Singletons and Multiples in Scientific Discovery
Singletons and Multiples in Scientific Discovery
Singletons and Multiples in Scientific Discovery
Philosophyor Humanity"as having "two parts: Bacon, collected and edited by James Spedding, Robert
L. Ellis, and Douglas D. Heath, 6: 236-237, Boston, 1863
*Read January 23, 1961, in the Conference on the [hereafter cited as Works]. The pressures of time on
Influence of Science upon Modern Culture, Commemo- this occasion being what they unavoidably are, I resist
rating the 400th Anniversary of the Birth of Francis the temptationto remind ourselves of what Bacon goes
Bacon, sponsored jointly by the American Philosophical on to say about psychosomatics (if the anachronism
Society and the University of Pennsylvania. This may is allowed), when he follows precedent in writing of
be identifiedas publication number A-336 of the Bureau "the knowledge concerning the sympathiesand concord-
of Applied Social Research, Columbia University. ances between the mind and body, which being mixed
t I owe much to the Ford Foundation for a grant in cannot be properly assigned to the sciences of either."
aid of my studies in the sociology of science. Ibid., 154 ff.
1Novum organum, Book I, Aphorism CXXVII. 3 In his Letter of advice to Sir George Villiers.
readinginto Bacon as readinghim entireto gain bours" in science are not enough to advance
a sense of how he conceivedscientificdiscoveries science significantly; rather,that it requires the
to come about. "joynt labours of many," even to the extreme
To begin with,Bacon whollyrejectedthe no- of "joyning them into Committees(if we may
tion that in the new science, discoverieswould use that word in a Philosophicalsence, and so
typicallyappear at random,droppingdown from in somemeasurepurgeit fromtheill sound,which
heaventhroughthe agencyof star-touched genius. it formerlyhad)." 8 And still in the Baconian
Instead, he declares that,once the rightpath is vein, Bishop Sprat notes that social interaction
followed,discoveriesin limitlessnumberwill arise amongmenof sciencefacilitates originalityof con-
from the growing stock of knowledge: it is a ception; or as he puts it less austerely,"In As-
processof once fitfuland now steadyincrements semblies,the Wits of mostmen are sharper,their
in knowledge. This notion of what we should Apprehensionsreadier, their Thoughts fuller,
today describeas the accumulativeculturalbase thanin theirClosets."9
on whichsciencebuilds became one of the many Having formulatedtwo prerequisitesfor the
Baconian ideas taken up in abundance by his advancementof science-the accumulatingcul-
sometimesoverly-enthusiastic disciples at mid- tural base and the concertedeffortsof men of
century. Consideronly one of the more devoted science sharpeningtheirideas throughsocial in-
of these,JohnWebster,who in 1654 could pleas- teraction-Bacon returns,time and again, to a
urably refer to "our learned Country-manthe thirdcomponentin thesocial processof discovery.
Lord Bacon" as havingmade it clear that "every He tells how his proposed methodsof scientific
age and generation,proceedingin the same way, inquiryreduce the significanceof the undeniably
and upon the same principles,may dayly go on different capacitiesof men. You will recall the
with the work, to the building up of a well- ringingpassage in the Novum Organum to this
groundedand lasting Fabrick, which indeed is effect:
the only true way for the instaurationand ad-
vancementof learningand knowledge."6 . . . the courseI proposefor discoveryof sciences
is such as leaves but littleto the acutenessand
Second, Bacon holds that the individualman strength of wits,butplacesall witsand understand-
of sciencepursuinghis daily labors entirelyalone ings nearlyon a level. For as in the drawingof
would at best produce small change. As he an- a straightline or a perfectcircle,much depends
nounces in the Novum Organum,"the path of on the steadinessand practice of the hand, if it
be done by aim of hand only,but if withthe aid
science is not, like that of philosophy,such that or ruleor compass,littleor nothing;so it is exactly
only one man can tread it at a time." Consider, withmyplan.10
he says,"whatmaybe expectedfrommenabound-
context,and out of
ing in leisure"-it would be too much to ask Read out of its immediate
Bacon to foreseethe excessivelybusy life of so the numerous other contexts in whichBacon ex-
many present-dayscientists-"and working in 8 Sprat, Tho., The historyof the Royal-Societyof
associationwithone another,generationaftergen- London, for the improvingof natural knowledge,85,
eration. . . . Men will beginto understandtheir London, 1667; the same point of science advancing
own strengthonly when, instead of many of throughthe "joyntforceof manymen" or the "united
Labors of many" recursthroughout the History; e.g.,
themdoingthe same things,one shall take charge 39, 91, 102,341.
of one thingand one of another."7 This theme, 9 Ibid.,98.
too, was repeatedlypicked up in the seventeenth 10Novumorganum, AphorismLXI; also CXXII. The
century,not least by the firsthistorian of the strong-minded Macaulaymade this the buttof attackin
essayon Bacon;
Royal Society, "fat Tom Sprat," who, happily his,to somefamous,to others notorious,
Baconian scholar,Fowler, was
and the even-tempered
echoing Bacon, could proclaim that "single la- moved to say, "Bacon's promisenever has been and
6Webster,John,Academiarumexamen,or the exami- nevercan be fulfilled."As, of course,it cannot,if it
is read out of thecontextof the restof Bacon's writings,
nation of academies . . . offered to the judgment of all
thosethatlove the proficiencieof arts and science,and so thathe can be chargedwithgross exaggeration.But
the advancementof learning,105, London, 1654. Ap- need we forgetthis context,betterknown to Fowler
propriatelyenough,the book is dedicatedto Bacon. than to any of the rest of us? Farrington,above all
7Novum organum,Bk I, AphorismCXIII. I take othersknownto me, has recognizedthat only a mis-
translation
here the instructed by BenjaminFarrington, placed and narrowly-focused literalismcan lead one to
ratherthanthatby Spedding,Ellis, and Heath, or even assumethatBacon leftno place for the greatvariability
that by Fowler. See Farrington,Francis Bacon, 112, in the talentsof men engagedin scientific inquiry. See
New York, Henry Schuman,1949. Farrington, op. cit.,116-118.
once. By paraphrasinghis language,I anachro- they know, not learn from it that which they
nize his idea, yet withoutdoing violence to it. know not."18 Yet apart fromthiscommonerror
What he all but says is thatmultipleindependent of mistakingthe new for the old in science,the
discoveriesdo occur but not nearly so oftenas factremainsthat "men may meet in consequence
people suppose. The erroneoussupposal is made or conclusion"despitetheirinitial divergenceof
both by those who mistakenlyidentifytheirown ideas. In effect,both adumbrationismand the
ideas as ancientones and by others who claim full denial of rediscoveryare faulty doctrines;
to find in the actually new what is ostensibly the truthis, in this reconstructedjudgmentof
old. This is how Bacon puts it: Bacon, that rediscoveryoccurs but not as often
as the adumbrationists suppose.
That of thosethathave enteredintosearch,some
havingfallenuponsomeconceits[i.e. notions]which Now I am not saying, of course, that Bacon
theyafterconsiderto be the same whichthey have formulated a coherent sociologicaltheoryof the
foundin formerauthors,have suddenlytaken a compositeelementsmakingfor discoveryin sci-
persuasionthata man shall but withmuchlabour ence. That would be adumbrationismwith a
incurand lightupon thesame inventions whichhe I recognizethat I have pieced to-
mightwith ease receivefromothers;and that it vengeance.
is but a vanityand self-pleasing of the wit to go gether his intimations of such a theory from
aboutagain,as one thatwouldratherhave a flower observations scattered through the works he
of his own gathering, thanmuchbettergatheredto wroteover a span of two decades. But withthe
his hand. That thesame humourof slothand diffi- advantageof historicalhindsight, and of the ideas
dencesuggesteth thata man shall but revivesome
ancientopinion,which was long ago propounded, that were formulated later, we can identifythe
examined,and rejected. And thatit is easy to err ingredients of such a theory in Bacon. He him-
in conceit[the view] thata man's observationor self did not see the connectionsbetween them.
notionis thesame witha formeropinion,bothbe- Or, if he saw them,he never recordedthemin a
cause new conceits[notions]mustof necessitybe is of
utteredin old words,and because upon true and form that has come down to us. What
erroneousgroundmenmaymeetin consequenceor interest,rather,is that these ingredientsshould
conclusion, as severallinesor circlesthatcutin some have appearedmore than threecenturiesago and
one point.15 thatmanymen over a long periodof timeshould
have come upon themanew and thattheyshould
The vice of what we may call "adumbration-
begun to composetheminto the beginnings
ism" -the denigrating of new ideas by pretending have
of a sociologicaltheoryof scientificdiscovery.19
to findthemold-must not be permittedto blind
us to the fact that rediscoverydoes sometimes
18De augmentis, in Works9: 170.
occur. It does not follow, however, that all 19Bacon had much else to say that qualifieshim as
newly emergingknowledge is nothing but re- a harbingerof the sociologyof science; I cannotdeal
discovery. Plato was mistakenin saying "that withthesemattershere. But at leasttwo setsof observa-
all knowledgeis but remembrance." 16 In part, tions can be segregatedhere below to intimatethe
the errorcomes fromthe recurrentpractice,par- broad scope of his understanding.First, he notes the
problemof the relationsbetweenthe social structure
ticularlyin "intellectualmatters,"of firstfinding and the characterof knowledge:"Of the impediments
the new idea strange,and thenfindingit exceed- whichhave beenin the natureof societyand the policies
inglyfamiliar.17In anotherpart,the errorcomes of state. That thereis no composition of estateor so-
fromtheselectiveperceptions of the reader. "For ciety,nor order or quality of persons,whichhave not
some point of contrariety towardstrueknowledge.That
almost all scholars have this-when anythingis monarchiesincline wits to profitand pleasure, and
presentedto them,theywill findin it thatwhich commonwealths to glory and vanity. That universities
incline wits to sophistryand affectation, cloisters to
15 Valerius Terminus of the interpretationof nature in fablesand unprofitable studyat large to variety;
subtilty,
Works 6: 72-73. The emphases are mine. and thatit is hard to say, whethermixtureof contem-
16 Essays or counsels civil and moral, Essay LVIII, plationswithan activelife,or retiringwhollyto contem-
Of Vicissitude of Things, in Works 12: 273; cf. Advance- plations,do disableand hinderthemindmore." Valerius
ment of learning, Works 6: 88. Terminusin Works6: 76. Thus we mustacknowledge
17 Advancement of learning, in Works 6: 130: "In that he sees the problemof the relationsbetweentypes
intellectual matters, it is much more common; as may of social structure work,what-
and typesof intellectual
be seen in most of the propositionsof Euclid, which till ever we mightthinkof his hypotheses.And second,he
they be demonstrate,they seem strange to our assent; identifiesall mannerof social considerationsthat affect
but being demonstrate,our mind accepteth of them by theways in whichmenof scienceand learningordinarily
a kind of relation (as the lawyers speak) as if we had record what they have learned (with the intimation,
known them before." perhaps,that this sorryvariationwill have to be suffi-
This is not the time to examine in detail the point during the few years precedingand
many occasions on which the fact of multiples who returnedto the same subjectin 1874, in
withits implicationsfora theoryof scientificde- his English Men of Science;
velopmenthas been noted; on the evidence,often 1885-by the now little-known American an-
independently notedand set downin print. Work- thropologists,Babcock and Pierce;
ing scientists,historiansand sociologistsof sci- 1894-Friedrich Engels, in his letterto Heinz
ence, biographers,inventors,lawyers,engineers, Starkenburg,wrote of his partnerin ideas
anthropologists,Marxists and anti-Marxists, that "while Marx discoveredthe materialist
Comteans and anti-Comteanshave time and conceptionof history,Thierry,Mignet,Gui-
again, though with varying degrees of percep- zot and all the English historiansup to 1850
tiveness, called attentionboth to the fact of are the proofthat it was being strivenfor,
multiplesand to some of its implications. But and the discoveryof the same conceptionby
perhapsa partiallistingwill bringout the divers- Morgan proves thatthe timewas ripe for it
ity of occasionson whichthe factand associated and thatindeedit had to be discovered";
hypothesisof independentmultiples in science 1904-Franqois Mentre,the French social phi-
and technologywere themselvesindependently losopher and historian,whose basic paper,
set forth: "La simultaneitedes decouvertes,"Revu.se
In 1828-as I have said, therewas Macaulay, scientifique,suppliesa list of some 50 cases;
notablyin his essay on Dryden; 1905-Albert Venn Dicey, English jurist and
1835-Auguste Comte,in his Positive Philos- politicalscientistin his magisterialLectures
ophy; on the Relation between Law and Public
1846, 1847 and 1848-the mathematician and Opinion;
logician,Augustusde Morgan; 1906-1913-Pierre Duhem,thephysico-chemist
1855-Sir David Brewster,the physicist,edi- and one of the fathersof the modernhistory
tor of the Edinburgh Encyclopedia and of science,who examinesthe factand impli-
warmlyappreciativethoughnot always dis- cationsof multiplesin everyone of his major
criminating biographerof Newton,who was works;
himselfinvolvedin several multiplesin di- 1906-the distinguishedGerman physiologist,
optricswith Malus and Fresnel; Emil Du Bois-Reymond;
1862-1864-when there was printedan entire 1913-the man who was to become the dean
clusterof observationsupon multiples,grow- of American historiansof science, George
ing out of the then-current controversyin Sarton;
England over the patent system,such that 1917-the dean of American anthropologists,
the London Times ran repeatedleaders on A. L. Kroeber;
the subject,remarkingthe commonnotoriety 1921-by Einstein; and then,as we near the
of the fact "that the progressof mechanical formulation best known,inthe United States,
discoveryis constantlymarkedby the simul- in
taneousrevelationto manymindsof the same 1922-the fact and associated hypothesisof
methodof overcomingsome practical diffi- multiplesas statedby the historianof science
culty" (13th September1865); Abel Rey in France; by the thenleadingex-
1864-Samuel Smiles, that immenselypopular ponentof Marxist theoryin Russia, Nicolai
Victorian biographerand apostle of self- Bukharin;by theauthoritative politicalscien-
help,repeatedlytouchedupon thefactof mul- tist and essayist,Viscount Morley in Eng-
tiples; land; and, of course,by Ogburnand Thomas
1869-Franqois Arago, the astronomer, physi- in the United States.
cist, biographerand permanentsecretaryof The limitsof my time and your patiencehave
the Academy of Sciences, made much of requiredme to confinethispartiallist to thenine-
multiples; teenthcenturyand the earlytwentieth. But this
1869-Francis Galton who, in his Hereditary self-setrule mustbe breachedat least once. For
Genius, considered "it notorious that the on this occasion, we can scarcely exclude the
same discoveryis frequentlymade simul- observationson the subject made by the chief
taneouslyand quite independently, by differ- founderof both the American PhilosophicalSo-
ent persons" as attestedby famous cases in ciety and the Universityof Pennsylvania. Of
a sense, been "in the air" for about three cen- In part, of course, observationsof this kind
turies-was being independentlyrediscoveredis are merelycasual remarks,not to be taken liter-
also inadvertently supplied by those critics who ally. But I should like now to develop the hy-
attackedit as thoroughlyunsound or at least as pothesisthat,far frombeing odd or curious or
ideologicallysuspicious. Down to the present remarkable,the patternof independentmultiple
day, some authors can bring themselvesto de- discoveriesin scienceis in principlethe dominant
scribethehypothesis as essentiallyMarxistand so, pattern,ratherthan a subsidiaryone. It is the
we are invited to suppose, as necessarilyfalse. singletons-discoveriesmade only once in the
That Marx was a precociousboy of ten when historyof science-that are the residual cases,
Macaulay firstset down his ideas on the subject requiring special explanation. Put even more
and a high-spirited youthof eighteenor so when sharply,the hypothesisstates that all scientific
Comte assertedthe same ideas-the same Comte discoveriesare in principlemultiples,including
destinedto be the butt of Marx's ire-all this those thaton the surfaceappear to be singletons.
would appear unknownto those criticswho de- Stated in this extreme form,the hypothesis
scribethe theoryof multiplesas entirelyMarxist. mustat firstsound extravagant,not to say incor-
What the early Victorianwritersof leaders for rigible,removedfromany possible test of com-
the London Times would have said of this de- petentevidence. For if even historicallyestab-
scriptionof the hypothesistheyput in printcan 23 Welch, William Henry, Papers and addresses 3:
unfortunatelyonly be conjectured. In short, 229, Baltimore,JohnsHopkinsPress, 1920.
24 Coolidge,Julian
despitethe manydistinctoccasions on which the Lowell, A historyof geometrical
methods,122,Oxford,ClarendonPress, 1940.
22 Smyth,Albert Henry, The writingsof Benjamin 25 Parsons, Talcott, in Alpha Kappa Deltan: a so-
Franklin7: 434-435,New York, Macmillan,1905-1907. ciologicaljournal 29: 3-12, at 9-10, Winter1959.
from: Wilson, G., The life of the Hon. Henry Cavendish, Norton, 1932; Zirkle, Conway, Gregor Mendel and his
London, 1851; Cavendish, Henry, Scientificpapers, edited precursors, Isis 42: 97-104, June 1951.
fromthe published papers and the Cavendish manuscripts, 29This is the entirely apt paraphrase by Muriel Ru-
1: The electrical researches,by J. Clerk Maxwell, revised keyser, Willard Gibbs, 4, 314, New York, Doubleday
by Sir Joseph Larmor; 2: Chemical and dynamical, by Doran, 1942.
30 It is only appropriate that the original saying-
Sir Edward Thorpe and others, Cambridge, Cambridge
Univ. Press, 1921; Berry, A. J., Henry Cavendish: his "There, but for the grace of God, . . ."-should itself be,
life and scientificwork, London, Hutchinson, 1960. with minor variations, a repeatedlyreinventedexpression.
Sixth, the pattern of forestalled multiples that multiples,both potentialand actual, are the
emergesas part of the oral traditionratherthan rule in scientificdiscoveryand singletons,the
the writtenone in still anotherform: as part of exceptionrequiringspecial explanation. I turn
lectures. Here again, one instance must stand now to evidenceof quiteanothersort,thebehavior
for many. Consideronly the famouslecturesof of scientists themselves and the assumptions
Kelvin at theJohnsHopkinswhere,it is recorded, underlyingthat behavior. And here, I suggest
he enjoyed "the surpriseof finding[frommem- that far frombeing outrageous,the hypothesisis
bers of his audience] that some of the thingshe in factcommonlyadopted as a workingassump-
was newly discoveringfor himselfhad already tion by scientiststhemselves. I suggest that in
been discoveredand publishedby others."34 actual practice,scientists,and perhaps especially
A seventhtype of pattern,tendingto convert the greatestamong them,themselvesassume that
potentialmultiplesinto singletons,so far as the singleton discoveries are imminent multiples.
formalhistoricalrecordgoes, occurs when scien- Grantedthat it is a difficult and unsure task to
tistshave been divertedfroma clearlydeveloped infer beliefs from behavior; almost as difficult
programof investigationwhich,fromall indica- and unsureas to inferbehaviorfrombeliefs. But
tions, was pointed in the directionsuccessfully in this case, we shall see that the behavior of
taken up by others. It is of course conjecture scientistsclearlytestifiesto theirunderlying belief
thatthediscoveriesactuallymade by otherswould thatdiscoveriesin scienceare potentialmultiples.
in fact have been made by the firstbut diverted After all, scientistshave cause to know that
investigator. But considerhow such a scientist many discoveriesare made independently.They
as Sir Ronald Ross, persuadedthathis discoveries not only know it, but, act on it.86 Since the
of the malarial parasite and the host mosquito cultureof science puts a premiumnot only on
were only the beginning,reportshis conviction originality but on chronologicalfirstsin discovery,
that,but forthe interference withhis plan by the this awareness of multiplesunderstandably acti-
authoritieswho employedhim, he would have vates a rush to ensure priority. Numerous ex-
gone on to the discoveriesmade by others: pedientshave been developedto ensurenot being
forestalled:for example, letters detailing one's
The greattreasure-house had been opened,but I new ideas or findingsare dispatchedto a potential
was draggedaway beforeI couldhandlethe treas-
ures. Scores of beautifulresearchesnow lay open rival, thus disarminghim; preliminaryreports
to me. I shouldhave followedthe "vermicule"in are circulated; personal records of researchare
the mosquito'sstomach-thatwas left to Robert meticuouslydated (as by Abel or Kelvin).
Koch. I intendedto mix the "germinalthreads" The race to be firstin reportinga discovery
with birds' blood-that was left to Schaudinn. I testifiesto the assumptionthatif the one scientist
wishedto completethe cycle of the humanpara-
sites-thatwas leftto the Italiansand others.35 does not soon make the discovery,anotherwill.
This, then,providesan eighthkind of evidence
Conjectural,to be sure,but withsome indications bearing on our hypothesis. There is the good-
that extraneouscircumstancesterminateda pro- naturedrace of Hahn and Boltwood,forexample,
gramof researchthatwouldhave resultedin these to discoverthe "parent of radium" which Bolt-
discoveries becomingmultiples rather than re- wood was able to findfirst,just as, when Hahn
mainingadventitioussingletons. discoveredmesothorium, Boltwood acknowledged
These several patternsof forestalledmultiples, his havingbeen outdistanced,sayingonly,"I was
however,provide us with only sketchyevidence almosttheremyself.. . .7 There is the account
bearingon the apparentlyincorrigiblehypothesis by Freud of how Breuer and he decided to pub-
lish theirstudiesof hysteriasoonerthanoriginally
84Thompson,op. cit. 2: 815-816. Kelvin tells of one plannedas a resultof Janethavingbegun to an-
aboutthisthreedays
suchepisode,thus: "I was thinking
ago, and said to myself,'There mustbe brightlines of ticipate in print some of the salient findings.88
reflexionfrombodies in whichwe have thosemolecules There is Ramsay telegraphing Berthelotin Paris
that can produceintenseabsorption.' Speaking about
this to Lord Rayleighat breakfast, he informed me of 36 The followingparagraphsare based on Merton,
this paper of Stokes's,and I lookedand saw that what discovery:a chapterin the
R. K., Prioritiesin scientific
I had thought well known,
of was there. It was perfectly sociologyof science,Amer.Sociol. Rev. 22: 635-659,1957.
butthemoleculefirstdiscoveredit to me." 3 For a fullaccountof thisparticular episode,see Eve,
35Ross, Ronald,Memoirs,with a full accountof the A. S., Rutherford, 164, New York, Cambridge,1939.
greatmalariaproblemand its solution,313,London,John 38 Freud, Sigmund, An autobiographical study,36-37,
Murray,1923. London,HogarthPress, 1948.
"at once" about his isolationof helium; writing pheticallywarninghis son that "no time be lost
Rayleigh to the same effectand sending a note in makingit [his non-Euclideangeometry]pub-
to the Royal Societyto establishpriority,just as lic, fortwo reasons:
he and Travers were to announce having nosed first, becauseideas pass easilyfromone to another,
out Dewars in the discoveryof neon.39 There who can anticipateits publication,and secondly,
is the enduringrace between those two young thereis some truthin this,thatmanythingshave
geniuses of mathematics,Niels Abel and Karl an epoch,in whichtheyare foundat the same time
Jacobi, to be firstin each new advance of the in severalplaces,just as thevioletsappearon every
side in spring. . . . Thus we ought to conquer
theoryof elliptic functions,with one then the whenwe are able, for the advantageis always to
otherbeing forestalled.40Or, again, thereis the thefirstcomer."42
forthright accountby NorbertWiener of the race
Almost we hear in these words the echoed
betweenhimselfand Bouligand in mathematics,
warningby other faithfulcolleagues of the im-
which making Wiener "aware that he must
minent danger of being forestalled:his friend
hurry,"led him to get offa shortnote forpubli-
RobinsonurgingOughtredto make his work on
cation in the ComptesRendus, this arrivingjust
logarithmspublic;43 Wallis and Halley warning
a day afterBouligandhad depositedsubstantially
Newton;44 Halley warningFlamsteed;45 Bache
the same resultsin a sealed envelopeat the Acad-
warningJoseph Henry that "no time be lost in
emy.41These instancesare of coursenot atypical;
publishinghis remarksbeforethe AmericanPhil-
Wiener is no more circumstantial and outspoken
osophical Society" now that word has come of
about his experienceof thissortthanwere Wallis,
Faraday's work on self-induction; 46 Lyell warn-
Wren, Huyghens, Newton, the Bernoullis and
ing Darwin (Edward Blyth notwithstanding)
an indefinitely large number of other scientists
that he must publish lest he be forestalled;47
throughthe centurieswhose diaries, autobiogra-
Bessel and Schumacherwarning Gauss that he
phies,letters,and notes testifyto the same effect.
will be anticipated(as he was) on everyside; 48
In all this, I exclude those cases in which
the elderly Legendre warning the young Karl
scientistsmove to establishtheirpriorityonly to
Jacobi that the youngerNiels Abel would over-
ensure that their discoveriesnot be diffusedin
take him in the race for discoveriesin the theory
the community of scientistsbeforetheirown crea-
of ellipticfunctionsunless "you take possession
tive role in themis made eminentlyvisible or to
of thatwhichbelongsto you by lettingyourbook
ensure that they not be later accused of having
appear at the earliestpossibledate."49
derived their own ideas from fellow-scientists
Betweenthem,Gauss and Bessel supplya beau-
who have borrowedthemor cases in which,like
thatof Priestley,scientistspublishquicklyin order tifully ironicinstanceof how apt it is forscientists
to assume that their original discoverieswill be
to advance sciencerapidlyby makingtheirwork
42 The letteris quoted in
available to othersat once. In this class of cases Bonola, Roberto,Non-Eu-
pertinentto the hypothesis,I referonly to those clidean geometry, 98-99, La Salle, Illinois,Open Court
PublishingCo., 2d rev.ed., 1938.
in whichthe rushto establishpriorityis avowedly 43 Correspondence of scientific
menof the17thcentury,
motivatedby the concernnot to be forestalled, for StephenPeter Rigaud, ed., 1: 7; 2: 27, OxfordUniv.
this alone is competentevidencethat scientistsin Press, 1841,2 volumes.
fact assume that theirinitial singletonsare des- 44Weld, CharlesR., A historyof theRoyal Society1:
408-409,London,Parker,1848.
tined not to remainsingletonsfor long; that,in 45Baily,Francis,An accountof theRevd. JohnFlani-
short,a multipleis definitely in the making. steed,the firstastronomer-royal, compiledfromhis own
But ninth,not all scientistswho see themselves manuscripts, 161,London,1835. This case has particular
involvedin a potentialmultipleare prepared to pointsinceHalley and Flamsteedwereof coursedevoted
be outspokenabout the matter. In manycases of enemies,but Halley thoughtit important thatno English
scientistbe forestalledby a foreignscientist.
this sort, their scientificcolleagues,or kin, are. 46Coulson,Thomas,JosephHenry: his lifeand work,
We have onlyto rememberthe elder Bolyai,him- 109-110;4748, PrincetonUniv. Press, 1950.
self a mathematicianof some consequence,pro- 47 Darwin,Francis,ed., The lifeand lettersof Charles
Darwin 1: 426-427,473, New York, Appleton,1925.
39Travers, Morris W., A life of Sir William Ramsay, 48 Dunnington,Gauss,216; Briefwechsel zwischenC. F.
133-179,London,Edward Arnold,1956. Gauss und H. C. Schumacher,ed. by C. A. F. Peters,
40 Ore,
Oystein,Niels Henrik Abel, 203, Minneapolis, 2: 82-83,299-300;3: 69, 75; 6: 10-11,55,Altona,Gustav
Univ. of MinnesotaPress, 1957. Esch, 1860.
41
Wiener,Norbert,I am a mathematician,92-93,New 49 Ore, Oystein,Niels Henrik Abel, 203, Minneapolis,
York, Doubleday,1956. Univ. of MinnesotaPress, 1957.
duplicatedby othersif theydo not put theminto samesealedup in a box mightbe deposited withone
printsoon. For years on end, the faithfulBessel of the secretaries,till it could be perfected,and so
Gauss to publish his new brought to light,this mightbe allowedforthebetter
has been haranguing securinginventions to theirauthors.58
discoverieson pain of being forestalled. At last,
Gauss behavesas Bessel would have him behave. From at least the sixteenthcenturyand as late
He publishesa treatiseon dioptricsand sends a as the nineteenth,it will also be remembered,
copyto Bessel who,afterheroicallycongratulating discoverieswere often reportedin the form of
him on the work, ruefullyreportsthat it thor- anagrams-as with Galileo's "triple star" of
oughlyanticipatesBessel's own currentbut still Saturn and Hooke's law of tension-forthe dou-
unpublishedinvestigations.50 ble purposeof establishingpriorityof conception
Gauss suppliesus withanotherstrikinginstance and yet of not puttingrivals on to one's original
of the scientist'sor mathematician'sfirmbelief ideas, until theyhad been worked out further."4
that a discoveryor inventionis not reservedto From the timeof Newton,scientistshave printed
himselfalone. In 1795,at the ripeage of eighteen, short abstractsfor the same purpose.55 These
he worksout themethodof least squares. To him and comparableexpedientsall testifythat scien-
the methodseems to flow so directlyfromante- tists,even those who manifestly subscribeto the
cedent work that he is persuaded others must contraryopinion,in practiceassume that discov-
alreadyhave hit upon it; he is willingto bet, for eries are potential multiples and will remain
example,thatTobias Mayermusthave knownit.51 singletonsonlyifpromptactionforestallsthe later
In this,he was of course mistaken,as he learned independentdiscovery. It would appear, then,
later; his inventionof least squares had not been thatwhatmightfirsthave seemedto be an incor-
anticipated. Nevertheless,he was abundantly rigible,perhapsoutrageous,hypothesis about mul-
rightin principle:the inventionwas bound to be tiplesin scienceis in factwidelyassumedby scien-
a multiple. As thingsturnedout, it proved to tiststhemselves.
be a quadruplet,withLegendreinventingit inde- A great varietyof evidence-I have here set
pendentlyin 1805 beforeGauss had got around out only ten relatedkinds-testifies,then to the
to publishingit, and with Daniel Huber in Basel hypothesis that,once science has become institu-
and RobertAdrain in the United States coming tionalized,and significantnumbersof men are
up withit a littlelater.52 at work on scientificinvestigation, the same dis-
There is a finaland perhapsmostdecisivekind coveries will be made independently more than
of evidencethatthe community of scientistsdoes once and that singletons can be conceived of as
in factassumethatdiscoveriesare potentialmulti- forestalledmultiples.
ples. This evidence is providedby the institu-
tional expedientsdesigned to protectthe scien- III
tist's priorityof conception. Since the seven- Beforeturningto the last part of this paper-
teenthcentury,scientificacademies and societies the part dealingwith a sociologicalconceptionof
have establishedthe practiceof havingsealed and the role of scientificgenius in the advancement
dated manuscriptsdepositedwith them in order of science-I thinkit necessaryto say something
to protectboth priorityand idea. As this was about the importfor the sociologyof science of
described in the early minutes of the Royal the fact that the theoryof multiplediscoveries
Society: has for so long remained largely undeveloped.
whenany fellowshouldhave a philosophical notion Afterall, it is almost fortyyears since Ogburn
or invention, not yet made out,and desirethatthe and Thomas presentedtheir list of independent
discoveriesand inventions. It has been at least
50 Briefwechsel zwischen Gauss und Bessel, Heraus- a centuryand a half since observersbegan taking
gegebenauf Veranlassungder KoniglichenPreussischen
Akademieder Wissenschaften, 531-532,Leipzig,Wilhelm 53Birch,Thomas,The historyof theRoyal Societyof
Engelmann,1880. London 2: 320, London,A. Millar, 1756. The French
51 Briefwechsel zwischen Gauss und Schumacher 3: Academyof Sciencesmadeextensiveuse of thisarrange-
387. ment; amongthe manydocumentsdepositedunderseal
52 Dunnington, Gauss, 19. Adrain, the outstanding was Lavoisier'son combustion;cf. CEuvresde Lavoisier.
Americanmathematician of his day, was involvedin Correspondance, Fascicule II, Rene Fric, ed., 388-389,
several multiples. See Coolidge,J. L., RobertAdrain Paris, Michel,1957.
and the beginningof Americanmathematics, American 54Cf. Merton,op. cit.,654.
MlathematicalMonthly 33: 61-76, Feb. 1926. 50 Cf. Birch,op. cit. 4: 437.
formalnote of the fact of multiples-even to the other,just about half were subject to a contest
extentof compilingshortlists of cases in point- over priority;of those more than twentyyears
and began to draw out the implicationsof the apart, four in every five were contested.Ethno-
fact. And, as we have seen, it has been at least centrismnotwithstanding, if the independentco-
350 years since Bacon set down some of the discoverersare from differentnations, there is
principalingredients of the theoryin his luminous slightlyless, ratherthan more, probabilityof a
aphorisms. Perhaps, then,it is not too soon to conflictover priority. And to allude to just one
beginmoresystematicinquiryinto the matter. otherpreliminary finding-thisone, on the whole,
That such methodicalinquiry may be worth ratherencouraging-thereseems to be a secular
theeffort is at least suggestedby somepreliminary decline in the frequencywith which multiples
findingsof one such study. Of the multitudeof are an occasion for priority-conflicts between
multiples,Dr. Elinor Barber and I have under- scientists. Of the 36 multiplesbefore1700 which
taken to examine 264 intensively. The greatest we have examined,92 per cent were strenuously
part of these-179 of them-are doublets; 51, contested;this figuredrops to 72 per cent in the
triplets; 17, quadruplets; 6, quintuplets;8, sex- eighteenthcentury; remains at about the same
tuplets. This aggregateof multiplesalso includes level (74 per cent) in the firsthalf of the nine-
one septupletand two nonaries,in whichmost of teenthcenturyand declinesnotablyto 59 per cent
the nine independentco-discovererswere pre- in the latterhalf; and reachesthe low of 33 per
sumably ready to entertainthe hypothesisthat cent in the firsthalf of this century. It may be
if any one of them had not arrived at the dis- that scientistsare becoming more fully aware
covery,it would probablyhave been made in any that, with growing numbersof investigatorsat
case. workin each specialfield,any particulardiscovery
Each of these264 multipleshas been variously is apt to be made by othersas well as by them-
classified,aftera search of the monographicevi- selves.
dence dealing with it. It has been classifiedin In any case, this firstinquiryhas been enough
the particulardisciplinein whichit occurred;the to persuade us that the statisticalanalysisof his-
historicalperiod of the multiple;the intervalof toricaldata bearingon discoveryis-a feasibleand
time elapsing between the repeated discoveries; instructivenext step in the sociologyof science.
the numberof co-discoverers;whetheror not it
gave riseto a contestover priority;the nationality IV
of the co-discoverers,distinguishingthose who Afterthis interlude,I returnto the last part
were fellownationalsfromthe rest; the ages of of thesociologicaltheoryof scientific development,
the co-discoverers;and so on. The information dealingwiththe role of men of geniusin thatde-
about each multipleobtained throughhistorical velopment. As I have intimated,the hypothesis
inquiryhas been coded and transferred to punch- of multipleshas long been tied to the companion
cards, in this way permittingdetailed statistical hypothesisthat the great men of science,the un-
analysis. deniable geniuses,are altogetherdispensable,for
This is not the occasion to reportthe findings had theynot lived,thingswould have turnedout
in hand; my purposehere is only to suggestthat prettymuch as they actually did. For genera-
the intensivestudy of particularcases of multi- tions,the debatehas waxed hot and heavyon this
ple discoverycan be instructively supplemented point. Scientists,philosophers,men of letters,
by methodicalanalysisof large numbersof cases. historians,sociologists,and psychologistshave
It may be of interest,for example, that 20 per all at one timeor anothertakena polemicalposi-
centof themultiplesunderreviewoccurredwithin tionin the debate. Emersonand Carlyle,Spencer
an intervalof one year; some of themon the same and William James, Ostwald and de Candolle,
day or withinthe same week. Another 18 per Galton and Cooley-these are only a few among
centoccurredwithina two-yearspan and, to turn the many who have placed the social theoryin
to the otherend of the scale, 34 per cent of them oppositionto thetheorythatprovidesample space
involvedan intervalof ten years or more. The for individualmen of scientificgenius. That so
shorterthe intervalbetweenthe several appear- many acute minds should have for so long re-
ances of a multiple,the less oftendoes it lead to gardedthisas an authenticdebateshouldnotkeep
a debate over independenceor other aspects of us fromnoticingthatthe issues have been falsely
priority:of those made within a year of each drawn, that, once the two theoriesare clearly
mutationsin scientifictheorywhich are signifi- that,in the end,thesetoo manifestthe same proc-
cantlynew even thoughthey are introducedby esses of scientific
development as the others.
more than one scientist. Sixth,and above all, the theoryrejectsthefalse
Fourth, the theorydoes not hold that to be disjunctionbetween the social determination of
trulyindependent, multiplesmust be chronologi- scientificdiscoveryand the role of the genius or
callysimultaneous.This is onlythe limitingcase. great man in science. By conceivingscientific
Even discoveriesfar removedfromone another genius sociologically,as the man who in his own
in calendricaltimemay be instructivelyconstrued person representsthe functionalequivalentof a
as "simultaneous"or nearlyso in social and cul- numberand varietyof often lesser talents,the
turaltime,dependingupon the accumulatedstate theorymaintainsthat the genius plays a distinc-
of knowledge in the several cultures and the tive role in advancingscience,oftenaccelerating
structuresof the several societiesin which they its rate of developmentand sometimes,by the
appear. excess of authorityattributedto him, slowing
Fifth,the theoryallows for differences in the furtherdevelopment.
probabilityof actual, ratherthan potentialmul- Seventh and finally,the diverse implications
tiplesaccordingto the characterof the particular of the theoryare subjectto methodicalinvestiga-
discovery. Discoveries in science are of course tion. The basic materials for such study can
not all of a piece. Some flowdirectlyfromante- be drawn fromboth historicalevidenceand from
cedentknowledgein the sensethattheyare widely fieldinquiryinto the experienceof contemporary
visibleimplicationsof what has gone just before. scientists. What Bacon obliquely noticed and
Other discoveriesinvolve more of a leap from many othersrecurrently examinedcan become a
antecedentknowledge,and these are perhapsless major focus in the contemporarysociology of
apt to be actual multiples. But it is suggested science.