International Covenant On Civil and Political Rights
International Covenant On Civil and Political Rights
International Covenant On Civil and Political Rights
The ICCPR is monitored by the United Nations Human Rights Committee (a separate body to the
United Nations Human Rights Council), which reviews regular reports of States parties on how the
rights are being implemented. States must report initially one year after acceding to the Covenant and
then whenever the Committee requests (usually every four years). The Committee normally meets in
Geneva and normally holds three sessions per year.
The ICCPR has its roots in the same process that led to the Universal Declaration of Human Rights.[5]
A "Declaration on the Essential Rights of Man" had been proposed at the 1945 San Francisco
Conference which led to the founding of the United Nations, and the Economic and Social Council was
given the task of drafting it.[4] Early on in the process, the document was split into a declaration setting
forth general principles of human rights, and a convention or covenant containing binding
commitments. The former evolved into the UDHR and was adopted on 10 December 1948.[4]
The States Parties to the present Covenant, including those having responsibility for the administration
of Non-Self-Governing and Trust Territories, shall promote the realization of the right of self-
determination, and shall respect that right, in conformity with the provisions of the Charter of the
United Nations.[6]
Drafting continued on the convention, but there remained significant differences between UN members
on the relative importance of negative Civil and Political versus positive Economic, Social and Cultural
rights.[7] These eventually caused the convention to be split into two separate covenants, "one to contain
civil and political rights and the other to contain economic, social and cultural rights." [8] The two
covenants were to contain as many similar provisions as possible, and be opened for signature
simultaneously.[8] Each would also contain an article on the right of all peoples to self-determination.[9]
The first document became the International Covenant on Civil and Political Rights and the second the
International Covenant on Economic, Social and Cultural Rights. The drafts were presented to the UN
General Assembly for discussion in 1954, and adopted in 1966.[10] As a result of diplomatic negotiations
the International Covenant on Economic, Social and Cultural Rights was adopted shortly before the
International Covenant on Civil and Political Rights. Together, the UDHR and the two Covenants are
considered to be the foundational human rights texts in the contemporary international system of
human rights.[5]
The Covenant follows the structure of the UDHR and ICESCR, with a preamble and fifty-three articles,
divided into six parts.[11]
Part 1 (Article 1) recognizes the right of all peoples to self-determination, including the right to "freely
determine their political status",[12] pursue their economic, social and cultural goals, and manage and
dispose of their own resources. It recognises a negative right of a people not to be deprived of its means
of subsistence,[13] and imposes an obligation on those parties still responsible for non-self governing
and trust territories (colonies) to encourage and respect their self-determination.[14]
Part 2 (Articles 2 – 5) obliges parties to legislate where necessary to give effect to the rights recognised
in the Covenant, and to provide an effective legal remedy for any violation of those rights.[15] It also
requires the rights be recognised "without distinction of any kind, such as race, colour, sex, language,
religion, political or other opinion, national or social origin, property, birth or other status," [16] and to
ensure that they are enjoyed equally by women.[17] The rights can only be limited "in time of public
emergency which threatens the life of the nation,"[18] and even then no derogation is permitted from
the rights to life, freedom from torture and slavery, the freedom from retrospective law, the right to
personhood, and freedom of thought, conscience and religion.[19]
Part 3 (Articles 6 – 27) lists the rights themselves. These include rights to:
• physical integrity, in the form of the right to life and freedom from torture and slavery (Articles 6, 7,
and 8);
• liberty and security of the person, in the form of freedom from arbitrary arrest and detention and the
right to habeas corpus (Articles 9 – 11);
• procedural fairness in law, in the form of rights to due process, a fair and impartial trial, the
presumption of innocence, and recognition as a person before the law (Articles 14, 15, and 16);
• individual liberty, in the form of the freedoms of movement, thought, conscience and religion, speech,
association and assembly, family rights, the right to a nationality, and the right to privacy
(Articles 12, 13, 17 – 24);
• prohibition of any propaganda for war as well as any advocacy of national or religious hatred that
constitutes incitement to discrimination, hostility or violence by law (Article 20);
• political participation, including the right to the right to vote (Article 25);
• Non-discrimination, minority rights and equality before the law (Articles 26 and 27).
Many of these rights include specific actions which must be undertaken to realise them.
Part 4 (Articles 28 – 45) governs the establishment and operation of the Human Rights Committee
and the reporting and monitoring of the Covenant. It also allows parties to recognise the competence
of the Committee to resolve disputes between parties on the implementation of the Covenant (Articles
41 and 42).
Part 5 (Articles 46 – 47) clarifies that the Covenant shall not be interpreted as interfering with the
operation of the United Nations or "the inherent right of all peoples to enjoy and utilize fully and freely
their natural wealth and resources".[20]
Part 6 (Articles 48 – 53) governs ratification, entry into force, and amendment of the Covenant.
Article 6 of the Covenant recognises the individual's "inherent right to life" and requires it to be
protected by law.[21] It is a "supreme right" from which no derogation can be permitted, and must be
interpreted widely.[22] It therefore requires parties to take positive measures to reduce infant mortality
and increase life expectancy, as well as forbidding arbitrary killings by security forces.[22]
While Article 6 does not prohibit the death penalty, it restricts its application to the "most serious
crimes"[23] and forbids it to be used on children and pregnant women[24] or in a manner contrary to the
Convention on the Prevention and Punishment of the Crime of Genocide.[25] The UN Human Rights
Committee interprets the Article as "strongly suggest[ing] that abolition is desirable", [22] and regards
any progress towards abolition of the death penalty as advancing this right.[22] The Second Optional
Protocol commits its signatories to the abolition of the death penalty within their borders.
Article 7 prohibits torture and cruel, inhuman or degrading punishment.[26] As with Article 6, it cannot
be derogated from under any circumstances.[19] The article is now interpreted to impose similar
obligations to those required by the United Nations Convention Against Torture, including not just
prohibition of torture, but active measures to prevent its use and a prohibition on refoulement.[27] In
response to Nazi human experimentation during WW2 this article explicitly includes a prohibition on
medical and scientific experimentation without consent.[26]
Article 8 prohibits slavery and enforced servitude in all situations.[28] The article also prohibits forced
labour, with exceptions for criminal punishment, military service and civil obligations.[29]
Article 9 recognises the rights to liberty and security of the person. It prohibits arbitrary arrest and
detention, requires any deprivation of liberty to be according to law, [30] and obliges parties to allow
those deprived of their liberty to challenge their imprisonment through the courts.[31] These provisions
apply not just to those imprisoned as part of the criminal process, but also to those detained due to
mental illness, drug addiction, or for educational or immigration purposes.[32]
Articles 9.3 and 9.4 impose procedural safeguards around arrest, requiring anyone arrested to be
promptly informed of the charges against them, and to be brought promptly before a judge. [33] It also
restricts the use of pre-trial detention,[34] requiring that it not be 'the general rule'.[32]
Article 10 requires anyone deprived of liberty to be treated with dignity and humanity.[35] This applies
not just to prisoners, but also to those detained for immigration purposes or psychiatric care. [36] The
right complements the Article 7 prohibition on torture and cruel, inhuman or degrading treatment.[36]
The article also imposes specific obligations around criminal justice, requiring prisoners in pretrial
detention to be separated from convicted prisoners, and children to be separated from adults. [37] It
requires prisons to be focused on reform and rehabilitation rather than punishment.[38]
Article 14 recognizes and protects a right to justice and a fair trial. Article 14.1 establishes the ground
rules: everyone must be equal before the courts, and any hearing must take place in open court before
a competent, independent and impartial tribunal, with any judgment or ruling made public. [40] Closed
hearings are only permitted for reasons of privacy, justice, or national security, and judgments may
only be suppressed in divorce cases or to protect the interests of children.[40] These obligations apply to
both criminal and civil hearings, and to all courts and tribunals.[41] Article 14.3 mandates that litigants
must be informed promptly and in detail in a language which they understand.[42]
The rest of the article imposes specific and detailed obligations around the process of criminal trials in
order to protect the rights of the accused and the right to a fair trial. It establishes the Presumption of
innocence[43] and forbids double jeopardy.[44] It requires that those convicted of a crime be allowed to
appeal to a higher tribunal,[45] and requires victims of a Miscarriage of justice to be compensated.[46] It
establishes rights to a speedy trial, to counsel, against self-incrimination, and for the accused to be
present and call and examine witnesses.[47]
Article 15 prohibits prosecutions under Ex post facto law and the imposition of retrospective criminal
penalties, and requires the imposition of the lesser penalty where criminal sentences have changed
between the offence and conviction.[48] But except the criminal according to general principles of law
recognized by international community.[49] (jus cogens)
Article 16 requires states to recognize everyone as a person before the law.[50]
Individual liberties[edit]
Article 12 guarantees freedom of movement, including the right of persons to choose their residence,
to leave and return to a country.[51] These rights apply to legal aliens as well as citizens of a state,[52] and
can be restricted only where necessary to protect national security, public order or health, and the rights
and freedoms of others.[53] The article also recognises a right of people to enter their own country; the
right of return.[54] The Human Rights Committee interprets this right broadly as applying not just to
citizens, but also to those stripped of or denied their nationality.[52] They also regard it as near-absolute;
"there are few, if any, circumstances in which deprivation of the right to enter one's own country could
be reasonable".[52]
Article 13 forbids the arbitrary expulsion of resident aliens and requires such decisions to be able to
be appealed and reviewed.[55]
Article 17 mandates the right of privacy.[56] This provision, specifically article 17(1), protects private
adult consensual sexual activity, thereby nullifying prohibitions on homosexual behaviour,[57] however,
the wording of this covenant's marriage right (Article 23) excludes the extrapolation of a same-sex
marriage right from this provision.[58] Article 17 also protects people against unlawful attacks to their
honor and reputation. Article 17 (2) grants the protection of the law against such attacks.[56]
Article 21 mandates freedom of assembly and 22 mandates freedom of association. These provisions
guarantee the right to freedom of association, the right to trade unions and also defines the
International Labour Organization.[62][63]
Article 23 mandates the right of marriage.[64] The wording of this provision neither requires nor
prohibits same-sex marriage.[65]
Article 24 mandates special protection, the right to a name, and the right to a nationality for every
child.[66]
Article 27 mandates the rights of ethnic, religious and linguistic minority to enjoy their own culture,
to profess their own religion, and to use their own language.[67]
Political rights[edit]
Article 3 provides an accessory non-discrimination principle. Accessory in the way that it cannot be
used independently and can only be relied upon in relation to another right protected by the ICCPR.
In contrast, Article 26 contains a revolutionary norm by providing an autonomous equality principle
which is not dependent upon another right under the convention being infringed. This has the effect of
widening the scope of the non-discrimination principle beyond the scope of ICCPR.
Optional protocols[edit]
There are two Optional Protocols to the Covenant. The First Optional Protocol establishes an individual
complaints mechanism, allowing individuals to complain to the Human Rights Committee about
violations of the Covenant.[68] This has led to the creation of a complex jurisprudence on the
interpretation and implementation of the Covenant. As of July 2013, the First Optional Protocol has
116 parties.[69]
The Second Optional Protocol abolishes the death penalty; however, countries were permitted to make
a reservation allowing for use of death penalty for the most serious crimes of a military nature,
committed during wartime.[70] As of December 2017, the Second Optional Protocol had 85 parties.[71]
A number of parties have made reservations and interpretative declarations to their application of the
Covenant
Argentina will apply the fair trial rights guaranteed in its constitution to the prosecution of those
accused of violating the general law of nations.[1]
Australia reserves the right to progressively implement the prison standards of Article 10, to
compensate for miscarriages of justice by administrative means rather than through the courts, and
interprets the prohibition on racial incitement as being subject to the freedoms of expression,
association and assembly. It also declares that its implementation will be effected at each level of its
federal system.[1]
Austria reserves the right to continue to exile members of the House of Habsburg, and limits the rights
of the accused and the right to a fair trial to those already existing in its legal system. [1]
Bahamas, due to problems with implementation, reserves the right not to compensate for
miscarriages of justice.[1]
Bahrain interprets Articles 3 (no sexual discrimination), 18 (freedom of religion) and 23 (family
rights) within the context of Islamic Sharia law.[1]
Bangladesh reserves the right to try people in absentia where they are fugitives from justice and
declares that resource constraints mean that it cannot necessarily segregate prisons or provide counsel
for accused persons.[1]
Barbados reserves the right not to provide free counsel for accused persons due to resource
constraints.[1]
Belgium interprets the freedoms of speech, assembly and association in a manner consistent with the
European Convention on Human Rights. It does not consider itself obliged to ban war propaganda as
required by Article 20, and interprets that article in light of the freedom of expression in the UDHR.[1]
Belize reserves the right not to compensate for miscarriages of justice, due to problems with
implementation, and does not plan to provide free legal counsel for the same reasons as above. It also
refuses to ensure the right to free travel at any time, due to a law requiring those travelling abroad to
provide tax clearance certificates.[1]
Congo, as per the Congolese Code of Civil, Commercial, Administrative and Financial Procedure, in
matters of private law, decisions or orders emanating from conciliation proceedings may be enforced
through imprisonment for debt.[1]
Denmark reserves the right to exclude the press and the public from trials as per its own laws.
Reservation is further made to Article 20, paragraph 1. This reservation is in accordance with the vote
cast by Denmark in the XVI General Assembly of the United Nations in 1961 when the Danish
Delegation, referring to the preceding article concerning freedom of expression, voted against the
prohibition against propaganda for war.[1]
The Gambia, as per its constitution, will provide free legal assistance for accused persons charged
with capital offences only.[1]
Pakistan, has made several reservations to the articles in the Convention; "the provisions of Articles
3, 6, 7, 18 and 19 shall be so applied to the extent that they are not repugnant to the Provisions of the
Constitution of Pakistan and the Sharia laws", "the provisions of Article 12 shall be so applied as to be
in conformity with the Provisions of the Constitution of Pakistan", "With respect to Article 13, the
Government of the Islamic Republic of Pakistan reserves its right to apply its law relating to foreigners",
"the provisions of Article 25 shall be so applied to the extent that they are not repugnant to the
Provisions of the Constitution of Pakistan" and the Government of the Islamic Republic of Pakistan
"does not recognize the competence of the Committee provided for in Article 40 of the Covenant".
The United States has made reservations that none of the articles should restrict the right of free
speech and association; that the US government may impose capital punishment on any person other
than a pregnant woman, including persons below the age of 18; that "cruel, inhuman and degrading
treatment or punishment" refers to those treatments or punishments prohibited by one or more of the
fifth, eighth, and fourteenth amendments to the US Constitution; that Paragraph 1, Article 15 will not
apply; and that, notwithstanding paragraphs 2(b) and 3 of Article 10 and paragraph 4 of Article 14, the
US government may treat juveniles as adults, and accept volunteers to the military prior to the age of
18. The United States also submitted five "understandings", and four "declarations".[73]
Implementation and effects[edit]
The International Covenant on Civil and Political Rights has 167 states parties, 67 by signature and
ratification, and the remainder by accession or succession. Another five states have signed but have yet
to ratify the treaty.[1]
Australia[edit]
The Covenant is not directly enforceable in Australia, but its provisions support a number of domestic
laws, which confer enforceable rights on individuals. For example, Article 17 of the Convention has been
implemented by the Australian Privacy Act 1988. Likewise, the Covenant's equality and anti-
discrimination provisions support the federal Disability Discrimination Act 1992. Finally, the Covenant
is one of the major sources of 'human rights' listed in the Human Rights (Parliamentary Scrutiny) Act
2011.[74] This law requires most new legislation and administrative instruments (such as
delegated/subordinate legislation) to be tabled in parliament with a statement outlining the proposed
law's compatibility with the listed human rights[75] A Joint Committee on Human Rights scrutinises all
new legislation and statements of compatibility.[76] The findings of the Joint Committee are not legally
binding.
Legislation also establishes the Australian Human Rights Commission[77] which allows the Australian
Human Rights Commission (AHRC) to examine enacted legislation[78] (to suggest remedial
enactments[79]), its administration[80] (to suggest avoidance of practices[81]) and general compliance[82]
with the covenant which is scheduled to the AHRC legislation.[83]
In Victoria and the Australian Capital Territory, the Convention can be used by a plaintiff or defendant
who invokes those jurisdiction's human rights charters.[84] While the Convention cannot be used to
overturn a Victorian or ACT law, a Court can issue a 'declaration of incompatibility' that requires the
relevant Attorney-General to respond in Parliament within a set time period.[86] Courts in Victoria and
the ACT are also directed by the legislation to interpret the law in a way to give effect to a human
right,[85] and new legislation and subordinate legislation must be accompanied by a statement of
compatibility.[87] Efforts to implement a similar Charter at the national level have been frustrated and
Australia's Constitution may prevent conferring the 'declaration' power on federal judges.[88]
Ireland[edit]
Ireland's use of Special Criminal Courts where juries are replaced by judges and other special
procedures apply has been found to not violate the treaty: "In the Committee's view, trial before courts
other than the ordinary courts is not necessarily, per se, a violation of the entitlement to a fair hearing
and the facts of the present case do not show that there has been such a violation."[89]
New Zealand[edit]
New Zealand took measures to give effect to many of the rights contained within it by passing the New
Zealand Bill of Rights Act in 1990, and formally incorporated the status of protected person into law
through the passing of the Immigration Act 2009.[90]
Sri Lanka[edit]
A Sri Lankan author was arrested on April 1, 2019 for inciting religious violence, following a publication
of a short story about homosexuality and child abuse at a Buddhist temple in Sri Lanka. The author had
been adjudged the best Sinhala short story writer in Sri Lanka's National Youth Literary Festivals of
2010 and 2014, and was twice the recipient of the north western provincial state literary award. A group
of Buddhist monks had stormed the author's workplace demanding punitive action against him after
the story first appeared on facebook; the ICCPR prohibits "advocacy of national, racial or religious
hatred that constitutes incitement to discrimination, hostility or violence". Human rights organizations
Civicus and the Asian Human Right Commission (AHRC) have asserted that the charges are spurious
and a clear violation of the author's right to freedom of expression.[91][92]
United States[edit]
Reservations, understandings, and declarations[edit]
The United States Senate ratified the ICCPR in 1992, with five reservations, five understandings, and
four declarations.[73] Some have noted that with so many reservations, its implementation has little
domestic effect.[93] Included in the Senate's ratification was the declaration that "the provisions of
Article 1 through 27 of the Covenant are not self-executing",[94] and in a Senate Executive Report stated
that the declaration was meant to "clarify that the Covenant will not create a private cause of action in
U.S. Courts."[95]
Where a treaty or covenant is not self-executing, and where Congress has not acted to implement the
agreement with legislation, no private right of action within the US judicial system is created by
ratification.[96]
As a reservation that is "incompatible with the object and purpose" of a treaty is void as a matter of the
Vienna Convention on the Law of Treaties and international law,[97] there is some issue as to whether
the non-self-execution declaration is even legal under domestic law.[98]
Prominent critics in the human rights community, such as Prof. Louis Henkin[99] (non-self-execution
declaration incompatible with the Supremacy Clause) and Prof. Jordan Paust[100] ("Rarely has a treaty
been so abused") have denounced the United States' ratification subject to the non-self-execution
declaration as being a blatant fraud upon the international community, especially in light of what they
allege is its subsequent failure to conform domestic law to the minimum human rights standards as
established in the Covenant and in the Universal Declaration of Human Rights over the last thirty
years.[citation needed]
Constitutionality[edit]
It has been argued that Article 20(2) of the ICCPR, as well as Article 4 of the ICERD, may be
unconstitutional according to Supreme Court precedent, which is the reason behind the Senate
reservations.[101]
Non-compliance[edit]
In 1994, the United Nations' Human Rights Committee expressed concerns with compliance:[102]
Of particular concern are widely formulated reservations which essentially render ineffective all
Covenant rights which would require any change in national law to ensure compliance with Covenant
obligations. No real international rights or obligations have thus been accepted. And when there is an
absence of provisions to ensure that Covenant rights may be sued on in domestic courts, and, further,
a failure to allow individual complaints to be brought to the Committee under the first Optional
Protocol, all the essential elements of the Covenant guarantees have been removed.
Indeed, the United States has not accepted a single international obligation required under the
Covenant. It has not changed its domestic law to conform with the strictures of the Covenant.[103] Its
citizens are not permitted to sue to enforce their basic human rights under the Covenant.[103] It has not
ratified the Optional Protocol to the Convention against Torture (OPCAT). As such, the Covenant has
been rendered ineffective, with the bone of contention being United States officials' insistence upon
preserving a vast web of sovereign, judicial, prosecutorial, and executive branch immunities that often
deprives its citizens of the "effective remedy" under law the Covenant is intended to guarantee.
In 2006, the Human Rights Committee expressed concern over what it interprets as material non-
compliance, exhorting the United States to take immediate corrective action:[104]
The Committee notes with concern the restrictive interpretation made by the State party of its
obligations under the Covenant, as a result in particular of (a) its position that the Covenant does not
apply with respect to individuals under its jurisdiction but outside its territory, nor in time of war,
despite the contrary opinions and established jurisprudence of the Committee and the International
Court of Justice; (b) its failure to take fully into consideration its obligation under the Covenant not
only to respect, but also to ensure the rights prescribed by the Covenant; and (c) its restrictive approach
to some substantive provisions of the Covenant, which is not in conformity with the interpretation made
by the Committee before and after the State party's ratification of the Covenant.
The State party should review its approach and interpret the Covenant in good faith, in accordance with
the ordinary meaning to be given to its terms in their context, including subsequent practice, and in the
light of its object and purpose. The State party should in particular (a) acknowledge the applicability of
the Covenant with respect to individuals under its jurisdiction but outside its territory, as well as its
applicability in time of war; (b) take positive steps, when necessary, to ensure the full implementation
of all rights prescribed by the Covenant; and (c) consider in good faith the interpretation of the
Covenant provided by the Committee pursuant to its mandate.
As of February 2013, the United States is among States scheduled for examination in the 107th (11–28
March 2013) and 109th (14 October – 1 November 2013) sessions of the Committee.