Chapter Seven Above The Clause: The Clause Complex
Chapter Seven Above The Clause: The Clause Complex
NIM : 180110101015
Chapter Seven
ABOVE THE CLAUSE: THE CLAUSE COMPLEX
7.1 The notion of ‘clause complex’
In narrative text, the flow of events is construed as a series of episodes. Sequence of figures
realizes a generic element from the ‘middle’ part within the overall structure of narratives
(see Hasan, 1984/1996: 54); this element is the Sequent Event. Sequent Event is the relation
of temporal sequence; so if readers are familiar with the structure of narratives, they will
expect to find passages developed through this kind of relation. if this relation is not
marked explicitly by the lexicogrammar, it can be inferred by the listener or reader based on
the properties of the figures that make up the episode.
The semantic sequence of figures is realized by a series of clause complexes. . It realizes the
figures that make up the episode as clauses; and it combines these clauses into complexes
of clauses. These complexes serve to construe semantic sequences of figures — not the
whole episode, but local sequences in the flow of events that together make up the episode.
Semantically, the effect of combining clauses into a clause complex is one of tighter
integration in meaning. This integrating of a series of events into a sub-sequence is a feature
of narratives in general.
In a clause complex, the tendency is much more for any clause to have the potential for
functioning with any value in a multi-clausal complex. We shall assume, therefore, that the
notion of ‘clause complex’ enables us to account in full for the grammatical combination of
clauses. The dependent clause is included within the main clause after the textual and/or
interpersonal Theme and before the topical Theme: main clause << dependent clause >> —
more specifically, main clause [textual + interpersonal Theme] << dependent clause >> main
clause [topical Theme ^ Rheme]. The motivation behind such sequences with included
dependent clauses is thus textual: the main clause is powerfully contextualized first by its
own textual and/or interpersonal Theme, and then, within the domain of the clause
complex, by the dependent clause that qualifies it, and finally by its own topical Theme.
The different types of expansion shade into one another at certain points; and expansion itself
can come very close to projection.
7.4.1 Elaboration
In elaboration, one clause elaborates on the meaning of another by further specifying or
describing it. The secondary clause does not introduce a new element into the picture but
rather provides a further characterization of one that is already there, restating it, clarifying it,
refining it, or adding a descriptive attribute or comment. Elaboration may be either paratactic
or hypotactic; the two are contrasted in terms of meaning and realization. The elaborating
relationship in meaning is thus symbolized by the identity of tones. Paratactic elaborating
clauses are, in contrast, often without a marker of the elaborating relationship, especially in
speech where the relationship is indicated by tone concord. In terms of meaning, paratactic
elaboration and hypotactic elaboration are largely complementary, covering different aspects
of elaboration. Paratactic elaboration involves exposition, exemplification and clarification,
while hypotactic elaboration involves description. In the hypotactic variant, there is always a
relative element that refers back to the domain of elaboration; in the agnate paratactic
variant this corresponds to a non-relative anaphoric reference.
(i) Finite. If the secondary clause is finite, it has the same form as a defining relative
clause of the WH- type. It differs from a defining relative clause, however, in two
ways: there is a distinction in the meaning, and there is a corresponding distinction
in the expression, both in speech and in writing.
It is helpful to treat them under three headings according to the domain within the
primary clause, although these are not sub-types, simply convenient groupings:
(a) Clauses with which whose domain is either the whole of the primary clause or
some part of it that is more than a nominal group (the paratactic and cohesive
agnates being extended text references with it or this)
(b) Clauses with which (occasionally that), who or whose whose domain is a nominal
group (the paratactic and cohesive agnates being personal references with he, she,
it, they and their possessive equivalents)
(c) Clauses with when or where, having as domain some expression of time or place
(ii) Non-finite. Here, the same semantic relationship obtains as with the finites, and
again the domain may be one nominal group or some larger segment of the primary
clause, up to the whole clause.
In most instances of non-finite elaboration, the Subject is left implicit, to be
presupposed from the primary clause; and it is often difficult to identify it exactly.
7.4.2 Extension
In extension, one clause extends the meaning of another by adding something new to it. What
is added may be just an addition, or else a replacement, or an alternative.
Paratactic (notation 1 + 2). The combination of extension with parataxis yields what is known
as co-ordination between clauses. It is typically expressed by and, nor, or, but. Three major
subtypes of paratactic extension, (i) addition, (ii) variation and (iii) alternation.
` (i) Addition.
One process is simply adjoined to another. Addition falls into three subtypes — (a)
‘additive: positive’ (‘and’), (b) ‘additive: negative’ (‘nor’) and (c) ‘adversative’ (‘but’ —
‘and conversely’). Paratactic additions are often accompanied by cohesive
expressions such as too, in addition, also, moreover, on the other hand.
(ii) Variation.
Here, one clause is presented as being in total or partial replacement of another.
Variation falls into two subtypes — ‘replacive’ (‘instead’) and ‘subtractive’ (‘except’).
(b) Variation. There is no finite form for replacement. For subtraction the finite
clause is introduced by except that, but (for the fact) that.
(c) Alternation. The hypotactic form of the alternative relation is if ... not (i.e. ‘if not a,
then b’, with the dependent clause typically coming first).
(ii) Non-finite. Non-finite hypotactic extending clauses cover both (a) addition and (b)
variation. Two subtypes are absent from the non-finite system: ‘negative additive’ addition
and ‘alternative’ variation. The non-finite form of hypotactic extending is an imperfective
clause; (structure a +b).
7.4.3 Enhancement
In enhancement one clause (or subcomplex) enhances the meaning of another by qualifying it
in one of a number of possible ways: by reference to time, place, manner, cause or condition.
As with extension, long sequences are more likely to be construed paratactically than
hypotactically; paratactic temporal sequences play a significant role in the construction of
event lines in narrative text and other (passages of) text where chronology is an important
organizing principle.
Paratactic (notation 1 X 2). The combination of enhancement with parataxis yields what is also
a kind of co-ordination but with a circumstantial feature incorporated into it. The
circumstantial feature is typically expressed (a) by the conjunctions then, so, for, but, yet, still;
(b) by a conjunction group with and: and then, and there, and thus, and so, and yet; or (c) by
and in combination with a conjunctive.
(i) temporal
same time(now, and), later time (and then)
(ii) spatial
same place (and there)
(iii) manner
means (and in that way, and thus)
comparison (and so, and similarly)
(iv) causal-conditional
cause: reason/purpose
(a) cause ^ effect (so, and so)
(b) effect ^ cause (for)
condition: positive (and then)
condition: negative (otherwise)
condition: concessive
7.4.3.2 Hypotactic enhancement
Hypotactic (notation 𝛼 𝑥 𝛽 ). The combination of enhancement with hypotaxis gives what are
known in traditional formal grammar as ‘adverbial clauses’. As with parataxis, these are
clauses of time, place, manner, cause, and condition. Hypotactic chains of more than two
clauses are not uncommon. Their contribution to the development of discourse is, naturally,
very different from that of paratactic chains: in a hypotactic chain, each new link in the chain
moves further away from the place in the discourse where the dominant clause is located.
Hypotactically enhancing clauses may be finite or non-finite. The non-finite are introduced
either
(a) by a preposition such as on, with, by functioning conjunctively
(b) by one of a subset of the binders — there are a few of these, such as when, which can
function also with a non-finite clause. The following are some examples of hypotactic
enhancing clauses which are finite: time, place.
(c) Manner: quality, comparison, means
(d) cause-condition: cause-reason, cause-purpose, cause-result, concession, condition:positive,
condition:negative
With a finite clause, the conjunction serves to express both the dependency (the hypotactic
status) and the circumstantial relationship. As well as simple conjunctions such as because,
when, if, and conjunction groups like as if, even if, soon after, so that, there are three kinds of
complex conjunction, one derived from verbs, one from nouns and the third from adverbs.
(a) Verbal conjunctions are derived from the imperative or from the present/active or
past/passive participle + (optionally) that: provided (that), seeing (that/how),
suppose/supposing (that), granted (that), say (that).
(b) Nominal conjunctions include in case, in the event that, to the extent that, and the +
various nouns of time or manner, e.g. the day, the moment, the way.
(c) Adverbial conjunctions are as/so long as, as/so far as, (as) much as, for example as long as
you’re here . . ., as far as I know . . ., much as I’d like to . . . (compare non-finite as well as,
which is extending not enhancing).
7.4.4 Expansion clauses that are not explicitly marked for any logical-semantic relation
Certain markers of expansion are multivalent; they can mark either elaboration and extension
or extension and enhancement. Two kinds of problem arise in analysis, one with finite the
other with non-finite clauses.
(i) A finite clause is in principle independent; it becomes dependent only if introduced by a
binding (hypotactic) conjunction.
(ii) A non-finite clause, on the other hand, is by its nature dependent, simply by virtue of being
non-finite. It typically occurs, therefore, without any other explicit marker of its dependent
status.
It is important to distinguish between the ‘tactic’ relations of parataxis and hypotaxis on the
one hand and embedding. Whereas parataxis and hypotaxis are relations between clauses (or
other ranking elements. Embedding is thus the ‘rank shift’ by which a clause or phrase comes
to function within the structure of a group. The characteristic function of an embedded
element is as Postmodifier in a nominal group, as in the above examples. Other functions are:
as Head of a nominal group (i.e. as a nominalization). The meaning of an embedded clause, or
phrase, that is functioning as an expansion is essentially to define, delimit or specify.
7.4.6 Acts
There is one further function of embedded clauses which is related to expansion in that,
although there is no Head noun (so the embedded clause itself functions as ‘Head’), the
embedded clause is the nominalization of a process. For example, [[threatening people]] will
get you nowhere. Such a clause is the name of an action, event or other phenomenon. We
have now reached a point where we can relate these clauses to their close relatives that lie
just beyond the bounds of expansion, on different frontiers.
The projecting clause is a verbal process clause, one of saying, and the projected clause
represents that which is said. In a quoting nexus the ‘tactic’ relationship, the type of
dependency, is parataxis; the two parts have equal status. The projected clause retains all
the interactive features of the clause as exchange, including the full mood potential,
vocatives and expletives, tone selections, and (textual) continuatives. The reason for this is
that the main function of the projecting clause is simply to show that the other one is
projected: someone said it.
Hence a process of thinking in a ‘mental’ clause also serves to project; the process is
typically of the ‘like’ type, but the ‘please’ type is also possible. The projected idea clause is
either an indirect statement or an indirect question; as the table indicates, different sets of
verbs are associated with these two types. In the environment of ‘mental’ projection, the
contrast between statement and question is not concerned with the speech functional
orientation of giving vs. demanding information but rather with the status of the validity of
the information.
This combination of a verbal process with ‘reporting’, although we are treating it as logically
subsequent to quoting, being arrived at by analogy with the reporting of a mental process, is
the normal way of representing what people say, in most registers of English today.
We must now turn to the projection of clauses of the ‘goods-&-services’ kind, offers and
commands, to which we gave the general name ‘proposals’.
Offers and commands, and also suggestions which are simply the combination of the two
(offer ‘I’ll do it’, command ‘you do it’, suggestion ‘let’s do it’), can be projected paratactically
(quoted) in the same way as propositions, by means of a verbal process clause having a
quoting function.
Like propositions, proposals can also be reported: projected hypotactically (1) by ‘verbal’
clauses as ‘indirect speech’ or (2) by ‘mental’ clauses as ‘indirect thought’. One central
feature they share is the mode of the projected proposal: it is ‘irrealis’, or non-actualized,
and the projecting clause represents the verbal or mental force of actualization. The mode is
reflected in the realization of the reported clause.
Quoting and reporting are not simply formal variants; they differ in meaning.The difference
between them derives from the general semantic distinction between parataxis and
hypotaxis, as it applies in the particular context of projecting.
If the reported clause is interrogative it typically shifts into the declarative; the declarative is
the unmarked mood, and is used in all clauses that do not select for mood independently,
including all dependent clauses.
Quoting and reporting are thus two distinct modes of projection, representing two degrees
of remove from the original source. In certain kinds of discourse, we find a mode of
projection that combines features of quoting and reporting. Strictly speaking it is not so
much intermediate as a blend: it has some of the features of each of the other two types.
The structure is paratactic, so the projected clause has the form of an independent clause
retaining the mood of the quoted form; but it is a report and not a quote, so time and
person reference are shifted.
The intonation pattern of free indirect speech is still further anomalous, since it follows that
of quoting and not that of reporting. This is because the projected clause still has the status
of an independent speech act.
Like the three types of expansion, both locutions and ideas can be embedded. Besides
entering into paratactic and hypotactic clause nexuses, they can be ‘rank-shifted’ to function
as Qualifiers within a nominal group.
Nouns that project belong to clearly defined classes, verbal process nouns (locutions) and
mental process nouns (ideas); they correspond rather closely to, and in many instances are
derived from, the verbs used in the projecting clause, especially the reporting ones. The
nature of the realization of the embedded clause depends on the speech functional
subcategory:
(I) Propositions
(II) Proposals.
7.5.7 Facts
Thus verbal processes, and mental: cognitive processes, project in the indicative mode
(propositions), while verbal processes, and mental: desiderative processes, project in the
imperative mode (proposals). The projecting environment may be a verbal or mental
process clause, or a (metaphorical) nominal group with a verbal or mental process noun
(locution or idea) as its Head.
(1) cases (nouns of simple fact) relate to ordinary non-modalized propositions ‘it is (the case)
that . . .’
(2) chances (nouns of modality) relate to modalized propositions ‘it may be (the case)
that . . .’
(3) proofs (nouns of indication) relate to propositions with indications, which are equivalent
to caused modalities, ‘this proves/implies (i.e. makes it certain/probable) that . . .’
Jill says something; this is a verbal event. To represent it, I use a ‘verbal’ clause Jill said, plus
a quote of her verbal act ‘It’s raining’. The two have equal status (paratactic), because both
are wordings. That is to say, both my locution Jill said and Jill’s locution it’s raining are
lexicogrammatical phenomena. Both verbal and mental acts have names, such as statement,
query, belief, doubt; and these also serve to project, with the projected clause embedded as
Postmodifier. Parallel to projected information (propositions) is the projection of goods-&-
services (proposals), which similarly may be paratactic, hypotactic, or embedded as Qualifier
to a noun. The difference in the mental processes is that propositions are projected by
cognitive processes whereas proposals are projected by desiderative ones. Such projections
may be embedded as they stand, as nominalizations — equivalent to functioning as Head.
But frequently they occur as Post-modifier to a noun of the ‘fact’ class. Whereas any clause
that is projected by another clause, verbal or mental, is either a quote (paratactic) or a
report (hypotactic, or embedded if the process is a noun), any clause that has the status
‘projected’ but without any projecting process is a fact and is embedded, either as a
nominalization serving as Head or as Postmodifier to a ‘fact’ noun serving as Head. This
includes some of those functioning in mental clauses, as mentioned above, and all
projections functioning in relational clauses.
The tone sequences 1-1, 3-1, and 4-1 are the unmarked realizations of these three
grammatical relationships, respectively. However, as is typical of such associations of
grammatical and phonological variants, the tonal patterns construe meaning of their own,
so that the tonal and structural features may be combined in any of the possible ways. Here,
as we have represented things, there are nine possibilities; and each has its own particular
nuance.