Smart Cities, Transparency, Civic Technology and Reinventing Government
Smart Cities, Transparency, Civic Technology and Reinventing Government
Smart Cities, Transparency, Civic Technology and Reinventing Government
1 Introduction
This chapter looks at the interaction between the smart city movement, civic
technology and the gradual reinvention of public administration. Civic technology
is an emerging movement that promises to span the gap between smart cities and
traditional public management.
Through civic technology, businesses, nonprofits and civic associations are
transforming government from the outside and changing communities, all within
the context of smart cities and the smart cities movement. The chapter looks at the
civic technology movement, the growth of civic hacking and other civic technology
practices, open civic data and the creation and repurposing of a wide range of
technology.
Communities throughout the world face a number of challenges that threaten
their viability and the sustainability. While we are concerned with smart cities in
particular, these challenges have an impact of communities of all sizes and types.
Lack of community solidarity is an issue in many communities as the social capital
deficit continues to play out (Putnam 2000). Many communities face issues of
financial revenue decline, taxation issues and an inability to provide critical local
services. Communities also face the inability to deal with larger interests from state
and national government and big business. In the face of these issues, emerging
technology provides a potential solution to the problem. Technology can help
address these issues but is often outside the capacity of local government. There is,
however, hope.
Over the past decade, businesses, nonprofit organizations and citizen groups
have come up to the plate using technology to build their communities, improve
government and resist outside forces. Organizations that are part of the civic
technology movement (such as Code for America and the Knight Foundation), civic
hackers and hackathons (Johnson and Robinson 2014; Stepasiuk 2014; Baraniuk
2013; McNutt and Justice 2016), technology enhanced local organizing groups, and
other nonprofit actors are changing the face of communities (see Living Cities
2012; Hébert 2014; Baraniuk 2013; Goldstein and Dyson 2013).
The chapter has four parts. First, we will discuss the smart city movement. This
brief section will provide context for the overall argument. Second, the civic
technology movement will be presented and carefully differentiated from related
concepts in technology. Third, we will present civic technology as a conceptual
bridge between smart cities and traditional public administration. Our final sections
examine how changes in these three areas in interaction could revolutionize the
future of each of the enterprises, discuss how the expected skill set of public
managers may change, and offer conclusions.
The 21st century city is connected “not by road networks but by digital networks”
(Townsend 2013, p. 7). It is characterized by mobile capital, a global workforce,
grids, and telecommunications infrastructure that serve as a spatial fix (Harvey
2001). That is, the geographically bound city that was defined primarily by its built
environment has been replaced by a floating city. Some fear that this means that
cities will be abstracted from social and cultural ties, their built environment ren-
dered obsolete, and their overall existence undermined by technology (Greenfield
2013). That is, “We are headed for the death of cities, which are nothing more than
leftover baggage from the industrial era” (Mitchell 1999, p. 157). But although
cities today face a unique set of physical, technological, demographic, social,
cultural, environmental, and economic challenges, instead of withering away, they
have the potential to become symbiotic environments of place and cyberspace
(Townsend 2013, p. 6).
The term “smart city” is used to encapsulate responses to these challenges
(Chourabi et al. 2012). “Smart city” also conceptually mediates the tensions
between the city that is grounded as a physical entity and the city that floats as a
networked part of a global system. At the core of the smart city is its use of
information and communication technologies (ICT). However, a smart city is more
than a digital city or intelligent city (Al Waer and Deakin 2011). It is broader in
scope than the use of technology alone (Hollands 2008). There are normative goals
for process and outcomes. A smart city is one where “investments in human and
social capital and traditional (transport) and modern (ICT) communication
Smart Cities, Transparency, Civic Technology … 21
infrastructure fuel sustainable economic growth and a high quality of life, with a
wise management of natural resources, through participatory governance” (Caragliu
et al. 2011, p. 70). That is, ICT should play a role in both hard (e.g., buildings,
energy grids, mobility etc.) and soft domains (e.g., education, inclusion, govern-
ment) (Neirotti et al. 2014). This definition highlights that the use of technology in
itself will not be transformative—that governments will have to make concurrent
investments in the built environment and those who inhabit it.
Indeed, Albino et al. (2015) refer to citizens as the “protagonists” of the smart city.
When smart cities place a premium on smart citizens, they emphasize creativity,
education, and learning. When this emphasis is realized and nurtured, smart cities
become the center of higher education, better-educated individuals, and skilled
workforces (Winters 2011). In order to promote creativity, education, innovation,
and learning, however, smart cities should be governed by smart governments that
remove barriers to participation, knowledge, and services. Access to knowledge and
services will help build intellectual, social, and human capacities. This in con-
junction with the facilitation of civic participation will allow governance to be
citizen-centric and citizen-driven (Albino et al. 2015). When citizens are able to
fully participate in governance, it results in sustained interaction and partnership
between citizens and their government. This further creates a smart community
where collaborative governance affords better opportunities to tackle wicked
problems (Meijer et al. 2015). As Caragliu et al. (2011) definition of smart cities
suggests, ICTs, then play a central role in building human and social capital and
promoting participatory governance.
Even so, there are concerns that the term “smart city” is often used in a cursory
manner and as a marketing ploy (Caragliu et al. 2011); that smart cities are built for and
by business rather than people (Greenfield 2013); that they are a new form of
panopticon; that they might obfuscate democracy and engagement; that they might
widen inequities in terms of who has access to information and the quality of infor-
mation that is accessible (David et al. 2015); and that they might be “economically
polarized, and socially, culturally, and spatially divided” (Hollands 2008, p. 312).
The concerns articulated above might be alleviated in the following ways: first, by
reiterating that smart cities are more than the ICTs that form their core—that is,
22 N. David et al.
smart cities should be smarter (David et al. 2015). To do this, scholars have
deconstructed the concept of the smart city and offered several comprehensive ways
of reconstructing it. Chourabi et al. (2012) suggest that successful smart cities focus
on at least eight factors. These are management and organization; technology;
governance; policy; people and communities; the economy; built infrastructure; and
the natural environment. Similarly, Lombardi et al. (2012) propose that smart cities
have six key dimensions: a smart economy; smart mobility; smart environment;
smart people; smart living; and smart governance. These factors and dimensions
form the basis of sustainability: the balance of environmental, economic, and equity
goals (Campbell 1996; Marsden 2008), as articulated in Caragliu et al. (2011) smart
city definition.
Second, by emphasizing that smart cities are built around the intelligence
function: the creation, accumulation, consolidation, and liberalizing of knowledge.
Knowledge would be collected from a variety of sources and disseminated to
variety of sources (David et al. 2015). This is self-reinforcing. Citizens, as part of
the knowledge network would be well informed and in turn would also serve as
knowledge creators. That is, ICT investments have the potential to support trans-
parency, and in doing so can foster mutual learning by citizens and decision
makers, ensure decision makers are accountable to citizens, and promote partici-
pation of citizens in governance. Mutual learning is facilitated by two types of
transparency [as distinguished by Heald (2006)]. “Inwards” transparency would
facilitate citizen’s knowledge of decision makers’ actions and “outwards” trans-
parency would facilitate decision makers’ knowledge of citizens’ needs and
expectations (David et al. 2015).
ICT supports transparency by making it easier for government to make large
quantities of data and information (e.g., budgets, meeting minutes, and plans)
available to citizens; for citizens to consume this information when and where they
choose (e.g., streaming city council meetings from the comfort of their home); and
for citizens to communicate with their government and each other (e.g., surveys,
discussion boards, and social media). The cumulative impact of this knowledge
circuit is that both citizens and decision makers are informed and the feedback from
citizens to government and government to citizens would truly be a loop. This
symbolizes truly participatory and collaborative governance by signaling a “shift in
the balance of power between…business, government, communities and the ordi-
nary people who live in cities” (Amin et al. 2000 as cited in Hollands 2008, p. 315).
Third, by underscoring the importance of interaction in the quest for participa-
tory governance. That is, communication must not be unidirectional. Citizens must
also not be passive recipients of information. Rather, communication should be
two-way, interactive, and should allow opportunities for citizens to influence public
policy decisions (see Arnstein 1969; Greitens and Strachan 2011; Reece 2006).
McMillan (2002) offers four categories of cyber-interaction: monologue, feedback,
responsive dialogue, and mutual discourse. Monologue is unidirectional (e.g.,
information provision). Feedback is one-way communication with limited oppor-
tunities for responses (e.g., e-mail). Responsive dialogue is asymmetric two-way
Smart Cities, Transparency, Civic Technology … 23
Civic technology is a nascent movement that has the potential to assuage concerns
about where smart cities might fall short, and help smart cities attain the highest order
of holistic, knowledgeable, and interactive participation by opening up possibilities
for fundamental changes in the working relationships among city governments,
citizens, and civic organizations. Civic technology goes beyond more familiar forms
of transparency, citizen engagement, and service-quality management by making
synergistic use of contemporary ICTs, open civic data, and civic and service apps to
support innovative practices that potentially could render permeable or even partially
dissolve the boundaries of government organizations. In this sense it represents a
possibly disruptive innovation with the potential to be qualitatively different from,
rather than just an evolutionary extension or outgrowth of, late-twentieth century
reform movements such as the New Public Management (NPM) or Reinventing
Government (Behn 2001; Kettl 2000; Osborne and Gaebler 1992).
In normative, aspirational terms, civic technology may be defined as, “The use of
digital technologies and social media for service provision, civic engagement, and
data analysis [in ways that have] the potential to transform cities and the lives of
their low income residents” (Living Cities 2012, p. 3). In descriptive, measurable
terms, civic technology may be defined as,
a set of collaborative practices that local governments and external stakeholders pursue in
order to engage citizens and civic groups in jointly developing and using ICT tools and
applications that make use of open civic data to improve service delivery. (McNutt et al.
2016, p. 168)
24 N. David et al.
McNutt et al. (2016) anchored their descriptive definition in the collaborative civic
practices that distinguish participatory, more or less developmental (adopting here
the protective- vs. developmental-democracy typology of Held 2006) uses of open
data and ICT innovations from elite-managed protective approaches. At the same
time, the established phenomenon of the digital divide, and the current nature of
civic-technology collaborations as primarily involving collaborations between
governmental elites and elite technorati, indicate that truly broad and deep, inclu-
sive development of citizen capacities is not a realistic expectation for the
civic-technology movement in the short-term. It is an open question at present how
and to what extent practitioners of civic technology are in fact concerned with
developmental goals as much as with technical efficiency and protective goals.
Organizations and individuals involved in the emerging civic technology
movement include the Knight Foundation, Code for America, the Sunlight
Foundation, the Open Knowledge Foundation, and a host of local hacktivists and
community organizers. Although arguments for civic technology as a distinctive
practice are not widely couched in the language of explicitly political transfor-
mation, even the language of the Living Cities (2012) definition does indicate that
some type of transformative change is sought. Indeed, many of the leaders of local
Smart Cities, Transparency, Civic Technology … 25
As the definition offered by McNutt et al. (2016) indicates, the three major elements
of civic technology are (1) open civic data, (2) the technological applications that
facilitate multi-directional sharing of information among stakeholders inside and
outside of government organizations, and most critically (3) the collaborative
practices that make use of data and technological tools to transform the processes
and outcomes of local governance. Empirical research in the U.S. suggests that
while some aspects of civic technology are becoming commonplace there, much of
the movement’s potential has not yet been fully realized. As could be expected in
the case of a still-developing movement, the most potentially transformative aspects
of each element of civic technology are as yet not very widely or fully developed.
26 N. David et al.
organizations, there are many nonprofits that make extensive use of technology.
This can operate well within the civic technology world. Organizations like Code
for America are nonprofits. The ability to incorporate virtual groups of citizens is
critical. Civic technology also brings in the business sector. Smart businesses, start
up efforts and so called Unicorns will see the advantages of civic technology.
What civic technology ultimately does is to blur the boundaries of the three
sectors by allowing the reinventing of government from the outside.
Representatives of both the nonprofit and business sector are partnered with gov-
ernment to create new technology based applications. These technologies are the
government to a wide range of citizens. This continues a process that began many
years ago.
The dividing lines between the three sectors were at one time formidable.
Anything more than casual interaction was difficult, even impossible. In the 1980s,
that began to change. Nonprofit health and welfare organizations began to accept
purchase of services contracts from government under the label of privatization
(Smith and Lipsky 1993). At the same time, outsourcing to business began in
earnest. Three decades later, quite a bit of formally government activity has been
contracted out, outsourced or coproduced. Businesses and nonprofits fight our wars,
run our prisons and heal our children. As Kettl (2008) notes, contracting creates
problems of control.
While privatization changes the size of government, it doesn’t really change the
internal workings of government. Civic technology has that potential. By involving
a wide range of users in reinventing government it might move the needle a bit
further toward the point where government and the community merge. This should
be seen against our movement toward an information society.
Most of our understanding of the three sectors is based on our experience with
the way the sectors developed in industrial era. While some of this is based on the
Agrarian period, very little takes into account the changes that have and well occur
as our information society evolves (see McNutt and Hoefer 2016). Postindustrial
government will be different. Equally, nonprofit organizations and voluntary action
will change. The industrial model tends toward bricks and mortar nonprofits with an
occasional nod to unincorporated associations combined with government based on
a similar set of concepts. Years ago historian Lubove (1965) explored how non-
profit social agencies were organized along the lines of a factory.
The same can be said about conceptions of government, particularly as they are
identified in public administration. Early management theory owed much to the
writer of industrial management.
Since the 1970s, the industrial model has given way to an emergent information
society (McNutt and Hoefer 2016). This transition reenvisions some of the basic
assumptions behind how the sectors ought to be organized and what type of
activities and organizations should be in it. It is against this backdrop that civic
technology emerges as a postindustrial force to change government, nonprofits and
communities.
Smart Cities, Transparency, Civic Technology … 29
Civic technology is a small movement that offers large promises for both rein-
venting government and changing the nature of government-community relation-
ships. It also comes at a time when online political action and the development of
virtual life are beginning to show strength. Civic technology illustrates the potential
of civic action to change government in important ways. It also signals that in some
respects, the dividing lines between government and the community and nonprofits
and the government is going to shift. We envision a progression similar to what is
depicted in Fig. 1.
We start with a firm set of divisions between the sectors. In this nice, orderly
world you know where you stand and what your responsibilities are. Caring fac-
tories interact with governing factories. This orderly world is more of an ideal type
than a reality. There were always substantial interactions between the sectors.
The next phase reflects the blurring that was discussed above. The structure
begins to erode because of government policy, a changing economy and a changed
set of social values. Devolution and privatizations are the driving forces here, but
might reflect larger changes in society.
The final phase portrays what could happen as movements like civic technology
chip away at the established order. With online civic and political participation,
virtual and leaderless organizations and a host of other innovations we can
encourage a situation where interaction between government, nonprofits and the
commercial sector is more organic and more positive.
We call this third phase “soup”. This means that nonprofits come together with
citizens, government, and commercial organizations in creating community. Each
participant adds their unique contribution to the community. This might lead to
another round of changes in the nonprofit sector as bricks and mortar nonprofits are
replaced by virtual organizations and ad hoc action groups as it becomes evident
that there are real economies to be had. While we will always need more traditional
organizations with physical presences to address some issues, virtual organizations
Blurred
Soup
30 N. David et al.
and individual action can perform many of the tasks that traditional organizations
now perform. Economic models like the sharing economy might also fit in here and
some of the elements (such as civic crowdfunding) are already included.
At this point, civic technology and smart cities could conceivably create a
system where all components of the modern city can work together. This would
substitute a network for the factory of old. This does not mean that there would be
no structure, and it also doesn’t mean that older forms of public organizations won’t
survive in some arenas. While networks effectively address a wide variety of issues,
other issues require different forms of organization. We might therefore expect to
see a mixed economy of networks and traditional organizations.
Running a network is different from running a factory (Dunleavy et al. 2006). Much
of the public management approach originally depended on theory that was
developed for industrial organizations. Hierarchy, scalar chain, departmentalization
and so forth are artifacts of those earlier times. This is replaced by how to leverage
common pool resources in an effort to build communities.
Current approaches to change government differ from civic technology.
The NPM and Reinventing models of reform call for making full use of available
data and ICT to support improved service efficiency, transparency, and account-
ability, but they do so based upon a primarily managerial, principal-agent outlook
that accepts the government organization as the basic focus of governance decision
making and service delivery. If elected and civil-service managers were simply
allowed to manage and innovate, and held accountable for managing efficiently and
effectively, the argument goes, public services and governmental functions with a
clear focus on expressly stipulated performance goals and measured results, they
could deliver those results more efficiently and effectively.
These models thus relied, at least implicitly, on a more protective than devel-
opmental model of democracy (as distinguished by Held (2006)): one in which the
purpose of popular control and the institutions of representative government is
primarily to preserve and protect the material rights and interests of citizens. Here
the role of citizens is that of consumers of services. Citizens as principals engage
managers as agents to deliver public services and maintain order, using what the
managers deem to be the most appropriate tools and techniques. ICTs and
e-government can enhance managerial accountability and efficiency of adminis-
tration in such a system, by rendering their administration of public affairs more
transparent, but no more fundamental transformation of traditional government
institutions or traditional managerial models of public organizations is called for.
By contrast, the radical idea behind the civic technology movement is its use of
twenty-first-century ICT tools and the new modes of social interaction those tools
facilitate to break down the boundaries between local government organizations
and the constituencies they serve. This serves an espoused collaborative vision that
Smart Cities, Transparency, Civic Technology … 31
6 Conclusions
Information technology and the emerging information society offer us a future that
includes both wonderful vistas and horrible visions. They potentially can bring us
the capacity for knowledge, communication, and sharing, as well as terror, expo-
sure, and disaster. The same technology that can support a person, destroy a dic-
tator, and create a sharing community can also bring cyberbullying, identity theft,
and online terrorism.
The civic technology movement provides a fascinating opportunity to examine
how a technology-led movement can affect the nonprofit sector. Civic technology
could involve nonprofits in building government that that is representative,
responsive and collaborative. It could support traditional nonprofits and engender
the development of a healthy and robust civic and political engagement.
When the civic technology movements combined with the smart cities move-
ment even more exciting developments are possible. Communities are empowered
to address their problems, meet the needs of their citizens and use the gifts that
technology offers in important ways.
It can also mean that community is the locus for considering the future of public
management. We look at the organizations and ignore the many other possibilities.
There are emerging organizational forms that will frustrate existing theory. While
there is a substantial literature on virtual organizations, where do they end and other
types of organizations begin? The quasi business quasi nonprofit organizations that
32 N. David et al.
interest some scholars are relatively tame by comparison with the potential of the
nonprofit sector in cyberspace.
On balance, we could see this as simple procurement or, even worse, a
manipulative attempt to capitalize on the altruism of the technology community.
Worse yet, it could become something to control and regiment civic engagement.
On the other hand, civic technology could create the opportunity for civil unrest.
Tools like Fix My Street have the power to underpin political unrest and open data
could be useful in the hands of activists.
Without civic technology, many of the things that have been discussed in this
chapter will happen anyhow. The availability of technology, changing social
structure and societal values and the global information economy will change
government in important ways.
Transitions are always difficult and this one will not be different. We may wind
up with a very bad soup, where services are not delivered and trust in government
declines. On balance, we may see a new age where government and citizens work
hand in hand and the best wishes of our public service forefathers are realized.
While technology may be neutral, human nature is not. Any tool that is useful to
government or philanthropy can easily be used by terrorists and tyrants. In the
context of the smart city movement, civic technology can be a potent force for
change.
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