throughout the hull. This is why we felt that we had
to have more bond and we were still trying to find out how much.
LOSS OF THE U.S.S. "THRESHER" 23

This is where we come to a 10-percent joint. It will hold but it is not


a good joint.
Representative BATES. And a test in a shipyard is not the same test
as you would have in the sea [classified matter deleted].
Admiral BROCKETT. Over a period of time, in particular, or on just
shallow dives, you see, your boat works.
Representative HOLIFIELD. In other words, you are saying your
utilization of that brazed joint, while it may respond to a test at the
time it is finished and tested, the constant working of the submarine,
the expansion and prop rotation and vibration of those joints will
develop fatigue in that kind of a joint, if you want to call it that, and
possibly cause it to become unreliable later on.
Admiral BROCKETT. It is not quite a fatigue phenomenon in the
technical sense, but your assurance of maintaining it under working
conditions, without a separation between the silver braze material
itself and the base pipe—your assurance that it is going to continue to
hold when there is only just enough metal in there to seal it, shall we
say, is not great. This is why we were working up to more and more
bond, feeling that this would be the answer. But again, for many
years and at other depths [classified matter deleted] we had
only a minimum of serious difficulties. One of them, the Barbel, as I
say, was pinned down to the use of wrong material. So one of our
first approaches was a careful material control program. That is on
the piping itself, and also on the brazing material.
Representative HOSMER. You never had a real red flag on this?
Admiral BROCKETT. Well, the Barbel was a red flag, but it flagged
the material problem.
Representative HOSMER. It flagged something else, and it was not
a lack of bond?
Admiral BROCKETT. There are two schools of thought on silver
brazing in general.
REDESIGN AND WELDING OF PIPING

Representative HOSMER. And you are working out on the new ships,
and you are taking it out ?
Admiral BROCKETT. Not necessarily; this is a recommendation of
the court. We have another design group which was mentioned also
working on this. My personal inclination, although I don't have all
of the technical facts, is to weld whenever we can.
Representative HOSMER. Is there any thought of redesigning the
whole system and cutting some of this piping out ?
Admiral BROCKETT. This has been done, and as a matter of fact on
the ships that are in the 1963 program, there has been development of
those plans to eliminate joints. One of the best ways to have a good
joint is not to have any at all. So efforts have been bent in this
direction.
Representative HOSMER. Was that before this event ?
Admiral BROCKETT. This design is 2 years old.
Representative HOSMER. And in other words, it was recognized that
these joints were something desirable to get rid of ?
Admiral BROCKETT. In any system, get rid of the joints.
Representative HOSMER. And to work out a design that would cure
it.
Admiral BROCKETT. That is correct.
24 LOSS OF THE U.S.S. "THRESHER'^

INSPECTION INQUIRY AFTER LOSS OF "THRESHER"

.Mr. CONWAY. I would like for the record to go back to the point
about the yard submitting its report on the silver brazing after the
loss of the Thresher, which you mentioned was in response from: a jig
of the Bureau of Ships. I think that if you will check the record^ the
jig from the Bureau of Ships went out 2 days after the Thresher, was
lost, April 12, so that the jig did come but not until after the Thresher
had been lost.
Admiral BROCKETT. If I may comment on our mail system, it was
probably written a week before.
PREVIOUS SUBMARINE CASUALTIES

Representative PRICE. Mr. Chairman, in the classified report,


though, you are talking about the Barbel investigation, and you say
that the inadequacy of assurance dated back prior to 1961 ? That is
on page 34. Was there any action taken then to set a limitation on
the depth, and so forth, until you solved this problem? (See app. 1,
p.133.)
Admiral BROCKETT. No, sir; there was not.
Representative PRICE. And yet also on page 34, it says that several
submarines had suffered casualties which nearly resulted in their loss,
Now, the Barbel was one, and what were the other ones ?
Admiral BROCKETT. There were several nonnuclears in that list.
[Classified matter deleted.]
Admiral AUSTIN. One cause was flexible hoses and the Thresher had
a silver brazed joint failure.
Representative PRICE. At what depth was the Thresher on that
occasion ?
Admiral AUSTIN. The Thresher on that occasion, sir, was on its
builder trials and that was a second builder trial so it went to test
depth at that time. [Classified matter deleted.]
Representative PRICE. Do you know what depth it was when it had
the silver brazed joint failure?
Admiral AUSTIN. It went fairly deep before they called it off.
Representative PRICE. That could not be one that you considered
?
to
be in danger of being lost, then ?
Admiral AUSTIN. Well, I would say, sir [classified matter deleted]
the pressure is pretty great, and I would say that you do have some
danger of losing the ship if you have a failure.
Representative PRICE. The Skate was also a 2-inch silver brazed
failure [classified matter deleted]. It would seem to me that you had
enough of those instances at the time to be alarmed, and it appeared
that maybe some precautionary action should have been taken.
Admiral BROCKETT. Yes, we were alarmed, but again in retrospect
probably not sufficiently alarmed. The reaction on these things is to
go in and find out what is wrong and institute a program to correct it.
The question of depth of course is very important to the operating
characteristics of the submarine and what it can do. I would say that
neither the Bureau of Ships nor the operational forces felt that this
was symptomatic of a basic deficiency which should cause restrictions
on the operating depths of these boats.
Representative BATES. How did this compare with problems that
you might have had on conventional ships before ?
LOSS OF THE U.S.S. "THRESHER" 25

Admiral BROCKETT. Well, to my mind, Mr. Bates, it is a situation


that Senator Jackson pointed to, the fact that as you go to the greater
depths your problems don't go up in direct proportion, they go up in
some kind of a curve. We have treated them as a straight line sort
of thing. [Classified matter deleted].

Representative HOLIFIELD. On page 14 of the summary of events, it


is noted that the court recommends a statistical approach to quality
control. (See app. 6, p. 153.) Wasn't this approach that got the
Thresher in trouble in silver brazing? It was a statistical approach or
is there some difference that I don't understand there ?
Admiral AUSTIN. The court felt, sir, that we were not referring to
the sequence of events regarding the silver brazed joints on the
Thresher only here, but we found, for example, that in many cases
the individual failure was reported on an individual ship that went to
a fairly low level in the shipyard.
Now, we felt that had the whole picture been brought as a complete
whole to the ^attention of the shipyard commander and he had been
asked for a decision based on the whole complex of all of these little
slips of paper, he might have clicked much better than he did, sir.
Representative HOLIFIELD. In other words, an accumulation of the
statistical events to give you a sense of the number of events that there
were, and therefore the judgment as to their importance.
Admiral AUSTIN. Yes, sir.
^Representative HOLIFIELD. Of each separate event, whether it was
an isolated event or a series of events.
Admiral AUSTIN. That is correct, sir.
Representative .HOLIFIELD. Well, I wondered how you could use
statistics on that kind of a thing when the failure of one of these
joints of course could sink a ship, unless you did have them together
and could take a course of action which would be corrective as a re-
sult of accumulation of the statistics. Is there any difference in the
control work of the reactor part of the ship from the control over
work in the other areas of the ship ?
Admiral AUSTIN. Yes, sir.
'REACTOR COMPARTMENT MORE STRINGENT

Representative HOLIFIELD. As I understand it, there were no silver


brazed joints in the reactor area of the ship.
Admiral AUSTIN. There were when the ship came in for this over-
haul, and they were all changed to welded joints during the overhaul
period.
Representative HOLIFIELD. But the rest of the ship was not consid-,
ered as important as this. Was that because of the danger of leaks of
radioactive material in the reactor part ?
Admiral AUSTIN. It is because of the requirements for the reactor
compartment, sir, and the requirements for the rest of the ship were
not that stringent.
Representative HOSMER. Where do these requirements come from
with respect to the reactor portion of the ship ? Do they come out of
code 1500?
Admiral AUSTIN. Yes; Bureau of Ships.
26 LOSS OF THE U.S.S. "THRESHER"

Representative HOSMER. And the others come out of other codes in


the Bureau of Ships ?
Admiral AUSTIN. Yes, sir.
Eepresentative MORRIS. What is this code 1500?
Representative HOSMER. That is Admiral Rickover.
Secretary KORTH. I think Admiral Brockett and then perhaps Ad-
miral Rickover should both speak to this feature.
REACTOR COMPARTMENT SPECIFICATIONS ENFORCED

Admiral BROCKETT. I would like to say that the reactor compart-


ment is unmanned, for one thing, and this means that which is
done therein, and I am sure, I hope, Admiral Rickover will support
me in this, is of particular significance. Secondly, I must say this in
all fairness, that the work done in connection with the reactor com-
partment and that system meets its specifications, and this basic dif-
ference that I mentioned earlier of the specifications as a goal as op-
posed to a requirement does not apply to Admiral Rickoyer's work.
The specifications are met and the builders are held to it. This is
exactly what I have in mind for the remainder of the ship. The speci-
fications may not be the same, but they will be met.
Chairman PASTORE. May I interrupt at this point?
I do not know what the plans of you gentlemen may be, and I do
not want to impinge upon those plans, and I was wondering, it strikes
me that it would be for the benefit of all of us if we did meet again.
Secretary KORTH. Absolutely, whenever you say so.
Chairman PASTORE. And I want to make it mutually convenient,
and I do not know what the desires of the committee might be, but
it is 5 o'clock now, and we could go a little longer, but certainly we
could not conclude. I would like the advantage of the other mem-
bers coming back. This has been a busy day on the floor of the Senate.
Today is Wednesday. Next Monday we start our civil rights hearing
before the Senate committee.
Representative HOLIFIELD. I am wondering on the cmestion of Ad-
miral Austin, if there are other questions to give him in regard to the
court's actions. Personally, I don't have any further questions in
regard to the court's function. It seems like to me you have had a
very fair and complete hearing as far as the court is concerned. You
are up at Newport at the War College, not here in Washington.
ACCEPTANCE OF SHIP AS READY FOR SEA
Representative WESTLAND. I would like to pursue a matter one step
further, on page 10 of the summary of events, you say that all work
undertaken by the shipyard during the Thresher's post-shakedown
availablity was reported as having been completed satisfactorily, and
the commanding officer expressed his concurrence that the work was
completed. I would expect that that would be the case.
Now, how did the commanding officer express his concurrence?
Was it in writing when he accepted the ship as ready for sea? (See
app. 6, p. 146.)
Admiral AUSTIN. It was in a letter to his immediate superior in the
chain of command, stating that he was ready for sea, that everything
was tested out all right.
LOSS OF THE U.S.S. "THRESHER" 27

Eepresentative WESTLAND. And this is Commander Harvey?


Admiral AUSTIN. That is correct, sir.
Eepresentative HOSMER. Will you yield on that? That actual mat-
ter of practice, I don't suppose that is given too much substantive
weight, if the commander is really upset about something of a major
nature.
Admiral AUSTIN. We thought we ought to look into that a little bit
and we inquired into the type of man that Harvey was, and every in-
dication was that he was the type that would not have hesitated to
say a ship wasn't ready to go if it had not in his opinion been ready
to go.
Representative HOSMER. A nagging doubt about whether or not
some silver brazing was the right way to put these joints together
wouldn't have prevented him from signing that letter, would it?
Admiral AUSTIN. Well, of course, he might have had doubts about
the process itself, but certainly I don't think he felt he was taking an
unsafe ship to sea.
Representative BATES. Dp you know he actually saw this ?
Admiral AUSTIN. No, he is the one who took it to sea.
Eepresentative HOSMER. The report went to the previous command-
ing officer and do you know whether Harvey in fact was aware of this
problem with reference to the silver brazing.
Admiral AUSTIN. We do not know, sir, whether Harvey actually
ever saw the ship's copy of the report about the number of joints that
had failed to meet specified requirements. We do not know that. But
it was on the ship. I would think that Axene would have turned over
something like that to him, but this I cannot answer definitely.
Eepresentative HOLIITELD. It wasn't really Harvey's responsibility
to know this.
Representative BATES. It was when he signed he was ready to go to
sea.
Chairman PASTORE. It is now 10 minutes past 5, and these men have
been sitting here since 3 o'clock. We will recess until 2 o'clock
tomorrow.
Secretary KORTH. Mr. Chairman, as I say, I am not contributing a
great deal here, and if I find that it is impossible tomorrow afternoon
personally to return, because I do have another hearing, unfortu-
nately, which I am preparing for, could I be excused ?
Chairman PASTORE. Why do you not leave it this way, that you are
excused.
Secretary KORTH. And I will try to be here in any event.
Chairman PASTORE. And if you leel it convenient to come, you come
back, but you are excused.
Secretary KORTH. I hope you don't think that I am placing the im-
portance of one committee over another.
Chairman PASTORE. You are a busy man and we know that.
(Whereupon, at 5:10 p.m., Wednesday, June 26,1963, the committee
was recessed, to be reconvened at 2 p.m. the following day.)
LOSS OF THE U.S.S. "THRESHER"

THURSDAY, JUNE 27, 1963


U.S. SENATE AND HOUSE or REPRESENTATIVES,
JOINT COMMITTEE ON ATOMIC ENERGY,
Washington, D.C.
The committee met at 2 p.m., in room AE-1, the Capitol, Senator
John Pastore presiding.
Present: Senators Pastore (presiding), Aiken, Bennett, Curtis,
Hickenlooper; Representatives Morris, Anderson, Holifield, Bates,
Price, and Hosmer.
Also present: John T. Conway, executive director; Edward J.
Bauser, assistant director; George F. Murphy, Jr., professional staff
member; James B. Graham, technical adviser; and Jack Rosen, staff
consultant.
Witnesses: Secretary of the Navy Korth; Vice Adm. Hyman G.
Rickover, Assistant Chief (Bureau of Ships) for Nuclear Propulsion;
Rear Adm. John H. Maurer, Director, Submarine Warfare Division,
Naval Operations; Rear Adm. William A. Brockett, Chief, Bureau of
Ships; Rear Adm. Edward C. Stephan, Chairman, Deep Submer-
g mce Systems Review Group; Capt. Charles Bishop, Office of the
hief of Naval Operations (in charge of technical information group
of search effort); Capt. M. G. Bayne, naval aide to Secretary Korth;
Capt. S. E. Robbins, Director of Congressional Investigations; and Lt.
Comdr. LeRoy E. Hopkins, Navy Legislative Liaison.
Chairman PASTORE. The committee will be in order.
This afternoon we resume the second session of our hearing on the
loss of the Thresher. We are happy to have you back, Mr. Secretary,
and the other representatives of the Navy.
I understand, Mr. Secretary, that you may have to leave before
our session is over this afternoon. Therefore, I would like to get in
some of the areas in which you have special interest. To start with I
would like to find out what the new depth limitations mean to our
ships—tactically or strategically. Then I would like to get into the
administration aspects of assuring that future shipyard work is satis-
factory, and what the Navy specifically plans to do to clear up unsatis-
factory conditions which were uncovered as a result of the investiga-
tion of the loss of the Thresher.
Those are three points. No. 1, this new depth limitation—How is
it fixed and why and what does it mean ?
No. 2, What are we going to do about future work at the shipyard to
make sure that it meets the highest quality of standards?
No. 3, What are we going to do with relations to our own nuclear
propelled submarine contingent because of this?
29
30 LOSS OF THE TJ.S.S. "THRESHER"

STATEMENT OF FEED KORTH, SECRETARY OF THE NAVY—Resumed


Secretary KORTH. Mr. Chairman, at the outset, let me give you this
word of information or news; that the Trieste went down again this
morning at 11 o'clock and has not yet completed her search or surfaced.
There is no information as to what she may have found; actually, no
information that she has found anything of interest is a better way
of putting it.
With reference to your first question
Chairman PASTORE. How about the expedition of the Trieste yester-
day?
Secretary KORTH. No results, sir. Nothing was learned. Nothing
was discovered of any significance.
Senator AIKEN. Are we continuing with the cameras that you have
used previously ?
Secretary KORTH. I don't know whether that is being done in the
last couple of days or not.
Captain BISHOP. No, sir. While the Trieste is operating none of
the other ships are in the immediate area.
Senator AJKEN. Are we going on with the Trieste exclusively at this
time?
Secretary KORTH. At this time; yes, sir. But we will continue to
search with all available means. With reference to your first question,
I think it best that I call on you, Admiral Maurer, to speak with
reference to the depth limitation.
OPERATING DEPTH LIMITATION

Admiral MAURER. [Classified matter deleted.] It must be recog-


nized that this limitation is one that we consider temporary.
It will be lifted just as soon as possible in all ships. The limitation
specifically, was chosen to assure that we had a depth from which
all of these ships could recover, recognizing the most serious flooding
casualty that we could visualize with a certain margin of error in-
volved.
[Classified matter deleted.]
At the present time, all of these ships have these restrictions im-
posed. They have not been modified or lifted from any of them.
This restriction will not be lifted until we are assured that each ship
has been examined individually to determine that the necessary modi-
fications to its piping system, to its blow rate capability, the necessary
changes to the operating procedures, the necessary indoctrination of
the people in modifications to the operations of the nuclear plant have
been introduced and all of the ship's company is thoroughly cognizant.
Chairman PASTORE. [Classified matter deleted.] You mean the
entire nuclear-propelled submarines contingent?
Admiral MAURER. Yes, sir. All nuclear-propelled submarines
[classified matter deleted].
Chairman PASTORE. How many submarines do we have in use at the
present time?
Admiral MAURER. We only have two Thresher-type, submarines, the
Permit and the Plunger on the west coast.
We have approximately 16,1 believe, attack type [classified matter
deleted]. All of the SSBN's in commission except the first five, are
LOSS OF THE U.S.S. "THRESHER" 31

[classified matter deleted] built on the same basic design as the earlier
nuclears [classified matter deleted].
MORALE EFFECTS

Chairman PASTORE. Have we been using these subs in regular rou-


tine fashion without hindrance ? Has there been any slowdown, loss
of confidence [classified matter deleted].
How have things been going since the Thresher disaster ?
Admiral MATJRER. Our operations have been generally routine, but
there are restraints in training [classified matter deleted]. From a
training standpoint, it is unsatisfactory because our people should be
accustomed and should have the confidence in normal operations of
taking their ships down to the deeper depths. Not necessarily to test
depth, but in the vicinity of test depth.
Chairman PASTORE. Are you in a position to tell us what the morale
has been since then ?
Admiral MATJRER. It has been quite high. There have been no ill
effects as far as we can see, other than the natural feeling on the part
of all of the members of the submarine organization that they would
have in the face of a tragedy of this scope.
But from the point of view of any shaking of their confidence it has
not been noted.
In fact, we have had several of the skippers that said immediately
after the tragedy that they would have no hesitation of taking their
ships down to [classified matter deleted] test dej)th today.
Chairman PASTORE. Have you any way of giving us statistics since
the time of the disaster [classified matter deleted] the number of hours
our submarines have been submerged at that depth ? In other words,
what I am trying to get at here is what has been our experience as to
accidents since this accident [classified matter deleted] and what vol-
ume of operations we have had. [Classified matter deleted.]
Have we gone on normally just as if it had not happened ? In other
words, are we in a position to say that we are in a pretty safe position
with our submarine fleet [classified matter deleted].
Admiral MATJRER. Yes, sir, I think we are. I have heard of no
casualty of note since the Thresher incident insofar as flooding is con-
cerned.
Chairman PASTORE. Our operations have been normal?
Admiral MAURER. Yes, sir, our operations have been normal. I
am sure that the forces have no hesitancy to operate at depth. In
fact, there have been recommendations from the forces afloat to please
relax this as soon as you can.
The Commander, Submarine Force Pacific, has asked that we ex-
tend the restriction [classified matter deleted] so that he can perform
certain tests that he has in mind [classified matter deleted.]
Chairman PASTORE. Before we get to what this means tactically and
strategically, I think I would like to ask if there are any questions.
Senator AIKEN. I wonder if you feel that the accident to the
Thresher might have happened [classified matter deleted] if it had
not gone lower.
Admiral MAURER. Might have happened [classified matter deleted].
Senator AIKEN. Yes.
Secretary KORTH. And resulted in her loss?
Senator AIKEN. Yes.
32 LOSS OF THE U.S.S. "THRESHER"

Admiral MAURER. There is always a possibility, sir, that an accident


could have occurred [classified matter deleted] which might have re-
sulted in her loss.
If a piping system of the maximum diameter that is installed in
the ship carried away [classified matter deleted] you probably would
have had the same extreme situation you might have had with the
maximum diameter pipe that was computed for this particular
casualty.
Secretary KORTH. Mr. Chairman, I would like for Admiral
Brockett, if he will, to speak to that, also.
Admiral BROCKETT. I might say this : We are postulating in answer-
ing this question [classified matter deleted].
DEBALLASTING

So there are two things. One is how fast does the water come in
through a leak, and how fast can you blow out your ballast tanks.
In both cases, they are working against you as you go deepier.
But if you come up [classified matter deleted] you do get an assur-
ance factor [classified matter deleted]. Although I haven't seen the
calculations I will estimate that with the size which the court of inquiry
mentions [classified matter deleted] that recovery of the ship might
well have been possible [classified matter deleted].
Senator ATKEN. Thank you.
Chairman PASTORE. Could you give us the factor of the freeze ele-
ment with reference to deballasting [classified matter deleted] ? l
Admiral BROCKETT. That would be substantially the same, the pos-
sibilities of this happening.
Chairman PASTORE. Two to one?
Admiral BROCKETT. No, because you get this drop in temperature
immediately when your upstream pressure is two times or more greater
than your downstream. You reach a so-called critical flow situation,
your temperature drops down well below freezing. Depth is not
significant insofar as freezeup is concerned.
Chairman PASTORE. Have we ever had trials before with relation to
deballasting at those depths ? That is, actual experiments ?
Admiral BROCKETT. What has actually been done in the past under
testing conditions is to demonstrate that you can in fact blow, but
it is not carried through to the exhaustion of the air banks or the
complete deballasting of the tanks. Specifications in this respect, as I
answered Senator Jackson's question the other day were really those
which have been carried through from World War II insofar as the
amount of air that you carried which was the primary thing addressed
by the specifications.
Representative HOSMER. May I ask, Mr. Chairman, why hasn't there
been an increase in deballasting capability, considering these depths
and so forth?
Are you just going on the theory that you are going to ride the
thing through on power and planes ?
Admiral BROCKETT. The dynamics of the situation are important,
and in the normal course of events—and I think you can check me on
1
Subsequent to the lose of Thresher, dqckside tests were conducted of an identical high-
pressure air system aboard the Tinosa, sister ship to Thresher. The Tinosa was nearing
completion at the Portsmouth Naval Shipyard. The purpose of the high-pressure air
system is to provide air in order to displace water from the ship's ballast tanks thereby
increasing buoyancy. During the tests, ice formed on the screen-type wire strainers in
the air piping system cutting off air flow to the ballast tanks. Also see pp. 35, 37, 108,
and 112.
LOSS OF THE U.S.S. "THRESHER" 33

this—if you do get in trouble you want to have way on and you get
much faster reaction from your planes and get out of trouble, as it were,
in a hurry.
Secretary KORTH. I think Admiral Maurer should speak to that as
an operator.
REQUIREMENT FOR HIGH SPEED DURING TESTS
Representative HOSMER. As I understand it, the policy is not to
keep very much on during the tests.
Admiral MAURER. Doing that is an error in judgment on the part of
the operators. Most of these commanding officers of these high-speed
ships feel that their primary ability to recover lies in the fact that they
have this tremendous power available.
I think that this tragedy has emphasized the absolute requirement
that we either have it or we have the ability to recover from it as soon
as possible. [Classified matter deleted.]
Representative HOSMER. I was speaking as a matter of routine dur-
ing tests.
As I understand it the operational instructions were to proceed at a
very slow speed, maybe 3 knots or something.
Admiral MAURER. This was not specified, no, sir.
Representative HOSMER. That was the skipper's discretion.
Admiral MAURER. At the commanding officer's discretion. Unfor-
tunately, as a result of this it has come out—and that is one of the
things that has already been passed out to the forces afloat. [Classified
matter deleted.]
There is always a balance in this situation [classified matter deleted].
The commanding officer has weighed the two situations and has usually
come up with some sort of compromise. [Classified matter deleted.]
ADVANTAGES OF OPERATING AT DEPTH
Chairman PASTORE. Mr.Morris?
Representative MORRIS. What are the advantages of operating at
various depths?
Admiral MAURER. There is an offensive advantage in that you are in
a position to take advantage of sound channels within the ocean spec-
trum. It could well be that [classified matter deleted] that you would
have a layer which is a dividing line between waters of different den-
sities and different sonar propagation characteristics. So if you were
below the [classified matter deleted] position you would not hear a
target.
Or if you were above it, you would. The vagaries of the ocean are
such that if you have the ability to go above or below these separations
in the ocean spectrum, you can select at will, you can conduct a much
more effective search for targets.
Contrariwise, it is of tremendous value from a defensive standpoint
in that the destroyer types that might be seeking you out or enemy
submarines that might be seeking you out would be above that layer
and you could be below it, you would be much less susceptible to
detection, also. [Classified matter deleted.]
There is the added advantage if the ship is constructed for a [classi-
fied matter deleted] test depth in the intermediate range you have
a tremendous strength factor from the point of view of damage
control. I think these, in general, are the advantages. [Classi-
fied matter deleted.]
Can you think of any others that would be pertinent ?
34 LOSS OF THE U.S.S. "THRESHER"

Admiral BROCKETT. The only other one I can think of is increase in


the total envelope.
Captain BISHOP. One other factor is that added depth gives you
more of a third dimension to operate in so if you do have a problem
involved with control at high speeds you have more of a safety factor
for pull-out.
DEEP-DIVING EXPERIMENTAL SUBMARINE

Chairman PASTORE. Are we designing or planning anything that


might go deeper?
Admiral MAURER. Yes, sir.
[Classified matter deleted.]
Admiral BROCKETT. Yes, sir. That ship is in the design and con-
struction phase at Portsmouth.
Representative HOSMER. Let us ask about that ship.
So far, you have explained that these are like Douglas airplanes,
you have a model and you get a faster and deeper model. This
[classified matter deleted] ship of yours, is this an entire new ap-
proach to something, or are you just magnifying your own ships!
Admiral BROCKETT. It is an experimental ship. It involves a good
deal of research to go with the [classified matter deleted] depth.
Representative HOSMER. What I am asking, is the total concept
where you have to design or redesign the inside as well as the hull
and put together a weapon system more or less of a different nature
than that which you have ?
Admiral BROCKETT. It is fundamentally a new hull concept—in the
fabrication of materials, the use of materials, the kind of materials.
[Classified matter deleted.] For propulsion, we have gone, in a sense,
a step back. We have the silver zinc battery type, much like the
Albacore, with electric propulsion.
Representative HOSMER. But the envelope you have there is not the
kind that you could shove in all of this equipment that you put in the
Thresher hulls?
Admiral BROCKETT. No, it has very little payload. It is an experi-
mental submarine. It is a deep Albacore, if you want to think of it
that way.
Representative HOSMER. Once you get a depth of that nature you
would essentially have to redesign the rest of the ship ?
Admiral BROCKETT. It is a complete new structural design.
Representative HOSMER. I mean the geometry and volume and
whatever else is involved.
Admiral BROCKETT. Yes, sir.
Senator CURTIS. Are the orders to a submarine communicated from
the shore?
Admiral MAURER. Yes, sir; they are. [Classified matter deleted.]
Chairman PASTORE. Are there any other questions on this point?
Mr. Bates?
MALOPERATIONS OF DEBALLASTING AIR SYSTEM

Representative BATES. Admiral, have we tested the valves on other


submarines as we did on the Tinosa ?
Admiral BROCKETT. Is this the blowdown, Mr. Bates ?
Representative BATES. That is right.
Admiral BROCKETT. Yes, sir.
LOSS OP THE U.S.S. "THRESHER" 35

Representative BATES. Full time ?


Admiral BROCKETT. Yes, sir.
Representative BATES. We did that since the Thresher went down f
Admiral BROCKETT. Yes, sir.
Representative BATES. How did that work out ?
Admiral BROCKETT. All right.
Representative BATES. No freezeup?
Admiral BROCKETT. No, sir.
Representative BATES. Do they have strainers in them?
Admiral BROCKETT. The strainers were removed.
Representative BATES. Before the test ?
Admiral BROCKETT. Yes, sir. After the Tinosa and the difficulty
with those strainers and the restrictions that were involved, those have
been removed. (See pp. 32,37,108, and 112.)
Representative BATES. You didn't try any with the strainers at sea
after the Tinosa?
Admiral BROCKETT. No. This has all been done alongside the dock.
Your freezing will occur. It is a matter of pressure differential.
Representative BATES. There is no variation in that. All strainers
are out?
Admiral BROCKETT. Yes.
Mr. CONWAY. My recollection on the Tinosa, after you took the
strainers out, it ran long enough just to blow half your tanks which
was way under what the standard specs call for.
Admiral BROCKETT. That is right.
If you will remember on that one there was a lot of garbage in the
system and when this was cleared out there was some difficulty with
the control valve. With this cleared out, she blew OK.
Mr. CONWAY. She met the specifications ?
Admiral BROCKETT. Yes, sir.
FULL CAPACITY TEST OF AIR SYSTEM NOT MADE
Representative HOLIFIELD. Maybe there was garbage in this other
system that had not been cleared out.
As I understand it, you had never completely blown out your air
supply.
Admiral BROCKETT. That is right, sir.
Representative HOLIFIELD. There were only momentary blowouts
close to surface. Was there ever a complete blowout [classified mat-
ter deleted] ?
Admiral BROCKETT. Not that I know of. I know there was a test
depth requirement that I mentioned earlier during trials with the
valves open to make sure air went through that that was about it. As
soon as you got a bubble you stopped.
Representative HOLIFIELD. You had a high pressure but your reduc-
ers pulled it down [classified matter deleted], is that right?
Admiral BROCKETT. Yes, sir.
Representative HOLIFIELD. Why was this adaptation made? You
had a lower pressure in your conventional submarines, didn't you ?
Admiral BROCKETT. Yes, sir.
Representative HOLIFIELD. Here you went to a depth where the
factor of danger was greater than the one would be at that normal
depth, and yet you had not designed the equivalent air system to
take care of that additional hazard. You assumed that additional
36 LOSS OF THE U.S.S. "THRESHER"

hazard, it seems, with only the power that you had [classified matter
deleted]. The thing that looks funny to me as a layman is this:
There are two. One is, that you put in reducers, which in itself could
be a factor of trouble. I can't see why you went to a high pressure and
then used it at a lower pressure unless you wanted a longer blow. Yet
you never exhausted the time period of a [classified matter deleted]
blow in tests.
I don't understand those things.
Admiral BROCKETT. Two reasons. At the same volume you can get
more air [classified matter deleted] if you follow me. You have more
pounds of air in your system in the same size bottles.
Representative HOLIFIELD. I understand.
Admiral BROCKETT. Space is something you are always looking for.
Secondly, the [classified matter deleted] criteria was something that
had been carried on, granted, from the other boats. But, as I recall,
the question of the ability of the ballast tanks to take the sudden
[classified matter deleted] air pressure is a design problem which we
are now thrashing with because we want to bypass that reducer.
But we are not quite ready to do it until we are sure we can make
the ballast tank structure itself strong enough to take that immediate
application [classified matter deleted] of pressure. It can be dissipated
some, but these are still things we are looking at.
[Classified matter deleted.]
TESTING OF AIR REDUCER VALVES

Representative BATES. Didn't you ever test these reducer valves for
the higher pressure ? Weren't those ever tested, or did you presume
originally that you had a maximum considerably in excess of the
design ?
Admiral BROCKETT. I fell off the track.
Representative BATES. You used the same valves [classified matter
deleted] ?
Admiral BROCKETT. Downstream from your reducer.
Representative BATES. The same ones ?
Admiral BROCKETT. That is right.
Representative BATES. Did you ever make that test to see whether
or not they were adapted to the greater pressure ?
Senator BENNETT. They had a reducer between them ?
Admiral BROCKETT. It was [classified matter deleted] downstream
from the reducer. The reducer is the first thing you see. Down-
stream from it [classified matted deleted].
Representative BATES. I am talking about the valve itself. Did you
use the same valves to reduce this pressure ?
Admiral BROCKETT. No.
Representative BATES. They are different valves ?
Admiral BROCKETT. It is a different valve [classified matter de-
leted].
Representative BATES. I thought somebody said the other day it was
the same one.
Mr. CONWAT. Downstream they are the same valves.
Representative BATES. The pressure is the same. I thought you
meant the initial ones.
LOSS OF THE TT.S.S. "THRESHER" 37

Mr. CONWAY. Apropos of Mr. Bates' question, did you ever check
these Marotta reducing valves to see whether they could handle the
full load [classified matter deleted] with a full tank. Were they ever
fully checked out ? I refer to the ones that froze up.
Representative BATES. These are the ones I am talking about.
Mr. CONWAY. I know.
Admiral BROCKETT. Yes, that is the Marotta reducers. From my
own knowledge, I don't know.
Mr. CONWAY. I gather from the testimony of the court they never
did.
Admiral BROCKETT. This is my impression, too. But from my own
knowledge that I cannot—I can quote here, I don't know.
TESTING OF SLOWDOWN ON OTHER CLASSES OP SUBMARINES
Chairman PASTORE. What have we done on the remaining fleet afloat
[classified matter deleted] ? Are we safe with regard to all of them ?
Admiral BROCKETT. In regard to the blow, Senator ?
Chairman PASTORE. Yes.
Admiral BROCKETT. Yes. We have gotten rid of the strainers and
we have run several time tests alongside the dock and this would indi-
cate whether or not there is a f reezeup. The opposing pressure merely
means that you equalize earlier.
It is a more stringent test in a sense so far as freezing is concerned
to dump your banks at the surface because your opposing pressure is
less.
Consequently, you bleed further down. With the system clean and
with the strainers out, this has worked out and we have a complex of
data on this. We have had it all come in by message and are assem-
bling it. The last one I saw was within the specifications.
Chairman PASTORE. Has any test been made at depth to blow it out
completely since the disaster ?
Admiral BROCKETT. Not that I know of, sir.
Chairman PASTORE. Why not ? Don't you think that would be the
best criteria ?
Admiral BROCKETT. I am not sure.
Chairman PASTORE. We may be confronted with another incident.
I am wondering now with all of these submarines afloat with a limi-
tation [classified matter deleted] why we don't get an actual test on
this blow [classified matter deleted].
Admiral MAURER. Mr. Senator, if I may speak to that, sir, we have
had ships [classified matter deleted] prior to the time of this incident
that blew their tanks dry—completely dry—[classified matter de-
leted].
Chairman PASTORE. Without trouble ?
Admiral MAURER. Without trouble; yes, sir.
Kepresentative HOLIFIELD. That is what we have been trying to find
out.
Representative BATES. That is the first I have heard that.
Chairman PASTORE. With or without the filters ?
Admiral MAURER. That was with the strainers; yes, sir.
Representative HOLIFIELD. And they didn't freeze up ? (See pp. 32,
35,108, and 112.)
Admiral MAURER. No, sir.
34-920—65 • • A
38 LOSS OF THE U.S.S. "THRESHER"

Representative BATES. On this kind of ship?


Admiral MAURER. No, sir, it was the previous Scorpion class.
Representative HOLIFIELD. You didn't have reducer valves ?
Admiral MAURER. I think we have to remember on this class of ship
we have three of these ships right now. The Thresher was the first of
the class, and there are only two others, the Permit and the Plunger,
and I think both of them are currently in the yard on the west coast
at the present time either for possible shakedown availability or other
availability.
Representative HOLIFIELD. I am going to ask a question
Secretary KORTH. Could the Admiral finish ?
Representative HOLIFIELD. I thought you finished. Excuse me.
Admiral MAURER. I think your point is very well taken on have
we done this, and if we have not why we have not done it. I think
the "why" we have not done it is because we just have not arrived at
that stage yet where we have had to and where it is necessary to take
a ship out to perform these tests. In other words, Admiral Brockett's
examination of the faults in the blow system and so on, the capacity,
the modifications to the blow system to do an effective job are still
in the stage of formulation and completion of the examination of
those faults.
I think we should all feel assured that before we send one of these
ships out to operate we are going to have definitive tests which will
satisfy all of us that there will be no complications on the ability of
the ship to blow its tanks completely dry without any freezeup.
Chairman PASTORE. Admiral, you are talking about the Thresher
type, is that right?
Admiral MAURER. Yes, sir.
Chairman PASTORE. I am talking about the ships afloat now that
are being ordered to navigate at [classified matter deleted] depth.
May we run into trouble on a blow on those? A full blow? I am
not talking about the Thresher type now. I am talking of these other
ships that are afloat, the Polaris and so on, that have the same kind of
system. Have these been fully tested from a very practical realistic
way?
Admiral MAURER. The 14 others have. The Polaris has not.
Admiral BROCKETT. No, not that I know of. The Polaris has much
more air capacity and better blow rate, the ones they are finishing
now. [Classified matter deleted.]
NEED FOR COMPLETE BLOW SYSTEM TEST
Chairman PASTORE. Wouldn't it be good to have a test blow? If
the Polaris goes down with 16 missiles on it, we are in trouble.
Secretary KORTH. There is no question about it, it will be done.
Representative HOLIFIELD. I will ask my question, if you are fin-
ished.
My question is that we are going to deballast a submarine at any
depth if you get in trouble, and you want to come to the top and
emerge in an emergency situation, if you are going to go deep, why
don't you find out [classified matter deleted] if you can make a full
deballast against the pressure at that depth? As I understand it, it
never has been done.
Admiral MAURER. That is right, sir.
Representative HOLIFIELD. It would seem to me you would want to
deballast it every 100 or 200 feet down. If you are going to get into a
LOSS OF THE TJ.S.S. "THRESHER" 39

position deep, it seems to me you should know not as a matter of


theory but as a matter of actual operation what you can do with that
in case of an emergency.
Admiral MATJRER. I quite agree.
Kepresentative HOLIFIELD. There, as I understand it, you [classified
matter deleted] are working against a much more powerful pressure
[classified matter deleted].
Valves, whatever there might be, pipes, anything might develop
with that load of pressure.
You talk about being in the developmental stage. It would seem to
me that this would be a basic test that you would make theoretically
first and practically after you get the submarine off the dock. I think
this would be one of your basic tests that you would make without
delay.
Admiral MATJRER. You are right, sir. Your point is very well taken.
I assure you that it will be done.
Representative HOLIFIELD. I know it will be, but why hasn't it
been?
Admiral BROCKETT. We are in the phase of starting alongside the
dock. This part is being done. We start on the surface, as you
suggested.
Representative HOLIFIELD. Are you talking about the Thresher
class?
Admiral BROCKETT. No, I am talking about the others, too.
Representative HOLIFIELD. You are further than that on these
others. Nuclear submarines have been running since 1955 and going
at depths lower than conventional depths since that time. That is
8 years.
Yet you tell me that you have not made these tests. I can't under-
stand why you have not made them during the 8 years.
Admiral BROCKETT. Admiral Maurer says they have blown at depth
to his knowledge.
Admiral MAURER. Yes, sir. [Classified matter deleted.]
FUTURE DEBALLASTESTG SYSTEM TESTS
Representative HOLIFIELD. You never have gotten around to the
point of testing them at a deep depth ?
Admiral MAURER. May I say, sir, that I accept your thesis com-
pletely. Let us accept this as being something that we have learned
from this disaster, and we will do it.
In other words, this is one of the many lessons we have learned,
sir. The fact that we did not blow those tanks in the first ship that
came out and make a definitive test at test depth was an error. We
should have done it; yes, sir.
Chairman PASTORE. Which is also an error, too, Admiral, that since
we have had the Thresher that we have not done it yet. You are
promising now that you will do it.
The thing that amazes me that since you have had the experience
with the Thresher and you had these ships afloat [classified matter
deleted] why shouldn't you have done it up to now since the Thresher?
That is the thing that surprises me.
Secretary KORTH. Captain Bishop?
Captain BISHOP. What you say is certainly true as far as the de-
sirability to test the ballasting capability. There are other factors
involved in recovering a submarine from emergency.
40 LOSS OF THE U.S.S. "THRESHER"

Our basic training when we get in trouble is first speed, then angle,
and then ballasting. I think our primary reliance has been, and I
think this covers the nuclear submarines as the older ones, when you
get in trouble, the first thing you crank up speed, get an up angle on
the boat and deballast.
Mr. CONWAY. The ballast system is the most critical emergency sys-
tem? If it is that much of an emergency system, the question would
be, Why hasn't it been tested ? It is the most emergency system you
apparently have.
COMMANDING OFFICER OF "SKYLARK"

Senator HICKENLOOPER. I want to get into a little collateral dis-


cussion for a moment, if I can.
I have been interested since the information came out the first few
days of the hearing and recently running through the reports, it seems
that a substantial issue has been made about the Skylark's commanding
officer failing to transmit all of the so-called information that he had,
and a specific criticism was made of that man on page 6 of the report
I have here. It says that he failed to notify our higher authority
of all the information available to him pertinent to the circumstances
attending the last transmission received by Skylark from Thresher
on the 10th of April, as it was his duty to do—this is the significant
thing in an official report—but then they go ahead and say, it did not
contribute anyway to the loss of the Thresher and was not materially
connected therewith. (See Navy news release, app. 6, p. 14$.)
The thing that has been intriguing me throughout this hearing
I have not seen one word of criticism of any other higher authority
or commanding officer or anybody else who failed to explain why when
they discovered 14 percent deficiency in the silver braze joints on that
ship and did not test the rest of them, the sampling of 140 tests that
they made and found 14 percent deficiency, the rest were not tested.
No criticism of anybody who failed to see whether this blow system
would work at depths even though it was equipped to operate at such
depths.
I have not seen any criticism of the failures that occurred in the
Portsmouth Navy Yard. I wonder why this young fellow is singled
out for criticism which maybe he has coming as a disciplinary action,
but especially in view of the fact that even under the finding it had
nothing whatsoever to do with the loss of the Thresher. Is he being
made a patsy?
Secretary KORTH. Certainly not.
Senator HICKENLOOPER. I think there is evidence from which one
might argue that he is.
I am not saying that he is. But it is rather significant that higher
authority is not being condemned or criticized in any way.
Secretary KORTH. No action has yet been taken, you are absolutely
correct.
Senator HICKENLOOPER. It is rather interesting. But a great deal
has been made of this fellow commanding the Skylark and I under-
stand the evidence shows that he didn't even have working sonar
equipment on this thing that could enable him to receive and identify
locations. He had to get locations relayed back originally from the
Thresher. I wonder what is happening to this fellow.
Secretary KORTH. I can't answer that.
LOSS OF THE U.S.S. "THRESHER" 41

Senator HICKENLOOPER. I have no connection. I don't know who he


is and nobody has spoken to me about him on his behalf except I have
been reading the reports.
This seems to crop up. I don't excuse anybody from not doing what
he is supposed to do. That is not the point. Here is something that
had absolutely nothing to do with the loss of a hundred-some lives.
It had nothing to do with the loss of the ship. Yet some issue is being
made of it here and no issue is being made about any other derelictions
that might have occurred.
It is rather difficult for me to kind of dovetail that.
Secretary KORTH. Senator, I don't consider that this commanding
officer will be made a patsy in this instance. Actually, the report
itself
Senator HICKE'NLOOPER. I would like to see his service record a year
from now.
Secretary KORTH. He may well not be on this same ship, I will say
that. But, at the same time, and we must take these individually
rather than balancing one against the other, the action has not yet or
no action has yet been taken with reference to the commanding officer,
Portsmouth Naval Shipyard.
Senator HICKENLOOPER. Maybe it shouldn't be.
Secretary KORTH. I don't say it should be, either? sir. This report
has not yet been acted upon. Actually, it has come into my possession
only for the last week or so.
It has been reviewed, is being reviewed by the Judge Advocate
General's department of the Navy. I have not talked with the Chief
of Naval Operations or the convening authority, Admiral Smith.
Senator HICKENLOOPER. I am not after anybody. I am not suggest-
ing that anything happen to anybody. That is not the point.
I am only calling attention to what, to me, seems to be a rather sig-
nificant and rather unexplainable reason why this situation has been
given some prominence here even at the outset. Suddenly somebody is
blamed for something, although it didn't have anything to do with the
loss of the ship.
Secretary KORTH. I suppose more than anything else, Senator, is
the fact that there was a failure to disclose something even though it
was not material. It was irritating. It was irritating to me to learn
that this fellow had the information and I didn't know about it.
Senator HICKENLOOPER. That was put in the press release. I un-
derstand he was not even consulted for a couple days out there. He
was just kind of given a good letting alone.
Representative HOUTIELD. The log was not even called for by his
immediate superiors until the court of inquiry requested it.
Senator HICKENLOOPER. The log was not called for.
Here is a fellow sitting on the ocean with an ineffective sonar.
Secretary KORTH. He did not transmit the information.
Senator HICKENLOOPER. That is true.
It had nothing to do with the loss.
Secretary KORTH. He was made an interested party. He was sub-
seo.uently released from that category.
Chairman PASTORE. Mr. Secretary, can you say equivocally that no
disciplinary action has been taken against the commander of the
Skylark f
Secretary KORTH. Not that I am aware of.
42 LOSS OF THE U.S.S. "THRESHER"

Representative HOLIFIELD. How about some of you other gentle-


men?
Secretary KORTH. Has disciplinary action been taken against him?
Admiral MAUEER. Not to my knowledge.
Chairman PASTORE. We are not his advocate. We are resting this
upon the fact, Mr. Secretary, you said that no action has been taken
as yet because this report is being reviewed.
Secretary KORTH. That is right, sir.
Representative HOLIFIELD. He was relieved of his command ?
Admiral MAURER. No, sir; he was not.
RepresentativeHoLiFiELD. Is he still on the Skylark ?
Admiral MATTRER. Yes, sir.
Senator HICKENLOOPER. I raise no brief for or against anybody.
Except the interesting significance of this thing which has cropped up
so many times in this hearing. I can't find any instances of where any
other person has been singled put.
Secretary KORTH. For similar treatment?
Senator HICKENLOOPER. I don't know. As I say, I am not ad-
vocating that anybody be chastised under any circumstances one way
or the other unless the facts warrant it. I expressed it a moment ago
and the question in my mind is the guy being made a patsy, that is
all.
I hope not. (Seep. 121.)
Secretary KORTH. He certainly isn't.
Senator HICKENLOOPER. It is hard for me to understand why this
has crept in here so significantly even in the news releases that came
out.
Secretary KORTH. I think only because he was made an interested
party. Senator. That is the reason for prominence, more prominence
was given to it than with the others.
Mr. CONWAY. Admiral Palmer was also an interested party.
Admiral BROCKETT. And remained one. (See p. 119.)
[Classified matter deleted.]
Representative HOLIFIELD. May I ask a question of Admiral Brock-
ett in regard to his testimony of yesterday, Mr. Chairman ?
Chairman PASTORE. Yes, of course.
DIFFERENCES IN SPECIFICATIONS FOR NONNUCLEAR PORTION OF
SUBMARINE

Representative HOLIFIELD. You stated yesterday that the specifica-


tions of the nonnuclear portions of the submarine were different from
those utilized in the nuclear portion of the ship. Will you elaborate
on what these differences might be ? I know from the testimony that
there were no silver-brazed joints in the nuclear portion. There were
these silver-brazed joints in other parts. I don't quite get this. You
said the specifications will differ from those used in the nuclear por-
tions. You mean they did differ, and will in the future ?
Admiral BROCKETT. They did and they will, yes, sir.
Representative HOLIFIELD. But that does not mean that you are
going to keep those differences the same as they are now ? In other
words, you raised one on your silver brazed to a 60-percent tolerance.
That is one difference that will be changed. What other changes do
you plan to make at this point?
LOSS OF THE U.S.S. "THRESHER" 43

Admiral BROCKETT. What I was addressing myself to really was


the piping system, because that seemed to be the primary subject of
conversation yesterday, if you will remember. The requirements in
the nuclear reactor compartment preclude the use of silver brazing
now. They did not originally. The portions which are part of the
nuclear plant circuits, the piping associated directly with the plant, the
primary and secondary, have 'been all welded from the beginning.
Senator BENNETT. Do you have any ships now operating with silver-
brazed joints in the nuclear compartment ?
Admiral BROCKETT. I am not sure whether they have all been
changed or not. For instance, I know the Thresher was built with
silver-brazed joints in the nuclear reactor area. As a matter of fact,
during her postshakedown availability these were changed to welded.
Representative HOLHTELD. Because there was one leak in the
Thresher during its shakedown ?
Admiral BROCKETT. Yes.
Representative HOLEETELD. It was at that point that there was a
change?
Admiral BROCKETT. It came along before that, at Admiral Rick-
over's insistence. It is very difficult to weld the copper nickel and
Monel pij>e. She was in the yard, if you will remember, from July
until April, and a great portion of that time was spent remaking a
dozen joints in the reactor compartment to get one which would suc-
cessfully pass radiography. It becomes particularly difficult with
smaller sizes to weld them. This is a variation. I don't think at this
point that we are in any position to, and I don't think we should go to a
requirement that all piping be welded. This is the first reaction you
might get. But at the same time, you have to build these submarines,
and with this advent of the ability to use the ultrasonic test successfully,
at least down to the 1-inch size, we are reviewing the bidding on where
we want to start welding. You might know on the Thresher the speci-
fications that existed at that time required all welding between the
hull and the backup valve, the first large valve inside of the hull valve.
All of that was welded. It is a very tortuous and difficult process.
I might also say this, that we have learned a lot about doing this.
We are much more able to weld these pipes than we were even a year
ago. So when I mention differences in the specifications, I feel that
the requirements are different, and that we have to make our judg-
ments on these with all the knowledge that we have, and with our best
engineering judgment, and the advice from the best people we can
talk to.
SILVER BRAZED VERSUS WELDED PIPING

Mr. CONWAY. I think the court in its recommendations had two


recommendations on this point. One in hazardous piping systems of
submarines designed to operate deep, silver-brazed joints of more than
2 inches in inside diameter be replaced by welded joints when replace-
ment is required.
Do I understand you still have that under consideration ?
Admiral BROCKETT. This is correct. We have not yet implemented
it. When I mentioned I had a series of studies this is one of them.
The whole question of silver brazed versus welding. I am not con-
44 LOSS OF THE U.S.S. "THRESHER"

vinced yet because I have not acquired all the information as to how
good a silver-brazed joint is, and what the significance of 60 percent
is. I know this is a lot better than 10 percent.
Mr. CONWAY. Another recommendation is that for new construc-
tion submarines welded piping joints be specified for joints of more
than 2 inches in inside diameter in hazardous systems. This was
another recommendation. This also has not been adopted ?
Admiral BROCKETT. It has not been implemented; no, sir.
Chairman PASTORE. Are there any other questions ?
POSSIBILITY OF RADIATION RELEASE

Representative HOSMER. Yes. I had another Member who contacted


me before I came over today. He did not know I was coming. He
called about the rumor that there is a radiation release out there. I
just wanted to make sure—that my assurance to him—that there was
no radiation release is correct.
Admiral MAURER. I can assure you there is no radiation there.
Representative HOSMER. Was there any suspicious activity on the
part of the Soviet motorship and trawlers that were supposed to have
gone in the area the other day ?
Secretary KORTH. Do you want to comment on that, Captain?
Captain BISHOP. Yes, sir; there was one Soviet ship that passed
within 700 yards of the search ship that was in the area at the time,
but moved on through.
Eepresentative HOSMER. Is it a fact that the Russians have claimed
that there has been a radiation release in the area ?
Captain BISHOP. Not to my knowledge.
Secretary KORTH. I think they raised the possibility.
Chairman PASTORE. Do you have radiation instruments on the
Trieste**
Secretary KORTH. Yes, sir.
Captain BISHOP. Yes, sir.

Chairman PASTORE. I would like to ask now the question that we


started out to ask. This limitation [classified matter deleted], what
does that mean tactically and strategically ?
Admiral MAURER. I don't think we will feel any long-term ill ef-
fects on this thing, this restriction, from the point of view of our
tactics. At least if it does not go on too long so that we get our people
set in their ways and thinking that [the limitation] is the maximum
depth to which they can operate safely.
Chairman PASTORE. A lot of us have been saying that our Polaris
submarine system is the first line of defense. Is it still the first line
of defense ?
Admiral MAURER. There is no question about that, sir. [Classified
matter deleted.]
Yes, sir; I was saying that we would have no hesitation today in the
event of conflict to immediately lift that restriction and send our
ships to sea with their optimum operating depths reinstated. We
certainly can't in peacetime remove these restraints until we are re-
assured that each ship is able to recover. We will never be able to
LOSS OF THE U.S.S. "THRESHER" 45

build in enough safety in these ships so that you can make them com-
pletely foolproof. But we can build these ships so that if the com-
manding officer and the crew react properly and in the most timely
fashion that they will be able to recover from almost any casualty that
might take place.
SUBMARINE SAFETY TASK GROUP
Chairman PASTORE. What are we doing now, and what have we
done since the time of the disaster to assure ourselves that the work
at these shipyards is satisfactory ?
Admiral BROCKETT. First of all, there have been developments, as
I mentioned, in several areas. If I might, Mr. Chairman, I again
mention the submarines' steering safety task group, which has been set
up in the Bureau of Ships. I would like to read you the projects that
we have. These are broad categorical titles, and under each one of
these there are a series of tasks. I think it might help to bring to-
gether some of the questions that have been asked about various things
in the submarines.
I will address myself to your question directly as I get toward the
end of this list:
Task No. 1 is the sea water system subjected to submergence pressure.
[Classified matter deleted.]
No. 2. Fabrication methods, materials, and test procedures for haz-
ardous piping systems. This is not only salt water, but high pressure
air and hydraulic systems.
No. 3. Machinery components in hazardous sea water systems.
These are your condenser heads, for instance, your salt water pumps
that see sea pressure.
No. 4. The mandatory use of class plans and components in vital
systems. This is an argument with the shipbuilders. We feel once we
draw a set of plans, they should be followed across the board by every-
body.
No. 5. High pressure air systems which include the question of
blow rate and air capacity.
No. 6. Submarine readiness for builders and sea trials. This is to
have a certification that they are ready to go.
No. 7. Protection from sea water of electrical systems.
' No 8. Submarine pressure structure penetration, a review of this.
We think we are all right, but we have to take a look at it as well.
No. 9. Consolidation of information for damage control sections of
the ship's information book, so that the ship has a ready place to
find the various methods of operation and what to do if a particular
casualty happens.
No. 10. Ship control system. This is the question of the planes.
No. 11. Habitability versus safety. In making the ships nice to live
on, have we possibly introduced some things which are not good from
a damage control standpoint. Access to control valves, for instance,
those that are not normally used, but you might want to get to them
in a hurry.
No. 12. A submarine test tank. This is a proposal which is quite
interesting. It seems a little far out when you first look at it. That
was my first reaction. The more I read it, the better I liked it. This is
the idea of having a tank which can pressurize, put a full-sized
submarine in, and put on the pressure to see what you have.
46 LOSS OF THE U.S.S. "THRESHER"

Representative BATES. That is like a drydock.


Admiral BROCKETT. A big circular drydock. We have a contract
to see what this might look like and see how much it would cost to build
one or two.
No. 13. The evaluation of the diving trainer which is mentioned in
the report. The improvement of existing capabilities. We would
help out on this.
No. 14. Submarine shock test procedures before and after, and the
level of shock.
ENFORCEMENT OF STANDARDS

And finally, the submarine safety program task to revise and in-
stitute an expanded quality assurance program. One of the things
that we find is no matter how many pieces of paper we produce in
Washington, you do not always find they are observed in the field.
As a result, we are sending out audit teams to find out how well the in-
structions are being carried out. Our first team is at Ingalls right
now.
This quality control problem is a difficult one. If I can philosophize
on that, the pride of workmanship of the individual mechanic is not
enough even where it exists. It is too bad, but it is so. We have the
hardest time trying to convince people of this fact. I knew it took
me a long time to believe it, and I finally became convinced of it about
4 years ago. You talk to shipbuilders and you get their pride of
workmanship routine. Then you can go around and point out to them
some things which certainly warrant improvement. It is a difficult
thing to sell. You have to have it, and you have to have an active
program of inspection. Quality control of material, and audit to
make sure that those who are supposed to be assuring the quality are
in fact doing it, this is our attack.
Representative BATES. That is what these two fellows were telling
me in Portsmouth. We tell everybody but they don't care. We have
some pride in our work, but they don't care. The more I hear about
this, the more I think these fellows have something.
Chairman PASTORE. Who doesn't care?
Representative BATES. The man they reported to.
Chairman PASTORE. They did not mean the Navy ?
Representative BATES. The same as what the admiral is saying.
Here they have some pride in their work, realization that they are going
to sea. This is what they told me in 1960. Here is the admiral saying
the same thing. They don't care up there. Let it go.
Representative HOLIFIELD. This is happening throughout America
in our industrial plants as we mechanize and automate. The pride of
craftsmanship of the old trained artisan is gone. The young men are
not going into these difficult artisan craftsmanship jobs to learn. They
don't have to. They join a union, and if they stay there so long some-
how or other they get stepped up and they get to the point where they
are drawing journeymen's wages without the skills they had in the old
days. We might as well face it. I don't know what the fault is. May-
be it is the fault of our civilization. I find that in my own business in
California. I hire a man and pay him top wages, and I don't get the
resultant craftsmanship.
Admiral BROCKETT. I want to make this clear. This is not a ship-
yard phenomenon. This is a national phenomenon.
LOSS OF THE U.S.S. "THRESHER" 47

Representative HOLIFIELD. I just got through saying it happened in


every area in America. I went into the Hart, Schaffner & Marx plant
in Chicago a while back, and as I look back where these tailors were
working making clothes, craftsmen, most of them were old men, many
of them past 70 years of age that served their apprenticeship and be-
came real skilled craftsmen. I talked to the man in charge of hiring
these men. He said:
We don't get this kind any more. The young people won't come in and go
through the years of apprenticeship necessary to make themselves skilled crafts-
men, and as a result we are turning more and more to machine work, and we
are turning more and more to workmen that cannot do the things older men can
do. As each one of these men dies we can't fill their places. We don't have
anybody coming up to fill their place.
Secretary KORTH. That is true.
Representative HOLIFIELD. The same thing in the watchmaking in-
dustry, and many of the industries that require really skilled training
and long periods of training, you are getting less and less men.
Senator BENNETT. May I go off the record?
(Discussion off the record.)
INSPECTION IMPROVEMENTS

Chairman PASTORE. What are we doing to make sure our inspection


procedures are of the highest quality, Admiral ?
Admiral BROCKETT. I think we may have given too much emphasis
to silver brazed joints, but I will address myself to that because it hap-
pens to be a good example.
Every joint made after the first of May in the ships we are building
has to be inspected with this UT device that is 1 inch or better. We
can't get down to the half-inch size, but these joints are not the problem
to begin with that the larger ones are. They make up easier. If they
fail, tney don't present the problem that a larger one does.
The first thing you would have to do is to inspect your inspectors.
Senator HICKENLOOPER. Do you have anything to say about your in-
spectors, or do they just hand them to you ?
Admiral BROCKETT. We hire them and qualify them and they get a
ticket that they are qualified to make the inspections. This is also
true in the private yards. This is going forward right now. These
inspectors inspect every joint that is made after the first of May.
Then we have a requirement to inspect all of those joints which are
between the hull and backup valve which have a high level of danger.
This is the most hazardous spot you have. [Classified matter de-
leted.]
The quality control aspects, as I say, are being audited. They have
been emphasized. In the private yards we certify that they do, in
fact, have adequate quality assurance procedures. We require them
to make the inspections. We really check on the procedures as op-
posed to the individual joints.
In the Naval shipyards the quality control groups in Mare Island
and Portsmouth, which are the submarine yards, are quite large and
have been increased in number. It is hard to come by good quality
assurance people, I might add. It is a new business.
Representative HOLHTELD. Insurance or assurance?
Admiral BROCKETT. Quality assurance. It is difficult to find really
good quality assurance engineers as opposed to technicians. We have
48 LOSS OF THE U.S.S. "THRESHER"

had considerable difficulty in hiring people of this nature in civil


service. But I believe that fundamentally our quality assurance or-
ganizations are strong and getting stronger, plus the fact that we have
put in their hands those things which they are supposed to look for.
We have not had this in the form we would like to have had in the
past, because in many cases we didn't know.
Chairman PASTORE. This information that you are giving us now
with reference to the new procedures, is this considered classified
secret, official, or what ?
Admiral BROCKET?. No, the new procedures I would think would
be unclassified of themselves. In connection with the Thresher, I
would recommend some discretion, because they always come back
and cause conjecture. They are wide open. We have had a week-
long meeting at Mare Island with the quality assurance people, weld-
ing people and management types, going into the question of how do we
put pipe together so that everybody is doing the same thing. This
has been another difficulty. The different interpretations in the dif-
ferent shipyards.
DEPTH CERTIFICATION

Mr. CONWAY. Does this mean that all of your submarines that you
have worked prior hereto will have to be rechecked under these new
procedures?
Admiral BROCKETT. We will have to go back through and our aim
is the ability to certify that a particular system is ready to go to sea
[classified matter deleted]. For the moment we are going to have to
say this system has been checked [classified matter deleted]. Then
what we hope to do in connection with the studies being made on flood-
ing rates and the modification to the blow systems, which are being
made, is to certify this ship is good for x number of feet [classified
matter deleted]. We are going to have to work our way back to test
depth.
Representative HOSMER. I wonder if Admiral Stephan wishes to
speak?
Secretary KORTH. I was going to say that at some appropriate point,
I would like Admiral Stephan to make a few brief remarks here, and
subject himself to such questions as you may have.
Chairman PASTORE. Are you through with these gentlemen ?
TJSE OF COMMUNICATIONS RECORDERS

Representative BATES. This is on an unrelated point, but do you re-


call some time ago when the airplanes got into trouble and cracked,
up, and there was no recording what the last messages were, particu-
larly since there has been so much controversy what was the message
that actually came to the Skylark f There was no recording at all,
I presume, of this?
Admiral BROCKETT. As I remember, there was only a communica-
tions log.
Representative BATES. I wonder if it would be advisable particu-
larly if you are on trials like that
Secretary KORTH. Let him answer the first question.
Admiral MAURER. All of the ASR's are equipped with recorders
now. This is since the incident. At that time they did not have
recorders.
LOSS OF THE 17.8.8. "THRESHEE" 49

In addition we have beefed-up their communication capability


[classified matter deleted]. There was a delay of a couple of hours
when they were trying to get the message across.
Eepresentative HOLIFIELD. Has there been anything done to tie up
the relationship between the escort ship and the submarine that is
going through the test ? We had some testimony that it is not at all
unusual for them to lose track of each other for several hours and
things like that.
. Admiral MAURER. Yes, sir.
Representative HOLIFIELD. Has there been anything done along that
line?
Admiral MAURER. Yes, sir. Of their own volition the commander,
submarines, Pacific Fleet, and Atlantic Fleet, have had ad hoc groups
reexamining the test procedures in their entirety, including the inter-
relationship between the ship being tested and the escort ship, the com-
munications, the positions that they take, the interchange of informa-
tion prior to the time that they conduct the tests.
Representative HOLIFIELD. It seems to me if you have the power to
go down to them and up to your escort ship, that in a case like this
if you did have a full report on everything that they were doing, you
might have a much more complete record to analyze to prevent some-
thing happening in the future.
Admiral MATJRER. They are reexamining on the basis of putting
the two in such relative positions during the conduct of these tests that
they will have optimum communications by sonar between the two.
Representative HOLIFIELD. And that will be recorded ?
Admiral MAURER. Yes, sir.
CRUISE RECORDER

Representative BATES. Now, my second question was on those occa-


sions when they are operating alone, and they send messages, will those
be recorded ?
Admiral MAURER. Investigation is being made now to the installa-
tion of the black box type of concept where there is an automatic
recording of what is transpiring within the submarine, and in the
event of disaster you would be able to recover that box, similar to an
aircraft.
Representative BATES. I mean when they are not in company with
escort ships.
Secretary KORTH. Routine operational messages?
Admiral MAURER. No, sir.
Representative BATES. In any airplane what is the situation today ?
Everything is recorded?
Secretary KORTH. I can't answer that. I don't think we have any
aircraft experts here. , -
Representative BATES. If it is important enough when they are on
trials and you have an escort vessel to record it, there are also situa-
tions that will develop when they have trouble when they are alone
that they might want to send messages.
Admiral MAURER. They would have to be on or very near the sur-
face to do this. They would have to be at the proper depth and on the
surface, and under those circumstances, I doubt seriously they would
be in extremis. If they are submerged and in trouble, they are not
going to get that message out.
50 LOSS OF THE TJ.S.S. "THRESHER"

Representative BATES. You don't know. You can be socked. You


can be coming up. When we were on one of them we almost hit a
fishing vessel. A lot can happen near the surface and you can go down.
[Classified matter deleted.]
Admiral MAURER. There are no steps to automatically take down all
of the messages that are received from sea, no, sir.
Chairman PASTORE. Admiral Stephan, would you please come
forward ?
Secretary KORTH. You want him to speak about what he is doing?
Chairman PASTORE. Yes.
DEEP SUBMERGENCE SYSTEMS REVIEW GROUP

Admiral STEPHAN. I am Adm. E. C. Stephan. On the 24th of April


I was relieved of duties as the Oceanographer of the Navy, and com-
mander of U.S. Naval Oceanographic Office, and assigned to be Chair-
man of the Deep Submergence Systems Eeview Group.
The objectives of this group, and my responsibilities, are to review
the current plans for location, identification, rescue and recovery of
large objects from the deep ocean floor. To recommend changes to
these plans for expeditious improvement. To recommend changes for
a longer term improvement, and to develop a 5-year program to im-
prove toward a maximum capability our ability to locate, identify,
rescue, and recover large objects from the ocean floor.
I am also responsible for recommending the means and the organi-
zation required to implement this program. I am specifically directed
to not become involved in the current operations in the location of the
Thresher.
In carrying out these assignments, I am to be sure that we familiar-
ize ourselves with all in-house programs in the Navy, with programs
in other agencies of Government that are interested in this oceano-
graphic field, and to insure that the scientific community, industry,
individuals, and interested citizens, all have a full opportunity to put
their ideas into this problem. [Classified matter deleted.]
At the present time, we are facing the problem of locating and
identifying and rescuing, if that is required, and recovery of some-
thing as large as a Polaris submarine. [Classified matter deleted.]
Our progress to date has first been the large effort toward staffing.
In staffing we have recognized at the same time that this sort of study
group was going on, the Bureau of Ships and other agencies within
the Navy were heavily involved in the Thresher operations, and in
the restudy of submarine design, such as Admiral Brockett has men-
tioned. So my staffing has primarily been obtained from people, civil-
ians, Reserve officers, retired officers, and others from industry, and
from the scientific community.
I think it might be well to mention just a few of the names. I think
some of the people who are involved will be familiar to you.
From the scientific community, Dr. Vine, Dr. Snyder, Dr. Hersey,
Dr. Moore, Dr. Spies, director of Scripps.
From industry, we have Mr. Ed Link, the inventor of the Link
trainer, who has transferred his interest to the field of oceanography.
LOSS OF THE TT.S.S. "THRESHER" 51

Captain Arnold, retired, who is director of research with United


Aircraft. We have Dr. Behnke, who is probably one of the outstand-
ing submarine rescue and medical problems men. Captain Welham,
Commander Workman, Captain Hendrix, who is very prominent in
the field of military oceanography.
We have assembled, I think, as fine a staff as you could assemble.
To date we have had a series of briefings by the bureaus; the Bureau
of Ships, Bureau of Medicine, Yards and Docks, Chief of Naval Op-
erations—particularly with emphasis on the Thresher problem—the
Atomic Energy Commission, and a number of other agencies that
have an interest.
We have sent out some 200 letters to industry soliciting their help
in arriving at ideas in this area. We have sent letters to the scientific
community. We have assembled through a machine run by the De-
fense Documents Agency some 60 studies that have previously taken
place, or papers on this subject to be reviewed by the group. We are
getting the help of the Library of Congress on other papers on this
subject. We have gone out to foreign countries. The British have
recently set up a similar group in connection with the same problem.
We are trying to conduct a patent search to see that we do not overlook
some old ideas that were not feasible then, but are since the new tech-
nology.
We have been staffed and in existence a little over a month and a
large part of the background material has now been reviewed, and we
are meeting daily and considering the technical approaches to the
problem.
In the instructions setting up my office I was required to make my
best estimate of when we would finish, and I made an estimate of the
1st of October. I think it was a guess, but at the present time I have
no further information to change that guess. This is where we stand
today, Mr. Chairman.
Chairman PASTORE. Are there any questions ?
DEBRIS IDENTIFICATION

Senator HICKENLOOFER. This is a general question which has oc-


curred to me frequently. It is nothing original with me, I am sure. I
am wondering in cases like this, is it feasible or is there a practical
reason why all of the equipment, for instance, on a particular subma-
rine such as the Thresher should not be frequently marked with a name
or indisputable identification mark of that particular vessel so that
in case of disaster or something of that kind, there would be no ques-
tion about identifying debris or anything of the sort of any major size
or proportion that might result. There might be some practical reasons
why it should not be done. I don't know. In case of disaster things
float up, and they say it is estimated that this must have come from
some j>lace. Would there be any reason why there could not be fre-
quent identification on the equipment of a particular vehicle or sub-
marine or ship or something like that ?
Admiral BROCKETT. We could do it. For instance, the picture that
was in the paper the other day of the air or gas bottle. (See fig. 1A,
p. 52.) I suppose that might have had Thresher on it. The loose
gear, I don't know.
52 LOSS OF THE TJ.S.S. "THRESHER1

FIGURE 1A
LOSS OF THE U.S.S. "THRESHER" 53

Senator HICKENLOOPEK. If you standardize gear and it is inter-


changeable among vessels, it would present some problems.
Secretary KORTH. That is the problem.
Senator HICKENLOOPER. I don't know. Maybe it is utterly im-
practical.
Secretary KORTH. I think it certainly deserves further looking into.
Senator HICKENLOOPER. A number of times in the past we will find
airplane wrecks that apparently have been there a long time. They are
not quite sure it was this j>lane or that plane that was lost. There
is not necessarily identification in the equipment of the plane that does
survive to indicate with positiveness whether it is that plane or not.
It would seem to me a lot of major equipment of a ship, even though it
costs a little bit more money and a little more trouble, if it were spe-
cifically marked—we don't want any disasters—if we had a disaster it
would merely help in more positive identification.
Admiral BROCKETT. The only objection I can see to it would be psy-
chological.
Admiral MATJRER. May I mention, sir, that if you go to war, then
you would immediately be forced to unmark it.
Senator HICKENLOOPER. There is that enemy identification and all
that sort of stuff.
Secretary KORTH. It is something we ought to look at anyhow.
LOCATION OF "THRESHER5'

Representative BATES. In view of your knowledge of ocean-


ography and currents and that type of thing, how far could the
Thresher be now from where she actually went down ?
Admiral STEPHAN. In looking at this, first of all in considering the
oil slick, and where it could be due to currents from where it appeared,
we felt that the resultant current from the 8,500-foot depth to the
surface was insignificant in terms of the navigational error. In other
words, we calculated some 10 minutes for this to rise from the bottom.
The currents don't all flow in the same direction. It is the resultant
current that affects it. We felt that this was insignificant. There are
estimates as to the velocity with which the Thresher from the time
she was out of control and was sinking out of control, that she could
obtain that are engineeringly sound, that indicate she could have been
going as fast as 160 knots when she hit the bottom. This is an
extreme and the lowest estimate is about 15 knots.
Secretary KORTH. Going straight down.
Admiral STEPHAN. Yes, sir. This means in any event there would
not have been much time for her to have been affected by the currents.
But the aspect at which she was going at this speed might have taken
her well away. In other words, if she goes straight down, there will
be very little displacement from where she was on the surface. If she
goes down at a 60° angle, she could have quite a bit of displacement.
Representative BATES. What would you guess as to angle ?
Admiral STEPHAN. We have tried. This is why we are so very
interested in seeing her. We want to see what sort of distortion there
has been, how close she came to what she most probably would have
done, nose over and go down bow first because her propellers were
the principal drag. If she is badly enough distorted, this won't be
the case.
34r-920—65 5
54 LOSS OF THE U.S.S. "THRESHER"

Representative BATES. Wouldn't she be practically submerged now ?


What is the ocean bottom, how sof t ?
Admiral STEPHAN. Computing the bearing strength of the ocean
floor as best we can from the cores that we have taken of the ocean
bottom, had she been going at this velocity up to 160 knots, and not
knowing how much she would have broken up on impact, her nose
could have been as deep as 500 feet into the ocean bottom. She
probably can take that sort of angle. Had she gone in what we con-
sider the most favorable position, again using that ocean-bearing
strength, we think she would be some 10 feet below. In other words,
the keel would have gone some 10 feet farther into the ocean. It
would have forced its way down that far.
Secretary KORTH. But still leaving a sufficient amount above.
Admiral STEPHAN. Yes, sir.
Representative BATES. Summing this up, from the point where she
might have gone down, what would be the maximum you would guess
that she would be from the point she went down, the maximum angle
at 160 knots?
Secretary KORTH. She would not go at 100 knots.
Admiral STEPHAN. If she is at a 30° angle, and she drops 8,000 feet,
she will be 4,000 feet from you. If she goes down 60° from the hor-
izontal or 30° from the vertical, she will be displaced 4,000 feet.
Eepresentative BATES. Haven't you pretty well covered that area
that you know about ?
Admiral STEPHAN. I think they have covered it, and I think they
have very good information that the submarine is in fact in the area
that they are covering.
Representative BATES. That is the first time I have heard that.
What information would bring you to that conclusion ?
Admiral STEPHAN. The wreckage, the debris.
Representative BATES. What have you found now ?
Admiral STEPHAN. This is not an area of my responsibility. I think
you should speak to someone else.
Representative BATES. What do you have right now that you can say
is absolutely it?
DEBRIS IDENTIFICATION

Secretary KORTH. We have some things here to show you that we


believe came from it.
Chairman PASTORE. They showed us some pictures. You mean the
tank and the bottle.
Representative BATES. Do you know that is the Thresher ?
Secretary KORTH. No.
Representative BATES. We were assured by the newspaper that this
was the Thresher and we found it was not.
Secretary KORTH. There was complete error.
Representative BATES. What do we have today ?
Captain BISHOP. The most positive evidence is two things. One is
these rings that you have seen pictures of in the paper. These were
dredged up from the ocean floor. There are 19 pages of O rings.
(See fig. 2A, p. 55.)
LOSS OF THE U.S.S. "THRESHER" 55

FIGURE 2A

RepresentativeHOLIFIEIJX What?
Captain BISHOP. O rings. They are gaskets that are used in sub-
marine hydraulic piping. These were retrieved from the ocean floor
in the area in which we believe Thresher lies. There are three dif-
ferent types of O rings in that group, and all three of these types of
O rings were known to have been in the spare parts kit aboard the
Thresher. Two of the types were also common to other types of
ships. So this is not positive proof that these came from Thresher,
but it is a very high confidence level.
The Portsmouth Naval Shipyard people and the supply people have
all verified that these were in fact the type carried in the Thresher.
One other piece of positive evidence which I did not bring with me
which is fragile in nature is a piece of submarine battery grid which is
about the size of my hand, and badly banged up. This has been
identified through chemical analysis as having the same chemical con-
stituents as the battery grids of nuclear submarines, which are differ-
ent from the battery grids of the diesel boats or from regular commer-
cial batteries. They are peculiar to nuclear submarines. The Exide
battery representative has measured the geometry of the grid and
identified it as one from the Thresher. (See fig. 3A, p. 56.)
56 LOSS OF THE TJ.S.S. "THRESHER"

FIGUEE 3A
This has been reported to the board of inquiry as evidence as coming
from the Thresher. These articles were all found in the area in which
the Trieste is now diving.
RADIOACTIVITY SURVEY

Representative BATES. There have been expressions of concern about


radioactivity. Do we have any indication at all of any radioactivity
in this area ? Are there any samplings ?
Captain BISHOP. There nave Tbeen numerous measurements made.
There have been no measurements made by them which differ signifi-
cantly from what the normal background radioactivity is in that area.
These measurements include aviation planes where they surveyed the
whole area, samples taken from various depths of actual captured
water which were then taken to the shipyard and analyzed by repre-
sentatives of various laboratories doublechecking by different meas-
urement teams.
Radioactivity measuring devices were lowered from one of the ships
and towed in the area. This was only through a small part of the
LOSS OF THE U.S.S. "THRESHER" 57

area. There has not been a complete survey throughout the whole
area yet. In other words, samples have been taken as a spot check.
There have been bottom cores taken in various places throughout the
area, and the mud has been analyzed, and just background radioac-
tivity was present.
The Trieste has aboard her three separate radioactivity measuring
instruments so that if she does in fact locate the hull or a major part
of the hull of the Thresher, she should be able to determine whether
there is any radioactive effluent from it.
Representative BATES. How close does she have to be to get a
reading ?
Captain BISHOP. This depends on the strength of what is coming
out, and whether the reactor compartment is open. If the reactor
capsule is intact, she practically has to hit it to get a reading.
Representative BATES. Is there such a possibility ?
Captain BISHOP. I believe so.
Secretary KORTH. Possibility of what ?
Captain BISHOP. That the reactor is still intact.
Secretary KORTH. Absolutely. Certainly Admiral Rickover thinks
so.
Captain BISHOP. The major capsule in which the reactor is located,
the core itself, if it did not shatter on impact with the bottom.
Representative BATES. Still, if all the piping is banged away, you
would be getting water contaminated in the area.
Captain BISHOP. You would expect there would be some, yes, sir.
Chairman PASTORE. Are there any further questions ?
LOCATION OF "THRESHER"
Representative HOSMER. I would like to ask this: It seemed every-
body figured they would find the ship within a couple of weeks at
least. It is a great big hunk of iron. How do you explain the vast
difficulties that have been encountered in locating it ? I hear so many
things about locating nuclear explosions in Russia and so forth.
Captain BISHOP. If you like, I can run through the operation to date
to give you a feel for what the problem is.
Representative HOSMER. I didn't mean the technical question. I
meant a short feel for the thing.
Secretary KORTH. I will say this. I will stick my neck out a little
bit, because I have confidence in the people I have talked with. I am
confident that we are going to find the Thresher.
Representative MORRIS. What are you going to have after you find
it?
Secretary KORTH. We are not going to have very much.
Representative MORRIS. What are you going to prove after you
find her?
Secretary KORTH. I think we have to find her.
Representative MORRIS. What advantage can you possibly get
from it after you find it? No question but what it is lost.
Secretary KORTH. You might be able to get some indication of
where the implosion occurred which might in turn indicate to you
where the flooding was. These are all possibilities or "mights."
Chairman PASTORE. Unless, gentlemen, there are any more ques-
tions, I want to thank these gentlemen for coming. We are going to
explore this further, but I don't think we are going to bring you up
as a group. With your kind permission, we would like to call on any
58 LOSS OF THE U.S.S. "THRESHER"

one or any group of people to come up here as this hearing progresses


Secretary KOBTH. That is fine, Mr. Chairman. I assume that the
committee will at an appropriate time get into the reactor end of the
operation here, and have Admiral Kickover up to testify. It would
be helpful to us if, for instance, Admiral Brockett or Admiral Maurer
or both of them could be present and hear this testimony at the time,
unless there is some objection on the part of the chairman.
Chairman PASTORE. I will take that up with the committee. I see
no objection to it.
Secretary KOKTH. Only in an effort to be helpful to the committee.
Chairman PASTORE. We will consider that.
Secretary KORTH. Yes, sir.
Chairman PASTORE. Gentlemen, thank you very much.
Secretary KORTH. Thank you.
(Thereupon at 4:35 p.m., Thursday, June 27,1963, a recess was taken
subject to call of the Chair.)

t
LOSS OF THE U.S.S. "THRESHER"

TUESDAY, JULY 23, 1963


JOINT COMMITTEE ON ATOMIC ENERGY,
CONGRESS OF THE UNITED STATES,
Washington, D.G.
The Joint Committee on Atomic Energy met, pursuant to call,
at 2 p.m., in the committee room, the Capitol, Hon. Chet Holifield
(acting chairman) presiding.
Present: Senators Clinton P. Anderson, Henry M. Jackson, Wallace
F. Bennett and Carl T. Curtis; Representatives Chet Holifield, Melvin
Price, Wayne N. Aspinall, Thomas G. Morris, William H. Bates and
John B. AJnderson.
Committee staff present: John T. Conway, executive director; Capt.
Edward J. Bauser, assistant director; Jack Newman, staff counsel;
George F. Murphy, Jr., professional staff member; James B. Graham,
technical adviser, and Maj. Jack Rosen, staff consultant.
Representatives of the Department of Defense: Hon. Kenneth E.
BeLieu, Assistant Secretary of the Navy (Installations and Logistics);
Vice Adm. H. G. Rickover, Assistant Chief, Bureau of Ships (Nuclear
Propulsion); Vice Adm. L. P. Ramage, Deputy Chief, Naval Opera-
tions (Fleet Operations and Readiness); Rear Adm. William A.
Brockett, Chief, Bureau of Ships; Rear Adm. Robert V. McElroy,
Chief, Office of Legislative Affairs, Navy; Capt. M. G. Bayne, naval
aid to Secretary Korth; Capt. S. E. Robbins, Director of Congressional
Investigations; and Comdr. Walter M. Meginniss, assistant to Admiral
McElroy, Office of Legislative Affairs.
Atomic Energy Commission representatives: Hon. James T. Ramey,
Commissioner; Robert E. Hollingsworth, Deputy General Manager;
Robert Panoff, Assistant Manager for Submarine Projects, Naval
Reactors Branch, RD Division; I. Harry Mandil, Chief, Reactor
Engineering Branch, Division of Reactor Development; David T.
Leighton, Assistant Manager for Surface Ship Projects, Naval Reac-
tors Branch, RD Division; Clifford K. Beck, Division of Licensing
and Regulation.
Observer from Preparedness Investigating Subcommittee of the
Committee on Armed Services, Senate: Ben Gilleas, professional staff
member.
Representative HOLIFIELD. I think we will start the meeting. Sen-
ator Pastore asked me to preside until he could arrive.
Today we continue our executive hearings on the loss of the nuclear
submarine Thresher.
This is the third hearing we have had on the Thresher incident.
The first two hearings were held on June 26 and 27, at which time
Secretary of the Navy Korth gave a general review of the overall in-
vestigation and plans for further investigations. Also testifying at
the hearings were Vice Adm. Austin, president of the Thresher court
of inquiry, who reviewed the proceedings of the court; Rear Adm.
59
60 LOSS OF THE U.S.S. "THRESHER"

Brockett, who reviewed the Thresher design, construction, inspection,


and overhaul procedures; and Kear Adm. John H. Maurer, who sum-
marized nuclear submarine operations and restrictions imposed on
the operations of our Polaris missile and attack submarines after the
loss of the Thresher.
Secretary of the Navy Korth was scheduled to testify today, but
he had to appear before the McClellan committee. I am happy to say,
though, we have Assistant Secretary Kenneth BeLieu here today
to represent the Navy. I recall that the last time Assistant Secretary
BeLieu appeared before the Joint Committee was on March 31,1962,
in our hearing aboard the nuclear aircraft carrier Enterprise. We
are very pleased to have Mr. BeLieu with us again.
We have also asked representatives of the Atomic Energy Com-
mission to be here since the subject we are scheduled to cover is the
nuclear propulsion plant. I understand Commissioner Ramey
Mr. HOLLINGSWORTH. Mr. Ramey has not arrived yet.
Representative HOLIFIELD. Mr. Hollingsworth, we welcome you and
the other members of the Commission staff who are here.
We will proceed with the first witness, Admiral Rickover.
Admiral RICKOVER. Mr. Chairman, before I start I must say that
I have not had time to present my prepared testimony to the De-
partment of Defense for clearance because we were notified relatively
]ust a short time ago that I would testify. So I would like to have
it understood this testimony has not been cleared by the Department
of Defense.
Representative HOLIFIELD. You understand that this is a classified
hearing.
STATEMENT OF VICE ADM. HYMAN G. RICKOVER, ASSISTANT
CHIEF, BUREAU OF SHIPS (NUCLEAR PROPULSION)
Admiral RICKOVER. Yes, sir.
Mr. Chairman, I am pleased that you have asked me to testify be-
fore the Joint Committee concerning the loss of the Thresher.
During the numerous times I have appeared before this committee
in the last 15 years I have never used a prepared statement to present
my views. However, because of the implications of the loss of the
Thresher and the large amount of speculation as to the cause of her
loss, I considered it desirable to set down my thoughts in some detail
so there will be minimum risk of misinterpretation by those who may
study the testimony given at these JCAE hearings. My sole objective
in what I am going to say is to help bring about improvement in the
way we design and build ships.
My staff and I have spent considerable time reviewing the testi-
mony presented before the Thresher naval court of inquiry, particu-
larly as it bears on nuclear propulsion, to insure that every possible
lesson to be learned is applied. We have similarly studied the
testimony given to your committee on June 26 and 27, 1963.
The findings of facts, opinions, and recommendations of the court,
together with statements made in testimony presented to the court
and to this committee are based on suppositions and judgments which
can lead to incorrect conclusions. Unfortunately, in postulating what
happened to the Thresher on the morning of April 10, too heavy a
reliance has been placed on the [classified matter deleted] computer
LOSS OF THE TT.S.S. "THRESHER" 61

studies directed by the court. Based on these, statements have been


made that [classified matter deleted] the ship lost propulsion. Such
statements cannot, in my opinion, be substantiated and may cause us
to lose sight of the basic technical and management inadequacies that
must be faced and solved if we are to do all we can to prevent future
Thresher disasters.
It is not the purpose of my testimony here today to prove that the
nuclear powerplant did not contribute to this casualty. When fact,
supposition, and speculation which have been used interchangeably
are properly separated, you will find that the known facts are so
meager it is almost impossible to tell what was happening aboard
Thresher at the critical time. When you do not know the specific
failure which caused the accident, then the only thing you can do is
to examine your designs, fabrication techniques, inspection criteria,
training programs, and operating procedures to see if there are
further improvements that can be made. There is much we can do
and will do in the nuclear power area.
In the testimony I am about to present, I will analyze some of the
statements previously made to you regarding performance of the
Thresher's nuclear propulsion plant so that this committee may judge
the issues for itself. I will then present what I consider to be the
real problems. Finally, I will offer suggestions on possible remedial
steps that could be taken.
I would like to emphasize that it is not my purpose to question
the action of any individual because, as I will attempt to show, the
real lesson to be learned is that we must change our way of doing
business to meet the requirements of present-day technology. [Classi-
fied matter deleted.]
Representative MORRIS. Admiral, will you please comment on the
reason why the same high degree of reliability required in the nuclear
portion of the ship was not called for in the non-nuclear portion.
Admiral RICKOVER. I cover that part substantially very soon. I do
have that covered in my testimony.
As I mentioned before, we have been studying intensively the rec-
ord of the court. This is no small task. However, I want to be sure
that we glean every possible lesson from the facts available.
STANDARDS OF DESIGN FOR NUCLEAR COMPARTMENT

The record of testimony indicates that higher standards of design,


fabrication, quality control, and administrative control have been
used in the nuclear powerplant as compared with other parts of the
ship. Yet nowhere in the findings of fact, opinions or recommenda-
tions of the court is this pointed out. I do not say this in the vein
of seeking credit for this difference; I did hope that the court would
recognize that these higher standards are equally important for the
rest of the ship. The high performance required of these ships, the
exotic materials being used, the pushing of older materials to greater
limits—all this, in my opinion, means the Navy cannot afford not to
use higher standards throughout.
Senior people, when questioned by the court about the use of nuclear
power standards versus their own standards, generally replied that
the higher standards could not be accepted without subjecting the
Navy to tremendous increase in cost of construction and tremendous
increase of time to produce ships.
62 LOSS OF THE U.S.S. "THRESHER"

I am answering your question right now, Congressman Morris.


Representative MORRIS. I see you are.
Admiral RICKOVER. I find such statements difficult to accept. Per-
haps the fastest the Navy has built warships since World War II has
been our nuclear submarines. The aircraft carrier Enterprise was built
faster than required by her contract; in fact she was operational before
two conventional carriers authorized in the two previous fiscal years to
the Enterprise. The destroyer leader Bairibmdge was built as fast
as our modern conventional frigates. As for "tremendous" cost in-
crease for use of nuclear propulsion standards, I wish to point out that
the reactor plant installation in a POLARIS submarine represents a
small percentage of the ship's weight and of the shipbuilder's fabrica-
tion cost.
Does that answer you, sir?
Senator ANDERSON. Will you stop just a second while we take a look
at that?
Admiral RICKOVER. The point made by senior Navy officers is it
would take longer to build them and they would cost a lot more if my
standards were used. I am pointing out to you that this is not neces-
sarily so.
Senator ANDERSON. I don't follow that last sentence. You say, "As
for 'tremendous' cost increase for use of nuclear propulsion standards,
I wish to point out the reactor plant installation in a Polaris sub-
marine represents a small percentage of the ship's weight and of the
shipbuilder's fabrication cost."
Admiral RICKOVER. Shipbuilder costs usually price out at so many
dollars a pound. [Classified matter deleted.] What these figures
mean is that the installation cost per unit weight is just about the same
as for the other parts of the ship.
Senator ANDERSON. I am not questioning that. However, in order
to prove the cost question which Congressman Morris raised, you might
tell us whether or not building a whole ship to the same standards as
the nuclear portion of it would increase the cost by a? percent, 10 per-
cent, 15 percent, or 20 percent.
Admiral RICKOVER. I think it could decrease the cost of the ship.
Do you want to hear why ?
Senator ANDERSON. Now you really have me confused.
Admiral RICKOVER. You run a business too. You know if you have
a lot of inefficient employees and you have to do the work over again,
you might be better off to hire one good clerk rather than two poor
clerks.
Senator ANDERSON. I am making a capital investment in types of
IBM equipment and so forth which does cost me more money. Are
you trying to say that the initial construction cost would not be higher ?
Admiral RICKOVER. It might not be higher. I will tell you why.
A nuclear submarine or any warship today costs a lot of money. How-
ever, when you are working in a submarine you are working in crowded
quarters. If you have to do work over because the initial work was
faulty, that is where the cost goes up. If you have good procedures,
good specifications, and good people you will save money. That is
the point I am trying to make. But I say that even under existing
conditions there is about a 2-percent difference; this isn't a "tre-
mendous" increase in cost.
LOSS OF THE U.S.S. "THRESHER" 63

Senator ANDERSON. You took me over the Triton when it was in


drydock and they were putting in new wires and everything. Is that
the sort of thing you are referring to ?
Admiral KICKOVER. Yes. For example, if you have poor welders
on a ship and the radiographs of the welds show the welds are not
good, it may cost you more money to repair the welds than it took
to make them the first time. If you had trained people, if you laid
out the welds properly, if you had proper inspection and insisted on it,
even though you paid the good welder more money you would save a
lot of money. This is being found out right now. I will refer to this
later on.
I have tried to inculcate some kind of discipline in the yards by
insisting that specifications be met and procedures adhered to in the
nuclear areas. Meeting specifications has not been required in other
areas. I have insisted on meeting these standards. In some non-
nuclear work the answer was to lower the standards.
Representative ASPINALL. Will the Senator yield ?
Senator ANDERSON. I have just one final question.
Representative ASPINALL. I just wanted to know what would be
the situation if you had the same capable people to build both kinds
of ships ?
Admiral RICKOVER. You would save money.
Representative ASPINALL. You would save money on which one?
Admiral RICKOVER. You would save money on anything by doing it
properly in the first place. If you buy one really good suit, it is better
than two cheap suits. It is that sort of saving.
ENFORCEMENT OF STANDARD

Representative ASPINALL. Did others in the Navy consider that you


had equal competence in both areas?
Admiral RICKOVER. In the shipyards we use the same fabrication
shops for nuclear work that do the nonnuclear work, except in my
area I have my own representatives, and I have insisted that standards
be met. In other areas they do not insist that standards be met. That
is the crux of the problem.
Senator ANDERSON. Could we agree on this much ? If there is any
increase in cost—and personally I think there might be an increase in
cost if there was an increase in standards—do vou think that increase
in cost, whatever it might be, would be justified ?
Admiral RICKOVER. Yes, sir.
Why are you appropriating for Polaris submarines or for any war-
ship or airplane? You are appropriating money so it can get on
station and do its job. If it is necessary to do the job, as far as I know,
every Member of Congress would appropriate all the money that was
necessary to have a good ship. Even if you had to pay two times as
much for the Thresher you would have appropriated that much if you
knew it would have saved the ship.
You know, Senator Anderson, you and I are getting along fairly
well in years and we know there are a lot of things you can't ouy for
money. You can't buy love, for example, and you can't always buy
good workmanship for money, either.
Senator ANDERSON. It would be your testimony even if it cost more
it would be worth it, but you don't think it would cost substantially
more.
Admiral RICKOVER. I do not believe it would, sir.
64 LOSS OF THE U.S.S. "THRESHER"

Representative HOLIFIELD. Can you help me reconcile some of these


figures ? I understood you to say the reactor plant installation repre-
sents a small percentage of the ship's weight and of the cost. Could
we compare that with the conventional propulsion weight of a con-
ventional ship and conventional cost ?
Admiral RICKOVER. The cost of a conventional plant is much less
than the cost of a nuclear plant.
Representative HOLIFIELD. Then the percentages do not necessarily
tell the whole story.
Admiral RICKOVER. It does for the installation in a Polaris sub-
marine.
Representative HOLIFIELD. If the conventional is compared to the
reactor for the nuclear [classified matter deleted] you could honestly
say then that the nuclear propulsion submarine part cost twice as
much as the conventional part. If you then conveyed that same care
to the other j>art of the ship, it would figure out that the whole ship
would cost twice as much.
Admiral RICKOVER. I believe you misunderstand, sir. I believe you
are also including the cost of the propulsion plant equipment. I am
talking only about the installation cost. There is a slight increase in
doing nuclear plant installation over the nonnuclear installation but
not any great increase. That is the point I am making.
COST OF SILVER BRAZING VERSUS WELDING
Senator JACKSON. May I ask one question ? Aren't there two factors
of cost involved here ? When you apply the same high standards of
excellence to the nonnuclear portions that you apply to the reactor
compartment, your costs may go up but you will get better material
and better structural design. The initial capital investment may be
higher, but you may save money by using better skill and judgment.
For example, this is similar to what you did in changing from silver
brazing to welding.
Admiral RICKOVER. It was more expensive.
Senator JACKSON. Silver brazing was more expensive ?
Admiral RICKOVER. Initially I think it was more expensive to weld
than to silver braze.
Senator JACKSON. Is it now more expensive to weld ?
Admiral RICKOVER. I think if you learn to weld well, it will not cost
you much more than silver brazing.
Mr. PANOFF. Aren't these things rapidly approaching each other?
Admiral RICKOVER. They are approaching each other. Because
you have to increase your inspection expense to make sure the silver
braze is good, you will find that the two approach each other.
DESIGN ADEQUACY
Senator JACKSON. I am wondering if we have made the changes
necessary in the nonnuclear part of the submarine to make it possible
for that submarine to withstand the severe stresses that would follow
with the use of nuclear power. It is obvious with nuclear power we
have been able to go deeper and faster and to operate more continu-
ously. I just wonder whether or not we have projected all of those
factors into the design and structural effort of the nonnuclear portion
that went into the nuclear portion.
Admiral RICKOVER. Do you wish me to answer ?
LOSS OF THE U.S.S. "THRESHER" 65

Senator JACKSON. Yes.


Admiral KICKOVER. In my opinion, no. Again it is not anyone's
particular fault. I am developing that point in my testimony.
I think the worst thing that could happen would be for this com-
mittee to get off on a sidetrack and think the real issue in the Thresher
was this silver brazing versus welding. This could be a diversion
which would cause us to lose sight of the true lesson of the Thresher.
The lessons from the Thresher go far deeper than silver brazing, and
I am coming to that.
Senator JACKSON. Doesn't it go in part to the idea I have just ex-
pressed ?
Admiral KICKOVER. Yes. It seems to me that this is so clear that it
should have been at least in part foreseen.
I lectured at the Naval War College before the Nautilus was in op-
eration and I remember telling the officers this was a brandnew
weapon. I made no impression.
The Navy referred the question of nuclear-powered submarines to
their Weapons Systems Evaluation Group and they came up with
the figure that a nuclear submarine was worth about 1.4 of con-
ventional submarines. That is what the Navy came up with. This
is the sort of thing we had to fight at that time to get nuclear power
into the Navy. As you well know had it not been for the Congress—
for this committee—we could not have gone as far as we have. If you
are talking about not being able to see far ahead, you have that not
only in nuclear power; you have it in many things.
Senator JACKSON. I hope you will be able to catalog at some point—
not right now because I have to leave for a little bit—the changes that
were made in the design of the nonnuclear part of the submarine as a
result of the introduction of nuclear power. What real effort has been
made to take care of the new intended use with the advent of nuclear
power ?
Representative HOLIFIELD. What Senator Jackson has brought up
is quite important. I can remember back in 1910 the first automobile
which I saw. It was an internal combustion engine installed in a
buggy. It was a vehicle that was very similar to a buggy except it
had a shaft and a bar to guide it, but it had regular buggy wheels.
This may be going to some extreme, but you might say to some extent
what we did with the submarine was to put a new type of motor in a
buggy.
Possibly the biggest lesson we can learn from the Thresher is that the
hull and the rest of the nonnuclear part of the submarine must be
brought up commensurate with the improvement in the propulsion
engine. '
Admiral RICKOVER. I agree with you.
May I proceed, sir ?
Representative HOLIFIELD. Go ahead.
Admiral RICKOVER. I think I have covered the cost part. Was that
satisfactory, sir?
Representative MORRIS. Yes, Admiral.
Admiral RICKOVER. I can't give you an exact figure, but it is not
considerable.
Representative MORRIS. I wasn't trying to get exact figures. I just
wanted to know whether it was cost or what the reason was that they
were not able to do it.
66 LOSS OF THE U.S.S. "THRESHER"

COMPLIANCE WITH SPECIFICATIONS

Admiral RICKOVER. I am on page 22, sir.


Another erroneous impression I tried to straighten out in my testi-
mony before the court but which still persists, is that I raised all fabri-
cation standards. What I have actually done in the nuclear program
is primarily to insist that everyone concerned meet the Navy specifi-
cations—specifications which had been in existence for many years.
It is only when I required people to comply with these specifications
that I uncovered the carelessness, looseness, and poor practices that
have obtained in our shipbuilding business.
It took me many years to get a full and realistic view of just how
bad the situation was. As I testified before the court, to get nuclear
power work done properly in the environment that exists in our ship-
yards—I mean both private and Government yards—I was forced to
set up my own organizations, use separate inspectors, have separate
quality control; I had to use my own representatives to see to it that
our work was done in accordance with specifications. Today, in many
respects, our standards are higher because, when it was uncovered that
the shipyards were not meeting specifications, some of those responsi-
ble for the nonnuclear portion of the ships tended to reduce their
requirements.
Another issue I discussed with the court was quality control. Bas-
ically, the kinds of materials we used during the war and prewar years,
the low limits to which we were then pushing these materials, and the
basic simplicity of the designs, made our ships reasonably "worker-
proof." The less exotic materials then being used could withstand
some deviation from design, inexactness of fabrication, and improper
inspection. However, such conditions cannot be tolerated in modern
ships such as the Thresher.
We are sitting on a quality control precipice where slight deviations
can result in unsatisfactory or unsafe products. No longer are the
materials we use in our ships "workerproof." No longer will these
materials take the abuse of inexpertise or lack of attention to detail.
We have reached the point where every designer and every workman
must know what he is doing and do it well. No longer is there room
for the unskilled or the untrained. In my opinion, failure to realize
this new situation is the main reason for the Thresher testimony being
replete with many examples of poor design, violation of plans, poor
fabrication, poor workmanship, incomplete inspection. Although it
has been claimed the Navy cannot afford to adopt higher standards
throughout, I hope it is now realized we cannot afford not to.
I believe, Senator Anderson, that answers your question.
Drastic action must be tkken to upgrade our design activities and
shipyards so that design, fabrication methods, and inspection tech-
niques are commensurate with the high-performance materials being
used and the increased performance being demanded of our ships.
I know that the Joint Committee has kept itself informed on the
Thresher inquiry. I could tell from reading the testimony of June
26-27 that you are familiar with silver brazing, ballast blow systems,
fabrication standards, and other facts contained in the Thresher testi-
mony. The poor silver brazes, the improper ballast control systems,
the overcomplication that has crept into our ships—all of these are
LOSS OF THE TJ.S.S. "THRESHER" 67

subject to some correction. But these are only symptoms; they are not
the problems themselves. We must beware that not only the symptoms
are treated; we must be sure to recognize and treat the disease itself.
If we are to glean every iota of experience from the loss of the Thresher
these symptoms must be traced back to their causes. It was to this
course of action I hoped the court would address itself. In my testi-
mony I made points which, had they been followed persistently, would,
I believe, have uncovered the basic underlying weaknesses in our ship
design and construction.
TESTIMONY BEFORE COURT OF INQUIRY

Eepresentative MORRIS. You are speaking now of your testimony


before the court of inquiry ?
Admiral RICKOVER. Yes, sir. I always use the word "committee"
when I talk of testimony here.
At this point I believe it will be of help to your committee if I
quote to you the salient parts of the testimony I gave in closed session
to the court of inquiry on April 29, 1963:
WITNESS. Admiral Austin has asked me to appear before this court to tell you
what I know, which might be pertinent to the loss of the Thresher. I believe I
can be of most help if I am specific. I will give examples, but it should not be
concluded that the particular examples I mention are unique. Rather they are
illustrative of practices which have grown up in the naval shipbuilding industry
over many years. In fact, the major point I want to make is that the conditions
which possibly led to the loss of Thresher exist throughout the submarine design
and construction program. We may never learn the specific failure which was
the immediate cause of the Thresher's sinking, but we may be able to reach an
understanding of the underlying conditions which made such failure possible,
and then do everything possible to prevent recurrences.
The first item I will take up is silver-brazed joints; the problems asociated
with silver brazing of sea water systems provide a specific example of what
I am talking about. Over the last several years several submarines, both
nuclear and conventional, came close to being lost, due to failures in silver-brazed
salt water systems, resulting from design, workmanship, improper use of ma-
terials, and inadequate quality controls.
I understand that the Bureau of Ships has calculated that in a Thresher
class submarine at test depth the ballast tanks blow system can only com-
pensate for a small leak. [Classified matter deleted.] I believe this calcula-
tion is based on the assumption that the ship is leveled off at test depth and
has no downward motion. Thus, in a Thresher class ship, the quality of each
of the several hundred silver-brazed joints in sea water systems is of critical
importance. Each of these joints is part of the hull and should, therefore, have
high integrity.
In assessing integrity of silver-brazed systems now installed in our sub-
marines, it should be borne in mind that the large diameter silver-brazed joint
which failed in a salt water system in the Barbel, did not fail until after 2 years
of operation, despite the fact the joint had been made with the wrong material
and had been assembled incorrectly. There have been other cases of silver-
brazed joints which have passed many hydrostatic tests and diving cycles, yet
subsequently failed completely and without warning. Following the failure of
a [classified matter deleted] silver-brazed joint in the trim system of the
Thresher in May 1961, I decided I could no longer depend on silver brazing for
high-pressure systems.
I therefore took the following action for systems under my cognizance:
(1) All systems exposed to salt water would be fully welded, regardless of
pipe size. Welding and its inspection would be in accordance with established
reactor plant welding and nondestructive testing standards.
(2) Salt water systems would be fabricated to the same standards and quality
control as the rest of the reactor plant.
(3) In addition, I required that joints and sea water piping passing through
the reactor compartment also be welded, even though this piping was not under
my cognizance.
68 LOSS OF THE U.S.S. "THRESHER"

In the Thresher, this work was all completed before she last went to sea.
The operating forces have also been concerned over failures in submarine
sea water systems. The deputy commander, submarines, Atlantic Fleet, sent
a message to the Bureau of Ships in September of 1961, with copies to the Chief
of Naval Operations, the Commander in Chief of the Atlantic Fleet, and com-
manders of the Atlantic and Pacific submarine forces. The subject was "Sub-
marines salt water piping systems." (See app. 1, p. 133.) This message referred
to several submarine flooding incidents of 1960 and 1961, and said in part:
"Recent instances of flooding in submarines because of defective sea water
piping or flexible hoses, are cause for grave concern. We have been fortunate
thus far in that casualties have been handled promptly and correctly, and that,
except in one case [classified matter deleted] electrical apparatus has not been
involved. Continued dependence upon such tenuous and unfortunate circum-
stances, particularly when considering additional hazards imposed under war-
time conditions, is obviously unacceptable. It is considered that urgency of
problem and inherent danger of disaster must be brought more forcibly to the
attention of all concerned, and that corrective preventive action must be pursued,
even more aggressivly than has been done * * *."
I do not know what action is planned for silver-brazed joints in systems not
under my cognizance. I do know, however, that inspection of a small percentage
of these silver-brazed joints in several operating nuclear submarines, built by
different yards, has shown a number of them to be defective. For example, last
week a survey of but 36 silver-brazed joints in one submarine revealed that
7 joints had less than 40 percent bond. Two of these [classified matter deleted]
joints had 10 percent bond or less * * *.
I have just learned that during the recent stay of Thresher at Portsmouth
about 5 percent of her silver-brazed joints were ultrasonically inspected. These
joints were in critical piping systems, 2-inch diameter or larger. The inspection
revealed that about 10 percent of those checked required repair or replacement.
If the quality of the joints so inspected was representative of all the Thresher's
silver-brazed joints this means that the ship had several hundred substandard
joints when she last went to sea.
Representative HOLIFIELD. Our figure on this is 14 percent.
Admiral RICKOVER. The figures may have changed because more ac-
curate information has been made available. I am merely pointing out
a principle, sir. Not only on this ship but on other ships they would
test a sample. They would find a percentage wrong in a sample. Then
they would only repair those they found wrong in that sample. That
is the point I am trying to make here. You may be quite right about
the actual percentage.
Senator ANDERSON. One percent is high. Wouldn't you say even if
1 percent is wrong that you ought to go over the rest of the ship and
see how many j oints were defective ?
Representative HOLIFIELD. What is being done on the Tinosaf
Admiral RICKOVER. I believe a great deal is being done.
Admiral Brockett, who recently became Chief of the Bureau, is
handling this. He is requiring ultrasonic testing of silver-brazed
joints.
Representative HOLIFIELD. What is happening with the sister ship,
Tinosa?
AVAILABILITY OF WELD RADIOGRAPHS

Admiral RICKOVER. I think on that ship they have found that they
didn't have all the radiographs of the hull welds so they have had to
go back and do a lot of reradiographing. The Thresher has forcibly
pointed up a large number of inadequacies which the Navy is at-
tempting to correct. You can't take a ship, however, that is already
designed and built and correct everything on it. You can't do that.
You have to do all you reasonably can. You have to weigh the need
of the ship as compared to what you have to do on it. If I were in
the top position, I would do what I possibly could and then send
LOSS OF THE U.S.S. "THRESHEH" 69

the ships at sea. I am not advocating we lay up these ships or any-


thing of that sort. I repeat, sir, I am not reallv trying to get at the
specific instances of the Thresher. I am only citing these examples to
show the sort of thing that has been going on for a long time and
will probably continue to go on unless Congress takes a hand.
Representative HOLIFIELD. We have a fleet of submarines out now
with silver-brazed joints that were constructed before this ultrasonic
method of testing was developed. They are out on duty. Is it pos-
sible this same thing can happen to any number of ships ?
Admiral RICKOVER. Mr. Chairman, of course, you are up against a
practical situation. We would not have a Navy unless there was a
reason for it and we have to take chances. As long as we try to get
everything we can fixed as rapidly as we can, I don't think we can do
any more.
Representative HOLIFIELD. I recognize you can't put them all in
drydock and build them over. I recognize that point, but certainly
there has to be limitations
Admiral RICKOVER. There are limitations on depth
Representative HOLTFIELD. There must be a program of intensive
checking now going on of all of these that have been constructed and
remedial methods being taken with respect to those that are in
construction.
Admiral RICKOVER. There is a program and there have been limita-
tions placed on operating ships. [Classified matter deleted.] The
silver-brazed joints are being ultrasonically tested. The Bureau of
Ships has started a program to look into the hydraulic systems to see if
there is overcomplication. Some of this is being done. That still
does not solve the problem I am addressing myself to. I am talking
more about how do we go about doing the Navy's shipbuilding busi-
ness. I am not talking about correcting the obvious errors we un-
covered.
DEFECTIVE WELDS, POOR RADIOGRAPHY, AND INCOMPLETE INSPECTION
RECORDS

I am still on page 28.


The next item I will discuss is welding. Another source of concern to me
is the situation that has become evident in our yards over the last few years in
the areas of pipe welding, radiography and quality control.
When I first started in nuclear power, I had no reason to assume that
welding and the associated nondestructive testing used in our yards was other
than adequate. My reason was that since these yards had been building and
repairing ships for a long time they must have developed the skills to the re-
quired degree, and that the necessary specifications had been established and
were being met. When I use the word "yard" I mean both private shipyards
and navy yards. However, I have found from experience that the Bureau's
pipe welding and nondestructive standards and specifications, while of good
quality, were incomplete. Further, I gradually came to realize that these
standards and specifications were not generally complied with. As a result, for
nuclear propulsion work I had to prepare comprehensive welding and non-
destructive testing specifications, and to make sure that the yards met these
requirements. These specifications, while more complete—by these I mean
the ones I just referred to as those I had prepared—these specifications, while
more complete than existing specifications, required essentially the same
quality of work the yards were supposed to be doing all along.
It has been difficult and time consuming to insure that shipyards met the
specification requirements in the area of pipe welding under my cognizance. In
many instances we had to overcome the prevalent attitude that specifications
34-920—65 6
70 LOSS OF THE TT.S.S. "THRESHER"

were merely a goal to shoot for, and did not need to be taken literally. This
was aggravated by the opinion, also prevalent, that the quality of welding and
inspection required by the specifications was unnecessarily stringent. There-
fore, in order to insure satisfactory welding in areas under my cognizance, I
found it necessary to set up my own welding and radiography inspection teams.
These teams audited all yards doing nuclear work, to determine if our specifica-
tions were being complied with. Weaknesses and noncompliance were found in
practically all yards, although some yards were better than others. Defective
welds, poor radiography and incomplete inspection records were typical.
Following such inspection the management of the shipyard and the Chief of the
Bureau of Ships were advised of the deficiencies found. I took corrective action
for work in my areas.
Kepresentative MORRIS. Mr. Chairman, I have one question.
You state, "Defective welds, poor radiography and incomplete in-
spection records were typical." Does that mean they were the rule
rather than the exception ?
Admiral RICKOVER. Yes, they were the rule. Shortly after the war
we took in some of the subs we used in the Pacific and took off the
superstructures. Lo and behold, people wondered how those ships
could have stayed alive with some of the welding they found in the
hull. It is my considered opinion that some of the subs we lost during
the war by depth charges was because they had defective welding. I
think they just couldn't take it. Of course we don't know what really
happened since the ships did not come back. What I say is from what
I have seen and what I have learned. It shows that in a submarine
you can't afford to have defects of design and workmanship any more
than you can afford them in an airplane.
We found poor workmanship all over. I actually had to start
teaching people in the shipyards how to read the radiographs. I
worked for 2 years with the manufacturers and the shipyards and got
up new specifications on how to read them. There was no common
standard so you could have two people reading them and get two dif-
ferent results. I had to go to that extent. This new standard is now
used for nuclear work. I had to train the people in the shipyards
who were doing the nuclear work. I also trained some people who
were doing work other than nuclear. I think you can understand why
I have such strong feelings on this subject.
I also found it necessary to set up schools to train my own radiographers to
monitor the reactor plant welding of the shipyards. Further, I assisted the
Bureau in training some of the personnel in naval shipyards and supervisor of
shipbuilding offices. In addition, I established requirements for the qualification
of inspectors for nondestructive testing. Also, I set up a special group in our
naval reactor laboratories to guide and monitor all phases of the reactor plant
welding in the yards.
I have special teams that go around constantly checking both private yards,
Navy yards and the factories that make our material. My own teams go around
and require them to demonstrate to us they are welding and testing properly.
As a consequence of what we found I have been inspecting and correcting, as
necessary, welds under my cognizance in all nuclear plants built before we
learned that specification requirements were not being met. This is being done
by reviewing radiographs and repairing substandard welds as the ships become
available. In those instances where the inspection records are not adequate, or
where satisfactory radiographs are not available, new radiographs of the welds
in question have been and are being taken.
In the case of the Tinosa, being built here at Portsmouth, the number of sub-
standard welds and radiographs were so great that correction of the defects led
to a delay in the scheduled completion of the ship. This delay was reported
by the Chief of the Bureau of Ships to the Chief of Naval Operations as being
due to the need for repairs to reactor plant welding.
LOSS OF THE U.S.S. "THRESHER" 71

This is what got me going on this subject. Instead of reporting


that the real reason was the poor quality of all the welding on the ship,
they reported the delay as being due to repairs to the reactor plant
welding.
I was concerned that the full implications of these defects were not recognized;
therefore, I sent a memorandum to the Chief of the Bureau of Ships. This
memorandum stated that I could not understand how in the same yard, using
the same specifications, the same welders, the same radiographers, the same
film readers, the welds under my cognizance could be in poor condition while the
welds in the rest of the ship, in areas equally critical, such as the hull, the salt
water and steam systems were considered to be satisfactory. About 6 months
after this event the Bureau relaxed pipe welding specifications for the nonnuelear
portions of the Tinosa, and all other nuclear submarines.

LOSS or "TINOSA" RADIOGRAPHS


Mr. CONWAY. Admiral, the committee has been informed the Tinosa
has not gone to sea as scheduled; that is the sister ship of the lost
Thresher. We understand the reason is because radiographs have
been lost. No one can find them.
Admiral RICKOVER. I believe that is correct. They are being done
over again.
Mr. CONWAY. Have they lost any of the radiographs of the reactor
plant? m
Admiral RICKOVER. No, sir.
Mr. CONWAY. Yours have not been lost ?
Admiral RICKOVER. No, sir; not mine.
Mr. CONWAY. But the others are lost.
Admiral RICKOVER. I believe that is correct, but since Admiral
Brockett is here I think he probably has the answer to that.
Admiral BROCKETT. Yes, sir; they are missing and this is why we
docked the ship. These are of hull welds of the HY 80 structure and
they are being retaken.
Admiral RICKOVER. Not the reactor plant, sir. We now require our
radiographs be kept for 7 years. We used to keep them for only 3
years as required by the regular Navy specifications.
Senator ANDERSON. When were these radiographs made of the
Tinosa?
Admiral BROCKETT. They were made some months ago.
Senator ANDERSON. Before the loss of the Thresher?
Admiral BROCKETT. Yes, sir.
Senator ANDERSON. After the loss of the Thresher they became lost.
Admiral RICKOVER. They were found missing after the Thresher.
Admiral BROCKETT. When a ship is ready to go one of the things
that has to be certified is that all radiographs have been taken and have
been reviewed. Then the ship is certified by the shipyard commander
or the supervisor of shipbuilding as the case may be. In this case
when we came up to that point some of them were quote missing
unquote.
Senator ANDERSON. I realize that. I am trying to find out why they.
are missing.
Admiral BROCKETT. We are trying to find out too, Senator Ander-
son. The Deputy Chief is up at Portsmouth, N.H., right now.
Senator ANDERSON. Good. The point is they were made prior to
the loss of the Thresher and then they turned up missing.
Representative BATES. How do you know they were ever made?
72 LOSS OF THE U.S.S. "THRESHER"

Admiral BROCKBTT. We don't.


Senator ANDERSON. You just finished saying they were lost.
Admiral BROCKETT. I said they were missing; not lost.
Senator ANDERSON. I asked you whether they were made before the
Thresher incident and you said that they were.
Admiral BROCKETT. The general radiographing of the hull would
have occurred over this period. These are not all the radiographs of
the hull.
Senator ANDERSON. Do you have any for the Thresher?
Admiral BROCKETT. Yes, sir.
Senator ANDERSON. Are there any missing?
Admiral BROCKETT. Not that I know of, sir.
Senator ANDERSON. Have you looked ?
Admiral BROCKETT. No, sir. I have not.
Senator ANDERSON. Wouldn't it be almost time to check ?
Admiral BROCKETT. I assume they are there, but I accept the sug-
gestion.
Admiral RICKOVER. Let me say there are no missing radiographs for
any part of the reactor plant. I see to it that we have those.
Senator ANDERSON. I would think somebody would be a bit curious
about the Thresher as to whether those pictures were properly made
and if not, whose fault it was.
I want to say, Admiral Brockett, that I do not want you to associate
my remarks with any criticism of you because I certainly intend none.
I do believe it would be very helpful if somebody would look and see
if those radiographs are available on the Thresher and what they re-
veal if available. Could you try to have that done for us ?
Admiral BROCKETT. Yes, sir. I think the subject is addressed in
the court of inquiry
Senator ANDERSON. The court might not be as anxious as this com-
mittee to try to find out what might have happened. It might be. I
don't know.
Representative HOLUTELD. In any event, will you make a search and
report to this committee on that ? (See p. 103.)
Representative BATES. Mr. Chairman, do we understand that the
court of inquiry did not have somebody examine these ?
Admiral BROCKETT. No; I say I am quite sure the court of inquiry
did, but I cannot testify to this here because I have not gone through
it. There is some 60 pounds of material.
Representative BATES. I don't see how they could possibly not check
into it.
Admiral BROCKETT. That is one of the first places you would look.
Representative HOUFTET/D. Proceed, Admiral.
Admiral RICKOVER. I will read this letter which I sent to the Bureau
of Ships in February 1962. I think it is quite important and epito-
mizes this whole problem.
Senator ANDERSON. Mr. Chairman, at this point could we put in the
record another inquiry which was addressed to this same subject. Mr.
Con way wrote a letter to the Navy trying to find out about the Tinosa.
He received in reply what might be called "gobbledegook." (See p.
155.)
Senator BENNETT. A brushoff.
Senator ANDERSON. Yes. I ask that the letters he wrote and the
replies he received be made a part of this record.
Representative HOLIETELD. Without objection that will be done.
Senator ANDERSON. Thank you.
LOSS OF THE U.S.S. "THRESHER" 73

(Copies of the following correspondence are attached to and con-


sidered part of this record: Ltr JCAE to Dept of Navy 6/14/63, (app.
7, p. 155); Ltr fm Navy to JCAE with press release 7/1/63, app. 6,
p. 147, and app. 7, p. 155); Itr fm JCAE to Navy 7/6/63, (app. 7, p.
156); and Itr fm Navy to JCAE 7/23/63, (app. 7, p. 156.)
DEVIATION FROM SPECIFICATIONS
Admiral EICKOVEK. I supplied a copy of this memorandum to the
court and I will read it because I think it is an important
memorandum.
Serl500M-1504.
13 FEBRUARY 1962.
MEMORANDUM
From: Code 1500.
To: Code 100.
Subj.: Tinosa (SS(N)606)—Delay due to welding problems.
Ref.: (a) BUSHIPS Itr (SS(N)593C1/4760, Ser 525-308 of 2 Feb 1962.
(b) PNS Itr Ser 100 SS(N) 606/4760 of 16 Jan 1962.
(c) PNS Itr Ser 300 SS (N) 606/9670 of 18 Jan 1962.
1. In reference ( a ) , you advised CNO that the Tinosa would be delayed due
to welding difficulties in the reactor plant systems. I was given no opportunity
to comment on reference (a) prior to its release. Although I have no basic
argument with the facts contained in reference ( a ) , the letter is misleading by
virtue of omissions.
2. Reference (a) implies that the only welding problem existing at the
Portsmouth Naval Shipyard in connection with completion of the Tinosa is
reactor plant welding; in my opinion that is not the case.
a. The reactor plant piping for Tinosa was radiographed and welded in ac-
cordance with MIL-STD-271A which is the very same specification that applies
to the nonnuclear portions of the ship, most important of which are the steam
and saltwater systems.
b. The very same radiography activity of the shipyard took the radiographs
for both the reactor plant piping and for the other piping system welds in the
ship.
c. The same radiography activity of the shipyard interpreted the radiograph
films for the reactor plant piping welds and for the welds in the nonnuclear
systems of the ship.
It is therefore difficult for me to understand how it can be concluded that only
reactor plant welding is in trouble.
3. In reference (c) the Commander, Portsmouth Naval Shipyard, reports
that:
"In the radiographs of nonnuclear pipe joints, the requirements of reference
(a), particularly as to sensitivity, have not been met. It has been the exception
rather than the rule when the 2T hole in the penetrameter could be seen."
Penetrameter is the instrument which is used to judge radiographs. "Also, in
some cases, approximately 20 percent of the total, either the wrong penetrameter
or no penetrameter was used. The film processing was in many cases not of the
best. In spite of these many deficiencies, it is considered that the radiographs
were readable and only minor defects would be missed as a result of the lack of
conformance to reference (a)."
Thus, reference (c) admits that the radiographic requirements of ML-STD-
271A have not been met, but nevertheless concludes that the radiographs were
readable and those that were not readable would only contain minor defects.
The conclusions of reference (c) have not been borne out by our experience with
the reactor plant welding and radiography at Portsmouth. The Portsmouth
radiographs obtained were of extremely poor quality—worse than those of any
other shipyard; 1 therefore I cannot understand how the conclusions can be
reached that they were readable. We have found it necessary at Portsmouth to
reradiograph reactor plant welds in order to ascertain their condition. Where
reradiography was done, about 30 percent of the welds required repair work since
they were below the minimums prescribed, not only by Navy specifications, but
even by the more relaxed commercial standards Therefore the basis for the
shipyard's conclusions on the adequacy of welds in nonnuclear systems is not
evident.
i EDITOR'S NOTB.—See app. 15, p. 183, for report on quality of radiographs.
74 LOSS OF THE U.S.S. "THRESHER"

4. Reference (c) cites the additional cost and time delay involved as a justifica-
tion for not meeting the Navy's standard welding requirements. It seems to
me that Portsmouth has taken it upon itself to make a decision that rightly
belongs with the Bureau of Ships. I consider it is the responsibility of the
Bureau of Ships to set standards of quality for construction or repair of all
ships. This is not a responsibility which, to my knowledge, has been delegated
to the Bureau's field organizations. It appears that Portsmouth in nonnuclear
areas of the ship has decided to set its own standards and is acting as the final
judge whether these standards should be met. I consider this to be wrong, for
it indicates that the Bureau is abdicating its headquarters responsibility. As is
the case in any technical issue where the field organization feels that standards
set by the Bureau are not proper, these should be argued on a technical basis.
Until the issue is resolved, it is the responsibility of the field organization to
comply with the Bureau standards.
5. I am concerned about the increasing difficulty of obtaining high quality
work in our shipyards and of obtaining compliance with standards established
by the Bureau. This is especially the case where one portion of the Bureau is
attempting fully to comply with Bureau standards, while in areas under the
responsibility of other portions of the Bureau local option is permitted, and the
requirement for adherence to standards is not enforced.
6. Insofar as Tinosa is concerned, I do not see how the problem of its non-
nuclear pipe welding can be lightly set aside. High integrity steam and salt
water systems are equally as important in a submarine as the nuclear systems;
all involve safety of the ship. Based on experience with the reactor plant
welding, I recommend the shipyard be required to comply with applicable
Bureau welding specifications.
H. G. RICKOVER.
CO. 400
600
700
Representative HOLIFEELD. That was in February of 1963.
Admiral RICKOVER. No; 1962.
Representative HOLEETELD. In 1962 and it was April of this year
when the tragedy occurred. This was about 14 months before the loss
of the Thresher.
Senator CURTIS. Is it oversimplification to ask why the work is of
such poor quality ? «•
Admiral RICKOVER. No; I think that is quite a logical question.
I think people just did not believe that adherence to the specifications
was necessary.
Senator CURTIS. Was it a careless attitude on the part of the work-
men?
Admiral RICKOVER. Careless attitude, in my opinion, on the part of
all concerned. I don't believe you can blame the workmen alone. All
of the workmen have a man over them. There is a foreman. There
are officers in the field. If I have a job to do and it doesn't get done
well, I am not going to blame the workmen.
Senator BENNETT. You have an inspector over the workmen.
Admiral RICKOVER. You have inspectors. You have all sorts of
people. Suppose the inspectors think the standards are not neces-
sary. And this is actually the case.
(Off the record discussion.)
Senator ANDERSON. One of the reasons I insisted we have an addi-
tional hearing on this is the warning 14 months ahead of the occur-
rence that something might be done wrong.
Admiral RICKOVER. There were many other warnings too.
Senator ANDERSON. I just believe, regardless of what may have hap-
pened, the refusal to take a look at this might have had some bearing
upon it. It might not.
LOSS OF THE U.S.S. "THRESHER" 75

Admiral RICKOVER. Senator Anderson, the difficult position this


puts me in is that it might appear I am acting in a very holy manner—-
that I am the only one who does good work and everyone els© does
wrong. I want to assure you my attitude in this is far different. I
am concerned about the United States and the Navy and not about
any particular individual. It has bothered me to present this testi-
mony to the committee. I just do not know how else to bring it out
without stating facts like this. I do not know how else to do it. I
repeat I have to do it and I do not know any other way.
Senator ANDERSON. My interest is about the same. While I was
chairman of the Joint Committee, members went on the Nautilus
and enjoyed a wonderful trip. After we had this first trip and
landed it was Senator Knowland from the opposite side of the aisle
who began pressing for a larger nuclear Navy. I would not want you
to think it was done on a partisan basis. Bill Knowland put his
whole power behind this program and it was tremendously helpful
to us.
However, let two or three incidents like the Thresher take place
and people will begin to agitate against the building of these dan-
gerous submarines. I think that would hurt the country immeasur-
ably. That is my only interest.
Admiral RICKOVER. Yes, sir.
Representative BATES. Did you ever get a reply to this communica-
tion?
Admiral RICKOVER. Not as far as I know.
Of course, there is another question you can ask me. "Why in light
of this didn't you do something? Why didn't you come to this com-
mittee when with a strict interpretation of the law the committee is
to be kept fully and currently informed?" You might ask me this. I
will tell you why. The issue had been raised with my superior in the
Navy. I can't come to a congressional committee with every technical
issue I have. A congressional committee is not the best forum to air
technical issues because you will get experts who will argue both sides
of the issue convincingly. I did everything I could to point this out.
At the same time I did everything I could to keep my own areas out of
trouble. That is all I could do.
Senator ANDERSON. Your letter went from code 1500 to code 100
Admiral RICKOVER. My Bureau of Ships code number is 1500, sir.
Code 100 is the Chief, Bureau of Ships. The other officers to whom
copies of this letter went were the head of the Design Division, the head
of the Shipbuilding Division and the head of all technical codes.
Senator ANDERSON. Who is code 100 and why didn't he reply ?
Admiral RICKOVER. Code 100 was the Chief of the Bureau of Ships,
Admiral James at that time.
Senator ANDERSON. I wish you would please say, "not the man who
is here now."
Admiral RICKOVER. Oh, no. It is not Admiral Brockett.
Incidentally, the present Chief of Bureau of Ships and I served
together on the U.S.S. New Mexico. I was a lieutenant and he was
an ensign. I ran the legs off him. I think he will admit he learned a
lot. He did a very fine job on the New Mexico and I am very happy he
is the Chief of the Bureau of Ships. On the New Mexico I treated
him the same way we treat contractors. [Laughter.]
76 LOSS OF THE U.S.S. "THRESHER"

I think we are very fortunate to have somebody like Admiral


Brockett as Chief of Bureau of Ships. I know he will do everything
he possibly can.
Senator ANDERSON. I tried to say a moment ago any criticism I had
made has not been directed to him. I have heard nothing but the finest
things about him and his record.
Admiral EICKOVER. No, sir. This is not directed toward him at all.
Representative HOLIFIELD. Go ahead, Admiral.
CRACKING OF WELDS IN HY-80 HULL STEEL

Admiral EICKOVER. I will now continue with the testimony I gave to


the court:
The next item I will discuss is HY-80 hull steel. Cracking of welds in the
HY-80 hull has long been of concern to me. I know this is a controversial
statement, but in light of the loss of the Thresher, I believe that this bears
further investigation. The primary structural material of our submarines
is susceptible to considerable weld cracking. It is also more susceptible to
fatigue failure than the more ductile submarine steels with which we have had
many years of experience.
It has been argued that if a submarine is to go deep we must use HY-80 steel.
It has been reported that the Thresher would have been [classified matter de-
leted] heavier, [classified matter deleted] longer, and [classified matter de-
leted] slower, if she had been built of high-tensile steel, HTS instead of HY-80,
liat perhaps a [classified matter deleted] submarine hull made of material in
ftrhich. we have a high degree of confidence would provide a more acceptable ship
than one in which we must, on a regular basis, bring the ship back, inspect
welds, where accessible, and repair the cracks we find. What about the areas
of the hull that are completely inaccessible due to the installation of equipment,
tankage, cableways, etc.? What sort of situation is developing in these areas
of the hull as the years go by? What about the cracks we cannot see? I am
not implying that greater depth is not necessary, or that we should not work at
it, but it seems to me that until we know more about HY-80, and why it cracks,
and until we can definitely determine whether it is suitable for its intended ap-
plication, we cannot have full confidence in the reliability of this material.
The cracking susceptibility of welds in HY-80, make it especially important
that submarine structures using this material be welded in accordance with ap-
proved welding procedures, the welds radiographed in accordance with Bureau
requirements, and accepted only if they fully meet Bureau specifications.
In 1959 the nuclear power superintendent—
that is my representative—
of the Mare Island Naval Shipyard discovered, and, with my assistance, brought
out a condition of unsatisfactory hull welding [classified matter deleted]. The
ensuing review uncovered inadequate radiography and quality control practices
at Mare Island. It also raised the basic issue of the acceptability of HY-80
as a hull material, including the question of fatigue effects. I insisted on com-
plete inspections of that part of [classified matter deleted] hull that surrounded
the reactor plant. This inspection involved partial dismantling of the reactor
plant, since many of the hull welds would otherwise have been inaccessible. It
was found necessary to replace all the reactor compartment frame-to-hull weld-
ing. Faulty butt welds in the hull in this compartment also required repair.
In the rest of the ship the welding was only sampled, and only those defects
found by the sampling were repaired. I consider that when sampling techniques
are used to ascertain if flaws exist, the findings of such flaws should be followed
by extensive additional inspections.
One of the symptoms that led to the findings of cracks in the HY-80 frame-to-
hull welds in the reactor compartment [classified matter deleted] occurred
during air tests on the canning plates over the shielding lead covering these
welds. The air, in some cases, was leaking out through cracks in the HY-80
welds under the lead. When he learned of this situation at Mare Island, the
nuclear power superintendent at Portsmouth looked for and found similar symp-
toms in the conduct of canning plate air tests in the Thresher reactor
compartment.
LOSS OP THE U.S.S. "THRESHER" 77

The Thresher was being built there at that time.


Representative MORRIS. The submarine was being built at Mare
Island at the same time as the Thresher was being built?
Admiral RICKOVER. Yes,sir. [Continuing:]
He reported this to the production officer of the yard. Recognizing the poten-
tial seriousness, the nuclear power superintendent asked that he be given written
affirmation of the reactor compartment hull integrity. This was given him by
the shipbuilding superintendent.
The Bureau of Ships, faced with this situation at Mare Island, sent a repre-
sentative to Portsmouth to review the adequacy of their HY-80 welding radiog-
raphy. He reported that there were many deficiencies in the Thresher hull
radiographs. His report indicated that the quality of the radiography was such
as to raise the question of whether there existed an adequate basis for determin-
ing integrity of the Thresher's hull. I do not know what action was subsequently
taken.2
Representative MORRIS. That was in 1959 according to your state-
ments
Admiral RICKOVER. It was about that time.
Representative MORRIS. On page 33 you state in 1959
Admiral RICKOVER. Yes, it was before the Thresher went to sea.
Mr. LEIGHTON. Admiral, by the time you got up to that point you
had gotten into 1960, however
Admiral RICKOVER. This condition obtained before the ship went
to sea.
Mr. LEIGHTON. That is correct.
Admiral RICKOVER (continuing):
Another example: Recent inspections of two nuclear submarines built at In-
galls at Pascagoula, Miss., revealed that in each ship a significant amount of
weld metal had been omitted in the circumference of the pressure hull at a highly
stressed transition joint.
Now, I will get into [classified matter deleted] submarine design. [Classified
matter deleted.] I am doing everything possible to overcome the types of prob-
lems I have discussed. This was not prompted by the loss of Thresher; but was
begun some time ago in response to lessons learned in building, testing, and op-
erating our nuclear submarines; specifically, [classified matter deleted]. I have
taken the following actions:
[Classified matter deleted.] Only welded joints will be used in salt water
system, regardless of pipe size.

SPECIFICATIONS FOR REACTOR COMPARTMENT

You see I set the specifications for this plant myself.


Representative HOLIFIELD. You are talking about the nuclear por-
tion
Admiral RICKOVER. I am talking about the [classified matter de-
leted] plant.
Representative HOLIFIELD. Not the hull and auxiliary pipes.
Admiral RICKOVER. I am not responsible for the hull. If there is
some question raised about the part of the hull that surrounds the
reactor plant, I may have my people check into it unofficially and in-
formally. But legally I do not have authority on the hull area. I
just do a kibitzing proposition.
I am talking now about the [classified matter deleted] plant. There-
fore I specified all piping will be welded—no silver brazing.
Representative HOLIFIELD. Whether it goes into your compartment
or not ?
!
The trip report of the BuShips representative is app. 15, p. 183.
78 LOSS OF THE TJ.S.S. "THRESHER"

Admiral EICKOVER. I am only talking about the machinery part of


the ship—the reactor part [classified matter deleted]. They will all
have the same specifications.
Representative HOLIFIELD. Does this include the blowout tanks?
Admiral RICKOVER. No.
Representative HOLIFIELD. It does not.
Admiral RICKOVER. No, sir.
Representative HOLIFIELD. Does it include the pipes in and out of
your blowout tanks?
Admiral RICKOVER. No. It does not include the ship's other systems.
It includes [classified matter deleted] the reactor part, [classified mat-
ter deleted] the whole business will be built and inspected and handled
in accordance with my specifications.
Representative BATES. How much of the ship does that represent?
Admiral RICKOVER. A small part of the ship in length.
Mr. CONWAY. You have responsibility for the first of a kind, but
not the follow-on.
Admiral RICKOVER. That is correct, sir. I always retain the reactor
plant, but they may change the machinery plant on the next ship. I
can't control that.
What I am getting at in. this testimony is when I started out I did
not realize all of these conditions existed. Gradually I had to assume
more and more responsibility for various parts of the machinery plant
in order to make sure there was no difficulty with the reactor. That is
why I am in things as extensively as I am.
This decision to use welding instead of silver brazing was made be-
fore the Thresher, mind you. This has nothing to do with the
Thresher. What I am saying now has nothing to do with any lessons
learned from the Thresher.
Mr. COSTWAY. When the Thresher was under shakedown availability
at the shipyard prior to the last cruise, did you or did you not change
the piping in the reactor compartment ?
Admiral RICKOVER. Yes; we did.
Mr. CONWAY. Did you pull out all silver brazings?
Admiral RICKOVER. In my part of the ship I pulled out all silver
brazed parts in salt water systems and had them changed to welding.
When she went to sea and when she was lost she had all welded salt
water pipes in the part of the ship for which I was responsible.
Mr. CONWAY. Admiral, doesn't some of that piping extend out into
other sections so that you have parts of a pipe
Admiral RICKOVER. The parts I was responsible for had welding, but
the same pipe could continue elsewhere and be silver brazed.
Representative BATES. What is the authority for first of a kind?
Admiral RICKOVER. Since the propulsion plant is intimately tied to
the reactor plant in a new design arrangement, it has been worked out
with the Bureau of Ships and with the shipyards that I am technically
responsible to the Bureau for the whole propulsion plant of a new
type. I had that technical responsibility for the Enterprise, the Bain-
~bridge, and the Long Beach. It was the same for the Nautilus and
the Skipjack but not the Thresher.
Representative BATES. Why didn't you have that responsibility for
the Thresher•?
Admiral RICKOVER. Because it was a follow-on ship. At a cer-
tain time it is turned over to the Bureau and they take charge.
LOSS OF THE TJ.S.S. "THRESHER" 79

Representative BATES. Wasn't Thresher the first of a class ?


Admiral RICKOVER. The Thresher was essentially a Skipjack-tjpQ
submarine except that all the equipment was mounted on resilient
mounting [classified matter deleted]. She was different in that re-
spect to the Thresher.
Representative BATES. Didn't somebody use the expression that the
Tinosa was of the Thresher class ?
Admiral BROCKETT. The Thresher reactor plant was the same as in
the Skipjack.
Admiral RICKOVER. The propulsion plant was changed by the
Bureau to introduce resilient mounting. [Classified matter deleted.]
Representative BATES. I am trying to decide to what class Thresher
belonged?
Admiral RICKOVER. From the reactor standpoint she belongs to
the /Skipjack class.
Representative BATES. How would she be classified in "Jane's
Fighting Ships" ?
Admiral RICKOVER. From the standpoint that "Jane's Fighting
Ships" doesn't know the kind of machinery she has outside of the
reactor part, she would be a different ship.
Representative BATES. It is mixed up.
Adiniral RICKOVER. I will explain it to you later on, sir.
Now I will continue with the submarine design.
All such welds will be made and inspected to established reactor plant welding
specifications. I have also extended welding to nearly all of the other [classified
matter deleted] plant systems. [Classified matter deleted.]
Further, all machinery and equipment under my cognizance, which is exposed
to sea pressure, is being designed and built to the same standards used for the
reactor plant. [Classified matter deleted.]
(6) Every pipe in the entire [classified matter deleted] plant is mocked up.
That means we build a full-scale wooden ship and every pipe is laid
out in that wooden mockup.
Every weld and every system has identification to insure that the number
of welds is minimized, and that all are readily accessible, and easily weldable.
(7) The shipbuilders and the equipment manufacturers are being required
to institute comprehensive quality control to insure that all systems and com-
ponents are designed, built and installed to the same standards [classified matter
deleted].
(9) In some cases, equipment manufacturers have proposed the use of HY-80
in the design of machinery, because this material had previously been accepted
by the Bureau of Ships. I have not accepted HY-80 material in any machinery
or structure for which I am responsible.
What I have said represents but a partial list of the steps which I am taking
to assure that the plant [classified matter deleted] will be of high integrity.
Based on the operating experiences we have had to date, we must do no less.
[Classified matter deleted.]
Now I will conclude. I believe the loss of the Thresher should not be viewed
solely as the result of failure of a specific braze, weld, system, or component, but
rather should be considered a consequence of the philosophy of design, construc-
tion, and inspection, that has been permitted in our naval shipbuilding programs.
I think it is important that we reevaluate our present practices where, in the
desire to make advancements, we may have foresaken the fundamentals of good
engineering.
Acceptance of a structural hull material which is prone to cracking, and which
frequently must be inspected and repaired, as the price of being able to go
deeper, is questionable.
80 LOSS OF THE U.S.S. "THRESHER"

SAFETY AS IT RELATES TO DEPTH OF OPERATION

Representative HOLIFIELD. May I stop you there for just a minute.


A layman like myself needs an explanation. What is the difference
involved in the safety of a submarine going deeper? Is it from
that standpoint of being able to escape the effects of depth charges ?
Can depth charges go deep? What do you gain by that extra
depth.
Admiral RICKOVER. You gain several things. For example, there
are layers of
Representative HOLIFIELD. Thermal currents
Admiral RICKOVER. Temperatures. If you get down low enough
you may get under a layer which protects you from being detected.
The deeper you go the more room you have to maneuver in a vertical
way to escape depth charges and other things. You would be harder
to detect. There are a good many military reasons for going deeper.
But again I touch on this subject. I recommend that the operators
should not consider they are getting this for nothing. They are pay-
ing a price in much greater danger. I doubt if there has been an eval-
uation of what they are paying to get this. I recommend that we go
back and really find out how much we are paying.
Senator BENNETT. That is balanced against the additional risk.
Admiral RICKOVER. This is one of the recommendations I made. I
don't say that you should not do this. I think you should do it with
your eyes open. That is all.
Senator BENNETT. You know you can maneuver to a certain depth
without appreciable danger. As you go below that [classified matter
deleted] you have less responsiveness in your equipment and more dan-
ger from pressure.
BRAZING AND WELDING DIFFERENCES

Admiral RICKOVER. Oh, yes. Also as a submarine submerges it


compresses which makes it smaller and puts intense stress on material.
Everything inside the hull gets compressed too, because a lot of it is
secured to foundations and these all compress.
Take the silver-brazed joints compared to the welded joints. The
weld becomes part of the parent metal. It is one thing.
Senator BENNETT. Providing it is homogeneous as in a weld
Admiral RICKOVER. But it doesn't become homogeneous with a sil-
ver braze and not even with a weld if the weld isn't properly made.
But it is possible to thoroughly inspect a weld and make sure it is all
right. You can do that with a weld. You cannot do that with a silver
braze. We have no way of determining absolutely that a silver braze
is all right.
Senator BENNETT. Do you not have different expansion and contrac-
tion in silver and in the pipe ?
Admiral RICKOVER. I will try to explain it in a simple way. You
have two pieces of metal which you are trying to join together. You
have a foreign material which is holding it together. Therefore, if
you get stress or shock, this thing could break loose. This is an easy
and rough way of saying it. This is the reason I do not believe in
silver brazing.
Testing it by whatever means you have today might tell you it is all
right. However, ultrasonic is not a sure proof way. It may show it
LOSS OF THE U.S.S. "THRESHER" 81

is all right today. Tomorrow or even an hour from now something


can happen with some vibration or shock which will break that joint
loose. You can't do that with a weld. For instance, studies made by
the Portsmouth Naval Shipyard show that a weld is relatively as good
as—what is that exact figure ? [Question directed to Admiral Kick-
over's staff.]
Mr. LEIGHTON. It is hard to put in numbers, but several times.
Admiral RICKOVER. Several times better. So that gets back to the
question: Why do you do it ?
Representative HOLIFIELD. You trade for convenience and ease.
Admiral RICKOVER. It was thought to be cheaper. I don't think
it is really cheaper. When you get through and have a good silver-
brazed joint, you still have the possibility of it going bad. I think
you are a lot better off with a welded joint. I know I personally
would rather go on a submarine with welded joints than I would with
silver-brazed joints.
INVESTIGATION" OF PROPERTIES OF HY-80

Senator BENNETT. May I ask a question ? Are metallurgists in the


steel industry trying to substitute or develop information on a replace-
ment for HY-80? Are you working from that angle?
Admiral RICKOVER. The Bureau is conducting a very extensive pro-
gram to find out all about HY-80 and how you can weld it properly.
The only way you get a greater strength with a thinner section is to
make it tougner. When you make it tougher it loses some of its resil-
ience. That is your difficulty. It can crack easier. It is more brittle.
Representative HOLIFIELD. In other words HY-80 was actually
given to the Navy as a superior product over the other.
Admiral RICKOVER. That is right.
Representative HOLIFIELD. But an element of judgment now comes
in. Did you trade enough to get that additional toughness in ductile
steel?
Admiral RICKOVER. That is right.
In my opinion—and I will come to this in a moment—I would rather
have a [classified matter deleted] ship with carbon steel which we
know how to weld and which doesn't crack. It has no susceptibility
for cracking. If I were a submarine captain, I would rather have that
and feel I could go down [classified matter deleted] any time with-
out worrying about the hull than have to worry about welds in parts of
the ship that can never be inspected. You aon't know what is hap-
pening in those welds.
On one submarine, in order to investigate we had to rip out parts of
the ship. We did find cracks. You can claim the cracks won't break.
How do you know ? Cracks that were found in two submarines from
Pascagoula were in transition joints. That is where the hull stops
being a nicely rounded contour and comes down and gets smaller. It
is a point of great stress. They found a considerable amount of weld
material had been left out. Such a ship could go to sea and under se-
vere conditions the hull might crack. You would never find out what
had happened. That is the sort of thing I am talking about.
If you are at war and you have to take chances *hat is one thing, but
I don't think you take so many chances in peacetime. If your equip-
ment doesn't stand up in peacetime, how will it stand up under the
adverse conditions of wartime with depth charges and so on?
82 LOSS OF THE TJ.S.S. "THRESHER"

I believe a thorough evaluation by the operators is needed as to


what depth they require balancing this against the increased risk they
have to put these ships to. I can't say what they should have. If the
operators say they must have deeper depth, then we have to give it
to them. But we must recognize at this state of the art it is not as
safe. It is again a case of judgment. You can't lay down rules. It
is a case of judgment depending on the exigencies of the situation.
Representative BATES. What are you doing about these welds that
you can't see and can't reach ?
Admiral RICKOVER. You can bring the ships in regularly and in-
spect the other parts. You can inspect those. You hope that nothing
has happened.
Mr. PANOFF. One of the recommendations made by the design
group reviewing this is to leave some of the ones that were cracked
unrepaired and use this as a gage to postulate what might be the
case with those that you can't see.
Admiral RICKOVER. I would want this to be some other fellow's
ship and not mine.
Representative BATES. That is what I was going to say. That might
be all right for a test in the yard. I don't like to think of our men
going to sea under those circumstances. Whose recommendation was
that?
Mr. PANOFF. The recommendation was to have one older HY-80
boat or nuclear type and have some control by watching this one very
carefully so as to guess what the others might be doing.
Representative BATES. Whose recommendation ?
Mr. PANOFF. I think the Design Board
Admiral BROCKETT. This was a Board chaired by Adm. Andy Mc-
Kee, who is probably the best submarine design man in the country.
Representative BATES. Is he going to make these trips?
Admiral BROCKETT. He would.
I might add this about the characteristics of HY-80. The cracks
do occur, but the propagation of them is very slow. It is not a catas-
trophic kind of propagation like you get in normal brittle material.
This is a rather involved subject.
Representative BATES. If you were going to take this down [clas-
sified matter deleted] and you don't know how much of a crack you
have, what is going to happen ?
Admiral BROCKETT. A little bit of water comes in—just a spray.
You have eight-tenths scale samples of this under that kind of pres-
sure in a tank at Portsmouth. This is what happens when the crack
goes all the way through.
Admiral RICKOVER. May I proceed, sir?
Representative BATES. Yes.
HIGH-PRESSURE HYDRAULIC SYSTEMS

Admiral RICKOVER (continuing) :


The use of high-pressure hydraulic systems with their small clearances and
delicate valves susceptible to malfunction by small particles of foreign
matter, is another area which needs review.
The complexity and the gadgetry resulting from automatic depth control, auto-
matic depth-seeking equipment, and automatic steering should make us reevalu-
ate whether these features are really necessary. The fact that ship's control sys-
tems are so designed that the ship's safety depends upon the reliability of a
single rubber or plastic "O" ring—
LOSS OF THE TT.S.S. "THRESHER" 83

gasket—
or that the ballast tank blowing system depends on a single remotely operated
valve that needs electric power should be reevaluated.

DEBALLASTING SYSTEM

Representative HOLIFIELD. We had quite a discussion about the in-


creased pressure of the air tanks. As I remember it was some high
pressure but because of reduction valves a lower pressure is used which
is what had been used on previous ships which did not go to such ex-
treme depths. I never did get clear in my layman's mind what was
the advantage of increasing your air pressure and then cutting the
use of it back down with these reduction valves which could not help
but be a source of trouble and which would not give you the additional
pressure at lower depth to expel that water from the ballast tanks.
Admiral RICKOVER. I think Admiral Brockett probably should an-
swer that question. However, I believe the reason is you would have
to build everything capable of withstanding that high pressure. That
would also make the ship heavier.
Do you want to answer? [Question directed to Admiral Brockett.]
Admiral BROCKETT. The fundamental reason is that we use lower
pressure air for blow and going to high pressure gives you more
pounds of air per cubic foot
Representative HOLIFTELD. Gives you a longer blow ?
Admiral BROCKETT. Gives you more air.
Representative HOLIFIELD. And, therefore, a longer time to blow.
Aclmiral BROCKETT. Yes, sir; but what we are looking for is so
many cubic feet of air in the ballast tank at the existing pressure.
When you have [classified material deleted] higher storage pressure
that means by Boyle's law that you have volume cutback [classified
material deleted] to put the same amount of air into the ballast tanks
and bring up the pressure.
Representative HOLIFIELD. You don't gain pressure but you gain in
time of exertion of pressure
Admiral BROCKETT. You gain
Representative BATES. Can you store more air ?
Admiral BROCKETT. Basically you can store more air in the same
space.
Admiral RICKOVER. The real situation is the Navy from the time of
the 400-foot submarine [classified material deleted] did not basically
change the blowing requirements as they went deeper.
Representative HOLIFIELD. That doesn't seem right to me.
Admiral RICKOVER. This isn't right. They have recognized it.
Again I will answer your question shortly. I have covered that too.
[Continuing:]
SPECIFICATIONS AND QUALITY CONTROL

The lack of adequate specifications and quality control can result in question-
able workmanship in brazed piping in salt water systems. These are an integral
part of the ship's hull boundary and should be considered as such.
It is, therefore, most important that we reappraise our approach in the design
and building of submarines. In doing this it would be well to remember the
words of Admiral Carney, then the Chief of Naval Operations, who wrote in
July of 1955, and I will quote:
"It is realized that in the ships laid down in the last few years, and being
delivered at this time, it was the desire of the Bureau to incorporate a number
of advances and techniques and materials. Undoubtedly, some of these have
contributed to the efficiency of the ship, but unfortunately, other items have
84 LOSS OF THE U.S.S. "THRESHER"

proved faulty and have resulted in long delays in the delivery of the ships to
the fleet, and in costly alterations or replacements.
"The Chief of Naval Operations has supported the Bureau of Ships in the
construction of ships for experimental and development purposes. Examples
are U.S.S. Timmerman, U.S.S. Albacore, experimental PT boats, and the Miami
hydrofoil boat. Each of these has made its contribution to the improvement
of future designs.
"However, a large number of ships which are enumerated in the 1956 shipbuild-
ing and conversion program are for service in the fleet and are not to be con-
sidered as being built for experimental purposes. Neither the ships nor the
appurtenances thereto.
"The Chief of Naval Operations welcomes and encourages progress in the
design of ships and their component parts, and in the use of new and improved
materials, all of which should lead to improvements in efficiency and effective-
ness. It is mandatory, however, that the traditional naval characteristics of
ruggedness and reliability not be sacrificed or in any way impaired in future
construction."
Now, I will come to my recommendation.
RECOMMENDATIONS
These are my recommendations. I am speaking just for myself
now.
DEPTH IJMITATIONS
As a first step, I would start with the following:
(1) For submarines that are operating, I recommend:
(a) Limit, for the time being, the normal operating depths [classified matter
deleted] unless the operation of the ship requires otherwise. In this case the
depth should be left to the discretion of the commanding officer. Limiting the
depth [classified matter deleted] would enhance safety as follows:
(1) Reduce stresses on the hull and salt water piping systems.
(2) Reduce the amount of flooding for a given si/.e of leak.
(3) Give the ship proper buoyancy margin when blowing ballast tanks. The
buoyancy attainable from blowing these tanks decreases with the depth.
BBAZING ELIMINATION
(6) It is my opinion from the many failures that we have had in silver
brazed joints that they should be eliminated in sea water and high pressure
systems wherever possible. I do not consider such joints to have the integrity
required of salt water systems in deep diving submarines.
(o) I would check, as soon as practicable, one operating submarine from each
building yard for integrity of the hull, the salt water systems, the hydraulic and
high pressure air systems.
(d) In addition, I would institute a program to check all operating ships as
they are made available. Here I would give priority to ships from yards where
the workmanship is found to require it.
(2) For ships in design or early construction stages, the following should be
considered:
(a) Modify the designs to specify welded salt water systems, high pressure
air and hydraulic systems. If this cannot be done in the space or time available,
then I would limit a submarine having brazed joints in its salt water system
[classified matter deleted] or else make the changes necessary to accommodate
welded systems.
COMPLIANCE WITH SPECIFICATIONS
(6) The question of whether applicable specifications are being complied with
by the yard should be looked into. It is possible that the specifications have been
waived from time to time. In the future waivers to specifications should be
granted only by the Bureau of Ships.
(c) Standards comparable to those I have instituted for the reactor plants
in welding, radiography, nondestructive testing, and quality control should be
used for all systems and structures involving ship's safety, and training pro-
grams for welders and radiography personnel instituted to accomplish this.
These personnel must meet prescribed standards with respect to competence and
qualifications.
(3) The operating forces should be requested to reassess the need for deep
operating depth. Account should be taken by them of the increased danger as
the depth is increased. It is possible that insufficient consideration to increased
hazards and reduced margins under casualty conditions has been given when
decisions were made to increase the operating depth of our submarines.
LOSS OF THE U.S.S. "THRESHER" 85

This, sir, completes my formal testimony.


However, there were a few questions asked by the court which I
think are worthy of your attention.
Q. Admiral Rickover, you have discussed the design of ships. Would you
discuss in a little more detail how you think they should be designed and what
precautions should be taken with certain systems before they are put into ships?
A. * * *.
In the case of the design of the reactor plant, we get an idea; we work it up
with competent scientific and engineering design people; it is then checked by
the people in my own office; we then start building the developmental piece of
equipment. We constantly reanalyze it as it is being built. We make mockups
of it. We then actually try it out ashore before we place it in the ship. All of
our plants are thoroughly mocked up. I mentioned earlier, that in the case of
these new submarines, even the piping, even the type of weld on each pipe is
indicated. We make sure by inspections conducted by my own people that it is
accessible and that it can be properly welded. We found previously that many
welds were difficult to get at, and in some instances, as a consequence, were not
completely made. This is a very brief and general answer, and it could be elabo-
rated upon to a great extent.
* * * * * * *
Also we adopted the system on all new ships of having the officers and crew
report to the ship quite a few months before she was placed into commission, so
that they could act as inspectors. They could act as inspectors for the testing
of the various systems in the ship which they would take to sea. This was done
for two reasons: (1) it would be absolutely impossible, in my opinion, to get a
yard to have the kind of people who could do the testing which we required.
Furthermore, it was highly desirable to give this training with the plant to
the very people who would have to operate this ship at sea.
I would add one thing: I instituted what we call a "fast cruise" or a "dry run."
People refer to this in different ways. This was a case where, just prior to
the ship's being declared ready to go to sea, we lock up the ship, and the crew
runs it for approximately 4 days. During this time, any "bugs" which might
develop—and we run the plant up to full power—are brought out and corrected.
If they are not corrected, we don't go to sea.
You understand, this is done alongside the dock but we act as though
the ship were at sea.
PRESIDENT. We would appreciate any help you can give us in this direction.
The court appreciates your analysis and your background information. It ap-
preciates also the suggestions which you have made, many of which have occurred
to us already, and we do hope that this session together has increased your
ability to help the court further in the reactor area. If there is anything further,
Admiral Rickover, that you would like to say before you leave the stand, we
would entertain any suggestions you may have.
DEBALLASTING CAPACITY
The WITNESS. I do have some further observations. As the court probably
knows, I have been out on all first trials of all nuclear-powered ships except
two, when I was in the hospital, and some things have occurred to me. I will
try to relate them to the Thresher as closely as possible. Prior to the Thresher's
trials in April 1961, in connection with some casualty studies I had run with a
new reactor plant design, I became aware that the blow capacity of Thresher
was small. I pointed this out to the officer in charge of the Bureau of Ships
Submarine Type Desk at that time. During the Thresher's trials I also pointed
this out to the navy yard, to the Bureau of Ships, the Board of Inspection and
Survey, and Commander of Submarine Forces Atlantic Fleet representatives who
were on board. I think this is a point which should go in the record.
Another incident in connection with the Thresher was about 2 weeks before the
Thresher's first sea trials. As I was to be in charge of these trials, I asked my
people to look into the measurements and tests and proposed method of conduct-
ing this first dive. [Classified matter deleted.] I found little thought had been
given to the details of how this dive was to be conducted. Outside of measure-
ments to be obtained by the usual model basin hull instruments, little else was
to be done.
I arrived at Portsmouth the evening before the trials. I met with the fol-
lowing: The Deputy Chief of the Bureau of Ships, the head of the Bureau of
34r-920—65 7
86 LOSS OF THE U.S.S. "THRESHER"

Ships Submarine Type Desk, the shipyard commander, the shipyard planning
officer, the shipyard design superintendent, the commanding officer of Thresher,
and others. I requested them, on a crash basis, to detail in writing the whole
sequence to insure safety during the dive. Of course all this was done during
the night. The plan, as finally evolved, which I approved, provided for a
slow, deliberate descent at given stages; at each stage there was to be a cycling
of all sea valves, flapper valves, and other items affected by pressures. At each
valve station a man was present to observe and to act, if necessary. I did this
to assure that, as the ship went deeper, our damage control devices were in-
stantly operable. I also did this because of my concern at the lack of blowing
margin. Also I considered all this would be necessary since this was the first
time one of our submarines was to go to so great a depth, and particularly
because of the large number of new development items, including sea valves and
rubber piping.
The lack of planning for this dive was indicative to me of what I considered
the causal way in which the Navy was going to those great depths. An indica-
tion of this casualness can be obtained by reading the minutes of the meeting
held by the Ship's Characteristics Board and the Bureau of Ships in early 1959,
at which the Thresher's depth was discussed.
I did the best I could to bring the HY-80 situation to the highest level in the
Navy. I took the matter up with the Chief of the Bureau of Ships and the Chief
of Naval Operations early in 1959. Later that year, when cracks were dis-
covered in the submarine at Mare Island, I again took it up with the Chief of
Naval Operations. Submarine captains recommended to COMSUBLANT that
more extensive use of welding be made instead of sil-braze. In one case a captain
recommended full welding of all sea water lines on deeper submarines. Despite
this, the endorsement that came out of COMSUBLANT merely recommended that
an economic assessment of this be made. Now insofar as deeper submarines,
I did not object to having one ship do this and try it out. I did object to predicat-
ing a large number of ships until the Thresher design had been fully proved
at sea. I went to the Chief of Naval Operations, who appointed the President
of the Board of Inspection and Survey to conduct a study. He recommended to
the Chief of Naval Operations that the Navy proceed as planned.

CONCLUSIONS

Now, Mr. Chairman, I come to my conclusions and these conclusions


represent the quintessence of much that I have learned in my naval
career, so I will read them rather slowly.
From the testimony I have presented, you might, well ask, What,
in my opinion, should be done to bring about improvements which
could serve to reduce the risk of additional accidents such as the
Thresher ?
I consider that the most important step to be taken by the Navy is
to eliminate transient technical management. No industrial organiza-
tion that operates on a profit and loss basis would ever dream of con-
tinually shifting its top people. An industrial organization so op-
erated would soon go out of business. Changing this concept of tran-
sient technical management in the Navy will be difficult. I doubt the
Navy, if left to itself, will do this in a timely manner.
The system whereby each ensign is set on a course to become Chief
of Naval Operations, or if he's an engineering duty officer to become
Chief of the Bureau of Ships, is not in consonance with the present
technical milieu. I know of no large industrial organization which
has programs to train every college graduate it hires to become presi-
dent of the company.
In my opinion, unless, to paraphrase Lord Acton's famous epigram,
there is a change so that the individual exists for the Navy and not
the Navy for the individual, we will not eliminate the basic difficulties.
I know the counterargument—if we can't provide this career patter**
LOSS OF THE U.S.S. "THRESHER" 87

with a promise to get to the top, we will not keep good people in the
Navy. Why then is it reasonable to expect good civilians to want to
work for the Navy if they are denied the ability to get to the top in
their fields, provided they have the requisite talents ? I have long ad-
vocated that the best man should get the job whether he is an officer or
a civilian.
Another factor I believe to be responsible for many of the Navy's
technical difficulties is the lack of individual responsibility. Of course,
the present transient management concept generally precludes assign-
ment of individual responsibility. It is significant to me how few
of the senior people in the responsible management positions at the
time of Thresher's loss had anything to do with her basic design.
It is rare for an officer both to start and finish a job. For example,
during the 5 to 6 years encompassed in the design, construction,
and evaluation of the Thresher, some of the key job changes were
approximately as follows: The Portsmouth Naval Shipyard, which
was assigned the detail design responsibility for the Thresher^ had
three shipyard commanders, three production officers, five planning
officers, and three design superintendents. The Bureau of Ships dur-
ing this period had two Chiefs of Bureau, six or so heads of the
Design Division, and three heads of the submarine type desk. Some
of the individual Bureau technical codes concerned with the Thresher
had about four to six changes of management during this saine pe-
riod. Of course, these figures do not include the numerous changes in
the subordinate ranks which were made during this period. How can
you have individual responsibility on this basis ?
Much of the effort of the court was directed to finding out who
was responsible for the design of the Thresher- who made the funda-
mental technical decisions; who authorized deviations from plans; who
authorized deviations from the specifications. The inadequate ballast
tank blowing system is a case in point: Who is responsible? With
the present Navy system, this is an almost impossible question to
answer. The nearest you can come is to say that "The Navy is respon-
sible." In other words all you can do is to point to a collectivity.
In my own area, for example, when the adequacy of a scram procedure
is questioned—"It is Kickover's procedure." And this is as it should
be.
In this connection I believe you will be interested in the following
testimony I gave this committee on June 15, 1961:
Senator JACKSON. * * * One of the problems concerning the committee is
the pinpointing of responsibility in the event of nuclear accidents. We had
the one at Arco, the SL-1. How can the Joint Committee ascertain what in-
dividual or individuals are responsible for a specific project?
Admiral RICKOVEE. * * * Responsibility is a unique concept: it can only
reside and inhere in a single individual. You may share it with others, but
your portion is not diminished. You may delegate it, but it is still with you.
You may disclaim it, but you cannot divest yourself of it. Even if you do not
recognize it or admit its presence, you cannot escape it. If responsibility is
rightfully yours, no evasion, or ignorance, or passing the blame can shift the
burden to someone else. Unless you can point your finger at the man who is
responsible when something goes wrong, then you have never had anyone really
responsible * * *.
Representative BATES. Did you say that "off the cuff"?
Admiral RICKOVER. Most of it, yes.
Representative BATES. That is pretty well said.
88 LOSS OF THE U.S.S. "THRESHER"

Senator ANDERSON. I think you did say it all "off the cuff."
Admiral RICKOVER. I don't remember whether I did or not. 1 think
you were there, sir.
I think that last sentence:
Unless you can point your finger at the man who is responsible when something
goes wrong, then you have never had anyone really responsible—
expresses the real dilemma and it is not going to be changed by the
military services. Of that I can assure you. It will only be changed
by Congress.
Congress after all does share this responsibility. You have a con-
current responsibility. Your responsibility doesn't end once you have
appropriated the money.
Representative MORRIS. I am glad you brought that out, Admiral.
Representative HOLIFIELD. I believe this is true.
Representative MORRIS. Not only with respect to the military but
with the civilian agencies also. With civilian agencies you may waste
money, but with the military you may waste the country's life.
Commissioner RAMEY. The AEC has some responsibility too.
Admiral RICKOVER. Yes. I was talking here of the relation of Con-
gress to the Military Establishment. I was not implying that the
Atomic Energy Commission does not have responsibility.
Representative HOLIFIELD. Of course a procedure of specialization
has grown up in these giant corporations like Standard Oil, for in-
stance. A corporation like that wouldn't think of having a man from
the production department take over the advertising department or
the sales department. You do have these large organizations with re-
sponsibility placed in specialized compartments.
However, with the military, it seems to me, to a great extent you
have to make every member of the Armed Forces a generalist rather
than a specialist.
Admiral RICKOVER. Mr. Chairman, this is a subject on which I hope
the Armed Services Committee of the House or Senate might call on
me to testify. Essentially it gets down to personnel. It gets down to
the kind of people you bring into the organization, how you educate
and train them and what ideas you inculcate in them.
Whenever something goes wrong, do you say: "Read another book
on leadership" ? We have a long document which lists the leadership
books you should read. That is the easy way to solve problems. "Read
another book on leadership. Find out how to persuade a man to work
hard and to keep him happy while he is working hard." You not only
have to get him to work hard, but get him to feel happy about working
hard.
Sometimes I feel all we do is talk about leadership and principles
and define them by rules of conduct. What are those rules ? You are
not supposed to have a soup spot on your blouse. Abraham Lincoln
had a lot of soup spots. You are not supposed to drink. Ulysses S.
Grant drank.
Representative HOLIFIELD. Let's not take this too far. [Laughter.]
Admiral RICKOVER. I was only talking about military people.
You are not supposed to run around with women. Napoleon ran
around with women.
Such rules are not the basic essentials of leadership. There is more
to it than that. I think perhaps we lose sight of this with our nice
LOSS OF THE U.S.S. "THRESHER" 89

easy rules and the idea that all we have to do is to follow rules and
we are great leaders. I have never been a great leader, but then I
have never read the rules.
Representative HOLIFIELD. You had better continue.
Admiral RICKOVER. The present-day technical complexity is beyond
the point where you can count on "the system" to do the job well.
So, while steps are being taken to correct obvious deficiencies as ex-
emplified by the Thresher, what about all the other parts of our ships
and their complicated equipment for which there is no real individual
responsibility ?
On the other hand, if you eliminate transient technical management
and assign individual responsibility, other benefits logically follow.
Only then can the necessary detailed technical control, the establish-
ment and enforcement of proper standards, and the selection and train-
ing of personnel be done at the level commensurate with the degree
of technical excellence required by modern-day weaponry. I don't
mean to imply that this can be done overnight. I think it will take
many years, perhaps a generation, to bring this about. Corrective
action will have to be taken at every level, from the standards set for
entry into the Navy for enlisted men and midshipmen through their
education and training at service schools, the Naval Academy, and
subsequent schools. The same applies to the civilian personnel of the
Navy. Unless the civilian management of the Navy, assisted by the
Congress brings about the change, it will not happen. Unless there
is permanence of technical management, there can be no effective up-
grading of the Navy's in-house technical capability to keep it abreast
of the demands of the times.
My views sum up as follows:
(a) There is insufficient information to pin down what really hap-
pened to the Thresher. I do not know. We therefore have to look at
everything that may have contributed to her loss.
(b) I do know there were weaknesses in her design, fabrication,
and inspection that must be corrected. These are symptomatic of the
basic problems facing the Navy today in the conduct of its technical
work.
(c) Significant upgrading must be effected in our bureaus and
shipyards in design, fabrication, and inspection.
(d) This upgrading cannot be done until there is permanence of
technical management and assignment of individual responsibility^
(e) There must be a change in the philosophy that the Navy exists
for its people and that the career of its people takes precedence.
Promotion should be on the basis of results and contributions to the
Navy, not on the multiplicity of jobs a man has had.
(/) Outdated concepts of the officer-civilian relationship should be
abandoned—the best man should get the job.
Mr. Chairman, this concludes my prepared testimony.
Representative HOLHTELD. Thank you, Admiral Rickover, for your
testimony. It has been a long day for many of us. I am sure there
are a lot of questions that come about as a result of your testimony.
However, I think if there is no objection on the part of the members
of the committee we will review your testimony and ask you to come
back at a later date. I don't want to preclude anyone from asking
any questions they may want now. We have another 17 minutes be-
fore 5 o'clock.
90 LOSS OF THE U.S.S. "THRESHER"

Representative BATES. I would like to make a suggestion. I feel


the main emphasis of Admiral Rickover's statement has to do with
people, with their training and the permanence of their assignments.
This has been a matter that has been considered for many years in
the service. I don't know how this could be implemented but I would
appreciate it if the next time you came before the committee you
would sort of spell this out and tell us how it could be worked out
from a military point of view. Take as an example, an ensign who
has been assigned to a certain spot.
Admiral RICKOVER. I will be glad to, sir. You realize this is a
very complex problem in a large organization. I will try.
Representative BATES. Give us a little more detail.
Admiral RICKOVER. I will try, sir.
Representative BATES. We know what the general concept is, but
how it would actually work is a something I have a problem wrestling
with.
Representative HOLIFIELD. Mr. Morris ?
Representative MORRIS. No questions.
Representative HOLIFIELD. Senator Anderson.
Senator ANDERSON. I am very happy you were here today. You
have given us this fine statement. I think this is the sort of comment
we have been trying to get. It is going to take some time for us to
really look at this and perhaps after we look at this we should ask him
to come back again.
Representative HOLIFIELD. We have some questions which were
prepared by our staff. I am going to give these questions to you and
ask that you give us a written reply. Some of them you may have
answered in the course of your testimony. If so, you can note that
fact. [Classified reply received.]
Are there any comments you other gentlemen who are here today
wish to make ?
Mr. Secretary, do you have anything you would like to say ?
Secretary BELIEU. Not today, sir. I greatly appreciate the oppor-
tunity of being here and I hope to return, if I may.
Representative HOLIFIELD. Mr. Ramey.
Commissioner RAMEY. I do not have a statement. We also appreci-
ate the opportunity of having Commission representatives here. If
you have any questions for us at the next session, we would be glad
to participate.
Representative HOLIFIELD. Thank you.
The committee will stand adjourned.
(Whereupon at 4:45 p.m., Tuesday, July 23, 1963, the meeting was
adjourned.)
LOSS OF THE U.S.S. "THRESHER"

WEDNESDAY, JULY 1, 1964


CONGRESS or THE UNITED STATES,
JOINT COMMITTEE ON ATOMIC ENERGY,
Washington, D.G.
The Joint Committee on Atomic Energy met, pursuant to call,
at 1 p.m., in the committee room, the Capitol, Hon. Chet Holifield
(vice chairman) presiding.
Present were: Senators John O. Pastore and George D. Aiken;
Representative Chet Holifield (presiding), Thomas G. Morris, Craig
Hosmer, and William H. B ates.
Committee staff present: John T. Conway, executive director; Ed-
ward J. Bauser, assistant director, James B. Graham, technical ad-
viser; George F. Murphy, Jr., professional staff member; and Maj.
Jack Rosen, staff consultant.
Representatives of the Department of Navy:
Hon. Kenneth E. BeLieu, Assistant Secretary of Navy (Installa-
tions and Logistics) ; Vice Adm. L. P. Ramage, Deputy Chief of Naval
Operations (Fleet Operations and Readiness); Rear Adm. C. A.
Curtze, Deputy Chief, Bureau of Ships; Rear Adm. E. P. Wilkinson,
Director, Submarine Warfare, Office of Chief of Naval Operations;
Capt. D. H. Kern, Head of Submarine Branch, Bureau of Ships;
and Capt. Spencer E. Robbins, Director of Congressional Investiga-
tions (Office of Legislative Affairs).
Representatives of the Atomic Energy Commission:
John G. Palfrey, Commissioner, and Gerald F. Tape, Commissioner;
Vice Adm. Hyman G. Rickover, Manager, Naval Reactors Branch,
Division of Reactor Development; Robert Panoff, Assistant Manager
for Submarine Projects, Naval Reactors Branch, Division of Reactor^
Development; Comdr. William Wegner, Deputy Manager, Naval Re-
actors Branch, Division of Reactor Development; and Robert D.
O'Neill, Office of Congressional Relations.
Representative HOLIFIELD. The committee will be in order.
Today we resume hearings on the tragic loss of Thresher. Earlier
hearings were held in executive session on June 26, June 27, and July
23,1963.
At the termination of our hearings last year, the Joint Commit-
tee made known its intention of releasing all unclassified portions of
the hearings. This committee, from its inception, has always strongly
supported proper security of classified information. At the same time,
however, it believes that the American public is entitled to all infor-
mation, the publication of which will not be detrimental to the secu-
rity of the country.
91
92 LOSS OF THE U.S.S. "THRESHER"

Up to a few months ago, the Navy Department had taken the posi-
tion that all of 1the earlier hearings were classified and nothing could
be made public. Although we did not agree with the Navy that every-
thing discussed at our hearings was classified and continued to argue
the point, I would like to note for the record that Bending resolution of
this disagreement no information from our hearings was released by
this committee despite the fact that numerous stories and public state-
ments have been made by others, including Navy sources. (See app. 8,
p. 159.)
In the past few months with the excellent cooperation of Secretary
BeLieu, Adm. William Brockett, and Admiral Wilkinson—I under-
stand you were made admiral today. On behalf of the committee I
wish to extend our congratulations—specific points have been identified
in the earlier hearings which are classified and must remain so. Sec-
retary BeLieu, Admiral Brockett, and Admiral Wilkinson have been
very cooperative and helpful to this committee in our desire to present
as complete a public record as is possible in this case.
With the deletion of the classified material, we are now ready to
release the record of our earlier hearings in order that the public can
be adequately informed of the circumstances surrounding the loss of
Thresher. The public will also be made aware of the changes which
are required in our nuclear submarine program and have before them
a record of the progress that has been made as a result of the lessons
learned from the loss of Thresher.
Before releasing last year's hearings, the chairman thought that it
would be only fair that the Navy Department have an opportunity to
testify as to the corrective actions that have been taken since last year
and that this be made part of the record to be released. A key report,
and one which the committee very much appreciated receiving, was a
memorandum furnished to the committee by Secretary Nitze on Feb-
ruary 5, 1964, commenting on progress made in a number of the sig-
nificant areas discussed during the earlier hearings. (See app. 9, p.
166.)
Today we resume our hearings with the purpose of learning what
improvements have been brought about in the field of development,
design, fabrication, test, and operation of nuclear submarines.
We are also interested in learning what changes have been made
with respect to one of the personnel problems identified; namely that
of transient technical management in the Navy's submarine program.
The importance of nuclear submarines to the Nation's security is so
great that I believe no stone should be left unturned to keep our
submarine program second to none.
We are very pleased to have with us this afternoon, Admiral Rick-
over, without whose efforts we probably would not be in this pre-
eminent position concerning nuclear submarines, Admiral Curtze,
Deputy Chief of the Bureau of Ships; Admiral Ramage, Deputy
Chief of Naval Operations, Admiral Wilkinson, Director of Sub-
marine Warfare; and their principal assistants. I understand Mr.
Ken BeLieu, who is at the moment the Acting Secretary of the Navy,
will be here shortly. He has been unavoidably detained for a short
period.
Unfortunately Admiral Brockett, Chief of the Bureau of Ships, is
unable to be with us this afternoon because of a previous commitment.
He is now on the west coast with Secretary Nitze.
1
See app. 8, pp. 15® to 166 for exchange of correspondence on this point.
LOSS OF THE U.S.S. "THRESHER" 93

Our first witness will be Admiral Eamage, Deputy Chief of Naval


Operations for Fleet Operations and Eeadiness.
Admiral Eickover, would you come up to the witness table also?
We may have some questions for you during our discussion.
Admiral EICKOVER. Thank you.
Eepresentative HOLIFIELD. Admiral Eamage, you may proceed.
Aolmiral EAMAGE. Mr. Chairman and members of the committee,
I am Vice Admiral Eamage, Deputy Chief of Naval Operations for
Fleet Operations and Eeadmess.
IMPROVEMENTS IN SUBMARINE SAFETY

I will review certain actions taken to improve submarine safety since


the loss of Thresher. These actions include the following: changes in
our operating procedures, the formation of a submarine safety center,
the first steps in implementing the deep submergence system review
group's recommendations, the distribution of the Thresher court of
inquiry to the fleet commanders for dissemination, together with addi-
tional emphasis on submarine training requirements.
Admiral Curtze will describe the material aspects of the submarine
safety program.
DEPTH RESTRICTION AND STJBSAFE PACKAGE

First, I will discuss the operational actions taken by the Navy since
the loss of Thresher. The operating depth of all submarines with a
deep design test depth [classified matter deleted] has been restricted.
[Classified matter deleted.] This interim restriction applies to all
SSN's, all SSBN's, and the 10 deep-hulled post-World War II diesel
submarines, and will remain in effect until all subsaf e measures have
been accomplished and certified by the Bureau of Ships in the case of
each submarine. [Classified matter deleted.] Until all plans and
material for the complete subsaf e package are available, the submarines
now in overhaul and in the late stages of contruction are modified
item by item. The subsafe package will be completed on these ships
during their next overhaul. The builders' sea trials and the post
overhaul trials have been changed to reflect the lessons learned from
the loss of Thresher. Some of the new requirements include the
following: Test dives are made in depth of water limited to 1% times
the test dive depth [classified matter deleted], a submarine rescue
vessel is in attendance and tape records all communications, the main
ballast tank blow capability is also tested dockside and during a shal-
low dive prior to the deep dive. In addition all new construction sub-
marines are authorized to make three controlled dives [classified
matter deleted]—one for a system integrity check, one to test the emer-
gency main ballast tank blow at this depth, and one after postshake-
down availability to test the same two items again. These dives
[classified matter deleted] feet are done to demonstrate that the ship
is safe to this depth in the event of a depth excursion below the
[classified matter deleted] operational limit. Prior to each submarine
sea trial, the Bureau of Ships conducts an audit of the ship and the
building records, and certifies the ship to be materially ready for the
trials. Various other procedural changes have been made to improve
94 LOSS OF THE U.S.S. "THRESHER"

the safety of submarine operations. As an example, the deep sub-


mergence procedures have been revised, including new instructions;
restrictions have been placed on speed at various depths, and all sub-
marines will maintain positive buoyancy when feasible. The engi-
neering plant procedures have been modified. [Classified matter de-
leted.] Our nuclear submariners have all been trained in these
procedures.
SUBMARINE SAFETY CENTER

On February 18,1964, the Secretary of the Navy established the Sub-


marine Safety Center at Groton, Conn. This activity is under the mili-
tary command of the Chief of Naval Operations. Its mission is to de-
vote full-time attention to all aspects of submarine safety in order to
advise and assist the Chief of Naval Operations, fleet, and the subma-
rine force commanders in promoting and monitoring safety of all
submarines. This group will be of great value in improving subma-
rine operational procedures. Some of the projects which have been
started include a subsafe manual, subsafe lesson fliers, casualty in-
formation collection, a submarine damage control book, and a study
concerned with habitability and submarine safety. In April, the
Deep Submergence System Review Group, under Rear Adm. E. C.
Stephan, submitted its recommendations to the Secretary of the Navy.
Recently, the Chief of Naval Operations formed the Deep Submer-
gence Steering Group—composed of OPNAV and fleet representatives,
to specify CNO requirements in this particular area. Management
control for implementation of the CNO requirements has been assigned
to the Director of Special Projects. We are giving primary attention
to extending current means and facilities for rescuing personnel. At
present our [classified matter deleted] submarines could be disabled
in water too shallow to collapse the hull and still be beyond our rescue
capability.
SUBMARINE SAFETY TRAINING

Another important area where actions have been taken to improve


submarine safety is that of training. The fleet commanders have
been directed to give wide dissemination of the Thresher court of
inquiry findings within the submarine forces. The Chief of Naval
Operations has directed modification of submarine trainers to provide
flooding and plane casualty simulation. The Chief of Naval Per-
sonnel and the director, special projects are now implementing these
changes at our various submarine training bases. The first days at
sea are potentially the most hazardous for a new submarine or one
completing a long overhaul. Accordingly CNO has instituted more
rigid inspections and trials required of these submarines. Prior to
sea trials the fleet commanders determine that the officers and crew
are prepared for safe operation of this ship. This is done in two
steps. Prior to dock trials such items as the ship's operating proce-
dures, casualty bills, and team training requirements are reviewed for
adequacy. After dock trials and before sea trials, an uninterrupted
period is provided in the shipyard for crew operational training on
board the ship.
In summary, the officers and men of the submarine force have
learned many valuable lessons from the tragic loss of Thresher. We
have made significant improvements and are continuing to devote
maximum attention to all these problem areas.
LOSS OF THE U.S.S. "THRESHER" 95

Representative HOLIFIELD. Thank you, Admiral.


The Chair will just say it is indeed sad that we had to have the
tragic loss of 129 lives in order to put in the safeguards which have
been put in since that time.
I understand Admiral Curtze is to make the next statement. Is
that right?
Admiral CTJRTZE. Yes, sir.
Representative HOLIFIELD. Unfortunately the members are under
pressure of time today. They are reading the foreign aid amendments
on the floor. This is not your fault.
Admiral CURTZE. I think I can do this in half an hour, sir.
Representative HOLIFIELD. Will you proceed? I do not mean to
indicate this is not important to us but we are just caught in a bad
situation this afternoon.
Admiral CURTZE. I understand, sir.
[Classified matter deleted.]
MATERIAL ASPECTS OF SUBMARINE SAFETY

Admiral CURTZE. Mr. Chairman, we welcome this opportunity to


review the progress of the Bureau of Ships' submarine safety program
for you. We have had an opportunity to work closely with members
of your staff concerning certain specific details of the submarine safety
program although my intent today is to touch briefly on all aspects of
the program and to review in general its current status.
Over the past year the subject of submarine safety has been under
a searchlight of attention as a direct result of the loss of Thresher.
During this period there has been a tendency, even within the Navy
family, to associate the genesis of our submarine safety effort to the
loss of Thresher. It is important that we place the Navy's current
effort in this field in proper perspective. Therefore I must emphasize
that submarine safety has been a continuing program in the Bureau
of Ships; it has been a matter given to closest scrutiny by all engineer-
ing personnel within the Bureau's organization who are associated with
the design, construction, and maintenance of submarines. The genesis
of this effort was not Thresher's loss but stemmed from our very first
attempts to design and construct combatant submarines.
In considering submarine safety it is important that we recognize
that the U.S. Navy's submarine design and construction program has
been rapidly gaining momentum since the close of World War II, both
with respect to performance and numbers and types of submarines
constructed. Throughout this period of development and expansion
three basic thrusts have permeated our submarine design effort:
First, offensive capability has been emphasized and this has pro-
duced :
(1) A [classified matter deleted] increase in submerged speed.
(2) Unlimited submerged endurance.
(3) A [classified matter deleted] increase in depth of sub-
mergence.
(4) Marked improvements in sonar search capability.
(5) Major strides in weapon launching capabilities such as wire
guided torpedoes, Subroc missiles, Polaris missiles.
Secondly, producing a submarine with a hard-core defensive capa-
bility has generated marked improvements in quieting of propulsion
96 LOSS OF THE U.S.S. "THRESHER"

machinery, and in the ability of a submarine to resist underwater ex-


plosive attack.
Third, the provision of an adequate level of safety has been super-
imposed on the first two great objectives, giving due consideration to
the greater risks involved in higher speeds, greater depths, and sophis-
ticated weapons. Throughout the evolution of improved offensive and
defensive capabilities, certain basic and fundamental safety features
were retained. For example:
(1) For rescue and salvage, today's submarine designs still require
messenger buoys, free ascent escape hatches, emergency underwater
voice communication equipment, compartmentation for escape, and air
habitability to sustain life (oxygen supply, carbon dioxide absorbents).
(2) Flooding recovery capability has been provided through air
blowing of main ballast tanks to gain buoyancy, and sea valve closure
features to stop flooding.
(3) Pressure boundary integrity has not been sacrificed. The factor
of safety built into submarine hull structure to resist sea pressure has
not been reduced; [classified matter deleted]. Hull openings and
penetrations have been kept to a minimum.
The provision of safety features may not, on hindsight, have kept
pace with other advances made in the area of military capabilities,
but the level of safety did not remain static. Some significant effort
was expended to improve the safety of our modern submarines, and
improvements were achieved and injected into our submarine con-
struction program. For example:
(1) The decision to go deeper [classified matter deleted] had con-
siderable impact on our approach to submarine design. In 1958,
Project Pressure was set up to look at every possible component, seals,
flexible joints, and hull penetrations to determine the new parameters
for safe design. It is pertinent to note that a similar project named
Glaucus is now underway to bridge the gap between our current
knowledge of deep-diving-submarine requirements and those required
by the test vehicle, Dolphin (AGSS-555), which is to be capable of
operating at [classified matter deleted] depth. The improvements
developed as a result of these projects have been injected directly as
specific design features and indirectly via quality assurance, inspec-
tion, controls, tests, and new fabrication techniques used in the process
of construction.
Chairman PASTOKE. May I ask a question? I wasn't here at the
beginning so you may have already covered it. Has the decision been
made to go below [classified matter deleted] ? Are we going below
[classified matter deleted] ?
Admiral CUETZE. Not yet.
(2) A system for emergency use of stored high-pressure air for
breathing has been developed and installed in all nuclear-powered
submarines. This was introduced to provide a means of sustaining
life during a fire or toxic gas casualty where the submarine would
not surface due to enemy action or operations under the ice.
(3) Remote hydraulic closure of sea-water valves has provided our
submarines with a significant improvement in their ability to isolate
quickly sea-water systems in case of damage at points distant from
the source of flooding.
LOSS OF THE T7.S.S. "THRESHER" 97

Summarizing, submarine safety over the years since World War II


has not been slighted or degraded. It has been a continuing and im-
portant part of the Bureau of Ships submarine design programs.
However, on hindsight, following Thresher's loss, we must in all hon-
esty say, as Kear Admiral Brockett, Chief of the Bureau of Ships,
has already said, with respect to submarine design, we moved too fast
and too far in areas of offensive and defensive capabilities. Subma-
rine safety did not keep pace.
The loss of Thresher has now raised many questions as to whether
the safety features provided, and the quality of construction in our
high performance nuclear submarines, are adequate. The Bureau of
Ships, in consonance with the thinking of the entire Navy family,
considers it mandatory at this juncture that all aspects of our approach
to submarine design, construction, maintenance, and operation be re-
viewed and, where weaknesses are found, that corrective action be
initiated at the earliest. It is pertinent to note that pending com-
pletion of these reviews the maximum operating depths of all deep
diving submarines has been restricted, by the operational commanders
[classified material deleted].
SUBMARINE SAFETY STEERING TASK GROUP

Submarine safety program: Anticipating the need for an extensive


and continuing engineering program to undertake the necessary in-
vestigative actions, reviews and studies aimed at determining poten-
tial areas of weakness in our submarine design concepts, components,
construction practices and quality assurance programs and further,
to provide a mechanism for review and implementation of the tech-
nical recommendations of the Thresher court of inquiry and Design
Appraisal Board, the Chief of the Bureau of Ships on June 3, 1963,
directed the establishment within the Bureau of a submarine safety
program. In establishing this program he directed that cognizance
be taken of the urgency of the immediate problem of providing suffi-
cient safety features to permit the removal of depth restrictions now
imposed on our operating submarines, and further directed a search-
ing examination of all aspects of our current and future submarine
development, design, and construction programs to insure provision
of adequate safety features.
For the purposes of administering this program, establishing pro-
gram scope, providing technical direction and insuring adequate fund-
ing and technical support, the Chief of the Bureau of Ships established
a Submarine Safety Steering Task Group. I am chairman and my
committee is composed of leading men from all branches of BuShips
that are interested in this. They are listed here:
Deputy Chief of the Bureau of Ships, Rear Adm. C. A. Curtze, U.S. Navy,
chairman.
Director, Ship Design Division, vice chairman, Capt. N. Sonenshein, U.S. Navy.
Head, Submarine Branch, Capt. D. H. Kern, U.S. Navy.
Director, Applied Research Division, Capt. M. L. Pittman, Jr., U.S. Navy.
Head, Machinery Design Branch, Capt. W. R. Riblett, U.S. Navy.
Director, Hull Division, Capt. D. L. Creed, U.S. Navy.
Director, Machinery Division, Capt. D. G. Phillips, U.S. Navy.
Director, Assurance Systems Engineering Division, Comdr. R. J. Leuschner,
U.S. Navy.
Project Officer, Deep Diving Submarines, Submarine Branch—Recorder, Comdr.
J. E. Rasmussen, U.S. Navy.
98 LOSS OF THE U.S.S. "THRESHER"

The Submarine Safety Steering Task Group has developed and


promulgated an instruction for the conduct of the submarine safety
program (BuShips Instruction 5100.18 of July 8,1963). This instruc-
tion establishes certain specific safety tasks and assigns responsibili-
ties for prosecution of these tasks to cognizant technical codes within
the Bureau of Ships. The Submarine Safety Steering Task Group
reviewed the technical recommendations of the Thresher court of in-
quiry and the Design Appraisal Board against its own initial problem
definition. No thought or recommendation of any group passed un-
considered. The task group monitors and continually reviews the
progress of action on these tasks to insure proper technical direction
and early completion. The program consists of 16 tasks and 91 sub-
tasks covering all aspects of submarine design, fabrication, testing
and maintenance affecting safety. Many aspects of the program have
been completed and appropriate administrative action taken.
Representative HOLIFIELD. Before you leave that subject, will you
furnish us the names of the people that you have in these different posts
and also give us some idea of the continuity of service in these respec-
tive posts? One of the problems we found in the Portsmouth Ship-
yard was the changing of shipyard commanders during the course of
construction of one submarine so there was a lack of continuity in
knowledge of the background of happenings and the problems that
pertain to each one of these submarines. Have you done anything
at all along the line of assigning one person to a specific submarine
and keeping him there until it is finished ?
(The information requested appears in app. 12, p. 174.)
ADMIRAL CTJRTZE. May I have permission to address that in greater
detail later?
Representative HOLIFIELD. Yes.
Admiral CURTZE. I will be glad to provide the names.
Addressing myself to the composition of the Board, I have only
lost one member—and this was by retirement yesterday—since the
Board's inception.
I have listed the submarine safety program tasks here and I can
read them if you wish.
Representative HOLIFIELD. I think we will accept those for the
record.
(Submarine safety program tasks were listed as follows:)
LOSS OF THE U.S.S. "THRESHER" 99

Task
No. Brief description
1 Review design of sea-water systems subjected to submergence pres-
sure.
2 Investigate hazardous piping systems with respect to adequacy of
materials, fabrication methods, and test procedures.
3 Review design of machinery components in hazardous sea-water
systems.
4 Mandatory use of class plans and components in vital systems.
5 Review design of high-pressure air systems, including MET blow
systems.
6 Insure proper readiness requirements for submarine builders and
insure sea trials.
7 Investigate electrical systems—to provide protection from sea water.
8 Review adequacy of submarine pressure structure penetrations.
9 Consolidation of information for damage control sections of ships
information book.
10 Review the reliability of ship control systems.
11 Investigate habitability features to insure that safety is not de-
graded.
12 Investigating the feasibility and cost of constructing submarine test
tank capability of testing full size submarines.
13 Review safety aspects of submarine shock tests against manned
14 submarines.
Revised and expanded quality assurance programs.
15 Investigate possibility of modifying submarine diving trainers to
permit training in flooding recovery action.
16 Investigate submarine location, salvage, and rescue features.

ADEQUACY OF HT—80 STEEL

Admiral CURTZE. In reviewing the record of previous hearings of


June and July, I noted a great deal of interest in hull structure. I
would like to address myself to that in greater detail.
A review of testimony before this committee in June 1963 indicated
an interest in the adequacy of HY-80 steel for hull construction in
view of the early problems experienced with this material in sub-
marine construction. I'd like to outline the Bureau of Ships investiga-
tive and development work which provides the background for our
confidence in this material.
In establishing the submarine safety program it was considered that
the previously established submarine structural program should con-
tinue to function as a separate entity. This particular program was
initiated on November 6, 1959, by the Chief, Bureau of Ships, who
directed that a comprehensive review be conducted of the problems en-
countered in employing HY-80 steel in submarine construction.
This type of steel had been specified for the shell of U.S.S. ATbacore
(AGSS-569) in 1950 and was used without particular difficulty. After
further developmental effort, during which weldability, workability,
cost and availability, as well as chemical and physical properties, were
thoroughly reviewed, it was approved for use in September 1955 for
the submarine building program.
The superior yield strength of this steel at 80,000 pounds per square
inch compared with previously used high-tensile steels at 44,000 pounds
per square inch made its use in large diameter pressure hulls; that is,
over 20 feet, most attractive. Further, its superior nil ductility transi-
tion (NDT) temperature, which ranged from minus 135° to minus
100 LOSS OF THE TJ.S.S. "THRESHER"

150°, insured against brittle fracture in low ambient air and ocean
temperatures (a problem with mild steels with NDT range 0° F. to plus
40° F. which are temperatures we do encounter). Further, tests made
at Dahlgren Proving Grounds in 1950 had demonstrated a fracture
toughness that was as good as any steel previously tested, giving ballis-
tic properties at least 95 percent as effective as the average quality of
special treatment steel (STS), commonly used as armor plate.
Despite the fact that during construction of the experimental sub-
marine ATbacore, HY-80 had proved to be weldable, problems in weld«
ing this steel began to manifest themselves as various submarine build-
ing yards began to use HY-80 in the greater thicknesses needed for
larger diameter, deeper depth submarines than had been employed in
ATbacore. Further, nonuniformities developed among the various
yards in carrying out critical HY-80 welding techniques. As a conse-
quence, the Chief, Bureau of Ships, ordered a complete review into the
use of this material for submarine hulls.
A detailed engineering review was completed and reported in a
comprehensive summary entitled "A Review of HY-80 in Submarine
Construction," dated January 5, 1960. This report was prepared by a
"blue ribbon" committee of the Bureau's Ship Design Division mili-
tary and civilian experts in ships structures and submarine design. To
assure appropriate breadth of view, this group consulted extensively
with experts in the academic, scientific, and industrial worlds. Pro-
fessor Freudenthal of Columbia University and Professor Munsie of
the University of Illinois made available their highly specialized
knowledge in structures, especially with regard to fatigue. Repre-
sentatives of Babcock & Wilcox Co., Air Reduction Co., Electric Boat
Division, Newport News Shipbuilding & Dry Dock Co., as well as
those of the Naval Research Laboratory (then called the Material
Laboratory) and welding engineers from all naval shipyards involved
in submarine construction contributed to the analysis.
The principal conclusions and recommendations that were developed
by this review were that use of HY-80 steel should be continued for
high-performance military submarines of present characteristics; that
a surveillance program be established for submarines constructed of
this material; that certain improvements be made in the design and
fabrication techniques; and that a continuing program of research and
investigation into fatigue strength aspects be initiated.
This committee also recommended the establishment of a continuing
submarine structural program to encompass the foregoing recom-
mendations as well as to develop procedures and methods for apply-
ing newly developed materials (including HY-80) to the construction
of submarine hulls. This was done by the Bureau of Ships Instruc-
tion 4760.19 of February 18,1960. This program is still in full force
and effect. An Advisory Panel was formed to help assure establish-
ment of a sound and comprehensive long-range program. This Panel
was composed of some of the principal advisers who had been consulted
during the conduct of the review which led to the writing of "A Review
of HY-80 in Submarine Construction," as well as other academic,
scientific, and industrial experts of similar stature.
WELDING DIFFICUI/riES OF HY—80
During the course of this program, the initial difficulties encountered
in welding HY-80 steel have been largely overcome. The problem of
LOSS OF THE U.S.S. "THRESHER" 101

fatigue of highly stressed details has also been extensively studied.


In more recent submarines, welding problems have been largely over-
come, and, starting with U.S.S. Thresher, the causes of fatigue crack-
ing were understood and could be adequately controlled.
Eepresentative HOLIFIELD. Let me stop you right there for a minute.
I don't understand your statement that "starting with U.S.S. Thresher,
the causes of fatigue cracking were understood and could be adequately
controlled." What does that mean? As I remember, the testimony
showed that fine cracking in the welding was known both before and
after the Thresher incident. Isn't that true? How do you control
it? You have said "the causes were understood and could be ade-
quately controlled." Are you sure they were controlled ?
Admiral CURTZE. Our radiographic techniques weren't quite up to
the art of welding at the time, in my opinion, and we were unable to
give the same attention to detail to welds that existed in the Thresher
as we are since able to do. Insofar as the state of the art was concerned
at the time, we were in control.
MISSING WELDING INSPECTION RECORDS

Representative HOLIFIELD. You don't know because you do not have


all the records. You could not find some of the records.
Admiral CURTZE. That is right, sir. I am addressing myself merely
to our knowledge of techniques at the time, sir.
Representative HOLIFIELD. Now or then ?
Admiral CURTZE. Then, sir.
Representative HOLIFIELD. The point remains that you do not know
what was the situation with either brazing or welding in the Thresher.
Admiral CURTZE. Unfortunately not in the detail we would like, sir.
We would if we had it to do over again.
Representative HOLIFIELD. Is that because the techniques at the time
were not known for the ascertainment of defects or because your
records are lost ?
Admiral CURTZE. Our records aren't complete. In accordance with
your suggestion at a prior hearing we have gone into a tremendous
amount of detail on the Tinosa, to which I will address myself later.
However, we found in the Tinosa that of the 22,000 hull radiographs
that are actually required to do the job probably only about 1 percent
of these are missing. When we radiographed these we found in those
areas in which radiographs had been made and repairs made that the
level of excellence of these welds was appreciably better than the re-
maining ones. So we feel we can only extrapolate what we found in
Tinosa because Thresher was built at a comparable period of art and
time that Thresher was similarly configured.
Representative HOLIFIELD. Your remarks are addressed at this time
to welding and not to brazing ?
Admiral CURTZE. That is right, only hull welding. We feel in our
new boats we are in control of this. That is my point, sir.
Representative BATES. Has simultaneous welding presented any.
problem recently ?
Admiral CURTZE. Do you mean both sides of the frame concurrent-
ly, twin arc welding ? I think it has presented some problems merely
34-920—65 S
102 LOSS OF THE TJ.S.S. "THRESHER"

in preparation of the joints so that you don't burn through from one
side, but I don't think there is any real problem.
Representative BATES. Some welders advised me at one time that
this was a problem. As far as you know it does not present any prob-
lem.
Admiral CURTZE. The last time I was in Portsmouth I watched
them twin arcing strength frames on Dolphin, AGSS-555 [classified
matter deleted.] They were beautifully jigged and rolled under the
welder's covered arc. It was the most beautiful weld I have ever seen.
There was no problem at alL
Eepresentative BATES. So they are continuing to do that ?
Admiral CURTZE. Yes, sir.
Representative BATES. As far as you know there has been no prob-
lem.
Admiral CURTZE. Right.
Admiral RICKOVEH. If you have adequate radiographic procedures
it doesn't make any difference because the radiograph will show wheth-
er you have a fault in your welding and you can correct it.
Admiral CURTZE. That is right.
Representative BATES. The welders to whom I talked said this was
a new experience and they did not feel satisfied with it. However,
that was 4 or 5 years ago.
Admiral CTJRTZE. I watched this a month or two ago with complete-
ly submerged arcs; doing everything downhand under control and it
was a beautiful job.
Captain KERN. Admiral Curtze, in that area there have been new
NDT techniques developed to inspect twin arc welding by ultrasonics
and we have controls now on the twin arc welding techniques that we
did not have at that time.
Admiral CURTZE. May I proceed, sir ?
Representative HOLIFIELD. Go ahead.
Admiral CURTZE (reading) : Further, it has been possible to back-
fit improvements to minimize the problem of fatigue cracking in
earlier HY-80 submarines whose design details contributed to stress
concentrations that became significant under cyclic loading.
The later submarines incorporated improved structural details
which lower the stress to which the connections are subjected, thereby
further decreasing probability of fatigue cracking problems. Al-
though fatigue is not peculiar to HY-80 but is a problem in any highly
stressed steel under cyclic loading, special care must be exercised in
its use. The surveillance program is being carried out as was recom-
mended.
Thus, the submarine structural program has been and promises
to continue to be a highly productive and effective effort. Con-
tinuous and active review of all aspects of the use of HY-80 steel
in submarine structures assures the integrity of the submarine hull.
The Thresher design appraisal board, Admiral McKee's board,
made an independent examination of the use of HY-80 structure in
submarines, and concluded in its report of July 15,1963, that "HY-80
clearly is the best steel for military submarine hull construction and
the only satisfactory material available today." This conclusion was
based on the facts that HY-80 steel is the only proven material in
common usage among submarine builders which will give the struc-
LOSS OF THE U.S.S. "THRESHER" 103

tural strength, toughness, resistance to brittle fracture, workability,


weldability, and fatigue resistance with an adequate strength-to-weight
ratio to achieve the vertical sea room required by modern high-per-
formance submarines.
I am convinced that we have the best material currently available.
We have the ability to weld it. We are increasing our efforts to train
our people in the use of radiography as a welding inspection tool.
Control of auditing of weld inspection at Bureau and shipyard levels
has been tightened. The loss of radiographs as happened in Tinosa
will not happen again—and I will address myself to this in the next
paragraph.
"TINOSA" RADIOGRAPHS
The shipyard commander at Portsmouth ordered an investigation
into the loss of radiographs for Tinosa,. See app. 7, p. 155.) The
findings reveal a shipyard team which resembled a football team
whose general blocking, tackling, and ball handling, in other words,
the fundamentals around which a winning team is built, were just
not up to the competition. Further, the team members wondered
why they did not win. For example, "lost" radiographs were termed
"lost" because the chalk marks locating the key points in an over-
lapping series of photographs were rubbed off or painted out or a
picture given to a welder to show him where repairs were required
would be stuffed in his pocket after the repair was made and not re-
turned to complete the record. The last measure of attention to de-
tail just was not there.
Inasmuch as every yard has had growing pains in this area and
the general quality control problem is now generally recognized for
what it is, a personal, individual problem; and organizations exist
and are at work to keep everyone's nose constantly rubbed into the
problem whether they like it or are self-styled, self-starters, self-per-
petuators, or not.
SUBMARINE SAFETY CERTIFICATION CRITERION

As noted above, shortly following loss of Thresher depth restrictions


[classified matter deleted] were imposed by operational commanders
on all submarines with deep design test depths. [Classified matter
deleted.] As already has been stated one of the primary efforts of the
submarine safety program was to define the efforts necessary to remove
these restrictions to permit Bureau of Ships certification of the ma-
terial condition of these submarines for unrestricted operation to de-
sign test depth. It consists of the following categories of design,
construction, installation, and testing:
1. Critical piping systems and hull boundary integrity
(a) The first portion of this criterion consists of the work necessary
to provide an assured level of integrity in the hull boundary and critical
piping systems. These are the sea water, high-pressure air, hydraulics,
and oxygen. Primary emphasis is placed on sea water systems since
sea connections penetrate the hull envelope and, together with the pip-
ing systems they serve, appreciably extend the sea water excluding
portions of the hull subjected to full submergence pressure. A review
of the findings of the court and Board makes it evident that these sys-
104 LOSS OF THE U.S.S. "THRESHER"

terns should be given the same painstaking fabrication and inspection


treatment as is given to the hull structure. We are attacking these
problems along two basic lines: (1) the fewer such systems, the lower
the risk; (2) the higher the integrity of the remaining systems, the
smaller the risk. This criterion provides integrity whereas improve-
ments discussed later address themselves to reduction in the extent
sea water piping aboard. The following areas are ones of particular
concern where increased nondestructive testing, improved materials,
or redesigned components must be provided.
Speaking of joints, in view of past failures in silver brazed piping
joints, certain joints depending upon size and location must be proved
by ultrasonic inspection if sil-brazed or be welded and radiographed.
Specifically:
(1) All joints in sea-connected systems between the hull and
backup valves for all submarines, and inboard down to one-half
inch in sea water, that are open below 200 feet for all [classified
matter deleted] submarines. All joints in these areas [classified
matter deleted] and above in all sea water systems must be welded.
(2) High pressure air system piping necessary to the integrity
of the new emergency main ballast tank blow system.
(3) Hydraulic piping whose failure could cause loss of all means
of stern plane control, must be ultrasonically inspected if sil-
brazed or in lieu of that welded.
(4) All oxygen system piping must be welded.
(5) Flexible connections.—The history of failures in flexible hoses
installed in submarines for silencing requires replacement of certain
sizes with a more reliable design of flexible connection and in those
smaller sizes where hoses are permitted, installation of hoses of a more
reliable type. The size of replacement required is dependent upon
design test depth of the submarine. In addition revised instructions
on the design, installation, and replacement for both hose and the new
design flexible connections were issued in December 1963.
(c) Castings.—Improved radiography techniques and standards
have been developed and invoked to an increasing degree in recent
classes of submarines. Application of this radiography has resulted
in rejection of large numbers of castings due to radio-graphic defects.
Consequently, it is necessary to examine castings in vital areas such as
outboard or backup valves in sea-connected systems and large sizes
inboard and exposed to sea pressure to insure an adequate level of
integrity.
(d) Alwrimwm bronze.—The determination that aluminum bronze
of certain chemistry and in certain locations was subject to intergranu-
lar corrosion in contact with sea water requires the elimination of these
unsatisfactory materials from the hull boundary and certain sea water
systems. Individual ship surveys have indicated that in certain loca-
tions where components are galvanically protected by surrounding
ship structure this material is acceptable in service.
(e) Fasteners.—In certain cases shipyards material control systems
have been inadequate to insure that proper fasteners such as bolts and
studs were of proper material. Consequently, a survey of all fasten-
ers in the hull boundary is being conducted to assure that materials in-
stalled are acceptable. More stringent material control procedures
have improved the overall material control.
LOSS OF THE U.S.S. "THRESHER" 105

(/) Design review.—To insure that all aspects of design affecting


the hull boundary and sea water systems are acceptable for the service
intended throughout the life of the submarine, a design review is being
conducted for deep depth.
Representative HOLIFIELD. May I ask if all of these items you are
listing here are in effect at this time or are they planned to be put into
effect!
Admiral CURTZE. They are in effect at this time, sir. I have in-
cluded in this paper a schedule for completion of these tasks for all
submarines in existence that require this kind of attack.
Representative HOLIFIELD. Is it possible to make these revisions ret-
roactively where you have to go between the inner hull and outer hull
with connections ?
Admiral CURTZE. We are doing so at great expense, sir. We don't
think we will be able to finish all of this until [classified matter deleted]
but we are doing so.
Representative HOLHTELD. Does that mean the submarines which
are not changed will be restricted [classified matter deleted] until they
are changed ?
Admiral CURTZE. That is right, sir.
Representative HOLHTELD. Even though it takes until [classified
matter deleted].
Admiral CURTZE. That is right, sir.
Representative BATES. Admiral, have you completed all of these
changes on any submarine ?
Admiral CURTZE. No, sir.
Representative BATES. None of these submarines is going below
[classified matter deleted].
Admiral CURTZE. Not yet, sir.
Representative BATES. As soon as you complete these changes they
will start to go to maximum test depth ?
Admiral CURTZE. Yes, sir. Of course, all of these requirements are
being ground into the specifications for the submarines that are being
contracted for. They will be delivered so fitted. There are certain
submarines just barely started in our overall program into which these
are being backfitted, and these submarines will be delivered with this
capability.
Representative BATES. Is Tinosa the first one that will be com-
pleted?
Admiral CURTZE. She won't be the first one to be certified; no, sir.
[Classified matter deleted.]
Admiral CURTZE. The Tinosa, we hope, will be going to sea in
August of this year. She has not been completely taken apart and put
together in all of these areas.
Admiral RICKOVER. We dp test all current submarines to {classified
matter deleted] on their trials even though we don't operate below
[classified matter deleted]. They are tested at [classified matter
deleted].
Admiral RAMAGE. May I point out that we make three dives [clas-
sified matter deleted].
Admiral CURTZE. I will cover that in detail in just a few seconds.
WELDING VERSUS BRAZING
Representative HOLIFIELD. May I go back to item l(a), "Joints,"
for just a minute.
106 LOSS OF THE TJ.S.S. "THRESHER"

You state,
All joints in sea-connected systems between the hull and backup valves for all
submarines, and inboard down to one-half inch in sea water open below 200
feet for all [classified matter deleted] submarines. All joints in these areas
[classified matter deleted] inches and above in all sea-water systems must be
welded.
In your answer did you intend to convey that is going to be done to
all existing submarines ?
Admiral CURTZE. We are doing the welding only on the SS (N)-tf7/,
which is the one we have just contracted for. This is for half inch
and above in all critical systems. This will not be done on the other
boats.
Representative HOLIFIELD. Then this is not retroactive as my ques-
tion would have implied a minute ago.
Admiral CURTZE. [Classified matter deleted] inches and larger, sir,
but half an inch to [classified matter deleted] inches
Admiral RICKOVER. The SS(N)-#77 submarine will have a [classi-
fied matter deleted]. The Bureau is about to award the contract.
That is the first one and the only one that will have these things that
you have mentioned. The others and the new ones that have been
awarded this year do not have it.
Representative HOLIFIELD. This interests me. If this is a require-
ment on future submarines, why shouldn't it be a requirement for
existing ones ? Is it because the expense is too great ?
Admiral CURTZE. We don't think with our present knowledge of
silver-brazed joints, Mr. Chairman, that we are in as bad a position
as we thought we were a year ago. We have trained our people. We
have trained people in the use of this ultrasonic testing technique.
Our specifications have been raised to reject any joint less than 60
percent full bond throughout the periphery of the joint where some-
thing less than 40 percent is all that is required to develop the strength
of the pipe as a pipe, not as a joint. We think by this careful quality
control and training that we need not backfit all of these submarines
with welded joints and fittings.
Representative HOLIFIELD. Are you requiring it on the SS (N)-671?
Admiral CURTZE. Yes, sir; we agree with Admiral Rickover that
this is the way to go.
Representative HOLIFIELD. This seems inconsistent to me. I could
understand it if you were to say, "This job is just too big and we
cannot go back to it, but there is going to be a permanent requirement
that the depth will be [classified matter deleted]." I could understand
that flexibility, but I can't understand your saying that this is some-
thing we are going to do in the future for safety purposes, but we are
not going to make it retroactive.
Admiral CURTZE. Mr. Chairman, it is possible to configure the design
of a new boat to permit this. It requires different spaces between tne
piping. As Admiral Rickover has pointed out, he mocks up everything
to permit this to happen.
In the meantime we are developing automatic pipe-welding ma-
chines which will operate in these constricted spaces. This is heing
done at Mare Island. Admiral Brockett and I feel strongly that
wherever possible we should go to 100-percent welding and the SS (N)-
671 is the first ship in which we are actually trying that.
LOSS OF THE U.S.S. "THRESHER" 107

We don't really know what all of the problems will be. The problem
of getting the boat back down to deep submergence in as short a time
as possible is a tremendous one. If you go to welded joints through-
put, we automatically generate a radiographic bottleneck to insure the
integrity of the joints.
Eight now we have a silver-brazing capability. Admiral Brockett
and I are not convinced in our own minds yet that with silver braze,
inspected with the techniques we have available to us and the people
trained at the level they now are, that we don't have a secure system.
One other thing we are looking at is the configuration of the piping
in new boats. The reason for this is that when the hull of a submarine
compresses, the piping system within them with fixed-end connections
alters. At least those secured to bulkheads or pumps or the hull of the
ship are wracked when the ship compresses. We have to go through
the piping systems of the submarine and make an entirely new layout
in 671 so that compression of the boat doesn't bring about sheer failures
and wracking failures in the body of the pipe, not in the joint.
We feel that we are on sound ground for these reasons, Mr. Chair-
man.
Representative HOLIFIELD. Then is 671 to be the only one or will all
of the submarines after 671 be given this new treatment ?
Admiral CURTZE. I can just give you my opinion on that, sir, and I
think; Admiral Brockett shares it. We wish to try for all critical sys-
tems to be welded from 671 on out, sir.
Representative HOLIFIELD. All right, proceed.
2. Flooding control and recovery
Admiral CURTZE. In addition to the above minimum level of in-
tegrity in the hull boundary and critical piping systems, an improved
flooding control and recovery capability will be installed.
(a) An emergency main ballast tank blow system in addition to the
normal main ballast tank blow system must be provided with a capa-
bility of recovering from a [classified matter deleted] hole flooding con-
tinuously. This system basically short circuits air from the air stor-
age banks into the ballast tanks and has a minimum of components and
piping which could fail or restrict the flow of air.
(&) Sea water valve control.—Centralized remote hydraulic control
will be provided for hull and backup valves in sea-connected systems
open to the sea below 200 feet to control flooding in case of failure of
piping or components inside the ship. Both hull and backup valves
[classified matter deleted] and larger will be so controlled for all sub-
marines and hull valves down to 1 inch in [classified matter deleted]
submarines. Provision will be made to provide flexibility to permit
retention of main propulsion power while shutting down the maximum
number of other valves from a minimum number of levers.
Representative HOLHTELD. Will this be done retroactively wherever
it is possible?
Admiral CURTZE. Yes, sir. As a matter of fact the main ballast
tank emergency blow system is in a lot of operating systems right now.
This is one thing we went at immediately, to provide immediate
capability for surfacing under any normal casualty condition.
(c) Access to and operation of vital equipment.—Each ship is being
studied to determine the adequacy of access to and operation of vital
equipment to insure that the tight machinery arrangement, silencing
108 LOSS OF THE U.S.S. "THRESHER"

efforts, and habitability improvements do not encroach on essential


access during emergency.
Representative BATES. What happened on icing? What have you
done with respect to icing ?
Admiral CURTZE. I will talk to that later, sir, but I don't mind dis-
cussing it now. (Also see pp. 32, 35, 37, and 112.)
Representative BATES. All right, as long as you are going to cover it.
3. Ship control
Admiral CUKTZE. High-speed, highly maneuverable submarines on
occasion have experienced malfunctions of diving planes causing loss
of depth control which could have resulted in serious consequences due
to large trim angles and exceeding test depth. The diving plane sys-
tem is being reviewed and steps taken to insure that maximum integ-
rity exists in these systems.
All work outlined above must be documented to permit the Bureau
of Ships to audit and certify that the required level of integrity and
system improvements have been accomplished.
The above certification criterion to permit unrestricted operation at
design test depth will be conducted on all [classified matter deleted]
design test depth submarines. Submarines of lesser depth will not be
given this full submarine safety treatment in view of their lesser
operating depths and years of successful operation including wartime.
However, some specific submarine safety improvement modifications
may be accomplished on these boats.
In addition to the above certification requirements, submarine safety
improvements not required for certification but which provide sig-
nificant improvements in safety will be accomplished in certain ships
on a case basis depending upon their status of construction, operating
depth, and feasibility from an arrangement and cost viewpoint. There
are in general:
[Classified matter deleted.]
Admiral CURTZE. There is a tremendous improvement in the piping
that is being really first realized in the 671.
Representative HOLIFTELD. This is possible because of new design.
Is that it?
Admiral CURTZE. Yes, sir; but we are finding—and I will address
that later too—we are finding it possible to backfit some of this think-
ing ; however, not as a mandatory, as an improvement item.
2. Use of improved fittings where these penetrate the hull.
3. Protection of electrical equipment from damage due to sea water
system failures.
4. Restricted size in sea water valve openings under certain operat-
ing conditions.
5. Reduction in the number of hull penetrations.
Next is our overall plan of accomplishment, addressed to when these
boats will come into being.
PLAN OF ACCOMPLISHMENT

The accomplishment of the above certification and submarine safety


improvements will be carried out along the following lines:
LOSS OF THE U.S.S. "THRESHER" 109

New construction
Polaris submarines now under construction of the SSBN-316 class.—
On a not-to-delay ship delivery basis although certain portions must be
complete prior to deployment. Depth restrictions will not be removed
until complete certification requirements are fulfilled.
Polaris submarines in the -fiscal year 1963 and subsequent year build-
ing programs /S/SBN-640 class-—All certification items will be accom-
plished prior to delivery which will permit lifting of current depth
restrictions.
Thresher-type attack submarines of the SSN-593 class prior to
SSN-612 will be treated in the same way as SSBN-616 class.
SSN-612 to SSN-615 and SSN-621 will be delivered certified for
test depth operations.
SSN-637 class will be delivered certified for test depth operations.
Addressing myself to submarines in operation—the old boats:
SS and SSN's starting overhaul in fiscal year 1964 will be certified
where practicable based on availability of designs and material pro-
curement. They are at the bottom of the list naturally.
SS and SSN fiscal years 1965 and subsequent will be certified for
test depth operation during their overhaul.
SSBN's not certified during construction will be certified for test
depth during first overhaul commencing with SSBN-598.
This program will be brought to fruition [classified matter deleted]
in total.
The following paragraphs address themselves to our plans for
funding.
COST OF MODIFYING SUBMARINES

Representative HOLIFIELD. Could we take up this individual ship


cost for just a minute ? I don't think you have read that.
Admiral CURTZE. No, sir; I will take that up and I will skip the rest.
Individual ship costs for submarine safety certification and im-
provements are dependent on the size, depth, complexity of the ship
and the amount of work accomplished during current construction.
Representative costs are as follows: SSN-585, $4,152,000; SSBN-
609, $8,366,000; SSBN-626, $8,289,000.
For the SS's—and I am trusting my memory—about $200,000 and
for the later World War II boats—what would be the most expensive ?
Captain KERN. $2 million.
Admiral CURTZE. The paragraphs that come after this address them-
selves to this in greater detail. I think we could just make that part of
the record rather than taking time to read it now.
Representative BATES. At one time it was estimated you would need
$50 million to bring about xthe necessary repairs, welding, etc. Does
that figure mean anything to you ?
Admiral CURTZE. It doesn't ring a bell to me, sir.
Representative BATES. I heard it from several sources.
Admiral CURTZE. A number like that must have been for some kind
of a program.
Representative BATES. It was $50 million to be taken out of the cur-
rent fiscal year's funds.
Admiral RAMAGE. I think it was for the whole package in that par-
ticular year. It covered several submarines.
Representative BATES. Right.
LOSS OF THE TT.S.S. "THRESHER"

Admiral EAMAGE. This is an individual breakdown by individual


boats.
Admiral CURTZE. The first problem, sir, was to address ourselves to
those boats that would come in for overhaul during the fiscal year and
our first requirement for money was to cover that. I don't remember
the number, but I know we required a large sum of money to get crack-
ing on this.
Representative BATES. These figures were included in the $50 mil-
lion.
Admiral CORTZE. If you will turn to the next page, you will see by
fiscal year the total amount of money we are actually spending on sub-
marine safety improvements on the ships under overhaul and checking
out some other submarines that are coming into overhaul for planning
purposes would be: $34 M for fiscal year 1964, $50 M for fiscal year
1965, and $46 M for fiscal year 1966.
Representative BATES. Fiscal year 1964 estimates for repairs and so
on was 34
Admiral ODRTZE. Yes, sir
Admiral RAMAGE. 34 and 65 is 50
Admiral CURTZE. You can see the breakdown by fiscal year of the
amount of money available.
(Portion of statement not read but to be included in this record
follows:)
Funding plans
1. All operating submarines prior to SSN-594 and SSBN-616 will receive cer-
tification during first or second overhauls and will be funded with O. & M.N.
SSN-594 and subsequent SSN's will be funded under SON either during construc-
tion, PSA or first overhaul. SSBN's 616 class will be funded under SON for
items accomplished prior to deployment and under O. & M.N. for remaining work
accomplished during first overhaul. SSBN-640 and subsequent SSBN's will be
funded under SON.
The total requirements of the submarine safety program for O. & M.N., R.D.T.
& E., and OPN have been determined and are outlined below. Fiscal year 1964
funds have been reprogramed within current appropriations. Funds for sub-
sequent years will be incorporated in annual budget requests. Changes in the
overhaul schedule and adjustments in unit costs may occasion some future
changes in these total figures:
[In millions of dollars]

Fiscal year Fiscal year


1964 1965

O.&M.N 25 45
R.D.T. &E 6 4
OPN 3 1
Total 34 50

The total funding requirements for SON funding have been determined
and are as follows:
[In millions]
Fiscal year 1958 $22.4
Fiscal year 1959 36.1
Fiscal year 1960 26. 5
Fiscal year 1961 29. 9
Fiscal year 1962 41. 3
Fiscal year 1963 . 28. 8
It has been determined that the above submarine safety effort can be funded
with currently available SON funds.
LOSS OF THE U.S.S. "THRESHER" 111

Length of overhauls
The impact of overhaul length of SS, SSN, SSBN, and A-3 retrofit has been
evaluated and is outlined below:
[ Classified material deleted. ]
I think of interest on the next page are the plans for implementation calling
[classified matter deleted],
Implementation
The above certification and improvement work has been implemented by
change orders in all new construction submarines and by letter on all applicable
submarines undergoing overhaul during fiscal years 1964 and 1965. Current
plans call for completion of certification according to the following time
schedule:
[Classified material deleted.]
General improvements
In addition to the above certification and improvement items developed for
and being applied to individual submarines many general improvements and
developments of interest are being accomplished under the submarine safety
program.
Flooding recovery capability
Flooding recovery capability studies have been completed in all post-World War
II classes of submarines, and reports of these studies have been provided to forces
afloat. In addition the recovery capabilities for most classes of submarines with
the improved emergency main ballast tank blow system required for certification
have been conducted and issued. These studies and others will be incorporated
in a new damage control manual for which prototypes are being prepared. Indi-
cations to date are that, with a few exceptions, an increase or redistribution of
high-pressure air storage is not required in existing submarines. The flooding
recovery studies conducted to date indicate that the use of stored high-pressure
air provides adequate recovery capability in current operating and new construc-
tion submarines.
[Classified matter deleted.]
These emergency main ballast tank blow systems have a minimum of piping,
joints, and components installed to minimize the potential of failure or freezeup.
New blow valves have been developed which provide the desired high air flow
rates and permit positive remote control over the valve and local manual over-
rides. All plans and components for this system are reviewed and approved by
the Bureau of Ships. Tests of this blow system in submarines where installed
have been conducted on the surface and down to depths [classified matter deleted]
to demonstrate its reliability and greatly increased recovery potential of this
system over the normal main ballast tank blow system provided in earlier sub-
marines.
DEBALLASTING SYSTEM TESTS
Representative BATES. Mr. Chairman, may I ask a question ?
On these tests, do you blow as you would in time of emergency ?
Admiral CURTZE. Yes; blow first on the surface and then to satisfy
ourselves that this freezing up is no longer a problem; that by remov-
ing the restrictions in the line, by having the direct bottle through con-
trol valve back into a tank arrangement—we could blow unrestrictedly;
we have done so, starting on the surf ace and going ultimately to the
[classified matter deleted] level. We have actually blown up from
that level.
Admiral RICKOVER. We do that on all trials. The lever for doing
that is right where the captain stands. Even though there isn't any
emergency, on trials they test it, anyway.
Representative HOLIITELD. This was not done before. You only
had your dockside blowout. Actually this doesn't go to the depth
where the Thresher apparently got into trouble. [Classified matter
deleted.]
Admiral RICKOVER. There wasn't enough blowing capability until
these modifications were made.
112 LOSS OF THE U.S.S. "THRESHER"

Representative HOLIITELD. I know, but even with additional air and


additional capacity you have still tested. [Classified matter deleted.]
Isn't that correct ?
Admiral CURTZE. It is our intention. For example, if we were to
certify a ship tomorrow, we couldn't go to [classified matter deleted]
on the first dive. We would take it incrementally and blow up from
the incremental steps until we had the final blow.
[Classified matter deleted.]
FREEZING DEBALLASTING AIR LINES
Representative BATES. Did you ever blow at all—even at dock-
side—to the maximum degree before this happened to the Thresherf1
Admiral CURTZE. I don't know. I don't think so.
Representative BATES. Did you on Tin&sa?
Admiral CURTZE. Yes, sir, and we found all of the troubles: Freeze
and jamming of screens, which have since all been removed.
Representative HOSMER. Do you have a substitute for the strainer
or do you just do without it ?
Admiral CURTZE. A clean system.
Captain KERN. There is no strainer in the emergency blow system
now, sir.
Representative BATES. There wasn't supposed to be in the other one
either.
Captain KERN. Do you mean the original system ?
Representative BATES. Yes.
Captain KERN. It depends on the ship and the particular system
design. There were some requirements for strainers.
Representative BATES. Let's say the Thresher and be specific.
Captain KERN. In Thresher there were certain locations that were
not supposed to have strainers.
Representative BATES. And you were supposed to take them out.
Admiral CURTZE. If my memory is correct, I think they were de-
signed in and we had written orders to take them out and it hadn't
been done yet. Is that right ?
Captain KERN. Yes. There was more than one strainer though.
Certain strainers remained. Others came out.
Representative BATES. My question related to the ones that were
supposed to be taken out. Were they taken out ?
Admiral CURTZE. In other ships.
Representative BATES. No, in Thresher. (Also see pp. 32, 35, 37,
and 108.)
Captain KERN. We don't believe they were.
SEA WATER SYSTEMS
Admiral CURTZE. All sea-connected systems on all post-World War
II classes of submarines are being studied with the objective of re-
ducing the number of hull penetrations and the extent of piping sub-
jected to submergence pressure. Work is being done by the Bureau
with assistance from naval shipyards and design activities with com-
pletion anticipated in September 1964. Efforts are being limited to
corrective measures which can be accomplished without enlarging the
hull. Depending on the class, changes are expected to vary from a
1
Subsequent to the loss of Thresher, dockside tests were conducted of an identical high-
pressure air system aboard the Tinoaa, sister ship to Thresher. The Tinosa was nearing
completion at the Portsmouth Naval Shipyard. The purpose of the high-pressure air sys-
tem is to provide air in order to displace water from the ship's ballast tanks thereby increas-
ing buoyancy. During the tests, ice formed on the screen-type wire strainers in the air
piping system cutting off air flow to the ballast tanks. Also see pages 32, 35, 37 and 108.
LOSS OF THE U.S.S. "THRESHER" 113

partial secondary low-pressure cooling system to minor modifications


to existing systems.
In order to make the task of ruptured system isolation easier and
more immediately responsive to personnel action, we are designing,
developing, and testing sea water hull or backup valves that will pro-
vide intermediate valve positions that better match valve opening with
actual sea water flow requirements for operation of the submarine or
components served at less than full power or full load.
Valves with intermediate positions have been designed by the Elec-
tric Boat Division, General Dynamics Corp., and will be used in future
construction programs if it makes operational engineering and safety
sense to do so. We are not sure it does yet. Studies are underway to
highlight problems which would result from using the currently
installed hull and backup valves in throttled positions to reduce flow
rate. If developments indicate this is desirable, procedures will be
given to the fleet.
There are 3,000 joints in the sea water systems in Thresher and over
5,000 joints in other critical systems. A reduction in these joints will
give an immediate return in increased security of the system. We are
redesigning the piping systems in new construction submarines with
joint elimination as one of the primary objectives. Those joints re-
maining must still be either welded or brazed. Freedom of choice
between all welded or a mix of welded and silver brazed joints in
existing submarines is limited by the space problems inherent in any
major revamp of piping layouts to provide the accessibility required
to use present welding techniques.
We are requiring more welded joints in new construction and our
latest design will require all critical piping systems to be welded. It
is worthy to note that all previous tests have shown that a properly
made silver brazed joint is equal to a properly made welded joint.
The problem is to insure a joint properly made. Additional tests have
been conducted which reconfirm the strength of silver brazed joints
under all service conditions. New techniques in welding may simplify
the use of additional welded joints.
A single document has been developed and published covering all
aspects of silver brazing of submarine critical piping system joints.
This document includes brazer qualification, workmanship, quality
control, inspection requirements, acceptance standards, ultrasonic in-
spection procedures, and recordkeeping. Field experience and tests to
date indicate a high degree of reliability is provided in silver brazed
joints using these instructions and inspection techniques.
MATERIALS, FABRICATION METHODS, AND TEST PROCEDURES FOR
CRITICAL PIPING SYSTEM

Those piping and end connections which cannot be eliminated must


be the equal of the hull. Material fabrication methods, destructive
and nondestructive test standards, specifications, training, and pro-
grams for continuing surveillance were reviewed. Mil Standard
438-B for piping systems was "updated." This, backed by required
inspection, will insure materials specified in hazardous piping systems
are compatible with the medium they confine, their shipboard environ-
ment, and are exclusive; that is, may not be substituted for without
qualifying tests and Bureau of Ships approval.
We are reviewing ship specifications, Mil Standards, NAVSHIPS
Publications, BUSHIPS Technical Manual, and quality control re-
114 LOSS OF THE TT.S.S. "THRESHER"

quirements to be sure these documents accurately describe the required


fabrication processes and are consistent with one another. Most of
these actions have been completed and necessary corrective action has
been taken.
A complete review of manual welding procedures including training
and equipment has been completed. Automatic in-place pipe welding
is being developed at high priority at Mare Island Naval Shipyard.
Silver brazing procedures have been improved and are currently under
revision at all yards. Increasing use is being made of induction braz-
ing. This had already been adapted to our piping problems by Mare
Island Naval Shipyard.
A program is now being developed to completely review the area of
fatigue as it applies to sea water systems.
Test techniques have been reviewed for all categories of nondestruc-
tive tests. Radiography and ultrasonic testing are currently the most
useful and practicable. The remainder of the techniques are generally
special purpose and no major program is underway at this time. How-
ever, new techniques will be kept under continuing examination to
attempt to cut down the cost and time necessary to conduct the non-
destructive tests now required.
Most importantly we are reviewing our existing training programs
in shipbuilding and fleet activities to determine adequacy to meet the
new requirements of silver brazing and welding of hazardous piping
systems.
Training facilities have been established at the Electric Boat Divi-
sion, General Dynamics Corp., for fleet units in the area of sil-brazed
fitting inspection by ultrasonics. Training programs for radiog-
raphers and radiographic readers have been developed under the
Portsmouth welding project and have been submitted to all interested
activities. Radiographic training programs indicate additional needs
for training facilities. This will be studied. We not only have to
guarantee initial safety but life-of-the-boat safety. We do have pro-
grams for continuing hull surveillance; we are developing similar pro-
grams for sea water systems in conjunction with the submarine type
commanders. The equipment needed for pipe surveillance exists.
Standards for pipe replacement have already been issued.
Machinery components
Machinery components in hazardous sea water systems must also
equal the hull. The adequacy of components to resist cyclic stresses
must be assured by developing accurate stress level design criteria.
The accuracy of stress level data for materials subject to fatigue
loadings is under study. More accurate tests have been authorized to
obtain fatigue data on cast copper-nickel, valve bronze and monel-
monel and monel-steel weldments.
Full-scale fatigue tests are underway at Southwest Research Insti-
tute on main condenser heads which will further verify the adequacy
of the fatigue stress data. Full-scale fatigue tests are planned on
components further to check the adequacy of stress level data as well
as the adequacy of the design configuration of the selected
components.
A program of strain gaging main circulating piping and condenser
inlet-outlet waterboxes during ships' trial dives is underway. Ade-
quacy of piping and condensers was demonstrated for SSN-594 and
LOSS OF THE U.S.S. "THRESHER" 115

SSBN-608 in this way. This program is being expanded to cover


a prototype ship for each main circulating system configuration, and
broadened to include strain gaging of circulating pumps and valves
for these systems.
Existing specifications for hydrostatic tests of pump casings and heat
exchangers are being hardened to insure that these components will
not fail under cyclic pressure surfaces. The specifications are being
revised to require:
(a) Eigorous stress analysis, where analysis is possible.
(o) Eequire stress gaging and cyclic fatigue testing, where
analysis is not possible.
Kepresentative heat exchanger waterbox heads are to be cyclic
pressure tested under a current contract. Procurement requests are
being developed to obtain similar tests of samples of each different
pump design on submarines. In order to limit the problem we are
taking a new look at standard components, sole source procurement
and our procurement regulations. Belief in these areas may be re-
quired. We are reviewing existing material specifications for pump
casings, heat exchanger heads and nozzles, bolting and tubing with
regard to eliminating materials which although technically satisfac-
tory, have poor acceptability records due to complexity of fabrication
and inspection techniques.
Existing material specifications are being reviewed. Certain classes
of aluminum bronze (low nickel) are being eliminated as allowable
materials. Defective K-monel bolting has been found on submarines;
nondestructive test procedures for identifying bolts have been devel-
oped and promulgated.
A program for an improved method for stress design of the main
circulating water systems on submarines has been initiated. Problem
areas include methods of computing hull deformations and machinery
movements resulting from submergence effects and relating these to
the cyclic strength criteria. This project is assigned to the Marine
Engineering Laboratory for accomplishment, with the assistance of
outside consultants.
Modifications to applicable equipment specifications are underway
to specify inspection techniques and quality control procedures of these
systems.
Every equipment already procured under inadequate inspection
techniques is being examined for correctness of materials and radio-
graphed or dye-penetrant-tested to determine soundness of welds and
castings. Where possible equipments now connected to and cooled by
sea water will be connected to fresh water cooling systems to further
reduce the areas subjected to submergence pressure, and thus reduce
the risk. This is a very fruitful area.
Protection of electrical systems from, sea, water
Although insuring integrity of the piping systems is the primary
way to protect the electrical systems, we are looking at vital electrical
components such as switchboards, group controls, rotating machines
and controls, battery, separately mounted circuit breakers, emergency
lighting and other items for adequacy of protection against SW jets,
sprays, mists, and flooding.
Newport News Shipbuilding & Drydock Co. is preparing a pro-
posal for enclosures for such components as switchboards and group
116 LOSS OF THE TJ.S.S. "THRESHER"

controls. Emergency lighting is presently sufficiently protected.


Action to upgrade the degree of enclosure of electrical rotating equip-
ment is not contemplated.
An instruction has been prepared outlining means of sealing the
bottom of switchboards from entrance of water, steam, and so forth.
Ship control systems
We are determining the boundaries of safe and hazardous operating
conditions for each class of submarine and will promulgate this into
the fleet on a progressive basis as specific parameters are determined.
We are looking at the old and investigating the possibilities of new
and different concepts of ship control systems. These will include,
but not be limited to:
(a) Investigation of rate control, position control, degree of
automation, the reliance on electrical order signals and means for
limiting plane angles at high speeds.
(b) Inclusion of new or modified sensor, instrumentation, and
alarm systems to present the conning officer with immediate in-
formation as to ship safety.
(<?) New methods to provide emergency pullout capability,
and
(d) Simulator studies to determine the maneuverability versus
safety trade-offs for various modes of control and control system
designs.
We are concurrently examining the effects of machinery and oper-
ating equipment of very large angles which may occur during and
after an emergency pullout and the stability and safety aspects of
the submarine after recovery from a casualty.
Representative BATES. How do you provide for greater pullout
capability and at the same tune limit the angle in planes? Is that
consistent?
Admiral CURTZE. No, it isn't really.
I think one of the boards made mention of this and said that there
should be some mechanical arrangement to prevent the use of tremen-
dous angles at high speed because you might get into trouble. We
have approached it on the basis that if a mechanical stop wasn't the
prudent thing to do, we might be able to change the valving so in-
stead of having full angle with full movement of control, you would
change the ratio so that full movement of control would ultimately
result in one 5°.
Representative BATES. If you are going down at these tremendous
speeds, isn't that the very time you need greater angle ?
Admiral CTJKTZE. I think Admiral Eamage would be better able to
talk to the operational difficulties of this.
Admiral RAMAGE. Essentially what we have in mind is to try to
limit the amount of plane at high speeds because you don't need very
much plane angle to control. Then, of course, we don't want cata-
strophic failure of that plane. To go to hard rise or hard dive at
those speeds sometime you might lose control of the plane and put
yourself in a hazardous condition.
So this is essentially another reason for trying to eliminate full
throw at high speeds. Any one of these will then inject another possi-
bility of casualty. You might need that plane so you have to have
LOSS OF THE TJ.S.S. "THRESHER" 117

means of overriding any possible safety feature you put in there. This
is being studied. I don't think we have an adequate answer.
Admiral CURTZE. Whatever we apply, of course, can only be applied
if the operating people think this is the proper way to go and it makes
sense to do it.
Admiral EAMAGE. I think one of the primary things we are trying
to inculcate into people now is when they are going deep to be sure
they have a positive trim. In other words, they don't go down heavy
so that when they get down there they will be in a positive buoyancy
so if anything happens at least you can start up and have that much
advantage to begin with.
Representative HOLIFIELD. Proceed.
QUALITY ASSURANCE

Admiral CURTZE. No matter what we do on paper, without quality


assurance and the means of achieving it, the program would fall on its
face. Pressure and vigilance must be eternal, performance can never
be taken for granted, the assumption must be made that no one will
always perform to the required standards. Our success depends on
using our materials and techniques to the limits of their inherent capa-
bilities. The standards of lesser days and materials aren't good
enough.
Quality assurance in naval and commercial shipyards has been im-
proved by the requirement to have written procedures in each ship-
yard. And these requirements are part and parcel of shipbuilding
specifications and contract. To permit more positive product control
the Bureau of Ships in writing definitive specifications requiring com-
pliance has issued instructions to the effect that departure from these
specification requirements will be approved only by the Bureau of
Ships. To insure the adequacy of the application of the quality assur-
ance program in shipyards a system of audits has been established con-
sisting of functional audits covering seven major areas of quality con-
trol. These are material identification, nondestructive testing, HY-80
steel fabrication, pipe welding, sil-brazing, inspection system, waivers
and rip-out control. Each of the 12 shipyards involved in submarine
construction or repair is required to conduct an internal audit of which
54 have been conducted to date. These are followed by a Bureau of
Ships audit of which 30 have been conducted to date. To assure the
adequacy of all quality assurance measures on individual new construc-
tion submarines, audits are conducted by the Bureau of Ships prior to
sea trials. As of this date 21 such ship audits have been conducted.
Another important feature is the nondeviation plans.
On later classes of submarines certain critical areas such as sea water
systems have been made nondeviation whereby all details of the system
are developed by the design activity and approved by the Bureau of
Ships. Any deviation from the basic design by fellow shipyards must
be approved by the Bureau of Ships and made the subject of a con-
tract change order. I might add that every one of these requests for
deviation has to be accompanied by a complete rundown of engineering
logic behind the request.
The above brief outline of the submarine safety program has at-
tempted to convey to the committee the broad aspects of the program
34-920—465——9
118 LOSS OF THE U.S.S. "THRESHER"

with its many investigative areas concerning submarine safety, the


specific and detailed efforts applicable to individual submarines'to
permit their unrestricted operation down to their design test depth,
and to touch briefly on some of the highlights of general improve-
ments effected in the recent past. Most of this information and many
specific details have been provided already to the committee through
its staff and executive director. Additional details are available in
documentary form which I would be pleased to make available to the
committee or its staff for future study. The details of the submarine
safety program tasks and subtasks and their status can be provided,
the detailed requirements of the submarine safety certification crite-
rion have been published and are available upon request, the ship-by-
ship plan for accomplishment has been developed, is being imple-
mented, and can be available as an up-to-date summary at any time.
Detailed information concerning current estimates of submarine safety
costs by individual ship hull numbers has been prepared and approved
within the Defense Department. These costs, as outlined above, will
be the subject of continual review and revision as more experience is
gained in implementation of this program.
PERMANENCY OF PERSONNEL

The question of permanency of personnel, I think, is probably one of


the most important ones.
During the earlier hearings great interest was shown in the per-
manency of assignment or tenure of our submarine engineering duty
officers. Such aspects as continuity of responsibility, knowledge, and
authority were cited as important, as indeed they are. I think it would
be helpful for your committee if I explored this in some detail.
Within the engineering duty group there are 167 officers, about 17
percent of the total group, that form a hard core possessing the capa-
bility of submarine design, building, and repair. In addition, to meet
the increasing demand we have for the past 2 years ordered additional
officers to Navy yards and supervisors of shipbuilding offices to obtain
training in the field of submarines. Also, we have officers in training
at the submarine school and serving in submarines afloat who become
engineering duty officers upon qualifying in submarines. The great
majority of these officers are continuously assigned to duties involving
the many submarine-type requirements from development of equip-
ment to the actual construction or design of the final product. The
present tour length of these officers is made as long as possible, 3 to
4 years. Succeeding assignments are made to take advantage of the
increased technical and management abilities developed. This is one
of the recommendations of the Pride Board, of which Admiral
Brockett was a member. I feel that specialization is the order of the
day; that specialization with increasing responsibility is not harmful
to an officer's career.
In general, it is my policy to have engineering duty officers remain
in one activity as long as they are effectively utilized, appropriately
ranked, and available when considering the overall responsibilities of
the Bureau of Ships. In general, the optimum tour length is about 4
years. More often than not, rotation within the engineering duty
group is triggered by purely mechanical influences such as input,
LOSS OF THE U.S.S. "THRESHER" 119

promotion, area tours—by that I mean tours outside the continental


limits—and retirements. Rotation for professional development is
not a prime consideration.
In general the following summary applies:
(a) It is my policy that a minimum of 4 years is the appropriate
tour length in all ED flag billets. This cannot be realized in all cases
because of the 7-year rank limitation, qualification of flag officers for
a particular job, and the use of this talent for new high-priority pro-
grams.
(*&) For captains, commanders, and lieutenant commanders a mini-
mum of 4 years is also an appropriate tour length. However, many
billets such as fleet staff, Boards of Inspection and Survey, and oversea
assignments are limited to 2 and 3 years because of location and the
need for cycling more officers through these jobs to gain up-to-date
knowledge of the needs of the fleet for input into new designs and
changes of existing ships. Many captains and commanders have re-
mained much longer than 4 years with a particular project or ship-type
problem where their specialized talents are required. Examples in-
clude Project Caesar, NTDS, Bullseye, special projects, nuclear power,
SSN program, and other ship-type programs. In some cases these
officers are rotated in 2 to 4 years from one geographical location to
another but remain in the same proj ect.
It may be of interest to you to compare Mare Island and Portsmouth
insofar as officer longevity is concerned. Speaking to shipyard com-
manders you probably are already aware that Admiral Palmer is re-
tiring this year. He has a very active case of glaucoma and finds it
very difficult to carry on with the medication that is required. Captain
Hushing, who is now the supervisor of shipbuilding at Groton, is going
up to relieve him. He has a tremendous depth of continuity with
respect to the nuclear submarine building program. He will carry
this up to Portsmouth and bring his "can do" personality to Ports-
mouth along with the information he has available.
Admiral Fahy is at Mare Island. Admiral Brockett intends to just
leave him there. He is tremendously competent and has brought
Mare Island back into the competitive picture again. We think this
is a good thing.
Speaking for the overall tenure of the other officers, and I know I am
right plus or minus one or two people, of the 21 officers, for example,
available in Mare Island, I believe before rotation 8 of them have t»een
there longer than 3 years, 16 for longer than 3% years, and some 15
better than 4 years.
Strangely enough the same situation obtains at Portsmouth at the
moment, I think, out of 22 officers total. The shipyard commander,
of course, is retiring. The only man that is leaving Portsmouth this
year is one captain who is retiring shortly. Of the remaining officers,
I believe, before rotation 18 out of 20 will have been there more than 3
years and perhaps 15 more than 4 years.
Inasmuch as one of my duties in the Bureau of Ships is the adminis-
tration of personnel, in the assignment of personnel I make it a policy
to call the shipyard commander or the officer who has these people
working for him to determine when it would be most convenient in the
normal tour length of 4 years to have this man relieved. It is my desire
throughout this area never to cause a man to be relieved in the middle
120 LOSS OF THE U.S.S. "THRESHEK"

of an important project such, as happened at Portsmouth in the case of


the Thresher.
Representative HOLIFIELD. This is a very complete statement,
Admiral.
I consider this latter part very important. This is something I
have been waiting several years to hear. I am not saying you haven't
been doing anything. However, the acknowledgement of the princi-
ple that specialization is the order of the day and that specialization
with increased responsibility is not harmful to an officer's career, par-
ticularly in these highly technical and long leadtime fields, I think is
a very important policy statement.
I hope it can be carried out within the bounds of reason. I know it
will be interrupted by sickness, death, and possibly other personal
reasons. But wherever possible that policy should be carried out with
an adequate understudy who has the continuity of experience and
knowledge to take over for the top man who has to be replaced during
the leadtime on a certain major project.
It would seem to me that would plug one hole leading to a lack of
continuity of knowledge and experience with a major project since it
is the kind of knowledge and experience which cannot be acquired
from a book. It can only be acquired gradually during the course of
a project.
The Chair would like to note for the record that Secretary BeLieu
came in shortly after this statement was started. Mr. Secretary, we
are happy to have you here.
Do you have anything you would like to add to the admiral's
statement ?
Secretary BELEETJ. I would like to express my appreciation for the
opportunity to be here. I apologize for being a little tardy. I had to
go to the White House first.
I have no prepared statement. However, I came for two reasons.
One is to express my appreciation to the committee for its help during
the past months and especially to your fine and talented staff who have
been strong arms on which to lean. They have helped us in this
program.
Also I wish to express not only my own personal deep and abiding
interest in this but that of Secretary Mtze. We both feel that while we
have perhaps not achieved all of the things we would have liked cer-
tainly there has been a tremendous improvement over the last year.
The cooperation that I personally have received from the Chief of
the Bureau of Ships, Admiral Brockett, and his deputy, who has just
finished reading his statement, Admiral Curtze and, of course, the con-
stant positive support you always get from Admiral Rickover has
made the work in this area very pleasant and fruitful in the last few
months.
I would like to emphasize what has been said, Mr. Chairman, on the
tenure of personnel. This is a positive program. We intend to fol-
low it to the best of pur ability. This is not my basic responsibility.
My basic responsibility does not lie in the personnel field or the ad-
ministration of such, but in our daily conversations we have empha-
sized and reemphasized that this is an age of specialization and that we
need to keep people on these jobs longer. We intend to do that. I
think it will pay off a great deal in the long run.
LOSS OF THE TJ.S.S. "THRESHER" 121

I personally have given Admiral Brockett instructions if higher au-


thority outside of my office or outside of his seems to need for good
reason to take talented people away from him, he shall not do this until
he has come to me. This is one way of control.
Basically when you read this statement you see that we are endeav-
oring to understand more precisely what we need to do and then to fol-
low up with precise and clear instructions and finally to supervise con-
stantly so that these things are done. I think if these three fundamen-
tals are followed, the program will be all right.
Eepresentative HOLIFIELD. As we move into this highly technologi-
cal age we not only need to have competent men who can use evalu-
ated judgment on these highly complicated items we have to procure
and use, but we need individual continuity with specific projects in
certain circumstances in order to obtain efficiency in administration.
In my experience not only with this committee but with the Subcom-
mittee on Military Operations of the House Committee on Govern-
ment Operations in investigating the contract procurement mistakes
that have been made or the defects in our procurement procedures that
one of the primary defects we have found has been too rapid rotation
of the responsible people and the rotation of people who have acquired
a peculiar competence in a field. It has been the practice to put such
people into something completely different and then bring in a person,
perhaps with field experience or something like that into a technical
procurement job, whereby you have a consequent loss of efficiency in
the operation of the procurement contract.
Secretary BELIEU. There is no question but what that happens, sir.
Representative HOLIFIELD. Of course we are told this is necessary,
because these men must have these rotations in order to have their rec-
ord show up for promotions. This may have been all right in the
early days, but I think now rules and regulations in recognition of ex-
cellent service within a specialized field ought to be developed to the
point where rotation would be certainly secondary in importance and
yet there would be no penalty against the individual involved.
Secretary BELIEU. I strongly subscribe to that principle.
Representative HOLIFIELD. I am glad to have that statement. I hope
it is being applied throughout the Navy and other agencies of the De-
fense Department.
I hope the committee will bear with me while I go through as quickly
as possible certain pickup questions from our previous hearings for the
record since we may be needed on the floor.
In our earlier hearings it was stated that no action has yet been taken
with reference to the commanding officer, TJ.S.S. Skylark and com-
manding officer Portsmouth Naval Shipyard. Is this still the case ?
Admiral RAMAGE. No disciplinary action has been taken. Is that
what you were referring to ?
Representative HOLIFIELD. Yes.
Admiral RAMAGE. No, sir. The commanding officer, Skylark, has
since been transferred to the command of a submarine—an advance-
ment in his career.
Representative HOLIFIELD. And the commanding officer of the Ports-
mouth Naval Shipyard
Admiral RAMAGE. He is retiring.
122 LOSS OF THE U.S.S. "THRESHER"

REASSESSMENT OF NEED FOR DEEP OPERATING DEPTH

Representative HOLJFIELD. Admiral Bickover testified that the


operating forces should be requested to reassess the need for deep oper-
ating depth, in view of the fact that insufficient consideration might
have been given to the increased hazards and reduced margins under
casualty conditions at the time the decision was made to go [classified
matter deleted].
Has the need for this operating depth been reevaluated ?
Admiral RAMAGE. It is constantly under review, Mr. Chairman.
I think we feel that we don't necessarily have to operate at [classified
matter deleted] all the time but we do need the capability to go to
those depths under certain operating conditions, certain tactical sit-
uations and in case we lost control that we would have an opportunity
to recover safely. If you build a ship to go to, say [classified matter
deleted] and you get into trouble for some reason or another and are
forced deeper, you are lost.
It is the same thing as a high-speed jet aircraft. If you fly that
aircraft at [classified matter deleted] off the ground and you get off
bubble about 1°, you are underground before you know it. It is the
same thing with these high-speed submarines. If you lose control
for a minute with that amount of weight you have a tremendous
amount of momentum and you have to have room to recover. If you
build ships to go to [classified matter deleted] you are going to lose
them all the time. I think [classified matter deleted] is primarily a
safety factor here.
Admiral RICKOVER. May I say something ?
Representative HOLIFIELD. Yes.
Adjniral RICKOVER. I would like to tell you how that magic num-
ber [classified matter deleted] first came about. Several years ago
the Bureau of Ships was asked, "How deep can you go without a
major increase in the cost of submarines?" They made a quick
calculation and came up with [classified matter deleted]. They said
if you were to go beyond that the cost went up quite rapidly. That is
the origin of that magic number [classified matter deleted].
There has been no real evaluation made yet. I don't believe Admiral
Ramage knows this, but I do know it because I was involved in it at
the time. I don't say that we should go to [classified matter deleted]
or shouldn't go to [classified matter deleted]. I don't know. But an
evaluation should be made by the operating people taking into account
the increased danger involved. It was originally just on the basis of
cost.
Sure you can intuitively say—as Admiral Ramage said in the com-
parison he made—you would like to go deeper. It is good to have a
machine that can perform better. However, I claim we have to be
realistic and we should find out how important this is first because
right now we are incurring considerable expense in building these
ships [classified matter deleted].
Admiral RAMAGE. I agree with Admiral Rickover that there is noth-
ing particularly magic in [classified matter deleted] but
Admiral RICKOVER. That is where many of the problems in con-
struction come in because we are designing to [classified matter dele-
ted] . Therefore, if we don't really need it, we could save money and
increase safety.
LOSS OF THE TJ.S.S. "THRESHER" 123

Representative HOLIFIELD. I can understand the desire of an en^


gineer to see if he can go, for instance, to this [classified matter de-
leted] depth.
Admiral RiCKOVER. Yes.
, Representative HOLIFIELD. It seems to me commonsense would in-
dicate that very good tactical reasons should exist before you take on
the additional burdens of the expense involved, the design and quality
of the fittings, and all that sort of thing that goes into the hazards
of operating at that depth. Has there really been a study from the
tactical standpoint which says this will give us a certain amount of
additional safety, maneuverability, freedom from detection, and sets
forth just what the tactical advantages are and then compares these
with the disadvantages in design, operation, and so forth?
'Admiral RAVAGE. I can state the historical point of view. I know
Admiral Rickover was there at the time this decision was made.
Admiral Burke had a board of inspection and survey make a study
of this area. Various people came in and testified. We had a meeting
in 1960-—
Admiral RICKOVER. That was only an HY-80 meeting
Admiral RAMAGE. At any rate the question before the house at that
time was whether we should continue to design ships for [classified
matter deleted]. At that time Admiral Burke asked me whether I
thought we needed [classified matter deleted]. I said from the actual
operational point of view I thought [classified matter deleted] was
adequate, but for safety reasons we did need the additional depth in
order to recover from any operational casualty. About right then and
there he said, "All right, we will go to [classified matter deleted]."
That is where the decision was made.
Secretary BELIEU. I think there is another point we must not lose
sight of. The raison d'etre of the Navy, of course, is to fight success-
fully at sea. I don't think we will ever come to a finite answer to all
tactics, but we are increasing our emphasis on the undersea warfare
aspects of the Navy. There are many studies going on right now
dealing in strategy and tactics. I don't know that anvone could prove
today whether [classified matter deleted] or [classified matter de-
leted] would be the best depth at which to operate under any given
combat condition.
Representative HOSMER. Whichever it is, it won't be that for very
long.
Secretary BELIEU. As we get more information about what a po-
tential enemy might do, we might want to go to [classified matter de-
leted] or even [classified matter deleted] even as the B-17 went to
30,000 feet in World War II and now we can go much higher
Admiral RICKOVER. I wish we could take the same attitude toward
nuclear power in surface ships.
Representative HOLIFIELD. The committee would have the same
wish on that.
Secretary BEL/IETT. In any event there hasn't been a specific study
made on this. Such study and thought as have been given to it have
feeen given in a secondary way rather than having a primary study
on this important point. As Admiral Ramage mentioned, it is con-
tinually under review. As we find different environmental conditions
we can get better sonar ranges and better protection from the enemy
124 LOSS OF THE U.S.S. "THRESHER"

detection and their sonars. This will be something we have to look at


all the time. I don't think we can just review the need for [classified
matter deleted] and revise it upward necessarily. I think we are
doing our level best to improve the submarine to operate at this depth
now.
Admiral WILKINSON. May I say for the record that to my knowl-
edge there have been three studies in this area conducted since the time
you mentioned. One is with the Electric Boat Division of General
Dynamics Corp., and another with General Electric Tempo of Santa
Barbara. They both relate to tactical things only and not to the cost
of going deep or the problems of construction.
The general conclusion on both these studies is that there may be
some tactical value in going down to [classified matter deleted] with
respect to sonars, and what not, but they don't know for sure—and this
is not really significant to this problem.
There has been one other study in the Office of Chief of Naval Opera-
tions that relates to the problems we are talking about. The general
conclusion there is that we need the safety Admiral Ramage has been
discussing but that, in general, the depth to which we would go is what
the state of the art will allow us. Therefore, there is not a tactical
justification for [classified matter deleted] feet or any other depth.
But there have been three formal studies that I know of related to this
problem.
Representative HOLIFIELD. That is quite responsive, I think, to the
intent of my question at least.
REEVAI/TJATTON OF PRESENT ENGINEERING PRACTICES

Admiral Rickover in his testimony recommended that the Navy re-


evaluate its present practices where, in the desire to make advance-
ments, the fundamentals of good engineering may have been forsaken,
for example:
In the acceptance of a structural hull material which is prone to
cracking and which frequently must be inspected and repaired as the
price of being able to go deeper; and
In the use of high pressure hydraulic systems with their small clear-
ances and delicate valves susceptible to malfunction by small particles
of foreign matter.
I understand from your testimony today this has been under very
careful study.
Admiral CTJRTZE. Yes, sir.
Representative HOLIFIELD. Then that the complexity and gadgetry
resulting from automatic depth control, automatic depth seeking, and
automatic steering should force the Navy to reevaluate the necessity
for these systems.
Can you tell us what action has been taken in those two areas ?
HY-80 STEEL

Admiral RICKOVER. May I say, sir, with respect to the first one you
mentioned, which is known as the HY-80 problem and to which Ad-
miral Curtze addressed himself at length, that I personally do not
agree with using it until we learn more about it. I would rather take
the lesser depth because cracks do develop in HY-80 material. The
Bureau of Ships has been studying this for several years.
LOSS OF THE U.S.S. "THRESHER" 125

Recently there was a meeting among Admiral Brockett, Admiral


Curtze, myself, and my people where they presented the result of these
tests. However, if you take those tests on a statistical basis such as we
use in the nuclear laboratories you can only give 10-percent credit to
them because there have been only one or two tests and that is not
enough to make a good judgment.
We do know there are cracks in this material—cracks that you can't
easily see and that are covered up by various foundations. We have
had this happen. One case where cracks developed in the HY-80 was
[classified matter deleted] at Mare Island. You just don't know what
you have.
I think it is basically unsound in engineering to use a material that
has a propensity for cracking—that is from an engineering philo-
sophical standpoint. If we could design for a lesser depth, we could
use steel which is not susceptible to cracking. Obviously HY-80 has
some advantages. As Admiral Curtze has said it is a much tougher
material; it has higher yield strength.
Still I worry when cracks develop in a material and I can't readily
inspect it all to determine whether I have cracks. That is my problem.
I am not setting myself up as an expert on these things. I am merely
talking as an engineer. I wouldn't use this in my equipment. In fact
I wouldn't use this in the foundation of nuclear equipment because I
am worried about cracks.
Representative HOLIFIELD. Are those cracks still showing up ?
Admiral RICKOVER. Yes, sir. Maybe it is all right and nothing will
happen. I certainly don't want to pose as any expert. You have other
people who have spent many years in this field. I am just giving
you my personal reaction as an engineer. I may be completely wrong
on this.
HIGH PRESSURE AIR SYSTEMS

You also mentioned the area of high pressure air systems. We still
use these systems. We have taken greater pains in their construction
and in assembling them. But I still do not believe in using anything
at a higher pressure or higher temperature in submarines unless we
have to do so. If you have to do it, you dp.
I would look into these things and see if I couldn't get them down to
a lower pressure. Obviously lower pressure is safer. There is not as
much chance of anything going wrong.
The third point you mentioned was the elimination of automatic
devices. There is considerable feeling among the operating people in
the Navy that many of these things should be eliminated. No attempt
at elimination has been made. I think it would be wise to do so
They are expensive. They take up space, add weight, and in many
cases you need special people to operate them. You would save people.
A reason given for the installation of this expensive and complex equip-
ment is that it would reduce the number of men needed to operate the
ship. Actually we have been able to reduce the number of untrained
seamen, but we have had to increase the complement with highly skilled
men to repair the complicated equipment. So there has been no saving
of manpower. In fact, it has caused problems in skilled manpower.
There is a question in the minds of many people whether these
equipments are necessary and whether they should not be removed. I
126 LOSS OF THE U.S.S. "THRESHER"

think it should have a really thoroughgoing study. It is really more of


an operational problem than one for the Bureau of Ships. If the
operator doesn't want a thing, get rid of it. There is no substitute
for simplicity—complication makes for unreliability.
Those are the three points.
Admiral CURTZE. I would like to repeat that I think as of this date
HY-80 steel is the finest hull-building material we have for deep sub-
mergence submarines. I recognize that that steel is susceptible, as all
steels are, to fatigue cracking. However, one of the things that makes
it such a good steel is its toughness and once these cracks, which are
almost bound to occur in time in any structure, do occur, they do not
propagate with the same rate which is a higher degree of safety and
we have assurance against a catastrophic failure of any particular
joint much greater than we would of the alternate steel which could be
used for submarines of lesser depth, namely the HTS steels.
I submit this steel is the best material. Even as late as today I have
in my lap a piece cut out of [classified matter deleted] HTS steel, which
indicates [classified matter deleted] is now suspect. It is full of
cracks. So all I am saying is that HY-80 has so many advantages
beyond the others that with the controls we now have at our disposal,
with the hull surveillance systems and the programs we have in effect,
we can keep it under control.
Representative HOLIFIELD. This gets into a field of expertness in
which there is some controversy involved. Certainly the committee is
not competent to make a judgment on this matter.
Admiral RICKOVER. Mr. Chairman, I will never talk about HY-80
again. I gave you my personal opinion. I just would not do it.
The cracking on [classified matter deleted] is in a frame which was
of defective material when it was installed.
Why has it been necessary for the Bureau to spend millions of dol-
lars investigating HY-80 over the last few years but none on other
steel which is supposed to be just as bad ? There is an anomaly there.
Admiral CTTKTZE. We haven't spent millions, but we have spent
money to prove the one is tougher than the other.
Admiral RICKOVER. You know the other is fine. Nobody questions
it. Everybody questions HY-80. But if the other is just as bad, you
are using it in lots of places in the Navy.
Admiral CTJRTZE. You and I just have to disagree on that one.
Representative HOLIFIELD. Do you have any questions, Mr. Hosmer.
Representative HOSMER. No, Mr. Chairman. I merely wanted to
fiote with pleasure the presence of the new shoulder board here today
on Admiral Wilkinson.
Representative BATES. On page 17 of your statement you indicated
you were requiring more welding and just below that you discussed
silver brazing procedures. Are you using more silver brazing or less?
- Admiral CTTRTZE. We are using less, sir.
We are trying to eliminate joints and in the new designs in these
critical systems we are going to 100-percent welding.
Representative HOLIFIELD. Mr. Morris.
LOSS OF THE U.S.S. "THRESHER" 127

COMPLIANCE WITH SPECIFICATIONS

Representative MORRIS. Mr. Chairman, I believe in the other hear-


ing there was some testimony with respect to a difference in the hull
propulsion part of the boat and the other part of the hull. Is there
still this difference ?
Admiral RICKOVER. It is not a question of difference of material in
the hull, sir. The piping that was involved in the nuclear part was all
welded. Is that what you are referring to, sir? The same line of
piping that went into the nonnuclear part would be silver brazed.
Representative MORRIS. I think the word "standards" was used. As
I recall it, the testimony was that the standards in the propulsion part
were higher than in the rest.
Admiral RICKOVER. I have not relaxed or revised my standards.
Admiral Curtze's prepared statement on the correction of Thresher
deficiencies is some 23 pages long. This discussion of corrections is
not based on any known reasons for the loss of the ship for the simple
reason we do not know what caused the loss. It results from the
Navy's investigation into weakneses which have been found to exist at
the time of the Thresher's loss. I think one of the questions that
should result from this testimony—and I am not talking about the
present administration of the Bureau of Ships—is why it has been
necessary to have a 23-page discussion of items that are now being cor-
rected as a result of the loss of Thresher. Unless we find the answer
to that question, we cannot be sure that we have taken all steps neces-
sary to prevent another accident. While we may never know the
specific failure which was the cause of the Thresher's loss, we should
be able to reach a better understanding of the conditions which make
such failures possible, and then do everything we can to prevent their
recurrence.
In my opinion the Thresher is a warning made at great sacrifice of
life, that we must change our way of doing business to meet the re-
quirements of modern technology. Our management concepts must
be changed if we are to keep pace with technology requirements of
our high-performance ships. We must correct the conditions that
permitted the inadequate design, poor fabrication methods and incom-
plete inspection to exist, if we are not to have another Thresher.
I have made a few notes. First there is written procedures for con-
struction of ships. I have always had written procedures for the
nuclear part. They are now going to written procedures for the rest
of the ship.
They are now haying audits. I have always had audits. The Bureau
is now going to have the yard keep records. We have always kept our
records. We have all our radiographs. At the beginning we required
them to be kept for 3 years. Now we require they oe kept for IT years.
The Bureau is now requiring that these records be kept.
Next is nondeviation. Right now the shipyards are permitted to
have deviations on nonnuclear items in a submarine. But not on the
nuclear items. We have never permitted any deviation, for nuclear
items; but the yards still are fighting it. It is only recently the Bureau
has stated that the yards cannot deviate from specifications without
their permission. We have always required this for the nuclear plant.
In fact, if anyone wants to change from our nuclear specifications, he
128 LOSS OF THE U.S.8. "THRESHER"

has to write an official letter, which we call a "degradation of specifica-


tions." That is an expression I have instituted. If a manufacturer
wants to change anything, he must write an official letter requesting a
degradation of specifications."
Representative MORRIS. Suppose he wants to upgrade the specifica-
tions.
Admiral RICKOVER. That has never occurred.
The Bureau is doing a great deal. The most significant thing, I be-
lieve, is adding more blow capacity to the ships. But they are now
doing many other things. However, we have been doing these things
all of the time.
Representative MORRIS. Wouldn't it be a more simplified procedure
if you were to put those together.
Admiral RICKOVER. You believe in a certain religion so you think
it would be a good idea for all the others because you know it is the
best one. You can't legislate it.
We have used these procedures all the time. The Bureau of Ships
has known about these procedures, but they thought they weren't
necessary. The specifications on welding are the ones that have been
in existence since the inception of the nuclear program but they
weren't complied with in other parts of the ship. Sure it was a good
idea. However, I think the way it ought to be done is if the Bureau or
anyone else in the Navy thinks I am doing a pretty good stunt, they
ought to copy it. If they think it is wrong, they shouldn't. We
should have one set of standards for the entire ship. I thoroughly
agree.
Representative HOLIFIELD. Admiral Rickover, I understand that be-
fore the Thresher incident at least there was quite a bit of pressure to
get you to reduce some of your rather strict requirements in the selec-
tion of operators and the training of those operators. What is the
status of that situation ?
Admiral RICKOVER. The attempts toward "degradation of specifica-
tions" on personnel—I will use that simple expression—still go on.
However, I have had fine cooperation from Vice Admiral Semmes,
who is Chief of Naval Personnel. He has stopped a lot of the attempts
at degradation. We have the cooperation of Admiral Ramage and
Admiral Wilkinson and from the very top staff.
Our real problem is in the submarine staffs where nearly all of the
people are nonnuclear people some of whom have a deep resentment
against the nuclear navy because it has put them out of business. They
are constantly trying to get the personnel degraded. It takes a lot of
fighting to keep it going. In accordance with the request this com-
mittee previously made of me, I will advise you if the problem starts
getting to the point where I need help.
Their argument is that the plants are running so well our high stand-
ards of selection and training aren't necessary. However, we have 45
submarines in operation now. By the end of this year we will have 51
in operation in all parts of the world. Because of the vast increase in
the number of nuclear ships, and the correspondingly decreased atten-
tion we can therefore give to an individual ship it is all the more im-
portant to maintain rigid selection and training. We have to pay very
close attention to any little thing that happens and a lot of little things
do happen. It is because of the fact that we do have these trained
LOSS OF THE U.S.S. "THRESHER" 129

people that not a single naval nuclear operation has ever aborted and,
at this committee knows, they have all been safe. (See app. 13, p. 175.)
We do have this constant attempt to lower the selection and training
required. My remedy for that would be to eliminate some of the un-
necessary staffs and to take quite a number of people off the remaining
staffs and send them somewhere in the rest of the Navy where they can
be of some use. I think our trouble comes from having too many
people around who are inimical to this program.
Representative HOLIFIELD. The committee would hope that a deg-
radation of standards in the selection of operators and a degradation
in their training would not occur. I can foresee a lot of trouble if we
look upon this as a conventional submarine even though we hope in
tune it will become so. However, I would hope that there would be
no deterioration in the specialized training that is necessary to under-
stand the nuclear side of this and to appreciate the problems involved.
Mr. Secretary, as we prepare this record for printing, there are cer-
tain things we may need.
First we would like to have the status of the Navy's review of the re-
ports submitted by the Naval Court of1 Inquiry and what responses
have been made to the recommendations. Also if you will assign some
member of your staff or some other proper person to confer with Cap-
tain Bauser and others of our staff, we would appreciate it.
We would like to have your cooperation also in the review of the
transcripts and in the identification of specific items which are classi-
fied as against those that are not classified so that such material can be
deleted from the published record.
Secretary BELIEU. I will assign Captain Bobbins right now for
liaison with your staff and anyone else whom your staff thinks is nec-
essary.
I would like to add one personal comment to the subject Admiral
Eickover was discussing. This is something we understand and it has
been discussed at the highest level—with the Secretary.
I don't know of any living viable organization that doesn't have a
constant chitting book which pulls back and forth between the various
compartments. It is our intention to keep this program going and to
keep these procedures and standards. I know Admiral Rickover has
complete freedom night and day in my office and the Secretary's office
as well. So the committee does not need to fear there is any lack of
attention to this area.
We would be most delighted to cooperate with you in any way. It
is always a pleasure to do business with this committee, sir.
PERSONNEL AND ROTATION OF DUTY ASSIGNMENT

Representative HOSMER. Is it still rather difficult to get officers into


the Polaris fleet because of the feeling that from a career standpoint
they may be in one spot too long? Is there any of that feeling?
Admiral RICKOVER. Not at all, sir. The morale in both Polaris and
other nuclear submarines is certainly as high as in any ship in the
Navy.
Secretary BELIEU. I think this is evidenced as far as enlisted per-
sonnel is concerned by the fact that reenlistment is at an alltime high
in the Polaris program.
1
Action on recommendations incomplete as of December 1964.
130 LOSS OF THE U.S.8. "THRESHER"

Representative HOSMER. Off the record.


(Off the record discussion.)
Representative HOSMER. At one time there was a feeling it was a
blind alley from a career standpoint.
Admiral RICKOVER. That was because the number of ships was
growing so rapidly that in order to keep them going the people saw
they could never get shore duty. That situation has started to change.
With the larger number of officers being put into the program we ex^
pec't in a short time that all of the normal rotation of duty, going to
school and all of that will be possible. That is being worked out. We
are taking some 400 young officers a year into the program now.
'Admiral RAMAGE. I think a point to bear in mind is that we have
liever challenged the level of standard of quality of people going in.
It was a question of getting them in sufficient numbers as the program
was expanding and particularly where you can get sufficient numbers
once you get the program rolling to feed them in from the bottom in
direct input. We needed some level of competence and experience in
people who had been to sea in submarines to be commanding officers
and No, 2 and so on. We just can't take an ensign and put him in com-
mand of a ship of this type even though he has been trained. He has
to have some additional experience of years and the benefit of other
associations in the program. The big problem was to fill this gap of
experienced officers. This has been done largely. At least as far as
we can see now, the program is growing and all of these ships will be
manned. Now it is just a question of how long these people stay with
the program.
Representative HOSMER. As an officer in and of your submarine pro-
gram does he have an opportunity to develop other phases of his career
when the time comes ? Is he at a disadvantage with a selection board ?
Admiral RAMAGE. Up to this point we have been plowing him right
back in because of the numbers that were being built and the rate of
construction. But we anticipate from this point on that we can—and
of course we have been breaking some of them off. There is Wilkinson,
and we have some others.
Representative HOSMER. You will have to build some surface ships.
You bust him out and make him an admiral, but there isn't any place
for him so he has to get out of the program.
Admiral RICKOVER. We have trained or have under training, some
1,500 officers and 10,000 men. This has been a terrific program. When
we put, for example, 15 Polaris submarines in commission in 1 year
with their 30 crews, that is over 3,000 people we have to make ready.
It is a great strain to maintain the quality. However, we are getting
mostly young people. We take no enlisted man into training who has
had over 4 years in the Navy and very few officers who have had over 2
or 3 years of commissioned service. This means we are going to get a
lot of use out of them. So in a short time we are going to be able to
Jiave officers rotate to shore duty such as postgraduate school.
Representative HOLIFIELD. This committee is aware of this and is
Very proud of the record that has been made in the whole field of nu-
clear submarine activity. We want to continue to support it because
we are deeply committed to the importance there is in this project.
Admiral RICKOVER. I am committed to have no radioactive accident.
Representative HOLIFIELD. I think that is important.
LOSS OF THE TJ.S.S. "THRESHER" 131

Admiral BICKOVER. I am committed to this committee.


Representative HOLIFIELD. I have said much the same thing in re-
gard to our civilian reactors. If we err at all, we must err on the side
of safety because the repercussions would be too great. It would be a
tremendous tragedy if we had a nuclear accident within the confines
of one of these ships.
Because of the urgency of the legislation on the floor, I must bring
this meeting to a close at this time.
Thank you, gentlemen, for coming and testifying.
(Whereupon at 3: 30 p.m., the meeting was adjourned.)
APPENDIXES
APPENDIX 1
NAVY MEMORANDUM CONCERNING SUBMARINE SALT WATER PIPING SYSTEMS
(RECEIVED SEPT. 13, 1961—1618)
FM Depeomsublant.
To: BuShips.
InforCNO.
CINCLANTFLT.
COMSUBLANT.
COMSUBPAC.
Bt.
SUBMARINE SALT WATER PIPING SYSTEMS
A. CNO letter serial 1356P43 of August 25:
1. Recent instances of flooding in submarines because of defective sea water
piping or flexible hoses are cause for grave concern.
2. Critical review of design principles and fabrication techniques and pub-
lishing of corrective measures resulted from Barbel flooding incident. Although
recognizing that nature of problem was such that immediate and complete solu-
tion was not possible Tycom must emphasize that in spite of corrective measures
LANTFLT salt water piping incidents continue to occur with alarming regularity.
For example subsequent to Barbel incident:
A. Slcate shock tests—silver-braze joint failures occurred on each shot. Cause
attributed to faulty design.
B. Thresher first builders trials—%-inch salt water vent line joint failed,
cause attributed to use of steel vice monel pipe.
C. Thresher second builders trials—One-inch ID trim system priming line
failed due lack silver-braze insert ring.
D. Ethan Allen builders trials—Threaded plug blew out of trim line priming
line strainer. Electrical switchboards were sprayed, reactor scrammed, minor
fires ensued. Cause attributed to use of improper strainer incorporating plug
with tapered pipe threads.
E. Snook first builders trials—Three grease lines passing through the after
engine room bulkhead carried away, cause attributed to faulty workmanship on
flared fittings. 1*4-inch nipple in HP AC cooling water discharge pulled out of
pipe boss at test depth. Cause attributed to use of stainless vice monel pipe,
subsequent inspection during trial revealed leaking silver-braze joint in 5-ineh
line.
3. Recently following incidents have occurred because of flexible hose failures:
A. In LANTFLT, Argonaut flooded after engineroom and grounded two main
generators when retaining ring on aeroquip flex hose fitting failed.
B. In PACFLT, Caiman flooded forward engineroom when 4-inch flex hose burst
near test depth.
4. We have been fortunate thus far in that casualties have been handled
promptly and correctly and that, except in case of Ethan Allen, electrical ap-
paratus has not been involved. Continued dependence upon such tenuous and
fortunate circumstances, particularly when considering additional hazards im-
posed under wartime conditions, is obviously unacceptable. COMSUBLANT
appreciates efforts expended and results already achieved by BuShips in improv-
ing situation. However, it is considered that urgency of problem and inherent
danger of disaster must be brought more forcibly to attention of all concerned
and that corrective preventive action must be pursued even more aggressively
than has been done. To this end, it is requested that BuShips take the following
action on a top priority basis:
A. Impress on all building yards the serious consequences of laxity in design
and fabrication of submarine piping systems. As exemplified in Ethan Allen, a
133
34_920—65 10
134 LOSS OF THE U.S.S. "THRESHER"

seemingly minor departure from the rules can produce complex casualties which
imperil the lives of submarines and/or render the ship unable to perform her
mission.
B. Expedite action to eliminate improperly designed connections from all
operating submarines.
C. Expedite replacement of steel retaining rings on flex hoses with monel and
review flex hose failures to determine what further corrective action may be
required to provide reliable installations.
D. Expedite development of reliable nondestructive test method for silver-braze
fittings. This is urgently needed to enable operating forces to locate and repair
defects.
E. In new design, reduce wherever possible potential hazard of salt water
spray damage to electrical equipment by physical separation, shielding of salt
water lines, provision of watertight closures for electrical equipment, or other
appropriate means.

APPENDIX 2
NAVY MEMORANDUM CONCERNING SILVER-BRAZED PIPING IN U.S.S. "THRESHER"
DEPARTMENT OF THE NAVY,
BUREAU OF SHIPS,
Washington, D.G., August 28,1962.
In reply refer to: C-SS (N) 593C1/9020—Serial 525-0232.
From: Chief, Bureau of Ships.
To: Commander, Portsmouth Naval Shipyard.
Subject: U.S.S. Thresher silver-brazed piping (U).
Reference: (a) Navshipyd Ptsmh conf Itr ser 0114-62 of May 9,1962
(b) Buships Itr ser 648X-160 of February 13,1962
(c) Buships Itr ser 525-1325 of May 29,1962
(d) Datmobas Report C-1399 of March 1962 (Skipjack)
(e) Datmobas Report C-1445 of July 1962 (Thresher).
Enclosure: (1) U/T results Thresher hydraulic piping (prechock test available).
1. Reference (a) suggests that measures taken in Thresher (SS(N)593) to in-
sure the integrity of silver-brazed piping are adequate and that no additional
measures should be required. In particular the suggestion is that the intent
of reference (b) has been met and that no more testing should be required
during Thresher's PSA. Reference (c) was written prior to Thresher's shock
tests and requires the shipyard to visually inspect salt water piping for visible
defects and to certify materials within the salt water piping system in accordance
with Navships 250^648-8.
2. It is significant that failures in silver-braze joints occurred during previous
shock test series of other submarines and, that as the shock loading was in-
creased, the number of silver-brazed piping failures increased. These failures
were for the most part due to substandard bond, insufficient pipe support, or use
of threaded fittings. To illustrate this point the following data have been
extracted from references (d) and (e) (classified matter deleted) :
3. In the documented silver-braze failures in Thresher, the majority occurred in
pipe joints less than 1 inch i.p.s. which were of the insert type but no solder
insert ring had been used. The result was no bond achieved in the joint but
very slight bond appeared in the vicinity of the face fed fillet.
4. Another factor (briefly alluded to in par. 2 above) which has contributed to
silver-braze joint failures is inadequate support of piping and valves. Long un-
supported runs of piping place undue stress upon the pipe and piping joints
when subjected to shock. An example is the failure of the drain line [classified
material deleted] in which a % inch i.p.s. silver-braze joint supported the valves
and piping associated with a vertical run of pipe about 10 feet long.
5. In an effort to demonstrate the validity of ultrasonic testing of silver-brazed
joints the Electric Boat Division was directed to conduct an inspection of cer-
tain joints in Thresher prior to the shock test series. The results of this
inspection are contained in enclosure (1). Preliminary review by the Bureau
of the joints which failed during shock test indicates that none of the failures
occurred in joints which had been certified as satisfactory in the pretest
ultrasonic inspection. It is requested that Portsmouth Naval Shipyard make a
detailed review of enclosure (1) for the purpose of verification. If the detailed
review confirms this finding the Bureau considers that the ultrasonic techniques
employed by Electric Boat Division provide a mechanism for quality control
LOSS OF THE U.S.S. "THRESHER" 135

during fabrication of silver-brazed joints in new construction work and for


purging operational ships of defective joints.
6. The significance of gross failures of silver-brazed joints in vital submarine
systems is such that the Bureau considers it a matter of urgency that an inspec-
tion program be developed for these systems that will ultimately permit the
certification of all piping joints in submarines as meeting minimum Bureau
acceptance standards for the type of joint involved. It is recognized that the
number of joints involved is large; that, in completed ships, many are inaccessi-
ble and that any program developed to certify all joints could be unacceptably
costly both in dollars and time required. The importance of this matter to the
submarine forces is such, however, that we must commence at the earliest possible
date to attack the problem in a planned, step-by-step approach which will ulti-
mately lead to the certification of all vital piping system joints. To this end
Portsmouth Naval Shipyard is directed to initiate the following actions during
Thresher's PSA.
a. Employ a minimum of at least one ultrasonic test team throughout the
entire assigned PSA to examine, insofar as possible, the maximum number of
silver-braze joints.
b. The inspection team(s) should examine accessible silver-brazed joints in
the following order of priority:
(1) Sea water systems (non-nuclear) between hull valve and backup valve
(visually examine to ascertain all "short bosses" and threaded fittings have been
eliminated). See casualty 6-29 reference (e).
(2) Hydraulic high pressure piping:
(a) Vital hydraulic system.
(b) Main hydraulic system.
(c) External hydraulic system.
(3) Compressed gas systems (if installed in accordance with Mil. Std. 438B.
If not the fittings shall be removed and replaced with authorized fittings.)
(4) Salt water systems inboard of backup valves.
c. A complete checkoff record shall be maintained of each joint inspected. This
record shall be retained by the shipyard for future planning action and a copy
of the record of inspection shall be furnished to Thresher for retention as a part
of the ship's machinery history.
d. All joints which do not indicate by U/T an average of 40 percent bond with
a minimum of 25 percent bond on either land shall be considered defective. De-
fective joints shall be repaired or replaced on a "not-to-delay" ship basis. De-
fective joints which cannot be corrected within the assigned availability shall be
delineated as part of the inspection record in order that replacement may be made
during Thresher's next availability. Joints in vital systems exhibiting gross
defects which cannot be repaired without extending Thresher's PSA completion
date shall be referred to the Bureau for a decision as to whether or not the repair
will be deferred.
e. The inspection team shall visually inspect each joint prior to ultrasonically
testing it to establish acceptability in accordance with the visual criteria con-
tained in NavShips 250-648-8.
f. All applicable piping shall be inspected to insure that adequate support is
provided and that the type of joints used are proper for the service and size of
the piping (see Mil. Std. 438B). All discrepancies shall be rectified or duly noted
on the inspection report if insufficient time prohibits action during this
availability.
g. The joints previously U/T inspected by the Electric Boat Division during
the preshock test availability shall not be reinspected.
7. The intent of the Bureau is that the inspection directed by this letter shall
serve as a pilot test of silver-brazed piping inspections in operating ships which
were constructed without benefit of present-day quality controls. A similar pilot
test is contemplated for silver-brazed piping which will be conducted by another
shipbuilding activity. The results of these trial inspections will serve as the
basis for a Bureau instruction which will have as its purpose a "step-by-step" pro-
gram of certifying vital submarine piping systems as meeting minimum Bureau
acceptance standards in ships constructed prior to the current quality control
program. To this end Portsmouth Naval Shipyard is requested to forward com-
ments, suggestions, and recommendations based upon their experience as a result
of this pilot test.
8. Charges for the actions required by this letter shall be lodged against Proj-
ect Order 20995 741 SON SH 2457 Cost Cat. 2A.
E. L. MOOBE, Jr., Deputy Chief of Bureau.
136 LOSS OF THE TJ.S.S. "THRESHER"

APPENDIX 3
(This speech reflects the views of the author and does not necessarily reflect
the views of the Secretary of the Navy or the Department of the Navy.)
THE NEVER-ENDING CHAIXENGE
(By Vice Adm. H. G. Rickover, USN, at the 44th annual National Metal Congress,
New York, N.Y., October 29, 1962)
Progress—like freedom—is desired by nearly all men, but not all understand
that both come at a cost. Whenever society advances—be it in culture and
education or science and technology—there is a rise in the requirements man
must meet to function successfully. The price of progress is acceptance of
these more exacting standards of performance and relinquishment of familiar
habits and conventions rendered obsolete because they no longer meet the new
standards. To move but one rung up the ladder of civilization man must surpass
himself. The simple life comes "naturally," the civilized life compels effort.
In any advancing society some elements will accept the advantages of life
at a higher plateau yet ignore its obligations. This is readily seen when back-
ward people seek to modernize their society. Sociologists call it a "culture lag."
Something akin to culture lag exists even in highly developed countries such
as the United States. And, because all parts of a modern society are inter-
dependent, failure to meet rising standards in any sector becomes a brake on
general progress and harms society as a whole.
I need not spell out to this audience that we have no choice but to keep in the
forefront of civilization. Progress today is the sine qua non of national sur-
vival. It is the paramount national interest. Since our country is self-govern-
ing democracy, this paramount national interest is in the safekeeping of each
and every one of us. If we do not look after the national interest, no one else
will. That is what self-government means. In this instance, moreover, civic
duty is strongly reinforced by private interest. Were the Nation to falter in
its forward movement, we should all suffer dire consequences in our most
private lives. The Nation's paramount interest coincides with every citizen's
paramount self-interest.
It follows that the existence of a "culture lag'' in any important sector of our
society is the legitimate concern of every citizen. Insofar as special competencies
allow us to do so, we each have a right and a duty to call attention to factors
seriously impeding progress, and to suggest ways and means for overcoming
these obstacles. I submit that in my own field of reactor technology we have
a culture lag in that many involved with this new technology fail to recognize
that to exploit the power locked in the atom we must rise to a higher technolog-
ical plateau. And that consequently a more exacting standard must be met in
everything pertaining to this new source of power. Failure to understand this
reduces the benefit the Nation obtains from nuclear power.
Take the ways we make use of our nuclear power potential or how we operate
nuclear powerplants. If this is to be done wisely persons in authority must
possess an unusually high degree of general and technical knowledge and com-
petence. Unfortunately decisions affecting this field are sometimes made by
people who have little knowledge of nuclear engineering and of science. There
is danger this may lead to errors highly damaging to the position of the United
States or to the health and safety of the American people.
Thus, when persons who are authorized to deal with nuclear power as an
instrument of national policy are technically ignorant, they may incorrectly
appraise its importance. They may underrate the value to our Nation of the
near monopoly we currently enjoy in reactor technology and in consequence
fail to guard this asset with sufficient care. Again, when persons who are
authorized to administer nuclear powerplants are technically ignorant, they
may underestimate the hazards and in consequence fail to understand that
nuclear powerplants cannot be operated safely except by highly competent and
rigorously trained men. Reserving this task to persons so qualified may run
counter to traditional personnel policies based on equalizing career opportunities.
Administrators unfamiliar with nuclear science and engineering frequently resist
change in established practices. They do this because they have little con-
ception of the potential danger to large numbers of people if nuclear powerplants
are handled ineptly. If they understood the dangers of radiation they would
realize that safety must take precedence over their otherwise laudable desire
to give everyone a chance at running a nuclear plant.
LOSS OF THE U.S.8. "THRESHER" 137

As I have said, some elements of society will accept the advantages of life
at a higher plateau, yet ignore its obligations.
My remarks today concern the harmful results caused by failure of American
industry to live up to the exacting standards of reactor technology. We depend
on private industry to supply the materials and equipments for our nuclear
powerplants. Current industrial practices are, on the whole, not geared to the
standards imposed by this new technology.
While it has not been too difficult to focus management attention on the
nuclear reactor itself, which represents a novel development, it has been ex-
tremely difficult to get management to give effective attention to the conven-
tional components of these plants. Routine manufacturing and engineering
practices continue to be followed, even though experience has shown these
practices to be inadequate.
Successful operation of a nuclear powerplant depends on the reliability of
all its parts, the reactor as well as the conventional components—the heat
exchangers, pressure vessels, valves, turbogenerators, etc. Although these are all
designed and manufactured by long established procedures and so should present
no special difficulty, delivery and performance of these conventional items have
been less reliable than of the nuclear reactors themselves. Senior people in the
naval reactors group must therefore devote much of their time solving ever-recur-
ring problems in the design, materials and workmanship of conventional com-
ponents.
Compared with the complexity of nuclear engineering itself these problems
individually are minor in nature, yet they occur so frequently as to require a
disproportionate amount of our time. If we are to build successful nuclear
powerplants at reasonable cost and in reasonable time, the whole plateau of
industrial workmanship, engineering inspection, and quality control must be
raised well above the present level. This is the responsibility of management.
Management's technical function, after all, is to see to it that production meets
the customer's requirements.
We are altogether too prone in this country to expect magical breakthroughs
and shortcuts through science and engineering. We naively expect that the mere
expenditure of large sums of money by Government will rapidly and automatically
solve our technical problems and assure continued growth of our technology.
We place too much emphasis on streamlined techniques such as computer
programed management, instead of realizing that present technical problems are
less a matter of generating new ideas than of carrying them out in a straight-
forward, methodical, and painstaking manner. Only in this way can the new sci-
entific advances be turned to practical use. There is no substitute for constant
personal supervision of production work by management. The higher we advance
technically, the more important becomes the personal attention of the manager,
the less can he reply on merely issuing orders.
Too often management is satisfied to sit in plush offices, far removed physically
and mentally from the design and manufacturing areas, relying on paper reports
for information about the status of design and production in the plant itself—
the real center of the enterprise. This lack of firsthand evaluation results in
poorly designed and manufactured equipment, late delivery, or both. During
the past few years, hundreds of major conventional components, such as pressure
vessels and steam generators, have been procured for naval nuclear propulsion
plants. Less than 10 percent have been delivered on time. Thirty percent were
delivered 6 months to a year or more later than promised. Even so, reinspection
of these components after delivery showed that over 50 percent of them had to
be further reworked in order to meet contract specification requirements.
We have tried to improve matters by sending representatives of the naval
reactors group to manufacturer's plants to make on-the-spot checks of engi-
neering and production progress. Often our men discover extremely unsatisfac-
tory conditions of which management is unaware. The usual management reac-
tion is to disbelieve the facts submitted to them. Corrective action is therefore
often taken too late. The most prevalent inadequacy found in our audits is
failure to recognize that timely production of high quality components requires
almost infinite capacity for painstaking care and attention to detail by all ele-
ments of the organization, both management and nonmanagement; this is as true
for a so-called conventional "old-line" product as for a new one.
Fortunately, some companies are forward looking and receptive to new ideas
and try out our suggestions. For example, one company agreed to move the
offices of their executive and supervisory personnel to the plant manufacturing
areas. I would like to quote from a letter I received recently from that company:
138 LOSS OF THE TJ.S.S. "THRESHER"

"While we expected to obtain significant benefits from this move, the actual
results achieved to date have been far beyond our expectations. As a result of
this move, communications have been greatly improved among all levels of su-
pervisory personnel and issues can be resolved face to face with shop personnel
in an expeditious manner. We now have considerably less internal memoran-
dums and telephone calls, and we have actually reduced the size of our secretarial
staff.
"The fact that management personnel now have the opportunity to observe
from their office windows most of our manufacturing areas has improved the
attention being given to the work by operating personnel. Further, the close
proximity between engineering and operating personnel has improved relation-
ships and understanding of problems at all levels in the company; this has
resulted in improved quality, better cost control and shorter fabrication time."
Failure of management to meet the standards required by advancing tech-
nology reduces the benefit our Nation obtains from huge investments in research
and development. Of an annual total of about $16 billion, nearly $12 billion
come out of the taxpayer's pocket. The size of these expenditures places a great
responsibility on industry. It must get people into management who have the
competence to make certain that stockholders and taxpayers receive full value
for the money invested in new technology, and that the Nation's technical re-
sources are effectively used. Yet, time and again I have found that management
is reluctant to depart from outdated practices; that it is not informed of what is
actually going on in the plant; that it fails to provide the informed and strong
leadership necessary to bring about improvements in engineering and production.
It is not well enough understood that conventional components of advanced sys-
tems must necessarily meet higher standards. Yet it should be obvious that
failures that would be trivial if they occured in a conventional application will
have serious consequences in a nuclear plant because here radioactivity is in-
volved. Even in the non-nuclear parts of our plants we must have full reliability
if the great endurance of nuclear power is to be realized.
Management has a responsibility not only for successful engineering and pro-
duction in its own plant; it also has a responsibility for accuracy of the data it
supplies. These data are often used by other organizations when they design
components. I recall one case where the elevated temperature mechanical
strength properties of a common material, as given by the manufacturer and
used in the ASMB Boiler and Pressure Vessel Code, were found on test to be 30
percent too high. Checking this we discovered that the mechanical properties
data presented as being firm were based on a limited test that had been con-
ducted 10 years previously and on but one heat of material which had been given
but a single fabrication heat treatment. We often found it necessary to run
our own tests to determine the true physical properties of many conventional
materials under varying conditions. And this, despite the fact that these ma-
terials have been in widespread industrial use for over 30 years. This experi-
ence does not speak well of management or of the effectiveness of technical
societies in seeing to it that correct technical data are available, and that sales-
manship does not overshadow technical excellence.
I should like to discuss two areas that are in need of continuous and pains-
taking attention to detail by management, by engineers, and by workmen. These
are:
First, incomplete understanding of basic manufacturing and inspection proc-
esses, and
Second, poor workmanship and poor quality control. Let me give you specific
examples:
1. Incomplete understanding of "basic manufacturing and inspection
processes.—When we design components for nuclear powerplants we make every
effort to utilize existing processes. At first we assumed basic processes that have
been in widespread industrial use for many years would be well understood.
Our experience showed this was ri6t so. I will describe some of the types of
difficulties we constantly encounter. They have to do with faulty welding, faulty
radiography and defective casting; that is, with deficiencies in basic conventional
processes of present-day technology.
The press frequently reports malfunctions of advanced components or systems
caused by failure of a weld, improper use of a routine process, or use of defective
materials. Industry apparently considers such failures to be inevitable, since
not enough is being done to correct the causes. The naval reactors and Ship-
pingport atomic power station programs have had their full share of these
problems.
LOSS OF THE U.S.S. "THRESHER" 139

There are 99 carbon steel welds in one particular nuclear plant steam system.
The manufacturer stated that all these welds were radiographed and met specifi-
cations. Our own reevaluation of these welds—using correct procedures and
proper X-ray sensitivity-—showed however that only 10 percent met ASME stand-
ards; 35 percent had defects definitely in excess of ASME standards and the
remaining 55 percent had such a rough external surface that the radiographs
obtained could not be interpreted with any degree of assurance. We found this
condition of unsatisfactory welds and improper radiography to be quite prevalent
in many segments of industry. When we insisted that manufacturers meet the
standards which had been established for many years as being necessary, very
high rejection rates for welds resulted. One manufacturer, over a 3-month period,
had to reject 47 percent of all carbon steel welds made in his shop; his rejection
rate for welds made in the field, where conditions were less favorable, was even
higher. In other types of welds a manufacturer had 85 to 100 percent rejection
rates. I would like to emphasize that this unsatisfactory welding situation came
to light only because we demanded that manufacturers prove to us they were
meeting the standards which they themselves had accepted in the contract.
While many of these unsatisfactory welds might be attributed to poor work-
manship, the underlying cause was management's failure to enforce standards.
As a result there has been insufficient incentive to develop new processes and
materials that would consistently produce acceptable welds. The blame for al-
lowing this condition to exist rests squarely with the technical societies responsi-
ble for establishing standards, and with purchasers of equipment who do not
insist that these standards are met.
We need to know a great deal more about welding. Take the case of unex-
plained variation in weldability from one heat of stainless steel to another.
Although stainless steel was developed 50 years ago and has been applied ex-
tensively throughout the world, I am constantly amazed how little is actually
known about this material. Recently we encountered difficulty in welding stain-
less steel forgings for valve bodies; previously there had been no problems with
these forgings. Investigating this we found that early this year the forging
manufacturer had made what he considered a minor change in the composition
of the material to improve its forgeability. His technical people failed to con-
sider that this small change might cause the material to respond differently
in subsequent manufacturing operations. Moreover, they did not even bother to
test a sample forging of the slightly modified material to determine its accepta-
bility. As a result, we now have more than 100 stainless steel forgings which
may have to be scrapped.
Casting is another basic process that is not fully understood. We often
have to order two to three times as many castings as we need, because we have
so much trouble obtaining satisfactory ones. Otherwise we may not have
enough acceptable castings on time. Here is an example of the kind of diffi-
culties we encounter: Two low alloy steel castings, 2.5 feet in diameter and 8
feet in length, were ordered. The castings were of a simple cylindrical shape
and conventional in design. The manufacturer promised a firm delivery date.
The first two castings, however, had to be scrapped because of internal defects.
The manufacturer then made three more castings; these also were unsatisfac-
tory. Because of this experience it became necessary to switch to forgings in
lieu of castings. Meanwhile delivery of the equipment has been greatly delayed.
The case is typical of failure to understand technical casting problems. Had we,
at the start, fully realized how little the manufacturer actually knew about
producing good castings, we could have ordered backup material and prevented
the long delay.
There have been casting problems with other common materials as well:
For instance, we have been unable to obtain certain large valve castings. When
we do receive acceptable castings, this is only after 200 to 300 weld repairs
have been made on each casting. Although this sort of difficulty has existed for
many years, industry has not yet developed adequate techniques for successfully
producing large castings.
Radiography is another basic process of contemporary conventional tech-
nology where we are constantly troubled with problems. Extensive use of
radiography for over 30 years led us to believe that this nondestructive testing
technique for determining soundness of welds and castings was well understood,
and that the sensitivity requirements of existing ASME and Navy specifications
were being met. We found this definitely not to be so. For years many of
these requirements have been consistently violated. In consequence, large
140 LOSS OF THE U.S.S. "THRESHER"

numbers of radiographs were of little or no value for determining integrity of


welds and castings. There are several reasons for this state of affairs, some
of which have wider implications. These include:
(a) A general feeling or opinion that ASME and Navy specification
requirements are a desirable goal rather than a firm requirement. This
has brought about deterioration of quality under pressure of production
schedules and cost reduction drives.
(6) Frequent lack of understanding as to what the specification require-
ments actually are and why it is important that they be met.
(c) The personal opinion of an individual in the manufacturer's organi-
zation that a particular part of the specification is not necessary. In
consequence no attempt is even made to meet the requirement, but the cus-
tomer is not informed of this.
(d) In some instances it was impracticable to conform to a particular
specification requirement. We should have been advised that the require-
ment was impracticable. Instead, an individual would take it upon him-
self to waive the requirement without notifying his company or us.
(e) A belief that radiography is such a highly specialized technology that
persons outside this field are not capable of contributing to its interpreta-
tion or improvement. Actually, the highly unsatisfactory situation in
radiography was brought to light by individuals in the naval reactors pro-
gram trained in other disciplines. What was needed was to look into this
field with an open and skeptical mind.
Radiographic practices used by industry have deteriorated. In many com-
panies, small deviations such as incorrect placement of the radiation source or
penetrameter or improper film developing techniques produce radiographs of in-
sufficient quality to show defects. Correction of this situation is the respon-
sibility of industrial management. Nevertheless I have had to set up a special
task force of representatives from Government, component manufacturers and
shipyards to clarify the techniques necessary to meet existing radiography
requirements. When material previously considered acceptable was reinspected,
using these correct techniques, a high percentage—up to 90 percent—of the welds
was found unacceptable.
Frequently these problems occur because inspection personnel lack the com-
petence required to perform the highly skilled job of interpreting radiographs.
We found that inspectors often were quite untrained. In fact, they were at
times no better qualified to read radiographs than a layman is to interpret his
own chest X-ray. We, the customer, have had to setup a special course to train
personnel in the interpretation of radiographs.
Besides this unsatisfactory situation in welding, casting and radiography,
practical application of nuclear power is also hampered by unresolved problems
of fatigue in materials.
Present knowledge of material fatigue under thermal cycling stress is meager.
In consequence, we in the reactor group have had to develop special test loops
to conduct tests for determining the adequacy of conventional components.
Based on results of these tests we have had to change the design of many equip-
ments—valves, nozzles, thermal sleeves—all of which have been in use by indus-
try for many years. Yet fatigue is not peculiar to nuclear propulsion; nor is
it a new problem for industry. The Civil Aeronautics Board reports that every
year several commercial airplane accidents are caused by fatigue failure of
propellers, landing gear, or hydraulic pressure lines. Reporting on a recent
helicopter accident caused by fatigue cracking of a main rotor blade, the CAB
warned that there was urgent need for better understanding of safe fatigue life
of materials and for more conservative design.
2. Poor workmanship and poor quality control.—Modern technology—in nu-
clear power, in high speed aeronautics, or in high performance computers—re-
quires greater excellence in workmanship and in quality control than has been
necessary in the past, and this even in the conventional components used in these
advanced systems. This is particularly true for nuclear technology where
hazards of radioactivity and difficulty of access for maintenance and repair
require workmanship and quality control to be at a much higher level than in
normal industrial applications. In the case of submarines, moreover, the crew
lives and works between two dangerous environments—the intense sea pres-
sure outside the hull of the ship, and the hot, high pressure primary and second-
ary systems of the propulsion plant. If the boundaries of either of these pres-
sure containments should fail, serious consequences would result. The reason
why I emphasize and insist on design excellence and high quality workmanship
LOSS OF THE U.S.S. "THRESHER" 141

is that our nuclear submarines have to operate submerged for long periods of
time, even under the polar ice cap where it may not be possible to come to the
surface.
There have been many problems in material identification and control.
Recently a reactor component failed to function properly. The plant had to be
shut down for several weeks in order to remove this component, determine the
cause of failure, and correct it—at considerable expense. We finally traced the
cause of failure to the use of the wrong material in a small pin. The material
actually used was not as hard as the material specified; under adverse conditions
it tended to gall. Yet this component had passed production tests and quality
control inspection. The tests and inspection had obviously not been done prop-
erly. These problems are not unique to nuclear propulsion; similar incidents
occur in other fields, often with serious consequences. The use of a mild steel
pin instead of a special hardened steel pin in a ship's steering gear once caused
collision of two surface ships during a replenishment operation at sea.
Recently we discovered that a stainless steel fitting had been welded into a
nickel-copper alloy piping system. The fitting had been certified by the manu-
facturer as nickel-copper, and had all the required certification data including
chemistry and inspection results. In fact the words "nickel-copper" were actually
etched in the fitting. Yet it was the wrong material. The system was intended
for sea water service; had it been placed in operation with this stainless steel
fitting a serious casualty would have resulted. In checking with other customers
of this manufacturer we found that they too had received fittings of the wrong
material. The manufacturer simply had no effective quality control organiza-
tion. As a result we now have to check every fitting ever supplied by this manu-
facturer. The check is only partially completed, but 12 fittings of incorrect
material have already been discovered.
I feel rather strongly about this problem. On more than one occasion I have
been in a deeply submerged submarine when a failure occurred in a sea-water
system because a fitting was of the wrong material. But for the prompt action
of the crew, the consequences would have been disastrous. In fact I might not
be here today.
Not long ago we discovered a mixup in the marking and packaging of welding
electrodes which also could have had very unfortunate consequences. Welding
electrodes are purchased in cans, each supposedly containing electrodes of only
one type. The cans and the electrodes are individually so marked. Early last
year a shipyard reported that in one can several electrodes differed from the rest,
even though they bore the same color code mark. During the next 3 months, while
we were checking this matter in detail, we detected similar incorrect marking
and packaging of electrodes in cans from nearly every major electrode manu-
facturer in the United States. At our instigation the welding electrode industry
has now adopted an improved method of identifying each type of electrode; and
has also tightened quality control. Here again industry did not fulfill its obli-
gations. There was no reason why these corrective steps should not have been
taken earlier by the manufacturers themselves since this type of electrode mix-
up has been going on for years. What were the technical societies doing?
The cases I have given highlight the need for industry to pay more attention
to proper identification of materials from the time of melting, through the various
fabrication steps and until they are finally installed. Identification must be
such as will readily be understood by inspection groups, and must provide means
for checking the material right through to the final stage of fabrication.
Another quality control problem is caused by failure to follow specified
procedures or drawings. Here is a case in point: Material which had re-
quired a special heat treatment was delivered for a shipboard application.
On examining the records, we found that the material had been processed at
an incorrect temperature and had been in the furnace for an excessive length
of time; also, that the furnace temperature instruments had been out of cali-
bration. The company concerned could not have done much worse. Replace-
ment of this material resulted in considerable delay. In another case we
ordered electrical components that are used to indicate whether a valve is
open or closed. After several hundred of these had been installed several
failures occurred. It was discovered that a small piece of insulation, re-
quired and specified in the drawings, had been left out by the manufacturer.
In order to prevent failure of the installed components, they all had to be
replaced. Again there was delay and additional cost.
Similar cases of poor quality control are prevalent in areas other than
nuclear propulsion; areas where safety is just as important. About 10 per-
142 LOSS OF THE U.S.S. "THRESHER"

cent of commercial airplane accidents are traceable to poor quality control


during maintenance. Take the following CAB report on one particular acci-
dent : A worn bolt was found in a control system during an overhaul and re-
moved for replacement. But no new bolt could be found in the shop so the
worn bolt was put back "finger tight," with no locking pin, apparently to
stay there until a new bolt could be ordered. No note was made of this,
and during the next shift the overhaul was completed and the airplane was
checked out as satisfactory. On a flight next day, vibration caused the loose
nut to back off, the pilot lost control and the plane crashed. In another case,
a commercial airliner crashed during takeoff after a major overhaul because
the aileron control cables were reversed.
These examples illustrate there is no such thing as a "detail" which
does not require careful review by experienced people. In our program, we
try to overcome our quality control problems by setting up special quality
control evaluation teams. These teams visit our suppliers and audit the ef-
fectiveness of their quality control organizations. The teams discover many
deficiencies. Some have been corrected, many have not. The same practice
could profitably be applied by companies, both for internal quality control
audits and for audits of their subvendors. I believe this would greatly im-
prove the present situation.
Many quality control problems are traceable to lack of pride in workman-
ship. In one case a reactor component failure was caused by faulty brazing
of two copper wires. We found the braze to be so poor that when the in-
sulation was removed the two wires fell apart. This was a common type of
joint, used extensively and successfully in electrical components. Obviously,
little if any care had been taken to insure the joint was made properly. On
rechecking all the components of this design, 10 percent were found defective
and had to be replaced.
To prevent poor workmanship, quality must be considered as embracing
all factors which contribute to reliable and safe operation. What is needed
is an atmosphere, a subtle attitude, an uncompromising insistence on ex-
cellence, as well as a healthy pessimism in technical matters, a pessimism
which offsets the normal human tendency to expect that everything will
come out right and that no accident can be foreseen—and forestalled—
before it happens.
I am not alone in my concern over the low quality of workmanship in
conventional components. Last May, Mr. J. Lome Gray, president of Atomic
Energy of Canada, Ltd., expressed the thought succinctly to the Canadian
Nuclear Association. He said:
"Those of you who feel that you always supply equipment and make in-
stallations that satisfactorily meet the performance specifications should spend
some time at NPD (the 20 EMW nuclear power demonstration reactor recently
gone critical) or at any nuclear plant or even at some of the modern steam-
plants, during the startup or running-in period. The very special equipment
that has employed the newer materials to very close tolerances and advanced
designs is not the major cause of our troubles; it is the poor workmanship in
supply, installation and inspection of standard items."
Poor workmanship shows up glaringly in new technology such as nuclear
power, missiles, satellites, but it is to be found everywhere, and everywhere it
raises cost and causes delay.
In all the cases I have cited the chief responsibility for unsatisfactory de-
livery and performance rests with industry management. It is the manage-
ment's business to establish proper quality control and to hire and train in-
spection and quality control personnel. Until recently many companies in our
program had neither a formal quality control procedure nor a quality control
organization. Companies that did have such an organization often had it set
up in such a way that the man in charge reported to the production manager.
The production manager was thus placed in the position of checking and report-
ing on his own work—a completely unacceptable state of affairs, on the face of it.
Through the efforts of the naval reactors program, especially through our
quality control audit teams, significant advances have been made. But we
have only scratched the surface.
I assure you I am not exaggerating the situation; in fact, I have under-
stated it. For every case I have given, I could cite a dozen more. The cost
in time and money because of industry's failure to meet contractual specifications
is staggering. Worse, with this time and with this money we could have de-
LOSS OF THE TJ.S.S. "THRESHER" 143

veloped improved nuclear powerplants and produced many more of them. It


is difficult for me to understand why management does not face up to its failure
and its responsibility in this respect. Since contracts are sought for, they must
be profitable. Despite talk of "the dead hand of government," it is public money
that has paid for all major technological advances made in the past two decades;
and public agencies and officials have taken the lead in getting most develop-
ment started. Surely industry has as great a stake as every citizen in helping
our Nation move forward technologically. Industry can best do this by meeting
the rising standards of new technologies when it supplies material and equip-
ment,
I only wish I could tell you that the somber situation I have described no
longer exists; that our efforts over the past 15 years have been successful in
eliminating these problems. But I can't. As the naval reactors program
grows in scope and more companies engage in manufacturing components for it,
our difficulties with conventional components multiply; they get worse rather
than better. I have no sweeping solution for this never ending problem, but
several things can be done:
1. More effective management and engineering attention should be given
to the routine and conventional aspects of our technology. Nothing must ever
be taken for granted. Management must get into the details of problems, look
at hardware firsthand, analyze the cause of trouble by personal investigation, and
take prompt action to prevent recurrence. Management must also remember
that things once corrected do not stay corrected. A credo of management ought
to be that every human endeavor has a "half life."
2. Management and engineers must not conclude that their job is over once
drawings have been completed and the first component successfully built and
tested to these drawings. This is far from the whole story. To be satisfactory
a component not only must perform its function, it must do so reliably and con-
sistently. This requires that it be easy to manufacture, inspect, and maintain in
the field—by personnel of average skills. This invariably demands simplicity of
design, and usually requires redesign of the first model. I don't believe this
concept of what makes a good design is well understood.
3. Industry must take responsibility for developing better understanding of
many basic processes in use today. Technical societies such as yours can play an
important part here. One way of reaching better understanding is by methodi-
cally investigating every problem so as to determine its cause. Customers must
inform manufacturers of all deficiencies they discover in equipment. This will
help manufacturers improve production performance. In the naval reactors pro-
gram we make every defect or failure to meet specifications, no matter how small,
the subject of a special report from the ship or shipyard. This is followed in
detail until corrective action has been taken and all concerned are advised of
the problem and also of its remedy.
4. Specifications and standards must be thoroughly understood, respected,
and enforced by manufacturers as well as by customers. It should be of concern
to us that specifications are normally written by the maunfacturers and there-
fore usually represent the lowest standard of engineering to which all manu-
facturers are willing to agree. This should be changed. Specifications and stand-
ards should be set by the customer with manufacturers acting only in a consult-
ing capacity. This is another area in which technical societies could play an
important part. They ought to see to it that industry develops comprehensive
specifications of high technical quality and that specification requirements are
consistently and rigorously enforced. Technical societies must carefully guard
against becoming "kept" organizations.
5. Quality control must be recognized as an essential tool to enable manage-
ment to meet today's technological imperatives. Customers must reject deficient
equipment and insist that manufacturers meet their commitments. As long as
manufacturers find that defective equipment is accepted it is difficult, if not
impossible, to get them to improve—to raise their plateau of engineering. One
of the best ways you can help raise the level of technical excellence of American
industry is by insisting, as I have, on high standards of design, workmanship, and
quality control.
I hope what I have said will not be dismissed as "unconstructive criticism"
or petulant grumbling about difficulties that "ought to be expected." Robert
Hutchins has warned that "an uncriticized society will not endure." The point
I want to make is that, at the levels of technology to which we must rise, the kind
of problems we in the naval reactors group have had with conventional com-
144 LOSS OF THE TJ.S.S. "THRESHER"

ponents of nuclear plants ought not to be "expected." They reveal human inade-
quacies that must be overcome if this Nation is to be competitive with its Russian
challenger and with the growing power of the European Common Market.
For the first time in our history we face competition without benefit of the spe-
cial advantages we enjoyed in the past: geographic isolation; enormously greater
per capita wealth in land and mineral resources; the largest internal market.
From now on we must excel without these advantages. Population growth
and rapid exhaustion of natural resources leave us in no better position than
Russia; and a united Europe will soon have as large a domestic market as we,
besides possessing great resources in human competence and ingenuity. In
truth, the inefficiencies we could afford in days gone by may now seriously en-
danger our world position.
What I have tried today is to give you an inkling of the factors that hinder
progress in reactor technology and in other new engineering development proj-
ects as well. During the remainder of this 44th Annual National Metals Con-
gress you will be hearing about new advances in many fields, particularly in
metallurgy. But much of the effect of the huge sums we are spending to achieve
these advances will be wasted if problems in conventional and routine areas pre-
vent us from making full use of these advances. It is a commonplace of his-
tory that great undertakings often flounder because of negligence in some small
detail, or because of some minor, obvious and easily corrected mistake.
I submit we must progress, and so we must pay the price of progress. We must
accept the inexorably rising standards of technology and we must relinquish
comfortable routines and practices rendered obsolete because they no longer meet
the new standards.
This is our never-ending challenge.

APPENDIX 4
STATEMENT BY SENATOR JOHN O. PASTOBE, CHAIRMAN, JOINT COMMITTEE ON
ATOMIC ENERGY, ON THE FLOOR OF THE SENATE, APRIL 22,1963
Mr. President, on the morning of April 9, at 8 a.m., the SS(N) 593 departed
Portsmouth Naval Shipyard to undergo sea trials following extensive shipyard
overhaul. This submarine, the U.S.S. Thresher, under command of Lt. Comdr.
John W. Harvey, had aboard 112 naval personnel and 17 civilians. These men,
who set sail that morning, were never again to see their families and their
loved ones. The following morning, while undergoing a deep test dive, approx-
imately 200 miles off the coast of Cape Cod, the submarine went down with all
hands. I ask unanimous consent to place in the Record at this point the names
of those men, civilians and military, who went down with the Thresher—men
whose names will forever be part of the tradition and history of the U.S. Navy.1
The Nation mourns the loss of this submarine, the first nuclear submarine
to be lost at sea. The submarine, however, can be replaced. What cannot be
replaced are the lives of these 129 Americans. These men are irreplaceable.
A court of inquiry, under Vice Adm. Bernard L. Austin, has been convened,
and since April 11 has been conducting an investigation to ascertain the cause
of the loss. Admiral Austin, an officer experienced in the submarine service, is
assisted on the court by other senior naval officers from the submarine service.
They include Rear Adm. Lawrence Daspit; Capt. James B. Osborne, commanding
officer of the first U.S. Polaris submarine, the U.S.S. George Washington; Capt.
William C. Hushing; and Capt. Norman G. Nash. Capt. 'Saul Katz is counsel
to the court.
The court has been holding hearings at New London, Conn., and Portsmouth
Naval Shipyard. The hearings are in public except where classified information,
is involved.
The Joint Committee on Atomic Energy by law is required to make continuing
studies of problems relating to the development, use, and control of atomic
energy. In compliance with this responsibility, as chairman of the Joint Com-
mittee, upon notification of the loss of the Thresher, I sent two senior staff rep-
resentatives to New London, Conn., as official observers to the court of inquiry.
The two staff men—Executive Director John T. Conway and Assistant Di-
rector Edward J. Bauser—have been present during the public and closed ses-
sions as the court of inquiry has been receiving evidence. They traveled with
the court by special military plane from New London, Conn., to Portsmouth, N.H.,
when the court moved the site of investigation on April 12.
1
See p. Ill for list of names.
LOSS OF THE TJ.S.S. "THRESHER" 145

Both of these committee staff men are particularly qualified to follow the course
of the court of inquiry's investigation. Mr. Conway, a naval officer during World
War II, holds a degree in engineering and in law and has been with the Joint
Committee staff nearly 7 years. Mr. Bauser is a retired Navy captain with
22 years of active duty. He holds a master's degree in nuclear engineering from
MIT and actively participated in the development, design, and test of nuclear
submarines, including the first one, the Nautilus.
These two men have been in continuous contact with me and report that they
are receiving the fullest cooperation from the Department of the Navy and the
court of inquiry. All classified information and evidence being obtained by the
court is being made available to the Joint Committee staff. Mr. Conway and
Mr. Bauser advise me that in their opinion the court of inquiry is making every
effort to ascertain the true cause of this terrible accident with the hope and
expectation of preventing similar occurrences in the future. The members of
the court, career Navy officers of the submarine service, have a bond of affinity
with their lost comrades that never can be fully understood by those who have
not shared the common experiences and dangers of the men in the submarine
service. This bond is such that it demands every effort be made to bring forth
all facts and that no stone be left unturned in discovering what the fault or faults
may be.
On April 17, as chairman of the Joint Committee on Atomic Energy, I repre-
sented the committee at memorial services conducted by Francis Cardinal Spell-
man at the Portsmouth Naval Shipyard, at the conclusion of which His Eminence
met with the families of the lost men. I cannot describe to you the full depth
of the feelings shared by those who were present at these services and the other
services held that day by Bishop Henry Knox Sherrill of the Episcopal Church.
Mr. President, I ask unanimous consent to place in the Record at the conclu-
sion of my remarks the prayer by Francis Cardinal Spellman and the memorial
message by Bishop Henry Knox Sherrill, together with the eulogy by Bishop
Daniel Feeney. I also request unanimous consent to place in the Record at the
conclusion of my remarks the remarks of Rear Adm. J. Floyd Dreith, USN, Di-
rector of the Chaplains' Division, the remarks by Comdr. Karl G. Peterson,
USN, Protestant chaplain, Lt. Comdr. Keven J. Keaney, USN, Catholic chaplain,
Rabbi Abraham I. Jacobson, and the Honorable Kenneth BeLieu, Assistant Sec-
retary of the Navy, at the memorial services for the U.S.S. Thresher at the Ports-
mouth Naval Shipyard on April 15,1963.
Many articles have been written and will be written in honor of the men of the
U.S.S. Thresher. In a discussion with Vice Admiral Austin, president of the
court of inquiry, at Portsmouth last week, he handed me a copy of an editorial
of the April 13 issue of the New York Times which had been reprinted in the
Portsmouth Naval Shipyard newspaper—the Portsmouth Periscope. Admiral
Austin, himself a submariner, described this editorial as symbolizing the true
spirit of the U.S. Navy submarine service. I ask unanimous consent to place the
editorial in the Congressional Record at this point.
Mr. President, the Joint Committee on Atomic Energy at 4 p.m. today will
meet in executive session at which time it will receive a report from its
executive director and assistant director, Mr. Conway and Mr. Bauser, as to
the investigation conducted to date by the court of inquiry. Since much
of this information obtained by the court is of a classified nature the Joint Com-
mittee meeting, of necessity, will have to be in executive session, As chairman
of the Joint Committee, I intend to have the committee, through its staff, con-
tinue to follow very closely the investigation of the court. The Joint Committee
has a responsibility to assure that an investigation is properly and thoroughly
conducted. The Joint Committee is particularly concerned that design and
manufacturing standards are adequate to meet the exacting service demanded
by nuclear submarines. Nuclear submarines must be operated as an integral
unit. Standards of all parts must be the highest possible and carefully adhered
to. I can assure the American public and the Congress that the Joint Com-
mittee will closely follow this investigation. I believe, however, the most efficient
manner of obtaining the facts at this time is to permit the court of inquiry to con-
duct its investigation unhampered by parallel congressional investigation. I be-
lieve it is important to permit the comrades of those men lost on the Thresher to
pursue the investigation without interference of other investigations. The Joint
Committee will continue to have representatives of its staff as observers during
the closed, as well as the open, session of the court. I have the assurance of the
full cooperation of the court of inquiry. While the investigation may take a
long time it is important that it be done thoroughly and fully in order that fu-
ture tragedies may be prevented.
146 LOSS OF THE U.S.S. "THRESHER"

APPENDIX 5
CORRESPONDENCE CONCERNING JOINT COMMITTEE STAFF REPRESENTATION AT NAVAL
COURT OF INQUIRY
JOINT COMMITTEE ON ATOMIC ENERGY,
CONGRESS OF THE UNITED STATES,
May 28,1963.
Hon. FRED KORTH,
Secretary of the Navy, Washington, D.C.
DEAR MR. SECRETARY: On behalf of the Joint Committee, I want to thank you
for the assistance rendered by your office in arranging for representation of the
Joint Committee at the naval court of inquiry investigating the loss at sea of
the U.S.S. Thresher on April 10, 1963. Members of the Joint Committee's pro-
fessional staff have been present as observers at the open and closed hearings of
the court and I understand that they have been given access to all information
and evidence received by the court.
It is my understanding that as of May 23, the court of inquiry had no plans to
call further witnesses or to recall previous witnesses although it was indicated
that the need to do so could arise prior to the submission of a final report to the
convening authority. I would like to request that in the event further witnesses
are called, or additional evidence taken, that the Joint Committee be notified so
that I may detail a staff member to be in attendance. In addition, I would
appreciate it if a copy of the testimony taken by the court would be forwarded
to the Joint Committee as soon as convenient. •
The Joint Committee continues to have a strong interest in the circumstances
surrounding the loss of the nuclear submarine Thresher and I would expect
that upon completion of the court's work, a full report will be made available to
the Joint Committee. I regard this as essential in order for the committee to
carry out its functions and fulfill its statutory responsibilities to the Congress and
the American people.
Sincerely yours,
JOHN O. PASTORE, Chairman.

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, B.C., June 11,196S.
Hon. JOHN O. PASTORE,
U.S. Senate,
Washington, D.C.
MY DEAR SENATOR : Thank you for your letter of May 28. I was delighted to
have been of assistance in arranging for members of the Joint Committee on
Atomic Energy to be present during the hearings by the naval court of inquiry
investigating the Thresher's loss.
The court of inquiry does not plan to call any more witnesses unless the need
to do so should arise. If the court should deem it necessary to question further
witnesses or to receive further evidence, I shall inform you promptly.
A copy of the testimony taken by the court of inquiry will be forwarded to
you upon review of the court's findings by the convening authority.
Thank you for your continued interest in this matter.
Sincerely yours,
FRED KORTH.

APPENDIX 6
CORRESPONDENCE CONCERNING FINDINGS OF NAVAL COURT OF INQUIRY
DEPARTMENT OF THE NAVY,
OFFICE OF THE SECRETARY,
Washington, D.C., June 20,1963.
Hon. JOHN O. PASTORE,
Chairman, Joint Committee on Atomic Energy,
U.S. Senate, Washington, D.C.
MY DEAR MR. CHAIRMAN : Herewith is transmitted for information a copy
of the record of the proceedings of the court of inquiry appointed to investigate
LOSS OF THE U.S.S. "THRESHER" 147

the loss of the U.S.S. Thresher, together with the findings of fact, opinions and
recommendations of the court and the action of the commander in chief, U.S.
Atlantic Fleet, the convening authority. The record is now being routed to the
interested bureaus and offices of the Department for comment prior to final
action on the record.
Your attention is invited to the fact that a considerable portion of the
record is classified, as are certain of the findings and recommendations and
the convening authority's endorsement. The classified portions of this record
contain information affecting the national security and it is of the greatest
importance that it should not be released. Any unauthorized release would
seriously affect our nuclear ship and Polaris programs. For this reason I am
sure that you will agree with me that it is important that no information addi-
tional to that contained in the official press release should reach any unauthorized
persons.
The Judge Advocate General of the Navy is preparing detailed summaries of
the record which will be divided into unclassified material and classified mate-
rial. As soon as these summaries are completed I will forward copies to you
for the use of the committee.
Sincerely yours,
FRED KORTH.
[News release] 1
DEPAETMENT OF DEFENSE,
OFFICE OF PUBLIC AFFAIES,
Washington, D.C., June 20,1963.
"THRESHER" COURT OF INQUIRY REPORTS
A flooding casualty in the engineroom is believed to be the "most probable"
cause of the sinking of the nuclear submarine U.S.S. Thresher, lost April 10,
1963, 220 miles east of Cape Cod with 129 persons aboard.
The Navy believes it most likely that a piping system failure had occurred
in one of the Thresher's salt water systems, probably in the engineroom. The
enormous pressure of sea water surrounding the submarine subjected her inte-
rior to a violent spray of water and progressive flooding. In all probability
water affected electrical circuits and caused loss of power. Thresher slowed
and began to sink. Within moments she had exceeded her collapse depth and
totally flooded. She came to rest on the ocean floor, 8,400 feet beneath the
surface.
This opinion of the court of inquiry was made public today by Secretary of
the Navy Fred Korth.
The court, headed by Vice Adm. Bernard L. Austin, U.S. Navy, heard testi-
mony from 120 witnesses, both military and civilian, during the 8 weeks it was
in session at the Naval Shipyard, Portsmouth, N.H. It recorded 1,700 pages of
testimony and gathered for the record some 255 charts, drawings, letters, photo-
graphs, directives, debris, and other exhibits bearing on the sinking.
The record of proceedings of the court was delivered last week to the con-
vening authority. Adm. H. Page Smith, U.S. Navy, commander in chief, U.S.
Atlantic Fleet, who transmitted it, with his comments, to the Secretary of the
Navy. Copies of the bulky 12-volume record are now being studied in the
Navy Department by engineers, designers, and experts in nuclear submarine
operations.
The court declared that, in its opinion, "the basic design of the Thresher-
class submarine is good, and its implementation has resulted in the development
of a high-performance submarine."
The bulk of the court's recommendations stated the need for careful review
of the design, construction, and inspection of vital submarine systems, such as
sea water and air systems, and a review of operating procedures to improve
damage control capability under casualty conditions such as flooding.
Certain actions have already been taken. For example, the Navy's Bureau
of Ships is applying a newly developed inspection technique to assure the integrity
of high pressure piping systems on all naval ships. Based upon ultrasonic
principles, the new method is being employed initially on nuclear submarines.
Personnel training and ultrasonic inspection equipment familiarization are
necessary and some rescheduling of submarine construction dates and overhaul
intervals will be required.
1
Furnished to the Joint Committee on July 1, 1963. See p. 155.
148 LOSS OF THE U.S.S. "THRESHER"

Much of the testimony heard by the court was received in closed session
and its overall report is classified "secret" to prevent disclosure of the capa-
bilities of the Navy's nuclear submarine force. Secretary Korth has authorized
the release of the following portions of the record which do not contain secret
information:
Among its opinions, the court stated that "the evidence does not establish
that the deaths of those embarked in Thresher were caused by the intent, fault,
negligence, or inefficiency of any person or persons in the naval service or
connected therewith."
The court also reported there was no evidence of sabotage or hostile action
in connection with the loss of Thresher. In addition, the court found that
there was no indication of increased radioactivity in the search area. Debris
recovered was also found to be free of radioactive material.
The record states that it is impossible, with the information now available,
to obtain a more precise determination of what actually happened.
The court did, however, offer a "reasonable rationalization of probable events"
which, when pieced together with known facts, provide the following chronology
of the death of the Thresher:
The Thresher, under command of Lt. Comdr. John W. Harvey, U.S. Navy,
departed Portsmouth Naval Shipyard on the morning of April 9, 1963, to conduct
scheduled sea trials following an overhaul period which extended from July
16, 1962, to April 11, 1963. Thresher was a unit of Submarine Development
Group 2 and was operating under the orders of commander, Submarine Force,
U.S. Atlantic Fleet (Administration) Portsmouth, for the sea trials. One
hundred and twenty-nine persons were aboard Thresher for the purpose of
executing official duties. Included in this number were 3 officers and 13 civilian
employees of the Portsmouth Naval Shipyard; 1 officer from the staff of the
deputy commander, Submarine Force, Atlantic Fleet; 4 civilian contractor's
representatives, and 12 officers and 96 enlisted men of the ship's company.
U.S.S. Skylark, commanded by Lt. Comdr. Stanley Hecker, U.S. Navy, was
designated to act as escort to Thresher during sea trials and effected a rendez-
vous with the submarine at 9 :49 a.m. on April 9 in the vicinity of latitude 42°
56' N, longitude 70° 26' W. Upon completion of a scheduled shallow dive, the
two ships proceeded independently during the night to a second rendezvous in
the vicinity of latitude 41° 46' N., longitude 65° 03' W. During this transit,
Thresher proceeded both submerged and surfaced and conducted various test
evolutions, including full power propulsion.
At 7:45 a.m. on April 10, the two ships were at the rendezvous point, separated
by a distance of 3,400 yards. The sea was calm with a slight swell. Wind
was from the north-northeast at 7 knots. Visibility was about 10 miles. No
other ships are known to have been in the vicinity.
Two minutes later, at 7 a.m., Thresher reported by underwater telephone
that she was starting a deep dive. Skylark maintained her approximate position
while Thresher reported course and depth changes as she maneuvered beneath
the surface. To personnel aboard Skylark, the dive appeared to be progressing
satisfactorily until about 9:13 a.m., when Thresher reported "Experiencing
minor difficulties. Have positive up angle. Am attempting to blow. Will keep
you informed."
Listeners aboard Skylark next heard sounds of compressed air rushing into
the submarine's ballast tanks as Thresher sought to regain the surface.
Three minutes later, at about 9:16 a.m., Skylark heard a garbled trans-
mission which was believed to contain the words "* * * test depth."
Upon receiving Thresher's message that she was experiencing minor difficulty,
her escort ship Skylark advised Thresher that the area was clear. She an-
nounced her own course and requested range and bearings from the sub-
marine. At about 9:15 a.m., Skylark asked Thresher "Are you in control?" and
repeated this query. At 9:21 a.m., Skylark established her position by loran as
latitude 42°45' N., longitude 64°59' W. She continued her attempts to com-
municate with Thresher by underwater telephone, sonar, and radio. Then, at
10:40 a.m., Skylark commenced dropping a series of hand grenades as a signal to
Thresher that she should surface. Skylark then sent a message to commander,
Submarine Development Group 2 reporting that she had lost contact with the
submarine.
The court of inquiry concluded that the Skylark's message "did not convey to
operational commanders the full extent of the information available." Lieu-
tenant Commander Hecker was named a party to the investigation but, in the
LOSS OF THE TJ.S.S. "THRESHER" 149

opinion of the court, Skylark's actions "could not conceivably have contributed in
any way to the loss of Thresher. * * *"
"The tragic loss of Thresher has caused the Navy to review in minute detail the
design, construction, operation, and overhaul of our nuclear submarines," Sec-
retary Korth said. "We have found nothing to cast doubt on the basic soundness
of the program, but in every analysis of a major catastrophe at sea, lessons are
learned. The record of proceedings of the court of inquiry headed by Vice Ad-
miral Austin is receiving most careful and detailed scrutiny. It will undoubtedly
serve to lessen the hazards inherent in operating beneath the sea."

RECEIVED FEOM DEPARTMENT OF THE NAVY, JUDGE ADVOCATE GENERAL, JUNE 25,1963,
SUMMARY OF EVENTS CONCERNING Loss AT SEA OF U.S.S. "THRESHER"
On April 10,1963, Adm. Robert L. Dennison, U.S. Navy, commander in chief,
U.S. Atlantic Fleet, ordered a court of inquiry to inquire into the circumstances
of the loss at sea of the U.S.S. Thresher (SS(N)-593) on April 10, 1963. The
court included Vice Adm. Bernard L. Austin, U.S. Navy, president, and the
additional members: Rear Adm. Lawrence R. Daspit, U.S. Navy; Capt. William
C. Hushing, U.S. Navy; Capt. James B. Osborne, U.S. Navy; and Capt. Norman
C. Nash, U.S. Navy. Capt. Saul Katz, U.S. Navy, was designated to serve as
counsel for the court.
The court met for the first time at 8:25 p.m. on Thursday, April 11, 1963.
Before the court closed on June 5, 1963, it heard 179 separate appearances of
witnesses and had occasion to recall 56 witnesses. The court developed 1,718
pages of testimony and received as exhibits in evidence 255 separate offers.
Among the witnesses who testified were Vice Adm. Hyman G. Rickover. U.S.
Navy, Bureau of Ships; Vice Adm. William R. Smedberg III, Chief of Naval Per-
sonnel; Vice Adm. Elton W. Grenfell, commander, Submarine Force, U.S.
Atlantic Fleet; Rear Adm. Lawson P. Rarnage, deputy commander, Submarine
Force, U.S. Atlantic Fleet; Rear Adm. William A. Brockett, Chief, Bureau
of Ships; Rear Adm. Ralph K. James, U.S. Navy, special assistant to the
Secretary of the Navy; Rear Adm. Charles J. Palmer, commander, Portsmouth
Naval Shipyard; and Rear Adm. Robert L. Moore, Chief, Office of Industrial
Relations. Comdr. Dean L. Axene, U.S. Navy, the former commanding officer
of Thresher, was questioned by the court very early in its proceedings and pro-
vided valuable background information.
The court considered many aspects of the circumstances surrounding
Thresher's loss in light of present day complexity of the modern submarine.
Information was developed regarding Thresher's construction, her postcommis-
sioning operations, and her postshakedown yard availability, in addition to
the operations at sea which resulted in Thresher's ultimate loss. The following
detailed determinations by the court of inquiry provide significant information
concerning the tragic loss of the Navy's first of a new class of nuclear-powered
attack submarines with her crew of 12 officers and 96 men and 21 additional
passengers on official business, 17 of whom were highly qualified civilian
employees.
"THRESHER" OPERATIONS AT SEA, APRIL 9 AND 10
Thresher, under the command of Lt. Comdr. J. W. Harvey, U.S. Navy, departed
Portsmouth Naval Shipyard on the morning of April 9, 1963, to conduct sched-
uled sea trials following a postshakedown availability which extended from
July 16,1962, to April 11,1963.
Thresher was a unit of Submarine Development Group 2, and was operating un-
der the orders of commander, Submarine Force, U.S. Atlantic Fleet (Adminis-
tration), Portsmouth, for the sea trials.
U.S.S. Skylark (ASR-20), under command of Lt. Comdr. Stanley Hecker, U.S.
Navy, was designated to act as escort to Thresher during sea trials, pursuant to
orders of commander, Submarine Flotilla 2. Commanding officer, Thresher, was
officer in tactical command of the two vessels.
At about 9:49 a.m. on April 9,1963, in the vicinity of latitude 42°56' N., longi-
tude 70°26' W., Thresher affected a rendezvous with Skylark. After Thresher
completed a scheduled shallow dive, the two ships proceeded independently dur-
ing the night to a second rendezvous in the vicinity of latitude 41°46' N., longi-
tude 65° 03' W. During transit, Thresher proceeded, surfaced, and submerged and
conducted various test evolutions, including full power propulsion.
34-920—65 11
150 LOSS OF THE U.8.S. "THRESHER"

At 7 :45 a.m., April 10, 1963, Skylark was in the vicinity of latitude 41°46' N.,
longitude 65°03' W., and Thresher reported to her that Skylark bore 147° true,
3,400 yards from Thresher. Shortly thereafter Thresher began a deep dive which
appeared to Skylark personnel to proceed satisfactorily until about 9 :13 a.m.,
when Thresher reported to Skylark to the effect, "Experiencing minor difficulties.
Have positive up angle. Am attempting to blow. Will keep you informed." After
this last clear message, Skylark received two further garbled communications.
At 9 a.m. on April 10, 1963, the sea was calm, with a slight swell. Wind was
from 015° true at 7 knots. Depth of water in this area is about 8,500 feet. Visi-
bility was about 10 miles. No other ships are known to have been in the vicinity.
Thresher was lost at sea with all on board at about 9 :18 a.m. on April 10, 1963,
in the vicinity of latitude 41°45' N., longitude 65°00' W. There was no evidence
of sabotage or enemy action in connection with the loss of Thresher.
"SKYLARK'S" ACTIONS DURING OPERATIONS WITH "THRESHER"
Upon receipt of Thresher's 9:13 a.m. communication—"Experiencing minor dif-
ficulties * * *" etc.—Skylark initiated certain actions. She advised Thresher of
Skylark's course and that the area was clear, and she requested range and bearing
from Thresher. At about 9:15 a.m., Skylark, in an attempt to establish communi-
cation not only by sonar and radio but also by underwater telephone, asked and
repeated this query: "Are you in control?" Skylark established its loran position
(logged at 9:21 a.m., as 41°45' N., 64°59' W.), and at 10:40 a.m. commenced
dropping a series of hand grenades indicating to Thresher that she should surface.
At about 10:45 a.m. the commanding officer, Skylark directed the operations
officer to initiate a message reporting the loss of contact with Thresher. Diffi-
culty was encountered with transmission of the message to DEL (Radio New
London), notwithstanding the fact that Skylark had conducted radio communica-
tion checks earlier that morning.
At 12:45 p.m. New London receipted for Skylark's message which stated: "Un-
able to communicate with Thresher since 0917R. Have been calling by UQO voice
and CW QHB CW every minute; explosive signals every 10 minutes with no suc-
cess. Last transmission received was garbled. Indicated Thresher was ap-
proaching test depth. My present position 41°43' N., 64°57' W. conducting ex-
panding search."
Therefore, Skylark's message did not convey to operational commanders the full
extent of the information then available, nor did any of Skylark's subsequent
reports include such additional information. Moreover, Thresher's last messages
were not disclosed to higher authority until April 12, when Lt. (j.g.) James D.
Watson, navigator of Skylark, boarded the U.S.S. Blandy with the underwater
telephone log which was examined by deputy commander, Submarine Force,
U.S. Atlantic Feet. However, the court of inquiry formed the opinion that
Skylark's commanding officer's failure to promptly notify higher authority of all
the information available to him pertinent to the circumstances attending the
last transmission received by Skylark from Thresher on April 10, as it was his
duty to do, did not contribute in any way to the loss of Thresher and was not
materially connected therewith.
THE SEAECH FOR "THRESHER"
Deputy commander, Submarine Force, U.S. Atlantic Fleet (Rear Adm. L. P.
Ramage, U.S. Navy) was en route to New London, Conn., from Key West, Fla.,
and arrived at Trumbull Airport, Groton, Conn., at about 6:30 p.m. Upon noti-
fication of Thresher's status, he proceeded by helicopter to Newport, R.I., and
embarked in the U.S.S. Blandy to proceed to the scene of the search.
Command of the search force passed from commanding officer, Skylark, to com-
mander, Submarine Development Group 2 at about 5:30 a.m. on April 11, 1963,
and was subsequently exercised, for varying and consecutive periods, by deputy
commander, Submarine Force, U.S. Atlantic Fleet; commander, Submarine De-
velopment Group 2; and commander, Submarine Squadron 8.
Shortly after 9:17 a.m., April 10, when efforts to communicate with Thresher
had been unsuccessful, Skylark commenced an expanding search pattern. Sonar
was the principal means of underwater detection available to Skylark. Patrol
aircraft and the U.S.S. Recovery (ARS-43) joined Skylark in the search area
during the afternoon.
At about 5:30 p.m., Recovery sighted an oil slick about 7 miles to the southeast
of Skylark's 9:17 a.m. position. Samples were collected and articles of debris
LOSS OF THE U.S.S. "THRESHER" 151

were recovered* These items and debris subsequently recovered were examined
by laboratory personnel of the Portsmouth Naval Shipyard and were determined
to be materials which could have come from Thresher.
Radiation measurements were taken in the search area by surface ships and
submerged submarines, and the water samples and recovered debris, examined
by laboratory personnel, were found to contain no radioactivity beyond normal
background level.
As the search for Thresher continues naval units and personnel are being as-
sisted by civilian scientists and research ships.
CONSTRUCTION OF "THRESHER"

The construction of Thresher commenced at the Portsmouth Naval Shipyard


in 1958, and she was commissioned and delivered on August 3, 1961. Thresher
had been designed by the Bureau of Ships, assisted by the Portsmouth Naval
Shipyard in the contract design phase (1957-58) ; working plans were developed
by the Portsmouth Naval Shipyard. The Thresher class underwent several de-
sign reviews during the building period, including a review in March 1959, by the
Chief of Naval Operations.
The condition of the ship when delivered was defined by the certificates of con-
dition furnished by the commander, Portsmouth Naval Shipyard, and the report
of the Board of Inspection and Survey. In general, the ship was built in accord-
ance with specifications and was in generally good material condition.
As part of the general construction of Thresher, silver-braze joints and flexible
hose connections were extensively used in vital piping systems throughout the
ship in accordance with usual submarine building practice and Thresher's speci-
fications. Subsequent to the investigation of a casualty involving a submarine of
an earlier class, silver-braze joints in Thresher's vital systems were subjected to
visual examinations, mallet tests, chemical material reidentification tests, hydro-
static tests, and hydraulic pressure cycling tests, but there was no extensive
retrofit of silver-braze joints in Thresher.
Quality assurance procedures employed at Portsmouth Naval Shipyard during
Thresher's construction period consisted in general of mechanic and line super-
vision, with some system tests being conducted by inspectors. X-ray techniques
were used extensively for nondestructive testing of welds, forgings, and castings.
Some ultrasonic testing was used to detect internal flaws in steel plates. To sup-
plement these techniques, and wherever possible, hydrostatic pressures were ap-
plied to pressure vessels and piping systems. These test pressures were, in gen-
eral, 150 percent of the designed working pressures. In the case of those piping
systems exposed to sea pressure, this test pressure was also equal to that sea
pressure expected to cause collapse of the hull. Hydrostatic pressure testing is
a standard engineering technique and was the best nondestructive method of test-
ing silver-braze piping joints available at the time of Thresher's construction.
Hull production processes during Thresher's building period did not include the
use of all the techniques and safeguards for hull surveillance which now exist,
nor was the ultrasonic method of testing silver-braze joints available.
POSTCOMMISSIONING OPEEATION.S AND YARD AVAILABILITY OF "THRESHER"

Following commissioning, Thresher conducted operations in the eastern Atlan-


tic area, for the purposes of shakedown, training, and evaluation. A much longer
operating period was provided than is normal before a postshakedown availability
due to the need to test the many new developments and equipments incorporated
into Thresher.
From April 16, 1962, to May 21, 1962, Thresher received instrumentation and
shock hardening at the Electric Boat Division of General Dynamics Corp., Groton,
Conn., in preparation for scheduled shock tests.
During a visit to Cape Canaveral in early June, Thresher was struck by a tug
and suffered damage to the exterior plating of one of the main ballast tanks.
Upon return to the Electric Boat Division all damage was repaired, and a thor-
ough inspection revealed no damage to the pressure hull nor any damage which
affected the safety of the ship.
On July 11, 1962, Thresher arrived at Portsmouth, N.H., for postshakedown
availability after conducting full power trials en route. Postshakedown availabil-
ity commenced on July 16, 1962, with an estimate of approximately 35,000 man-
days and a scheduled duration of 6 months; however, because of work added and
the underestimation of the effects of new and old work, April 11,1963, became the
final completion date. The total of man-days expended was over 100,000.
152 LOSS OF THE U.S.S. "THRESHER"

During Thresher's availability flexible hoses were replaced in accordance with


process instructions existing in the shipyard. These instructions did not fully
define specifications for allowable twist, and some flexible hoses were twisted in
initial installation but were corrected. Although no formal training program
existed for installing flexible hoses, an inspection program for flexible hose instal-
lations did exist and was carried out. Also, a comprehensive flexible hose
listing which was used for quality assurance planning and inspection was
prepared for Thresher.
Some valves in Thresher's hydraulic, auxiliary sea water system, and other
systems were installed backward during the postshakedown availability to permit
testing of systems, some due to inadvertence and one due to an error in the
ship's plans; however, all were corrected and properly installed prior to departure
of the ship for sea trials.
The Ship Information Book and working plans for Thresher's auxiliary sea
water system called for cross-connection of the system as the normal operating
mode. However, installation of new check valves in the constant vent portion of
this system during the postshakedown availability made possible the complete
separation of the auxiliary sea water system into two loops.
Difficulties were experienced in operating the high pressure air system, and
in leakage from the reducing valves. These difficulties, which began early in
the life of the ship and existed throughout the postshakedown availability
appeared to stem from the presence of minute particles in the system. High-
pressure air and hydraulic systems require a high order of small particulate
matter rejection during fabrication, installation, and repair. However, the
difficulties with the high-pressure air valves, particularly leakage and venting,
were reported as having been corrected prior to sea trials.
The hull repairs, access hatches, and hull stiffening work were completed in
accordance with existing Bureau of Ships instructions and were checked by non-
destructive tests means as being satisfactory, and the hull surveillance inspection
scheduled during the postshakedown availability was completed.
The first dockside simulated cruise for purpose of crew training (fast cruise)
was held March 23-26, 1963, and wras terminated because of the large number of
deficiencies noted. The second and last "fast cruise" was begun on March 31
and satisfactorily completed on April 1,1963. In the second "fast cruise," during
one of the drills involving a flooding casualty in the afterauxiliary sea water
system, 20 minutes were required to isolate a leak. This was one of the early
drills and changes had been made in the system involved during the postshake-
down availability.
Thresher was at the Sound Pier for sound trials during the period April 1-4,
and in drydock from April 4 to 8, 1963, to make repairs to torpedo door shutters
and a main circulating water valve. During this period liberty was granted to
the crew.
Testing of systems was in accordance with Portsmouth Naval Shipyard and
other applicable instructions. A comprehensive test program was conducted. All
work undertaken by the shipyard during Thresher's postshakedown availability
was reported as having been completed satisfactorily, and the commanding officer
expressed his concern that the work was completed.
Portsmouth Naval Shipyard has had an extensive training program over the
past 2 years, expending about $1,300,000 in the shipyard, of which the pipe
shop (56) portion was about $400,000. The number of people in the quality
assurance program in the Portsmouth Naval Shipyard has increased from 152
to 243, and the direct expenditures for the program from approximately $1,200,000
to approximately $2,800,000 in the past 2 years. During Thresher's postshake-
down availability, the total work effect performed at Portsmouth Naval Shipyard
also included construction of five submarines. Other minor ship repair work
and some manufacturing work also was accomplished.
Portsmouth Naval Shipyard has authority to deviate from building specifica-
tions in certain areas, and is using the specifications as goals rather than re-
quirements in certain cases.
COMPLEXITY OF MODERN SUBMARINES AND EEQUIREMENTS FOE SPECIALIZED MANPOWER

The complexity of modern submarines has increased at a rapid rate. The


advent of nuclear propulsion, ballistic missiles, and greatly increased speeds and
operating depths has made it essential that all information affecting their safe
LOSS OF THE U.S.S. "THRESHER" 153

operation be analyzed and promptly disseminated. While there is at present


no organization at any level within the Navy with the sole responsibility for
submarine safety, Commander, Submarine Force, U.S. Atlantic Fleet, has a
system of disseminating information which affects submarine operational safety.
During the past 4 years, while the Navy's annual shipbuilding program has
increased from approximately $2.5 million to $4.5 million, the civilian personnel
ceiling of the Bureau of Ships in Washington, D.C., has been reduced from 3.800
to 3,100, and the number of naval officers designated for engineering duties (ED)
has declined from 1,057 to about 840. More significant, the number of naval
officers serving as technical and management officers in the Portsmouth Naval
Shipyard has been reduced over the past few years. This is particularly serious
in the Design Division where, in 1956, five assistant design superintendents
were assigned—none is so assigned today; and in the Shipbuilding Division,
where the loss of 10 qualified officers (mainly ED) in 1961 and 1962 has reduced
capabilities.
During recent years, the advent of the nuclear submarine has resulted in a
major increase in the complexity and difficulty of submarine design, construc-
tion, and maintenance. The increase in complexity of nuclear submarines has
resulted in an appreciable increase in the responsibilities imposed upon their
commanding officers during the construction and postshakedown availability
periods.
During Thresher's postshakedown availability there was a change of
Thresher's assistant ship superintendent in November 1962, and a change of
Thresher's ship superintendent in December 1962. Also there were changes of
Thresher's commanding officer and executive officer in January 1963.
OPINIONS OF COURT OF INQUIRY

There is a danger that, in melding together fact and conjecture, conjecture


may be stretched too far and may be accepted as fact, thus narrowing the field
of search for possible causes of the casualty. The court's singling out of certain
questions for study should not deter others, particularly members of the crew
of similar ships, from continuing to study the many questions raised by the
Thresher's loss.
The court concluded that a flooding casualty in the engineroom is the most
probable cause of the sinking of Thresher and that it is most likely that a piping
system failure had occurred in one of the Thresher salt water systems, probably
in the engineroom. It was also concluded that in all probability water affected
electrical circuits and caused a loss of power.
The court stated the opinion that the basic design of Thresher class submarines
is good, and its implementation resulted in the development of a high-performance
submarine. However, there are certain improvements desirable, as set forth
in the recommendations, to increase the safety margin.
The basic auxiliary sea water loop system concept and design for the Thresher
class is good, and is an improvement over the single header "Christmas tree"
systems installed in other nuclear submarines. The dummy valves used as
spacers and valves installed backward for test should be so marked (tagged) and
should be designated in the ship's system status or "rip out" procedure.
The quality of work performed by shop 56 (pipe shop) at Portsmouth Naval
Shipyard has improved since the construction of earlier class submarine^, par-
ticularly in the silver-braze area and in material identification and control, work-
manship, and quality assurance. In view of the many potential sources of cas-
ualties and their serious consequences in high-performance submarines, such as
Thresher, there is a need to reemphasize and improve, where indicated, the
quality assurance program in shipbuilding and repair yards. The court formed
the opinion that the quality assurance program of the Portsmouth Naval Ship-
yard would be improved by appropriate consideration of the following:
1. Quality assurance division should report directly to the shipyard
commander.
2. Quality assurance should be engineered and planned, utilizing the
statistical approach and should deemphasize the "inspector" approach.
3. Quality assurance audits should be forwarded to management on a
regular basis.
4. Quality assurance should record all defects, not just remaining defects
(for example, brazers and inspectors reject joints and do not report defects
found which are readily correctable).
154 LOSS OF THE TJ.S.S. "THRESHER"

5. Quality assurance ultrasonic test and welding radiographic test require-


ments should not depend on initiation of inspection requests by pipefitters
and welders, but should be separately initiated by the job order preparing
authority to facilitate cross-checking.
6. A quality assurance program should be developed for flexible hose
installation and checkout.
7. The quality assurance division does not currently have power to dis-
qualify workers observed to be violating procedures, process controls, and
normal operating instructions, but must so recommend to the shop super-
vision involved. It might be desirable to permit quality assurance per-
sonnel to temporarily remove qualifications (brazers' cards, etc.) under such
circumstances to insure that defective work is not built into submarines
during the normal administrative handling time for disqualification action.
8. Welding quality is under the welding engineer and is not completely
integrated with the quality assurance program in the same manner as other
procedures are. It is believed desirable to integrate this effort.
9. Condition sheets (for defects discovered) should be reviewed, ana-
lyzed, and summarized by the quality assurance division for presentation
to management to insure that process deficiencies are brought to manage-
ment's attention.
Since high-performance submarines require full-quality assurance and a high
degree of uniformity, the Bureau of Ships should require adherence to
specifications.
There were many reasons for the Bureau of Ships and Portsmouth Naval
Shipyard continuing the use of silver-braze joints in piping systems of sub-
marines. These included years of shipbuilding practice and service, extensive
tests, improvement in processes and nondestructive test techniques, the lack of
weldable fittings, and the high welded-joint rejection in all shipyards.
The substantially contemporaneous transfer of Thresher's commanding officer,
executive officer, ship's superintendent, and assistant ship's superintendent
in the final portion of her post-shakedown availability was not conducive to
optimum completion of the work undertaken.
The evidence does not establish that the deaths of those embarked in
Thresher were caused by the intent, fault, negligence, or inefficiency of any
person or persons in the naval service or connected therewith.
The lessons learned from inquiry into the loss of Thresher are of such
moment as to require wide dissemination within the Navy.
Certain actions have already been taken. For example, the Navy's Bureau of
Ships is applying a newly developed inspection technique to assure the integrity
of high-pressure piping systems on all naval ships. Based upon ultrasonic
principles, the new method is being employed initially on nuclear submarines.
Personnel training and ultrasonic inspection equipment familiarization are neces-
sary and some rescheduling of submarine construction dates and overhaul inter-
vals will be required.
RECOMMENDATIONS OF THE COURT OF INQUIRY

The bulk of the court's recommendations stated the need for careful review
of the design, construction, and inspection of vital submarine systems, such as
sea water and air systems, and a review of operating procedures to improve
damage control capability under casualty conditions such as flooding.
The court recommended that the quality assurance program at Portsmouth
Naval Shipyard be further emphasized and improved in scope along the lines
indicated in the court's opinions.
Further, the Bureau of Ships should require submarine shipbuilding activities
to adhere to specifications, and to obtain from it approval for all waivers where
this is not practicable. The Bureau of Ships should increase its audit activity to
insure adherence to specifications for submarine building, overhaul, and repair.
Early consideration should be given to the establishment of an organiza-
tion, similar to that employed in naval aviation, in the interest of safe sub-
marine operating procedures. Such an organization should be responsible for the
analysis of events and developments which pertain to submarine safety and
the timely dissemination of such information.
LOSS OF THE U.S.S. "THRESHER" 155

APPENDIX 7
CORRESPONDENCE CONCERNING DELAY IN SCHEDULE AND Loss OF RADIOGRAPHS OF
U.S.S. "TlNOSA"

CONGRESS OF THE UNITED STATES,


JOINT COMMITTEE ON ATOMIC ENERGY,
June 14, 196S.
Rear Adm. HORACE V. BIRD,
Chief of Legislative Affairs,
Department of the Navy, Washington, D.C.
DEAR ADMIRAL BIRD : Recent articles in the newspaper reported that the com-
pletion tests of the nuclear submarine Tinosa at Portsmouth Navy Yard are
being delayed.
The Joint Committee would appreciate being advised as to the facts con-
cerning any delay in the schedule of the Tinosa and any relationship the delay
may have to facts developed during the investigation of the loss of the sister
ship, U.S.S. Thresher.
Sincerely yours,
JOHN T. CONWAY, Executive Director.

DEPARTMENT OF THE NAVY,


OFFICE OF LEGISLATIVE AFFAIRS,
Washington, D.C., June 18,1963.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy,
Congress of the United States,
Washington, D.C.
DEAR MR. CONWAY: This is to acknowledge your letter of June 14, 1963, in
which you inquire regarding a reported delay in the completion of tests of the
nuclear submarine Tinosa.
The Chief of the Bureau of Ships has been contacted for this information,
which will be forwarded to you immediately upon receipt.
Sincerely yours,
H. V. BIRD,
Rear Admiral, U.S. Navy,
Chief of Legislative Affairs.

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.C., July 1,1963.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy, Congress of the United
States, Washington, D.C.
MY DEAR MR. CONWAY : This is in further reply to your recent letter regarding
a delay in the schedule of the nuclear submarine Tinosa, in which you asked
if such delay was related to the submarine Thresher.
As has been previously reported, the completion of the Tinosa was delayed
in order that misplaced radiographs of certain weldments could be redone to
insure compliance with required quality control procedures. As you can appre-
ciate, all safety measures must be observed in the construction of these subma-
rines. Also, the integrity of certain piping systems in the ship is being verified
by a newly developed ultrasonic testing procedure.
As a matter of interest, I am enclosing a copy of a news release concerning
the submarine Thresher which mentions this new ultrasonic test.1 To specifically
answer your questions, there is no direct connection between the sinking of the
Thresher and the delay in the completion of the Tinosa. The Tinosa, originally
scheduled for completion on June 15, has been delayed until October 19.
Sincerely yours,
H. V. BIRD,
Rear Admiral, U.S. Navy,
Chief of Legislative Affairs.
i See app. 6, p. 149.
156 LOSS OF THE TJ.S.S. "THRESHER"

CONGRESS OF THE UNITED STATES,


JOINT COMMITTEE ON ATOMIC ENEBGY,
July 6,196S.
Rear Adm. H. V. BIRD,
U.8. Navy, Chief of Legislative Affairs, Office of the Secretary, Department of the
Navy, Washington, D.C.
DEAR ADMIRAL BIRD : We received your July 1 letter which was sent in response
to my June 14 letter requesting information on delays in the scheduled comple-
tion of the nuclear submarine Tinosa.
Your letter does not appear to be completely responsive. In reply to my ques-
tion concerning relationships between the delay in the Tinosa schedule and facts
developed during the investigation of Thresher, you responded concerning the
connection between the delay in Tinosa and the sinking of the Thresher. I would
appreciate a response to my original question which concerned the facts developed
during the Thresher investigation and the Tinosa schedule.
Another point on which I would appreciate clarification concerns your refer-
ence to a previous report of the reason for the delay in Tinosa. Please identify
the report you refer to which, accordng to your letter, cited the misplaced radio-
graphs as the reason for the delay.
Sincerely yours,
JOHN T. CONWAY, Executive Director.

DEPARTMENT OP THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.C., July 10,1968.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy, Congress of the United
States, Washington, D.C.
DEAR MR. CONWAY: This is to acknowledge your letter of July 6 in which
you refer to previous correspondence and request further information regarding
the delay in the Tinosa schedule.
The Chief of the Bureau of Ships has been contacted for this information, and
it will be furnished to you immediately upon receipt.
Sincerely yours,
H. V. BIRD,
Rear Admiral, U.S. Navy, Chief of Legislative Affairs.

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.C., July 23,1963.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy,
Congress of the United States,
Washington, D.C.
DEAR MR. CONWAY : This is in further reply to your recent letter in which you
requested the identity of a report referred to in earlier correspondence and
further questioned the connection between the delay in the scheduled comple-
tion of Tinosa and the Thresher investigation. The Chief of the Bureau of
Ships has provided the following information.
The delay in the scheduled completion of Tinosa was reported by the Navy
to the press on June 7, 1963. A copy of the release is enclosed for information.
There is no direct connection between the investigation of the Thresher
disaster and the delay in the completion of Tinvsa. However, as indicated in
Rear Adm. H. V. Bird's letter of July 1, 1963, to you, the need for application
of newly developed ultrasonic inspection techniques to submarine high pressure
piping systems was emphasized as a result of the investigation. Application
of these newly developed techniques may take longer than the taking and examin-
ing of the additional radiographs. Both types of work are being conducted
concurrently.
Sincerely yours,
R. Y. MCELROY, Jr.,
Rear Admiral, U.S. Navy, Chief of Legislative Affairs.
LOSS OF THE U.S.S. "THRESHER" 157

"TINOSA" INFORMATION
The Navy today announced that the Tinosa (SSN-606) now under construc-
tion at the Naval Shipyard, Portsmouth, N.H., has been ordered drydocked for
the purpose of taking additional radiographs of certain hull sections.
These additional radiographs are necessary because a block of radiographs
has been misplaced. Such documentation is required not only before the ship-
yard commander may certify the ship as ready for sea but also as a matter of
permanent record.
The commissioning of Tinosa previously scheduled for June 15 will be delayed
for several weeks. The delay has no relationship to the loss of U.S.S. Thresher.

JOINT COMMITTEE ON ATOMIC ENERGY,


CONGRESS OF THE UNITED STATES,
July 31,1963.
Hon. FRED KORTH,
The Secretary of the Navy,
Washington, D.G.
DEAR MR. SECRETARY : During our recent hearings on the loss of the nuclear
submarine Thresher, testimony was received concerning the loss or misplace-
ment of radiographs of welds on both the Tinosa and the Thresher.
We would appreciate receiving additional information concerning the circum-
stances of the loss of these radiographs.
We would like to know the following:
1. Has the reason for the missing radiographs of Tinosa hull welds
been investigated? If so, what were the results of this investigation? Has
it been definitely established that radiographs that are missing were actu-
ally taken?
2. What were the results of the recent re-radiography of the Tin&sa's hull
welds ? Did all welds meet Navy specifications ?
3. Have the circumstances concerning the missing Thresher hull radio-
graphs been investigated? If so, what were the results of the investigation?
4. Do results of re-radiography of the Tinosa hull welds shed any light
on what may have been the condition of the Thresher's hull welds at the
time of her loss ?
5. The court of inquiry fact No. 40 states:
"That Thresher was commissioned and delivered on August 3, 1961; the
condition of the ship was defined by the certificates of condition furnished
by the commander, Portsmouth Naval Shipyard, and the report of the Board
of Inspection and Survey. In general, the ship was built in accordance with
specifications and was in generally good material condition."
Was this finding of fact by the court based on its own determination
whether the Thresher hull radiographs—
(a) Were all actually made;
(&) Were available; and
(c) Showed that her hull welding met Navy specifications?
6. Are all the hull radiographs available for ships other than the Tinosa
currently being built at Portsmouth? Have they been re-examined in light
of the Thresher loss? What were the results of this re-examination? Do
the hull welds meet Navy specifications ?
7. What investigations have been made to determine whether the situation
at Portsmouth with respect to hull welding is or is not typical of condi-
tions at other naval and private shipyards building nuclear submarines?
What are the results of these investigations ?
We would appreciate a prompt response to this request since the committee
would like to have this specific information during its present review of the
loss of the Thresher.
Thank you for your assistance in this matter.
Sincerely yours,
JOHN T. CONWAY, Executive Director.
LOSS OF THE TJ.S.S. "THRESHER"

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECEETARY,
Washington, B.C., August 13,1963.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy, Congress of the United
States, Washington, D.C.
MY DEAR MR. CONWAY: Tour letter of July 31, 1963, requested answers to
various questions concerning the loss or misplacement of radiographs on Tinosa
and Thresher. You indicated that the committee desires this information to use
during its review of the loss of the Thresher.
The Chief, Bureau of Ships, has provided the desired information, which is set
forth in the enclosure to this letter. I trust that this information will be helpful
to you and the committee. If you should have additional questions, please do
not hesitate to communicate with me.
Sincerely yours,
PAUL B. FAY, Jr.,
Acting Secretary of the Navy.

ANSWERS TO QUESTIONS PRESENTED IN JULY 31, 1963, LETTER FROM EXECUTIVE


DIRECTOR, JOINT COMMITTEE ON ATOMIC ENERGY
1. Q. "Has the reason for the missing radiographs of Tinosa hull welds been
investigated? If so, what were the results of this investigation? Has it been
definitely established that radiographs that are missing were actually taken?"
A. The reason for the missing Tinosa radiographs has been informally investi-
gated, both by Bureau of Ships and by Portsmouth Naval Shipyard personnel.
The results of the investigations indicate the breakdown of an outdated ac-
countability system. Over the past 15 to 20 years radiography has grown from
infancy to a widely used method of nondestructive testing. The number of
radiographs per submarine has increased from a few hundred to tens of thou-
sands. The development of an accountability system has not kept pace with the
increased employment of radiography as a nondestructive tool. Best evidence,
according to the Bureau of Ships investigators, indicates that the majority of
missing radiographs were not taken because the accountability system did not
trigger a radiographic request. The accounting system has been altered to require
a positive checkoff as assurance that all hull weld radiographs are requested,
checked for acceptability, accounted for, and available for review in submarines
being built at Portsmouth at this time.
2. Q. "What were the results of the recent re-radiography of the Tinosa's hull
welds ? Did all welds meet Navy specifications ?"
A. The results of the recent re-radiography of Tinosa hull welds revealed
numerous small defects over a low percentage of the weld length in those areas
where radiographs, according to the record, had not been previously taken.
Where radiographs were made of areas which the records indicated had been
radiographed but no radiographs could be accounted for, the defect rate was
found to be significantly less (by a factor of approximately 10) than the areas
that had been previously radiographed.
Some of the hull welds did not meet Navy specifications. Those areas revealed
to be substandard are being repaired.
3. Q. "Have the circumstances concerning the missing Thresher hull radio-
graphs been investigated? If so, what were the results of the investigation?"
A. The circumstances surrounding the missing Thresher hull weld radiographs
have not been directly investigated. It is the Bureau of Ships opinion that the
situation for the Thresher radiographs will be similar to the radiographs of
Tinosa and other ships being built at Portsmouth Naval Shipyard at that time as
outlined in paragraphs (1) and (2) above.
4. Q. "Do results of re-radiography of the Tinosa hull welds shed any light
on what may have been the condition of the Thresher's hull welds at the time of
her loss?"
A. No audit has been conducted to determine exactly which hull weld radio-
graphs are missing for Thresher. This audit has not been conducted because
this area of investigation does not seem fruitful since all evidence appears to
point away from the hull as the source of the original casualty which led to
Thresher's loss. The radiographs of Tinosa add one more piece of evidence in
that the defects found during re-radiography were small and of the type which
might affect fatigue characteristics but would not contribute to a catastrophic
LOSS OF THE TJ.S.S. "THRESHER"

failure. The review of radiographs taken during Thresher's post-shakedown


availability led to the same conclusion.
5. Q. "The court of inquiry fact No. 40 states: 'That Thresher was commis-
sioned and delivered on August 3, 1961; the condition of the ship was defined
by the certificates of condition furnished by the commander, Portsmouth Naval
Shipyard, and the report of the Board of Inspection and Survey. In general
the ship was built in accordance with specifications and was in generally good
material condition.' Was this finding of fact by the court based on its own
determination whether the Thresher hull radiographs: (a) were all actually
made, (6) were available, (c) showed that her hull welding met Navy specifi-
cations?"
A. There is no readily available information as to the specific reasons which
led the court to their finding of fact No. 40. It is noted that finding of fact No.
40 refers to certificates of condition furnished by commander, Portsmouth Naval
Shipyard, and the report of the Board of Inspection and Survey. It is, there-
fore, inferred that these documents in all probability led the court to this finding
of fact.
6. Q. "Are all the hull radiographs available for ships other than the Tinosa
currently being built at Portsmouth? Have they been re-examined in light of
the Thresher loss? What were the results of this re-examination? Do the hull
welds meet Navy specifications?"
A. All of the hull radiographs are not available for ships under construction
at Portsmouth as in the case of Tinosa.
A local audit of all radiographs was underway at Portsmouth prior to loss
of Thresher. This audit was a part of a normal shipyard quality assurance
check. As a result of loss of Thresher this audit has been expanded and ex-
tended and is not yet completed.
Results of the audit reveal missing radiographs in all ships under construction
in Portsmouth as in case of Tinosa. These missing radiographs are being
retaken.
The hull welds did not in all cases meet Navy specifications. Substandard
welds are being ground out and repaired.
7. Q. "What investigations have been made to determine whether the situation
at Portsmouth with respect to hull welding is or is not typical of conditions
at other naval and private shipyards building nuclear submarines? What are
the results of these investigation's?
A. Prior to the Thresher loss, radiographic problems appeared in the area of
pipe welding. The resulting investigation and action improved radiographic
techniques, radiographic interpretation, and started some reforms in the area
of radiographic recordkeeping. The process of radiography for both pipe and
hull welding involves the same personnel, equipment, and record filing. These
investigations revealed that the general conditions existing at all private and
naval shipbuilding yards were approximately the same insofar as the field of
radiography is concerned. After Thresher loss the Bureau of Ships instituted
the submarine shipbuilder audit which is to be executed prior to the first sea
trial of every new construction submarine. The first of these audits was con-
ducted prior to Barb (SSN-596) sea trials in Ingalls Shipbuilding Corp., Pasca-
goula, Miss., in June 1963. Only minor discrepancies were noted during this
audit and suitable corrective action is being taken at Ingalls. It is planned to
continue this audit program at all submarine construction yards until such
time as the Bureau is satisfied that the radiography of hull welding has reached
a satisfactory level of quality and accountability.

APPENDIX 8
CORRESPONDENCE CONCERNING CLASSIFICATION OP INFORMATION RELATING TO THE
Loss OF U.S.S. "THRESHER"
DEPARTMENT OF THE NAVY, OFFICE OF THE SECRETARY,
Washington, D.C., August IS, 1963.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy, Congress of the
United States, Washington, D.C.
DEAR MR. CONWAY : I am returning one copy of the transcript of the executive
session hearing before the Joint Committee on Atomic Energy on July 23, 1963.
160 LOSS OF THE U.S.S. "THRESHER"

This copy indicates those editorial changes which are considered desirable by
the witnesses concerned.
In addition to a review of the July 23 transcript for editorial changes, you
requested that the transcripts for June 26 and 27, and July 23 be reviewed for
classification and marked to indicate the specific information which is classified
for security reasons. After a thorough review and most careful consideration
of the situation, I do not believe it is in the best interests of the Navy to under-
take any declassification action at this time. I consider the entire subject
classified, and until the Court of Inquiry records have been reviewed, and the
hearing completed. I would be loath to release portions of the hearings. Such
patchwork release allows testimony to be taken out of context and, as you are
well aware, could be damaging to public confidence in the Navy. . At a later date,
I believe that declassification of portions of the testimony could be undertaken,
ami I would be most pleased to work with your staff.
Accordingly, I ask your understanding and assistance in this matter.
Sincerely yours,
FEED KORTH.
Enclosure: (1) Transcript of the executive session hearing, Joint Committee
on Atomic Energy, July 23, 1963, re: loss of the U.S.S. Thresher (Joint Com-
mittee on Atomic Energy Classified Document No. 7675 copy 2 of 10 A).

JOINT COMMITTEE ON ATOMIC ENERGY,


CONGRESS OP THE UNITED STATES,
August 19,1963.
Hon. FRED KORTH,
Secretary of the Navy,
Washington, D.G.
DEAR MR. KORTH : I have read your letter of August 13 to Mr. Oonway, execu-
tive director, Joint Committee on Atomic Energy, and I must say I am astonished
by the idea that the entire subject of the loss of the Thresher is classified.
I am particularly amazed in view of the detailed article by Hanson W. Bald-
win, appearing in the July 31, 1963, issue of the New York Times, which goes
into a great deal of discussion on the technical aspects of our present nuclear
submarines and characteristic planned for our future submarines in connection
with the Thresher loss. I can only assume that Mr. Baldwin obtained his de-
tailed information from knowledgeable individuals in the Navy. Also, on July 26,
when you first testified before the Joint Committee, the Joint Committee was
furnished a 17-page unclassified summary of the testimony.
I believe thoroughly and completely in protecting defense information and
restricted data but I do not believe that you would wish to use security classi-
fication to protect the people from the truth, nor to keep embarrassing informa-
tion from the public. Accordingly, I request that you reconsider your decision
and specifically designate what information in the hearing records is properly
classified for security reasons.
Sincerely yours,
CLINTON P. ANDERSON,
Chairman, Subcommittee on Security.

[From the New York Times, July 31, 1963]


NAVY STUDIES FLAWS IN ATOM SUBMARINES
(By Hanson W. Baldwin)
A thorough restudy of the design and construction of the Navy's nuclear sub-
marines has started as a result of the loss of the Thresher and a number of pipe
failures in other submarines.
The loss of the Thresher with 129 persons, in 8,400 feet of water 220 miles
east of Cape Cod, April 10, is believed to have been caused by flooding in the
engine room. The wreckage has not yet been found, although oceanographic
research ships are continuing the search. The Navy's bathyscaphe Trieste—a
deep-diving research craft with limited mobility—may resume diving operations
within a few weeks.
LOSS OF THE U.S.S. "THRESHER" 161

The Navy court of inquiry that investigated the Thresher case believed that a
piping failure subjected the interior of the Thresher to "a violent spray of water
and progressive flooding" that "in all probability" flooded electrical circuits and
caused a loss of power.
The court's findings and the current restudy were influenced by the fact that
piping failures and part floodings have occurred in a number of U.S. subma-
rines in recent years. None of them, except the Thresher, have involved loss of
the submarine or of life.
None of them involved nuclear reactors and none of them resulted in the re-
lease of any radioactivity. All of these materiel failures were checked or com-
pensated for before major damage was done.
The intensive reexamination of nuclear .submarines—built, building and
planned—is just starting. It has found nothing so far, Secretary of the Navy
Fred Korth noted, "to cast doubt on the basic soundness of the program" or on
the nuclear reactors, or on the general shape of the now standard, tear-dropped
shape, or shark-shaped, hull form. Rather, it is taking the form of a scien-
tific and engineering "who-done-it" to discover why such failures occur and how
they can be minimized.
RESEARCH IS STIMULATED

The studies have been greatly stimulated by the Thresher's loss. However, the
Navy Bureau of Ships, research departments of various industries, oceanographic
institutes and Government and private laboratories already had been engaged
for some years in wide-ranging studies directed toward submarines capable of
cruising silently at greater and greater speeds and greater and greater depths
with greater and greater safety.
These studies have involved new concepts. The experimental submarine
Albacore, for instance, was fitted with dive brakes and a drag parachute, which
was released from the top of the sail, or superstructure, to test the effects upon
underwater maneuvering and rate of descent.
The highest priority is now being given to checking all submarines for struc-
tural integrity, particularly high-pressure piping and safety features. Until
these checkouts are completed, arbitrary depth limits have been established that
are considerably less than the test depths for which operating submarines have
been designed.
The complex nature of this inspection task is brought about by the changes
in submarine design that nuclear power has caused. Conventional submarines
utilize electric batteries that supply power to electric motors for submerged cruis-
ing.
The fission of nuclear materials simply provides heat that must be transformed
into energy that can be harnessed to the submarine's propeller shafts. This
is done by utilizing the heat generated by fission to change fresh water into steam
in a heat exchanger, or boiler. The steam is then used to drive conventional
turbines geared to the propeller shafts.
FRESH WATER IS REUSED

Any such steamplant utilizes the fresh water in its system over and over.
After the steam expands through the turbine blades, it is piped back to a con-
denser, where it is cooled and, in the form of water, passes into the heat ex-
changer or boiler once again in a closed-cycle system. The cooling in the con-
denser is done by passing the steam over pipes filled with cool seawater.
Thus, the development of nuclear power meant that a maze of piping—much
more than in an electric-powered submarine and all of it open to sea pressure—
had to penetrate the strong pressure hull of the submarine and be routed through
her interior.
In addition to the sea water for the condenser, other high-pressure piping
is used for the evaporators, which make fresh water from salt water; for the
ship's toilet system; for air lines to ballast tanks; and for some other purposes.
Thus, to a far greater degree than the old electric battery submarines the
nuclear submarine not only has the tremendous pressure of the sea outside the
hull, hut also inside in high-pressure piping, bending and curving through the
ship.
FASTER CRUISING SPEEDS
Moreover, the submarine has been built to cruise much faster and far deeper
than its World War II predecessors. The greater the depth, the more difficult
162 LOSS OF THE U.S.S. "THRESHER"

the problems. Packing boxes around the propeller shafts, piping joints and
piping and the hull itself are subjected to tremendous pressures—more than 44
pounds a square inch for each 100 feet of depth.
For these reasons the complexity of the task of insuring safety has greatly
increased. The maze of piping presents the major problem to date. There are
more than 3,000 pipe joints in the nuclear submarine. During construction
each of these joints and the pipe itself is carefully inspected and tested by
several methods. The pipe joints are formed by welding, wherever space, which
is precious in the constricted interior of a submarine, permits, or by a process
called silver brazing, where space is limited.
Welding provides a built-up seam with new metal joining the two ends to-
gether ; silver brazing, utilizing a silver alloy, is a physical bonding of the two
ends of the pipe with the application of heat, somewhat similar to soldering.
There are various types of pipe joints, some inherently stronger than others.
No one type, because of space and other reasons, can be used for all purposes.
Welding normally is a somewhat stronger process than silver brazing, but both
have been used successfully for some years for joining high-pressure piping.
Silver brazing, however, is not used for joining high-pressure steam lines. The
developed inspection techniques for welded joints offer a much higher guarantee
of a good joint than do those for a brazed joint.
JOINTS ARE INSPECTED
In construction, physical inspection of the joint is the first step. A trained
inspector can tell a good deal by looking at a welded or brazed joint. X-ray or
gamma ray photography is then used on all welded joints to take a picture of the
cellular condition of the metal. Trained operators are required to read the photo-
graphs.
X-rays cannot be used for brazed joints, but ultrasonic inspection—the utili-
zation of sound energy passing through the joint and the measurement on an
oscilloscope of the reflected sound waves—can give a trained operator a picture
of a sound or faulty joint.
After these inspections, there are various Slowdown and hydrostatic tests.
It has been found that even fine dust left in a piping system may jam or slow
the closing of a high-pressure valve, ground to fine tolerances. High-pressure air
blows out the system. The piping and the joints are then subjected to hydro-
static pressure tests—that is, water is pumped in under a pressure equivalent
to that to which the submarine and her high-pressure sea water piping would
be subjected at the deepest depth at which she will normally operate, and then
at her crushing depth.
In addition to this inspection procedure during construction, the pipe metals
themselves and some sample joints are tested again and again to the breaking
point under extreme hydrostatic pressure to determine the effect of metal fatigue.
It is this kind of testing that is now being done on all U.S. nuclear submarines.
The testing will extend ship overhaul periods, but it will not materially interfere
with the Polaris submarines now on patrol and with the operating schedules of
attack submarines. The inspection will be done as each returns to the yard for
overhaul. Lagging is stripped off all pipes and any suspected weak joints will
be replaced.
HULL SECTIONS X-RAYED

At the same time, hull sections will be X-rayed to discover any deterioration.
Any modifications in design—such as the relocation, or protection, of electrical
switchboards from exposure to flooding by broken piping than can be made will
be made.
More major design changes will be incorporated in submarines not yet built.
But just what they will entail no one can now say. So much has to be packed
into a small hull in a submarine, and a submarine is subjected to so many
stresses—the exact nature of some of them unknown—that any design must
represent a compromise between optimum combat effectiveness and optimum
safety. Diving deep into the sea at great depths is inherently hazardous, as
every submarine sailor knows; the problem is what level of risk should the
designer accept.
But it is already rather clear that future submarine designs will reduce mate-
rially the number of piping joints. The chances of failure, some designers
believe, are multiplied by the number of joints. The quality control of work-
LOSS OF THE TJ.S.S. "THRESHER" 163

manship needed is so high that the possibility of human failure by inadequately


trained or careless inspection personnel increases.
Bending, rather than joining, of pipes wherever possible; rerouting them so
that welds rather than brazing would be possible; and eventually, perhaps, the
development of some sort of propulsion system that would eliminate, or at least
reduce, the piping subject to sea pressure within the hull are all part of the
planned changes.
So, too, is a system called Frisco (fast reaction integrated submarine control),
an automatic reaction type of submarine control and safety system. By means
of computers and electronic and hydrostatic monitors and controls, this system
will provide the quick reactions that human reflexes cannot for the high-speed,
deep-diving submarines of tomorrow.
The size of the sail planes—the ventral fins that stick out from either side of
the submarine superstructure called the sail—is another issue in debate. Some
submarine sailors believe that they should be somewhat larger so that the planes
themselves—like the wings of an airplane—would provide a certain amount of
buoyancy, or "lift" and could compensate for some negative buoyancy in case of
unexpected flooding. 1
Changes in design will be influenced by the experimental submarines now
operating or under constniction. The Albacore, with its tear-drop-shaped hull
for high speed underwater and its sensitive airplane type of controls, pioneered
the deep high-speed trend. Its hull form, sometimes slightly modified, is now
standard for attack submarines.
The Albacore is being used for many experiments, with different combinations
of propellers and rudders and varying types of controls. She has recently been
reequipped with what are believed to be the world's most powerful electric
batteries, which give her an underwater speed of about 33 knots for short periods.
Another experimental submarine, the Dolphin, is being built for the Navy.
It is designed for far deeper dives than any submarine afloat. Its test depth has
not been disclosed, but it is believed that it will be at least three to four times
the limits of the Thresher class. The Thresher's top speed and depth limits were
secret, but speculative published reports indicated that she had a test depth of
perhaps 1,000 feet, and a top underwater speed of more than 25 knots.
The Dolphin will have only a seven-man crew, but she will be highly instru-
mented and automated. She will have a computer-recorder to tape and assimilate
the immense amount of data she is expected to record. She will be used to assist
in the solution of such seemingly simple but actually complex engineering prob-
lems as how best to seal a propeller shaft bearing against the tremendous pres-
sure of hundreds and thousands of feet of water.
The Aluminaut, to be built of high-strength aluminum forgings bolted together,
is under construction by Reynolds International and the Electric Boat Division
of General Dynamics Corp. She is designed as a research submarine for use
down to depths of 15,000 feet by the Woods Hole Oceanographic Institution. She
will carry a crew of three and will have a horizontal radius of about 80 miles.
In addition to these submarines, an extensive Oceanographic program includes
a projected construction program of six to eight small research submarines for
exploratory operations down to 15,000 to 18,000 feet. Another and improved
bathyscaphe, capable of reaching the deepest parts of the ocean—estimated at
more than 36,000 feet—is also planned.
New materials, of greater strength than any now available, are being developed.
The United States Steel Corp. has recently received a contract to develop a
new type of tough steel alloy for hull plates of deep submergence submarines.
Welding techniques of greater strength are also to be developed.
DEPTHS ARE ESTIMATED

The Navy believes that these, and many other developments, may make possible
test depths for operating submarines (as distinct from research and development
submarines) of a maximum of about 4,000 feet in the period of 1970-80. Many
officers see no combat or military requirement for any greater depth capability,
but some disagree.
In any event, the present and future designs and capabilities of the Navy's sub-
marines are now being put under the microscope. A board of experts and sub-
marine "elder statesmen"—including naval officers and civilian scientists—has
been established under the Assistant Secretary of the Navy for Research and
Development. It is called the Deep Submergence Systems Review Group and is
headed by Rear Adm. E. C. Stephan, a former Navy oceanographer.
164 LOSS OF THE U.S.S. "THRESHER"

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.G., August 29,1968.
Hon. CIJNTON P. ANDERSON,
Chairman, Subcommittee on Security, Joint Committee on Atomic Energy, Con-
gress of the United States, Washington, D.C.
DEAR SENATOR ANDERSON : I am in receipt of your letter of August 19, 1963,
requesting a reconsideration of my decision to maintain the Thresher hearing
records classified. As you can well appreciate, I carefully considered the matter
prior to making this decision, and in reviewing the situation, I believe the ra-
tionale to be completely sound. The hearings transcript should at this time main-
tain its classified status.
I am informed that the hearings have not been completed, and of course the
records of the court of inquiry have not been reviewed. In my opinion, it would
be a poor time indeed to release piecemeal the facts and assumptions documented
by your hearings. Such action could materially downgrade our offensive-defen-
sive submarine weapons systems, both in the public mind and the minds of our
officers and men that man them. This would certainly lead to many comments
and speculations. Such public knowledge would undoubtedly aid our enemies
in their intelligence assessments and possibly in their own undersea program.
Other important factors to be weighed are the concern which could be generated
in the minds of our allies and in the world in general. Also such release could
have an extremely detrimental effect on the Navy's current endeavors to integrate
qualified volunteer line officers into the nuclear submarine program.
I am informed that Mr. Baldwin visited the Bureau of Ships on July 17,1963,
and discussed unclassified aspects of the Thresher disaster, chiefly with regard
to technical matters of piping system joints which are of common shipbuilding
knowledge, with Rear Adm. Charles A Curtze, U.S. Navy Deputy Chief and Capt.
D. H. Kern, U.S. Navy head of the Submarine Branch, Bureau of Ships. Although
Mr. Baldwin's article, because of his broad experience and background in Navy
matters, was more informative than would have been expected of the average
newspaperman, the Navy considers that its security interests were properly safe-
guarded.
I trust, Senator Anderson, that this letter details my concern regarding declassi-
fication of portions of the hearings transcripts at this time. As you know, we
are deeply involved with our comprehensive review of records, procedures, and
conditions relating to the nuclear submarine program, and as a result, I am cer-
tain that many changes will be forthcoming.
Sincerely yours,
FRED KORTH.

CONGRESS OF THE UNITED STATES,


JOINT COMMITTEE ON ATOMIC ENERGY,
March 16,1964.
Hon. PAUL H. NITZE,
The Secretary of the Navy.
DEAR MR. SECRETARY : On June 26, 27, and July 23, 1963, the Joint Commit-
tee held executive hearings on the loss of the nuclear submarine, TJiresher.
In correspondence with Secretary Korth, subsequent to the hearings, the com-
mittee on July 3 and 31, and August 19, 1963, requested that the Navy review
the hearing record and mark those items of a classified nature, so that such
items could be deleted preparatory to the publication of an unclassified record.
In response, former Secretary Korth, on August 13, and again on August 29,
1963, stated in letters to the Joint Committee that the entire transcript should be
maintained in a classified status.
I would like to reiterate my request that the Navy review the record of the
hearing and specifically designate that information in the hearing record which
is classified. In addition, please indicate why the specific item is classified.
As you may know, I have always encouraged the agencies of Government to
maintain the security of defense information and restricted data. However,
it is equally my conviction that security classification should not be used to
protect the people from the truth or to keep embarrassing information from the
public.
LOSS OF THE U.S.S. "THRESHER" 165

In my view, the Navy's refusal to identify specific areas of the Thresher tran-
script which are classified is based, in part, on a desire to withhold information
which rightly belongs in the public domain. There can be no satisfactory justi-
fication for this attitude.
Accordingly, should the Navy persist in its refusal to identify those areas of
the Thresher transcript which are classified, I plan to initiate action leading
to the preparation of a report on the Thresher hearings, pursuant to the duty and
authority vested in the Joint Committee on Atomic Energy by sections 202 and
206 of the Atomic Energy Act of 1954.
Your prompt attention to this matter will be appreciated.
Sincerely yours,
CLINTON P. ANDERSON,
Chairman, Subcommittee on Security.

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.C., March 25,1964.
Hon. CLINTON P. ANDERSON,
Chairman, Subcommittee on Security,
Joint Committee on Atomic Energy,
Congress of the United, States,
Washington, D.C.
DEAR CLINT : I appreciate your interest in the Navy, and your desire to make
public an unclassified report on the Thresher hearings. Pursuant to the request
contained in your letter of March 16,1 have taken action to review the transcript
with view to designating those areas which are classified. In addition, it is
believed that there are matters, while not of a classified nature, that may not
be in the best interests of the Government to release. To the extent such is
contained in the record, in the judgment of the Navy, these will be separately
designated and the reasons set forth. As you can well appreciate, this endeavor
must be handled by my most knowledgeable people, considering well the impact
of such release both within this country and to our potential enemies. We are
proceeding with sanitization. When sanitization is completed and the tran-
scripts submitted, as stated earlier by my predecessors Mr. Korth, we will be
pleased to cooperate with your staff and assist in any way possible.
Since the Thresher and our nuclear submarine program are of such vital im-
portance to the defense posture, it is suggested that a review of your report
prior to publication might prove beneficial to both the Joint Committee on
Atomic Energy and to the Navy.
Sincerely yours,
PAUL NITZE.

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, B.C., May 26,1964-
Hon. CLINTON P. ANDERSON,
Chairman, Subcommittee on Security,
Joint Committee on Atomic Energy,
Congress of the United, States, Washington, D.C.
DEAR CLINT : Enclosed is the transcript of the Thresher hearings, as I promised
in my letter of March 25.
As I am sure you will understand, it was a most difficult task to isolate just
those parts of the transcript which must properly bear a security classification.
Mr. Conway and his staff worked closely with the Navy team engaged in this
long endeavor, and were most helpful.
I understand that further updating hearings on Thresher and subsequent cor-
rective actions are scheduled to be held next month. The consolidation of the
two phases of the hearings into a single report will place the matter in proper
perspective and should serve a constructive purpose. In this regard, I would
appreciate the opportunity to review the galley proofs prior to report printing.
You may be assured that I will be pleased to cooperate in any way possible.
Sincerely,
PAUL [NITZE].
34-920—'65 12
166 LOSS OF THE TJ.S.S. "THRESHER"

DEPARTMENT OF THE NAVY,


OFFICE OF THE SECRETARY,
Washington, D.G., July 22,1964.
Mr. JOHN T. CONWAY,
Executive Director, Joint Committee on Atomic Energy,
Congress of the United States, Washington, D.C.
DEAR MR. CONWAY : In response to your letter of July 9, one edited and sani-
tized copy of the transcript of executive session hearings on Thresher, July 1,
1964, is enclosed. This transcript has been edited for accuracy by the cognizant
witnesses, and their correction noted in green pencil markings. The areas con-
sidered classified have been bracketed by red pencil markings.
In addition, two pieces of Navy correspondence are enclosed which have been
sanitized, with the classified areas bracketed by red pencil markings. These
include my February 5, 1964, letter to you summarizing developments since the
loss of Thresher, requested by your July 9 letter; and, Chief, Bureau of Ships
letter of August 28, 1962, to commander, Portsmouth Naval Shipyard, concern-
ing silver-brazed piping on Thresher, requested by your July 15, 1964, letter.
I believe this completes any outstanding Navy responsibilities in this area.
This material should assist in the generation of a factual and informative re-
port. As previously agreed, it is requested that the Navy be allowed to review
the galley proofs prior to printing of the report.
If I can be of any further assistance, please do not hesitate to call upon me.
I have designated Captain Bobbins, Director of Congressional Investigations
as my representative in these matters.
Sincerely,
PAUL H. NITZE.
Enclosures:
(1) Transcript of executive session Thresher hearings, July 1, 1964.
(2) Secretary of Navy letter of February 5 to Mr. Conway.
(3) Chief, Bureau Of Ships, letter of August 28, 1962, to commander,
Portsmouth Naval Shipyard.

APPENDIX 9
CORRESPONDENCE CONCERNING ADDITIONAL INFORMATION REQUESTED BY JOINT
COMMITTEE
DEPARTMENT OF THE NAVY,
OFFICE OF THE SECRETARY,
February 5,1964-
Mr. JOHN T. COWWAY,
Executive Director,
Joint Committee on Atomic Energy,
Congress of the United States,
Washington, D.C.
DEAR MR. CONWAY : Recently several members of your staff enumerated various
areas of interest concerning the Thresher hearings about which the Joint Com-
mittee on Atomic Energy was desirous of obtaining additional information.
Accordingly, I have had material assembled on those specific items mentioned
and am enclosing it herewith for your information. In addition to this material,
it was requested that your staff be given a personal briefing by Rear Admiral
Stephan pertaining to his work in hull tests, search, and rescue vessels. As
the admiral has not conducted investigations in the area of hull tests, this por-
tion of your request is not entirely clear. Hull tests currently specified for
submarines are contained in shipbuilding specifications and the Bureau of Ships'
technical manual. If this is the type of information which is desired by the
Joint Committee, it can be provided on your request.
,It is hoped that the enclosed information meets the requirements of your
committee on this matter. You may be assured that the Navy is most pleased to
cooperate with you in this manner, and you will be informed with regard to fu-
; ifcure changes that are considered significant.
Sincerely yours,
PAUL H. NITZE,
Secretary of the Navy.
LOSS OF THE U.S.S. "THRESHER" 167

"THBESHER" HEARINGS, ADDITIONAL INFORMATION REQUESTED BY THE JOINT


COMMITTEE ON ATOMIC ENERGY
(a) Design study group
The Thresher Design Appraisal Board (Design Study Group) appointed by
the Chief, Bureau of Ships, completed deliberations and submitted its report
of July 15, 1963. This group made various recommendations concerning im-
provements of design, fabrication, and testing directed toward improvement in
submarine safety. These recommendations have been incorporated into the
Bureau of Ships submarine safety program for evaluation and are being imple-
mented as appropriate in new construction and operating submarines.
(&) Blow rate, capacity
Computer studies conducted prior to and following loss of Thresher have been
utilized to evaluate the adequacy of stored compressed air and the rate at which
main ballast can be blown from submarines at deep depths. As a result of these
studies changes are being or will be made in submarines under construction to
improve their flooding recovery capability. Present intent of the Bureau of
Ships is to provide a higher main ballast tank air blow rate in all submarines
having a design test depth of [classified matter deleted] feet or greater. Indica-
tions to date concerning the need for increased air storage are that little if any
increase in capacity is required or will be required for most classes of sub-
marines. However, some increase is anticipated for some classes and redistri-
bution of existing air banks may be required for others. This increase in blow
rate and redistribution or increase in high-pressure air storage where applicable
is currently underway in new construction and is planned for operating sub-
marines during first overhaul. Studies conducted to date on new construction
and operating submarines showing recovery capability as a function of various
system parameters and flooding holes sizes will be provided the Joint Committee
staff if desired.
(c) Personnel policy
(1) It has been and will continue to be the policy of the Chief of Naval
Personnel that both the commanding officer and executive officer not be relieved
during construction, postshakedown availability, or regular overhaul of nuclear
submarines. The exception to policy in the case of Thresher was authorized
because of urgent requirements for commanding officers of Polaris submarines—
the Nation's highest priority program. The Chief of Naval Personnel is em-
barked on a determined effort to obtain additional qualified officer personnel
for nuclear power training which should increase his flexibility for officer
rotation.
(2) At Portsmouth Naval Shipyard, officers in the ship supervisor category
have been extended as necessary in order to complete the entire yard period of
the submarine to which assigned. Additional officers in excess of allowance
have been ordered into the design, construction, and repair areas to assist in a
rapid return to a satisfactory production level.
(a) Fabrication changes, including specifications
The most significant changes in fabrication requirements for submarines as a
result of Thresher loss have been in the area of critical piping system joints. The
basic instructions covering sil-braze for submarine piping have been combined
and reissued and have been modified to incorporate new techniques in inspections
(ultrasonics), more stringent training of production and inspection personnel,
closer inspection, and more thorough accountability. Design changes have also
been implemented to decrease the amount of piping and the number of joints
subject to submergence pressure. Increased radiography of castings in critical
piping systems has been called for in new construction and improved nonferrous
radiography Standards have been issued. The requirement for improved assur-
ance in sil-braze piping system joints and increased requirements for radiography
of castings will be applied to operating submarines and will require considerable
additional effort over normal overhaul work.
(e) Rework or modification of boats in operation
The Bureau of Ships has developed a work package consisting of items required
for the improvement in submarine safety dictated by the above and other improve-
ments in systems and components. This package will be accomplished in all new
168 LOSS OF THE U.S.S. "THRESHER"

construction submarines and in all operating submarines having a design test


depth of [classified matter deleted] feet or greater.
The following items constitute the Bureau of Ships safety certification package
directed toward an order of magnitude increase in the safety of submarine
operations and the removal of current restrictions on submarine operating depth.
Accomplishment of the complete package on a particular submarine will provide
maximum reasonable assurance within existing state of the art that failure of
vital systems or components will not occur under the most severe operating
conditions during peace or war. Accomplishment of portions of this package will
significantly reduce the hazards inherent in submarine operations at any depth.
Completion of the mandatory portion of the certification package will minimize
the risk of catastrophic failure sufficiently to permit BuShips to certify the
material condition for unrestricted operations to design test depth.
Certification package.— (1) Certification of critical piping systems : Sea water,
hydraulics, high-pressure air and oxygen.
(a) Weld and inspect radiographically or silbraze to the new standards
and inspect ultrasonically certain critical piping system joints as specifically
identified for each submarine or class of submarines.
(6) Radiograph vital castings in sea-water systems to insure integrity.
(c) Remove all unsatisfactory forms of aluminum bronze where in
contact with sea water.
(d) Provide more reliable flexible piping in sea-water systems.
(e) Remove unsatisfactory K-Monel.
(2) Certification of the hull boundary: Review the design, construction, and
testing performed for new design (Thresher depth) submarines to insure ade-
quacy in all respects. Such items forming the hull boundary as sea-water
systems, trash ejector, torpedo tubes must be evaluated from a safety standpoint.
(3) Improvement in flooding control and recovery capability:
(a) Insure remote operated air bank valves fail in such a way to provide
air to MET blow system (in event of an electrical failure).
(ft) Insure MBT blow filters are of proper type and properly located.
(c) Insure adequate high-pressure air stowage is provided.
(d) Provide a separate emergency blow system for increased ballast
ejection.
(e) Provide remote, central control of sea water valves.
(/) Insure there is adequate access to vital equipment for operation or
repair in an emergency.
(4) Insure the stern plane control system is in peak mechanical condition.
Complete details of the extent to which Bureau of Ships intends to accom-
plish the certification package on individual ships and the intended time
of accomplishment (overhaul/delivery schedules) for operating and new con-
struction submarines respectively will be provided to the Joint Committee staff
if desired.
(/) Operating limitations
(1) All deep diving submarines have been restricted to a maximum operating
depth of [classified matter deleted] feet. On July 23, 1963, authority was
granted by the Chief of Naval Operations to conduct a single deliberate carefully
controlled dive to [classified matter deleted] feet in a specified area of limited
depth for each new construction submarine during builder's trials. Such a dive
will provide assurance that, in an emergency, an overshoot to [classified matter
deleted] feet would be safe. This dive is authorized only upon certification by
the Bureau of Ships that the workmanship, construction techniques, inspections,
and test programs, used in construction of the submarine are adequate and in
all respects meet established standards and requirements. The Bureau of Ships
specifically determines certification for this [classified matter deleted] foot dive
based upon audit and review of the shipyard's procedures and records including
such vital areas as nondestructive testing of sil-brazed piping joints, radiography
of welded hull and piping joints, test and inspection records, material identifica-
tion and control, special pretrial tests and adequacy of damage control equip-
ment. A single dive to [classified matter deleted] feet is considered entirely
safe due to its controlled nature and increased margin of safety provided by
thorough inspection and improved recovery capabilities.
(2) Reinstatement of design test depth is planned on a ship-to-ship basis
when the certification package for each ship is accomplished.
LOSS OF THE U.S.S. "THRESHER" 169

(g) Discipline action re Hecker


No disciplinary action has been taken or is contemplated concerning Lieutenant
Commander Hecker's involvement in the Thresher incident. He is still in com-
mand of the rescue vessel Skylark. He will be due for normal rotation from his
present command in June 1964.
(h) Search summary
(1) On September 5, 1963, the associated operational aspects of the search
for the nuclear submarine Thresher were terminated. This decision was made
due to need for a thorough overhaul of Trieste and the rapidly deteriorating
weather conditions during the fall in the Thresher search area.
(2) During this search effort, which lasted nearly 5 months and involved
more than three dozen ships and thousands of men, the Trieste made a total of 10
dives. The most significant dive was made on August 28, 1963, when the
bathyscaph took a number of extremely valuable photographs and made a unique
recovery from the ocean floor 8,400 feet from the surface. The item recovered
was a piece of brass piping and a fitting with markings which definitely established
that it came from Thresher. The piping was picked up by a mechanical arm
operated from inside Trieste's gondola in the first successful test of this device.
(3) Much of the burden of the 5 months' search fell largely to four research
ships; the Military Sea Transportation Service ships Gilliss and Gibbs, the
Lament Geological Observatory ship Conrad and the Woods Hole Oceanographic
Institution vessel Atlantis II. Using deep-towed still and television cameras,
magnetometers, and sonars, the ships made exhaustive electronic probes of the
bottom and took thousands of photographs. As a result, the area of the search is
now better known to oceanographers than any area of similar depth in the world.
(4) Although no part of Thresher's pressure hull was sighted or photographed,
the amount of evidence collected in the form of debris sighted, photographed, and
recovered leaves no doubt as to the general location of the sunken submarine.
From analyses of many water and bottom samples taken in the search area,
there is no indication of any radiological hazard, even to marine life. Periodic
surveys will continue to be made in Thresher area using oceanographic research
ships. Further exploratory work in the field of deep submergence vehicles and
underwater reconnaissance is being planned under the direction of the Chief
of Naval Research.

APPENDIX 10
THE NEED FOK A HIGH IQ (INTEGRITY-QUALITY)
Remarks by Rear Adm. Charles A. Curtze, U.S. Navy Deputy Chief of the Bureau
of Ships at the Ninth Annual Gas Turbine Conference and Products Show
sponsored by the Gas Turbine Power Division of the American Society of
Mechanical Engineers, Houston, Tex., March 4,1964
Mr. Chairman, distinguished guests, gentlemen, ordinarily you might expect
me to talk about gas turbines or some new, intricate, and interesting device and
how it does its job for the Navy. I am not—I am going to tell you what you are
going to have to do for me if I am going to be successful in my job.
I need primarily a high IQ—I need ship and component integrity and quality
and you, gentlemen, representing the scope of industrial disciplines that you do,
are going to provide it for me.
Today, I propose to tell you how the Navy is going to extract it from you
because, in recent years, as I will point out later, IQ has not necessarily been
automatically discharged without a lot of pump priming. We simply cannot
tolerate or afford deficiencies in Navy ships and equipment. Too much is at
stake. Frankly, our ships are not all we would like them to be, and further,
are not all we know how to make them be and lastly, intend to make them be.
We are faced with critical operating and maintenance problems due to the
introduction of ultracomplex systems into the fleet. Many of these new systems
are not performing to promise because they are not reliable and are difficult to
maintain. There are a number of remedial actions we can take to bring these
problems under control. The purpose of my remarks here today is to plead for
intelligent help from you through generating an understanding of Navy problems
that you, as engineers, can do something about solving.
170 LOSS OF THE U.S.S. "THRESHER"

I find it not only convenient but good antifrustration medicine occasionally


to review how things used to be and why, and how things are now and why; how
we ran the gamut from simplicity, dependability, maintainability, and excellent
cost effectiveness to complexity, questionable reliability, diminishing maintain-
ability and high-cost hardware in our quest for major increases in combat
effectiveness.
Our lives as engineers, measured against the problems of our times, have never
been simple. That's why we like what we do. Under the old guild system, the
master was responsible for conceptual design and execution. The materials
available to him were basic. Long association of his forebears with these
materials gave him knowledge of their limitations. The consumer public
trusted him implicitly as evidenced by the German quip: "What the master does
is well done, but the apprentice needs to be beat about a bit."
; During the industrial revolution in England, product complexity increased.
It became impossible to embody in one man all of the required skills and dis-
ciplines within the fast-changing time and cost frames. Even then, if Dickens
is any authority, a mechanic and engineer with ambition became the owner-
manager-mechanic who hired others to help him share the load. The measure
of a man was reflected in Dickens' comment that wherever such a man goes,
"they'll know that there is a man as knows his tools, and, as his tools knows,
knows how to use them. If that ain't a man, where is a man?" It's still true
although new tools are added to our kits.
It was possible, because of the length of time it took to produce anything,
for the manager-artificer to keep a continuing check on quality and progress;
only an ultimate operational checkout, test run was required before delivery
and acceptance.
Further down the pike, the end of that era, perhaps 25 years ago, I went
through Browne & Sharpe in Providence and saw some automatic screw ma-
chines on test. The foreman was rough-checking machine output for true cir-
cularity by revolving test spindles between his fingers. He modestly admitted
that he could never really depend on this if one required an accuracy of anything
better than a thousandth or two.
At the beginning of World War II our designs were conservative. The required
skills and materials were available and completely familiar to all hands;
specifications had been refined by years of fire and hammering. Equipment was
standardized, at least in design, so almost anyone who had machinery to operate
was able to maintain it. In short, dependability, maintainability, and reliability,
under the conditions of loading usually encountered, was no problem.
We fought World War II largely with designs already firm at the beginning
of the war. Our crews were stable and could maintain the ships. They had to,
could, and did.
The period immediately after the war gave us time to look at a whole line of
new things—and away we went. We did not sufficiently appreciate that the skills
had been diluted and a whole new set of rules applied. Things changed—but
fast.
We can't afford to let ourselves become hypnotized by our own cleverness. The
.nonengineering public has been conditioned by the press and national pride
'to think only in terms of bearded scientists, beetle-browed mathematicians,
recluse physicists, harried engineers, and table-thumping executives. In the
.public eye, to this team, all is possible. They simply pour data into tireless
computers of their own making. These regurgitate everything from the formula
for Revlon's intimate perfume to nuclear powerplants—on demand.
If we had had an early enough awareness of the shape of things to come, we
could have progressively kept ahead of the tide on many of the quality, re-
liability, and maintainability problems we are facing today. Unfortunately,
although developments shot up exponentially, we kept running on a straight-
line function.
For a look at the present: Included in our equipment troubles was a recent
rash in our submarines. We selected one group of ships to look at, as alike as
ships in 1 year's flight can be with diversified builders and component sup-
pliers. The nuclear propulsion system was already adequately covered and
reported.
LOSS OF THE U.S.S. "THRESHER" 171

During a 1-year period over 9,000 items were found deficient. These 9,000
were supplied by some 270 manufacturers. This also made it clear that some-
thing was wrong with us, too. At least specification precision was lacking;
inspection less rigorous than necessary. The sweat needed to do things right
just is not being generated.
Checks in building yards disclosed material errors indicating poor control in
manufacturers' plants, and our own. We seemed to have lost the control we
needed to guarantee the kind of product we required. It was painfully ap-
parent that we could no longer depend on the methods of the past. I feel we
got a bit sloppy as an industrial nation—a tendency to engineer price or profit
and not value?
Admiral Rickover, who has addressed himself with force and effect on many
occasions to this area, summed this up as clearly as I have seen it anywhere as
follows:
"In many instances it is impossible to 'inspect' for the desired quality in
complex equipment, especially after the equipment has been fabricated. The
desired quality must be built into the equipment during all stages of design
and manufacture. No amount of inspection can fully assure the desired quality;
further, it is impracticable for the purchaser to duplicate all inspections and
checks that have to be made by the manufacturer. Therefore, in the procure-
ment of high-quality complex equipment it is most important that the purchaser
assure himself that the manufacturer he selects is not only capable of providing
equipment having the desired quality, but, whenever possible, is actually deliver-
ing similar high-quality equipment."
So much for how we got where we are and what's wrong. What's the fix?
The guiding thesis in our solution of these difficulties is first to establish an
orderly and systematic description of them. We think we can cope with these
difficulties once we have measured them and have established a solid quantita-
tive basis on which to build. We want to do away with vague will-o'-the-wisp
opinion surveys and reports and come up with good, solid figures and facts. We
are now making real progress along this road and have started in the education
of our own people and industry in what we are trying to do. Unfortunately, our
problem is not a simple one, for we have had to apply the most advanced tech-
nology to provide modern ships in support of our national position as a sea-
power. We are certain that we must have these systems to have the seagoing
fighting force the Nation needs.
Now every young engineer is dedicated to the thought that technology is a
wonderful thing but pragmatically it is not always an unmixed blessing. At
any time, the new nuclear-powered, missile-equipped, jet-age Navy is in danger
of bogging down in technological quicksand if we don't manage; properly—this
concerns me to motivate you.
It is no national secret that the necessary increases in combat, capability
of our ships and equipment have been won thus far with concurrent skyrocketing
costs and almost overwhelming complexity. We have invested heavily in the
technical promises for improved systems and in the process we traded off some
older and in most cases more reliable systems to get them. Those were the
tradeoffs. What happened to the payoffs? Unfortunately, some are still in
the state of promise and not yet performance.
I have already given you some illustrations of essentially engineering inade-
quacies in a number of areas. I will also describe some of the systematic
approaches we have recently given renewed credence to help us eliminate our
troubles.
I mentioned earlier that the roles have changed—technology is advancing
so rapidly, particularly in the missiles systems areas that we have been hard
pressed to develop parameters for material support or eqipment maintenance.
Our standard maintenance management program is designed to fill this heed.
We think the Bureau of Ships design work-study program gives us the start
we need to insure a ship system that can in fact be controlled from design through
delivery to operational dependability. It helps point out the areas of large,
quick, cheap, and easy return—we can initially attack where the payoffs are
greatest; it sets the relatively bloodless stones in good perspective—we don't
waste time squeezing them.
172 LOSS OF THE U.8.S. "THRESHER"

The increase in space and complement required by the new systems to meet
the new threats caused ships growth to the extent that a present-day escort ship
is bigger than most World War II destroyers. The new systems have improved
the eyes, ears, and kill capabilities of the new ships but the price in greater cost
in men and money was high. The complex new systems brought with them
difficult problems in maintenance, reliability, and communications.
Design work study is basically a logical, systematic, factfinding method of
determining the requirements for effectively operating and maintaining a ship—
how it can best be done, by whom and how fast. Just how complex a ship do
we need? Can we go conservative to maintain the basic ship and machinery
with lower levels of skills and fewer men? What are the optimum machinery
arrangements for easy maintainability? Do we need complicated feed systems
and high pressure lube oil systems when a return to lower pressures, lower
bearing loadings permit us to get along with familiar, tried and true hardware,
carbon moly pipe, horizontal blowers? Is the price in tonnage too much to pay?
Size, per se, really is the cheapest thing we build into a ship. It's what occupies
the larger volume that costs money.
The first ship design using the work study approach was the escort ship in
the Navy's 1964 program. The new approach resulted in an initial weight saving
of about 300 tons. This paid off in room for equipment and systems that sig-
nificantly increased the operational capability while permitting a substantial
reduction of personnel.
Because of the excellent results obtained with this ship, design work study
is now being applied to the design of a tank landing ship (LST) and a submarine
tender (AS) in our 1965 program. We envision design work study as a way
of life in ship design by 1970.
Considerations of maintenance and logistic support of our work studied ship
caused us to dust off the reports of World War II "automatic flow of spare
parts," from which we never really recovered but merely walked away from, and
progressive maintenance. We found we had no "use data" for the new equip-
ment in our ships.
The standard maintenance management system gave us the tool. This
really is not a new idea to the Navy or to industry. What started in 1947 as a
punch card operation, for systems sake, has come into its own—been given the
support to make it fly.
The new program set up by the Fleet Maintenance Division of the Chief of
Naval Operations was established specifically to define what maintenance had to
be done and when—and to provide a system which would allow complete control—
yet be clutched rather than geared to possible changes in the operating schedules.
Although only about a year old, this program is paying off in more than 200
ships. We are now able to get the shipwork done with existing personnel in
less time. Breakdowns are on the decline, weak links in the components defined
and corrective action possible.
This gives us a formal line management and technical feedback system that
will provide the fleet, Chief of Naval Operations, technical bureaus and you with
the data each of us needs to improve and control our singular efforts. As you
would guess—the most difficult part of this development is not so much defin-
ing what we need to know as learning how to get this data factually from our
sailors. They are still disposed to fix and forget.
One of the facts of our lives is competitive procurement. It's always men-
tioned in the same breath with low costs. It does give everyone a chance but
it complicates logistic support. There is always conflict between "inital buy"
and "cradle to grave" thinking.
The maintenance management program is expected to reduce casualties by
at least 50 percent through the accomplishment of engineered preventive main-
tenance. This in turn will reduce spare parts burnup and costs; the feedback
will provide us with data to assist in making more sensible buys and reduce
initial buys for new ships. A spinoff of the hoped for reduction in complexity
of basic plant hits at the heart of spare parts requirements.
To attack the problem of increased numbers and caliber of men on our ships,
both programs are involved. Work study integrates men with equipment, sys-
tems, and spaces and already has reduced the numbers of men required to
LOSS OF THE U.S.S. "THRESHER" 173

operate our ships. On the other hand, the maintenance management program
has materially reduced the maintenance time required of our sailors—lowered
the level of skill to accomplish the preventive maintenance tasks. A fringe
benefit is the reduction in training requirements and costs.
We intend to assure ourselves of "cradle to the grave" control. You control
your contributions for us. It would be quite impossible and in fact, from our
respective points of view, not only undesirable but unnecessary to have it other-
wise. Our quality assurance program is a planned and systematic pattern of
actions necessary to provide confidence that the product will perform satis-
factorily. This definition envisions progress that will insure quality at each
stage the product goes through we will require the control systems by spec and
conduct audits for adequacy and conformity. This is a touchy point but the
facts support the requirement.
As the most important outgrowth of these things, we will have the information
on which to base and support our specification requirements. Our specifications
never were goals, they were and are requirements. There will be no waivers of
them as such. If a change is supported by sound engineering logic, we will
change the specification. We are thinking about extending the use of non-
deviation plans in areas where the payoff is worth it.
We are going increasingly into full-scale space mockups to insure engineering
maintainability and planned easy replacement of components when necessary.
From these we are extending the use of dimensioned drawings—less and less
will be left to pipefitters' choice or chance.
You may ask—how can you talk of cost effectiveness and engineered value in
the face of all this? We are buying maintainability, reliability and long life.
We thought we were still getting it—we weren't. Our yardstick for cost is ship
life cost as opposed to initial buy. One of the least used tools of value engi-
neering is conservative engineering, at least let's use it where we can.
In summary, there is no single magic system that will assure this high IQ.
No matter how sharp the tools, they can only be used effectively if all personnel
involved are diligent. Top management must be attentive and relentless in nit
picking the details involved.
Effectiveness is in this case—as in all worthwhile things—largely propor-
tional to the sweat expended.
We are underway—I ask you to join, we need your help.

APPENDIX 11
April 10,1964.
FLOOR STATEMENT BY CONGRESSMAN OHET HOLIFIELD : IN HONOR OF THOSE WHO
WERE LOST IN "THRESHER"
On the morning of April 10, 1963, the nuclear submarine, Thresher, was lost
at sea, 200 miles off Cape Cod, while undergoing a series of test dives.
Exactly 1 year has passed since the tragic loss of the Thresher and the 129
brave men who were lost with her. In this past year, the 129 men of the Thresher
have become part of the history of American heroes who have given their lives
in the defense of freedom.
Yet, it is not enough to merely pay tribute to these men, for tributes—no mat-
ter how heartfelt—are only words. We must learn something from this tragedy so
that similar tragedies will not occur.
The Joint Committee on Atomic Energy, of which I am vice chairman, held
extensive hearings last year on the events surrounding the loss of the Thresher.
Our main objective was to assure that all measures were being taken to prevent
a similar tragedy. The record of the hearings was classified for security reasons,
but the Joint Committee has made every attempt to have the unclassified infor-
mation made public. Recently, the Secretary of the Navy agreed to assist the
committee in his endeavor. We now believe that a useful unclassified document
may be released in the near future.
174 LOSS OF THE U.S.S. "THRESHER"

Our investigation was undertaken not with, the purpose of ascribing blame, but
rather with the objective of developing all the lessons that could be learned from
the loss of the Thresher, so that it could be truly said that these 129 men did not
die in vain.
No words can soften the grief of the widows, the orphans, the mothers, the
fathers, the loved ones left behind by the men of the Thresher. We share their
grief, but we cannot erase it. We can only take comfort in the knowledge that
these men gave their lives in the defense of their country on the great, silent
battlefield of the cold war.

APPENDIX 12
MEMOEANDUM CONCERNING SUBMARINE SAFETY STEERING TASK GROUP
DEPARTMENT OF THE NAVY,
OFFICE OF THE SECRETARY,
OFFICE OF LEGISLATIVE AFFAIRS,
Washington, D.G., July 11,1964.
Memorandum for Mr. Conway.
Subject: Names and titles of the submarine safety steering task group.
1. The subject information was requested by the JCAE during testimony by
Rear Admiral Curtze, Deputy Chief, Bureau of Ships, on July 1, 1964. This
information has been provided by the admiral, as follows:
Deputy Chief of Bureau (code 101), chairman, Rear Adm. C. A. Curtze, U.S.
Navy.
Director, Ship Design Division (code 410), vice chairman, Capt. N. Sonens-
hein, U.S. Navy.
Head, Submarine Branch (code 525), Capt. D. H. Kern, U.S. Navy.
Director, Applied Research Division (code 340), Capt. M. L. Pittman, Jr., U.S.
Navy.
Head, Machinery Design Branch (code 430), Capt. W. R. Riblett, U.S. Navy,
relieving Capt. W. E. Weisert, U.S. Navy, detached, July 7, 1964.
Director, Hull Division (code 630), Capt. D. L. Creed, U.S. Navy, relieving Capt.
R. Riley, U.S. Navy, retired, July 1,1964.
Director, Machinery Division (code 640), Capt. D. G. Phillips, U.S. Navy.
Director, Assurance Systems Engineering Division (code 705), Cmdr. R. J.
Leuschner, U.S. Navy, relieving Capt. T. V. Hennessey, U.S. Navy, retiring
September 1,1964.
Submarine safety project officer (code 525), recorder, Cmdr. J. E. Rasmussen,
U.S. Navy.
Very respectfully, ,
SPENCER E. ROBBINS,
Captain, U.S. Navy,
Director, Congressional Investigations.
LOSS OF THE U.8.S. "THRESHER" 175
APPENDIX 13
Status of shipbuilding program for nuclear-powered ships authorized by Congress
SUBMAEINES

Ship-
building Sea trials
Hull number and name program Builder com-
fiscal pleted
year

Attack type:
SSN 571 Nautilus 1952 Electric Boat 1955
SSN 575 Seawolfi 1953 do 1960
SSN 586 Triton . . 1956 do 1959
Small attack type:
SSN 578 Skate 1955 do 1957
SSN 579 Swordfish 1955 Portsmouth 1958
SSN 583 Sargo 1956 Mare Island „_ . 1958
SSN 584 Seadragon . -. . ... 1956 Portsmouth 1959
Guided-missile-type Regulus: SSGN 587 Halibut - 1956 Mare island 1959
Hunter-killer attack type' SSN 597 Tullibee 1956 Electric Boat 1960
Fast attack type:
SSN 585 Skipjack .. . 1956 do 1959
SSN 588 Scamp 1957 Mare Island 1961
SSN 589 Scorpion 1957 Electric Boat . - 1960
SSN 590 Sculpin - - 1957 Ingalls 1961
SSN 591 Shark 1957 Newport News . 1961
SSN 592 Snook 1957 Ingalls 1961
SSN 594 Permit 1958 Mare Island 1962
SSN 595 Plunger 1958 do 1962
SSN 596 Barb 1958 Ingalls 1963
SSN 603 Pollack 1959 New York Ship.-, 1964
SSN 604 Haddo — - --- - 1959 do.. 1964
SSN 605 Jack 1959 Portsmouth
SSN 606 Tinosa 1959 do —- 1964
SSN 607 Dace - - - 1959 Ingalls 1964
SSN 612 Guardfish 1960 New York Ship
SSN 613 Flasher 1960 Electric Boat
SSN 614 Greenling 1960 do-—
SSN 615 Gato . ... 1960 do.-
SSN 621 Haddock .. . 1961 Ingalls --
SSN 637 Sturgeon 1962 Electric Boat
SSN 638 Whale 1962 'Rpthfllmn
SSN 639 Tautoq — 1962 Ingalls
SSN 646 Grayling .. - - - - - 1963 Portsmouth.
SSN 647 Pogy 1963 New York Ship
SSN 648 ylspro 1963 Ingalls
SSN 649 Sunfish - - 1963 BeThelem
SSN 650 Pargo - - —. _. - —. 1963 Electric Boat
SSN 651 Queenfish . .. 1963 Newport News
SSN 652 - — _ - 1963 .do
SSN 653 Ray 1963 do
SSN 660 1964 Portsmouth
SSN 661 - 1964 Unassigned
SSN 662 - 1964 Mare Island
SSN 663 — 1964 Unassigned _ -
SSN 664 1964 do
SSN 665- — 1964 do
SSN 666 1965 do
SSN 667 -- 1965 do
SSN 668 1965 .do
SSN 669 1965 . do
SSN 670 - 1965 .... do _
SSN 671 - - 1965 do
Total attack submarines authorized 51; completed 22.
See footnote at end of table.
176 LOSS OF THE TT.S.S. "THRESHER"

Status of shipbuilding program /or nuclear-powered ships authorized ~by


Congress—Continued
SUBMARINES—Continued

Ship-
building Sea trials
Hull number and name program Builder com-
fiscal pleted
year

Fleet ballistic missile-type (Polaris):


SSB(N)598 George Washington 1958 Electric Boat 1959
SSB(N)599 Patrick Henry 1968 do 1960
SSB(N)600 Theodore Roosevelt 1958 Mare Island 1960
SSB(N)601 Robert E. Lee ... 1959 Newport News 1960
SSB(N)602 Abraham Lincoln 1959 Portsmouth 1961
SSB(N)6Q8 Ethan Allen 1959 Electric Boat 1961
SSB(N)609 Sam Houston - 1959 Newport News 1962
SSB(N)610 Thomas A. Edison 1959 Electric Boat. ... 1961
SSB(N)611 John Marshall 1959 Newport News 1962
SSB(N)616 Lafayette 1961 Electric Boat 1963
SS~B(N)617 Alexander Hamilton .. 1961 do . 1963
SSB(N)618 Thomas Jefferson ------ 1961 Newport News. 1962
SSB(N)619 Andrew Jackson 1961 Mare Island 1963
SSB(N)620 John Adams 1961 Portsmouth .. 1964
SSB(N)622 James Monroe -- --- - 1961 Newport News- 1963
SSB(N)623 Nathan Hale 1961 Electric Boat.. --_ 1963
SSB(N)624 Woodrow Wilson 1961 Mare Island 1963
SSB(N)625 Henry Clay 1961 Newport News 1964
SSB(N)626 Daniel Webster 1961 Electric Boat 1964
SSB(N)627 James Madison . . . . 1962 Newport News 1964
SSB(N)628 Tecumseh - . 1962 Electric Boat 1964
SSB(N)629 Daniel Boone 1962 Mare Island 1964
SSB(N)630 John C Calhoun 1962 Newport News 1964
SSB(N)631 Ulysses S. Grant - 1962 Electric Boat _ 1964
SSB(N)632 Von Steuben 1962 Newport News 1964
SSB(N)633 Casimer Pulaski 1962 Electric Boat 1964
SSB(N)634 Stonewall Jackson 1962 Mare Island 1964
SSB(N)635 Sam Ravburn.- - .. - ._- - ... 1962 Newport News - 1964
SSB(N)636 Nathanael Greene 1962 Portsmouth 1964
SSB(N)640 Benjamin Franklin 1963 Electric Boat
SSB(N)641 Simon Bolivar - - .. 1963 Newport News
SSB(N)642 Kamehameha - - 1963 Mare Island .
SSB(N)643 George Bancroft - .. .. 1963 Electric Boat -
SSB(N)644 Lewis and Clark 1963 Newport News
SSB(N)645 James K. Polk 1963 Electric Boat
SSB(N)654 George C. Marshall 1964 Newport News . .
SSB(N)655 Henry L Stimson 1964 Electric Boat
SSB(N)656 George Washington Carver 1964 Newport News
SSB(N)657 Francis Scott Key 1964 Electric Boat
SSB(N)658 Mariano G. Vallejo - 1964 Mare Island-
SSB(N)659 1964 Electric Boat
Total fleet ballistic missile submarines authorized, 41 ;
completed, 29.

SURFACE SHIPS

Guided missile cruiser: CG(N)9 Lont, Beach 1957 Bethlehem 1961


Aircraft carrier: CVA(N)65 Enterprit e 1958 Newport News 1961
Guided missile frigate (destroyer leac er):
DLG(N)25 Bainbridge 1959 Bethlehem 1962
DLG(N)35 Truxtun 1962 New York Ship
Total surface ships authorized, ; completed, 3.
Grand total of all nuclear ships:
Authorized, 96.
Completed, 54.

USS Seawolf, originally commissioned in 1957, was recommissioned in 1960.


LOSS OF THE U.S.S. "THRESHER" 177

APPENDIX 14
EULOGIES PLACED IN THE CONGRESSIONAL RECORD, APRIL 22, 1963, BY SENATOR
JOHN O. PASTORE
[New York Times, Apr. 13, 1963]
"THRESHER"
She was the finest product of the shipwright's art and one of the maritime
marvels of this technological age.
Like the great fish for which she was named, her kingdom was the ocean and
its black depths. She was the lead ship of a class designed to run silent, run deep,
and run fast—deeper and faster than any submarine of the past. She was shaped
like a teardrop and powered with the fissioned energy of the atom. Her cylin-
drical pressure hull of heavy steel was designed to withstand the crushing weight
of deep water.
When the klaxon sounded and the command "Dive! Dive!" echoed through
the boat last Wednesday morning there were no intimations of disaster. TJiresh-
er had already established her preeminence and power. Today, with Lieutenant
Commander Harvey and his crew, she lies many fathoms deep off the Con-
tinental Shelf. The Navy that built her and manned her may never know
what destroyed her; the silent forces of the deep are implacable enemies to de-
tailed investigation.
Yet no investigation is needed to reiterate certain verities. Death—of a ship
or a man—is not an end but a beginning; man builds upon the past. Throughout
the history of the sea men have died and ships have sunk. In the endless
history of conflict between man and nature men have lost but man has triumphed.
The earth's mountains have been conquered; the blue sky and the realm of
space are sealed and now the forbidding depths—so long beyond the reach of
man—are in process of conquest.
Man's indomitable spirit has never in history faltered in such extensions
of man's kingdom. The Thresher is gone but Thresher lives.

PRAYER BY FRANCIS CARDINAL SPELLMAN

Let us pray. O God, the Creator, Redeemer of all the faithful, hear our sup-
plications and through Thy infinite love and mercy graciously grant the souls of
Thy servants departed remission of all their sins by which they may have de-
served the severity of Thy divine justice and punishments in the world to come.
Vouchsafe to them grace and mercy before the divine tribunal and let them
attain to everlasting rest and happiness through the infinite merits of Jesus
Christ. O God, great and omnipotent Judge of the living and the dead, before
whom we are all to appear after this short life to render an account of our works,
let our hearts, we pray Thee, be deeply moved at this sight of death. Let us be
mindful of our own frailty and mortality, that walking always in Thy fear and
in the ways of Thy commandments, we may after our departure from the world,
experience a merciful judgment and rejoice in everlasting happiness through the
same Christ our Lord.
Grant, O Lord, we beseech Thee, that while we lament the departure of Thy
servants, our brothers, out of this life, we may bear in mind that we are most
certainly to follow them. Give us grace to make ready for that last hour by a
divine and holy life. Teach us how to watch a,nd pray that when Thy summons
comes, we may go forth to meet the bridegroom and enter with him into life
everlasting through the same Christ our Lord. Almighty and most merciful
Father, who knowest the weakness of our nature, bow down Thine ear and pity
unto Thy servants upon whom Thou hast laid the heavy burden of sorrow. Take
away out of their hearts the spirit of rebellion and teach them to see Thy good
LOSS OF THE U.S.S. "THRESHER"

and gracious purpose in all the trials that shall descend upon them. Grant that
they should not languish on unabandoned grief nor sorrow as those who have
no hope, but through their tears look meekly up to Thee, the God of ail consola-
tion through Jesus Christ our Lord. Amen.
I feel sure that all of us have been consoled by the eulogy by Bishop Feeney
and in sympathy and sorrow we offer our prayers to Almighty God that God
will grant eternal rest to our heroes. Certainly very few tragedies in recent
years can so touch the heart of all Americans with sympathy and sorrow—
abiding sorrow and a desire to be helpful in their prayers. As Bishop Feeney
was speaking I thought of a few stanzas of a verse I learned long ago. "The
bravest battle that ever was fought shall I tell you where and when. On the
map of the world you find it not—it's in the hearts of the mothers and wives
of men," and I am sure that all of us feel and grieve deeply with you in the
loss of your dear ones. They, however, have reached the goal of enternal life.
In the prayers we are reminded that after this short life, and even the longest
life is short, but we can be happy in the thought that these men who did their
duty to their God and their country have received the award and, the reward of
eternal life. I like to think that when that last cry echoed through the Thresher,
"Dive," that shortly afterward the men of the crew heard the response—the
response that came from Almighty God—their Creator, their Redeemer, and their
Saviour—"Well done," and now you faithful servants enter thou in the proces-
sion of the kingdom prepared for you from the beginning of the world.

THE MEMORIAL MESSAGE BY BISHOP HENRY KNOX SHERRILI,

We are met together this afternoon for meditation, for worship, in order to
pray for strength and courage and in order to thank God for lives which have
been given in the service of the Nation and the free world. It is not a time,
therefore, for long and intricate speech, as Mr. Lincoln said at Gettysburg so long
ago. "It is not what we say here that matters," but certainly the whole Nation,
indeed the entire world, has been saddened and shocked by this event. This does
not change the hard reality of loss; the tragedy still remains, and it must not
or cannot be underestimated, but the fact that in countless churches on Easter
Day throughout this Nation prayers were offered for the families of these men,
the fact that everywhere people are praying for God's blessing upon them must
be a sustaining and a strengthening force in the realization of the great company
who share this experience to some degree with you.
These men were, of course, unusual in their gifts. They were chosen because
they had special aptitudes of training, of native ability, and, above else, of
character, in order to serve in a pioneer enterprise, in a new type of service for
the protection of the Nation and of the free world. So there are many memories
of what they were and what they did and a very deep sense of thanksgiving for
their service. We live in a strange world; it's a world in which there is peace,
and yet there is no peace. A world in which, unfortunately it seems, to the
moment impossible, to have international understanding and a genuine concord
among the nations of the world. This kind of service in days of so-called peace is
never as dramatic as wartime service. Someone said to me this morning that
perhaps this tragedy will make the ordinary casual citizen realize more deeply all
that the armed services are doing for us today, many times so undramatically.
It has been my lot at various times to be in similar situations. I recall conducting
a service in Honolulu Harbor over those who were lost in the attack at Pearl
Harbor. I remember conducting service during two World Wars where there
was again this tremendous loss. But what I would say now is from the point
.of view of the Nation, these men have given their lives for home and country just
as much as if they had been at Pearl Harbor or in the Coral Sea or in the events
of actual war.
I am confident that they did not wish war. I am confident that there was no
hate of others in their minds or hearts. I have always found in a long experi-
ence there is more hatred expressed by those who are at home far away from
action, than by those who are actually engaged in the struggle itself. No,
they were performing a very important service in keeping the peace of the world,
LOSS OF THE U.S.S. "THRESHER" 179

in making it impossible for aggressors to destroy our liberties, our heritage, and
all that is meant by freedom, in many nations of the world. So we owe them a
tremendous debt for they gave their lives very truly, not only that the rest of us
may be safe but that liberty and justice and freedom may pass on from our
generation to those yet unborn. Again, what I'm saying does not break the
impact of the hard loss but I say that here is a cause of humble pride. We are
not our own because we have been bought with so great a price. What can be
said in the way of comfort and strength ? I must be honest, there are no easy
answers to many of the things which happen in this world. Again and again,
as a parish minister, I have been in difficult circumstances and you just do
not know what to say. People say, "Why must this have been?" "Why?" and
I have to answer, "I do not know." There is a mystery in life and there is a
mystery in death, and no one, I think, clearly can see the way. But I have
faith in the Easter hope that someday, freed from the limitations of time and
of space when we do not see any more through a glass darkly but face to face,
somehow, sometime, in the goodness of God, these strands will be brought to-
gether and in God's Eternity we will find the will of God and know this answer.
The problem is as old as suffering, sin, and death. St. Paul asked the question
that I am suggesting now. St. Paul said, "What can we say to these things?
What can we say to these things?" Then after discussing some of the tribulations
which come to the children of man, he closes with that magnificent statement,
which is part of the Christian experience of the ages, and of us all, "For I am
persuaded that neither death nor life, nor things present, nor things to come,
shall be able to separate us from the love of God, in Christ Jesus, our Lord."
I had an only friend in Boston, a wonderful old man who lost a brilliant son
at an early age. His son was a remarkable physician. Before him were all
sorts of opportunities for overcoming illness and disease and suddenly he was
stricken just at the beginning of the manifestation of his powers. And I met
his old father on Beacon Street in Boston and I said, "We have all been thinking
of you and have been helped by the courage and faith which you and your family
have shown during this difficult time." The old man said, "Yes, thank you. 'I had
a letter yesterday. The letter read, you have been conquerors, you and your fam-
ily, through this experience.'" The old gentleman smiled and then he said, "I
wrote back. 'You entirely misunderstand. We have been more than conquerors
through Him that loved us.'" So we do not meet these changes and circum-
stances of life by ourselves, there are great invisible spiritual forces, the love of
God, the presence of the living Christ who rose from the dead himself, the
promise of strength and courage and peace even of deep abiding joy that is the
Easter message that is true for all times. So we pray to those who are imme-
diately and specially bereaved that they may feel underneath God's everlasting
arms, that they may feel something of this Easter joy. Death is swallowed up
in victory. And we pray that we may entrust to God's loving care all those who
are dear to us for this life and the life to come. May God give you strength
and courage and the everlasting hope.

Blessed are the d£ad who die in the Lord. Your Eminence, Your Excellency,
good frieds all in Christ, it is with the deepest conviction that I believe in the
immortality of the soul of man. It is not because great thinkers and philosophers
of all shades and culture over the ages have accepted this truth—no. I have a
stronger and a sounder basis for the conviction that is mine. We are still within
the period of the commemoration of the event that raises the ceremony of this
kind above the level of soft sentiment to the very lofty heights of reality. How
futile it would be, however permeated almost with mockery. Yes, more, how
degrading to the proud who still lives the ceremony of this kind meant only that
death was a completion of man's existence. The event that we commemorate
this last Friday taught us that death is no more a mystery, but rather that it
does not indicate the extension of man but is only an incident in the path of
man's existence from this life to the realization, the yearnings, the longings that
the human soul has ever experienced that can be satisfied only in the bosom of
the Infinite, the Inexhaustible and the Eternal God. This thought alone gives
180 LOSS OF THE U.S.8. "THRESHER"

dignity to a ceremony of this nature. The soul of man is immortal. The domi-
nant thought in our minds this noon is union, union of the temporal living with
those eternally living. In this spirit of union we cherish the love that has
united us over the years. We esteem the memory of friendship and the appre-
ciation of the character and the virtues of the loved ones. We know that the
character of a good man does not die, but continues to exercise its beneficent
influences just so long as those are those who are to carry on his memory. In this
spirit of loving union, we gather here this morning to express also our deep
gratitude to those whose services have been offered in behalf of our great coun-
try. Many of them had already exposed their lives before for us, others in the
first great challenge had already indicated the will to place themselves in peril
for us. Heroism is not always in the act, but frequently is it found in the deter-
mination and the will and the acceptance of what life may have for them. They
have been sacrificed on the alter of freedom. We are not deceived today that our
freedom is secure, for our freedom is still in danger and it is those who are willing
to accept the risks that we took as its guardians. On this sad and yet solemn
occasion I think it is not consolation or even sympathy that those who com-
memorate their loved ones are seeking from us, but rather I think we all should
be actuated by the spirit of mutual suffering and distress in union with those who
are suffering and in distress. With the wives, children, fathers, mothers, and all
the close kin of those today we commemorate, we do unite in spirit, suffering, sad-
ness, and distress and we all pray together the Almighty Father of us all may look
with pitying eye upon them and grant them the release from their suffering.
There was a noble President of the United States who had the gift of sympathy
and of mutual suffering with those who sought his help and on one occasion in
the dark days of the Civil War, Abraham Lincoln penned a letter to a mother
who suffered. With a bit of paraphrasing, you will permit me to read it. The
great Lincoln said, "I feel how weak and fruitless must be any word of mine
which should attempt to beguile you from the grief of a loss so overwhelming,
but I cannot refrain from tendering to you the consolation that may be found
in the thanks of the Republic for which they died. I pray that our Heavenly
Father may assuage the anguish of your bereavement and leave you only the
cherished memory of the loved and lost and a solemn pride that must be yours
to have laid so costly a sacrifice upon the altar of freedom. May God bless us
all, protect us all, and make us worthy of those whose memory this morning we
cherish."

MEMORIAL ADDRESS DELIVERED BY J. FLOYD DREITH, CHC, U.S. NAVY, DIRECTOR OF THE
CHAPLAINS' DIVISION, GIVEN AT MEMORIAL SERVICES FOR TJ.S.S. "THRESHER" AT
THE PORTSMOUTH NAVAL SHIPYARD, APRIL 15, 1963
Distinguished gue,sts, ladies and gentlemen, but particularly you, the bereaved
members of the families of the departed officers and men of the Thresher. The
entire Nation went into a state of shock last week when the word was flashed
on the news wires that the U.S.S. Thresher—with 129, both civilian and naval
personnel aboard—was lost at sea. Prayer groups were started among those,
one by Mrs. Korth, the wife of the Secretary of the Navy, beseeching Almighty
God, that He might find it in His wisdom and mercy to bring that ship and those
men safely back. In His wisdom and mercy He decreed otherwise. The fact
that the Nation went into shock is a high compliment to the U.S. Navy. Seldom
a week goes by that we don't read about an airplane crash. Daily, hundreds of
lives are taken upon our highways. We take all this more or less for granted.
But when a ship of the U.S. Navy is lost in peacetime, the entire Nation is
astounded, because it so seldom happens, and because the Navy has demonstrated
such high regard for the safety and welfare of its personnel. Those men that
went down on that ship were God's men, and I say this without having had
the privilege of knowing any one of them personally. A Russian cosmonaut may
encircle the globe and find no evidence of the existence of God. An American
sailor when he goes to sea is very much aware of the fact that he is God's child
and in God's hands.
LOSS OF THE U.S.S. "THRESHER" 181

It is given unto all men once to die. We seldom know when and the time is
never propitious whenever it does come for any of us, it seems, and we seldom
know how. But if we had the choice, the free choice given unto us by Almighty
God today, I'm sure that we could ask for no higher honor or glory than that
accorded to those men to give their lives in the service of their country upon the
altar not only of that country, but the altar of human dignity and freedom
throughout the world. And were they here now to speak to us I'm sure that they
would ask us not to grieve for them, because they could have selected no higher
honor or glory than that which was accorded unto them. The young son of Dr.
Keuster, a Navy scientist, who was aboard that ship, said to his mother, "Since
God holds the ocean in the hollow of His hands, our daddy is safe." And so
in that sense particularly you bereaved members, loved ones of the departed,
may I commend unto you that God holds them in the hollow of His hand and as
we commend them to the depths of the sea which they loved and their souls to
His tender mercy, may we here and now commit ourselves to a nobler service of
God in the service of our fellow men. To that may our Heavenly Father
strengthen us and bless us.

EEMAEK8 BT COMDE. KARL G. PETERSON, U.S. NAVY PROTESTANT CHAPLAIN, AT


MEMORIAL SERVICES FOR U.S.S. "THRESHER," AT THE PORTSMOUTH NAVAL
SHIPYARD, APRIL 15, 1963

Wives, parents, children, relatives, 'and friends of those lost in Thresher, we


are gathered here to honor and to show our esteem for your loved ones, and to
express our sincere sympathy to you in your sorrow and to assure you of the deep
appreciation of our Nation for the gallant services of those lost in Thresher.
There are present representatives of our Government, the Department of De-
fense, the Navy Department, and other agencies dedicated to the protection of
our Nation, local and national. Time permits the mention of only the following:
The Honorable Kenneth E. BeLieu, Assistant Secretary of the Navy (Installa-
tions and Logistics) ; Vice Adm. W. R. Smedberg, Chief of Naval Personnel;
Vice Adm. E. W. Grenfel, Commander, Submarine Force, U.S. Atlantic Fleet;
the Honorable John W. King, Governor, New Hampshire.
The loyalty, dedication, and selfless sacrifice of those lost in Thresher demands
recognition of our common debt of gratitude. They have written a page in naval
history that will not be forgotten.
Almighty God, Heavenly Father, to Thee be honor and glory forever. By Thy
divine guidance Thou hast led us; by Thy providence Thou hast blessed us,
Thou hast lifted us up to be a favored people. These manifestations of Thy
power and goodness give substance to our faith in Thee, as we turn to Thee in
this memorial service.
O Thou who are the strength of the weak and the consolation of the sorrowful
be attentive to the prayers of Thy grief stricken children who turn to Thee now
in these solemn moments laden with their sense of tragedy. As Thou hast known
the anguish of suffering and sorrow in the death of Thy beloved Son, we beseech
Thee in Thy compassion to bring balm and healing to those whose hearts are
wounded and burdened with grief. Through Thy gift of faith may the assurance
of our Saviour's victory over death proclaimed in the Easter message bring
them strength and comfort and provide them with that peace which passes
understanding. May the bright rays of the resurrection light shine into every
dark place in life. Now we commit to Thy love and mercy, the souls of the
shipmates and those builders and engineers who made their last voyage in
Thresher. Vouchsafe to them light and rest, peace and refreshment, joy and

34-920—65 13
LOSS OF THE U.S.S. "THRESHER"

consolation, and the companionship of Thy saints, and in Thine own presence,
O Thou gracious, risen Saviour. Amen.

REMARKS BY BABBI ABRAHAM I. JACOBSON, D.D., AT THE MEMORIAL SERVICES FOR U.S.S.
"THRESHER" AT THE PORTSMOUTH NAVAL SHIPYARD, APRIL 15, iocs
Psalm 121: "I will lift up mine eyes unto the mountains; from whence shall
my help come? My help cometh from the Lord, who made heaven and earth.
He will not suffer thy foot to be moved; He that keepeth thee will not slumber.
Behold, he that keepeth Israel doth neither slumber nor sleep. The Lord is thy
keeper; the Lord is thy shade upon thy right hand. The sun shall not smite thee
by day nor the moon by night. The Lord shall keep thee from all evil; He shall
keep thy soul. The Lord shall guard thy going out and thy coming in, from this
time forth and forever."
Prayer
Out of the depths we call unto Thee, O God, our heavenly Father. In Thy
hands are the souls of all the living and the spirits of all flesh. Thy loving kind-
ness is never withdrawn from us, but abides with us, in death as in life. In Thy
wisdom, Thou hast laid upon us this heavy burden. Mayest Thou in Thy mercy,
give us the strength to bear it.
Guide us and sustain us. Give us the strength of faith that shall keep us from
murmuring against the justice of Thy dispensation, even when Thou dost afflict
us. Grant us we pray Thee the understanding which shall enable us to recognize
that the hand that woundeth is the hand that bindeth up again. Enable us al-
ways to be supported by the knowledge that these dear ones whom Thou in Thy
wisdom hast seen fit to take from us have reflected their deep love for our country,
their loyalty to their oath, and their courage in the face of their supreme trial.
What greater glory than to die for our beloved country. Thou art the life of all
life.
Kaddish memorial recited in Hebrew
Go your way for the Lord hath called you
Go your way and may the Lord 'be with you.
May your righteousness go before you and the glory of the Lord receive you.
Amen.

REMARKS BY THE HONORABLE KENNETH BE MEU, ASSISTANT SECRETARY OF THE NAVY


AT MEMORIAL SERVICES FOR U.S.S. "THRESHER" AT THE PORTSMOUTH NAVAL SHIP-
YARD, APRIL 15, 1963

While we gather in solemn reverence in memory of our gallant comrades both


civilian and military, it's appropriate to remember the President's words, for he
said the courage and dedication of these men of the sea, pushing ahead into
depths to advance our knowledge and capabilities is no less than, that of their
forefathers who led the advance on the frontiers of our civilization. These brave
men have joined their comrades 1,500 of whom were lost in submarines in the
fight for freedom in World War II. The future of our country will always be
sure when there are men such as these to give their lives to preserve it. Sec-
retary McNamara desired that I convey to you these words today. Today
the entire Nation and people of the free world as well mourn the brave men of the
Thresher. The sorrow in our hearts is symbolized by this memorial service.
Only those whose loved ones gave their lives can feel the deep sense of personal
loss. But that does not preclude us in the Defense Department from our own
feeling of grief. The bereaved families may take some measure of comfort from
knowing that their men died serving their country. The world will continue to
live in freedom as long as men like these devote their lives to the highest service
on the land, in the air, and on and under the sea, and as you and I are in memory
of these gallant men let us not leave this ceremony alone as the only symbol of
our honor. Rather let us resolve here today of this instant that you and I will
somehow, someday, each day, in some way, perform some continuing act of
patriotism, so in the future when and if we are to give an account to them, they
shall know they did not die in vain and we carry the torch with them.
LOSS OF THE U.S.S. "THRESHER" 183

APPENDIX 15
REVIEW OF INSPECTION PROCEDURES FOE HY-80 SUBMARINE HULL WELDS
3960
Ser 634B-284
13 June 1960
Report on travel
Person making visit: H. S. Sayre, GS-13, Code 634B.

Date Place visited Persons consulted

Apr. 12-13,1960 Portsmouth Naval Shipyard Capt. B. A. Strauss, planning officer.


Com dr. H. A. Jackson, design superintendent.
Ens. R. G. Davis, assistant production officer.
F. Dunham, code 250.
M. Watts, code 250A.
T. L. Sheehan, code 375.
H. E. Dickerman, code 375A.
B. I. Roberts, welding engineer.
C. E. Cole, foreman welder.
R. McConnell, chief quartermaster welder.
Apr. 14-15,1960 Electric Boat Division, Groton, Supervisor of shipbuilding, U.S. Navy.
Conn. Capt. W. E. Hushing, supervisor.
Comdr. R. Aroner, inspection officer.
L. T. Korn, assistant, quality control.
R. Dugsley, head inspector.
C. Glaus, head hull inspector.
R. Taylor, hull inspector, Electric Boat Division.
E. Franks, welding engineer.
J. Hall, head, radiographic department.
A. Bort, assistant radiographer.
H. Chapman, assistant chief inspector.
A. E. Dohna, head, quality control division.
R. McCormick, quality control division.

1. Purpose.—This visit was to review the procedures used for nondestructive


inspection of the HY-80 submarine hull welds and to review production radio-
graphs to determine quality level of the hull weld radiographs.
2. Background.—As the basis of the findings during recent review of the radio-
graphic inspection procedures and production radiographs at the Mare Island
Naval Shipyard it was considered desirable to visit other submarine building
activities to review the nondestructive inspection procedures used for inspection
of the HY-80 hull welds. The information obtained will be of value in develop-
ment of the inspection requirements by the HY-80 welding task group.
3. Brief.—The radiographic facilities, procedures, production radiographs, and
methods of control of inspection and the magnetic particle inspection methods
were reviewed in each activity visited. The following is a summary of findings.
Portsmouth Naval Shipyard: Radiographic inspection is done by the shipyard
laboratory when requested by shop 26. The production radiographs taken prior
to obtaining the present iridium 192 sources were of very poor technical quality.
The radiographs taken with iridium 192 sources although better, showed lack
of control of techniques and processing and do not represent 100 percent coverage
of the hull butts and seams. The review of the radiographs for defects appeared
good although many areas could not be interpreted because of poor quality.
Until recently no adequate identification method was used and most radiographs
taken on the SS(N)593 and 602 cannot now be identified with location on the
submarine hull. Shipyard personnel advised that 100 percent coverage of hull
butts and seams cannot be obtained due to obstructions inherent to construction
and removal would delay production. It was recommended that steps be taken
to insure closer control of the radiographic taking and processing techniques
to provide better quality radiographs and to insure complete radiographic in-
spection of the hull welds as required by specifications. Since the shipyard
radiographic procedures have not been qualified, it was requested that «teps be
taken to qualify in accordance with MIL-STD-271 and NAVSHIPS 250-1500-1.
Electric Boat Division: The radiographic inspection of the submarine hull
welds was at high quality. The production radiographs aside from occasional
minor items were excellent and represented almost complete coverage of the
head welds. The radiographs are reviewed for defects by qualified personnel
in the Electric Boat radiographic laboratory, the shipyard inspection office and
184 LOSS OF THE U.S.S. "THRESHER"

the supervisor's office. The identification method is good and all radiographs
can be identified within close limits as to location. An accurate cross check
is maintained at all production inspection, both radiographic and magnetic
particle. The Electric Boat Division radiographic procedures have been qual-
ified in accordance with the MIL—STD-271 requirements.
4. Action required.—Following completion of the review in each activity a
meeting with yard personnel was held and the findings were discussed. No
further Bureau action is required at this time. On receipt of Portsmouth Naval
Shipyard radiographic qualification tests necessary action will be taken to
expedite review and report of tests.
5. Detailed discussion.—Portsmouth Naval Shipyard: All radiographic inspec-
tion including taking the radiographs, processing, and review is under cognizance
of the shipyard laboratory. When a welded joint is ready for inspection, shop
26 notifies the laboratory and the radiograph is taken as time permits. In order
not to delay production the radiograph is taken as quickly as possible and, in
general, time is not taken to remove obstructions such as scaffolding, braces, etc.
The completed films are processed and reviewed in the X-ray laboratory. In
the case of welds requiring repair, the films are sent to shop 26 where they are
taken to the job for location of the defect. The repaired weld is radiographed.
If there is disagreement on interpretation between the laboratory and shop 26,
the radiograph may be referred to the shipyard welding engineer. It is stated,
however, that this situation does not occur very often. Shop 26 may request
reradiograph of a weld if they do not consider a radiograph of good quality.
Radiographic procedure: The radiographs initially taken on the SS(N)593,
605, and 606 hull welds were made with X-ray using calcium tungstate screens
and coarse grain medical-type film. About October 1959, iridium 192 sources
were obtained and DuPont 506 fine grain film was adopted as a standard with
no screens. Cobalt 60 is used for radiography of thicknesses of plating 2^4 inches
or over. In general butts were not flock-shot but on the SSB(N)602 some flock
shots were taken with cobalt 60 sources.
Quality of radiographs: The radiographs taken using X-ray and medical film
were of very poor quality. The films were grainy and the exposure varied across
the film. The radiographs in general showed penetrometers of the old type.
Many films were water streaked and showed pressure marks and the calcium
tungstate screens had been patched with Scotch tape so that the image of the
tape was superimposed in many cases across the weld area. In a number of
instances the films were taken with cables, wire baskets, or other obstructions
superimposed across the weld area. Shipyard personnel advised that the produc-
tion schedule did not permit removal of many obstructions.
Identification: Logs are kept of radiographs taken on each hull. Each com-
ponent such as butt weld, seam weld, pipe joint, etc., is assigned an item number
in sequence as radiographed and each radiograph taken of the item is numbered
or lettered sequentially. Individual radiographs are identified only with the
hull number, item and sequence number. Logs are kept to identify the item with
the component radiographed and to record the radiographic procedure used.
Until recently, identification of the radiograph to a particular hull location was
maintained only until the radiographs had been reviewed and necessary repairs
made. Correlation of radiographs to hull location can no longer be made for
subsequent inspection purposes. Last fall, on the 593, 605, and 606 hull welds,
a more uniform system was established by starting butt inspection at the 12
o'clock position looking forward, numbering the films sequentially counterclock-
wise, and seams starting at one end. Shipyard personnel did not consider that
accurate identification within a couple of feet of a location is possible after the
initial inspection is completed and ink location marks on the hull have been
obscured. A set of sketches of hull structure have been prepared by shop 26 for
use in connection with future inspection records. The radiographs are filed as
completed in boxes, roughly by date, and it was difficult to locate particular
radiographs for review.
Review of radiographs: All radiographs are reviewed for compliance with
acceptance standards by one of three experienced men in the radiographic
laboratory. Survey of random production radiographs indicated the shipyard
review to be good with regard to detection of defects. However, in a number
of instances technically poor radiographs had been accepted for final weld
inspection. Radiographic personnel advised that production schedules pre-
cluded retaking of radiographs in most instances. The viewing facilities were,
in general, poor and not conducive to accurate reading of films.
LOSS OF THE U.S.S. "THRESHER" 185

Repair of defects: The rejected areas found are marked and the films are sent
to the shop for identification on the hull and repair. The defective areas are arc
air gouged and repair welds are made. The weld areas are preheated with
24-inch strip heaters and after repair the heater is left until the heat evens out,
then allowed to cool in air or under asbestos protection depending upon sur-
rounding atmospheric conditions. It was reported that the indident rate of
cracks in butts and seams is approximately 15 per hull and about 1 to 2 percent
repair due to slag-type defects. Repair welds are radiographed.
Radiographic sources available: Iridium 192 sources, two 100 curie, one 50
curie, one 30 curie; cobalt 60 sources, one 10-curie source; X-ray, one 250-kilo-
volt Triplett Barton machine and two CE kilovolt machines.
Magnetic-particle inspection: Magnetic-particle inspection is made by welders
in shop 26 trained for inspection by an instructor qualified by the shipyard
laboratory. All butts and seams are magnetic-particle inspected on inside and
outside surfaces, using alternating-current yoke inspection units. Code 303
spot checks the inspection on butt and seam welds and on high-pressure tanks.
Electric Boat Division.—Electric Boat Division radiographic inspection is made
in accordance with Shipyard Standard Procedure 3.20 Rev. A., Inspection Instruc-
tion No. 20. The responsibility for exposing, identifying, location marking, de-
veloping, and evaluating radiographs is assigned to the radiographic section of
the welding department. They are also responsible for originating and maintain-
ing radiography records and custody of all radiographs. The inspection depart-
ment requests radiographic inspection of final production welds in duplicate one
copy of which is kept by the inspection department as a check. The completed
films are processed and reviewed by either the head of the laboratory or his as-
sistant. The films are never taken to the job in order to avoid damage to the
films. In the case of weld repairs a tracing paper overlay is made of the film and
this is used in locating the defect on the job. A four-copy record sheet is kept of
all radiographic inspection. This sheet includes a complete description of the
welded joint covering all details of the welding procedure which is of invaluable
assistance in review of the films. The details on inspection of each film is made
by the radiographic department on this record sheet and reason for each rejection
are given in detail. When the radiographic department has reviewed the films,
repaired joints and retaken as necessary, the radiographs are submitted to the
Electric Boat Division inspection with the record sheet. The inspection depart-
ment evaluates all final production films to assure compliance with all require-
ments for identification, technical requirements, quality of radiograph, and ac-
ceptability of evaluation. Following review by the inspection department all
final production films are submitted to the supervisor of shipbuilding for review.
The films are all reviewed and the supervisor's office is currently keeping an ac-
curate record of the quality of all radiographs with view to future use of a
sampling inspection by the supervisor rather than 100-percent inspection. The
copies of the record sheet are kept as a permanent record in the folder with the
film, and in radiographic department, inspection department, and supervisors'
files.
Radiographic procedure: The radiographs are made on type AA film using
iridium 192 sources with lead screens for material thickness less than 2% inches
and cobalt 60 for thicker materials. All radiographs were single exposure and no
flock type inspection is done.
Quality of radiographs: Films viewed were of excellent quality. Approved
penetrometers were visible on all films. In all except a few films where there
was interference from framing, the exposure and sensitivity was consistent across
the film. The films were free from developing defects such as streaks or water
spots and through handling techniques the films were free of scratches.
Identification: Films were marked with the boat number, section, seam or
butt number, film number (such as S16A, where S-starboard, 16-film number,
A-first repair). All films were correlated by measurement as to location on the
hull. Electric Boat Division personnel reported that the radiographs could be
later identified with the hull location to within a few inches. All films of in-
dividual butts or seams are filed together and through the copies of the radiog-
raphy report in the files and with the film, particular radiographs can be readily
located for later review.
Review of radiographs: The viewing facilities for review of radiographs was
good. Survey of production radiographs showed the review to be good and in
all instances where radiographs were of defective quality the shots had been
retaken.
186 LOSS OF THE U.S.S. "THRESHER"

Radiographic sources available: Iridium 192 sources, 10 sources ranging from


approximately 3 curies to 450 millicuries; cobalt 60 sources, 7 sources ranging
from 4 curies to 500 millicuries; X-ray, one 250-Mlovolt Triplett and Barton
machine.
Magnetic particle inspection: Magnetic particle inspection is done by the
Electric Boat Division inspection department. All magnetic particle inspection
supervisors have completed commercial courses in magnetic particle inspection.
All men doing the inspection work are given shipyard courses in magnetic particle
inspection and must pass a comprehensive written examination. Inspection
is done using alternating current yoke inspection units except where accessibility
requires use of direct current prods. All yokes are checked daily using drilled
test blocks.
Records: A complete record is kept by the inspection department of the radio-
graphs and magnetic particle inspection of all welds including date inspection,
and result of inspection. At any time the status of any weld inspection can be
immediately given from card records. Prior to launching the design department
makes a complete list of all hull penetrations below the waterline which is double
checked to insure complete inspection and acceptance.
HARBISON S. SAYBE.

APPENDIX 16
PHOTOGRAPHS OP "THKESHEB" DEBRIS

FIGURE 1. Brass pipe with the inscription: "JO 10 * * * 3-0-5091-05; DM


263B-109-61; PL-1862791 pe. 75; 1.050 x .065.593 boat" recovered in second
series of dives in the search for the U.S.S. Thresher.
LOSS OP THE U.S.S. "THRESHER" 187

FIGUBB 2. Starboard side of the U.S.S. Thresher sail with portions of the hull
number "593" visible.
188 LOSS OF THE U.S.S. "THRESHER"

FIGURE 3. Draft markings on the top-side rudder of Thresher. Part of the port
stern plane of the sunken sub can be seen in the foreground.
LOSS OP THE U.S.S. "THRESHER" 189

FIGURE 4. Overhead view of the top-side rudder of U.S.S. Thresher.

APPENDIX 17
"THRESHER" (SS(N)593) CHRONOLOGY
July 2, 1956—Authorized by the Congress.
October 1957—Construction and working plan preparation assigned to the Porte-
mouth (N.H.) Naval Shipyard.
March 1958—Ship's detailed specifications issued.
May 28,1958—Keel laid.
July 9, I960—Launched.
March 10, 1961—Reactor brought to critical.
April 30, 1961—Commenced sea trials.
August 3, 1961—Commissioned and assigned to Submarine Force Atlantic Fleet.
September 24 to October 16, 1961—At Portsmouth (N.H.) Naval Shipyard for
minor modifications, maintenance, and repairs.
October 17 to November 28, 1961—Underway operations.
November 29 to February 8, 1962—At Portsmouth (N.H.) Naval Shipyard for
minor modifications, maintenance, and repairs.
February 9 to April 15, 1962—Underway operations.
April 16 to May 19, 1962—At Electric Boat Division, Groton, Conn., for modifica-
tions in preparation for high shock testing.
May 20 to June 16,1962—Underway operations.
June 17 to June 29,1962—Tested for ability to withstand controlled underwater
high shock off Key West, Fla.
June 30 to July 15,1962—Underway operations.
July 16 to April 9, 1963—At Portsmouth (N.H.) Naval Shipyard for major
overhaul.
April 9, 1963—Underway from Portsmouth for sea trials following overhaul.
April 10, 1963—Lost at sea.
INDEX
Page
Armed Services Committee 2
Brazing versus welding:
Costs 62-64
Operator recommendations 86
Piping 80
Classification of information concerning loss of Thresher 159-165
Communication recorder 48
Court of inquiry:
Opinions and recommendations 153-154
Unsatisfactory condition found 5, 9,11,17-20
Deballasting system:
Blow valve improvement 4,167
Freezing of air system 32, 35, 37,108,112
Deep Submergence System Review Group 50
Depth limitation 19, 30,44,48, 69, 84, 93,103,168
Design deficiencies:
Changes from brazing to welding 25, 67, 78
Deballasting system 19, 37-38, 66, 83, 85-86, 111
Elimination of pipe joints 23
Extrapolation of World War II designs 16,22,97
Hydraulic system 82
Lack of continuity in personnel 87
Overcomplexity of design 20
Piping system changes 43
Salt water system 20, 67
Deviation from contract plans 11
Deviation from specifications:
Salt water piping 10,12
Differences in standards:
Compliance with specifications in reactor plant 26
Higher standards for reactor plant 61
Piping standard differences 42
Reactor plant piping 77, 79
Stringent reactor plant requirements 25
Enforcement of specifications 73,75, 84
History of Thresher 149-152,190
Hull defects 76-77,81
Hull steel (HY-80) 81-82,99-102
Hull welding 70-71,183
Radiographs 76, 79,183
Improvements planned:
Costs of 110
Deballasting system 111-112,167
Deballasting tests . 93
Design changes in deballasting system 96,107
Design changes in salt water system operation 96,107
Improved radiography 104
Protection of electrical equipment 108
Reduction in hull penetrations 110,112
Restriction in sea water valve openings 107
Safety Review Group 97,99
Summary 167-169
Training , 94
Welding in sea water systems 104,106
Welding of all critical systems 107
191
192 INDEX

Morale effects
Operating procedures
Operational factors:
Speed of operation 33,40
Operations:
Improvements in training planned 94
Personnel:
Rotation of ship's personnel 7-10,153,167
Rotation of technical personnel 7,8.86-88,90,167
Piping failures 68,84,133
Barbel 16,133
Ethan Allen 133
Skate 24,133
Snook 133
Thresher 21,133
Radiation release 44,56
Safety Task Group 45,174
Search for Thresher 30,44,53,150
Photographs 52-56,186-189
Radiation survey 56-57,151
Skylark:
Commanding officer 40-42,150,169
Submergence depth, military factors involved 33,44,80,82,84
Tests:
Deballasting tests added 94
Development of ultrasonic standards 21
Incomplete ultrasonic tests 12,14-15,17-18,22,24
Lack of complete deballasting test 35,37,39
Retest of existing ships 20,168
Tinosa:
Hull radiographs missing 68, 71-72,155,183
Radiographs 103,157
Workmanship:
Defects in Thresher piping 68
Failure to comply with specifications 66-67
Portsmouth Naval Shipyard 6,17,19, 73-74,183
Radiography 70, 76,183
Silver-braze piping failures 134
Standards enforcement 46,69

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