Bab 2
Bab 2
LITERATURE REVIEW
In this chapter, the researcher discusses the relevant theories related to the research
problems such as an overview if pragmatics, speech acts, illocutionary acts, the cassification of
A. Theoretical Description
This chapter discusses some relevant theories which are associated with the research. It is
divided into four sessions: pragmatics, speech acts, and illocutionary acts.
1. Pragmatics
People use language in order to communicate with other people around the world. The
component of language is studied in a science called linguistics. It deals with all internal and
external aspects of language. For instance, sounds are discussed in phonetics and phonology,
morphemes and words in morphology, phrases and sentences in syntax, meanings in semantics,
studied in semantics. However, there are some aspects of meaning cannot be captured by
semantics particularly meaning in use or meaning in context. It is because semantics deals with
meaning without reference to the users and communicative functions of sentences (Aitchison:
2003). Pragmatics deals with meaning since it is concerned with the use of these tools in
meaningful communication. Pragmatics is about the interaction of semantic knowledge with our
knowledge of the world, taking into account contexts of use (Griffiths, 2006). Language be able
to use to understanding a various work of mind, especially the capacity of holding, gaining ,
saving the knowledge. Fromkin stated that Pragmatics is concerned with the interpretation of
linguistic meaning in context (Fromkin, Rodman et al, 2003). Pragmatics is concerned with the
reader (Yule, 1996). This study is necessarily involves the interpretation of what people mean in
a context and how the context influences what is said. That is why pragmatics called as study of
contextual meaning. Other definition that Pragmatics is the study of the relationships between
linguistic forms and the users of those forms (Yule, 1996). Language and context are connected,
the users need to know about linguistic form to make understand what the language which
express to the listeners. The advantage of studying language via pragmatics is that one can talk
about people‟s intended meanings, their assumptions, their purposes and goals
Pragmatics, therefore, is concerned with the way of speaker using language in context
which cannot be predicted from purely linguistic knowledge, particularly semantics, which deals
with the internal structure of the language (Griffiths: 2006) Similarly, Kreidler (2002) explains
the differences between semantics and pragmatics. According to him, both semantics and
pragmatics are related to the human ability to use language in meaningful way. The difference is
that semantics deals with the speaker‟s competence in producing meaningful utterance, while
pragmatics the person‟s ability to interpret meanings from particular kind of speech situations
(context). However, Kreidler adds that nowadays the boundary between semantics and
differences among syntax, semantics, and pragmatics, he defines pragmatics as the study of
relationship between linguistic form and the user of those forms. The user of the linguistic forms,
that is human being, is the characteristic which makes pragmatics different from syntax and
semantics. The role of the language user leads the scope of pragmatics to the context of the
language itself.
The study of pragmatics covers several subfields or domains, such as deixis, reference,
presupposition, implicature, and speech acts. Deixis is concerned with the referring expressions
which indicate the location of the referents along certain dimensions. Reference deals with the
linguistic forms used by the speaker to enable the listener to identify something. Presupposition
is related to the things that the speaker assumes as the case of an utterance. Implicature is
associated with the existence of norms for the use language in context. Speech acts are concerned
2. Speech Acts
Speech acts are one of the five main topics in the study of pragmatics. The concept of
speech acts is firstly developed by a philosopher, John L. Austin in his book How to Do Things
with Words in 1962 Austin defines speech acts simply as the action performed by saying
something. By means of utterances, ones are able to get others to do something. In other words,
speech acts are actions which are performed via utterances (Yule, 1996)
In speech acts theory, the utterance as a unit of communication has two types of meaning:
meaning. This deals with the basic literal meaning of an utterance which is associated with its
structural aspects. Next, the illocutionary meaning is related to the effect of the utterance to the
readers or the listeners. This meaning is realized by the function or the illocutionary function
such as requests, orders, commands, complaints, and promise (Richard and Schmidt, 2003)
Speech act refers to what is done when something is said (for example, warning,
threatening, promising, requesting) (Toolan, 1997). In other hand, the meaning of speech act are
these basic units of linguistic interaction such as give a warning to, greet, apply for, tell what,
confirm an appointment (Griffiths, 2006:148). Furthermore, Kreidler (1998) said that there are
seven basic kinds of speech acts. There are assertive utterances, performative utterances,
utterances
In relation to the concept above, in every speech act, it is able to distinguish three things,
following Austin‟s theory. What is said, the utterance, can be called the locution. What the
speaker intends to communicate to the addressee (the purpose) is the illocution. The message that
the addressee gets, his interpretation of what the speaker says, is the perlocution. If the
communication is successful, the illocution and the perlocution are alike or nearly alike
(Kreidler, 2002).
Based on the concept of locution, illocution, and perlocution in every utterance, Austin
divides the speech acts into three major categories. They are locutionary, illocutionary, and
1. Locutionary acts
Locutionary acts are the production of utterances, with a particular intended structure,
meaning, and reference. In other words, locutionary acts deal with linguistic meaning or
grammatical (or phonological) form of an utterance. This kind of speech acts is also called as the
2) Illocutionary acts
appropriate intention and in an appropriate context), rather than by virtue of having produced a
particular effect by saying something. This type of speech acts is also called as the act of doing
something. The purpose of expression and the speaker‟s specific purpose are called as
An illocutionary act is the second dimension of speech act which is performed through
communicative force of an utterance. Mostly, the speaker does not just produce well-formed
utterances with no purpose. The speaker forms an utterance with some kind of function in mind.
Illocutions are acts defined by social convention acts such as accosting, accusing, admitting,
permission, giving way, greeting, leave-taking, mocking, naming, offering, praising, promising,
The criteria of illocutionary acts are based on the contexts which determine the forces or
functions of the utterances (Mey, 2001). Same utterances can be categorized as different
illocutionary because of different forces or functions which are greatly influenced by context of
use. According to Nunan (1993) forces are the characteristics that differentiate speech acts from
one another. Forces are mainly about the different ways the content propositions are involved in
speech acts. Some examples of forces are pronouncing, stating, commanding, thanking, and
promising. Those forces are the functional intentions of speaker when performing an utterance.
To determine the illocutionary functions, Yule (1996) proposes two important points:
explicitly indicates the illocutionary function of utterance (Laurence and Ward, 2006). The
clearest example is the use of specific verb in an utterance. This verb is usually called as speech
act verbs or performative verbs. It is in line with the concept of performative hypothesis. Some
verbs such as “to order, to warn, and to promise” can be used to make the illocutionary function
explicit, e.g. “I order you to leave now‟ (Cutting, 2002). Nevertheless, this condition is
somewhat difficult since in normal usage the utterances are expressed mostly without
performative verbs. The speaker chooses using implicit performative, for instance “I will be
back” can be interpreted as “I promise that I”ll be back” or „I warn you that I”ll be back”.
Furthermore, some verbs are not normally used in full sentence, e.g. to thank “Thank you.‟, and
Felicity conditions
Felicity conditions are defined as several conditions to be meet in order that the
illocutionary acts are successfully performed. Austin states that the speakers have to fulfill three
conditions: that the participants must understand the roles and the context, that the participants
must perform the acts completely, and that the participants have to have clear purposes (Cutting,
2002).
Elaborating Austin‟s concept, Yule (1996: 50) the felicity follows at least general
condition is that the participants have to understand the language and the speakers do not
pretend. He also adds content condition, preparatory condition, sincerity condition, and essential
condition, all of which deals with the characteristics of illocutionary acts itself
3) Perlocutionary acts
Perlocutionary acts are speech acts which depend on the production of a specific effect.
This effects is produced by the hearer This type of speech acts is also called as the act of
affecting someone. In perlocutionary, there is an influence affect because the speaker tries to
influence the hearer to do what he or she wants to do. This is called by as perlocutionary effect.
In addition to the classification of speech acts based on the locution, illocution and
perlocution, there is also other classification proposed by the Searle. This classification of speech
acts is based on the syntactic and semantic aspects of an utterance. In other words, it is the
relation between literal sentence meaning and intended speaker‟s meaning. Viewed from the
relationship between the three general types of basic sentence types/ moods (declarative,
interrogative, and imperative) and the three general communicative functions (statement,
question, and command), speech acts are classified into two main types (Yule, 1996)
In direct speech acts, there is a direct relationship between its grammatical structure and
its communicative function. For instance, an affirmative sentence is used to give a statement; an
Direct speech act is important in daily conversation. The direct illocution of an utterance is the
illocution most directly indicated by a literal reading of the grammatical form and vocabulary of
the sentence uttered (Heasly, 1996). Direct utterance uses to talk directly. A communication will
be successful when there is no misinterpretation. Knowing the form of direct utterance will be
useful to make a good communication. When a person speaks to another, the speaker must be
aware what is being talked. Kreidler states that the form of direct utterance is divided into three
(Kreidler 1998). The form of direct utterance is declarative utterance, interrogative utterance and
imperative utterance. Knowing the form of direct utterance, knowing purpose of direct utterance
and knowing the kinds of direct utterance are important to make a good communication in daily
activities
In contrast to the direct speech acts, in indirect speech acts, there is no direct relationship
between its grammatical structure and its communicative function. For instance, an interrogative
is not only used to question or to ask for an answer from the listener, but it can also convey a
request or warning.
From those explanations, it can be concluded that the determination of direct and indirect
speech acts is not merely based on its syntactical structure. However, it is based on the implied
meaning and purpose of the utterance which rely on the context of use.
3. Illocutionary Acts
As stated in the previous section, illocutionary acts are one of the three types of speech
acts proposed by Austin which deal with the purpose, function, or force of utterances. This type
of speech acts is generally said to be the central of speech acts and even said as the speech acts
functions of the utterances (Mey, 2001). Same utterances can be categorized as different
illocutionary because of different forces or functions which are greatly influenced by context of
use. According to Nunan (1993) forces are the characteristics that differentiate speech acts from
one another. Forces are mainly about the different ways the content propositions are involved in
speech acts. Some examples of forces are pronouncing, stating, commanding, thanking, and
promising. Those forces are the functional intentions of speaker when performing an utterance.
As stated in the previous explanation about speech act classification that when people
communicate, they will form an utterance with some kind of function in mind. This case can be
called as the illocutionary act. The illocutionary act will be performed through the
an offer, a request, a promise, or for some other communnicative purpose. Each utterance has
different kinds of illocutionary force. Searle in Yule (1996) divides the illocutionary acts into
a. Declaratives
The illocutionary point of declaration is that they have 'successful performance' that
brings about the correspondence between the propositional content and reality. It has both a word
to world and a world to word direction of fit, in which no psychological state is expressed, and in
which any proposition can occur. This type changes world through their utterances. Resigning,
act because they are performed, normally speaking, by someone who is especially authorized to
do so within some institutional framework. For instance, when the speaker which is a judge
produces an utterance “This court sentences you to nine years imprisonment!”, then the utterance
can put the person into prison. In this case, the judge has authority and power then uses it for
sentencing a person by his utterance Declaratives are illocutionary acts by which the speaker is
able to change the state of affair in the world via the utterances. The speaker has to have
institutional role in a specific context when employing these acts (Yule, 1996). Some
performative verbs indicating these speech acts are to beg, to pronounce, to sentence, to state, to
b. Representatives
Representative can also be called assertive. The illocutionary point of assertives is that
they commit speaker to the truth of the expressed proposition. In this case, the intention of
assertives is to make the words fit the world (of belief), in which a belief is expressed, and in
which any proposition can occur.This type state what the speaker believes to be the case or not.
communicative forces in assertives. Representatives or assertives are illocutionary acts that state
what speakers believe to be factual (true) or not (false). By using these acts, the speaker makes
words fit the world or belief (Yule, 1996). To describe, to call, to classify, to identify, to claim, to
diagnose, to hypothesize, to insist, to predict, and to boast are some performative verbs
c. Expressives
The illocutionary point of expressives is that they have the function of expressing, or
making known, the speaker's psychological attitude towards a state of affairs which the illocution
presupposes. It has no direction of fit, in which a wide range of psychological states can be
expressed, and in which the proposition ascribes a property or act to the speaker or the hearer.
This type states what the speaker feels. Thanking, congratulating, pardoning, blaming, praising,
condoling, etc are examples of communicative forces in expressives. For instance, when the
speaker says “Thank you so much for your generous gift!”, it means that the speaker expresses
Expressives are illocutionary acts that state the speakers‟ feelings or attitudes about
something. These acts involve psychological states of the speakers. When performing these acts
the speakers makes words fit the worlds or feeling (Yule, 1996). Performative verbs denoting to
these illocutionary acts are to thank, congratulate, apologize, condole, deplore, and welcome.
d. Directives
The illocutionary point of directives is that they produce some effects through action by
the hearer. It has a world to word direction of fit, in which a wish is expressed, and in which the
proposition is a future act done by the hearer.In this case, speaker gets someone else to do
something. Directives express what the speaker wants. Ordering, commanding, requesting,
advising, and recommending are examples of communicative forces in directives. For instance,
when the speaker says “Why don't you spend less time watching TV?”, it may mean that the
Directives are illocutionary acts that the speakers use to get something done by the
hearers. These acts express what the speaker wants and the speakers attempts to make the world
fit the words via the hearer (Yule, 1996). Performative verbs denoting to this category are to ask,
order, command, request, beg, plead, pray, entreat, invite, permit, advise, dare, defy, and
challenge.
e. Commissives
The illocutionary point of commissives is that they commit the speaker (to a greater or
lesser degree) to some future action. It has a world to word direction of fit, in which an intention
is expressed, and in which the proposition is a future act done by the speaker. In this case,
speaker commits himself to do something. This type express what the speaker intends.
instance, when the speaker says “I'll never leave you”, it means that the speaker commits himself
Commissives are illocutionary acts used by the speakers to commit actions in future.
These acts express what the speaker intends to do. By means of comissives, the speakers
undertake to make the world fit with the words via the speaker (Yule, 1996). Some performative
verbs belong to these speech acts are to promise, to pledge, to offer, to threat, to refuse, and to
vow. To sum up, from the explanation above all the types of illocutionary acts with their general
Context
about context in which utterances occur. Idamaningati (2013) asserts that context is dynamic,
not statistic concept. It is to be understood in the widest sense, as the surrounding, enabling the
participants in a conversation process to interact, and that makes the linguistics expression of
their interaction. In addition, context makes us to attend to how senders‟ and receiver‟ needs,
goals, and wants are personalized not just to the conventional meanings of prior text, but also
Yule (1983) stated that to be understood in the widest sense, as the surrounding, enabling the
well as in understanding the actual meaning of words. Therefore, understanding the context
becomes an important task in the area of applied linguistics, computational linguistics, lexical
variation of meaning and supplies valuable information to understand why and how a particular
word varies in meaning when used in a piece of text. Everyone is familiar with contexts in
language. It is understood that there is hyperbole and some meaning in context. There are
several senses in which theories of meaning might be classified as contextual (Lyon, 1979).
Most words have more than one meaning. The meaning of a word is determined through its
contextual use; the words in the sentence that surround the word you are trying to define will
give you contextual clues to help you define the word‟s meaning. A word is defined within the
context of a sentence. It also suggested to pay attention to whether the word is used as a noun,
adjective, or adverb.
phonetics, grammar, lexicology, and semantics each handles its own components of the complex
in its appropriate context" (Lyon in Firth, 1957). Contextualization can be looked at from two
points of view. It as the process whereby the native speaker of a language pro-duces contextually
appropriate and internally coherent utterances - a process which, as we have seen, involves a lot
more than knowledge of the language-system. It is also as a process which the linguist carries out
Context may be useful for new words that signify things (i.e., objects, actions, ideas,
feelings) we do know, but context will generally be far less useful in helping us learn new words
for things we do not know. From all definition the writer makes conclusion that the context is
how words and their meanings are connected to each other in a written work. And an utterances
produces implication of certain conversation within certain context. A concept about context
should be grab connection which only have characteristic of linguistics and should be maintained
acts particularly in relation with discourse in study pragmatics (Cutting: 2002). In other words it
can be said that speech acts are context dependent since the context also influences the
illocutionary functions. Nunan (1993) states that “context refers to the situation giving rise to the
discourse and within which the discourse is embedded.”. From that statement, context is simply
defined as the circumstance or situation around which influences the conversation. Thus, it is an
Furthermore, Nunan (1993)) categorizes the context into two types: linguistic and
nonlinguistic context. The first one is related to the language surrounding the discourse, while
the second one is associated with the other-than language or experimental context within which
a) the types of communicative events (e.g.: joke, story, lecture, sermon, conversation, and
greeting);
b) the topic;
d) the setting (physical aspects, such as location and time, and psychological aspects: emotional
situation);
Dell Hymes uses the acronym speaking to introduce the context in the use of language which is
Setting refers to the time and place or physical condition where the conversation takes place.
Meanwhile, scene refers to the abstract, psychological situation or cultural definition of an event
b) Participants
receiver. It includes social specified role in the choice of language, such as the levels of formality
and informality.
c) Ends
Ends refer to the expected outcomes or the purposes and the goals which are resulted in the
conversations.
d) Act sequence
Act sequence refers to the actual form and content of what is said, the utterances which are used
and how they are used, and the relationship of what is said to the actual topic.
e) Key
Key refers to the tone, manner, or spirit where the particular message is conveyed. It is also with
f) Instrumentalities
Instrumentalities refer to the choice of channel used in the conversation, such as spoken
or written, as well as the choice of actual form of speech such as register, dialect, or code which
Norms of interaction and interpretation refers to the specific behaviors and properties
associated with the conversational exchange, such as the way to open the conversation in a
h) Genre
Genre refers to the forms or the types of utterances, such as poems, proverbs, jokes,
sermons, prayer, lectures, or editorials. Holmes (2001) also proposes that a conversation occurs
by the influence of social factors. Those social factors are commonly shortened as 5W (Who,
“Who is speaking? and To whom are they speaking? refer to the participants of the conversation
speaker and listener or addressor and addressee. It also includes the relationship occurring
“Where are they speaking?‟ refers to the settings – physical or psychological contexts - around
the conversation. The physical aspect includes the location, time, season, and year. Meanwhile,
“What is being talked about?‟ refers to the topic being discussed in the conversational exchange.
The understanding of the topic by the participants is necessary to maintain the conversation.
Consequently, the same background knowledge and assumption is a must for both the speaker
“Why they are speaking? refers to the purpose of conversation, such as informing, commanding,
Implicature theory
The concept of implicature was first introduced by Grice in the William James Lectures more
than 30 years ago (Grice 1967, 1989). There are some definitions of implicature. They are as
follows:
1. Anything is that is inferred from an utterance but that is not a condition for the truth of the
utterance.
3. Implicature can be part of sentence meaning or dependent on conversational context, and can
be conventional or unconventional.
4. Is a matter of saying something but communicating something else instead something closely
Grice (1989) said that implicature denotes either the act of meaning, implying, or
suggesting one thing by saying something else, or the object of that act. Implicatures can be part
determined by the conventional meaning of the words used (Grice 1975 in Brown and Yule,
1983). Something more than just what the words mean called implicature. It is an additional
Implicature is meaning that is not explicitly conveyed in what is said, but that can
nonetheless be inferred. For example, if Carol points out that Alice is not present, and Bill replies
that Alice has a cold, then there is an implicature that the cold is the reason, or at least a possible
reason for Alice’s absence; this is because Bill’s comment is not cooperative-does not contribute
to the conversation-unless his point is that Alice’s cold is or might be the reason for her absence.
Grice in Levinson (1985) classifies implicatures into two kinds, namely: conventional
and conversational implicatures. Conventional implicatures deal with the conventional features
inferences that are not derived from super ordinate pragmatic principles like the maxims, but are
conversation, and they don’t depend on special context for their interpretation (Yule, 1996). He
also states that conventional implicatures are associated with specific words and result in
additional conveyed meanings when those words are used. ‘But’, ‘even’, ‘yet’ are the words
recognized having this kind of implicatures. Grice (in Levinson, 1985) states that the word ‘but’
has the same truth-conditional (or truth-functional) content as the word ‘and’ with an additional
conventional implicature to the effect that there is some contrast between the conjuncts. When
principle of conversation plus a number of maxims which speaker will normally obey (Brown
and Yule, 1996). Unlike conventional implicature, conversational implicature depend on context
for their interpretation. In addition to implicature, when no special knowledge is required in the
implicature. It means that we do not need to analyze deeply what the speaker said, it is clear that
Based on the explanation above, it could be concluded that Pragmatics itself has several
main aspects such as deixis, reference, presupposition, speech acts, and implicature. One of that
pragmatic aspect is speech acts. Speech acts consist of three main topics: locutionary acts,
illocutionary acts, and perlocutionary acts. This research focuses on illocutionary acts performed
by the English teachers in teaching-learning process. Illocutionary acts are categorized into
declaratives, representatives or assertives, directives, expressives, and commissives. They are the
five types of illocutionary acts proposed by Searle (1979). Each of those acts consists of
illocutionary functions. Some of those functions here are declaring, describing, predicting,
analysis especially in illocutionary act and implicature analysis. These related previous studies
1. Kristanti, S. W. (2013) conducts a research about illocutionary act used by Najwa Shihab
in Mata Najwa. By focusing in one episode she observed the kinds of illocutionary act
method with total sampling technique in collecting data in conducting this research.
Based on her research in Mata Najwa dialogues, Najwa Shihab used 3 kinds of
illocutionary act: directive, representative, and expressive. Each kind consist different
illocutionary force to interview her guests. Directive is using question, clarification, and
approval as the illocutionary force. Representative is using accusing and denying as the
is the research subject in which Kristanti using Najwa Shihab’s utterance while this
2. Kusumo, D. W. (2015) conduct research to find out types of illocutionary acts and its
function that are used by English Teachers of SMAN 1 Wates, Kulon Progo. He uses
descriptive qualitative method and note taking technique in conducting his research. To
analyze the data he uses interactive qualitative method, and coding system. As result,
there are four illocutionary act performed by the teacher in classroom communication:
representative, expressive, directive, and commissives. Directives appear the most and
commissives appear the fewest. In comparison to this graduating paper, in this graduating
IFIDs.
3. Faidhah, A. (2014) conduct a research to describe and divide illocutionary act of the
illocutionary act. This research found 440 utterances in the novel. Representative is the
most dominant and among these representative utterances, informing is being used the
most. Based on this research the researcher then suggests that the novel can be used as an
analyzing the students as the subject of the study, while Faidhah focused on analyzing
4. A pragmatic research titled Pragmatic Knowledge for Second Language Learners was
which are important in Teaching English as Foreign Language. That study is conducted in
two aspects of pragmatics: lllocutionary acts and conversational implicature. The result is
that there are four types of illocutionary acts (representatives, directives, expressives, and
5. Iwan Khairi Yahya (2013) titled Tindak Tutur Direktif dalam Interaksi Belajar Mengajar
Mata Pelajaran Bahasa Indonesia di SMAN 1 Mlati, Sleman (Directive Speech Acts in
directive speech acts used by the teachers of Indonesian language in the classroom
Harnish, the research results that the use of question in classroom discourse is the most
dominant (315 out of 826) of other directive functions. The research reveals that the use
of questions in directive speech acts aims at raising the students‟ activeness in the
6. Another pragmatics research on language functions and speech acts in ELT is conducted
by Afsin Moradi, Alireza Karbalaei, and Shahram Afraz (2013) in their research entitled
A Textbook Evaluation of Speech Acts and Language Functions in High School English
Textbooks (I, II And III) and Interchange Series, Books I, II, And III. Using Searle‟s
classification of speech acts and Halliday‟s functional language, they compare the use of
speech acts in New Interchange and some Iranian English textbooks. Their research
results 1100 data containing speech acts, with 507 assertives as the dominant acts in New
Interchange. On the other hand, in Iranian English textbook for high school they found
275 speech acts, with 122 directives as the most frequent acts. This study implies that the
use of speech acts in Iranian high school textbook has not been implemented well
compared to the textbooks composed by the native speakers of English, New Interchange
While the following related previous studies deal with implicature analysis is presented as
follow:
Indonesia”. She investigates a Reality show, because her research takes data from the
utterance by announcer and participant of Reality show. This study identified Implicature
that are flouted by announcer and the participant of that show and also types of each
conversational Implicature
2. The secon previous study by Gustawanti (2009) in his study “Violation of Cooperative
Principle Form and the Implicature Meaning of Conversation in the Discourse of Humor
described the type of violation of cooperative principle, the causes of the violation, and
the implicative meaning of the conversation in the humorous discourse of Merauke Papua
Community "Epen Kah". His study only discussed the word “Epen Kah” in the difference
conversation.
3. Harris Edyanto (2010) in his study “Implikatur Percakapan Tokoh Wanita dan Tokoh
Lakilaki dalam Film “Lari Dari Blora”Karya Akhlis Suryapati”. His study described the
violation of four cooperative principles by man and women characters in the movie and
the meaning of that implicature. In his study, he found 27 implicature, and many