DIRC Working Paper 3 - Version 1.0
DIRC Working Paper 3 - Version 1.0
DIRC Working Paper 3 - Version 1.0
27 June 2011
Version 1.0
Comments and feedback are welcome. Kindly contact the author at
[email protected]
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Contents
Abstract ....................................................................................................................................... 3
1 Introduction.......................................................................................................................... 4
1.1 Overview....................................................................................................................... 4
1.2 Aims and objectives ....................................................................................................... 5
1.3 Methodology................................................................................................................. 5
1.4 General description of the evidence................................................................................ 6
2 Review (thematic analysis) ..................................................................................................... 7
2.1 Integration: ................................................................................................................... 7
2.1.1 Stages/disciplines ................................................................................................... 8
2.1.2 Project/asset lifecycle ............................................................................................. 9
2.1.3 Teams and networks............................................................................................. 10
2.2 Interoperability:........................................................................................................... 11
2.2.1 Standardisation .................................................................................................... 11
2.2.2 Interfaces and linkages ......................................................................................... 12
2.2.3 Non-technical interoperability ............................................................................... 13
2.3 Actual practices: .......................................................................................................... 13
2.3.1 Implementations and benefits............................................................................... 13
2.3.2 Problems and challenges....................................................................................... 16
2.3.3 Green project practices......................................................................................... 19
3 Discussion and conclusion:................................................................................................... 20
3.1 Theorised phenomena ................................................................................................. 20
3.2 Synthesis (summary of main findings) ........................................................................... 22
3.3 Conclusion................................................................................................................... 24
3.3.1 Acknowledgements .............................................................................................. 25
Appendix A: Inclusion and exclusion criteria ............................................................................... 31
Appendix B: Summary of the nature of the evidence................................................................... 32
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Abstract
In today’s digital economy, integrated digital technologies such as BIM, play a crucial role in the
delivery of major construction and infrastructure projects. The construction industry has been
adjudged to be at the verge of a technological revolution, with myriad technologies promising
innovative solutions to the industry’s age-old problems of coordination and delivering projects on-
time, on-budget and to clients’ specifications, through what has come to be known as integrated
project delivery. The step-change in construction practice envisaged has, however, largely remained
limited in scope, with variations from one project or firm to another. The systematic review of the
evidence in this paper shows how digital collaboration technologies are being used in the delivery of
building and infrastructure projects at various stages in the project life cycle and into the life of the
assets. This paper reviews the research literature that studies how digital practices emerge in
internationally leading projects that are using or developing digital collaborative tools in design
collaboration across disciplines. The focus is on the practices, methods and processes that often
develop as a result of, or less often, lead to, these technologies. The review was also interested in
understanding how the use of digital technologies leads to significant changes (if any) in project
delivery, mainly in relation to interoperability with other technologies, work practices of co-located
and virtual teams and networks, contractual practices, delivering value to clients and the green
design practices that are currently the focus of attention of industry and policy makers. The review
then focused on the problems, challenges and potentials of digital collaboration technologies,
especially 3D visualisation tools and Building Information Modelling (BIM) solutions. Lastly, the ways
in which the literature theorised various phenomena in the field were analysed and the implications
for construction practice were expounded.
Keywords: 3D, 4D, BIM, collaboration, coordination, digital technologies, green practices,
integration, interoperability, major projects, standardisation, problems and challenges project
practices, teams and networks
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1 Introduction
1.1 Overview
Collaboration in the Architecture Engineering and Construction (AEC) domain has been a challenge
for a long time. Current policy debates indicate that the UK government is interested in working with
industry to address this and other challenges confronting the construction industry, to derive full
value from, and exploit the growth potential in the “public procurement of construction and
infrastructure projects” (Government Construction Strategy, 2011, p. 3). Similar debates are
happening internationally, as indicated by the evolving policy agenda in the USA and Denmark, and
developments in Australia and Canada among others (Whyte, Lindkvist, & Hassan Ibrahim, 2011). In
the UK, government is concerned that the construction industry has not fully taken advantage of the
“full potential offered by digital technology” (Government Construction Strategy, 2011, p. 13). As a
contribution to this discourse, therefore, this review is quite timely.
In the past few decades, project managers, engineers, architects, and researchers have been
exploring and developing different digital technologies and processes aimed at addressing issues
surrounding coordination and collaboration in the design and delive ry of major building and
infrastructure projects. Henderson (1991) captured the importance of 2D CAD modelling
technologies in constituting “the basic component of communication” and shaping “the structure of
the work, who may participate in the work, and the final products of design engineering” (p. 449).
Similarly, Ahmad, Russell, & Abou-Zeid (1995) discussed how IT can help design and construction
organisations integrate the myriad construction activities by assisting them in redesigning their
functions and processes.
The role of technologies in the construction industry has been discussed from various perspectives,
from their impact on the structure of construction (Bröchner, 1990), in diffusion of innovation
(Peansupap & Walker, 2006; Fox & Hietanen, 2007; Harty, 2010) and their use by small and medium-
sized construction firms (Acar et al., 2005). Furthermore, while there is great policy and practice
interest in increasing the use of new technologies, the research evidence base that can inform this is
not as robust. For instance, there has been concern over the lack of clarity about the actual ways in
which BIM is used in projects or what is myth and what is reality (Eastman et al., 2008; Dossick &
Neff, 2010b). The research landscape, therefore, is quite in need of a systematic review of the
literature, to unearth the evidence on how digital collaboration technologies are actually used and
to what effect. This is what this paper reports on. It presents a systematic review of the evidence on
the most recent research on digital collaborative technologies and practices in internationally-
leading building and infrastructure projects.
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The aim of this study is to unearth, through a rigorous process, the research evidence about how
digital technologies are changing organisational practices in major projects. This also involves looking
at the methods and processes that develop as a result of, or lead to, the use of these tools and the
impact on project delivery, especially in relation to other technologies, project management and the
green design practices that are currently the focus of public policy. Finally, it is aimed at a better
understanding of how design innovation may be sustained into the future and the next generation of
tools and processes that need to be (or are being) developed to achieve that. The objectives are:
1. To conduct a systematic review of the research literature using the methodology detailed below.
2. To identify, synthesize and translate the evidence on the use of digital tools in actual construction
projects.
1.3 Methodology
The methodology adopted for the review is based on the systematic review methodology originally
developed in evidence-based medicine (Mulrow, 1994; Mulrow, Cook, & Davidoff, 1997). This was
adapted for the management field (Tranfield, Denyer, & Smart, 2003; Pittaway et al., 2004;
Rousseau, Manning, & Denyer, 2008; Denyer & Tranfield, 2009) and was in turn adapted for the
purpose of this review. This was done through a series of meetings and refinements by the review
team and one consultation meeting with two industry experts. The result was a document describing
the methodology in detail, the key elements of which are briefly highlighted below.
A kick-off meeting was held by the author and three other colleagues to agree on the methodology,
an adaptation of Pittaway et al., (2004) Tranfield et al., (2003). This included agreeing on the aims,
objectives, and questions of the review, identifying initial keywords, key journals and databases, and
agreeing on the inclusion and exclusion criteria for the literature (see Appendix A). Other online
resources for accessing industry literature were discussed. Factiva was mentioned as a useful
resource which later turned out not to be the case. A document outlining the different aspects and
stages of the review was circulated for comments. This was further discussed and refined in a series
of meetings as the review progressed. A meeting involving two industry experts from the ICE
Information Systems (IS) panel was also held and their input sought, which helped in shaping the
methodology. The methodology was in three main parts; a literature search, relevance rankings and
the review proper. The former two are briefly discussed below, while the latter is discussed in the
next section.
Extensive literature searches were carried out over several weeks in August, September, and
October 2010, covering the major academic databases including ISI Web of Knowledge, Science
Direct, EBSCO, and ICONDA. Construction databases searched include ARCOM, Intute, BUBL,
PLANEX, Urbadoc and ICE Virtual Library. OneSource – Global Business Browser, thought to be an
alternative/complement to Factiva for grey/trade literature turned up mostly country and industry
reports, an analysis of which indicated that they did not discuss issues relevant the review. An
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EndNote library of academic and industry literature, suggested by members of the ICE-IS panel for a
previous project, was also consulted and some relevant articles were selected. Notes and
observations on the searches and the challenges faced were recorded carefully. The following search
terms earlier identified at the methodology meetings were used to construct search strings in
various combinations, using delimiters such as publication date and type.
Design (w) innovat*(w) digital; 3D CAD; Integrated (w) software (w) solution*; Integrated (w)
software; BIM; Building (w) information (w) model*; Practice* (w) digital; Organi?ation* OR
organi?ing (w) practice* OR process*; Management (w) project OR practice*; Digital prototype*; E-
infrastructure; Construction (w) infrastructure*; Building design; Architectur*; AEC; Collaboration;
major OR international (w) project
This was done iteratively, with additional keywords incorporated based on the results of previous
searches. Next, the abstracts of the selected literature were re-read and ranked according to the
author’s perception of relevance and based on the inclusion/exclusion criteria adopted. Two
academic experts also recommended some relevant literature. A total of 175 articles/book sections
were selected at this stage and exported to an Excel spreadsheet along with their abstracts. These
were then re-read more carefully and a preliminary relevance ranking given as follows: v (very
relevant); v to m (very to moderately relevant); m to l (of moderate to low relevance); and l (of low
relevance). The articles were subsequently ranked A, B, C, D and E by the author and re-ranked
separately by a colleague, with only a few divergences. Finally, the first and second rankers sat down
with a third colleague and reviewed the two rankings to come up with a final ranking. At this stage, it
was also decided that only those ranked A, B, and C may be included in the review.
The general description of the evidence in this section covers literature found using a search
statement that encompasses the overall aim of the review and then selected based on the relevance
rankings earlier mentioned. The review also mainly covers literature ranked ‘A’ (42 of the 175), in
line with Tranfield et al.’s (2004) precedent, based on the relevance criteria earlier described. The
abstracts of the A-ranked literature were then imported into the qualitative analysis software NVivo
and coded to identify themes that would focus and frame the review. Subsequently, elements of the
B- and C-ranked literature and back searches from articles suggested by the discipline experts were
included in the discussion where appropriate.
Slightly more than half of the A-ranked literatures reviewed for this paper are qualitative case
studies of (mostly) large-scale construction projects. These investigated project practices, especially
in relation to the use of digital technologies, and often involved mixed-methods; interviews,
ethnographic observations, surveys of design professionals and other experts involved in project
activities. One of these studies (Taylor & Bernstein, 2009) combined qualitative and quantitative
approaches to analyse BIM use in multiple projects across several firms. In at least three studies
(Hartmann & Fischer, 2007; Staub-French & Fischer, 2007; Staub-French & Khanzode, 2007), the
researcher(s) participated actively in the project teams, for up to a year in one instance (Hartmann &
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Fischer, 2007). Although the studies’ authors’ reflections on the potential for researcher bias were
not evident, the role played by the researchers was transparently reported.
Due to the paucity of the research evidence, some of the inclusion and exclusion criteria earlier
mentioned were relaxed in the review process. For instance, although the criteria excluded
experimental or developmental studies, five of the studies (Bellamy et al., 2005; Bibby, Austin, &
Bouchlaghem, 2006; El-Tayeh & Gil, 2007; Babic, Podbreznik, & Rebolj, 2010; Doloi, 2010)
demonstrated their applicability in a real project environment and were, therefore, included in the
review. Similarly, three other theoretical studies deemed to be relevant by the author or one of the
two academic experts consulted, were included. These were based on rigorous analyses of trends
and contextual issues in the construction industry that are of relevance to the review and backed by
previous research (Froese, 2010; Grilo & Jardim-Goncalves, 2010; Isikdag & Underwood, 2010).
Finally, the studies also include two reviews, one of the literature on systems integration and
collaboration in the construction industry (Shen et al., 2010) and the other (Cerovsek, 2010), of
important BIM issues being grappled with in major projects, such as interoperability, integration,
model-based communication, and collaboration. Two industry-based surveys (Young Jr., Jones, &
Bernstein, 2008; Young Jr. et al., 2009) of BIM adoption and implementation are also included.
Appendix B lists the authors, study types (e.g., case study, survey, etc.), main or relevant findings
and comments on this author’s judgment of the strength of the evidence of the reviewed literature.
This thematic analysis is based on the major themes that emerged from the coding of abstracts in
NVivo and the subsequent review of the articles. The aim of the NVivo coding, as earlier noted, was
to aid the identification of the most important issues covered by the literature and, in line with the
methodology adopted by Pittaway et al. (2004, p. 141), reduce the need to review every “article in
its entirety”. This also had the advantage of enabling the reviewer to begin to appreciate the
emerging themes, group the articles according to these themes and make a preliminary judgment
about the quality of the evidence(Tranfield et al., 2003; Pittaway et al., 2004). The major themes
thus identified are a) integration, b) interoperability (technical and non-technical, including
standards), and c) examples of actual practices (implementations, benefits, problems, and
resolutions). These are further discussed in the next section.
2.1 Integration:
Integration is an underlying, though not always clearly evident theme in the reviewed articles and
this can be broadly divided into two; the integration of people and processes, and the integration of
systems (i.e., interoperability issues) that is necessary to achieve the former. The former is usually
treated in one of 2 ways, viz: 1a) integration of some stages and disciplines of the project life cycle,
b) across the entire project life cycle and/or through asset life; or 2) with a focus on building teams
and networks. These are discussed below, while interoperability is discussed in a separate section.
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2.1.1 Stages/disciplines
The early stage of the project continues to receive significant attention in the literature (see(Bellamy
et al., 2005; Khanzode, Fischer, & Reed, 2005; Yoo, Boland Jr, & Lyytinen, 2006; El -Tayeh & Gil, 2007;
Ewenstein & Whyte, 2007; Hartmann & Fischer, 2007; Hartmann, Gao, & Fischer, 2008)). Young et al.
argue that BIM as a design tool was originally aimed primarily at architects (Young Jr. et al., 2009, p.
46). In another survey, it was found that “architects are the heaviest users of BIM with 43% using it
on more than 60% of their projects” (Young Jr. et al., 2008, p. 2), while Samuelson (2008) reported a
reduction in the use of hand drawings among architects and technical consultants.
However, the aggregated results of 26 case studies of areas of application of 3D/4D models in major
construction projects found that “most of the projects have applied 3D/4D models for only one
application area in one project phase” (Hartmann et al., 2008, p. 782). Indeed, a breakdown of the
applications in the design and construction phases indicates that the majority are in the former
phase (Hartmann et al., 2008, p. 779). Similarly, the findings of a survey conducted by Howard &
Björk (2008) indicated that BIM solutions appear too complex for many and as such, may need to be
applied in limited areas initially. The use of digital tools from an organisational, rather than a purely
technological perspective, has been discussed by Yoo et al. (2006) and Ewenstein & Whyte (2007),
although the latter described mostly paper-based tools.
Yoo et al. (2006), however, focused on the use of mainly digital representation tools, how early in
the project they are deployed, for what purposes, how tightly-coupled, and how extensive. For
instance, in one of the projects they studied, only digital representation tools were used in the entire
design process. In the other three cases, however, both digital and paper representation tools were
used in a tightly-coupled manner. Effective collaboration in one of the cases was achieved through a
“dialogue among the actors engaged in doing the work as equals, enabled by a centralised 3D
database” (Yoo et al., 2006, p. 222). Khanzode et al. (2005) discuss how 3D/4D CAD and Lean
production methods are combined and how the project team organised itself in such a way as to
take advantage of this combination and create maximum value and continuous flow of information
during the early design phase of a major healthcare project. Hartmann & Fischer (2007) discussed
the use of 3D/4D models to support the constructability review process by supporting the
communication and generation of knowledge. Similarly, Doloi (2010) put forward a research-based
argument on the benefits of a simulation approach in managing design at an early stage of a project.
These include the ability to quantify the impact of changes and the functionality to make those
changes, thereby allowing design professionals to analyse what-if scenarios and fine tune the design
over the project lifecycle.
Other stages and disciplines covered in the literature include mechanical plumbing and electrical
(MEP)(Dossick & Neff, 2010b), prefabrication (Babic et al., 2010), structural (Robinson, 2007), and
the construction phase (Goedert & Meadati, 2008). Robinson (2007) argued that a plethora of
software solutions (including BIM) have enabled a remarkable shift in structural steelwork detailing
from 2D drawings to 3D product modelling. Babic et al. (2010) looked at how mass production
prefabrication processes are integrated with construction site activities. This was achieved by using
BIM as a link between an enterprise resource planning (ERP) information system and CAD tools, with
reported benefits to project progress monitoring and material flow management. Dossick & Neff
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(2010b) examined the use of BIM technologies for MEP and fire life safety systems coordination and
how the introduction of BIM influences collaboration and communication.
The efficacy of digital models in helping overcome technical, procedural, and organisational
challenges has been investigated across the project life cycle (see (Staub-French & Fischer, 2007;
Staub-French & Khanzode, 2007; Aranda-Mena et al., 2009; Kunz & Fischer, 2009)). For instance,
multi-disciplinary project teams used 3D CAD models linked to existing software solutions to design,
coordinate, estimate, plan, schedule and manage a biotechnology plant construction project (Staub-
French & Fischer, 2007). Staub-French & Khanzode (Staub-French & Khanzode, 2007), studied two
projects that were using 3D and 4D modelling tools, and provided guidelines for overcoming the
technical, procedural and organisational challenges associated with implementing these
technologies.
On the other hand, in a multiple case study focusing mainly on the work of architectural and
engineering consultants, contractors and steel fabricators, Aranda-Mena et al. (2009) found that BIM
enhanced technical, operational and business capabilities across the project life cycle. Kunz & Fischer
(2009) found that multi-disciplinary use of integrated 3D/4D models throughout the project life
cycle, also known as virtual design and construction (VDC), consistently improved business
performance. Staub-French & Fischer (2007, p. 212) also found that visualisation and communication
capabilities of the tools were their most useful functionality, and the use of visual product modelling
tools that most stakeholders can understand, such as CAD, visual organization models, and 4D
schedule animations has also been emphasised (Kunz & Fischer, 2009). Indeed, it has been argued
that only visual models have the power to support collaboration “by a broad class of stakeholders”
(Kunz & Fischer, 2009, p. 37).
Lastly, two industry reports (Young Jr. et al., 2008; Young Jr. et al., 2009) demonstrated how BIM was
being applied across the project lifecycle from design to site excavation and energy analysis.
Participants across the project life cycle – architects (58%), contractors (71%), and owners (70%) -
reported positive benefits of using BIM, with the exception of engineers who reported the least
benefit (48%) in terms of sufficient functionality and return on investment (Young Jr. et al., 2009, p.
7). It was suggested that increasing the technology offerings for engineers may address the latter
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perception. One thing that is clear from the literature is that BIM has enabled significant changes to
the work practices of design professionals, although there are, at times, divergent accounts as to
how in some of the studies. An example of the latter is discussed in the more detailed discussion of
implementations in section 2.3.
Bellamy et al.’s (2005) industry-based research examined communication among both co-located
and virtual teams involved in the activity of designing. Using evidence based on data collected from a
multi-national firm with multiple offices in different countries, they indicate that there is an
unavoidable move from traditional co-located to virtual working environments particularly in
international projects. This comes with changes in the nature of the interaction process between
design professionals. For instance, the virtual team interacting using an electronic white board,
asked proportionately more questions using the “Asks Orientation” category of interaction (i.e.,
information, repetition, confirmation) than the co-located team, which used a more spontaneous,
“Gives Suggestion” interaction category (i.e., giving direction, implying autonomy for other)(Bellamy
et al., 2005, p. 359). Similarly, in a case study of a major high speed rail project, seeking clarification
was found to take up 30-40% more time in virtual interactions than when participants interacted
physically (Schroepfer, 2006, p. 73).
Whyte et al. (2007) suggest that in order for practitioners to enhance their performance they should
reflect on the pace and style of their interaction as well as the types of media they use. These at
different moments, may be “unfrozen” or “refrozen” (Whyte et al., 2007, p. 26), thereby either
“opening up areas of design for negotiation by particular parties or closing do wn debate”
respectively. Hence, it is vital that AEC professionals are familiar with the different environments in
which they have to work in and are equipped with the necessary skills they need. More so in virtual
environments, where the use of digital technologies is more intense (Schroepfer, 2006, p. 75), the
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need to understand and develop core generic skills such as communication of design, technical
concepts and information becomes crucial to the effective use of these technologies.
Fox & Hietanen (2007) conducted a field study of 20 organisations that are in “the use stage” of
diffusing BIM innovation, while Taylor & Bernstein (2009) also investigated 26 specific cases of firms
using BIM tools. The latter research highlights the importance of understanding and developing
inter-organizational work practices to reap the benefits of building information modelling,
identifying four emergent practice paradigms; visualisation, coordination, analysis, and supply chain
integration. Based on Mooney et al.’s (1996) framework for assessing the business value of
information technology, Fox & Hietanen (2007) revealed that the inter-organisational use of BIMs
can enable three types of effects; automational, informational, and transformational effects.
A move towards a transformational effect is supported by Taylor & Bernstein’s (2009) findings,
which showed how the organisations they studied evolved from one of four practice paradigms
(visualisation, analysis, coordination, and supply chain integration paradigms) to another in
subsequent projects. All but two of the 20 organisations studied had evolved from the visualisation
paradigm. The research concluded that inter-organisational practices “evolve as BIM practice
paradigms evolve” (Taylor & Bernstein, 2009, p. 75). The interactive, communicative and inter-
organisational theme is further reflected in a study of the Fulton Street Transit Center (FSTC) project
in New York City by Hartmann & Fischer (2007). They analysed how the project management team
used 3D/4D models to communicate the project-generated knowledge to other participants or
stakeholders that are non-engineers or non-project managers to support the constructability review
process.
2.2 Interoperability:
In the construction literature, interoperability has been discussed from a variety of perspectives
both technical and non-technical, but mostly the former. From a technical perspective,
interoperability has been described simply as “the ability to manage and communicate electronic
product and project data among collaborating firms” (Young Jr., Jones, & Bernstein, 2007, p. 4). In
concurrent engineering (an approach similar to IPD), interoperability is seen as the primary
mechanism through which all technologies and tools utilised in the project development process are
integrated (Kamara, Anumba, & Cutting-Decelle, 2007, p. 2). To ensure seamless information
exchange between otherwise incompatible entities, a standards-based approach to achieving
technical (or systems) interoperability may be adopted, although usually in combination with other
approaches such as the “semantic interoperability” and “software engineering” approaches
(Pouchard & Cutting-Decelle, 2007, p. 121).
2.2.1 Standardisation
Despite many proposals to represent standardised data models and services, interoperability is still a
problem in the AEC industry (Grilo & Jardim-Goncalves, 2010; Shen et al., 2010), from the project life
cycle to operations and maintenance. The latter authors attribute this to the many heterogeneous
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applications and systems in use as well as the dynamism and adaptability essential to operating in
the industry. Bakis, Aouad, & Kagioglou (2007) on the other hand, argue that it is a result of the
impossibility of developing a single building model that caters for all areas of construction. As such
different standards for interoperability target different segments of the AEC industry , with no
common methodology for managing information exchange. For instance, although the Industry
Foundation Class (IFC) standard (IFC 2x3) is applicable to several construction disciplines (Bakis et al.,
2007, p. 587), it is used mainly by architects to exchange conceptual and detail design information
with other participants (Shen et al., 2010).
CIMSteel standard (CIS/2) is used by structural engineers to exchange design, analysis and detailing
information about steel frames (Shen et al., 2010) while STEP (Standard for the Exchange of Product
Model Data), which is among the earliest and most important standards (Bakis et al., 2007), caters
for many aspects of engineering and construction including the representation of 3D models (part
225 of STEP). ISO 15926 can, in theory, be used for the entire lifecycle of a facility (Shen et al., 2010).
However, despite this heterogeneity, Grilo & Jardim-Goncalves (2010) argue that technical
interoperability is not the problem for AEC in implementing BIM, as it has been shown to be feasible.
Rather, understanding and determining the value of such interoperability to the business, in essence
making a case for a broader definition of interoperability is the issue. This will be returned to later in
the section. Suffice it to say here, that the advent of BIM has brought sharper focus on the problems
of interoperability. According to Young Jr. et al. (2007), the promise of improved interoperability is
among the factors with the greatest influence (at 41%) on the decision to use BIM. Howard & Björk
(2008), in a qualitative study of industry experts, focused on the feasibility of BIM, the conditions
necessary for its success, and the role of formal standards, particularly the IFCs, which though too
complex, are seen as the most popular. Cerovsek (2010) also analysed the development,
implementation, and use of the BIM schema from the standpoint of standardisation, by critically
reviewing the features of over 150 tools and digital models in use in the industry.
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sharing design environment (Bakis et al., 2007, p. 590). However, there is little evidence of such use
in actual projects (Bakis et al., 2007), although Babic et al. (2010) reported on a project that
implemented BIM (using the IFC standard) as a link between an enterprise resource planning (ERP)
information system that supports manufacturing process and construction object related
information, mainly handled by CAD tools. Similarly, Staub-French & Fischer showed how 3D CAD
models were linked to cost estimates and schedules to design, coordinate, estimate, plan, schedule
and manage a biotechnology project.
The previous section described the major themes around implementation of digital technologies in
the major projects investigated in the literature. This section discusses how some of the
technologies (mainly BIM) have been actually implemented and their major benefits, the main
problems faced and how they were addressed, and the green design practices that they enabled.
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briefing and design process. Although the latter’s main focus was not on technologies, they provide
an interesting example of how digital tools (mainly CAD drawings) were used for political purposes
during the briefing phase. Through a few CAD operations, changes could be made to the drawing to
influence potential sponsors, even without the input of other engineering expertise.
Khanzode et al. (2005, p. 146) also argued that rapid iterations using 3D & 4D solutions enabled
efficient decision making in the early (conceptual) design phase of a project. Bendixen & Koch (2007)
conclude that communitarian management approaches (Knorr Cetina, 1999) should be chosen to
promote innovative briefing and design. In one study, only the main building elements were
included in the BIM model in order to simplify its introduction process, while other supporting
material and elements were linked via external references and generally handled by an ERP system
(Babic et al., 2010, p. 543). However, while it helped in integrating the two systems, BIM in this study
was used in a limited (internal) environment. The implementation of BIM in an external environment
and with more wide-ranging benefits was reported in the results of a multiple-case study carried out
in Australia and Hong Kong (Aranda-Mena et al., 2009). The main criterion for selection of cases was
that they had to be collaborating by sharing BIM data between two or more
consultants/stakeholders. The results of the case studies were cross-analysed, based on which the
authors identified clear and measurable outcomes, namely, technical, operational and business
capabilities enabled through BIM. A detailed discussion of these outcomes is not possible due to
space limitations so a few examples would suffice. These include the ability to produce necessary
drawings and documentation from the BIM model (technical outcome) , ability to design in a 3D
environment throughout the entire design process (operational outcome) and reduced risks
associated with information-related errors (business outcome). Furthermore, the authors believe
that despite the initial high cost of BIM, by fully implementing these capabilities, it is expected “that
organisations will recover rapidly and their performance will drastically improve” (Aranda-Mena et
al., 2009, p. 432).
In addition to communicating scope and schedule information to subcontractors and other parties,
they are also used for overall and detailed construction planning, testing constructability of design
and executability of schedule before committing resources to the field (Fischer et al., 2003) among
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many other observed benefits. Koo & Fischer (2000), had in an earlier study investigating the
effectiveness of 4D models in conveying a construction schedule, found that the models are a useful
alternative to project scheduling tools like CPM networks and bar charts. At least 12 other specific
benefits were reported by Staub-French & Fischer (2007) in a study in which members of the
research team actively participated in, observed and documented the activities of the construction
project team for a biotechnology plant. Underlying these benefits, is the commitment that each
team member made to modelling their respective scope of work in 3D CAD using a design -build,
concurrent engineering (CE) approach, before the start of design and construction. The authors
believe that this early commitment and simultaneous involvement of the project team coupled with
the use of shared 3D and 4D models played a significant role in allowing the team to deliver a
superior facility in less time, at lower cost and with less hassle.
Other studies have surveyed industry participants on the perceived benefits or value of BIM in
construction projects (Young Jr. et al., 2008; Suermann & Issa, 2009; Young Jr. et al., 2009) .
Perceptions of knowledgeable users were sought on issues ranging from the impact of BIM on the
construction industry’s key performance indicators (Suermann & Issa, 2009), to its adoption,
implementation, value and impact within firms (Young Jr. et al., 2008). User perceptions were also
sought on ROI (Young Jr. et al., 2009), the tracking of which remains a tricky proposition as argued by
the authors, but more will be said about this in section 4.4.2 on problems and challenges. User
perspectives were also sought on the developing elements of a BIM infrastructure such as standards,
content, software, training and certification, as well as on the use of BIM on green projects (Young
Jr. et al., 2008). Suermann & Issa’s (2009) findings indicate that implementing BIM improves all six
industry key performance indicators (KPIs) of quality control, on-time completion, cost, safety,
dollar/unit, and units/man-hour to varying degrees, while Young Jr. et al. (2009) argue that the vast
majority of users are experiencing benefits directly attributable to BIM both in terms of qualitative
process improvements (e.g., reduction in rework enabled by early coordination, improved
scheduling through 4D simulation) and enhanced project outcomes.
Although architects are perceived to experience the most value (Young Jr. et al., 2009, p. 28),
findings from surveys and multiple case studies demonstrate that BIM generates value across the
disciplines and in a wide variety of project types and activities from site excavation to energy
analysis (Young Jr. et al., 2008; Young Jr. et al., 2009). The sometimes divergent findings, however,
may not be unrelated to the level of maturity of BIM, the diversity of areas and methods of its
application and the research methods used. For instance, while Young Jr. et al. (2008, p. 7) argue
that one of the key benefits of BIM is in allowing designers to spend less time drafting and more
time designing, elsewhere, findings of two implementation case studies suggested more benefit
when designers focus less on detailed design and “more on the overall design and coordination of
design tasks” (Staub-French & Khanzode, 2007, p. 406).
Finally, in view of the topicality of technology use in projects and the potential implications on
project practices, some of the studies offer implementation guidelines, from assigning responsibility
for creating models and pre-qualifying team members based on 3D authoring skills (Khanzode et al.,
2005), to making extensive use of the technology environment, development of and adherence to
common rules, and the controlled introduction of the tool(s) and provision of user support (Karlsson
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et al., 2008). Others focus on overcoming technical, procedural and organisational challenges often
associated with implementing 3D and 4D technologies (Staub-French & Khanzode, 2007), the
suitability of particular tools, and the coordination of team members from different national,
cultural, and organizational backgrounds over multiple time zones (Schroepfer, 2006). For instance,
Staub-French & Khanzode (2007), in a case study of two projects (a biotechnology plant and a three-
storey medical office building), provided guidelines, such as bringing teams together early in the
project, developing new skills and designers focusing on overall design and coordination and less on
detailed design. Specific benefits reported include “increased productivity, elimination of field
interferences, increased pre-fabrication, less rework, fewer requests for information, fewer change
orders, less cost growth, and a decrease in time from start of construction to facility turnover”
(Staub-French & Khanzode, 2007, p. 406).
These efficiencies were, however, not achieved without some compromise, mainly in relation to the
increased time required for design, design planning, coordination, estimation, and the increase in
the associated costs. However, in several case studies, administrative and other cost savings (up to
$10 million in one project) were often greater than the associated costs of using BIM (Young Jr. et
al., 2009). For instance, despite significant time spent on planning, one case study not only turned
out to be “the fastest designed large-scale health care project [in California], it was done at no added
cost and resulted in higher-quality and better coordinated deliverables” (Young Jr. et al., 2009, p. 25).
In another case study, a four-month hiatus in the project due to a funding and scope review, enabled
the designer to amend the contract and convert the CAD design to BIM, which suggests that despite
the emphasis on early decision-making and organising around BIM, it is never too late to adopt it
(Young Jr. et al., 2009, p. 43).
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and details of processes for each project for review by the centre, to ensure conformity to standards
and guidelines, as well as to update the database with changes in the technology and developments
in the sector as a whole.
In contrast, a BIM software that was useful in the pre-construction phases of another project, was
found to be not specifically prepared to capture construction process documentation, which
necessitated not only modifications to the software but to procedures as well (Goedert & Meadati,
2008). These modifications included using laser scanning technology to collect 3D as-built geometric
information, the linking of the 3D as-built model with the actual construction schedule to generate a
4D as-constructed model, and additional software programming to create a query capable of a 4D
display (Goedert & Meadati, 2008). Similarly, in a landmark study of two major projects that
implemented emerging 3D and 4D technologies, Staub-French & Khanzode (2007) reported
limitations pertaining to the effort required to set up the CAD and schedule models, the ability of 4D
tools to deal with frequent design and schedule changes, and the lack of automated analysis of 4D
models.
Leadership: This was found to be a challenge in some projects (Aranda-Mena et al., 2009; Dossick &
Neff, 2010b). While BIM makes the connections among project members more visible, competing
obligations to project, scope and company were often found to be at odds with project goals and
BIM-supported collaboration (p.463). To overcome these, the projects relied on strong individual
leadership (i.e., of the respective disciplines) to hold the people together and inspire collaboration
(p.466). Similarly, the problem of interoperability has often been resolved by simply adopting the
same technology throughout the project. This requires leadership, which Li et al. (2009) found in
several case studies, is often provided by the client adopting a software package and contractors
getting the same to maintain compatibility (p.370). However, Frank Gehry’s example in Yoo et al.
(2006), suggests that power relations may ultimately decide who provides this leadership, which, in
this case, was the architect.
Information risks: Information-related risks and problems have been reported in several studies as
hindering, potentially or actually, the implementation of BIM tools (Young Jr. et al., 2008; Aranda-
Mena et al., 2009). Aranda-Mena (2009), through five in-depth case studies of small, medium and
large architectural and engineering practices, identified inhibitors towards the uptake of BIM. The
studies focused mainly on challenges and benefits for architectural and engineering consultants,
contractors and steel fabricators. The use of BIM authoring tools was the main focus of analysis and
the authors identified risks associated with ownership of information, IP, payment for information
and problems related to legal frameworks. Young Jr. et al., (2008) report similar information-related
risks and liabilities in their study, although these were mainly the concerns of clients, architects, and
engineers, rather than actual problems faced during projects. These include concerns (in varying
degrees between the groups) over errors and accuracy, liability and legal issues, and who takes
ownership of the model after distribution and takes responsibility for changes made by others
(Young Jr. et al., 2008, p. 33). Fischer et al. (Fischer et al., 2003) had also reported information-
related problems in a study of the use of 3D and 4D models on a major project. These include
inconsistencies and lack of data (related to geometry and scheduling or the link between the latter
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two), and in some instances, too little detail in the 3D model, or too much data “which slows down
computational processing of the 3D and 4D models” (Fischer et al., 2003, p. 25).
Furthermore, the shelf life of 4D information is limited (Staub-French & Khanzode, 2007). Since
activities are usually broken down daily or over a few days, a 4D model would only be useful to work
crews if it is continuously updated. This means updating it daily which, as found in a study of two
major construction projects, was a challenging, yet crucial task in representing as-built conditions as
well as activities to be carried out during the week (Staub-French & Khanzode, 2007, p. 404). It is
evident that the immediate consequence and resolution of the problems reported by (Fischer et al.,
2003) and (Staub-French & Khanzode, 2007) was often the additional time and resources needed to
model the required information. However, it was not evident whether these problems aggravated,
or heightened concern over, information risks among the various project participants, although it
can be argued that they have the potential and as such, need to be given due consideration. Perhaps
aptly, one of the benefits of the [4D] modelling process, according to Fischer et al.(2003, p. 24), is
that it “makes it very clear where complete scope and schedule information exists and where
additional thinking is needed”.
Training: The need for trained people with the skills necessary to implement the types of
technologies (mostly 3D tools) is often cited in the literature (Bibby et al., 2006; Staub-French &
Khanzode, 2007; Post, 2008; Young Jr. et al., 2008). However, trained people are scarce, as
discovered in Aranda-Mena et al.’s study (2009). Therefore, for some project participants, e.g., sub-
contractors, who may not have the skills available in-house, recruiting experts (e.g., 3D modellers)
into the project, may be difficult, even if they had the resources. Effective tool use may therefore
suffer in some aspects/stages of the project and the challenge of providing requisite training could
mean that the less killed participants are always trying to keep up with the more skilled players in
the project. On the other hand, however, the use of 3D tools, which requires skilled personnel in one
stage, e.g., design, makes it possible for less-skilled labour to be used in another stage that would
normally require skilled interpretation of drawings, e.g., installation of MEP systems. Staub-French &
Khanzode (2007, p. 396) report that in one of the two projects they studied, 3D/4D tools made it
possible for less-skilled labour “to bolt together systems which would normally require experienced
plumbers”, without reducing the quality of the installation.
Young Jr. et al., (2008) identified concerns over inexperience of end users and their learning curves
but found variations in preferred solutions between clients, architects, engineers, contractors, and
beginners and small firms. While architects are more likely to bring in external trainers, engineers
are most likely to be self-taught, and contractors are most likely to train in-house. Some clients (one
in ten) outsource BIM completely, and therefore, don’t need training (Young Jr. et al., 2008). Finally,
a solution “to quicken the BIM learning curve” as suggested by the authors, “is for firms to encourage
colleges and universities to train students in BIM tools and to recruit ready-made BIM experts when
the students graduate” (Young Jr. et al., 2008, p. 40).
Measurement: Young Jr. et al. (2009) reported six in-depth case studies that showed how BIM is
solving real problems on actual projects. However, a problem frequently faced is that of
measurement of value or benefit, e.g., of ROI and actual cost savings, which the authors described as
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tricky (Young Jr. et al., 2009, p.8). In view of the variability and uniqueness of projects, obtaining
data for making comparisons is difficult. Furthermore, Li et al. (2009, p. 370) in their research,
discovered that despite anecdotal evidence of its success, virtual design and construction (VDC) was
better implemented in areas where benefits could be tangibly measured, e.g., clash detection or
construction flow for a typical floor, than in those where measurements are more difficult or not
possible. For instance, getting data on “exact dollar values with change orders, schedule and
productivity” is difficult because every hour of labour has to be mapped accurately, but “everyone
protects their production rates” (Young Jr. et al., 2009, p. 11). Currently, about half of projects
surveyed track ROI as part of internal BIM implementation processes but the authors argue that “as
more industry-standard metrics are developed, the ability to track ROI could improve in the coming
years” (Young Jr. et al., 2009, p. 8).
According to Bernstein (2007, p. 26), “the AEC industry is now paying particular attention to how the
buildings of the future are designed, constructed and operated”. However, a review of the literature
and survey of construction professionals found that although the industry is taking some account of
sustainability issues, there is still more that needs to be done (Pitt et al., 2009). A more recent study
(Li et al., 2011) also involved a literature review and survey of industry professionals including those
that have participated in Green Mark certified projects. It highlighted the critical role of “advanced
machinery and equipment” and “effective and efficient software” in injecting “environmentally
friendly features into projects” that will lead to Green Mark certification (Li et al., 2011, p. 25).
A rather surprising finding of this review, therefore, is that green design issues seem to be under-
represented in studies of actual BIM or other digital technology use in construction projects. The few
studies that focused on sustainability issues were often proposals rather than investigations
conducted in the context of actual project implementations. For instance, Zhou, Bo, & Qian (2009)
put forward a proposal for integrating BIM technology with other green tools (e.g., LEED and energy
analysis software) for green design, construction and even operations, while Zhu (2010) suggests
that BIM can provide a “complete digital expression for sustainable design”. Furthermore, while a
link has been made between lean construction principles and green practices (Lapinski, Horman, &
Riley, 2006) and between lean principles and 3D/4D CAD (Khanzode et al., 2005) or BIM (Sacks et al.,
2010). However, no link could be found in the literature that integrates lean, green and BIM in actual
projects, which could have discovered the kind of synergies suggested by Sacks et al.(2010).
Nonetheless, a recent study by Mah et al. (2011), conducted in a real housing project, showed how
BIM can be implemented in sustainable construction practice. It investigated the integration of BIM
with an intelligent database which permits “end-users to calculate CO2 emissions for different styles
of houses with different types of construction methodology” (Mah et al., 2011, p. 176). Based on
logical rules and model constraints, the model allows for the instant determination of the emissions
produced per assembly (Mah et al., 2011, p. 175).
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Another (industry) study involving a survey and case studies specifically discussed the role of BIM in
green design and construction practices, finding “significant opportunities” for such tools (Young Jr.
et al., 2008). These include helping in analysing “the performance of a building, including such green
aspects as daylighting, energy efficiency and sustainable materials” (Young Jr. et al., 2008, p. 5). The
report also found that “most BIM users are frequently involved in green projects and find BIM to be
helpful with those projects” (Young Jr. et al., 2008, p. 5). In one of the case studies, the unusual
involvement of the performance analysis team of a design and engineering firm early on (at the
schematic phase), enabled them to influence and/or give feedback on key design decisions and
alternatives, by using “software that exchanged nearly all data seamlessly with the BIM” (Young Jr.
et al., 2008, p. 20). This led them closer to that clearly defined target (LEED certification) and
resulted in other improved outcomes, e.g., better communication, “reduced need for re-entering
data between software applications, and the ability to avoid many costly redesigns late in the
schedule” (Young Jr. et al., 2008, p. 20).
The paucity of research evidence may also not be unconnected with the level of maturity of BIM in
the industry. For instance, user experience of BIM on green “sustainable” projects suggests that
expert users are twice as likely to see it as helpful on green projects compared to beginners (Young
Jr. et al., 2008, p. 3). However, even with inexperienced users, this lack of appreciation may be
mitigated by a commitment to sustainable design, as in the case of the design and engineering firm
mentioned above, which tied the opportunity to “implement a fully-integrated BIM strategy for the
first time” on a project, with its “goal of achieving LEED certification” (Young Jr. et al., 2008, p. 20).
Researchers have explored the use of digital technologies in the AEC disciplines and described quite
similar or complementary paths or “trajectories” (Taylor & Bernstein, 2009) that characterise their
development and use. These include the four BIM paradigm trajectories of visualization,
coordination, analysis, and supply chain integration earlier mentioned (Taylor & Bernstein, 2009),
the three stages of VDC development - visualisation, integration, and automation (Fischer, 2006),
and Fox & Hietanen’s (2007) discussion of the automational, informational, and transformational
priorities to which BIM has been applied in diverse projects. These trajectories, in the most part,
appear to evolve cumulatively, with visualisation being the initial or most immediate, and aspects of
the others co-evolving to varying degrees from one project to another and as firms’ experience with
BIM and other digital technologies matures. Furthermore, the evidence (Fox & Hietanen, 2007;
Taylor & Bernstein, 2009) suggests that it is only when these technologies evolve to support inter-
organisational work practices that truly transformational benefits are realised.
Similarly, it can be argued that the three views of design management (Khanzode et al., 2005),
namely the conversion, flow, and value views, are closely related to the trajectories identified above.
These views may be holistically integrated through the use of 3D/4D CAD tools in combination with
other principles, such as Lean construction. So visualisation, the creation of continuous
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information/work flow, and value generation through minimising waste are inbuilt in the 3D/4D
CAD-enabled processes of coordination, constructability analyses, and scheduling among others
described by Khanzode et al. (2005).
It is worth mentioning, however, that of all the interrelated and complementary trajectories
identified, the automational phase appears to be the least developed, although not for want of
research. For instance, when 3D models are shared between designers, structural engineers, and
fabricators, the need for someone to physically convert the data from design to production details is
eliminated, as this can be done automatically (Fox & Hietanen, 2007). However, with a few
exceptions, (Heikkilä & Jaakkola’s (2003) description of an automated 3D blade control system for a
road grader is one), there is scant evidence in the literature of the kind of automation that enables
completion of work as is the case in, for instance, the automobile industry, where robots can process
digital information and handle whole sections of assembly with little intervention from humans.
Arguably, this is as a result of the nature of construction work where, accordi ng to Dossick & Neff
(2010a, p. 12), “tasks may need the fuzziness of free association and the juxtaposition of seemingly
unrelated things to generate new ideas and innovation or collective problem solving that the current
BIM interfaces do not provide”.
Digital technologies used in major construction and infrastructure projects have been severally
described as boundary objects (Gal, Lyytinen, & Yoo, 2008; Whyte & Lobo, 2010), tightly coupled
(Yoo et al., 2006) and clean technology (Dossick & Neff, 2010a). The term boundary object was first
used by Star & Griesemer (1989) and, subsequently, Knorr-Cetina (1999) to describe objects that are
used to create knowledge and understanding at the boundaries of different scientific, professional,
organisational and social worlds. According to Star & Griesemer (1989, p. 393), they are concrete or
abstract objects “which are both plastic enough to adapt to local needs and constraints of the several
parties employing them, yet robust enough to maintain a common identity acro ss sites. Gal et al.
(2008) in a case study of a major US general contractor, found that boundary objects (3D
technologies) are intricately intertwined with organisational practices and organisational identities
such that changes in the former usually bring about changes in the latter two. Changes in
organisational identity were reflected in changing tasks, roles, and interactions across different
projects, while changes in organisational practices occurred in standardised practices and modes of
communication. Notably, the changes as well as the power dynamics at play became apparent when
the architectural firm on a project introduced 3D technology and was able to enforce its adoption by
other participating firms (Yoo et al., 2006; Gal et al., 2008).
Conceptualising digital technologies used in design and construction as boundary objects has not
been without criticism, however. Whyte & Lobo (2010) argued that it often focuses attention more
on individual technologies than on the connections between various technologies used in a typical
project; on the soft interactions and knowledge sharing they enable than on the standardised
coordination practices that emerge around them. They could, therefore, be more usefully
conceptualised as part of a digital infrastructure for project delivery (Whyte & Lobo, 2010). BIM has
also been described as clean technology, partly in reference to the “explicit processes and standards
required for sharing digital information” and because technology-mediated exchange is seen as
more reliable and less error-prone than human-only communication (Dossick & Neff, 2010a, p. 4).
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Thus it is seen as not entirely consistent with “messy talk”, the “unplanned, unforeseen and
unanticipated” (Dossick & Neff, 2010a, p. 3) dialogue that is inherent in, and necessary for
conversation and problem solving in formal collaboration processes. However, it is seen to have the
potential to enable the creation of knowledge repositories that are readily accessible, shared and
understood by people from diverse disciplinary and conceptual persuasions (Dossick & Neff, 2010a).
As digital infrastructure for project delivery, technologies such as BIM result in a form of organising
that “involves prescribed processes, stage-gates and top-down, hierarchical forms of sign-off and
control rather than networks with distributed non-hierarchical, relational forms of organising”
(Whyte & Lobo, 2010, p. 565). Conceptualising BIM this way, it may be argued, would help
practitioners reflectively improve their practices (Whyte & Lobo, 2010), and perhaps, ultimately,
reconcile the nature of messy talk with clean technologies.
An integrated approach to project delivery is meant to reconcile the range of disciplines , complex
interactions, and technical systems at different stages of a major project. The diversity of
approaches to achieve this reconciliation means that as yet, no clear, standard approach has been
established. Although BIM appears to be the emerging leading paradigm, integrated digital
technologies have been implemented in major projects with nomenclatures such as Concurrent
Engineering (CE) (Staub-French & Fischer, 2007), Virtual Design and Construction (VDC) (Kunz &
Fischer, 2009; Li et al., 2009) and Construction Virtual Prototyping (CVP) (Huang et al., 2009).
Nonetheless, from the evidence reviewed, two main characteristics may be discerned as dominant
among the projects. Firstly, instead of a truly integrated approach, projects have used digital
technologies to achieve only partial integration, i.e., of some stages, disciplines, or teams in the
project or asset lifecycle. Indeed, according to Hartmann et al. (2008), many projects have applied
these technologies (mainly 3D/4D models) in only one application area and in only one project
phase. In the case of BIM, this has been attributed to the complexity of existing software solutions
which means it may need to be applied in limited areas initially (Howard & Björk, 2008). The use of
technologies to integrate the asset/facilities management discipline with other disciplines during the
project is least evident in the literature. While this may well be for the reason mentioned above, it
may also not be unconnected with project procurement arrangements, as the facilities management
team would not often be known in advance in many types of contracts.
Secondly, many digital technologies may be used primarily as creative tools (e.g., 3D CAD
applications used for modelling and visualisation). However, the evidence suggests that they are
rarely used in isolation. Rather, they are frequently deployed alongside other technologies with a
focus on supporting communication, coordination, and collaboration tasks among co-located or
virtual teams e.g., (Bellamy et al., 2005; Schroepfer, 2006; Fox & Hietanen, 2007; Hartmann &
Fischer, 2007) or more broadly across project networks, e.g., (Taylor & Bernstein, 2009). In one
study, a digital prototype was developed and subsequently tested in a real project environment to
support socialization among virtual engineering design teams (El-Tayeh & Gil, 2007). Initially
encouraging results in this case, were, however, overshadowed by concerns over professional
liability. Nevertheless, the majority of the evidence supports the positive effect of digital
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technologies on inter- and intra- group interaction. For instance, as mentioned earlier, it has been
shown that the inter-organisational use of BIM can lead to automational, informational, and
transformational effects (Fox & Hietanen, 2007), while Taylor & Bernstein found that inter-
organisational information sharing practices co-evolved alongside the BIM practice paradigm
adopted.
As highlighted earlier, the paucity of literature addressing green design issues in technology
implementations in the construction industry was a rather surprising finding of this review, in view
of the current sustainability agenda in government and industry. This seems to be the case despite
the current BIM drive in the industry. While the level of maturity of BIM may be a factor, the issue of
organisational commitment to sustainable design was also indicated (see (Young Jr. et al., 2008, p.
20)). However, the concept of sustainable design is itself a “contested notion” (Nielsen et al., 2005).
This makes the usefulness of tools context-dependent. Furthermore, this contestation may be an
indication of the firm’s philosophical approach to the concept of sustainability, i.e., defined
narrowly, as a means of achieving "organizational effectiveness" (Jennings & Zandbergen, 1995), or
broadly, as a goal that encompasses systemic and cultural changes reflecting the realities of the
organisation’s ecosystem. That more recent research (Young Jr. et al., 2009, p. 26) shows BIM having
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limited impact on green building processes today is, perhaps, an indication of firms’ ambivalence
about its green credentials, despite many predicting it could be a valuable tool in the coming years.
The preceding paragraphs have discussed some of major issues and challenges affecting the
implementation of digital technologies in an integrated project delivery environment. These
notwithstanding, some challenges to the implementation of digital technologies were evident in the
review. The most salient among these include the material constraints and affordances (Leonardi &
Barley, 2008) occasioned by the technology being implemented e.g., (Edum-Fotwe et al., 2004;
Staub-French & Khanzode, 2007; Goedert & Meadati, 2008), the challenge of providing good
leadership and what happens when it is missing (Aranda-Mena et al., 2009; Dossick & Neff, 2010b),
and information-related risks (Fischer et al., 2003; Young Jr. et al., 2008; Aranda-Mena et al., 2009)
and limitations (Staub-French & Khanzode, 2007). Others include problems of training and the
scarcity of skilled professionals (Bibby et al., 2006; Staub-French & Khanzode, 2007; Post, 2008;
Young Jr. et al., 2008), and the challenge of accurate measurement of value (Li et al., 2009; Young Jr.
et al., 2009) of such implementations.
3.3 Conclusion
In this review, the evidence of actual implementations of integrated digital technologies in major
building and infrastructure projects was investigated using a systematic methodology (Tranfield et
al., 2003; Pittaway et al., 2004; Rousseau et al., 2008; Denyer & Tranfield, 2009). The evidence
indicates that the integration of disciplines, stages and systems in design and construction activities
is a key aim of major projects and an underlying theme of integrated approaches to project delivery.
The application of digital technologies has not permeated all segments of the industry and, even in
major projects, they are not always used in an integrated manner. Rather, they are often applied in
one area (Hartmann et al., 2008), although at the same time, multiple technologies may be used in
that one area. The perennial challenge of interoperability has been attributed to the heterogeneous
applications and systems in use and the dynamism and adaptability necessary to operate in the
industry. There have also been calls for a broader definition of interoperability to include non-
technical systems, while a frameworks approach has been suggested as an alternative to traditional
standards-based approaches.
Furthermore, the use of digital technologies is clearly more evident in the design and construction
disciplines and stages of the asset lifecycle, than in operations and facilities management. The latter
have traditionally used and to a large extent continue to use paper-based processes and tools such
as drawings and spreadsheets (Ahamed, Neelamkavil, & Canas, 2010). The reasons for this are far
from understood and must needs be, if the goal of the integrated approach, of incorporating
members “well beyond the basic triad of owner, architect, and contractor” (AIA, 2007) is not to be
undermined. However, the state of play described above suggests that there is still the problem of
definition of what an integrated approach to project delivery entails, i.e., to what extent vis a vis
whole lifecycle management and the enduring feature of fragmentation of the industry, as well as
misconceptions or misapprehension about technologies such as BIM, especially among smaller firms.
Hopefully, this review has succeeded in identifying some of the real challenges faced in this regard.
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The review’s contribution, however, lies as much (or more) in what it did not find as in what it found.
Despite almost two decades of implementation of digital technologies in one type of integrated
project delivery practice or another, the real evidence uncovered can at best be described as
parsimonious. For instance, much research effort is currently tilted towards developing new tools as
evidenced by the large number of experimental and early development publications excluded from
the review. On the other hand, there is much left to be understood about the real benefits and
challenges of existing BIM (and related) solutions. Additional research effort would increase this
understanding and with it, help the industry and policy makers make better informed decisions
about the application of these technologies in the digital construction economy of the future.
The lack of evidence suggests some areas that could benefit from future research attention. These
include: 1) More studies of BIM (or other integrated technologies) implementations in real
construction projects; 2) Studies of how multiple technologies can be successfully integrated across
the whole lifecycle; and 3) Studies of issues around the use of integrated digital technologies for
green design and construction. Finally, the review is not without some limitations, e.g., the rel atively
small evidence base and the relaxation of aspects of the systematic methodology to allow for the
expansion of the evidence. These may be addressed by revisiting the literature in the next few years,
when some of the policy targets are due. This would not only provide a larger evidence base but also
a more robust basis for comparison between policy objectives and industry realities.
3.3.1 Acknowledgements
The author wishes to especially acknowledge the Design Innovation Research Centre’s Director, Prof.
Jennifer Whyte, for generally supporting this work, giving invaluable advice that helped in shaping
the methodology, and taking the time to severally review and comment on many aspects of the
review and this working paper. Colleagues at DIRC, Dr. Carmel Lindkvist and Dr. Wei Zhou also
participated in the methodology meetings and offered helpful suggestions, while Suha Jaradat and
Sonja Oliveira contributed by reviewing some of the papers. Prof. Martin Fischer of Stanford’s Centre
for Integrated Facilities Engineering (CIFE) also gave useful advice and suggested some relevant
material. Phil Jackson, Chair of the ICE-IS Panel and Steve Jolley, Global Business Development
Director at Bentley Systems, offered constructive advice during a technology briefing that helped
inform the review’s methodology. The author is sincerely grateful for the contribution of all the
aforementioned but takes full responsibility for any errors that may be found. The research was
funded by the Design Innovation Research Centre’s EPSRC award no. EP/H02204X/1.
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Inclusion Criteria
Criteria Reason for inclusion
1. Empirical quantitative To capture all types of empirical evidence available and improve
and qualitative studies the confidence in the review’s findings
2. Research from Some of the world’s leading AEC firms in these countries/regions;
US/Europe/Middle more likely to have been studied; to ensure capture of
East/Japan/Australia internationally leading projects.
3. Working papers Ensure coverage of the most current research
4. Industry literature Capture good quality industry studies of relevant projects
otherwise not studied through academic research
5. Theoretical papers Provide working assumptions to be used in the SLR paper; strong
theoretical bases for progressing DIRC research out in the field.
Exclusion Criteria
Criteria Reason for exclusion
1. Pre-2000 Focus on BIM and digital tools for innovation in construction fairly
recent; terminology and technologies have changed
2. Research prototypes Exclude early work/development
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Bibby & Bouchlaghem 2006 Mixed methods Co-ordination tools are important to effective design Moderate. Evaluation of design
management. They delivered critical and supportive impact. management training initiative.
However, many participants did not use an integrated Methodology included a structured
management system (IMS) because it did not provide any questionnaire, design management
additional information to a paper handbook and because of maturity assessment, semi-structured
difficulties with access, format and navigation. interviews and a case study.
Cerovsek 2010 Review Critical review of features of over 150 tools and digital models Strong. Comprehensive review.
in use in the industry from the point of view of standardisation.
Recommendations for methodological and practical
improvements to BIM tools and BIM schema standardisation.
Argues that standard BIM schema can never be finished but
must constantly evolve and improve. Standards play three
important roles; inter-operability, trust, and comparability.
Partial progress has been made in the former, but not at all in
the latter two.
Doloi 2010 Experimental A simulation approach to managing design at an early stage of a Strong. The proposed approach was
project has benefits. These include the ability to quantify the demonstrated in a real case study and the
impact of changes and the functionality to make those changes. multi-criteria decision analysis (MCDA)
It allows design professionals to analyse what-if scenarios and added confidence to the findings.
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general methodology. Argues that some type of ICT platform is construction project management
a minimum practical requirement for this approach. This can practices and trends and comparison with
provide integrated, computer-based collections of all known other sectors, e.g., manufacturing.
project information, including geometric (3D models) and non-
geometric (e.g., cost and scheduling) information.
Gal et al. 2008 Case study Boundary objects (3D technologies) are intricately intertwined Strong. Robust theoretical framework and
with organisational practices and organisational identities. an in-depth case study of a major US
Changes in the boundary objects usually bring about changes in general contractor in multiple projects.
the organisational practices and identities.
Goedart & Meadati 2008 Fieldwork and case study BIM software was found useful in one project phase but not Strong. The research project ran in parallel
specifically suited to another phase until modifications to the with the real project but did not directly
software as well as procedures were made. influence the project outcome. However,
it showed the feasibility of extending BIM
throughout the project life cycle. A
method of data collection using robotic
technology was also used.
Grilo & Jardim- 2010 Theoretical Technical interoperability is not the problem for the Moderate. Detailed analysis of technical
Goncalves construction industry in implementing BIM, but understanding developments related to BIM in the
and determining the value of such interoperability to the industry. Evidence to support claims about
business. firms’ views on the business value of
interoperability is not clear.
Hartmann & Fischer 2007 Case study Product and process knowledge can be communicated more Moderate. Data was collected over a
efficiently using 3D/4D models as knowledge visualisation tools period of 1 year while the one of the
during the constructability review. Improvement in researchers was part of the project team.
collaboration among the project team was reported. However, the method of data analysis is
not clear.
Hartmann et al. 2008 Multiple case studies Most projects have applied 3D/4D models for only one Strong. Aggregated results of 26 case
application area in one project phase, mainly in the pre- studies in several countries qualitatively
construction phases.. analysed, not to replicate findings but to
offer a broader view.
Howard & Bjork 2008 Survey (qualitative) BIM solutions appear too complex for many and as such, may Moderate. Although study claims to be
need to be applied in limited areas initially. qualitative and expert opinions were
collected, no robust method of analysis
was evident.
Huang et al. 2009 Mixed methods Visualisation and communication functions of software used in Strong. Data collection and analysis
the CVP approach are the most useful. Collaboration between methods were robust and transparently
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work, improve efficiency, and avoid rework. simulation. Methodology not clear.
Robinson 2007 Case study Structural steelwork detailing has made a remarkable shift from Low. Methodology not very robust, but
2D drawing to 3D product modelling, enabled by a “finite study is a rare example in the literature of
number of software solutions”. using BIM for structural steel work.
Author’s expertise also taken into account.
Schroepfer 2006 Case study IT tools were found to be crucial to collaboration among global Moderate. Study was part of a research
project teams but team member soft requirements (e.g., project that re-enacted a major
communication skills and motivation and commitment) turned infrastructure project, with 40 participants
out to be at least as crucial as technical requirements. including researchers, students, and
industrial collaborators. However, the data
collection and analysis method was not
clear; neither was how the study data
compared with the actual project.
Shen et al. 2010 Review An alternative to data interoperability approach is that of Strong. Comprehensive review.
frameworks interoperability, which is more suitable for
distributed and loosely coupled integration environments.
Technologies for achieving frameworks interoperability include
commercially available Web-based systems and the (intelligent)
agent-based systems. There is little evidence of the latter in
actual projects.
Staub-French & 2007 Case study Visualisation and communication capabilities of 3D tools were Strong. Research team members actively
Fischer their most useful functionality. Each team member’s participated in, observed and documented
commitment to modelling their respective scope of work in 3D the activities of the construction team for
CAD using a design-build, concurrent engineering (CE) a major project. Methods used were,
approach, before the start of design and construction, played a however, not clear.
significant role in the success of the project. Bringing project
team together early improves ability to capitalise on benefits of
3D tools.
Staub-French & 2007 Case studies Reported benefits of implementing 3D/4D technologies include Strong. The author’s roles on the two
Khanzode and provided guidelines for overcoming the technical, projects and those of other project
procedural and organisational challenges associated with participants were reported transparently.
implementing these technologies. Identified 10 steps essential However, the data collection and analysis
to setting up a 3D design coordination process. methods are not clear.
Suermann & Issa 2007 Mixed methods Implementing BIM improves all six industry key performance Strong. Although the results are of the
indicators (KPIs) of quality control, on-time completion, cost, survey phase of the research, the
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safety, dollar/unit, and units/man-hour to varying degrees. methodology for all phases was clearly
described.
Taylor & Bernstein 2009 Mixed methods Identified four emergent BIM practice paradigms; visualisation, Strong. Robust methodology, described in
coordination, analysis, and supply chain integration. Inter- detail. Examined 26 distinct cases of BIM
organisational practices evolve as BIM practices evolve. use across several countries and
Understanding and developing inter-organisational work disciplines. Link between data and findings
practices is essential to reaping the benefits of BIM, clearly transparent in both the qualitative
and quantitative analyses.
Whyte & Lobo 2010 Case study Digital objects provide mechanisms for accountability and Strong. Robust interpretive methodology:
control and for mutual and reciprocal knowledge sharing. detailed case data from in-depth
Different types of objects are nested, forming a digital interviews, secondary sources and archival
infrastructure for project delivery. Cross-organisational analysis of organisational database; rich
boundaries sometimes hinder mutual knowledge sharing. descriptions to support findings.
Whyte et al. 2007 Ethnographic case studies Visual representations (both digital and physical) may be used Strong. Rigorous methodology involving
in a frozen (inflexible) or unfrozen (flexible) manner to achieve detailed data collection and analysis. The
different purposes at different stages of design. This pattern of two contrasting research settings allow
freezing and unfreezing plays an important role in design more confidence in the findings and their
practice. extensibility.
Yoo et al. 2006 Ethnographic case studies An organisation’s design (i.e., structure) is a consequence of its Strong. Rigorous methodology - multiple
organisation designing (i.e., an ongoing process), not the other case studies within the same organisation
way round. Organisation designing is a function of the and method triangulation (83 interviews,
organisation’s “design gestalt” which is “an organisation’s review of documents, and observation
ability to approach its design problems creatively and over a period of 3years).
individually, yet maintain unity across design outcomes”. The
case study organisation’s design gestalt consists of an
architectural vision, the tight coupling of multiple
representation technologies, and a collaborative design
network.
Young Jr. et al. 2007 Industry survey Interoperability issues impact data sharing in the global Strong. Survey augmented with several
construction industry. A majority of the industry lists software case studies. Clearly described market
incompatibility as the major factor affecting the ability of research methodology.
project team members to share data across different systems.
However, only about a quarter of project team members are
concerned about efforts at improving interoperability through
development of data standards. BIM is seen as a critical catalyst
in efforts at addressing the problem of interoperability.
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Young Jr. et al. 2008 Industry survey Projects using BIM are realising productivity gains, improved Strong. Survey augmented with several
communication, and competitive advantage. A majority of users case studies. Clearly described market
report not only productivity gains but improvements to internal research methodology.
project processes. However, users have also experienced
obstacles and challenges to implementing BIM (e.g., software
costs and training issues) and see the need to balance
productivity gains with these challenges.
Young Jr. et al. 2009 Industry survey BIM brings project teams together, whether the aim is Strong. Survey augmented with several
exchange data seamlessly or to share ideas more effectively. case studies. Clearly described market
Obstacles to team working are among the biggest challenges research methodology.
faced by users. As experience and skill with BIM advance,
impact on productivity benefits significantly increases.
However, direct impact on profitability remains relatively low.
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