Hearing Loss and Dementia
Hearing Loss and Dementia
Hearing Loss and Dementia
Objective: To determine whether hearing loss is asso- Main Outcome Measure: Incident caces of all-cause
ciated with incident all-cause dementia and Alzheimer dementia and AD until May 31, 2008.
disease (AD).
Results: During a median follow-up of 11.9 years, 58 cases
Design: Prospective study of 639 individuals who un- of incident all-cause dementia were diagnosed, of which
derwent audiometric testing and were dementia free in 37 cases were AD. The risk of incident all-cause dementia
1990 to 1994. Hearing loss was defined by a pure-tone increased log linearly with the severity of baseline hearing
average of hearing thresholds at 0.5, 1, 2, and 4 kHz in loss (1.27 per 10-dB loss; 95% confidence interval, 1.06-
the better-hearing ear (normal, ⬍25 dB [n = 455]; mild 1.50). Compared with normal hearing, the hazard ratio
loss, 25-40 dB [n=125]; moderate loss, 41-70 dB [n=53]; (95% confidence interval) for incident all-cause dementia
and severe loss, ⬎70 dB [n = 6]). Diagnosis of incident was 1.89 (1.00-3.58) for mild hearing loss, 3.00 (1.43-
dementia was made by consensus diagnostic confer- 6.30) for moderate hearing loss, and 4.94 (1.09-22.40) for
ence. Cox proportional hazards models were used to severe hearing loss. The risk of incident AD also increased
model time to incident dementia according to severity with baseline hearing loss (1.20 per 10 dB of hearing loss)
but with a wider confidence interval (0.94-1.53).
of hearing loss and were adjusted for age, sex, race, edu-
cation, diabetes mellitus, smoking, and hypertension.
Conclusions: Hearing loss is independently associated
with incident all-cause dementia. Whether hearing loss
Setting: Baltimore Longitudinal Study of Aging. is a marker for early-stage dementia or is actually a modi-
fiable risk factor for dementia deserves further study.
Participants: Six hundred thirty-nine individuals aged
36 to 90 years. Arch Neurol. 2011;68(2):214-220
T
HE PREVALENCE OF DEMEN- pertension.4 Some researchers have also
tia is projected to double suggested that hearing loss, by reducing
every 20 years such that by stimulatory input and hampering social in-
2050, more than 100 mil- teraction, may be associated with demen-
lion people or nearly 1 in 85 tia,5,6 but, to our knowledge, this hypoth-
Author Affiliations: persons will be affected worldwide.1,2 The esis has never been prospectively studied.
Department of devastating impact of dementia on af- Given the growing number of people with
Otolaryngology–Head and Neck fected individuals and the burden im- hearing loss7 and the array of technologi-
Surgery, The Johns Hopkins posed on their families and society has cal interventions currently available for au-
School of Medicine (Dr Lin),
made the prevention and treatment of de- ral rehabilitation, understanding whether
Center on Aging and Health,
Johns Hopkins Medical mentia a public health priority. Interven- hearing loss is a risk factor for dementia
Institutions (Dr Lin), tions that could merely delay the onset of is important. We performed the present
Longitudinal Studies Section, dementia by 1 year would lead to a more study to investigate the prospective asso-
Clinical Research Branch, than 10% decrease in the global preva- ciation of hearing loss with incident de-
National Institute on Aging lence of dementia in 2050. 3 Unfortu- mentia within the cohort of the Balti-
(Drs Metter and Ferrucci), and nately, there are no known interventions more Longitudinal Study of Aging (BLSA).
Departments of Neurology and that currently have such effectiveness.
Medicine, Johns Hopkins Epidemiologic approaches have fo-
Bayview Medical Center METHODS
cused on the identification of putative risk
(Dr O’Brien), Baltimore,
factors that could be targeted for preven- SUBJECTS
Maryland; and Laboratory of
Behavioral Neuroscience, tion based on the assumption that demen-
Intramural Research Program, tia is easier to prevent than to reverse. Can- Subjects were participants in the BLSA, an on-
National Institute on Aging, didate factors include low involvement in going prospective study of the effects of aging
Bethesda, Maryland leisure activities and social interactions, that was initiated in 1958 by the National In-
(Drs Resnick and Zonderman). sedentary state, diabetes mellitus, and hy- stitute on Aging.8 The BLSA cohort consists of
DIAGNOSIS OF DEMENTIA
Figure 1. Selection of participants for study inclusion. AD indicates
The protocol for adjudication of dementia in the BLSA has been Alzheimer disease; Blessed Test, Blessed Information Memory Concentration
used continuously since 1986 and has been described previ- Test; and BLSA, Baltimore Longitudinal Study of Aging.
ously.9 Participants 65 years or older underwent a complete neu-
rological and neuropsychological examination using a stan- OTHER COVARIATES
dard battery of tests. Participants younger than 65 years first
underwent screening with the Blessed Information Memory Con- A diagnosis of diabetes mellitus was based on a fasting glucose
centration Test and underwent further examination if they made level of more than 125 mg/dL (to convert to millimoles per liter,
3 or more errors. Dementia diagnosis was established during a multiply by 0.0555), a pathologic oral glucose tolerance test re-
multidisciplinary consensus diagnostic conference using the Di- sult, or history of a physician diagnosis plus treatment with oral
agnostic and Statistical Manual of Mental Disorders (Third Edi- antidiabetic drugs or insulin. The diagnosis of hypertension was
tion Revised) for diagnosis of dementia10 and the National In- based on a systolic blood pressure of greater than 140 mm Hg
stitute of Neurological and Communicative Disorders and and/or diastolic blood pressure of at least 90 mm Hg or treat-
Stroke–Alzheimer Disease and Related Disorders Association ment with antihypertensive medications. Race (white/black/
criteria for diagnosis of Alzheimer disease (AD).11 If partici- other), education (in years), smoking status (current/former/
pants were determined to have clinically significant cognitive never), and hearing aid use were based on self-report.
decline (typically memory) but did not meet criteria for de-
mentia, they were classified as having suspected dementia, which
corresponds to the current diagnosis of mild cognitive impair-
STATISTICAL ANALYSES
ment.12 Participants initially underwent evaluation for demen-
Baseline characteristics of cohort members were compared using
tia every 2 years during their routine BLSA follow-up visits. In
1-way analysis of variance for continuous variables and 2 or
1997, follow-up was shifted to a sliding-scale schedule to re-
Fisher exact test for categorical variables. Cox proportional haz-
duce participant burden and improve data collection. Partici-
ards models were used to study time to incident all-cause de-
pants older than 80 years were examined annually; those aged
mentia or AD. Participants not diagnosed as having dementia
60 to 80 years, biennially; and those younger than 60 years,
were censored at the time of their last negative cognitive evalu-
every 4 years.
ation finding. Time-on-study (ie, time of entry into the base-
line study cohort) was used as the time scale with the excep-
AUDIOMETRY tion of 1 model that used age as the time scale.
All Cox models included covariates of sex, age, race, edu-
Audiometry was performed in the BLSA from 1958 to 1994. cation, diabetes, smoking, and hypertension. Diabetes and hy-
During the entire period from 1990 through 1994, when the pertension were included as covariates in the analysis because
baseline evaluation for this analysis was performed, hearing they have been found to be risk factors for dementia.4 Addi-
thresholds were measured using an automated testing device tional models included baseline Blessed scores (residual vari-
(Audiometer Model 320; Virtual Equipment Co, Portland, Or- ability in cognition after definition of the baseline cohort) and
egon) in a soundproof chamber under unaided conditions. A hearing aid use. All covariates were treated as time-constant
pure-tone average (PTA) of air conduction thresholds at 0.5, variables. Cox model proportionality assumptions and the lin-
1, 2, and 4 kHz was calculated for each ear, and the PTA in the ear association between hearing loss and dementia were tested
better-hearing ear was used for subsequent analyses because using the Schoenfeld residuals method.13 To examine the graphi-
that ear would be the principal determinant of hearing and cal association between hearing threshold and dementia, we used
speech perception ability on an everyday basis. We used the a smoothing spline for the hearing threshold and age in the Cox
PTA in decibels as both a continuous variable and a categori- proportional hazards model.14 A locally weighted scatterplot
cal variable defined by the following commonly used levels of smoother (loess smoother) was then applied to the exponen-
hearing loss: normal (⬍25 dB), mild loss (25-40 dB), moder- tial of the partial residuals derived from the hazards model against
ate loss (41-70 dB), and severe loss (⬎70 dB). Before 1990, au- the hearing threshold. A bootstrap procedure was used to gen-
diometric testing was performed using a Bekesy audiometer (GSI erate 10 000 data sets that were then used to estimate the 95%
1701; Grason Stadler, Littleton, Massachusetts), and these data confidence interval (CI) for the loess smoother. Analysis of hear-
were used in analyses of prebaseline hearing trajectories. ing loss trajectories before baseline was performed using a ran-
a Hearing loss is defined by the pure-tone average (PTA) of 0.5, 1, 2, and 4 kHz, with tones presented by air conduction in the better-hearing ear. A PTA of less
than 25 dB indicates normal hearing; 25 to 40 dB, mild loss; 41 to 70 dB, moderate loss; and greater than 70 dB, severe loss. Unless otherwise indicated, data are
expressed as number (percentage) of participants. Percentages have been rounded and might not total 100.
b Data on hearing aid use were missing for 72 individuals. Participants with hearing aid use data per hearing loss category included 393 with normal hearing,
118 with mild loss, 50 with moderate loss, and 6 with severe loss.
dom effects analysis and adjusted for age. Population- Independent of age, in the 15 years before baseline
attributable risk (PAR) was calculated using the following assessment (520 participants with 2678 observations),
equation15: participants who later developed incident dementia ex-
PAR=(Pexposed([R–1])/(1⫹Pexposed[RR–1]), perienced an average PTA loss of 0.52 dB/y (95% CI, 0.34-
0.70 dB/y) compared with 0.27 dB/y (0.21-0.33 dB/y) in
where Pexposed was the prevalence of baseline hearing loss of at those who did not develop dementia.
least 25 dB and RR was the rate ratio (hazard ratio [HR]) of In Cox proportional hazards models adjusted for sex,
dementia risk associated with hearing loss. Participants with age, race, education, diabetes, smoking, and hyperten-
missing data were excluded from analyses; this represented sion (base model), the excess risk of incident dementia per
less than 0.2% of the study sample (1 participant) for all
10 dB of hearing loss was 1.27 (95% CI, 1.06-1.50)
analyses except for analyses incorporating hearing aid use,
in which there were more extensive missing data (typically (Table 3). The risk of incident dementia became evi-
among normal-hearing participants who did not respond). dent for hearing loss of greater than 25 dB and thereaf-
Significance testing for all analyses was 2 sided with a type I ter increased log linearly with more severe loss
error of .05. The statistical software used was a free available (Figure 2). This association remained significant after
software environment (R, version 2.9.1; http://www.r-project censoring participants who developed dementia within
.org). a 2-, 4-, or 6-year washout period from baseline (P=.008,
P =.003, and P=.04, respectively).
RESULTS Confirmatory analyses from models including base-
line Blessed error score (to account for baseline cogni-
Baseline demographic characteristics of participants by tive function) or models using age as the time scale rather
hearing loss category are presented in Table 1. In gen- than time-on-study (to account for residual confound-
eral, participants with greater hearing loss were more likely ing between age and hearing loss) produced virtually un-
to be older, male, and hypertensive. Blessed scores did changed findings (cf Table 3). Restricting the analytical
not differ by hearing loss category (P=.08), although the cohort to participants 65 years or older at baseline
range of errors was narrow (0-3) because participants with (n=315) or excluding participants at baseline with a his-
more than 3 errors were excluded from the study cohort tory of stroke or transient ischemic attack (n=19) also
at baseline. did not substantially change the main findings (Table 3).
Baseline covariates associated with an increased risk There was no evidence to suggest that self-reported hear-
of incident all-cause dementia are hearing loss, age, hy- ing aid use was associated with a reduction in dementia
pertension, hearing aid use, and Blessed score (Table 2). risk (HR, 0.97; P =.92).
No No. of P
Dementia Dementia Univariate Model Participants HR (95% CI) a Value
(n=581) (n=58) HR (95% CI)
Base b 638 1.27 (1.06-1.50) .008
Hearing loss, mean (SD), 18.8 (13.9) 32.6 (17.0) 1.1 (1.0-1.1) c Base and Blessed 638 1.24 (1.04-1.48) .01
PTA b Information Memory
Hearing loss d Concentration Test score
Normal 435 (74.9) 20 (34.5) 1 [Reference] Base with age as time scale 638 1.29 (1.08-1.53) .005
Mild 104 (17.9) 21 (36.2) 4.9 (2.6-8.8) Base and hearing aid use 566 1.33 (1.07-1.64) .008
Moderate 38 (6.5) 15 (25.9) 12.1 (6.2-23.9)
Severe 4 (0.7) 2 (3.4) 21.9 (5.1-94.2) Abbreviations: CI, confidence interval; HR, hazard ratio.
Male sex 327 (56.3) 33 (56.9) 1.1 (0.6-1.8) a Hearing loss is defined by the pure-tone average of hearing thresholds at
Age, mean (SD), y 62.2 (12.3) 78.3 (6.4) 1.2 (1.2-1.2) 0.5, 1, 2, and 4 kHz, with tones presented by air conduction in the
Race better-hearing ear.
b Base model covariates include sex, age, race, education, diabetes
White 523 (90.0) 57 (98.3) 1 [Reference]
mellitus, smoking, and hypertension.
Black 51 (8.8) 1 (1.7) 0.2 (0.02-1.2)
Other 7 (1.2) 0
Education, mean (SD), y 16.5 (3.0) 16.6 (3.0) 1.0 (0.9-1.1)
Diabetes mellitus 84 (14.5) 11 (19.0) 1.6 (0.9-3.0) 12
Smoking
Current 20 (3.4) 1 (1.7) 1 [Reference]
Former 333 (57.3) 34 (58.6) 2.3 (0.3-17.0) 10
Never 228 (39.2) 23 (39.7) 2.1 (0.3-15.3)
Hypertension 286 (49.2) 41 (70.7) 2.9 (1.7-5.2)
Hearing aid use e 47 (9.2) 16 (30.2) 5.3 (2.9-9.6) 8
Blessed Information
Memory Concentration
Hazard
Test score 6
0 338 (58.2) 23 (39.7) 1 [Reference]
1 140 (24.1) 19 (32.8) 2.1 (1.2-3.9)
2 64 (11.0) 13 (22.4) 2.8 (1.4-5.6) 4
3 39 (6.7) 3 (5.2) 1.2 (0.4-4.1)
2
Abbreviations: CI, confidence interval; HR, hazard ratio; PTA, pure-tone
average.
a Unless otherwise indicated, data are expressed as number (percentage)
of participants. Percentages have been rounded and might not total 100. 0
b Hearing loss is defined by the PTA of hearing thresholds at 0.5, 1, 2, and
0 20 40 60 80 100
4 kHz, with tones presented by air conduction to the better-hearing ear. Hearing Loss, dB
c Indicates hazard per 1 dB of PTA.
d A PTA of less than 25 dB indicates normal hearing; 25 to 40 dB, mild
loss; 41 to 70 dB, moderate loss; and greater than 70 dB, severe loss. Figure 2. Risk of incident all-cause dementia by baseline hearing loss after
e Data on hearing aid use were missing for 72 individuals. Participants with
adjustment for age, sex, race, education, diabetes mellitus, smoking, and
hearing aid use data include 514 with no dementia and 53 with dementia. hypertension. Hearing loss is defined by the pure-tone average of thresholds
at 0.5, 1, 2, and 4 kHz in the better-hearing ear. Upper and lower dashed
lines correspond to the 95% confidence interval.
In subsequent analyses, we categorized hearing loss
according to commonly accepted levels of hearing loss
tive risk (HR) of dementia associated with hearing loss
severity. Compared with those with normal hearing, par-
was 2.32 (95% CI, 1.32- 4.07). Thus, the attributable risk
ticipants with mild hearing loss had an HR for incident
of dementia associated with hearing loss in this subco-
dementia of 1.89 (95% CI, 1.00-3.58; P=.049), those with
hort was 36.4% (95% CI, 12.8%-58.6%).
moderate hearing loss had an HR of 3.00 (1.43-6.30;
P=.004), and those with severe hearing loss (n=6) had
an HR of 4.94 (1.09-22.40; P = .04). COMMENT
When the outcome of the analysis was restricted to in-
cident AD (37 of the 58 cases of dementia), hearing loss In this study, hearing loss was independently associated
was associated with an excess risk of 1.20 per 10 dB of hear- with incident all-cause dementia after adjustment for sex,
ing loss (95% CI, 0.94-1.53). This result is comparable to age, race, education, diabetes, smoking, and hyperten-
the risk seen for all-cause dementia (Table 3) but with a sion, and our findings were robust to multiple sensitiv-
wider CI, possibly owing to the smaller sample size. ity analyses. The risk of all-cause dementia increased log
We estimated the proportion of incident all-cause de- linearly with hearing loss severity, and for individuals older
mentia risk that was attributable to hearing loss for par- than 60 years in our cohort, more than one-third of the
ticipants older than 60 years in our cohort, assuming that risk of incident all-cause dementia was associated with
hearing loss could be causally associated with demen- hearing loss.
tia. Hearing loss of at least 25 dB in the better-hearing Our findings contribute significantly to the discussion
ear was present in 43% of this subcohort, and the rela- in the literature on whether hearing loss is a risk factor for
Announcement