Human Nature and Kant's Theories of International Relations 36 Julie Barkley
Human Nature and Kant's Theories of International Relations 36 Julie Barkley
Human Nature and Kant's Theories of International Relations 36 Julie Barkley
Julie Barkley
nternational relations theory cannot ignore the fact that all political actions in the
I world are carried out individually and collectively by human beings. Because of this,
human nature must always be incorporated into international relations theory. Kant
theorized about the state, international relations, and war and peace, but he constantly
took human nature into account in his theories and molded these theories to accord with his
view of human nature. Kant's vision of human nature, and how it influenced his theories of
the state, international relations, and war and peace will be explained below.
Kant highlights the dual or animal/rational character of human nature. In his view, man
has two competing natures: the animal side and the rational side. 1 This conception of .
human nature forms the base on which he builds his other theories. The animal nature is the
side which people possess because they are living beings? It is the mechanical, impulse-
oriented side of human nature. It seeks the preservation of the self, reproduction, and
community with other humans with the goal of maximizing personal pleasure and
minimizing pain. In other words, the animal nature is based on sensuous impulses. 3
Because animal nature urges personal pleasure and avoids personal pain, it is inherently
self-interested, ignoring the effects of one's actions on other people. 4 This side of human
nature can never be eliminated, but it should be tamed so that natural inclinations will not
clash with each other. This can only be done through reason. 5 Rational nature is possessed
only by human beings; they are the only rational animals. 6 This side of human nature
involves the exercise of reason rather than imfulse.7 It is the exercise of reason and moral
law which distinguishes people from animals. The rational side of human nature does not
take its examples from experience (which would make its principles subjective), but rather
uses reason to derive its principles, which are called the laws of nature, or moral law,
making its principles objective and universally true. 9 The basis of moral law is that one
should never behave in such a way that his action could not be made into universal law.
From this base, all moral principles can be deduced. Io It is these principles which the
rational side of human nature urges people to obey, compelling them to act in a moral way.
All people are endowed with reason, and all can understand correct morality. 11 It is this
ability which gives all people dignity and value, regardless of whether or not they choose to
obey rational, moral law or to obey sensuous impulses, and they must therefore never be
treated simply as the means to an end. I2 People are not motivated uniquely by either their
animal or by their rational side. Each person has freedom of choice, and can decide for
themselves whether to obey their impUlses and ignore moral law, or to suppress their
inclinations and allow reason to dictate their actions. 13 However, neither side of the
individual can be completely eradicated, so while people recognize the obligatory nature of
moral laws, they are affected by sensuous desires and may be tempted to act contrary to
them. 14 Indeed, Kant believes that everyone initially chooses to obey the animal side of
themselves instead of the rational side, because the temptation to seek pleasure is so strong.
Therefore, every effort to become moral meets with resistence, hence the tendency of men
to evil (ignoring morallaw).I5 However, this temptation can be overcome. By developing
their reason, people can find the strength to oppose their impulses and act morally. It takes
effort, but it can be done. I6
Kant believes, nevertheless, that human beings were given their rational nature for a
reason, and that nature has a plan for them. 19 Reason develops through the antagonism .of
individuals. Hostility of one person for another pushes people to find new solutions to their
problems. Without this antagonism, reason would cease to' develop, simply because it
would no longer be needed. Since people naturally have this antagonism (asocial
sociability), Kant believes that the purpose of man is not to achieve happiness, but to
achieve a peaceful society. If man's ultimate purpose was to be happy, nature would not
have given him reason, since his natural inclinations would have served much better than
reason to achieve this end. 2o He believes that, by looking at history, it is evident that all
natural faculties are destined to unfold completely to their natural end, and that this will
happen with reason, too. However, this cannot happen with the individual, but only with
the species as a whole. This is so because reason, unlike natural impulses, requires
information and experience to develop. This development is a very long process, far too
long to be completed in the lifetime of a single person. However, human beings can pass
on the enlightenment and understanding that they have reached in their lifetime to the next
generation, allowing them to start the development of their reason at a higher level than the
previous generation. Over time, reason will fully develop. This will allow us to finally
control our animal impulses and be motivated solely by reason. Since it is uncontrolled
animal impulses which keep Reople from living in harmony with one another, this
development will bring peace. I It should, however, be emphasized that only general
trends , not exact instances, can be predicted. This is because each person can choose their
own actions. Yet, while pursuing their own ends, individuals unknowingly fit into larger
patterns, which can be observed and from which general predictions can be made?2
The state is based on a civic constitution, which lays out the basic rights and restrictions of
citizens within the state. The constitution protects the rights of citizens against
infringement by others, allowing them to live together in peace. The basis for a just civic
constitution must be natural law, as known through reason?5 The goal of society is to
develop a perfectly just civic constitution which allows all citizens as much freedom as
possible while protecting the rights of all. This allows people to pursue their own ends
with as little restriction as possible. It also allows for peaceful solution of conflict in
society?6 By allowing for the venting of antagonism, people are allowed to continue to
develop their reason (which is impossible without conflict) to fulfill the purpose of nature.
This reason will help them to identify and solve injustices in society, ensuring the
preservation of a just state and maintaining its vitality. The civic constitution must also
recognize the absolute equality of all citizens as possessors of reason and rationality and
give no exceptions or special rights to anyone. 27 A civic constitution which guarantees the
freedom and equality of citizen, on the basis of common law, is a republican constitution.
A perfectly just civic constitution cannot be achieved until states achieve lawful external
relations. What would be the point of working hard to develop a perfectly just civic
constitution for the purpose of ensuring domestic peace and tranquility, if the state is
constantly being forced into war? The motivation to perfect the civic constitution simply
will not exist until war ceases to be a constant threat on the international front. 28
With respect to the structure of government, it can take, in Kant's view, one of three
forms: monarchy (rule by one), aristocracy (rule by a few), or democracy (rule by all).29
Any of these forms can be either republican or despotic, depending on how they rule. 3o
Republican governments rule according to the "general will" of the people, namely they
rule according to natural law, which all people understand and know to be true through
their reason. Despotic governments ignore the law of nature and rule according to their
own individual will. Republican government must be representative. 31 This ensures
against the tyranny of the majority. If it were not representative, most of the citizens of a
state could turn against a single person or a smaller number of people, and decisions could
not really be said to be made by all of the people. 32 Therefore, representative government
guards against the tendency of people to put themselves above the law and try to change it
to suit their own needs. It ensures that reason and rationality, not animal nature, will
determine the laws. However, the problem of who is to rule the state is a very difficult one.
People need a master (or masters) because, though as rational beings they want law, as
animal beings they want to put themselves above the law. However, this master must be a
Kant stressed, therefore, the importance of law in the state. He believed that all people
have the right to live under public coercive laws to protect their rights and their property.36
This is the purpose of the law: to constrain the animal natures of individuals with the aim
of protecting the rights of every individual. These laws must be based on natural law as
determined by reason and expressed as the will of the people. In this way, the law requires
the consent of the people (at least, their theoretical consent, as the people. do not actually
have to be asked about every law). The law of the state must never be contrary to natural
law. This law identifies the rights of men, but also their duties to other people. 37 The law
should allow citizens as much room as possible to make their own decisions about how
they wish to live their lives. Under no circumstances should the state become paternalistic,
telling its citizens how to be happy. Instead, it must recognize that everyone has different
priorities and will find happiness in a different way. Because everyone has different goals
in life, the state must not impose equality of material conditions on its people, because
some people may choose the accumulation of wealth as an end, while others believe it to be
of lesser importance. Instead, the state must ensure equality of opportunity, so that any
position can be achieved by any person in the state, regardless of the condition of their
birth. This eliminates the aristocracy of the wealthy and powerful and acknowledges the
equality of all people as rational beings. 38 The law of the state must recognize the equality
of all citizens as people. Equality entails a right of coercion over. others, to eX:Rress one's
opinion and to try to convince others of it. This right is lost only through crime. 9 Equality
also requires that all men be equal before the law, with none having more or fewer rights
than others. No exceptions can be made to the law, for everyone is subject to it equally.
Even the sovereign must be subject to the same law as his subjects. 4o Laws which do not
find their immediate base in the law of reason are. also necessarily present in the state.
These laws are present to ensure the smooth functioning of the state, and cover very
specific matters, such as on which side of the street people should drive. These laws vary
from place to place, because local culture, customs, etc. may be different. However, these
laws must never be contrary to naturallaw. 41 .
Law, though it leads people to a more moral existence, cannot force them to use their
reason and become moral. The law can impose only the external form of morality, but
Kant thought that the international society of his time was still in the state of nature and
that this was far from an ideal situation. He .laid out, therefore, his own vision of a future
international society. This society would consist of a league of states, allied in their
commitment of peace, which would eventually encompass all of the states in the world.
The ultimate end of this union would· be the union of states in perpetual peace, allowing
reason to develop and giving states the opportunity to perfect their constitutions. The
development of international society is very similar in method and motives to that of the
development of the state. Before an international society can develop, people must unite
into states, which are then moral persons. These states are the actors in the formation of an
international society. Like people in the state of nature, states in the state of nature exist in
a state of war and preparation for war. Most states will be despotic, for the development of
a just civic constitution within a state requires some measure of security. As a result, the
animal nature will rule on the international field, and war will result as states try to defend
their interests at the expense of other states. No law will exist to restrict the action of
states. The result of this chaos will be fear, hostility, and distrust, just as was the result for
the individuals in the state of nature. To protect their interests, or out of sheer exhaustion
from constant war, states will form unions to give themselves security. These unions will
need to have a constitution to protect the interests of all particifoants from the others, with
the basic rights and duties of member states well defined. 0 This is similar to the
The defense of human rights and the related concept of world citizenship are, infact, key
components of Kant's vision of a future international society. When a league of nations is
formed, another international constitution should be drawn up. This constitution would not
regulate the relations of nations, however, but would instead outline the ri¥hts of
individuals when visiting or trading in nations of which they are not citizens. 6 Every
person visiting a foreign country has the right not to be mistreated. 64 He is a person of
value as a rational being, and to harm him would be an affront to natural law. As a citizen
of a common planet, every person has the right to visit and to conduct commerce in all
parts of the world without fear. Peaceful contact of people of different cultures promotes
common understanding and international peace. 6.5 However, foreigners are guests. The
territory in which they are travelling is not their own land, and apart from safety and
protection under law, they do not have the right to demand anything else of the country. As
the owners of the state, the citizens may choose to give foreigners additional rights, but
they are not required to do so. Therefore, the traveller does not have the right to settle in a
land which is not his, if the citizens of the land do not wish for him to settle there. The
people in possession of the land have their own ends, and these may for some reason
preclude certain foreigners from settling in their land. It is their right as an autonomous
people to control their own domestic affairs, including who may settle in their land. On
both the national and international level, human nature will lead to the progress of the
world. People, who live in a state, feel attached to their state, since it belongs to them. As
a result of their asocial sociability and their egotism, they feel hostile to other neibouring
states, who are more prosperous or advanced than their state is. They will try to make their
state superior to all others and more competitive, by educating their population. Residents
of other states will then do the same in their own state. In this way, nature uses the
antisocial nature of people to bring about progress. 66
The issue of war and peace, notably how to end war, is a critical topic in Kant's discussion
of international relations. In particular, the quest for perpetual peace is frequently
discussed in his works. Like other facets of international relations, the role of human
nature in the processes of war and its ending can be clearly seen. In Kant's view, the
ultimate goal of nature for the human species is eternal peace. This is the reason why
human beings have been given reason. People's animal natures cause them to act selfishly
and with hostility toward one another. People develop the state to protect themselves so
that they can live in relative safety. However, conflict cannot be suppressed, even in the
state. It is this conflict that causes reason to progress, for reason must be utilized to solve
each conflict, leaving reason a little more developed than before. War between nations will
follow the same course, with states banding together for protection and reason developing
through the solving of conflict. When reason on both the domestic and international level
Kant's long-term vision of international society is that of perpetual peace. In fact, though
war, as a means to an end, can be a constructive thing, it is also a dreadful thing. It is a
threat to justice, because it makes military concerns more important than freedom, equality,
and justice, values upheld by reason. 69 Therefore, it should be eliminated as soon as
possible. However,· hostility and fear make states unwilling to give up the state of war,
which is the natural state. 70 Even the absence of war is not a state of peace in Kant's
opInIon. The state of peace must be founded on a treaty.71 This treaty will eventually
include all states, just as the league of nations will eventually include all states.
In "Eternal Peace", Kant laid out the six basic requirements for a treaty of perpetual peace.
The first requirement is that no party must have secret reservations, planning to resort again
to war, when the situation is in their favour to do so. The signing of a peace treaty of this
nature requires that states have reached a sufficiently advanced level of reason that they
wish to eliminate the possibility of future war. A state who is not truly prepared to give up
war has not gained sufficient control over its selfish animal nature, and perpetual peace will
not be possible, as this state will continue to be a threat to other states. This condition
would produce a truce, not a peace.72 The second condition for peace is that states must
recognize each other as moral personalities with full internal and external sovereignty.
This protects the state from being given away or bought by another against the will of its
citizens, requiring them to go to war to defend it. Only when citizens are unafraid of
having another force his will on them, will they be more willing to give up their weapons. 73
The third condition of perpetual peace is that states must give up their standing armies.
Standing armies threaten other states by their mere presence, suggesting that the state is
willing to go to war. Other states will then build up their own military, both out of fear and
out of asocial sociability, which presses them to seek military superiority over other states.
Only if states commit to the elimination of these threats will all states be willing to reduce
their armaments instead of increasing them. 74 The fourth condition is that debts must not
'be contracted .in connection with foreign affairs. This reduces the amount of money
available for war, and reduces the temptation of states to use this money for war if the
opportunity should arise. If all money must come from within the state, it is the people
themselves that will have to pay through heavier taxes, and their selfish nature will lead
them to prefer peace. 75 The fifth condition is that military intervention into the domestic
affairsdf another state must be forbidden. This rule eliminates the risk of another country
invading a state, because they disagree with its internal policy. Citizens will feel more
secure in expressing their will in their own state, though other states may disagree with
them,and will be willing to make changes which are in accordance with the laws of reason.
They will also be more willing to give up their weapons, because a potential excuse for war
will have been eliminated. 76 The last condition for. perpetual peace is that war, when
conducted, must be conducted in such a way as to make future peace treaties possible. The
use of spies, assassins, and other practices which would undermine the trust of the other
party are not allowed. The undermining of this trust would produce the animal desire for
revenge, and the war could never truly end. 77
Conclusion
The analysis of Kant's theories of the state and international relations clearly shows that his
conception of human nature played an important role in their formulation. Kant never
assumes that people will always act in a selfish way, or that they will be completely
altruistic. He judges their actions based on the level of development of their reason. On
the one hand, he takes into account the permanent character of the animal sides of human
nature and its pursuit of self-interst, which tends to lead to conflictual relationships. On the
other hand, it is the quest for the solution of conflicts, that stimulates the development of
reason, hence the ability to tame man's animal side. Kant's conception of human nature
permeates his theories of the state and international relations. .T0 fully understand Kant's
reasoning behind these theories, one must grasp his perception of the dynamics and delicate
balancing of the .animal and rational forces within man.
Immanuel Kant, "Religion Within the Limits of Reason Alone", in The Philosophy ofKant: Moral and
Political Writings, ed. Carl J. Friedrich. New York: The Modem Library, 1949, p.373
2 ibid.
3 Immanuel Kant, The Doctrine of Virtue, trans. Mary J. Gregor. New York: Harper Torchbooks, 1964,
p.1O
4 Roger J. Sullivan, An Introduction to Kant's Ethics. New York: Cambridge University Press, 1994,
5 p. 10
6 "Religion Within the Limits of Reason Alone", 394
7 Immanuel Kant, "Idea for a Universal History with Cosmopolitan Intent", in The Philosophy ofKant:
Moral and Political Writings, ed. Carl J. Friedrich. New York: The Modem Library, 1949, p. 118
8 Alien Wood, Self and Nature in Kant's Philosophy. Ithaca: Cornell University Press, 1984, p.33
9 William James Booth, Interpreting the World: Kant's philosophy of history and politics. Toronto:
University of Toronto Press, 1986, p.92
10 Gregor, p. 13
11 Roger J. Sullivan, An Introduction to Kant's Ethics, (New York: Cambridge University Press, 1994),29
12 Ibid., p. 13
13 Ibid., p. 15
14 Gregor, p. 10
15 Roger 1. Sullivan, An Introduction to Kant's Ethics. New York: Cambridge University Press, 1994,
p. 35
16 Ibid .. , p. 134
17 Roger J. Sullivan, Immanuel Kant's Moral Theory. New York: Cambridge University Press, 1989, p. 45
18 "Idea for a Universal History with Cosmopolitan Intent", p. 120
19 Ibid .. , p. 125
20 Booth, William Interpreting the World, op. cit., p.78
21 Ibid., p., 103
22 "Idea for a Universal History with Cosmopolitan Intent", p. 118
23 Ibid., p. 117
24 Friedrich Paulsen, Immanuel Kant: His Life and Doctrine. New York: Frederick Ungar Publishing Co.,
1963, p. 348
25 Hans Saner, Kant's Political Thought, trans. E. B. Ashton. Chicago: University of Chicago Press, 1973,
p.40
26 Immanuel Kant, "Metaphysics of Morals", in The Philosophy of Kant: Moral and Political Writings, ed.
Carl J. Friedrich. New York: The Modem Library, 1949, p. 148
27 "Idea for a Universal History with Cosmopolitan Intent", p. 121
28 lmmanuel Kant, "Concerning the Common Saying: This may be true in theory but does not apply in
practice", in The Philosophy of Kant: Moral and Political Writings, ed. Carl J. Friedrich. (New York:
The Modem Library, 1949, p. 416
29 Booth, William Interpreting the World, op. cit., p. 106
30 Ibid., p. 143
31 Charles W. Hendel, The Philosophy ofKant and Our Modem World. New York: The Liberal Arts
Press, 1957, p. 117
32 Immanuel Kant, "Eternal Peace", in The Philosophy of Kant: Moral and Political Writings, ed. Carl J.
Friedrich. New York: The Modem Library, 1949, p. 440
33 Charles Covell, Kant and the Law of Peace. New York: St. Martin's Press, Inc., 1998, p. 66
34 . "Idea for a Universal History with Cosmopolitan Intent", p. 123
35 Immanue.l Kant, The Philosophy of Law: An Exposition of the Fundamental Principals of the Science of
Right, trans. W. Hastie. Clifton: Augustus M. Kelley Publishers, 1974, p. 172
36 Roger J. Sullivan, An Introduction to Kant's Ethics. New York: Cambridge University Press, 1994,
p. 18
37 "Concerning the Common Saying: This may be true in theory but does not apply in practice", p. 415
38 "Metaphysics of Morals", p. 148
39 "Concerning the Common Saying: This may be true in theory but does not apply in practice", pp.416-
417
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